Global High-Priority Regulatory Events — May 12, 2026

12-05-2026

Anand Rathi Financial Services Limited, holding 69.90% promoter stake (4,38,45,400 shares) in Anand Rathi Share And Stock Brokers Limited, has created a pledge encumbrance on 24,00,000 shares (3.83% of total share capital, 5.47% of promoter shareholding) with Yes Bank Limited on 9.05.2026, following release from Orbis Financial Corporation Limited on 8.5.2025 for shifting custodian participant to avail margin limits. The encumbrance provides security cover of Rs. 141,42,00,000/- against borrowed amount of Rs. 121,62,12,000/- with a ratio of 1.16. This does not exceed 50% of promoter shareholding or 20% of total share capital.

• · Encumbrance type: Pledge
• · Date of release of previous pledge: 8.5.2025
• · Date of creation of new encumbrance: 9.05.2026
• · Encumbrance not related to debt instruments like debentures
• · Filing signed on 11.05.2026 in Mumbai

12-05-2026

Anand Rathi Financial Services Limited, promoter holding 1,65,34,758 shares (19.92% of total share capital) in Anand Rathi Wealth Limited, released 16,50,000 shares (1.99% of total share capital) previously pledged with Orbis Financial Corporation Limited on 8.11.2026 and 9.11.2026, and subsequently re-pledged 8,30,000 shares (1% of total share capital) with Yes Bank Limited. The overall encumbrance remains flat at 18.40% of promoter shareholding (earlier and current). This shifting of custodian participant is for availing margin limits, with security cover of Rs. 299,77,94,000 against amount involved of Rs. 263,80,58,720 (ratio 1.14).

• · Encumbrance dates: 8.11.2026 (release/creation) and 9.11.2026.
• · Disclosure signed on 11.05.2026 in Mumbai.
• · Encumbrance not related to debt instruments like debentures.
• · Encumbered shares below 50% of promoter shareholding and below 20% of total share capital.

12-05-2026

Quadrant Future Tek Limited disclosed the Monitoring Agency Report by CARE Ratings for Q4 FY26 (ended March 31, 2026) on utilization of ₹290.00 Cr IPO proceeds raised in January 2025, confirming no major deviations from offer document objects with minor utilization shortfalls planned for FY27 and ratified board approvals for general corporate purposes. However, final RDSO approval for the KAVACH project remains pending, resulting in ongoing losses from related R&D and other expenses, while ₹22.73 Cr remains unutilized for the Electronic Interlocking System due to delays in execution. Withdrawals of ₹8.57 Cr for IPO expenses and surpluses of ₹1.99 Cr and ₹0.01 Cr were redirected to general corporate purposes.

• · Board approval for Q4 FY26 general corporate purpose utilization ratified on April 08, 2026.
• · IPO issue period: January 07-09, 2025; allotment date: January 10, 2025.
• · Board resolution for ₹8.57 Cr withdrawal: January 10, 2026; postal ballot approval: February 13, 2026.
• · Surplus allocation board resolution: February 25, 2026.
• · Interim approvals received for KAVACH field trials; final RDSO approval pending.
• · Expected completion for Electronic Interlocking System was FY26 but extended.

12-05-2026

Onward Technologies Limited's Board of Directors approved a buyback of up to 5,48,780 equity shares at ₹328 per share, aggregating up to ₹18,00,00,000 through the tender offer route, subject to approvals. Promoters and Promoter Group have indicated they will not participate. Pre-buyback shareholding shows Promoters holding 88,90,059 shares (39.07%), Public 1,35,54,132 shares (59.57%), and total paid-up equity shares at 2,27,53,870.

• · Buyback to be undertaken through tender offer route on proportionate basis.
• · Buyback Committee constituted by Board to handle execution.
• · Promoters and Promoter Group intend not to participate.
• · Pre-buyback shareholding as on May 8, 2026.
• · Board may increase buyback price and decrease shares proportionately prior to Record Date without changing offer size.

12-05-2026

Garware Technical Fibres Limited's board approved on May 08, 2026, a buyback of up to 16,17,500 fully paid-up equity shares of face value ₹10 each at ₹680 per share, for an aggregate amount not exceeding ₹110 Cr, through a proportionate tender offer process. The public announcement was published on May 12, 2026, in newspapers including Daily Business Standard (English and Hindi editions) and Dainik Prabhat (Marathi). The record date for determining eligible shareholders is May 20, 2026, with 15% reserved for small shareholders.

• · Buyback compliant with SEBI Buyback Regulations and Companies Act, 2013; no issuance of new shares or further capital raising restrictions post-buyback.
• · 15% of buyback shares reserved for small shareholders (market value ≤ ₹2,00,000 on record date).
• · Company confirms no prior buyback in last year, no pending schemes of amalgamation.

12-05-2026

Hipolin Ltd certifies that its paid-up equity share capital does not exceed ₹10 Cr and net worth does not exceed ₹25 Cr as on March 31, 2026, qualifying for exemption under Regulation 15(2) of SEBI (LODR) Regulations, 2015. Consequently, Regulation 24A requiring Annual Secretarial Compliance Report is not applicable for the year ended March 31, 2026. A certificate from practicing Company Secretary M K Samdani & Co. is attached and submitted to BSE Limited.

• · Scrip code: 530853 / Scrip ID: HIPOLIN
• · Certificate UDIN: A041630H000335044
• · Place: Ahmedabad
• · Contact: samdanikalani@gmail.com, Phone: 9429965668

12-05-2026

Ekam Leasing and Finance Co. Limited informed BSE of the First Motion Order pronounced by NCLT New Delhi on May 8, 2026, in CA(CAA)/17(ND)/2026, approving key procedural steps for the Scheme of Amalgamation of its wholly-owned subsidiaries Rex Overseas Private Limited and S & S Balajee Mercantile Private Limited into Ekam. The order dispenses with meetings of shareholders/creditors for transferor companies and creditors of Ekam, but mandates a shareholder meeting for Ekam via video conferencing; no changes to management, control, or shareholding are expected. The scheme, with Appointed Date of April 1, 2025, aims to simplify group structure, reduce costs, and enhance efficiency without any reported negatives.

