Global High-Priority Regulatory Events — September 01, 2026

01-09-2026

Aetos Long/Short Strategies Fund, LLC launched an issuer tender offer to repurchase up to $2,000,000 of its limited liability company interests at estimated net asset value. The offer is open until midnight on September 30, 2026, and investors may withdraw their tenders at any time before expiration. The Fund reserves the right to cancel, amend, or postpone the offer, and if oversubscribed, may accept additional interests, extend the offer, or purchase on a pro-rata basis.

• · The Fund is registered under the Investment Company Act of 1940 as a closed-end, non-diversified, management investment company and organized as a Delaware limited liability company.
• · Interests are not traded in any market and transfer is strictly limited by the LLC Agreement dated August 23, 2002.
• · Investors tendering all of their Interests receive 95% of estimated net asset value upfront, with the balance paid after the annual audit.
• · Payments for accepted Interests will be made by October 31, 2026, or within ten business days after the Fund receives at least 95% of aggregate withdrawals from Portfolio Funds.
• · If oversubscribed, the Fund may accept additional interests per Rule 13e-4(f)(1)(ii), extend and increase the offer, or purchase on a pro-rata basis.
• · Tendering investors generally recognize capital gain or loss, but may recognize ordinary income if their allocable share of unrealized receivables exceeds basis.

01-09-2026

Aetos Multi-Strategy Arbitrage Fund, LLC has launched an issuer tender offer to repurchase up to $2,000,000 of its limited liability company interests at estimated net asset value. The offer is open until midnight on September 30, 2026, and investors tendering all interests will receive 95% of estimated NAV initially, with the balance paid after the annual audit. The fund has approximately $147.4 million in outstanding capital, so the repurchase represents about 1.4% of total assets, a relatively small buyback that is unlikely to materially affect remaining investors.

• · The tender offer is an issuer tender offer subject to Rule 13e-4 under the Securities Exchange Act of 1934.
• · Interests are not traded on any market and transfers are strictly limited by the LLC Agreement dated August 23, 2002.
• · Investors tendering all interests receive 95% of estimated NAV initially, with the balance paid after the annual audit.
• · If oversubscribed (more than $2M tendered), the Fund may accept additional interests per Rule 13e-4(f)(1)(ii), extend and increase the offer, or accept on a pro rata basis.
• · The Fund is a closed-end, non-diversified management investment company registered under the Investment Company Act of 1940.
• · The Fund's investment adviser is Aetos Alternatives Management, LP.

01-09-2026

Aurobindo Pharma's wholly owned subsidiary, Apitoria Pharma Private Limited, incorporated a new wholly owned subsidiary, Avogent Lifesciences Private Limited, in India on August 31, 2026. The new entity will undertake manufacturing and marketing operations in India and foreign countries, with 100% share capital subscribed in cash at ₹5,00,00,000 (50,00,000 equity shares of ₹10 each). No governmental or regulatory approvals were required, and the transaction is a related party transaction, though promoters have no interest.

• · Avogent Lifesciences Private Limited was incorporated on August 31, 2026 in India.
• · The new subsidiary is a related party of Aurobindo Pharma because it is a wholly owned subsidiary of Apitoria Pharma, which is itself a wholly owned subsidiary of the company.
• · Promoters and promoter group have no interest in the transaction.
• · No governmental or regulatory approvals were required for the incorporation.
• · The object of the new subsidiary is to undertake manufacturing and marketing operations in India and foreign countries.

01-09-2026

Royal Cushion Vinyl Products Ltd. (RCVP) has announced that the Scheme of Arrangement for the merger of Royal Spinwell and Developers Private Limited (Transferor) into RCVP (Transferee) has become effective. The NCLT Mumbai Bench sanctioned the Scheme on July 28, 2026, and the certified order was filed with the Registrar of Companies on August 30, 2026, making the Scheme effective from the Appointed Date of October 1, 2021. This is a significant corporate restructuring event, though no financial details of the merger were disclosed in the filing.

• · The Scheme was sanctioned by the NCLT Mumbai Bench on July 28, 2026.
• · The certified copy of the NCLT order was filed with the Registrar of Companies, Maharashtra, Mumbai on August 30, 2026.
• · The Scheme is effective from the Appointed Date of October 1, 2021.
• · The merger is under Sections 230 to 232 of the Companies Act, 2013.
• · The company's CIN is L24110MH1983PLC031395 and scrip code is 526193.

01-09-2026

Welspun Investments and Commercials Limited (WICL) has approved the acquisition of 100% equity stake in Vishwakarma Realty Private Limited (VRPL) from DBG Estates Holdings LLP, a promoter group entity, for a cash consideration of INR 4,62,256. VRPL, incorporated in December 2025, has nil turnover and net assets of INR 4,75,795 as of March 31, 2026, and is yet to commence business. The acquisition is a related party transaction at arm's length and is expected to be completed by September 5, 2026, making VRPL a wholly owned subsidiary.

• · The acquisition is a related party transaction as the seller (DBG Estates Holdings LLP) is a promoter group entity, but the transaction is at arm's length.
• · VRPL was incorporated on December 11, 2025, and has not yet commenced business operations.
• · The acquisition is for cash consideration and is expected to be completed on or before September 5, 2026.

01-09-2026

Amagi Media Labs Ltd announced the voluntary liquidation of its wholly owned subsidiary, Argoid Analytics Private Limited, under the Insolvency and Bankruptcy Code, 2016, effective August 31, 2026, following approval from the National Company Law Tribunal, Bengaluru Bench. The company stated that Argoid was not a material subsidiary and that the liquidation will have no material impact on Amagi's business. No consideration was received from the dissolution.

