Global High-Priority Regulatory Events — July 28, 2026

28-07-2026

UPL Limited announced that its step-down subsidiary, UPL NA Inc., has acquired 100% of Sustainable Tech Inc, a newly incorporated USA-based company focused on the Aquatics business (water treatment and environmental solutions). The acquisition was completed on July 27, 2026, for a cash consideration of US $1. The target has no prior turnover and was incorporated on July 14, 2026, making this a strategic entry into a distinct sector rather than a material financial transaction.

• · Sustainable Tech Inc was incorporated on July 14, 2026, just two weeks before the acquisition announcement.
• · The target has no turnover history (not applicable).
• · No regulatory approvals were required for the acquisition.
• · The acquisition is not a related party transaction.
• · UPL effectively holds 77.78% shareholding in the Cayman entity that controls UPL NA Inc.

28-07-2026

Kothari Industrial Corporation Limited incorporated a subsidiary, KOTHARI INDUSTRIAL IUAD DESIGN PRIVATE LIMITED, on July 27, 2026 (Country: India). Kothari subscribed to 25,50,000 equity shares of ₹10/- each at par aggregating to ₹2,55,00,000, representing 51% of the paid-up equity share capital; the new subsidiary will operate as the India campus of Accademia IUAD (Italy) for design and creative education. The filing discloses formation and ownership details but no operating revenues yet, since the subsidiary is newly incorporated and has no business operations as on the date of filing.

• · Incorporation date of subsidiary: July 27, 2026 (Country: India).
• · Subsidiary CIN provided: U85499TN2026PTC1959?? (as in Annexure — partial OCR uncertainty in last digits).
• · Nature of consideration: cash subscription (25,50,000 equity shares of ₹10 each at par).
• · Business status: newly incorporated company with no business operations as on date of filing.
• · Planned campus location mentioned: proposed campus at Hosur.
• · Regulatory reference: disclosures made pursuant to Regulation 30 and Master Circular No. Ho/4g/14/14(7)/2025-cFD-POD2/3762/2026 dated January 30, 2026.

28-07-2026

ICRA Limited has acquired the remaining 1.25% stake in Fintellix India Private Limited for INR 3.17 crore, making Fintellix a wholly-owned subsidiary. Fintellix, a software products & services company specializing in risk, supervisory, and data analytics solutions, reported a turnover of INR 93.3 crore for FY26, up from INR 80.3 crore in FY25 and INR 74.7 crore in FY24, indicating steady revenue growth.

• · Fintellix was incorporated on March 17, 2006, and is headquartered in Bengaluru, Karnataka, India.
• · The acquisition is contingent upon successful execution of the transaction by the depositories.
• · No governmental or regulatory approval is required for this acquisition.
• · The consideration was paid in cash.

28-07-2026

Keen Vision Acquisition Corp. (KVACU) filed a Fifth Amended and Restated Memorandum and Articles of Association on July 28, 2026, adopted by shareholders on July 21, 2026. The filing updates the company's governing documents, including provisions for share redemption, business combination requirements, and director indemnification. No financial results or material agreements were disclosed in this filing.

• · The company is authorized to issue up to 500,000,000 shares of USD 0.0001 each.
• · Public Shares have redemption rights upon Automatic Redemption Event, Tender Redemption Offer, Redemption Offer, or Amendment Redemption Event.
• · Fair Value for a business combination is defined as at least 80% of the Trust Account balance (excluding deferred underwriting fees and taxes).
• · The memorandum includes detailed indemnification provisions for directors and officers.
• · No amendment to the business combination provisions (Regulation 23) is allowed before a business combination unless public shareholders are given redemption rights.

28-07-2026

Vestand Inc. (VSTD) received a final delisting decision from Nasdaq on July 23, 2026, effective July 27, 2026, due to non-compliance with periodic reporting requirements and the minimum bid price rule. The company's stock began trading on the OTC Pink Limited Market on July 27, 2026. Vestand is evaluating whether to request a review of the decision, but there is no assurance of a reversal.

• · The delisting was based on failure to file Form 10-Q for September 30, 2025, Form 10-K for December 31, 2025, and Form 10-Q for March 31, 2026.
• · The Panel also cited the prolonged absence of public disclosure, change in the company's business, and reservations about experience and institutional stability.
• · The company's Class A Common Stock began trading on the OTC Pink Limited Market on July 27, 2026, under the symbol VSTD.