• · No secured creditors for any of the applicant companies as on 30.09.2025
• · All shareholders and unsecured creditors of transferor companies and transferee company provided consent letters
• · Ekam is registered with RBI as non-deposit accepting NBFC-ND
• · Order reserved on April 20, 2026; received by company on May 11, 2026
• · Notices to be issued to Regional Director, ROC Delhi & Haryana, Official Liquidator, Income Tax, RBI, BSE, SEBI

12-05-2026

PPMS Real Estates LLP is launching an open offer to acquire up to 8,59,769 fully paid-up equity shares of ₹10 each (26.00% of the Voting Share Capital) of AVI Products India Limited at ₹33.00 per share. The acquirer currently holds 20,72,669 equity shares (62.68%) following prior acquisitions of 7,83,091 shares from promoters (23.68%) and 4,69,710 shares from non-promoters (14.20%). The Committee of Independent Directors has recommended the offer price as fair and reasonable, in line with SEBI (SAST) Regulations.

• · Tendering Period: May 13, 2026 to May 26, 2026.
• · Identified Date: April 28, 2026 (for determining eligible shareholders to receive Letter of Offer).
• · Acquirer has no experience in dental products but plans diversification into real estate sector and potential capital structure reorganization, subject to shareholder approval.
• · Board approved shifting of Registered Office subject to approvals (current: 110, Manish Industrial Estate No.4, Navghar Road, Vasai (East), Palghar - 401210).
• · No competing offers; offer implemented via Stock Exchange Mechanism.
• · All directors hold zero shares in the Target Company.

12-05-2026

The NCLT Mumbai Bench approved the Resolution Plan submitted by Shriniwas Spintex Industries Private Limited for Morarjee Textiles Limited on May 11, 2026, following 75.61% CoC approval, marking the resolution of the CIRP commenced on February 9, 2024. The plan provides ₹130 Crore to secured creditors and a Performance Security of ₹20 Crore from the SRA, but allocates only ₹39 Lakh (0.07% recovery) to unsecured financial creditors against admitted claims of ₹128.46 Crore, drawing objections from ACT Fininvest Ltd. (16.79% CoC voting share) for inequitable treatment. Only one compliant plan remained after disqualifications of other applicants under Section 29A.

• · CIRP commenced on 09.02.2024 with public announcement on 12.02.2024.
• · Multiple CIRP extensions granted, final up to 28.04.2025.
• · Two other resolution applicants (Dev Land & Housing Pvt. Ltd. and Nirmal Ujjwal Credit Co-operative Society Ltd.) disqualified under Section 29A.

12-05-2026

The National Company Law Tribunal (NCLT), Mumbai, appointed Mr. Raju Mangilal Marshiya as Resolution Professional (RP) for Supha Pharmachem Limited (formerly Remedium Lifecare Limited) under the ongoing Corporate Insolvency Resolution Process (CIRP) via order dated April 30, 2026, replacing the Interim Resolution Professional (IRP). The RP has assumed control, suspending the powers of the Board of Directors. BSE Limited has been informed to update its records with the new RP details.

• · NCLT order received on May 11, 2026.
• · RP IBBI Registration No.: IBBI/IPA-001/IP-P-02849/2024-2025/14408, AFA valid till June 30, 2026.
• · RP contact: Email rmmar73@gmail.com / spl.cirp@gmail.com; Mobile 7767014381; Address: 8, Nisarg, A-6, Kumbre Park, New D P Road, Kothrud, Pune 411038.
• · Scrip Code: 541019

12-05-2026

Aar Shyam India Investment Company Limited submitted copies of newspaper publications dated May 12, 2026, announcing the Notice of Voluntary Delisting of its equity shares from The Calcutta Stock Exchange Limited (CSE), as approved by the Board of Directors on May 11, 2026. The notice was published in Financial Express (English, all editions), Jansatta (Hindi, all editions), Pratahkal (Marathi, Mumbai edition), and Ekdin (Bengali, Kolkata edition) in compliance with SEBI (LODR) Regulations 2015. The company remains listed on BSE Limited (scrip code: 542377).

• · Scrip Code on CSE: 011600; on BSE: 542377
• · CIN: L47219DL1983PLC015266
• · Registered Office: 920, 9th Floor, Kirti Shikar Building, Dist. Centre, Janakpuri, New Delhi – 110058
• · Email: info@aarshyam.in; Website: www.aarshyam.in

12-05-2026

Dinesh Kumar, M.D., Chief Medical Officer of Astrana Health, Inc., notified the company on May 7, 2026, of his resignation effective June 1, 2026, which is not due to any disagreement. The company thanked Dr. Kumar for his contributions and wished him well. No successor has been announced in the filing.

• · Filing date: May 12, 2026
• · Report signed: May 11, 2026
• · Trading symbol: ASTH (Nasdaq)

12-05-2026

Apeiron Acquisition Vehicle I, a Cayman Islands blank check company (SPAC), filed Amendment No. 2 to its Form S-1 registration statement on May 11, 2026 (effective filing date May 12), solely to include an updated consent from auditor Withum Smith+Brown, PC (Exhibit 23.1). The IPO proposes up to 8,050,000 units (if underwriters' over-allotment exercised in full), with Apeiron Sponsor I and BBG committing to 246,350 private placement units at $10.00 each for $2,463,500 total. Estimated non-underwriting offering expenses total $743,500, including $300,000 in legal fees.