• · The voluntary liquidation process for Argoid was initiated on November 17, 2025, prior to Amagi's listing.
• · The dissolution was completed effective August 31, 2026.
• · Argoid contributed 0.00% of Amagi's turnover/revenue and 0.00% of net worth as of March 31, 2026.
• · No consideration was received from the liquidation.

01-09-2026

XTI Aerospace received a Nasdaq deficiency notice on August 26, 2026 for failing to timely file its Q2 2026 Form 10-Q, due to an internal review of its former CEO who resigned on August 17, 2026. The company has 60 days (until October 26, 2026) to submit a compliance plan, and if accepted, Nasdaq may grant an exception until February 22, 2027. However, the company warns it may disclose substantial doubt about its ability to continue as a going concern, and there is no assurance it will regain compliance or maintain its listing.

• · The company expects the Form 10-Q to disclose substantial doubt about its ability to continue as a going concern.
• · The former CEO resigned on August 17, 2026, triggering the internal review.
• · The company has not yet estimated when the internal review or the Form 10-Q filing will be completed.
• · If Nasdaq does not accept the compliance plan, the company may appeal to a Nasdaq Hearings Panel.
• · The Notice has no immediate effect on the listing of the company's common stock on the Nasdaq Capital Market.

01-09-2026

Andretti Acquisition Corp. II entered into new non-redemption agreements with additional investors on August 31, 2026, to incentivize them not to redeem up to 2,600,000 Public Shares in exchange for up to 650,000 Pubco Shares (or 216,667 additional shares if the business combination closes after June 9, 2027). These agreements supplement prior non-redemption agreements covering 1,000,000 shares, and are intended to increase trust account funds, though they are not expected to increase the likelihood of shareholder approval of the extension. The company also adjourned its special meeting to September 8, 2026, to allow more time for redemptions and reversals.

• · Special meeting adjourned from August 28, 2026 to September 8, 2026 at 10:00 a.m. Eastern Time.
• · Non-redemption agreements terminate upon failure to approve extension, decision not to proceed, fulfillment of obligations, liquidation, mutual agreement, or actual redemption of shares.
• · The company may enter into additional similar non-redemption agreements.
• · The company is an emerging growth company and has elected not to use the extended transition period for complying with new accounting standards.

01-09-2026

Highlands REIT, Inc. filed a Schedule TO-I with the SEC on September 1, 2026, disclosing a tender offer. The filing incorporates by reference various compensation-related agreements and plans, including the 2016 Incentive Award Plan and its amendments, director compensation, retention bonus, and executive employment agreements. No financial terms of the tender offer are disclosed in this excerpt.

• · Filing date: September 01, 2026
• · Tender offer filed on Schedule TO-I
• · Incorporated documents include amendments to the 2016 Incentive Award Plan dated May 10, 2016, August 12, 2021, and December 15, 2025
• · Executive agreements referenced: Robert J. Lange (April 25, 2025), Richard Vance (April 24, 2025), Kimberly Karas (April 12, 2023), Jessica Boehm (April 21, 2025)

01-09-2026

Punj Lloyd Ltd announced the resignation of Mr. Adhish Swaroop as Company Secretary & Compliance Officer, effective August 31, 2026. The resignation is a routine key managerial personnel change with no financial impact disclosed.

• · Mr. Adhish Swaroop's resignation is effective from the closing business hours on August 31, 2026.
• · The resignation letter is enclosed with the disclosure.
• · No relationship between directors is disclosed as it is not applicable.

01-09-2026

01-09-2026

Mukka Proteins Limited has approved a strategic investment of up to ₹13,19,40,000 (₹13.19 Cr) to acquire 2,93,20,000 equity shares (16.77% stake) in Shipwaves Online Limited, a digital freight forwarding and enterprise SaaS company. The acquisition is a related-party transaction at arm's length, with completion expected by March 31, 2027. While Shipwaves' turnover declined 15.8% from ₹77.21 Cr in FY2025 to ₹65.01 Cr in FY2026, its net profit stood at ₹1.68 Cr and net worth at ₹71.30 Cr.

• · The acquisition price per share is ₹4.50 for equity shares of face value Re. 1 each.
• · The transaction is a related-party transaction as Mukka Proteins Limited is a promoter group entity of Shipwaves Online Limited.
• · The Board meeting commenced at 3:35 p.m. and concluded at 3:42 p.m. on September 1, 2026.
• · Shipwaves Online Limited was incorporated on February 27, 2015.
• · No governmental or regulatory approvals are required for the acquisition.

01-09-2026

Kalpataru Projects International Limited (KPIL) has incorporated a new step-down subsidiary, LM Operation Center India Private Limited, via its first-level step-down subsidiary Linjemontage I Grästorp AB (LMG AB). The subsidiary was incorporated on August 14, 2026, with a subscribed capital of ₹1,50,00,000 (₹1.5 Cr) and is intended to establish an operations center in India to enhance LMG AB's project and engineering execution capabilities. The transaction is a related party transaction, but no promoter or group company has any interest in the target entity.

• · The subsidiary was incorporated on August 14, 2026, and the certificate of incorporation was received on September 1, 2026.
• · The transaction is classified as a related party transaction since LMG AB is a step-down subsidiary of KPIL.
• · No promoter, promoter group, or group company has any interest in the target entity.
• · The subsidiary is yet to commence business operations, so no turnover or financial history is available.

01-09-2026

SKIL Infrastructure Ltd, undergoing Corporate Insolvency Resolution Process (CIRP) since February 2024, reported unaudited consolidated financial results for the quarter ended June 30, 2025. The company posted a net profit of ₹4,222.87 lakh for the quarter, compared to a loss of ₹32.87 lakh in the same quarter last year, driven by other income of ₹4,292.77 lakh. However, the auditor's limited review report contains multiple qualifications and emphasis of matter paragraphs, including material uncertainty about going concern, unreconciled intercompany balances of ₹16.19 lakh, and limitations on audit evidence for bank balances and deconsolidation adjustments.