28-07-2026

Vinesh Shivji Dholu and four other acquirers (the Dholu family) have launched an open offer to acquire up to 33,82,231 fully paid-up equity shares of Lippi Systems Limited, representing 25.05% of the expanded share capital, from public shareholders under SEBI (SAST) Regulations. The Letter of Offer was dispatched on July 11, 2026 (email) and July 13, 2026 (speed post). The offer is managed by Vivro Financial Services Private Limited, with Cameo Corporate Services Limited as registrar.

• · The Letter of Offer was dispatched on July 11, 2026 (email) and July 13, 2026 (speed post).
• · Public shareholders who have not received the Letter of Offer can download it from SEBI, BSE, or Vivro websites.
• · The offer is made under Regulation 3(1) and 4 of SEBI (SAST) Regulations.
• · The manager to the offer is Vivro Financial Services Private Limited (SEBI Reg. No. MB/INM000010122).
• · The registrar to the offer is Cameo Corporate Services Limited (SEBI Reg. No. INR000003753).

28-07-2026

Authum Investment & Infrastructure Limited, as part of a consortium with Inox Neo Energies Limited (INEL), has received NCLT Ahmedabad approval for a resolution plan to acquire Wind World (India) Limited under the Insolvency and Bankruptcy Code. Authum's financial commitment is approximately INR 350 Crore, and it will acquire certain identified real estate/assets of WWIL, while INEL will acquire the IPP/power sale and O&M businesses. The approval follows an earlier announcement dated February 20, 2026.

• · NCLT Ahmedabad Bench order dated July 27, 2026 granted approval for the resolution plan.
• · The consortium comprises INEL as Lead Member and Authum Investment & Infrastructure Limited.
• · INEL and/or its affiliates will acquire the IPP and power sale undertaking and the O&M business of WWIL.
• · Authum and/or its affiliates will acquire certain identified real estate/assets from WWIL.
• · The filing is made under Regulation 30 of SEBI (LODR) Regulations, 2015.

28-07-2026

Denali Therapeutics completed the sale of its Rare Pediatric Disease Priority Review Voucher (PRV) to a large pharmaceutical company for gross proceeds of $195.0 million. The PRV was received upon FDA approval of AVLAYAHTM (tividenofusp alfa) for Hunter syndrome in March 2026. The sale closed on July 27, 2026, pursuant to an asset purchase agreement dated June 12, 2026.

• · PRV was received from FDA approval of AVLAYAHTM for Hunter syndrome (MPS II) in March 2026.
• · Asset purchase agreement was dated June 12, 2026.
• · The full text of the PRV Transfer Agreement will be filed as an exhibit to a subsequent SEC filing.

28-07-2026

Knox Lane completed its acquisition of Cross Country Healthcare, taking the company private. Joel Tremblay was appointed CEO, succeeding Kevin C. Clark who retired. The locums division was sold to All Star Healthcare Solutions, a Knox Lane portfolio company.

• · Transaction closed July 21, 2026.
• · Cross Country Healthcare becomes a privately held, standalone company.
• · Kevin C. Clark will support transition.
• · Joel Tremblay previously President of Medical Solutions.
• · BofA Securities provided fairness opinion.
• · Davis Polk & Wardwell LLP legal counsel to Cross Country.
• · MTS Health Partners financial advisor to Knox Lane; Kirkland & Ellis LLP legal counsel to Knox Lane.

28-07-2026

28-07-2026

T1 Energy Inc. (TE-WT) announced the acquisition of foundational solar patents and other IP from Evervolt Green Energy Holding Pte Ltd. for $135 million. The deal eliminates future royalty payments and strengthens T1's position as a vertically integrated U.S. solar manufacturer. However, T1 faces significant financing risks, with $133 million payable in four installments through October 2026, and the company has a material weakness in internal controls and needs a comprehensive financing solution for its capital expenditure.

• · The patents were previously licensed by T1 from Evervolt.
• · The acquisition eliminates future royalty payments on the IP.
• · Any issuance of T1 common stock for installments will be at a 15% discount to a five-trading-day VWAP.
• · The company has a material weakness in its internal control over financial reporting and requires comprehensive financing for G2_Austin Phase 1.
• · T1 completed a transformative transaction in December 2024 to position itself as a leading U.S. solar manufacturer.

28-07-2026

The Committee of Independent Directors of Niraj Cement Structurals Limited has concluded that the open offer by Gulshankumar Vijaykumar Chopra to acquire up to 1,55,20,529 equity shares (26% of voting capital) at ₹29 per share is fair and reasonable. The offer is made pursuant to a public announcement dated June 16, 2026, and a detailed public statement dated June 22, 2026.