• · Sponsor originally received 2,683,333 founder shares for $25,000 on August 8, 2025; surrendered 1,341,667 on September 11, 2025; added one share for $0.001 on January 27, 2026; converted 300,000 Class B to Class A on March 3, 2026.
• · BBG received 1,341,666 founder shares for $12,500 on September 11, 2025; converted 300,000 Class B to Class A on March 3, 2026.
• · Previous name: American Dream Acquisition Co I Ltd (changed September 11, 2025).
• · SEC file number: 333-293174; EIN: 98-1903018.

12-05-2026

Next Bridge Hydrocarbons, Inc. filed an S-1/A registration statement on May 12, 2026, detailing its oil and gas projects including the Hazel Project (Texas), Oklahoma Properties (Viking), and Wildcat Projects (Louisiana) with total gross leasehold interests of 2,838 acres (net 2,229 acres). Q1 2026 production revenue declined 11% YoY to $2,725 from $3,064, driven by lower oil volumes (14 Bbls vs 30 Bbls) despite slightly higher gas prices, while cost of revenue surged to $36,039 from $9,598 due to higher operating expenses. The company reports no proved reserves, zero capitalized costs for properties as of March 31, 2026 (all previously impaired), no drilling activity, and no employees, relying on consultants.

• · No proved or probable reserves reported as of Dec 31, 2025 and 2024.
• · Average Q1 2026 production costs $321.78 per BOE (including LOE and taxes), up from $441.51 per BOE in 2025 full year.
• · No development costs or property acquisitions in Q1 2026 vs $14,952 in Q1 2025.
• · All unevaluated costs of $5,373,207 fully impaired as of March 31, 2026.
• · No productive or dry wells drilled in Hazel Project or Louisiana Panther Project in recent periods.

12-05-2026

Diodes Incorporated announced the immediate retirement of Chairman Dr. Keh-Shew Lu after more than 25 years of service, during which he scaled the company from $215 million annual revenue in 2005 to a multibillion-dollar semiconductor firm via 10 strategic acquisitions and 34 consecutive years of profitability. The Board elected Angie Chen Button, an independent director since April 2021 and Lead Director since May 2023, as the new Chairwoman, leveraging her 30+ years at Texas Instruments and legislative experience. CEO Gary Yu highlighted her qualifications for driving continued revenue and earnings growth.

• · Dr. Lu joined Diodes in June 2005.
• · Ms. Button served as Chair of Governance and Stockholder Relations Committee and Compensation Committee.
• · Ms. Button served in Texas House of Representatives since 2009, chairs Trade, Workforce, and Economic Development Committee.
• · Ms. Button recognized as 'Top 10 Best Legislator' by Texas Monthly in 2021 and 2023.

12-05-2026

Green Dot Corporation reported strong Q1 2026 financial results, with GAAP total operating revenues increasing 17% YoY to $656,247 thousand and net income more than doubling 109% YoY to $53,753 thousand, driven by B2B Services and tax processing growth. However, adjusted EBITDA margin contracted 0.6 percentage points to 15.7%, Consumer Services continued to face headwinds with GDV down to $3,879 million from $4,238 million and active accounts declining to 1.52 million from 1.80 million, while B2B purchase volume declined to $1,917 million from $1,986 million. The company is progressing toward its acquisition by Smith Ventures and CommerceOne, pending approvals.

• · Number of cash transfers: 7.02 million in Q1 2026 vs 7.51 million in Q1 2025.
• · Direct deposit active accounts in Consumer Services: 0.38 million in Q1 2026 vs 0.41 million in Q1 2025.
• · Proposed acquisition announced November 24, 2025; early termination of HSR waiting period received.
• · No earnings conference call or 2026 guidance due to pending transactions.

12-05-2026

On May 6, 2026, Maison Solutions Inc. received a notice from Nasdaq's Listing Qualifications Department stating non-compliance with Nasdaq Listing Rule 5620(a) due to failure to hold an annual stockholders' meeting within one year of its fiscal year ended April 30, 2026. The company has 45 calendar days from the notice date to submit a plan to regain compliance, potentially receiving an extension of up to 180 days from the fiscal year end if accepted by Nasdaq. The company plans to submit the plan and hold the annual meeting as soon as practicable.

• · Nasdaq Listing Rule violated: 5620(a)
• · Compliance plan submission deadline: 45 calendar days from May 6, 2026
• · Potential extension period: up to 180 days from April 30, 2026
• · Fiscal year end: April 30
• · Trading symbol: MSS (Class A Common Stock, par value $0.0001 per share)
• · Emerging growth company: Yes

12-05-2026

At the Clearwater Paper Corporation 2026 Annual Meeting on May 7, 2026, stockholders elected six directors including Jeanne M. Hillman and John P. O’Donnell, ratified KPMG LLP as the independent auditor for 2026, approved say-on-pay compensation, and approved amendments to the Restated Certificate of Incorporation (exculpation for officers) and Bylaws (forum selection and director nomination requirements). Stockholders also approved the 2026 Stock Incentive Plan establishing a new reserve of 2,000,000 shares, though with a relatively narrow margin of 6,562,984 votes for versus 5,430,608 against. All proposals passed, with strong support for most items but softer approval for the equity plan.

• · Proposal 2 ratification of KPMG: 13,435,154 For, 347,742 Against, 56,012 Abstain.
• · Proposal 3 say-on-pay: 10,189,046 For, 1,808,030 Against, 37,732 Abstain.
• · Proposal 4 Restated Certificate amendment: 10,947,284 For, 1,037,386 Against, 50,138 Abstain.
• · Proposal 5 Bylaws amendment: 10,314,342 For, 1,678,208 Against, 42,258 Abstain.

12-05-2026

VenHub Global reported a sharply declining revenue of $67,836 for Q1 2026, down 86% YoY from $500,000, with gross profit falling 98% to $3,689, though operating expenses decreased 52% to $4.5M, narrowing the operating loss. However, massive non-cash interest expense of $11.2M led to a widened net loss of $16.6M versus $9.3M YoY. Balance sheet strengthened significantly with cash surging 6,375% QoQ to $5.8M and stockholders' equity turning positive at $3.3M from a $10.3M deficit, fueled by $13.3M in financing inflows from warrants and stock issuances.