• · The company has no revenue from operations for the quarter ended June 30, 2025; all revenue is from other income.
• · The auditor's report includes a qualified conclusion due to multiple issues: potential differences in admitted claims vs. book liabilities, capital reduction of 99.76% in an associate leading to impairment, unreconciled intercompany balances of ₹16.19 lakh, and lack of audit evidence for deconsolidation timing and bank balances.
• · The company's other equity (reserves and surplus) stood at negative ₹2,62,330.16 lakh as of March 31, 2025.
• · The Committee of Creditors (CoC) was constituted after the NCLAT vacated a stay on October 15, 2025, and Mr. Purusottam Behera was appointed as Resolution Professional in the first CoC meeting on November 3, 2025.
• · The company has not carried out revaluation of its quoted investments to reflect mark-to-market gain/loss due to non-availability of fair value inputs, though the impact is expected to be negligible.

01-09-2026

BioXcel Therapeutics, Inc. (BTAI) filed an 8-K on September 1, 2026, disclosing that it has commenced Chapter 11 bankruptcy proceedings (the 'Cases') and is pursuing a sale transaction (the 'Transaction') under court supervision. The filing highlights significant risks including potential delisting, inability to continue as a going concern, and substantial uncertainty for common stockholders, who may receive little or no recovery. The company faces heightened administrative and legal costs, potential litigation, and risks of failing to obtain court approvals or complete the transaction.

• · The company is operating under Chapter 11 protection and requires court approval for motions filed in the Cases.
• · The company must comply with restrictions under its financing arrangements, including the DIP Facility.
• · The Chapter 11 process may result in common stockholders receiving no recovery.
• · The company faces risks of termination of the asset purchase agreement and potential adverse reactions from suppliers, vendors, partners, employees, and regulatory authorities.
• · The filing includes forward-looking statements and disclaims any obligation to update them.

01-09-2026

Mitshi India Limited (formerly Dera Paints & Chemical Limited) has published the recommendations of its Committee of Independent Directors regarding an open offer by Mr. Karronn Naresh Bajaj (the Acquirer) to the company's shareholders, under SEBI (SAST) Regulations. The filing, dated August 27, 2026, includes the IDC's formal recommendation statement but does not disclose the offer price, number of shares, or the IDC's specific recommendation (e.g., accept/reject). No financial performance data or period-over-period comparisons are provided in this regulatory disclosure.

• · The filing is a recommendation by the Committee of Independent Directors under Regulation 26(7) of the SEBI (SAST) Regulations.
• · The target company was formerly known as Dera Paints & Chemical Limited.
• · The IDC Chairman, Mr. Gurdeep Singh, signed the statement on August 27, 2026.
• · The filing does not include the offer price, share quantity, or the IDC's explicit recommendation (accept/reject).

01-09-2026

Astron Paper & Board Mill Limited is under Corporate Insolvency Resolution Process (CIRP), with the Resolution Professional issuing an Invitation for Expression of Interest (EOI) under the Insolvency and Bankruptcy Code (IBC). The company sold 29,800 tons of Kraft paper for ₹95.74 Cr in FY 2024-25, but only 280 tons for ₹72.47 Lakh in FY 2025-26, reflecting a dramatic decline in operations. The last date for receipt of EOI is revised to September 19, 2026, and the process has zero employees currently on record.

• · Installed capacity is 500 tons per day of Recycled Kraft Paper.
• · The company's CIN is L21090GJ2010PLC063428, PAN is AAJCA0517E.
• · Revised timeline: EOI deadline 19.09.2026; provisional list 29.09.2026; final list 14.10.2026; resolution plans due 16.11.2026.
• · Registered office: 407, Satyamev Eminence, Science City Road, Sola, Ahmedabad – 380060.
• · Factory units located at Halwad and Bhuj, with offices in Ahmedabad.
• · The company is not registered as MSME.
• · Original EOI deadline was 25.07.2026, original plan submission deadline was 17.09.2026.

01-09-2026

Tipco Engineering India Ltd has acquired approximately 13,212 sq m of industrial land in Satara, Maharashtra for ₹7.15 crore (inclusive of all expenses) to support manufacturing expansion. The transaction, registered on August 31, 2026, is a straightforward asset purchase with no related-party involvement or regulatory hurdles. The filing contains no prior-period financial data, so no comparative performance analysis can be performed.

• · Land parcel comprises portions of Gat Nos. 1272, 1273, 1274, 1275, 1278 and 1279 at Chordia Industrial Park, Village Naigaon, Taluka Khandala, District Satara – 412801.
• · The acquisition is within the company's existing line of business (manufacture of process plants, machinery and equipment) and not outside its main line of business.
• · Tipco Engineering undertakes over 90% of its manufacturing activities in-house.
• · The company was established in 1985 and serves customers across India and international markets.

01-09-2026

Cubical Financial Services Ltd. received RBI approval for a change in control and management, involving the appointment of four directors and the transfer of shares to five shareholders. The approvals are time-bound, with the management change valid for six months and the share transfer valid for one year. No financial figures or performance metrics were disclosed in this filing.

• · RBI approval for change in management is valid for 6 months from the date of the letter (August 31, 2026).
• · RBI approval for change in control (share transfer) is valid for one year from the date of the letter.
• · Share transfer involves 3,94,66,595; 3,94,66,5695; 52,83,967; 52,87,758; and 1,05,70,222 shares to respective shareholders (note: the second number appears to be a typo, likely 3,94,66,595).