• · The Committee of Independent Directors meeting was held on July 28, 2026.
• · The public announcement was made on June 16, 2026.
• · The detailed public statement was published on June 23, 2026.
• · The letter of offer is dated July 18, 2026.

28-07-2026

Astron Paper & Board Mill Limited is undergoing Corporate Insolvency Resolution Process (CIRP) under the Insolvency and Bankruptcy Code, 2016. The Resolution Professional has invited Expression of Interest (EOI) from prospective resolution applicants, with the last date for submission of EOI being July 25, 2026. The company's sales have declined sharply from ₹95.74 Crore in FY 2024-25 to ₹72.47 Lakh in FY 2025-26, indicating severe financial distress.

• · Installed capacity: 500 tons per day of Recycled Kraft Paper.
• · Last date for submission of resolution plans: September 17, 2026.
• · Number of workmen: NIL.
• · The company's registered office is at 407, Satyamev Eminence, Science City Road, Sola, Ahmedabad.
• · The Resolution Professional's authorization is valid until June 30, 2027.

28-07-2026

Antony Waste Handling Cell Limited has entered into a Share Purchase Agreement and Shareholders' Agreement to acquire a 26% stake in Arts EV Private Limited, a special purpose vehicle for operating up to 800 electric buses in Delhi under the PM E-DRIVE Scheme. The acquisition is a related party transaction with promoter group entity Antony Road Transport Solutions Private Limited, which will hold the remaining 74% stake. The company will provide bus cleaning and hygiene services to the fleet, extending its 'Click2Clean' offering into electric mobility, while Antony Road Transport handles fleet procurement and operations.

• · Arts EV was incorporated on June 16, 2026, as a wholly owned subsidiary of Antony Road Transport.
• · The acquisition is classified as a related party transaction and will be undertaken on an arm's length basis.
• · Completion of the acquisition is expected within 2 months.
• · Consideration is in cash.
• · No governmental or regulatory approvals are required for the acquisition.

28-07-2026

Yoga Builders Private Limited, along with its PACs Scaffold Properties Private Limited and MDK Properties and Estates Private Limited, acquired 7,62,990 shares (15.40% of total share capital) of TMT (India) Limited on July 27, 2026, through the tendering process of an Open Offer at ₹10.00 per share. The acquirer and PACs had nil shareholding prior to this acquisition, resulting in a significant stake build-up from 0.00% to 15.40%.

• · The acquisition was made from public shareholders during the tendering process of an Open Offer.
• · The Open Offer was initially announced on April 20, 2026, with a Detailed Public Statement on April 27, 2026.
• · The acquirer and PACs had zero shareholding in TMT (India) Limited prior to this transaction.
• · The disclosure is filed under Regulation 18(6) of SEBI (SAST) Regulations, 2011.

28-07-2026

SEBI has issued a Release Order for Recovery Certificate No. 6420 of 2026 against Deepali Dwivedi in the matter of D.S. Capital Ventures Private Limited, dated July 28, 2026. This is a compliance-related order in recovery proceedings, indicating the conclusion or satisfaction of a prior recovery action. No financial penalties or new violations are disclosed in this filing.

• · Recovery Certificate No. 6420 of 2026 is the subject of the release order.
• · The order is categorized under SEBI's Recovery Proceedings enforcement section.
• · The PAN of Deepali Dwivedi is CTGPS9075L.

28-07-2026

Palco Metals Limited announced that its equity shareholders have approved the Scheme of Amalgamation between the company and Palco Recycle Industries Limited, as directed by the Hon'ble National Company Law Tribunal (NCLT), Ahmedabad Bench. The resolution was passed with the requisite statutory majority under Section 230 of the Companies Act, 2013 and the SEBI Master Circular dated June 20, 2023. The voting was conducted through remote e-voting and ballot voting at the NCLT-convened meeting held on July 27, 2026.

• · The remote e-voting period was from July 24, 2026 at 9:00 a.m. IST to July 26, 2026 at 5:00 p.m. IST.
• · The NCLT order directing the meeting was dated June 16, 2026.
• · The meeting was held physically at the company's registered office in Ahmedabad.
• · A total of 3,297,353 shares were voted in favor, 2 shares against, and 52 shares were invalid/abstained.
• · The resolution was approved with the requisite majority of public shareholders as per SEBI Master Circular dated June 20, 2023.

28-07-2026

Aashka Hospitals Limited's Board approved an investment of ₹70,000 to acquire 7,000 equity shares (70% stake) in a proposed subsidiary, Aashka – Rhythm Hospitals Private Limited, which will operate in the hospitals and healthcare sector. The subsidiary is yet to be incorporated, and the consideration is in cash. No negative or flat metrics are present as this is a forward-looking investment disclosure.