• · Common shares issued increased by 10,033,501 during Q1 2026, including 7,700,000 from warrant issuance and 2,000,000 for note extension.
• · Convertible debt at fair value reduced to $0 from $4,576,949 QoQ.
• · Related party loan payable increased to $2,100,000 from $1,000,000 QoQ.
• · Net cash used in operating activities worsened to $7.5M from $1.4M YoY.

12-05-2026

BankUnited, Inc. amended and restated its letter agreement with CFO James Mackey on May 11, 2026, converting his prior change-in-control retention bonus to a double-trigger severance benefit. Under the new terms, if terminated without cause or for good reason within two years post-change in control, Mr. Mackey is entitled to a lump sum equal to two times his annual base salary, subject to a release of claims. The amendment supersedes the prior agreement dated July 22, 2025.

• · Amendment approved by Compensation Committee of the Board.
• · Effective two-year window post-change in control.
• · Filed as Exhibit 10.1.

12-05-2026

Suchness Tech Limited, a Cayman Islands holding company with subsidiaries AP Engineering Solutions Pte. Ltd. and Quantum Services Pte. Ltd. in Singapore, filed an F-1 registration statement on May 11, 2026, for an initial public offering of Class A Ordinary Shares totaling $20 million, with an expected listing on Nasdaq Capital Market under symbol 'SUCH'. The offering implements a dual-class voting structure, with CEO Poh Hin Tan retaining significant voting control ([●]%), qualifying as a 'controlled company' exempt from certain Nasdaq governance rules. As an emerging growth company and foreign private issuer, it faces high investment risks with no prior public market.

• · Incorporated August 4, 2025; restructuring September 17, 2025, making subsidiaries wholly owned.
• · Share subdivision August 28, 2025: from 50,000 shares of $1 par to 500,000,000 shares of US$0.0001 par.
• · Fiscal year end: June 30.
• · SIC: Semiconductors & Related Devices [3674].
• · SGD:USD exchange rates: Dec 31, 2025 period-end 1.2841 (vs 1.3603 in 2024); average 1.2900 (vs 1.3260); June 30, 2025 year-end 1.2759 (vs 1.3561 in 2024); annual average 1.3254 (vs 1.3484).
• · Underwriters' over-allotment option: up to additional [●] Class A Ordinary Shares for 45 days.

12-05-2026

Verde Clean Fuels, Inc. reported an improved net loss of $2,393 thousand for the three months ended March 31, 2026, compared to $2,704 thousand in the prior year period, driven by lower general and administrative expenses of $2,673 thousand (down 10.8% YoY) and slightly reduced R&D expenses. However, the company continued to incur operating losses and used $2,617 thousand in cash from operations (improved from $3,702 thousand YoY), resulting in a net cash decrease of $2,934 thousand and ending cash of $54,381 thousand. Stockholders' equity declined slightly to $56,338 thousand from $58,135 thousand at December 31, 2025.

• · Loss per share of Class A common stock improved to $(0.05) from $(0.08) YoY.
• · Net cash used in investing activities increased to $317 thousand from $12 thousand YoY due to higher additions to property, plant and equipment.
• · No cash flows from financing activities in Q1 2026, compared to $49,950 thousand provided in Q1 2025 from issuance to Cottonmouth.

12-05-2026

For the quarter ended March 31, 2026, Nuveen Churchill Private Capital Income Fund's total assets grew 13% QoQ to $2,513,978 from $2,226,562, with net assets increasing 4% to $1,447,407, supported by $108M in share issuances but offset by $30,703 in distributions and $41,911 payable for repurchases. Investment income rose 19% YoY to $50,745 and net investment income increased 14% to $29,694; however, net realized and unrealized losses on investments widened to $(17,875) from $(10,213), driving a 25% YoY decline in net increase in net assets from operations to $11,819 versus $15,848. Secured borrowings expanded 25% QoQ to $984,302 amid $233,000 in new proceeds.

• · Net realized loss on investments of $(2,022) for the quarter versus gain of $212 YoY.
• · Net change in unrealized depreciation of $(15,853) versus $(10,425) YoY.
• · Cash flows from operating activities used $(247,843) versus $(100,865) YoY.
• · Weighted average Class I shares outstanding 57,166,472 versus 34,528,300 YoY.
• · Per share net investment income declined YoY across classes: Class I from $0.72 to $0.50.

12-05-2026

ON Semiconductor Corporation entered into a call option transaction (Confirmation) with an unnamed Dealer to hedge its issuance of [___]% Convertible Senior Notes due 2031 with an aggregate initial principal amount of USD 1,000,000,000, potentially increasing by up to USD 150,000,000 pursuant to an overallotment option. The transaction incorporates 2002 ISDA Equity Derivatives Definitions and references an ISDA Master Agreement, with the Number of Options equal to the number of USD 1,000 principal amount Convertible Notes issued. Key terms include a Modified American option style, Strike Price of USD [_____], Premium of USD [_____], Free Convertibility Date of February 1, 2031, and Expiration Date of May 1, 2031.

• · Trade Date: [_____], 2026
• · Premium Payment Date: [_____], 2026
• · Free Convertibility Date: February 1, 2031
• · Expiration Date: May 1, 2031
• · Exchange: The Nasdaq Global Select Market
• · Number of Options equals the number of Convertible Notes in principal amount of USD 1,000 (1,000,000 Options for base issuance; 150,000 for additional)

12-05-2026

At a special stockholder meeting on May 7, 2026, Volato Group, Inc. shareholders overwhelmingly approved all six proposals, including the merger with M2i Global (Merger Proposal: 13,053,706 FOR vs. 158,282 AGAINST), stock issuance for the merger (12,968,426 FOR vs. 227,255 AGAINST), election of seven directors, name change to M2i Global, Inc., the 2026 Stock Incentive Plan (12,829,822 FOR vs. 364,186 AGAINST), and authorization for a reverse stock split. Opposition was minimal across proposals, with no significant declines or flat votes noted, and broker non-votes at 1,919,968 for most proposals. The merger is expected to close subject to customary conditions.