01-09-2026

Jamna Auto Industries Ltd. has completed the acquisition of 100% of Owen Springs Limited, a UK-based manufacturer of leaf and parabolic springs, for a cash consideration of £2,000,000 (subject to net current asset adjustments). The acquisition marks Jamna Auto's first international presence in the aftermarket segment and aligns with its Lakshya – RISE 5000 strategy. However, Owen Springs has shown a declining revenue trend over the last three years, from £3,854 thousand in 2023 to £2,760 thousand in 2025, and reported a modest PAT of £132 thousand and net worth of £1,041 thousand for CY 2025.

• · Owen Springs was incorporated on 28 July 2004 in England and Wales.
• · The acquisition is not a related party transaction.
• · No governmental or regulatory approvals were required for the acquisition.
• · The consideration is 100% cash, subject to net current asset adjustments per the Share Purchase Agreement.
• · Owen Springs' PAT for CY 2025 was £132 thousand, with net worth of £1,041 thousand.

01-09-2026

Ajmera Realty & Infra India Limited's wholly owned subsidiary, Shree Yogi Realcon Private Limited (SYRPL), has been admitted as a partner in Ajmera MD Realty LLP with a cash contribution of ₹51,000, acquiring a 51% stake. This makes Ajmera MD Realty LLP a step-down subsidiary of the company. The transaction is at arm's length but involves related parties as promoter/promoter group members are partners in the LLP.

• · Ajmera MD Realty LLP has reported nil turnover for the last three financial years (including FY ending March 31, 2026).
• · The LLP was incorporated on October 7, 2016.
• · The transaction is a related party transaction as promoter/promoter group members are designated partners/partners in the LLP.
• · No governmental or regulatory approvals were required for the acquisition.

01-09-2026

Premier Energies Limited's Board approved two key restructuring initiatives: (1) incorporation of a wholly-owned subsidiary in Singapore, 'PE Horizon Pte. Ltd.', with an initial overseas direct investment of SGD 10,000 (total up to SGD 1,00,000) for clean energy trading and consulting; and (2) an intra-group shareholding reorganization transferring its entire stake in Premier Energies Storage Solutions Private Limited (PESSPL) to Premier Battery Technologies Private Limited (PBTPL) via a share swap valued at ₹85,05,790. The reorganization consolidates battery and energy storage businesses under PBTPL with no change in ultimate ownership or control, and is expected to close within 60 days.

• · PBTPL was incorporated on July 15, 2026 and has not yet commenced commercial operations; it has no turnover.
• · The share swap consideration is based on the Net Asset Value of PESSPL as of August 31, 2026, independently valued by a Registered Valuer.
• · The transaction has been approved by the Audit Committee as a Related Party Transaction under Regulation 23 of SEBI LODR Regulations.
• · The Board meeting started at 04:52 PM and concluded at 05:16 PM on September 01, 2026.

01-09-2026

Shree Rajeshwaranand Paper Mills Ltd announced the resignation of its statutory auditor, M/s. K P J & Co., effective September 1, 2026, due to professional preoccupations, and appointed M/s. H. L. SAINI & Co. as the new statutory auditor to fill the casual vacancy. Additionally, the NCLT Ahmedabad Bench has granted the company a one-month extension to hold its Annual General Meetings for FY 2024-25 and FY 2025-26, as the company (through its Successful Resolution Applicant) completes procedural formalities following resolution plan approval and shareholding modifications. No financial performance data was disclosed in this filing.

• · The resignation of M/s. K P J & Co. (FRN: 0132942W) was accepted by the Board; the auditor confirmed no other circumstances need to be brought to the notice of shareholders or creditors.
• · M/s. H. L. SAINI & Co. (FRN: 136961W) was appointed as statutory auditor effective September 1, 2026, to hold office until the conclusion of the ensuing AGM.
• · The NCLT order (dated August 27, 2026) under Section 97 of the Companies Act, 2013, allows the company one month from the order date to conduct AGMs for FY 2024-25 and FY 2025-26.
• · The company is operating under a resolution plan with a Successful Resolution Applicant (SRA) and has undergone shareholding modifications via capital reduction.

01-09-2026

Unitech International Ltd has informed the stock exchange that the 16th meeting of its Committee of Creditors (CoC) will be held via video conference on September 2, 2026, as part of the ongoing Corporate Insolvency Resolution Process (CIRP) under the IBC. The resolution professional, Mr. Nitin Narang, will convene the meeting, which is a material event under SEBI LODR Regulation 30. No financial details or outcomes have been disclosed at this stage.

• · This is the 16th meeting of the Committee of Creditors, indicating a prolonged CIRP.
• · The meeting is scheduled for September 2, 2026, via video conferencing.
• · The resolution professional's IBBI registration number is IBBI/IPA-002/IP-N00828/2019-2020/12629.
• · The company is under CIRP, as stated in the filing.

01-09-2026

Shanti Gold International Limited has completed the second tranche of its investment in Lalithaa Jewellery Mart Limited, acquiring 42,130 equity shares at a weighted average price of Rs. 261.10 per share for an aggregate consideration of Rs. 1,10,78,194 (inclusive of brokerage, taxes, and levies). This brings Shanti Gold's total holding to 1,86,947 equity shares, representing approximately 0.03% of Lalithaa's paid-up capital. Lalithaa, a South India-focused jewellery retailer, reported a turnover of Rs. 2,50,239.27 million for FY 2025-26, a significant increase from Rs. 1,68,973.17 million in FY 2024-25, though the investment remains a minority stake with no control.

• · Lalithaa Jewellery Mart Limited was incorporated on November 26, 1985 and listed on BSE and NSE on August 24, 2026.
• · The acquisition is not a related party transaction and no promoter/group interest exists.
• · The consideration is cash, and the settlement date is September 01, 2026.
• · No governmental or regulatory approvals were required for the acquisition.
• · Lalithaa operates across Tamil Nadu, Andhra Pradesh, Telangana, Karnataka, and Puducherry in India.

