Global High-Priority Regulatory Events — May 28, 2026

28-05-2026

Camlin Fine Sciences Limited has submitted its Annual Secretarial Compliance Report for the year ended March 31, 2026, prepared by JHR & Associates, Practising Company Secretaries. The report confirms full compliance with all applicable SEBI regulations, including LODR, ICDR, Takeover, PIT, and SBEB regulations, with no deviations, fines, or actions taken by SEBI or stock exchanges during the review period.

• · The compliance report covers the period from April 1, 2025 to March 31, 2026.
• · All applicable policies under SEBI Regulations have been adopted and timely updated.
• · The listed entity maintains a functional website with timely dissemination of documents.
• · None of the directors are disqualified under Section 164 of the Companies Act, 2013.
• · Performance evaluation of the Board, Independent Directors, and Committees was conducted in the first quarter of FY 2025-26.
• · Prior approval of the Audit Committee was obtained for all related party transactions.
• · The company complied with Regulation 30 disclosures within prescribed time limits.
• · No actions were taken by SEBI or stock exchanges against the company, its promoters, directors, or subsidiaries.
• · The company has complied with disclosure requirements for Employee Benefit Scheme Documents under Regulation 46(2)(za) of LODR.

28-05-2026

Suzlon Energy Limited issued a rumour verification filing on May 28, 2026, stating that a material price movement (MPM) was observed in its scrip on May 27, 2026, at 3:07 p.m., but the company could not identify any specific event or information in mainstream media that could have triggered the movement. The filing serves as a routine disclosure under Regulation 30(11) of SEBI LODR Regulations and does not provide any financial or operational updates.

• · Material price movement observed on May 27, 2026 at 3:07 p.m.
• · No event or information in mainstream media could be identified as the trigger for the MPM.

28-05-2026

Reliance Industries Limited published newspaper clippings on May 28, 2026, regarding its Annual General Meeting, Record Date for Dividend, and related information. The filing is a procedural disclosure of advertisements placed in multiple newspapers.

• · Newspapers used: The Times of India (English), The Economic Times (English), Maharashtra Times (Marathi), Navbharat Times (Hindi).
• · Filing date: May 28, 2026.
• · Scrip Code: 500325, Trading Symbol: RELIANCE.

28-05-2026

Hindustan Copper Limited (HCL) has been fined ₹9,55,800 each by BSE and NSE for non-compliance with board composition, audit committee, and nomination/remuneration committee requirements under SEBI (LODR) Regulations 2015. The company states the non-compliance arises because director appointments are vested with the President of India through the Ministry of Mines, and it has written to the Ministry seeking appointments; once directors are appointed, it will seek a waiver of fines. HCL maintains there is no financial, operational, or other impact on the company.

• · The non-compliance period covers Q4 ending March 31, 2026, with 90 days of non-compliance per regulation.
• · The NSE fine increases daily until compliance is achieved.
• · HCL must place the non-compliance and fine before the Board in its next meeting and inform the Exchange of board comments.
• · To apply for waiver, HCL must first achieve compliance, then file a detailed application on NEAPS portal with a non-refundable processing fee of ₹10,000 + 18% GST (if fine > ₹5,000).
• · HCL, being a government company, states it cannot independently appoint directors; the power rests with the President of India acting through the Ministry of Mines.
• · HCL has written to the Ministry of Mines for appointment of required directors and will seek waiver after appointments are made.

28-05-2026

Fineotex Chemical Limited filed its Annual Secretarial Compliance Report for FY2026, confirming overall compliance with SEBI LODR regulations. However, the report highlights two historical compliance issues from FY2024: a delay in submitting proceedings of the Annual General Meeting and a delay in filing the Corporate Governance Report for the September 2014 quarter, for which the company paid a penalty. No new deviations were reported for FY2026.

• · The company has 2 material subsidiaries.
• · No actions were taken by SEBI or stock exchanges against the listed entity, its promoters, directors, or subsidiaries during the reporting period.
• · No resignation of statutory auditors occurred during FY2026.
• · The company has adopted all applicable policies under SEBI regulations and maintains a functional website with timely disclosures.
• · Performance evaluation of the Board, Independent Directors, and Committees was conducted at the start of the financial year.

28-05-2026

National Aluminium Company Limited (NALCO) has received fines totaling ₹10,62,000 (including 18% GST) from BSE and NSE for non-compliance with Regulation 17(1) of the SEBI LODR Regulations during the quarter ended March 31, 2026. Each exchange imposed a fine of ₹5,31,000. The company is in the process of representing its position to the exchanges regarding the identified non-compliance.

• · The non-compliance relates to Regulation 17(1) of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015, which pertains to the composition of the Board of Directors.
• · The fines were imposed for the quarter ended March 31, 2026.
• · The company received the communication from BSE and NSE on May 27, 2026.
• · NALCO is a Government of India Enterprise with CIN L27203OR1981GOI000920.

28-05-2026

Akar Auto Industries Ltd. received a fine of ₹1,45,000 plus 18% GST from BSE for non-compliance with Regulation 17 of SEBI LODR due to a delay in appointing a Woman Director. The company has since made the appointment and complied with the provisions, and the fine is due by June 10, 2026. No other financial or operational impact is reported.

• · The fine is for the quarter ended March 31, 2026.
• · Due date for payment is within 15 days from the email date, i.e., June 10, 2026.
• · The delay was attributed to time taken in identifying and finalizing a suitable candidate for Woman Director.
• · The company has subsequently appointed a Woman Director and complied with the applicable provisions.
• · No other financial or operational impact beyond the fine is reported.

28-05-2026

Mishra Dhatu Nigam Limited (MIDHANI) informed stock exchanges that BSE and NSE imposed a fine of ₹4,95,600 each (inclusive of GST) for the quarter ended March 31, 2026, due to non-compliance with Regulation 17(1) of SEBI LODR regarding Board composition. The company has not paid the fines, citing that the authority for appointing directors rests with the President of India through the Ministry of Defence, and plans to submit a waiver request. The company states the fines have no impact on its financial, operational, or other activities.