• · Proxy statement filed April 13, 2026
• · Registration Statement on Form S-4 (File No. 333-292132) effective April 10, 2026
• · Merger Agreement filed July 29, 2025
• · Proposal 3 director votes: Matt Liotta (12,963,796 FOR, 9,012 AGAINST); others had 0 AGAINST
• · Proposals 4 and 6 had 0 broker non-votes

12-05-2026

Sezzle Inc. (NASDAQ:SEZL) announced a new $300 million receivables funding facility with Mesirow Alternative Credit (f.k.a. Bastion), doubling the original $150 million committed facility that was previously expanded to $225 million via accordion. The refinancing reduces the interest rate spread to 3-month Term SOFR + 3.86% (down nearly 290 basis points from prior 6.75%), boosts the advance rate to up to 92.5% (from 90%), lowers minimum utilization to $50 million (from $60 million), and includes a $75 million accordion option over a 3-year term. CFO Lee Brading highlighted improved cost of capital and capacity to support growth.

• · Facility term: 3 years
• · Interest rate: 3-month Term SOFR + 3.86% with 2.0% SOFR floor
• · Advance rate: 85.0% or 92.5% of eligible originations based on performance
• · Unused line fee: 0.50% per annum on unused committed capacity
• · Covenants, representations, warranties, and reporting typical of receivables warehouse facility
• · Company address: 700 Nicollet Mall, Suite 640, Minneapolis, MN 55402

12-05-2026

At the 2026 Annual Meeting on May 7, 2026, Cadence Design Systems, Inc. stockholders elected all eleven director nominees with strong majority support ranging from approximately 90-99% for most, though Alberto Sangiovanni-Vincentelli faced 15,237,989 votes against. Stockholders also approved the amendment to the Omnibus Equity Incentive Plan, increasing authorized shares by 5,000,000, an advisory resolution on named executive officer compensation, and ratification of PricewaterhouseCoopers LLP as auditor for fiscal year ending December 31, 2026. All proposals passed with significant majorities.

• · Board approved Omnibus Plan amendment on February 12, 2026, subject to stockholder approval
• · Proxy Statement filed March 25, 2026
• · Omnibus Plan previously set to end April 30, 2030, now continues until terminated by Board or shares depleted

12-05-2026

Elong Power Holding Ltd., a Cayman Islands-incorporated foreign private issuer, filed an F-1 registration statement on May 11, 2026, for its IPO, benefiting from reduced SEC reporting obligations (e.g., 20-F vs. 10-K) and flexibility to follow home country governance practices over certain Nasdaq rules like shareholder approvals for equity plans and issuances. However, it highlights risks including potential loss of FPI status by June 30, 2026, leading to higher compliance costs and U.S. domestic issuer requirements, limited shareholder rights and inspection abilities under Cayman law, no public market for Common Warrants and Pre-Funded Warrants, and 90-day lock-up restrictions followed by potential dilution from share sales.

• · Fiscal year ended December 31, 2025
• · Next foreign private issuer status determination: June 30, 2026
• · 90-day lock-up period for the company, directors, and executive officers from offering closing
• · Exclusive forum: United States District Court for the Southern District of New York for U.S. federal securities law claims

12-05-2026

Sound Financial Bancorp reported net income of $1,576 thousand for the three months ended March 31, 2026, up 35% YoY from $1,167 thousand, with net interest income increasing 12% to $9,047 thousand amid higher loan interest income. However, noninterest income fell 17% to $910 thousand due to lower service charges, BOLI earnings, and mortgage servicing income, while provision for credit losses flipped to an expense of $123 thousand from a $203 thousand release. Total assets grew 1.8% QoQ to $1,112,051 thousand as of March 31, 2026, driven by 1.8% loan portfolio growth and 2.1% deposit increase.

• · Earnings per share (basic and diluted): $0.61 for Q1 2026 vs. $0.45 for Q1 2025
• · Cash dividends paid: $0.21 per share in Q1 2026 (total $541 thousand) vs. $0.19 per share in Q1 2025 (total $487 thousand)
• · Net cash used in investing activities: $21,062 thousand in Q1 2026 vs. provided $13,919 thousand in Q1 2025, primarily due to $16,019 thousand net increase in loans
• · Allowance for credit losses on loans: $8,635 thousand as of March 31, 2026 (up from $8,605 thousand at Dec 31, 2025)

12-05-2026

For the three months ended March 31, 2026, New Mountain Net Lease Trust reported total revenues of $30,012, up 11% YoY from $27,051, driven by higher rental revenue, with net income rising 14% YoY to $5,999 and net cash from operating activities increasing 11% to $14,620. However, total expenses surged 27% YoY to $14,512, investments in real estate declined 0.7% QoQ to $1,285,495 from $1,294,008, and earnings per share decreased for Class F (to $0.11 from $0.12 YoY) and Class I (to $0.07 from $0.09 YoY). Total shareholders' equity grew 17% QoQ to $466,202, bolstered by $78,589 in common shares issued, while mortgage notes and credit facility decreased 7% QoQ to $862,943.

• · Earnings less than distributions worsened to ($145,181) as of March 31, 2026 from ($135,177) at December 31, 2025.
• · Distributions declared at $0.425 gross per share, totaling $14,646 paid.
• · Proceeds from common shares issued: $78,550 (net of offering costs).