01-09-2026

Renaissance Global Limited, through its step-down subsidiary Renaissance Jewellery Middle East FZCO, has agreed to make a strategic investment in branded jewellery player Naman Trading FZC, marking its entry into the branded jewellery market in the Middle East. The initial investment will be for a 20% stake at USD $220,000 per share, with an option to acquire the balance equity in a deferred manner. The acquisition is expected to be completed within 24 months, and the company will provide strategic merchandising, design, and supply chain support to enhance margins and boost sales growth.

• · The target entity, Naman Trading FZC, was incorporated on July 4, 2004, and is based in Ras Al Khaimah, United Arab Emirates.
• · The acquisition is a cash transaction and is not a related party transaction.
• · No governmental or regulatory approvals are required for the acquisition.

01-09-2026

KKR FS Income Trust filed a Schedule TO-I with the SEC on September 1, 2026, relating to a tender offer for its shares. The filing incorporates by reference the Offer to Purchase and related documents, including forms of letter of transmittal and notice of withdrawal. No specific financial terms or pricing details are disclosed in this filing.

• · The filing is a Schedule TO-I (Tender Offer Statement) filed on September 1, 2026.
• · The Offer to Purchase and Letter of Transmittal are attached as exhibits.
• · A supplemental cover letter is included for clients of Morgan Stanley Smith Barney LLC.
• · The company will provide audited annual financial statements within 90 days after the close of the reporting period.
• · The company is a public reporting company under Section 13(a) of the Exchange Act.

01-09-2026

Aetos Distressed Investment Strategies Fund, LLC has launched an issuer tender offer to repurchase up to $2,000,000 of its limited liability company interests at their estimated net asset value as of September 30, 2026. The offer expires at midnight on September 30, 2026, and investors tendering all interests will receive 95% of the estimated NAV initially, with the balance paid after the annual audit. The fund had approximately $32.4 million in outstanding capital as of July 31, 2026, meaning the repurchase represents about 6.2% of total capital, which could increase concentration risks for remaining investors.

• · Interests are not traded in any market and transfers are strictly limited by the LLC Agreement dated August 23, 2002.
• · The Fund is registered under the Investment Company Act of 1940 as a closed-end, non-diversified, management investment company.
• · Investors who tender all Interests receive 95% of estimated NAV initially; the balance is paid after the annual audit.
• · If more than $2,000,000 of Interests are tendered, the Fund may accept additional interests, amend and extend the offer, or accept on a pro rata basis.
• · The Fund reserves the right to cancel, amend, or postpone the offer at any time before expiration.
• · Withdrawal of tendered Interests is permitted at any time before expiration and, if not accepted, after expiration.

01-09-2026

NCS Multistage Holdings, Inc. (NCSM) has been notified by Nasdaq Stock Market LLC that its common stock will be delisted from the exchange, effective September 1, 2026. The delisting is being initiated under SEC Rule 17 CFR 240.12d2-2(a)(3), which typically applies to securities that have been suspended from trading or whose listing has been terminated. This filing marks the formal removal of NCSM's common stock from Nasdaq.

• · Delisting effective date: September 01, 2026
• · SEC file number: 001-38071
• · Rule basis: 17 CFR 240.12d2-2(a)(3) (typically for suspended/terminated securities)
• · Filer: Nasdaq Stock Market LLC (not the company itself)

01-09-2026

KKR FS Income Trust Select filed a Schedule TO-I with the SEC on September 1, 2026, relating to a tender offer for the repurchase of its shares. The filing incorporates by reference the Offer to Purchase and related documents, and includes a Fund of Funds Agreement previously filed. The company will provide audited annual financial statements within 90 days after the close of the reporting period.

• · The tender offer includes a Fund of Funds Agreement between the Company (as Acquired Fund) and certain stockholders, previously filed as Exhibit 99.1 to the Company's Quarterly Report on Form 10-Q for the quarter ended June 30, 2024 (File No. 814-01706).
• · The filing includes forms for Letter of Transmittal, Notice of Withdrawal of Tender, and a supplemental cover letter for clients of Morgan Stanley Smith Barney LLC.

01-09-2026

Crinetics Pharmaceuticals filed an 8-K on September 1, 2026, disclosing a Fourth Amended and Restated Certificate of Incorporation. The filing includes items related to material agreement termination, merger/acquisition, and changes in control, directors, and bylaws, but the provided exhibit only contains the amended charter. The charter reduces authorized common stock to 1,000 shares at $0.001 par value and includes standard provisions for director liability, exclusive forum, and corporate governance.

• · The filing includes Items 1.02 (Termination of a Material Definitive Agreement), 2.01 (Completion of Acquisition or Disposition of Assets), 3.01 (Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing), 3.03 (Material Modification to Rights of Security Holders), 5.01 (Changes in Control of Registrant), 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers), 5.03 (Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year), and 9.01 (Financial Statements and Exhibits).
• · The provided exhibit (Ex-3.1) is the Fourth Amended and Restated Certificate of Incorporation, which reduces the authorized capital stock to 1,000 shares of common stock.
• · The charter includes a Delaware exclusive forum provision for derivative actions, fiduciary duty claims, and DGCL-related claims.
• · The charter includes a provision eliminating personal liability of directors and officers for monetary damages for breach of fiduciary duty, to the fullest extent permitted by DGCL.

01-09-2026

KFin Technologies Limited's Board approved a Composite Scheme of Amalgamation to merge its wholly-owned subsidiaries WebileApps (India) Private Limited and Hexagram Fintech Private Limited, along with step-down subsidiary WebileApps Technology Services Private Limited, into itself. The consolidation aims to streamline group structure, reduce legal entities, and achieve operational synergies and cost efficiencies. No new shares will be issued, and the shareholding pattern remains unchanged, with the scheme subject to regulatory approvals including NCLT sanction.