• · The fines were imposed for non-compliance under Regulation 17(1) of SEBI LODR for the quarter ended March 31, 2026.
• · MIDHANI has not paid any fine to stock exchanges on account of non-compliances pertaining to Board composition.
• · The authority for appointment of Directors on the Board of MIDHANI vests with the President of India acting through Ministry of Defence; the Board has no role in appointment of Directors.
• · MIDHANI will submit a fine waiver request to NSE & BSE in line with NSE circular No: NSE/CML/51846 dated March 31, 2022, citing impossibility of compliance.
• · The company asserts that the fine has no impact on its financial, operational, or other activities.

28-05-2026

U.P. Hotels Ltd. reported audited financial results for Q4 and FY ended March 31, 2026, with revenue from operations for the full year rising 5.8% YoY to ₹16,176.39 Lakh and net profit increasing 8.4% to ₹3,223.80 Lakh. However, the auditor issued a qualified opinion citing multiple regulatory non-compliances, including failure to meet minimum public shareholding requirements, incomplete dematerialization of promoters' shares, and unresolved related party transactions pending before the NCLT. The Board also approved seeking shareholder approval via postal ballot for an extension of time to comply with SEBI's voluntary delisting requirements, and did not recommend a dividend for the year.

• · The Board did not recommend a dividend for FY ended March 31, 2026.
• · The auditor's qualified opinion cites non-compliance with minimum public shareholding (Regulation 38 of SEBI LODR), incomplete dematerialization of promoters' shareholding (Regulation 31(2)), and unresolved related party transactions not approved by Audit Committee/Board due to pending NCLT matter (Sections 188/189 of Companies Act and Regulation 23 of SEBI LODR).
• · The company is seeking shareholder approval via postal ballot for an extension of time to comply with SEBI's voluntary delisting requirements per SEBI letter dated December 3, 2024.
• · The cut-off date for determining members eligible to vote in the postal ballot is May 29, 2026.
• · The Board meeting lasted from 12:14 AM to 12:55 PM on May 28, 2026.

28-05-2026

Reliable Data Services Limited has received notices from NSE and BSE for non-compliance with Regulation 17(1) of SEBI LODR (composition of the Board) for the quarter ended March 31, 2026. Each exchange has imposed a fine of ₹2,59,600 (inclusive of GST), totaling ₹5,19,200. The company is in the process of filing waiver applications, but failure to pay within 15 days could lead to freezing of promoter shareholdings and potential trading suspension.

• · The non-compliance relates to Regulation 17(1) regarding composition of the Board, including failure to appoint a woman director.
• · The fine of ₹2,59,600 per exchange comprises a basic fine of ₹2,20,000 plus GST of ₹39,600.
• · The company has 15 days from May 27, 2026 to pay the fines, failing which NSE may freeze promoter shareholdings and shift trading to 'Trade for Trade' basis (Z category).
• · The company is in the process of filing waiver applications with both exchanges; a non-refundable processing fee of ₹10,000 plus 18% GST is required if the fine exceeds ₹5,000.
• · The non-compliance must be placed before the Board in the next meeting, and Board comments must be disseminated to the exchanges.
• · Other regulations (17(1A), 17(2), 17(2A), 18(1), 19(1)/19(2), 20(2)/(2A), 21(2), 27(2)) were also checked but no fines were levied for those.

28-05-2026

HMT Limited received notices from BSE and NSE imposing fines of ₹5,31,000 each (inclusive of GST) for non-compliance with Regulation 17(1) of SEBI LODR Regulations for the quarter ended March 31, 2026, due to the absence of requisite Independent Directors on the Board. The company is applying for waiver of the fines and has requested the Government of India to appoint the required Independent Directors, including one Independent Woman Director.

• · The non-compliance pertains to the quarter ended March 31, 2026.
• · The company is in the process of applying for waiver of fines as per the SOP Circular issued by Stock Exchanges.
• · HMT Limited is a Government Company; all Directors are appointed by the Government of India per the Articles of Association.
• · The Administrative Ministry has been requested to appoint the requisite number of Independent Directors, including one Independent Woman Director.

28-05-2026

Havells India Limited has published newspaper notices regarding the transfer of unpaid/unclaimed dividends for FY 2018-19 (Final) and the underlying shares to the Investor Education and Protection Fund (IEPF), as required under applicable regulations. The notices were published in the Economic Times (English) and Jansatta (Hindi) on May 28, 2026. This is a routine regulatory compliance action and does not reflect any change in the company's financial or operational performance.

• · The transfer pertains to unpaid/unclaimed dividends for FY 2018-19 (Final) and the underlying shares on which dividend has remained unpaid/unclaimed for 7 consecutive years.
• · The newspaper publications were made in compliance with regulatory requirements.
• · No financial figures, performance metrics, or material business updates were disclosed in this filing.

28-05-2026

Zydus Lifesciences Limited has issued an addendum to its buyback public announcement, increasing the buyback price from ₹1,150 to ₹1,260 per equity share. Consequently, the maximum number of shares to be bought back has been reduced from 9,565,217 to 8,730,158, representing up to 0.87% of the paid-up share capital. The addendum was published on May 28, 2026, in Financial Express (English, all editions), Jansatta (Hindi, all editions), and Financial Express (Gujarati, Ahmedabad edition).

• · The addendum was published on May 28, 2026, in Financial Express (English, all editions), Jansatta (Hindi, all editions), and Financial Express (Gujarati, Ahmedabad edition).
• · The original public announcement was dated May 20, 2026, and published on May 21, 2026.
• · The increase in buyback price was first informed on May 27, 2026.

28-05-2026

LiqTech International, Inc. is filing an S-1/A for an underwritten public offering of up to 11,111,111 shares (or up to 12,777,777 shares if the over-allotment is exercised in full). The company recently issued $1.1 million in 9.09% OID notes (with $1.0 million net proceeds) to affiliates of Bleichroeder L.P. and Laurence W. Lytton for working capital. Net proceeds from the offering will be used to repay $3.0 million in Senior Promissory Notes (after a concurrent private placement cancellation of $3.0 million of that debt), repay the $1.1 million OID notes, and for general corporate purposes.