• · The subsidiary is yet to be incorporated and will be based in India.
• · Face value of each equity share is ₹10.
• · No governmental or regulatory approvals are required for the incorporation.
• · The Board meeting was held on 28 July 2026 from 17:00 to 18:00 hours.

28-07-2026

Arkade Developers Limited disclosed a fraud investigation involving its former Chief Sales Officer, Mrs. Amita Singh, who allegedly diverted customer transactions, procured wrongful brokerage payments, and forged agreements with a director's signature. An FIR has been registered, and the company has terminated her employment effective June 17, 2026, while strengthening internal controls; however, the estimated wrongful gain is approximately ₹2 crore, and the investigation is ongoing.

• · FIR registered under Sections 318(3), 336(3), 338, 340 and 3(5) of the Bharatiya Nyaya Sanhita, 2023.
• · Employee services terminated effective 17 June 2026.
• · Company states it does not anticipate any material adverse impact on business operations, projects, customer commitments or financial position.
• · Investigation is being conducted by Samata Nagar Police Station, Mumbai.

28-07-2026

Punj Lloyd Ltd has informed the stock exchanges that a Board Meeting will be held on July 31, 2026, to consider and approve the unaudited financial results (standalone and consolidated) for the quarter ended June 30, 2026. The trading window for dealing in the company's securities is already closed from July 1, 2026, and will reopen on August 2, 2026, 48 hours after the results are made public. The filing is a routine procedural disclosure and contains no financial data or performance metrics.

• · Board meeting date: July 31, 2026
• · Trading window closure period: July 1, 2026 to August 2, 2026
• · Results to be considered: Unaudited Financial Results (Standalone and Consolidated) for Q1 FY27 (quarter ended June 30, 2026)

28-07-2026

Mr. Pravin Kumar Shishodiya and Mr. Punit Shishodiya (Acquirers) have announced a mandatory open offer under SEBI (SAST) Regulations to acquire up to 37,70,000 equity shares (26.00% of equity capital) of Ramgopal Polytex Ltd at an offer price of INR 17.10 per share, aggregating to INR 6,44,67,000. This offer is triggered by their execution of a Share Purchase Agreement (SPA) on July 28, 2026, to acquire 65,91,796 shares (45.46% of equity capital) from the existing promoter group (Sellers) at INR 9 per share, totaling INR 5,93,26,164, which will give them control of the company. The open offer price of INR 17.10 represents a significant premium over the SPA price of INR 9 per share.

• · The open offer is not conditional upon any minimum level of acceptance.
• · The offer price for partly paid-up shares will be computed as the difference between INR 17.10 and the amount due towards calls-in-arrears including unpaid interest.
• · The Detailed Public Statement will be published on or before August 4, 2026.
• · The Acquirers currently hold no shares in the target company (pre-transaction shareholding is nil).
• · The Sellers (existing promoter group) will sell their entire holdings, reducing their stake from 45.46% to nil post-transaction.

28-07-2026

Inox Green Energy Services Limited disclosed that the NCLT Ahmedabad Bench has orally approved the resolution plan submitted by the Consortium (Inox Neo Energies Limited and Authum Investment & Infrastructure Limited) for Wind World (India) Limited (WWIL). Under the plan, INOXGFL Group companies will acquire WWIL's IPP/power sale undertaking and O&M business, while Authum will acquire certain real estate and other assets. The written order is awaited for a detailed disclosure.

• · The NCLT Ahmedabad Bench orally pronounced the order on 27th July 2026.
• · The resolution plan was originally dated 13th February 2026, with an addendum dated 20th May 2026.
• · The Consortium was declared the successful resolution applicant for WWIL on 19th February 2026.
• · Authum and/or its affiliates will acquire certain identified real estate assets and/or other assets of WWIL.

28-07-2026

Baron Infotech Ltd, currently under Corporate Insolvency Resolution Process (CIRP), has informed BSE that the Hon'ble NCLT Hyderabad Bench-II has adjourned hearings on multiple interim applications (IA) to August 13, 2026. The adjournments relate to an intervention petition and a counter filing defect, with no substantive orders issued at this stage.