• · The Board meeting commenced at 3:00 PM and concluded at 5:30 PM on September 01, 2026.
• · The scheme is subject to statutory and regulatory approvals including NCLT sanction under Sections 230 and 232 of the Companies Act, 2013.
• · No cash consideration or share exchange ratio applies as the transferor companies are wholly owned subsidiaries.
• · The scheme does not affect shareholder or creditor rights; creditor obligations will continue to be honoured.
• · The amalgamation is expected to enable better management oversight, operational synergies, cost efficiencies, and improved cash management.

01-09-2026

ITC Hotels Limited has acquired 100% of the share capital of GHK Hospitality & Infrastructures Limited for an enterprise value of ₹155 crore on a cash-free, debt-free basis, making GHK a wholly owned subsidiary effective September 1, 2026. The acquisition includes a 130-key hotel in Ahmedabad (Welcomhotel Ahmedabad) and allows ITC Hotels to expand its owned asset portfolio in the city across all market segments. GHK's turnover has grown steadily from ₹25.62 crore in FY24 to ₹35.16 crore in FY26, reflecting a 37% increase over two years.

• · The acquisition was completed via a Share Purchase and Share Subscription Agreement executed on July 16, 2026.
• · GHK was incorporated on May 10, 2007, and is based in Ahmedabad, Gujarat.
• · The acquired hotel has 130 keys and is currently operated by ITC Hotels under an Operating Services Agreement.
• · No governmental or regulatory approvals were required for the acquisition.
• · The acquisition does not fall within related party transactions, and the promoter/promoter group/group companies have no interest in GHK.

01-09-2026

TruCap Finance Limited is the target of an open offer by Marwadi Chandarana Intermediaries Brokers Private Limited, which has been contested through appeals. The acquirer's request to withdraw the offer was denied by SEBI, leading to multiple appeals before the Securities Appellate Tribunal (SAT). As of September 1, 2026, no stay has been granted on the offer proceedings, and the matter is scheduled for hearing on September 7, 2026.

• · The SPA for 3,68,00,220 equity shares and the SSA for 11,56,80,000 equity shares and 9,37,00,000 convertible warrants were terminated on September 25, 2025.
• · SEBI issued observations on the Draft Letter of Offer on January 30, 2026, and again on August 20, 2026, after SAT set aside the earlier directions.
• · The acquirer filed an appeal on August 31, 2026, which is listed for hearing on September 7, 2026.

01-09-2026

Go Digit General Insurance Limited has received the detailed order of approval from the Competition Commission of India (CCI) for the proposed Scheme of Amalgamation with Go Digit Infoworks Services Private Limited. The CCI approved the scheme under Section 31(1) of the Competition Act, 2002, via a letter dated 28th July 2026, and the detailed order was received on 1st September 2026. The scheme remains subject to further approvals from the NCLT, IRDAI, and shareholders.

• · The CCI approval was received under Section 31(1) of the Competition Act, 2002.
• · The detailed order from the CCI is dated 31st August 2026.
• · The scheme requires additional approvals from the Honourable National Company Law Tribunal (NCLT), Mumbai Bench, the Insurance Regulatory and Development Authority of India (IRDAI), and the shareholders.
• · The order has been uploaded on the company's investor relations website.

01-09-2026

Brigade Enterprises Limited has incorporated two wholly owned subsidiaries, Celebrations Property Private Limited and Tetrarch Estates Private Limited, on September 01, 2026, to undertake real estate development projects. Each subsidiary has an authorized capital of ₹10,00,00,000 (10,00,000 equity shares of ₹10 each) and a subscribed capital of ₹1,00,00,000 (1,00,000 equity shares of ₹10 each), fully subscribed by the parent company. As newly incorporated entities, they have no turnover or operational history.

• · The subsidiaries were incorporated under the Companies Act, 2013 and registered with the Ministry of Corporate Affairs on September 01, 2026.
• · Both subsidiaries are classified under the Real Estate Development Business industry.
• · The acquisition does not fall within related party transactions, and no promoter/promoter group/group companies have any interest in the transaction.
• · No governmental or regulatory approvals are required for the acquisition.
• · The subsidiaries have no turnover for the last 3 years as they are yet to commence operations.
• · Country of presence for both subsidiaries is India.

01-09-2026

Nephrocare Health Services Ltd, through its overseas step-down subsidiary NPHSK LLP, has entered into a Sale and Purchase Agreement to acquire 100% participatory interest in Dialysis Center Almaty LLP, Kazakhstan, for an aggregate consideration of KZT 561.66 million (approx. ₹116.35 million). The acquisition is in line with the company's strategy to expand its dialysis services network in international markets and will strengthen its presence in Kazakhstan. The target entity, which operates 34 dialysis machines, has shown steady revenue growth over the last three calendar years, from KZT 435.35 million (approx. ₹9.02 crore) in 2023 to KZT 527.44 million (approx. ₹10.93 crore) in 2025.

• · The target entity was incorporated on February 22, 2019 under the laws of the Republic of Kazakhstan.
• · The acquisition does not constitute a related party transaction; the Promoter, Promoter Group and/or Group Companies have no interest in the target entity or seller.
• · The acquisition is subject to completion of applicable statutory and regulatory formalities under Kazakhstan law, including state re-registration of the target entity.
• · Consideration is in cash, subject to downward adjustments per the SPA terms.
• · Upon completion, NPHSK LLP will hold 100% participatory interest and control over the target entity.