• · LiqTech operates in Denmark, the U.S., and China with locations in Copenhagen, Hobro, Fort Worth, Texas, and Nantong.
• · The public offering price is not yet set; the assumed price of $1.80 per share is based on the last reported sale on Nasdaq on May 22, 2026.
• · The underwriter will receive warrants exercisable at 125% of the public offering price, expiring three years after sales commence.
• · The company is a 'smaller reporting company' with scaled disclosure requirements.
• · Pre-funded warrants may be offered to purchasers that would otherwise exceed 4.99% or 9.99% beneficial ownership.
• · The lock-up period for directors and officers extends through 90 days after closing, subject to waiver by the underwriter.

28-05-2026

Genesys International Corporation Limited received a notice dated May 27, 2026 from BSE and NSE imposing fines of ₹4,18,900 each (inclusive of GST) for non-compliance with Regulation 17(1) of SEBI LODR Regulations, following the vacancy created by the retirement of Independent Director Mr. Manish Patel. The company states it has already filled the vacancy by appointing Mr. Sumit Sen as an Independent Director on March 13, 2026, and reports no quantifiable financial or operational impact beyond the fines.

• · The notice date is May 27, 2026, and the company disclosed it on May 28, 2026.
• · The non-compliance relates to a vacancy in the Board of Directors under Regulation 17(1) (composition of Board of Directors) due to retirement of an Independent Director.
• · The company reports that the vacancy has been filled with the appointment of Mr. Sumit Sen as Independent Director on March 13, 2026, indicating the non-compliance period likely spanned between the retirement date and that appointment date.
• · The company states there is no quantifiable impact on financials or operations beyond the fine amounts.

28-05-2026

MOIL Limited disclosed that NSE and BSE imposed fines totaling ₹10,62,000 (incl. GST) for non-compliance with board composition provisions during the quarter ended March 31, 2026. The company stated there is no impact on its financial, operational, or other activities.

• · Non-compliance relates to provisions of composition of Board for the quarter ended 31st March, 2026.
• · The fine was received on 27.05.2026.
• · The company asserts no financial, operational, or other impact from the fines.

28-05-2026

Subex Limited has been fined ₹4,50,000 each by NSE and BSE (total ₹9,00,000 plus GST) for non-compliance with Regulation 17(1) of SEBI LODR Regulations regarding board composition. The non-compliance occurred after the unexpected cessation of three board members on September 29, 2025, including two Women Independent Directors, leaving the board with only three members. The company has since appointed three new directors effective March 25, 2026, bringing the board into compliance, and has applied for a waiver of the fine, with a response pending.

• · The non-compliance period lasted from September 29, 2025 (cessation of three board members) until March 25, 2026 (when new directors were appointed and board composition met requirements).
• · The company has submitted an application to the stock exchanges seeking condonation of delay and waiver of the fine; response is pending.
• · The company states there is no material impact on financials, operations, or other activities from this regulatory action.
• · The board composition as of March 25, 2026 includes four Independent Directors, one Non-Executive Director, and one Woman Executive Director.

28-05-2026

Jatalia Global Ventures Ltd, currently under Corporate Insolvency Resolution Process (CIRP) since March 7, 2024, has informed BSE that its 25th Committee of Creditors (CoC) meeting will be held on May 29, 2026. The filing provides no financial data or performance metrics, only procedural disclosure of the upcoming meeting.

• · Company has been under CIRP since March 7, 2024, per NCLT New Delhi Bench order in CP No. IB-263/ND/2023.
• · 25th CoC meeting scheduled for May 29, 2026 at 4:00 PM at MNK House, New Delhi.
• · Resolution Professional Nazim Mohd Nazim Khan's IBBI registration is valid up to December 31, 2025.

28-05-2026

Godavari Biorefineries Limited announced that the Indian Patent Office has granted patent number 590470 for its invention titled 'A PROCESS FOR PRODUCTION OF BRANCHED ALCOHOL', with a term of 20 years from June 2, 2020. This patent strengthens the company's intellectual property protection in the bio-based specialty chemicals segment.

• · Patent application number: 202021023138
• · Patent number: 590470
• · Date of filing: June 2, 2020
• · Date of grant: May 27, 2026
• · The invention discloses a safe, economic, and cost-effective process for the production of branched alcohols
• · Annual renewal fees for the patent are due on June 2nd of each year, starting from June 2, 2022

28-05-2026

BF Utilities Limited received notices from NSE and BSE on May 27, 2026, levying fines of ₹4,42,500 each (inclusive of GST) for non-compliance with Regulation 17(1) of the SEBI Listing Regulations regarding board composition, specifically the failure to appoint an Independent Woman Director for the quarter ended March 31, 2026. The company clarified that it had already appointed Mrs. Mugdha Vartak as Non-Executive Independent Woman Director effective March 17, 2026, and stated there is no material impact on financials or operations.

• · The fines were levied for non-compliance with Regulation 17(1) of SEBI Listing Regulations pertaining to board composition, including failure to appoint an Independent Woman Director for the quarter ended March 31, 2026.
• · The company received the email notices on May 27, 2026, and the due date for payment of the fines is June 11, 2026 (within 15 days).
• · Mrs. Mugdha Vartak was appointed as Non-Executive Independent Woman Director for a period of 3 consecutive years from March 17, 2026 to March 16, 2029.
• · The company stated there was no delay or default in payment of the fine and that there is no material impact on financials, operations, or other activities.

28-05-2026

Ashok Leyland reported standalone revenue from operations of ₹44,007.03 Cr for FY26, up 13.6% YoY from ₹38,752.74 Cr, and standalone net profit of ₹3,565.53 Cr, up 7.9% YoY from ₹3,303.29 Cr. However, Q4 standalone revenue declined 0.5% QoQ to ₹14,160.49 Cr from ₹14,233.85 Cr in Q3, and net profit margin fell to 9.92% from 10.46% in Q4 last year. The Board declared a second interim dividend of ₹2.50 per share.