• · Company is under CIRP (Corporate Insolvency Resolution Process) initiated under Section 7 of IBC.
• · The NCLT Hyderabad Bench-II adjourned IA(IBC)(Plan)/03/2026, IA(IBC)/772/2026, and Intervention Petition (IBC)/11/2026 to August 13, 2026.
• · In IA(IBC)/772/2026, the counter filed by Respondent No.2 was under defect list; defects must be cured within 3 days and rejoinder within one week.
• · Pleadings in the Intervention Petition were completed, and the matter was adjourned for hearing.
• · The filing date is July 28, 2026, but the letter is dated July 22, 2026.

28-07-2026

5paisa Capital Limited's board approved the acquisition of 100% of Giskard Datatech Private Limited for an aggregate cash consideration not exceeding ₹1,21,57,49,108 and a share swap of 20,50,588 equity shares in a 1:31 ratio. The acquisition aims to integrate Giskard's data analytics and AI capabilities into 5paisa's digital investment platform, enhancing research tools and customer experience. The transaction is subject to shareholder and regulatory approvals, including SEBI, and is expected to close within six months.

• · The share swap ratio is 1:31 (1 Giskard share for 31 5paisa shares).
• · Promoters of 5paisa will initially acquire certain Giskard shares for cash, which will later be swapped for 5paisa equity shares upon regulatory approvals.
• · Giskard holds a Research Analyst registration under SEBI (Research Analysts) Regulations, 2014, requiring SEBI approval for change in control.
• · The valuation of Giskard equity shares was determined at ₹11,794 per share using the Discounted Cash Flow method by an independent registered valuer.
• · Post-allotment, Mr. Amber Pabreja will hold 11,82,588 shares (2.42%) and Ms. Devi Yeshodharan will hold 8,68,000 shares (1.77%) of 5paisa Capital Limited.

28-07-2026

Cboe BZX Exchange filed a Form 25-NSE on July 28, 2026, to report the voluntary delisting of the T-REX 2X Long PAAS Daily Target ETF (ticker: PAAU), a series of ETF Opportunities Trust. The delisting was effective July 12, 2026, and the security was fully liquidated on July 22, 2026, with no trading or registration remaining on the exchange.

• · Delisting type: Voluntary
• · Rule provision relied upon: 17 CFR 240.12d2-2(a)(2)
• · Suspension date: July 12, 2026
• · Delisting effective date: July 12, 2026
• · Liquidation date: July 22, 2026

28-07-2026

ETF Series Solutions has filed Form 25 with the SEC to voluntarily withdraw the Point Bridge America First ETF from listing and registration on the Cboe BZX Exchange, effective July 28, 2026. The delisting is a voluntary action by the issuer, not a regulatory or exchange-driven removal.

• · The delisting is voluntary under 17 CFR 240.12d2-2(c), meaning the issuer chose to withdraw the security.
• · The filing was signed by Noelle-Nadia A. Filali, Assistant Secretary of ETF Series Solutions.
• · The Commission File Number for the issuer is 333-179562.

28-07-2026

Core University Living Real Estate Income Trust completed the acquisition of a four-property student housing portfolio (the 'Seed Portfolio') for $303,500,000 on July 22, 2026. The portfolio, located in Lexington, KY; Morgantown, WV; and Gainesville, FL, was 99.4% pre-leased for the 2026-2027 academic year as of March 31, 2026. The acquisition was funded with a $180,400,400 mortgage loan from JPMorgan Chase and proceeds from share sales, and the loan carries a Term SOFR + 1.50% interest rate with a 4.0% cap.

• · The seller was a joint venture between a third party and an entity owned by several principals of Core Spaces, LLC, the Company's sponsor.
• · The loan matures on July 22, 2029, with two one-year extension options subject to conditions including no default, a debt service coverage ratio test, and a loan-to-value ratio not exceeding 60.0% for the first extension.
• · Partial prepayments must be at least $250,000.
• · The interest rate cap agreement was entered into by Core Morgantown LLC, a borrower under the Loan.

28-07-2026

EchoStar Corporation has established a $2.4B Wireless Creditor Trust as a condition of FCC approval for its spectrum license assignments to AT&T and SpaceX. The trust will hold $2.4B in proceeds from the AT&T transaction to pay eligible tort, breach of contract, and other claims related to EchoStar's network construction and operations. A $200M reserve is segregated for Type A claims, with The Bank of New York Mellon serving as trustee.