12-05-2026

Venture Global reported Q1 2026 revenue of $4,599 million, up 59% YoY from $2,894 million, primarily driven by LNG revenue increasing 59% to $4,575 million. Net income attributable to common stockholders rose 23% to $488 million, with income from operations up 7% to $1,151 million. However, cost of sales more than doubled to $2,784 million, total operating expenses surged 90% to $3,448 million, and net cash from operating activities declined 32% to $763 million amid higher working capital changes.

• · Calcasieu Project: Operating; Plaquemines Project: Construction and Commissioning; CP2 Project: Construction; others in Development.
• · Basic EPS $0.20 in Q1 2026 vs $0.17 in Q1 2025.
• · Dividends declared on common stock $0.02 per share, totaling $45 million.
• · Net cash used by investing activities $2,998 million in Q1 2026 vs $3,470 million in Q1 2025.
• · Current restricted cash increased to $335 million from $195 million at Dec 31, 2025.

12-05-2026

Public Co Management Corp (PCMC) reported revenues of $0 for the three months ended March 31, 2026, flat YoY, but net loss widened significantly to $74,107 from $21,155, driven by G&A expenses surging 313% to $76,588. For the six months ended March 31, 2026, net loss increased to $91,130 from $41,492 YoY, with cash balance plummeting to $15,052 from $234,405 at September 30, 2025 amid operating cash usage and a $130,000 investing outflow. However, total liabilities decreased to $313,343 from $474,803, aided by a $168,545 non-cash offset of related-party note receivable against payables.

• · Net cash used in operating activities for six months ended Mar 31, 2026: $89,353 (vs $80,318 in 2025, increased usage)
• · Stockholders’ deficit at Mar 31, 2026: $(298,291) (worsened from $(207,161) at Sep 30, 2025)
• · Note payable – related party at Mar 31, 2026: $279,484 (down from $350,000 at Sep 30, 2025)
• · Accumulated deficit at Mar 31, 2026: $(5,827,307) (vs $(5,736,177) at Sep 30, 2025)

12-05-2026

Functional Brands Inc. entered into a Conversion Price Reduction and Waiver Agreement on May 11, 2026, with holders of its Series C Convertible Preferred Stock, reducing the conversion price to $0.1636 per share during the Fixed Conversion Period and waiving the prohibition on below-price conversions. The agreement mandates filing an amendment to the Series C Certificate within three business days and capitalizes any unpaid Cash Consideration from the March 9, 2026 Exchange Agreement as unsecured additional principal on holders' exchange notes, convertible at 100% of the prior day's market price. This adjustment replaces prior tiered pricing and may increase potential share dilution without offsetting positives disclosed.

• · Series C Certificate originally filed March 12, 2026; Exchange Agreement dated March 9, 2026.
• · Company must file 8-K disclosing agreement within 30 minutes of execution.
• · Add-Back Principal on exchange notes is unsecured and excludes liens or collateral.

12-05-2026

Rocket Companies reported Q1 2026 net revenue of $2,941 million, up 167% YoY from $1,101 million, driven by gain on loan sales rising 78% to $1,376 million and loan servicing income turning positive at $598 million from a $48 million loss. Net income attributable to Rocket reached $297 million versus a $10 million loss in Q1 2025, with EPS of $0.10. However, total assets declined 2% QoQ to $59,439 million, mortgage loans held for sale fell 10% QoQ to $13,928 million, and change in fair value of MSRs remained negative at $485 million.

• · Operating cash flow improved to $1,857 million in Q1 2026 from ($796) million in Q1 2025.
• · Secured financing decreased to $15,882 million as of March 31, 2026 from $17,936 million at December 31, 2025.
• · Class A common stock shares outstanding: 978,704,853 as of March 31, 2026.

12-05-2026

On May 6, 2026, Ashford Hospitality Trust, Inc. completed the sale of the 150-room Embassy Suites Dallas Near the Galleria for approximately $16.6 million in cash net of selling expenses, while paying approximately $16.0 million to the mortgage lender secured by ten hotels including the sold property. Pro forma consolidated balance sheet as of December 31, 2025 shows total assets declining to $2,821,132 thousand from $2,833,632 thousand and net hotel properties decreasing to $2,072,954 thousand from $2,085,244 thousand. Pro forma statement of operations for the year ended December 31, 2025 reflects total revenue declining to $1,098,114 thousand from $1,104,388 thousand due to removal of the hotel's $6,274 thousand revenue, but net income loss improving to $(180,552) thousand from $(188,159) thousand, and loss per share to $(34.73) from $(35.99).

• · Pro forma adjustments include $16,618 thousand cash received net of $423 thousand working capital and $15,998 thousand mortgage repayment.
• · Embassy Suites Dallas contributed $6,274 thousand total hotel revenue but $(3,284) thousand net loss for the year ended Dec 31, 2025.
• · The mortgage loan is secured by ten hotels including the sold property.
• · Pro forma gain on disposition of $4,323 thousand (preliminary, with related tax effects).

12-05-2026

Ducommun Inc reported robust Q1 2026 financial results with net revenues increasing 8.6% YoY to $209,022 from $192,481, gross profit up 11.5% to $56,233, and operating income surging 216% to $15,720 driven by a 10% reduction in SG&A expenses to $40,513 and absence of restructuring charges. Net income rose sharply 607% to $9,916 ($0.66 basic EPS) from $1,402 ($0.09), while cash flow from operations improved to $11,239 from $771. However, cash and equivalents declined 14% QoQ to $39,103 from $45,289, reflecting increases in accounts receivable and inventories alongside financing outflows.

• · Prior period financials for three months ended March 29, 2025 are as restated.
• · Weighted-average basic shares outstanding increased to 15,044 from 14,856 YoY.
• · Capex (purchases of property and equipment) decreased to $2,936 from $4,815 YoY.