• · Standalone debt-equity ratio improved to 0.09 from 0.13 a year ago.
• · Standalone interest service coverage ratio improved to 62.47 from 34.95 in FY25.
• · Standalone net cash from operations was ₹4,792.10 Cr in FY26 vs ₹7,819.42 Cr in FY25, a decline of 38.7%.
• · Consolidated revenue from operations for FY26 was ₹56,362.08 Cr, up 16.1% YoY from ₹48,535.14 Cr.
• · Consolidated net profit for FY26 was ₹3,720.98 Cr, up 10.0% YoY from ₹3,382.79 Cr.
• · No final dividend for FY26; total dividend for the year is ₹2.50 per share (second interim).
• · Outstanding qualified borrowings reduced from ₹1,228.34 Cr to ₹1,002.04 Cr during FY26.
• · Credit ratings: ICRA AA+ and CARE AA+ for unsupported bank borrowings/plain vanilla bonds.

28-05-2026

BHEL received fines of ₹5,49,880 each from BSE and NSE for non-compliance with SEBI LODR regulations regarding board composition, audit committee, and nomination committee. The non-compliance arose after two independent directors completed their tenure on March 27, 2026, leaving only one independent director. BHEL plans to seek a waiver of the fines, citing its status as a government company and ongoing efforts to appoint independent directors.

• · Non-compliance relates to Regulations 17(1), 18(1), and 19(1) of SEBI LODR for the quarter ending March 2026.
• · Audit Committee and NRC were compliant until March 27, 2026; non-compliance started from March 28, 2026.
• · BHEL is a Government of India undertaking; directors are appointed by the Government.
• · BHEL is regularly pursuing with the Government for appointment of requisite independent directors.

28-05-2026

Jagsonpal Pharmaceuticals Limited has filed its Annual Secretarial Compliance Report for the financial year ended March 31, 2026, confirming full compliance with all applicable SEBI regulations, including LODR, PIT, and other relevant codes. The report, reviewed by Ayush Khandelwal & Associates, found no deviations, non-compliances, or actions taken by SEBI or stock exchanges during the review period. The company had no material subsidiaries and no resignation of statutory auditors during the year.

• · No material subsidiaries existed during the reporting period.
• · No resignation of statutory auditors occurred during the financial year.
• · The company complied with all applicable Secretarial Standards (SS) issued by ICSI.
• · All policies under SEBI Regulations were adopted, reviewed, and updated on time.
• · None of the directors were disqualified under Section 164 of the Companies Act, 2013.
• · Performance evaluation of the board, independent directors, and committees was conducted as prescribed.
• · All related party transactions received prior approval of the audit committee.
• · Disclosures under Regulation 30 and Schedule III of SEBI LODR were made within prescribed time limits.
• · The company complied with Regulation 3(5) & 3(6) of SEBI (Prohibition of Insider Trading) Regulations, 2015.
• · No actions were taken by SEBI or stock exchanges against the company, its promoters, directors, or subsidiaries.
• · Requirements for disclosure of Employee Benefit Scheme Documents under regulation 46(2)(za) of LODR were complied with.

28-05-2026

BF Investment Limited received a notice from NSE and BSE on May 27, 2026, for non-compliance with Regulation 17(1) of the SEBI Listing Regulations regarding board composition, specifically the failure to appoint an independent woman director for the quarter ended March 31, 2026. The exchanges levied fines of ₹4,42,500 each (inclusive of GST), which the company paid on May 28, 2026. The company clarified that it had already appointed a woman independent director effective March 17, 2026, thereby complying with the regulation, and stated there is no material impact on financials or operations.

• · The non-compliance pertains to the quarter ended March 31, 2026.
• · The company appointed a woman independent director effective March 17, 2026, for a period of three consecutive years.
• · The due date for payment of the fines was June 11, 2026 (15 days from receipt of notice), but the company paid on May 28, 2026, well before the deadline.
• · The company states there was no delay or default in payment of the fine.
• · The company asserts no material impact on financials, operations, or other activities.

28-05-2026

GameStop Corp. filed a Rule 425 communication updating its proposed acquisition of eBay Inc. for $125 per share in a cash-and-stock combination, following a non-binding proposal delivered on May 3, 2026. Chairman and CEO Ryan Cohen posted a blank or minimal message on X (reposted twice) relating to the transaction, which triggered this filing. GameStop currently owns 25,000 eBay shares directly and has derivative exposure to 33,497,000 additional shares via put/call option pairs expiring February 23, 2028, pending HSR Act clearance. No definitive agreement has been reached, and the proposal remains subject to eBay board engagement, regulatory approvals, and shareholder approvals.

• · The put/call option pairs expire February 23, 2028 and are only cash-settlable until the HSR Act Condition is satisfied.
• · GameStop's non-binding proposal was delivered to eBay's board on May 3, 2026.
• · GameStop's 2026 Annual Meeting of Stockholders is scheduled for July 7, 2026 at 10:00 a.m. CDT.
• · The proxy statement for the 2026 annual meeting was filed on May 22, 2026 and includes details on a proposed CEO Performance Award.
• · Ryan Cohen made two X posts on May 27, 2026 related to the transaction, both appearing to contain blank or minimal content.

28-05-2026

Devon Energy's 2026 Proxy Statement details the transformational merger with Coterra, creating a company with greater scale and a world-class Delaware Basin asset. The combined entity expects to capture $1 billion in sustainable pre-tax synergies by the end of 2027, on top of $1 billion in annual pre-tax free cash flow improvements from a prior optimization program. The Board recommends voting FOR all director nominees, ratification of KPMG as auditor, and approval of executive compensation.

• · The Delaware Basin asset is expected to generate more than half of total production and cash flow, backed by over a decade of top-tier drilling inventory.
• · The merger enhances geographic diversity and capital allocation optimization through commodity cycles.
• · In 2025, Devon's production outperformed expectations, with oil volumes surpassing the top end of guidance; capital efficiency significantly improved and exceeded industry averages.
• · The record date for the annual meeting is May 18, 2026, and the meeting will be held virtually on June 30, 2026.
• · The Board consists of 11 directors: 6 from legacy Devon and 5 from legacy Coterra.