01-09-2026

Barings Private Credit Corporation has filed a tender offer to repurchase up to 7,080,516 shares of its common stock, representing approximately 5% of its outstanding shares as of June 30, 2026. The purchase price will be the net asset value per share as of the valuation date (September 30, 2026, or later if extended), and payment will be made via a non-interest-bearing promissory note. The offer expires on September 30, 2026, and no officers, directors, or affiliates (other than certain shareholders) intend to tender shares.

• · The company is externally managed by Barings LLC and is a business development company under the 1940 Act.
• · Shares are not traded on any market; the company conducts periodic tender offers, with the adviser recommending quarterly offers.
• · Cliffwater Corporate Lending Fund and StepStone Private Credit Income Fund have voting restrictions under Fund of Funds Investment Agreements.
• · No borrowing is currently planned to fund the repurchase, but the company may seek loans depending on tender volume and market conditions.
• · The company's audited annual financial statements for the year ended December 31, 2025, are incorporated by reference.

01-09-2026

Jones Ventures INTL Acquisition1 Corp (JONE) announced that, commencing September 3, 2026, holders of its IPO units may elect to separately trade the Class A ordinary shares and rights. The units not separated will continue to trade on Nasdaq under the symbol 'JONEU', while the separated shares and rights will trade under 'JONE' and 'JONER', respectively. This is a routine administrative step for a SPAC and does not involve any financial results or a definitive business combination.

• · The company is a blank check company (SPAC) formed for the purpose of effecting a merger or similar business combination.
• · The separation of units is effective from September 3, 2026.
• · No fractional rights will be issued; only whole rights will trade.
• · The company's management team includes Harsha Agadi (Chairman), Alan F. Hill (CEO), and Bryan Turley (CFO).
• · The Board of Directors includes Shlomo Cohen, Nathan Hubbard, and David Horin.

01-09-2026

Borealis Foods Inc. (BRLS) received a deficiency notice from Nasdaq on August 26, 2026, for failing to timely file its Q2 2026 Form 10-Q, violating Listing Rule 5250(c)(1). The company has until October 26, 2026, to submit a compliance plan, with a possible extension to February 16, 2027, if accepted. The delay is attributed to a review of accounting treatment for a Conversion Agreement requiring shareholder approval, but the notice has no immediate impact on trading.

• · The company's securities (Common Shares and Warrants) continue to trade on the Nasdaq Capital Market without immediate effect.
• · The compliance plan deadline is October 26, 2026; if accepted, Nasdaq may grant up to 180 calendar days from the Q2 2026 Form 10-Q due date, i.e., until February 16, 2027.
• · The filing delay is specifically due to a review of the accounting treatment for a previously disclosed Conversion Agreement, which requires shareholder approval under Nasdaq rules.

01-09-2026

U.S. GoldMining Inc. received a Nasdaq notice on August 27, 2026, stating it no longer complies with audit committee independence requirements (Listing Rule 5605) following the resignation of board member Aleksandra Bukacheva, who also chaired the Audit Committee. The company has a cure period until the earlier of its next annual shareholders' meeting or August 14, 2027 (or February 10, 2027 if the meeting is held before that date) to regain compliance. The Board is actively searching for an independent director to fill the vacancy, and there is no immediate effect on the company's Nasdaq listing.

• · The resignation was effective August 14, 2026, and was not due to any disagreement with the company.
• · Nasdaq Listing Rule 5605(c)(2) requires the Audit Committee to have at least three independent directors.
• · The cure period extends to the earlier of the next annual shareholders' meeting or August 14, 2027, with an accelerated deadline of February 10, 2027 if the meeting occurs before that date.
• · The company is an emerging growth company as defined under SEC rules.

01-09-2026

Red Robin Gourmet Burgers completed the sale of 108 company-owned restaurants for $89.4 million in gross proceeds across three separate refranchising transactions, with an additional 8 restaurants expected to close by fiscal year end for $6.6 million, bringing total proceeds to approximately $96 million from 116 restaurants. The buyers are Op Burgers (69 restaurants for $62.5 million), Kuber (17 restaurants for $10 million), and Evergreen Dining (30 restaurants for $23.5 million). Proceeds will be used to pay down debt and support refinancing under the company's First Choice Plan, but the company faces risks including potential failure to close remaining sales and reliance on franchisee performance.

• · The sale of 108 restaurants closed on September 1, 2026, with 61 of 69 Op Burgers restaurants closed and 8 pending liquor license transfers.
• · Red Robin operates nearly 500 locations in the US and Canada, including franchise locations.
• · Evergreen Dining employs more than 1,200 people across its operating entities and has a support center providing accounting, HR, IT, marketing, payroll, purchasing, and real estate services.
• · The company intends to use net proceeds to pay down outstanding debt and execute refinancing priorities under the First Choice Plan.
• · Forward-looking statements caution that remaining restaurant closings may not be completed on time or at all, and the company may not fully realize projected benefits.

01-09-2026

Yatra Online, Inc.'s Board unanimously rejected an unsolicited partial tender offer from Magna Holdings Ltd. to acquire up to 20,000,000 ordinary shares (approximately 31% of outstanding shares) at $1.10 per share. The Board determined the offer substantially undervalues the company, noting that Yatra's 62.66% indirect interest in Yatra Online Limited alone had a market value of approximately $110.9 million, far exceeding the $70.4 million implied equity value of the entire company. The Board recommends shareholders NOT tender their shares, citing the offer's inadequate premium, lack of information about Magna, and risk of Indian tax withholding that could reduce proceeds to as low as $0.63 per share.