• · Trust is named 'Wireless Creditor Trust' and established under FCC Orders DA 26-470 and DA 26-471 dated May 12, 2026.
• · Trust is intended to be exempt from Securities Act of 1933 and Investment Company Act of 1940.
• · Trust will remain subject to the FCC Wireless Telecommunications Bureau's continuing jurisdiction.
• · The $200M Type A Claims Reserve is secured by a security agreement and deposit account control agreement in favor of DISH Wireless L.L.C. as secured party.
• · Claimants may file only one Covered Claim per person/entity.
• · Beneficiaries include: (a) holders of Eligible Type A Claims, (b) holders of Eligible Type B-1/B-2 Claims (after Type A and expenses are paid), and (c) EchoStar for any remainder.

28-07-2026

Morgan Stanley Private Markets & Alternatives Fund-Balanced filed a final amendment to its tender offer statement, reporting the results of its offer to purchase up to $21,171,608.97 of its Class A and Class I shares. The offer expired on March 20, 2026, and only $1,474,401.37 in shares were validly tendered and accepted, representing a very small fraction (approximately 7%) of the maximum amount sought. The net asset values per share were $10.64 for Class A and $10.67 for Class I.

28-07-2026

Ares Strategic Income Fund filed a final amendment to its tender offer, reporting that it accepted for purchase 19,767,194 Shares (34.7% of validly tendered shares) at $27.00 per share, for a total payment of approximately $533.6 million. The offer expired on June 18, 2026, and the fund repurchased up to 5% of its outstanding shares as of April 30, 2026. The amendment corrects a prior administrative error.

• · The offer expired at 4:00 p.m. Eastern Time on June 18, 2026.
• · The fund accepted shares on a pro rata basis with odd lot priority for holders of fewer than 100 shares.
• · The early repurchase deduction was applied as applicable to the purchase price.
• · This is Amendment No. 3 (final amendment) correcting a third-party administrative error in the prior amendment.

28-07-2026

Themes ETF Trust filed a Form 25-NSE with the SEC on July 28, 2026, notifying the delisting of three leveraged ETFs: Leverage Shares 2X Long AXP Daily ETF, Leverage Shares 2X Long DNN Daily ETF, and Leverage Shares 2X Long ORLY Daily ETF. The delisting is pursuant to 17 CFR 240.12d2-2(a)(2), which applies when the exchange has determined that the securities are no longer suitable for listing. No financial figures or period-over-period comparisons are provided in this filing.

• · The delisting is effective as of July 28, 2026.
• · The filing references SEC file number 333-271700.
• · The delisting rule cited is 17 CFR 240.12d2-2(a)(2), indicating the exchange determined the securities are no longer suitable for listing.

28-07-2026

Southern Cross Acquisition I Corp. completed its IPO of 11,500,000 units at $10.00 per unit on July 22, 2026, generating gross proceeds of $115,000,000, including full exercise of the underwriters' over-allotment option. Concurrently, it sold 239,300 private units to its sponsor for $2,393,000. A total of $115,000,000 from the proceeds was placed in a trust account for public shareholders and underwriters.

• · The IPO included full exercise of underwriters' over-allotment option for 1,500,000 additional units.
• · Each unit consists of one ordinary share ($0.0001 par value), one redeemable warrant (exercise price $11.50 per share), and one right (entitling holder to one-fourth of one ordinary share upon initial business combination).
• · Private units are identical to IPO units, subject to limited exceptions described in the Registration Statement on Form S-1 (File No. 333-296723).
• · Trust account is held with Continental Stock Transfer & Trust Company as trustee.
• · Company is an emerging growth company and has not elected to use the extended transition period for complying with new or revised financial accounting standards.

28-07-2026

Kuva Labs Inc., through its wholly-owned subsidiary Kuva Acquisition Corp., terminated its tender offer to acquire all outstanding shares of Lisata Therapeutics, Inc. on July 23, 2026, due to the failure to obtain necessary financing. No shares were purchased, and all tendered shares have been returned. Kuva Labs reserves the right, but has no obligation, to commence a new offer in the future.

• · The tender offer was originally filed with the SEC on June 10, 2026.
• · The offer was terminated on July 23, 2026, due to inability to obtain financing.
• · No shares were accepted for payment and no consideration was paid to any tendering stockholder.
• · All tendered shares have been returned to stockholders by the depositary, Equiniti Trust Company, LLC.
• · A press release announcing the termination was issued on July 24, 2026.

28-07-2026

North Haven Private Income Fund A LLC filed a final amendment to its tender offer statement, reporting the results of its offer to repurchase up to 773,337 Class I Units (5% of outstanding units as of March 31, 2026). The offer was oversubscribed, and the company accepted 773,337 units on a pro rata basis (69.4% of tendered units) at a price of $19.71 per unit, for a total payment of approximately $15.2 million. The repurchase was completed on July 29, 2026.