28-05-2026

SBC Medical Group Holdings Inc filed a DEF 14A proxy statement on May 28, 2026, soliciting proxies for its virtual 2026 annual meeting of stockholders to be held on July 9, 2026 (JST). The board recommends voting FOR seven proposals, including the election of director nominees, ratification of MaloneBailey, LLP as auditor for FY2026, and several charter amendments (eliminating plurality voting for directors, removing 'for cause' removal restriction, opting out of DGCL Section 203, providing officer exculpation, and other technical amendments). The record date is May 20, 2026, with 102,576,943 shares of common stock outstanding (net of 270,000 shares held by a wholly-owned subsidiary).

• · Annual meeting will be held virtually on Thursday, July 9, 2026 at 9:00 a.m. JST (8:00 p.m. ET on July 8, 2026).
• · Record date for voting is May 20, 2026.
• · Board recommends voting FOR: (1) election of director nominees; (2) ratification of MaloneBailey, LLP as independent auditor for fiscal year ending December 31, 2026; (3) amendment to eliminate plurality voting for directors; (4) amendment to eliminate 'for cause' removal restriction; (5) amendment to opt out of DGCL Section 203; (6) amendment to provide officer exculpation; (7) other technical charter amendments.
• · Shares held in street name will only be voted by brokers without instructions on Proposal 2 (auditor ratification) — not on other proposals.

28-05-2026

Entrata, Inc. filed an S-1 registration statement with the SEC on May 28, 2026, for an initial public offering of its Class A common stock. The filing highlights significant risk factors including potential inaccuracies in operating metrics, complex tax issues, and the impact of stock-based compensation expenses. The company is an emerging growth company and its independent auditor is not required to attest to internal controls until after it ceases to be an emerging growth company.

• · The filing discusses performance stock options that vest based on market conditions tied to the majority owner's rate of return.
• · The company may be subject to a 1% excise tax on future stock repurchases under the Inflation Reduction Act.
• · The OECD released a 'side-by-side' package on January 5, 2026, that generally exempts U.S. multinationals from the global 15% minimum tax.
• · The company's operating metrics include number of units on its Operating System and ARPU, which may differ from third-party estimates.

28-05-2026

Pasqal Holding SAS, a French quantum computing start-up, is progressing toward a Nasdaq listing via a merger with Bleichroeder Acquisition Corp. The aggregate subscription price for the PIPE financing was increased by $50 million to $250 million, which will fund the purchase of $312.5 million in senior unsecured convertible bonds and related warrants. The company targets a $2 billion pre-money valuation and expects $500 million in gross proceeds, assuming no SPAC redemptions, but faces a crowded market with several pure-play quantum competitors already public.

• · Pasqal spun off from France’s Institut d’Optique Graduate School in 2019 and established U.S. headquarters in Chicago in 2025.
• · The company uses neutral atoms as qubits, held in place by lasers, a modality validated by a 2021 landmark paper.
• · Pasqal partnered with Saudi Aramco to deploy the Middle East’s first quantum computing-as-a-service platform earlier in 2026.
• · CEO Wasiq Bokhari previously held senior leadership roles at Google and Amazon.
• · The merger is expected to close in the second half of 2026.
• · A federal funding announcement last week triggered a sector-wide rally for quantum stocks.

28-05-2026

ENDRA Life Sciences Inc. entered into a securities purchase agreement on May 27, 2026, to raise approximately $3.8 million in gross proceeds through a private placement of 578,387 shares (or prefunded warrants) and warrants to purchase up to 1,156,774 shares at $6.57 per share. The company concurrently entered into a side letter agreement that restricts use of the proceeds and grants the investor board observer rights, while also requiring a cash balance equal to the purchase price in a segregated account until a strategic alternative is closed or a payment obligation is met. However, the company remains non-compliant with Nasdaq's minimum stockholders' equity requirement (reporting $2.26 million as of December 31, 2025), and while it believes the offering brings equity above $2.5 million, it is awaiting formal Nasdaq confirmation and faces delisting risk if the Panel disagrees.

• · The private placement includes prefunded warrants exercisable at $0.0001 per share and common warrants exercisable at $6.57 per share.
• · Exercisability of 324,372 prefunded warrant shares and all common warrants is contingent on stockholder approval.
• · The side letter requires the company to maintain a cash balance equal to the purchase price in a segregated bank account until a strategic alternative closes or the payment obligation is paid.
• · The company has granted the investor the right to designate one board observer.
• · The company received a Nasdaq delisting notice on April 20, 2026, due to stockholders' equity of $2,260,120, below the $2.5 million minimum.
• · The company has requested a hearing before the Nasdaq Hearings Panel, which stays delisting pending a decision.

28-05-2026

Cartesian Growth Corporation III shareholders approved the business combination with Factorial Inc., a solid-state battery technology leader. The combined company will be renamed Factorial Energy Inc. and is expected to trade on Nasdaq under tickers "FAC" and "FACWW". The closing is subject to customary conditions, and no financial terms or performance metrics were disclosed in this filing.

• · Factorial's commercial partnerships include Mercedes-Benz, Stellantis, Hyundai Motor Company, and Kia Corporation.
• · Factorial is backed by In-Q-Tel, a strategic investor for the U.S. national security community and allies.
• · The business combination was approved at an extraordinary general meeting of CGCT shareholders on May 27, 2026.
• · The combined company's shares and warrants are expected to trade under tickers "FAC" and "FACWW".

28-05-2026

Ares Management Corp's subsidiary Ares Holdings L.P. entered into Amendment No. 14 to its Sixth Amended and Restated Senior Credit Agreement, dated May 21, 2026, with JPMorgan Chase Bank as Agent and a syndicate of 25 lenders. The amendment modifies the credit agreement and replaces Schedule C-1 (Revolver Commitments), with adjustments to lender commitments and outstanding advances. No specific financial amounts or material changes to terms are disclosed in the filing.