12-05-2026

PropShare Titania, the second scheme of Property Share Investment Trust, submitted Part C of the Compliance Report on Corporate Governance to BSE Limited for the period ended March 31, 2026, pursuant to SEBI REIT Regulations and Master Circular. All affirmations (e.g., annual report disclosure, chairperson presence at meetings) are marked Not Applicable due to the recent unit listing on August 04, 2025, with the first annual report and unitholder meeting planned for FY 2026-27. The report will be filed by June 30, 2027.

• · Units listed on BSE on August 04, 2025 (Scrip Symbol: PSTitania; Scrip Code: 544462).
• · Investment Manager registered office: 10th Floor, SKAV Seethalakshmi, 21/22, Kasturba Road, Bengaluru 560001; CIN: U66309KA2024PTC186944.
• · Contact: smreit.manager@psreit.in; Phone: 080-31003901; Website: https://www.psreit.in/

12-05-2026

JFB Construction Holdings announced a 115% year-over-year revenue increase for Q1 2026 compared to Q1 2025, attributing it to ongoing growth and new contract signings. The company has filed a Form S-4 for its merger with XTEND, valued at approximately $1.5 billion, which adds over $70 million in backlog contracts and over $500 million in anticipated pipeline to the combined entity. No declines or flat metrics were reported in the quarter.

• · Merger announced on March 4, 2026; Form S-4 registration statement filed.
• · XTEND headquartered in Tampa, Florida; founded in Tel Aviv, Israel; manufacturing in U.S., U.K., Singapore, Israel, Latvia.
• · Communication first made available on May 11, 2026; SEC filing on May 12, 2026.

12-05-2026

Unicycive Therapeutics reported a net loss of $12,823 thousand for the three months ended March 31, 2026, compared to net income of $570 thousand in the prior year period, driven by a $4,780 thousand loss on change in fair value of warrant liability versus an $8,348 thousand gain last year, while total operating expenses rose 5.6% YoY to $8,437 thousand with G&A up 17% despite R&D down 26%. Cash and equivalents increased to $37,371 thousand from $29,198 thousand at year-end, supported by $19,569 thousand net financing proceeds, and operating cash use improved to $6,241 thousand from $8,903 thousand. Stockholders' equity grew to $37,704 thousand from $30,197 thousand, though accumulated deficit widened to $140,648 thousand.

• · Warrant liability increased to $21,695 thousand from $16,915 thousand.
• · Weighted-average basic shares outstanding: 23,908,153 for Q1 2026 vs 11,681,881 for Q1 2025.
• · Issuance of 3,123,537 common shares for $19,566 thousand net proceeds in Q1 2026.
• · Marketable securities increased to $17,215 thousand from $12,071 thousand.

12-05-2026

On May 8, 2026, Stephen Curley, Chief Banking Officer for National Business Lines of Western Alliance Bancorporation, provided notice of his resignation to pursue another employment opportunity as Chief Executive Officer within the financial services industry. The company filed an 8-K on May 12, 2026, under Items 5.02 and 9.01, disclosing the departure with no mention of severance or compensatory arrangements.

• · Securities registered: Common Stock ($0.0001 Par Value, WAL on NYSE); Depositary Shares (WAL PrA on NYSE)
• · Company address: One E. Washington Street, Phoenix, Arizona 85004

12-05-2026

Arshiya Limited, under Corporate Insolvency Resolution Process (CIRP) since April 23, 2024, disclosed the list of creditors as of February 5, 2026, in compliance with SEBI LODR and IBBI regulations. Total claims received from 69 creditors amount to ₹67,143,678,269.26, with ₹66,520,441,312.93 admitted by the Resolution Professional, while ₹324,890,043.00 remain under verification and ₹298,346,914.32 not admitted, reflecting significant unresolved liabilities. Major secured financial claims of ₹35,434,155,787.54 (admitted ₹35,431,865,381.54) are led by Edelweiss ARC, alongside unsecured claims of ₹30,863,902,742.41 (admitted ₹30,845,226,182.01), with operational claims much smaller but partially disputed.

• · CIRP commenced on April 23, 2024
• · List of creditors certified as of February 5, 2026
• · Status of claims subject to further revision based on additional documents
• · Several claims treated as contingent (e.g., Gram Panchayat taxes disputed in court, CGST claim not admissible as pertains to another entity)
• · Late claims from Vijay Shamkant Bagate, Development Commissioner SEEPZ-SEZ, and Nalini Vivekanand Sawale approved by CoC

12-05-2026

Ampco-Pittsburgh reported total net sales of $108,327 thousand for Q1 2026, up 3.9% YoY from $104,265 thousand, driven by higher net sales and related party sales. However, income from operations fell 33.5% to $2,562 thousand due to higher costs of products sold, a deconsolidation charge, and lower other income, resulting in a net loss attributable to common shareholders of $867 thousand versus $1,142 thousand profit in Q1 2025. Operating cash flow improved significantly to $1,647 thousand from a $5,280 thousand outflow, though cash and equivalents declined to $9,226 thousand from $10,703 thousand QoQ.

• · Trade receivables increased to $93,581 thousand from $78,981 thousand QoQ.
• · Asbestos liability decreased to $192,969 thousand ($28,000 current + $164,969 noncurrent) from $198,332 thousand QoQ.
• · Depreciation and amortization decreased to $4,258 thousand from $4,636 thousand YoY.
• · Weighted-average basic shares outstanding: 20,237 (Q1 2026) vs 19,980 (Q1 2025).

12-05-2026

Compuage Infocom Limited, currently under Corporate Insolvency Resolution Process (CIRP) managed by Resolution Professional Mr. Gajesh Labhchand Jain, has disclosed the scheduling of its 25th Committee of Creditors meeting on May 14, 2026, at 4:00 PM, pursuant to Regulation 30 of SEBI LODR. The CIRP was initiated following a Hon’ble NCLT order dated April 29, 2024, received on May 9, 2024. No financial outcomes or resolutions from prior meetings are detailed in this intimation.