• · The tender offer expired on June 4, 2026.
• · The company reserved the right to purchase up to an additional 2.0% of outstanding units without amending or extending the offer under Rule 13e-4(f)(1).
• · The final amendment was filed on July 28, 2026, and payment was made on or about July 29, 2026.

28-07-2026

North Haven Private Income Fund LLC completed a tender offer to repurchase up to 8,913,931 Class S Units (5% of outstanding units as of December 31, 2025). The offer was oversubscribed, so the company accepted approximately 41.6% of validly tendered units on a pro rata basis, repurchasing 8,913,931 units at $17.91 per unit for a total of about $159.6 million. The final amendment reports the successful completion of the offer.

• · The tender offer was originally filed on May 5, 2026.
• · The purchase price per unit was equal to the net asset value per unit as of June 30, 2026.
• · Payment to tendering unitholders was made on or about July 29, 2026.
• · The offer was oversubscribed, resulting in a pro rata acceptance rate of approximately 41.6%.

28-07-2026

Charlton Aria Acquisition Corp appointed Paul Strickland as CFO and director, Kyoung Tak Kim as independent director and audit committee member, and Wang Jo Cha as independent director and compensation committee member, effective July 22, 2026. Jung Min Lee ceased as acting CFO but remains CEO. The appointments are part of the SPAC's preparation for a business combination, with deferred cash compensation for Strickland payable upon deal closure.

• · Paul Strickland's compensation is deferred and payable in a lump sum upon consummation of a business combination, with no interest accrued.
• · Kyoung Tak Kim is a licensed CPA in New York, New Jersey, Georgia, and South Korea, and a partner at LEK Partners LLC.
• · Wang Jo Cha has four decades of experience in South Korean public finance and capital markets, including senior roles at KRX and KOSCOM.
• · The company is a blank check company (SPAC) with a fiscal year end of December 31.

28-07-2026

Yarrow Bioscience completed its merger with VYNE Therapeutics, with the combined company now operating as Yarrow Bioscience and trading on Nasdaq under the ticker 'YARW'. The merger was supported by approximately $200 million in private financings led by RTW Investments, with participation from OrbiMed, Janus Henderson Investors, and others. Yarrow has initiated dosing in a Phase 2a/2b trial of YB-101 for Graves' disease, with Phase 2a data expected in 2H 2027, and the company expects its cash runway to fund operations into 2028. However, the merger resulted in a significant reverse stock split (1-for-50) for legacy VYNE shares, and the combined company's outstanding common stock is only approximately 2.8 million shares (or 33.6 million fully diluted), reflecting substantial dilution for prior VYNE shareholders.

• · The merger closed on July 27, 2026, with shares trading on Nasdaq under 'YARW' starting July 28, 2026.
• · VYNE distributed a special cash dividend of $17.3 million ($0.40242 per share) on July 23, 2026, prior to the merger.
• · The reverse stock split of VYNE common stock at 1-for-50 was effected on July 24, 2026.
• · The new CUSIP number for the combined company is 92941V407.
• · YB-101 has received FDA Fast Track Designation.
• · Phase 2a data expected in 2H 2027; Phase 2b expected to commence in 1H 2028.
• · Data from the MAD portion of GenSci's Phase 1 TED trial also expected in 2H 2027.
• · Cash runway expected to support operations into 2028.

28-07-2026

Axiom Intelligence Acquisition Corp 1 (SPAC) entered into a promissory note agreement with Axiom Intelligence Holdings 1 LLC for up to $1,000,000 to fund working capital in connection with its initial business combination. The note is non-interest bearing, matures upon the earlier of the business combination or liquidation, and is convertible into units at $10.00 per unit at the payee's option. The payee has waived any claim against the SPAC's trust account.

• · The note is governed by New York law.
• · The payee waives any claim against the trust account established in connection with the IPO.
• · Conversion units are identical to units issued in the private placement at IPO closing.
• · Class A ordinary shares underlying conversion units do not entitle holder to trust account funds or voting on initial business combination.
• · Holders are entitled to up to 3 demand registrations and piggyback registration rights under the existing Registration Rights Agreement dated June 17, 2025.

28-07-2026

Market Technology Acquisition Corp, a newly organized SPAC, announced the pricing of its $200 million initial public offering of 20,000,000 units at $10.00 per unit. The units, consisting of one Class A ordinary share and one-half of one redeemable warrant, are expected to trade on Nasdaq under the ticker "MTAKU" starting July 24, 2026. The company has granted the underwriter a 45-day option to purchase up to an additional 3,000,000 units to cover over-allotments, and the offering is expected to close on July 27, 2026.