• · The amendment was executed on May 21, 2026, and filed on May 28, 2026.
• · The credit agreement was originally dated April 21, 2014, and has been amended 14 times.
• · The amendment replaces Schedule C-1 (Revolver Commitments) and adjusts lender commitments and outstanding advances pro rata.
• · The borrower represents that no Event of Default or Unmatured Event of Default exists.
• · The amendment is governed by New York law and includes a jury trial waiver.
• · The filing includes a blacklined version of the amended credit agreement as Annex I and the new Schedule C-1 as Annex II, but these are not publicly available in the filing text.

28-05-2026

Investcorp AI Acquisition Corp. (IVCAF) reported a net loss of $6,823 for the three months ended September 30, 2025, compared to a net loss of $229,238 in the same period last year, a significant improvement. However, for the nine-month period, the company swung to a net loss of $617,140 from net income of $1,786,538 in the prior year, driven by a sharp decline in interest earned on trust investments and negative changes in warrant liability fair value. The company's cash position has been nearly depleted, falling to $1 as of September 30, 2025, from $1,032,598 at year-end 2024, primarily due to shareholder redemptions.

• · The company's total assets fell from $18,551,591 at Dec 31, 2024 to $478,041 at Sep 30, 2025, a 97.4% decline.
• · Shareholders' deficit improved from ($4,673,876) at Dec 31, 2024 to ($727,252) at Sep 30, 2025, primarily due to a $5,043,861 deemed capital contribution from sponsor debt forgiveness.
• · Redeeming shareholders payable of $155,957 was recorded as of Sep 30, 2025, reflecting additional pending redemptions.
• · The company had only 26,021 Class A redeemable shares outstanding at Sep 30, 2025, down from 1,475,380 at Dec 31, 2024, indicating massive redemptions.
• · Basic and diluted net loss per share for non-redeemable shares was ($0.00) for Q3 2025 vs ($0.02) for Q3 2024, and ($0.09) for 9M 2025 vs $0.12 income for 9M 2024.
• · Net cash used in operating activities was $2,209,328 for 9M 2025, compared to $683,575 for 9M 2024, a 223% increase in cash burn.
• · The company received $1,046,172 from a working capital loan from Sponsor in 9M 2025 (none in 9M 2024).

28-05-2026

Braemar Hotels & Resorts Inc. appointed Eric Batis to its Board of Directors on May 21, 2026, to serve until the next annual meeting. Concurrently, directors Stefani Danielle Carter and Rebecca Musser resigned effective the same date, with no disagreements cited. No additional compensation or material transactions were reported for Mr. Batis.

• · Mr. Batis was not appointed to any committee at the time of his appointment.
• · Mr. Batis serves as COO of Ashford Inc., overseeing day-to-day operations.
• · No additional compensation will be paid to Mr. Batis for his board duties.
• · Resignations of Carter and Musser were not due to any disagreement with the company.

28-05-2026

IWAC Holding Co Inc. filed its 10-K annual report for the year ended December 31, 2025, showing minimal operations with only $1 in cash and total assets of $300. The company reported a net loss of $35,310 for 2025, widening from a $32,021 loss in the prior period (August 8, 2024 inception through December 31, 2024), driven entirely by general and administrative expenses. Total liabilities increased to $67,331 from $32,021, resulting in a deepened shareholders' deficit of ($67,031) versus ($31,721) at the end of 2024.

• · The company has no plans to pay cash dividends on Pubco Shares for the foreseeable future.
• · General and administrative expenses were $35,310 in 2025, up from $32,021 in the prior period.
• · Basic and diluted net loss per share was ($35.31) in 2025 versus ($32.02) in the prior period.
• · The company had no cash flows from operating or investing activities in either period.
• · Non-cash investing and financing activities included $200 in equity contributions in-kind in 2024 and a $99 subscription receivable from a related party.
• · The effective income tax rate was 0.0% for both periods due to a full valuation allowance.

28-05-2026

NewHold Investment Corp. III (NHICW) announced a definitive business combination agreement with NewCleo Ltd., a UK-based nuclear technology company developing lead-cooled fast reactors and mixed-oxide fuel capabilities. The transaction will be effected through a series of mergers, resulting in NewCleo becoming the publicly listed parent company. While the deal represents a significant strategic milestone, it is subject to shareholder approval, regulatory clearances, and other closing conditions, and NewCleo remains in an early stage of development with no commercial operations.

• · The Business Combination Agreement was entered into on May 26, 2026.
• · The transaction structure involves two sequential mergers: first Merger Sub 1 merging into NewHold, then the surviving company merging into Merger Sub 2, with Merger Sub 2 as the surviving entity and wholly owned subsidiary of NewCleo.
• · NewHold's securities trade on Nasdaq under symbols NHICU (units), NHIC (Class A ordinary shares), and NHICW (warrants).
• · NewHold is an emerging growth company and has elected not to use the extended transition period for complying with new financial accounting standards.
• · The filing includes exhibits: an email from the SPAC's CEO, a Wall Street Journal article, and LinkedIn posts from the SPAC, the Company, and the Company's Founder and CEO, all dated May 27, 2026.
• · NewCleo is a private limited company incorporated in England and Wales, and will re-register as a public limited company.
• · The securities to be issued by NewCleo in connection with the transaction have not been registered under the Securities Act, except pursuant to the Registration Statement once declared effective by the SEC.

28-05-2026

Nature's Miracle Holding Inc. (NMHIW) entered into a Settlement Agreement on May 19, 2026, with 1800 Diagonal Lending LLC to resolve claims of default on four convertible promissory notes totaling approximately $791,323.32. The settlement reduces the obligation to $575,000, payable through a combination of cash installments and conversion rights, and requires NMHI to reserve 222,000,000 shares of common stock for 1800 Diagonal. While the settlement avoids further litigation and reduces the debt by about 27%, the company faces significant cash payment obligations through November 2026 and must increase its authorized share capital by July 31, 2026, indicating ongoing financial strain.