• · Magna Holdings Ltd. was formed in the British Virgin Islands in August 2024, less than two years before the offer, and has no operating history or prior contact with Yatra.
• · The offer is subject to over 30 conditions, many broadly drafted and dependent on Magna's own judgment, creating uncertainty about consummation.
• · Magna has not disclosed its financial statements, committed financing, or evidence of available funds.
• · The offer is partial and subject to proration, meaning tendering shareholders may still hold unpurchased shares in a company under unknown influence.
• · Yatra India is India's largest corporate travel services provider by number of corporate clients and second-largest in TMC/corporate OTA segment by market share for FY2024 (Videc report).
• · The Board's financial advisor is H.C. Wainwright & Co., LLC and legal counsel is Goodwin Procter LLP.

01-09-2026

LGAM Private Credit LLC, a BDC, announced an issuer tender offer to repurchase up to 623,185 of its common units (5.0% of outstanding units as of June 30, 2026) at net asset value as of September 30, 2026. The offer expires on October 1, 2026, and no officers, directors, or affiliates intend to tender their units. The company expects to conduct similar repurchase offers quarterly but is not obligated to do so.

• · The units are not traded in any market.
• · The purchase price will be net asset value as of September 30, 2026 (or later if extended).
• · No officers, directors, or affiliates intend to tender units in this offer.
• · The company has not yet determined to borrow funds for the repurchase; it may do so at its discretion.
• · The company expects to recommend quarterly repurchase offers (March, June, September, December) but is not required to do so.

01-09-2026

Korn Ferry completed its acquisition of UK-based AMS from OMERS Private Equity, creating a global leader in talent and organizational consulting with nearly 17,000 employees across 130+ offices. The total consideration included approximately £473 million and $326 million in cash plus 3,118,628 shares of Korn Ferry common stock. The combination brings together complementary strengths and expanded industry coverage, though integration risks and cost synergies remain to be realized.

• · The transaction was structured as a lock-box acquisition, meaning the purchase price was fixed at signing and AMS's cash flows between signing and closing accrued to the sellers.
• · Korn Ferry is the Official Talent & Organizational Consulting Partner of LA28, powering the nearly 5,000 people who power the Olympic Games.
• · The acquisition was completed on September 1, 2026, and the filing was made the same day.

01-09-2026

Ares Private Markets Fund launched a tender offer to repurchase up to 5.00% of its net assets (approximately $222.8M as of July 31, 2026) from shareholders at net asset value. The offer expires on September 29, 2026, with a 2.00% early repurchase fee for shares held less than one year. The Fund has no established trading market and will pay cash from available sources, with up to 5% of the purchase amount potentially held back pending the annual audit.

• · The Fund is a non-diversified, closed-end management investment company registered under the 1940 Act, organized as a Delaware statutory trust.
• · There is no established trading market for the Shares; transfers are strictly limited by the Declaration of Trust.
• · Shareholders may tender all or some of their Shares; a 2.00% early repurchase fee applies to shares held less than one year on a first-in-first-out basis.
• · The Fund may hold back up to 5% of the total amount due to all tendering shareholders pending completion of the annual audit (expected by May 2027).
• · The Offer is not conditioned on any minimum number of Shares being tendered.
• · Shareholders may withdraw tenders until the Notice Due Date (September 29, 2026) or, if not yet accepted, after October 28, 2026.
• · Payment will be made in cash from cash on hand, sale of portfolio holdings, or borrowings.

01-09-2026

Helix Energy Solutions Group Inc. filed an 8-K including audited financial statements of Hornbeck Offshore Services, Inc., indicating a potential acquisition. Hornbeck's revenue grew 12.3% YoY to $719.8M in 2025, and net income surged 86.8% to $173.4M. However, cash and cash equivalents declined 33.0% to $54.2M, and long-term debt remained high at $410.4M.

• · Hornbeck's vessel revenues grew 13.0% YoY to $669.0M in 2025 from $592.2M in 2024.
• · Non-vessel revenues increased 4.6% YoY to $50.8M in 2025 from $48.6M in 2024.
• · Operating income rose 44.1% YoY to $189.2M in 2025 from $131.3M in 2024.
• · Net interest expense increased 26.3% YoY to $26.0M in 2025 from $20.6M in 2024.
• · Depreciation expense increased 9.9% YoY to $41.6M in 2025 from $37.8M in 2024.
• · Amortization expense increased 63.9% YoY to $43.8M in 2025 from $26.7M in 2024.
• · General and administrative expense increased 4.7% YoY to $74.5M in 2025 from $71.1M in 2024.
• · Stock-based compensation expense decreased 17.7% YoY to $7.7M in 2025 from $9.4M in 2024.
• · Gain on sale of assets was $13.2M in 2025 vs $0.04M in 2024.
• · Basic EPS increased to $10.86 in 2025 from $5.43 in 2024.
• · Diluted EPS increased to $9.60 in 2025 from $4.83 in 2024.
• · Total comprehensive income was $178.7M in 2025 vs $83.2M in 2024.
• · Accounts receivable increased 13.2% to $164.7M as of Dec 31, 2025 from $145.5M as of Dec 31, 2024.
• · Property, plant and equipment, net increased 11.8% to $754.1M as of Dec 31, 2025 from $674.7M as of Dec 31, 2024.
• · Current maturities of long-term debt were $30.3M as of Dec 31, 2025 vs $0 as of Dec 31, 2024.
• · Total current liabilities increased 20.6% to $142.3M as of Dec 31, 2025 from $118.0M as of Dec 31, 2024.
• · Deferred tax assets, net were $16.0M as of Dec 31, 2025 vs $0 as of Dec 31, 2024.
• · Deferred tax liabilities, net were $0 as of Dec 31, 2025 vs $6.0M as of Dec 31, 2024.
• · The company repurchased $46.4M of common stock, Jones Act Warrants, and Creditor Warrants in 2025.
• · The company repurchased $78.4M of common stock, Jones Act Warrants, and Creditor Warrants in 2024.