• · The company is a blank check company (SPAC) focused on businesses in the global capital markets ecosystem, particularly licensed U.S. equities and options clearing businesses and related market infrastructure.
• · The registration statement was declared effective by the SEC on July 23, 2026.
• · The offering is being made only by means of a prospectus, copies of which may be obtained from BTIG, LLC.

28-07-2026

ANV Group Holdings Ltd., through its subsidiary Lakers Acquisition Sub, Inc., has completed its tender offer for Open Lending Corporation, acquiring approximately 81.37% of outstanding shares (96,284,040 shares) at $3.15 per share, totaling about $303 million. The offer expired on July 27, 2026, satisfying the minimum tender condition, and the Purchaser has irrevocably accepted all validly tendered shares. The remaining shares (excluding those subject to appraisal rights) will be acquired via a merger under Section 251(h) of the DGCL expected to close on July 30, 2026, after which Open Lending will be delisted from Nasdaq and deregistered.

• · The tender offer expired at 11:59 p.m. New York City time on July 27, 2026.
• · 5,064,343 additional shares were tendered via guaranteed delivery (4.28% of outstanding).
• · The merger is expected to close on July 30, 2026, without a stockholder vote under Section 251(h) of the DGCL.
• · Following the merger, Open Lending shares will be delisted from Nasdaq and the company will be deregistered under the Exchange Act.

28-07-2026

Open Lending Corporation announced the successful completion of its tender offer by ANV Group Holdings Ltd., with 96,284,040 shares (81.37% of outstanding) validly tendered and accepted at $3.15 per share. The merger is expected to close on July 30, 2026, after which shares will be delisted from Nasdaq. The offer satisfied all conditions, including the minimum tender condition.

• · The tender offer expired at one minute past 11:59 p.m., New York City time, on July 27, 2026.
• · All conditions to the offer were satisfied or waived.
• · Purchaser acquired sufficient shares to effect the merger without a stockholder vote under Section 251(h) of the DGCL.
• · Following the merger, shares will be delisted from the Nasdaq Global Market and registration under the Exchange Act will be terminated.

28-07-2026

Aspiriant Capital Appreciation Fund has launched an issuer tender offer to repurchase up to approximately 5.00% of its net assets, or about $7.17 million, representing roughly 643,501 of its 12,870,009 outstanding shares as of March 31, 2026. Shareholders may tender all or some of their shares by September 16, 2026, with payment made via a promissory note providing an initial cash payment of at least 98% of the unaudited NAV within about 65 days after the notice due date, and a post-audit contingent payment within 5 business days after the annual audit (expected by end of May 2027). The offer is not conditioned on a minimum number of shares being tendered, and the Fund may extend or cancel the offer at its discretion.

• · The Fund is a closed-end, non-diversified management investment company registered under the Investment Company Act of 1940, organized as a Delaware statutory trust.
• · Shares are repurchased on a 'first in, first out' basis for tax purposes.
• · Shareholders may withdraw tenders at any time before the Notice Due Date (September 16, 2026), and also after September 22, 2026 if the Fund has not yet accepted the tender.
• · The Fund may cancel, amend, or postpone the offer at any time before the Notice Due Date.
• · The Post-Audit Payment is contingent on the annual audit; the Fund expects the audit for the fiscal year ending March 31, 2027 to be completed by end of May 2027.
• · There is no established trading market for the Shares; transfers are strictly limited by the Fund's Agreement and Declaration of Trust.

28-07-2026

Aspiriant Real Assets Fund announced a tender offer to repurchase up to 5.00% of its net assets (approximately $9.45 million, or about 854,304 of 17.09 million outstanding shares) at NAV as of September 30, 2026. The offer expires on September 16, 2026, and payment will be made via a non-interest bearing promissory note with an initial payment of at least 98% of the unaudited value and a post-audit adjustment. There is no established trading market for the shares.

• · Shareholders may tender all or some Shares; if remaining NAV falls below $25,000, the Fund may adjust or repurchase the remainder.
• · Initial Payment of at least 98% of unaudited value is due within ~65 days after the Notice Due Date (Sept 16, 2026).
• · Post-Audit Payment, if any, will be paid within 5 business days after completion of the Fund's next annual audit (expected by end of May 2027).
• · Offer is not conditioned on any minimum number of Shares being tendered.
• · Shares will be repurchased on a first-in, first-out basis.
• · There is no established trading market for the Shares; transfers are strictly limited.