• · The settlement reduces the total debt from $791,323.32 to $575,000, a reduction of approximately 27.3%.
• · NMHI must reserve 222,000,000 shares of common stock exclusively for 1800 Diagonal and increase authorized share capital by July 31, 2026.
• · The first $50,000 payment is due within 5 business days of the agreement (by May 27, 2026) and is an absolute condition with no cure period.
• · The September Note requires installment payments of $50,000 on July 15, August 15, September 15, October 15, and $25,000 on November 15, 2026.
• · The October Note requires an additional $50,000 payment by June 15, 2026.
• · Default interest rate on the Notes is 22% per annum.
• · The Court retains jurisdiction to enforce the Settlement Agreement.
• · Upon full payment or conversion, the Notes will be cancelled and the Action dismissed.

28-05-2026

Charlton Aria Acquisition Corp (CHARU) reported net income of $2,982,042 for the year ended December 31, 2025, a significant increase from $266,838 in the prior period (March 22, 2024 inception through December 31, 2024). However, the company remains a shell company with no operations, and its cash balance declined sharply from $447,419 to $5,135, while operating cash flow was negative at ($543,165). The accumulated deficit widened to ($1,885,464) from ($1,293,097).

• · The company is a shell company with no operations, classified as an emerging growth company and a non-accelerated filer.
• · Basic and diluted net income per share for both redeemable and non-redeemable shares was $0.27 in FY2025, up from $0.07 in the prior period.
• · Total assets increased to $89,457,824 as of Dec 31, 2025 from $86,326,908 as of Dec 31, 2024, driven by Trust Account growth.
• · Total liabilities increased to $1,898,508 as of Dec 31, 2025 from $1,749,634 as of Dec 31, 2024.
• · Shareholders' deficit worsened to ($1,885,217) as of Dec 31, 2025 from ($1,292,850) as of Dec 31, 2024.
• · The company had a working capital loan from a related party of $100,881 as of Dec 31, 2025, which was not present at Dec 31, 2024.
• · Deferred underwriting commission payable remained unchanged at $1,700,000.
• · The company's securities are listed on NASDAQ under symbols CHARU (units), CHAR (Class A shares), and CHARR (rights).

28-05-2026

Transglobal Management Group, Inc. (TMGI) acquired Continuum Software Technologies, Inc. (CSTI) on March 20, 2026, in a share exchange transaction. TMGI issued 50,645,000 shares of restricted common stock to CSTI shareholders in exchange for all outstanding CSTI shares, making CSTI a wholly owned subsidiary. The acquisition provides TMGI with a cloud-based golf management software platform, but the filing does not disclose any financial terms, revenue, or profitability of CSTI, and the transaction resulted in significant dilution to existing TMGI shareholders (TMGI had only 12,702,045 common shares outstanding prior to the deal).

• · The acquisition is intended to qualify as a tax-free reorganization under Section 368(a) of the Internal Revenue Code.
• · The Exchange Shares were issued in reliance on exemptions from registration under Section 4(2) of the Securities Act and Rule 501 of Regulation D, as all CSTI shareholders are accredited investors or have sufficient financial knowledge.
• · No underwriting discounts or commissions were paid in connection with the share issuance.
• · TMGI's common stock is quoted on the OTC Markets under the symbol 'TMGI'.
• · The filing does not disclose any revenue, net income, or other financial metrics for CSTI or the combined entity.

28-05-2026

Salesforce reported total revenues of $11.133B for Q1 FY27 (three months ended April 30, 2026), up 13.3% YoY from $9.829B, driven by subscription and support revenue growth of 13.9% to $10.593B. Net income rose 36.7% YoY to $2.107B, with diluted EPS increasing to $2.42 from $1.59. However, the company's total assets declined 5.0% sequentially to $106.680B from $112.305B, and stockholders' equity dropped sharply by 42.1% to $34.235B due to significant share repurchases ($27.366B) and dividends ($374M) during the quarter.

• · Accounts receivable dropped sharply from $14.339B (Jan 31, 2026) to $5.080B (Apr 30, 2026), a 64.6% decline, reflecting strong cash collections.
• · Cash and cash equivalents increased to $8.935B from $7.327B sequentially, while marketable securities rose to $2.902B from $2.238B.
• · Total debt increased significantly from $14.439B (Jan 31, 2026) to $39.280B (Apr 30, 2026), primarily due to new noncurrent debt issuance.
• · Goodwill increased to $59.291B from $57.941B sequentially, likely due to business combinations.
• · Restructuring expenses rose to $80M in Q1 FY27 from $36M in Q1 FY26, a 122.2% increase.
• · Gains on strategic investments were $558M in Q1 FY27 versus a loss of $63M in Q1 FY26.
• · Stock-based compensation was $859M in Q1 FY27, up from $817M in Q1 FY26.
• · The company repurchased 114 million shares for $27.366B during Q1 FY27, compared to 10 million shares for $2.692B in Q1 FY26.

28-05-2026

Pyxis Tankers Inc. filed an F-1 registration statement on May 28, 2026, covering financial data for fiscal years 2022 through 2025. The company operates a fleet of product tankers and dry bulk vessels, with revenue generated from spot voyage charters and time charters. While the filing shows fleet expansion through newbuilding contracts, it also reveals significant customer concentration risk and a decline in time charter revenue in 2025 compared to 2024.

• · The filing includes financial data for fiscal years 2022, 2023, 2024, and 2025.
• · The company has a Series A Convertible Preferred Stock outstanding.
• · Related party transactions include a promissory note and amounts due from Mr. Valentis.
• · Vessel acquisitions occurred in 2023 (Pyxis Malou, Konkar Ormi, Pyxis Epsilon) and 2024 (Konkar Venture).
• · Newbuilding contracts were signed with Jiangsu New Yangzi Shipbuilding in June 2024 for vessels under construction.
• · Secured loan agreements exist for multiple vessel-owning subsidiaries (Seventhone Corp., Tenthone Corp., Eleventhone Corp., Dryone Corp., Drythree Corp.).
• · Customer concentration: Charterer A, B, C, D, E, and F are significant revenue sources.
• · The company has both spot voyage charters and time charters.