• · Security Code: 532456, Symbol: COMPINFO
• · NCLT order dated 29.04.2024, received on 09.05.2024
• · IBBI Reg. No.: IBBI/IPA-001/IP-P-01697/2019-2020/12588, AFA Validity: 31.12.2026
• · CIN: L99999MH1999PLC135914

12-05-2026

SOLV Energy reported first quarter 2026 revenue of $677 million, up 66% YoY from $408 million, with gross profit surging 102% to $119 million (margin 17.6% vs 14.5%) and Adjusted EBITDA rising 174% to $93 million. However, net loss widened to $(27) million from $(1) million, primarily due to a one-time non-cash expense of $521 million related to legacy equity awards. The company announced the $45 million acquisition of Roberson Waite Electric to expand utility services capabilities and raised full-year 2026 Adjusted EBITDA guidance to $435-$455 million, supported by an $8.2 billion backlog.

• · Expected FY2026 revenue guidance: $3.720 billion to $3.820 billion
• · Expected FY2026 Adjusted Gross Profit guidance: $610 million to $650 million (16.4% to 17.0% margin)
• · RWE acquisition expected to close by Q3 2026, subject to customary adjustments
• · Mike Adams joined as VP Investor Relations in May 2026 with over 20 years energy sector experience
• · Since 2008, built more than 500 power plants representing 21 GW of capacity

12-05-2026

C4 Therapeutics reported revenue from collaboration agreements of $6,152 for Q1 2026, down 15% YoY from $7,238, while research and development expenses decreased 9% to $24,606 and general and administrative expenses remained flat at $9,331, leading to total operating expenses of $33,937 (down 7% YoY). Net loss improved to $25,129 from $26,322 YoY. However, cash and cash equivalents declined 18% QoQ to $61,274 from $74,603, with net cash used in operations at $29,944 and total assets down 8% QoQ to $328,861.

• · Issued 6,187,000 shares of common stock upon exercise of warrants.
• · Net cash provided by investing activities $16,153 in Q1 2026, down from $29,125 YoY.
• · Stock-based compensation expense $2,671 in Q1 2026, down from $5,507 YoY.
• · Unrealized loss on marketable securities $372 in Q1 2026.

12-05-2026

Ovid Therapeutics reported no revenue in Q1 2026 compared to $0.1M in Q1 2025, with net loss widening to $17.0M from $10.2M YoY due to R&D expenses surging 68% to $11.2M and total operating expenses up 41% to $17.8M. However, financing activities provided $89.0M net proceeds from PIPE, ATM, and warrant exercises, boosting cash and equivalents to $94.1M from $13.2M at year-end 2025 and total assets to $225.6M (up 50% QoQ). Operating cash use increased to $13.9M from $10.3M YoY, reflecting higher burn rate.

• · Weighted-average common shares outstanding: 136,171,393 in Q1 2026 (vs 71,045,265 in Q1 2025).
• · Stock-based compensation expense: $1,046 thousand in Q1 2026 (down from $1,284 thousand YoY).
• · Net cash provided by investing activities: $5,950 thousand in Q1 2026 (up slightly from $5,102 thousand YoY).

12-05-2026

Madison Air Solutions Corp reported net sales of $923.7M for the three months ended March 31, 2026, up 33.8% YoY from $690.4M, primarily driven by acquisitions (21.2% impact) with overall organic growth slowing to 11.7% from 19.2%; Commercial organic growth was solid at 17.2% (down from 29.5%) while Residential organic declined 1.9% (vs -1.0% prior). Gross profit margin improved to 37.2% and adjusted net income rose to $92.5M from $70.0M, but reported net income dipped to $43.0M from $46.2M and FCF remained flat at $50.4M.

• · Net cash flows used in investing activities Q1 2026: $(8.1)M vs $4.5M provided in Q1 2025
• · Total net change in cash and cash equivalents Q1 2026: $20.2M vs $75.4M in Q1 2025
• · Pro Forma net sales three months ended March 31, 2025: $130.5M with Adjusted EBITDA margin of 25.7%

12-05-2026

Sleep Number Corp reported net sales of $318,987 thousand for the three months ended April 4, 2026, down 19.1% YoY from $393,261 thousand, resulting in an operating loss of $36,856 thousand versus a $1,850 thousand profit in the prior year. The net loss widened to $50,297 thousand ($2.19 per share) from $8,646 thousand ($0.38 per share), driven by lower gross profit and higher restructuring costs, though sales and marketing expenses declined 15% and R&D expenses fell 51%. Total assets decreased to $641,008 thousand QoQ while borrowings under credit facility rose to $605,600 thousand.

• · Net cash used in operating activities increased to $7,751 thousand from $2,626 thousand YoY.
• · Restructuring costs rose to $21,736 thousand from $60 thousand YoY.
• · Weighted-average shares basic and diluted: 22,991 thousand in Q1 2026 vs. 22,706 thousand in Q1 2025.
• · Future amortization of definite-lived intangible assets totals $688 thousand.

12-05-2026

Via Transportation reported Q1 2026 revenue of $127,434, up 29.2% YoY from $98,642, with gross profit increasing 25.7% to $50,055. However, operating expenses rose 29.1% to $73,639, resulting in a wider operating loss of $(23,584) versus $(17,224) and net loss of $(20,149) compared to $(16,317) a year ago. Cash used in operating activities deteriorated sharply to $(21,197) from $(5,596), ending with $349,376 in cash after a $22,709 QoQ decline.

• · Basic and diluted net loss per share improved to $(0.25) from $(1.28) YoY due to higher share count.
• · Comprehensive loss of $(22,170) in Q1 2026 versus $(12,985) in Q1 2025.
• · Current liabilities decreased QoQ to $90,624 from $94,235.
• · Net cash used in investing activities $2,281 in Q1 2026.