28-05-2026

HP Inc. reported total net revenue of $14.4 billion for Q2 FY2026 (three months ended April 30, 2026), up 9% from $13.2 billion in the prior-year quarter, driven by strong Personal Systems growth (+13%). Net earnings rose 10.8% to $450 million (from $406 million). However, earnings from operations declined 6.4% to $612 million (from $654 million) due to a surge in restructuring charges ($365 million vs. $122 million), and the Printing segment's earnings from operations fell 4.6% year-over-year, partially offsetting the positive momentum in Personal Systems.

• · Cash, cash equivalents and restricted cash decreased slightly to $3.70B (from $3.71B at Oct 31, 2025).
• · Accounts receivable rose 7.6% to $6.13B from $5.69B, while inventory increased 8.1% to $9.20B from $8.51B.
• · Operating cash flow for the first six months was $1.31B, up sharply from $0.41B in the prior-year period.
• · The company repurchased $425M of common stock in the first six months (vs. $200M a year ago) and paid $551M in dividends (vs. $546M).
• · Stockholders' deficit improved to -$144M from -$346M at October 31, 2025, largely due to retained earnings improvement.
• · Restructuring and other charges for the six-month period were $491M, up from $192M a year ago.
• · Consumer Printing revenue declined 9.6% YoY to $273M for the quarter, and 8.7% YoY to $556M for the six-month period.
• · Supplies revenue (Printing segment) was essentially flat: $2.75B vs $2.73B for the quarter.
• · Commercial Printing revenue was virtually flat: $1.168B vs $1.167B for the quarter.
• · AOCI (Accumulated Other Comprehensive Loss) worsened to -$501M from -$457M at October 31, 2025.
• · Provision for taxes decreased significantly: $43M vs $100M for the quarter, a 57% decline.

28-05-2026

GigCapital7 Corp. completed its business combination with Hadron Energy, effective May 22, 2026, after shareholder approval on May 7, 2026. The combined company, now named Hadron Energy, Inc., will trade on Nasdaq under symbols 'HDRN' (common stock) and 'HDRNW' (warrants) starting May 26, 2026. Hadron Energy is a pioneer in MMR (Micro Modular Reactor) technology, developing the Halo MMR for 10 MWe continuous power, targeting AI data centers and industrial hubs. No financial terms of the transaction were disclosed.

• · GigCapital7 units will cease trading as a separate security; each unit will separate into one share of common stock (HDRN) and one warrant (HDRNW).
• · Advisors: Cohen & Company Capital Markets (financial advisor to Hadron Energy), Duane Morris LLP (legal advisor to Hadron Energy), DLA Piper LLP (US) (legal advisor to GigCapital7).
• · Forward-looking statements caution about risks including Nasdaq listing standards and sufficient capital for Hadron Energy's operations.

28-05-2026

Hanmi Financial Corp (HAFC) held its 2026 Annual Meeting on May 27, 2026, where shareholders voted on four items, including the election of ten directors, an advisory vote on executive compensation, approval of the 2026 Employee Stock Purchase Plan (ESPP), and ratification of Crowe LLP as auditor. All proposals passed with strong support; however, director Gideon Yu resigned from the Board effective May 22, 2026, prior to the meeting, and did not stand for reelection. The resignation was not due to any disagreement with the company.

• · Gideon Yu resigned from the Board of Hanmi Financial Corporation and Hanmi Bank effective May 22, 2026, and did not stand for reelection at the 2026 Annual Meeting.
• · Yu had served on the Board since 2021 and was a member of the Nominating and Corporate Governance Committee and Risk, Compliance and Planning Committees at the time of his resignation.
• · The 2026 Employee Stock Purchase Plan (ESPP) was approved by shareholders with 24,886,127 votes 'For', 12,400 'Against', and 5,448 'Abstain' (excluding broker non-votes).
• · Advisory vote on executive compensation received 24,534,573 'For', 361,059 'Against', and 8,343 'Abstain' (excluding broker non-votes).
• · Ratification of Crowe LLP as auditor for FY 2026 received 26,350,596 'For', 68,179 'Against', and 2,224 'Abstain' (no broker non-votes for this proposal).

28-05-2026

ZRCN Inc. reported a net loss of $1,934M for Q1 FY26 (three months ended June 30, 2025), widening significantly from a net loss of $586M in the same period last year. Revenue grew modestly by 4.3% to $6,062M, but gross profit fell 41.4% to $1,378M due to a sharp increase in cost of sales. Cash decreased by $752M to $655M, and total assets declined 9.2% to $21,218M, while total equity attributable to ZRCN stockholders dropped 47.6% to $2,039M.

• · Operating loss widened to $1,640M from $438M in the prior year quarter.
• · Total operating expenses increased 8.2% to $3,018M, driven by a 28.5% rise in marketing and selling expenses to $1,160M.
• · Net cash used in operating activities was $42M, compared to net cash provided of $983M in Q1 FY25.
• · Inventory obsolescence impairment increased to $134M from $98M.
• · The company had a line of credit of $7,719M as of June 30, 2025, down from $8,413M at March 31, 2025.
• · Basic and diluted loss per share was $(0.20) versus $(0.07) in the prior year period.
• · Accumulated deficit grew to $(6,349)M from $(4,297)M at March 31, 2025.
• · Share-based compensation expense was $67M in Q1 FY26, compared to $0 in Q1 FY25.

28-05-2026

Alamo Group Inc. entered into a Fourth Amended and Restated Credit Agreement on May 27, 2026, replacing its existing credit facility. The new agreement provides aggregate commitments of up to $602,500,000 to finance working capital, general corporate purposes, and transaction fees. The facility is led by Bank of America as administrative agent, with Wells Fargo and PNC as co-syndication agents, and includes a revolving credit facility and term loan options.

• · The agreement amends and restates the Third Amended and Restated Credit Agreement dated October 28, 2022.
• · The facility includes a revolving credit facility and a term loan facility, with swingline and letter of credit subfacilities.
• · The agreement permits borrowings in multiple currencies including Canadian Dollars, Euros, Sterling, and Australian Dollars for letters of credit.
• · The agreement includes customary representations, warranties, affirmative and negative covenants, and events of default.
• · The borrower is Alamo Group Inc., a Delaware corporation, with certain subsidiaries acting as guarantors.