Global High-Priority Regulatory Events — September 11, 2026

11-09-2026

SPAC Launch Two Acquisition Corp. filed an S-4 registration statement for a business combination with NuCube Energy, Inc., valued at $500 million. The transaction involves Launch Two's domestication from Cayman Islands to Delaware, a merger of its wholly-owned Merger Sub with NuCube (which survives as a wholly-owned subsidiary), and the issuance of Combined Company Common Stock, Assumed Options, and Assumed Warrants to NuCube securityholders. Up to 12,575,000 earnout shares are also escrowed for NuCube stockholders if certain Earnout Triggering Events occur. The filing is a registration with no current-period vs. prior-period financial comparisons disclosed.

• · The SPAC (Launch Two) is currently a Cayman Islands company and will domesticate to Delaware before the merger.
• · NuCube Energy, Inc. is a Delaware corporation (SIC 4911 Electric Services).
• · The Exchange Ratio is calculated by dividing (Purchase Price / $10.82) by Fully-Diluted Company Shares.
• · NuCube warrant holders and option holders will receive Assumed Warrants and Assumed Options, respectively.
• · An Earnout Triggering Event is required for release of up to 12,575,000 Earnout Shares from escrow.

11-09-2026

Diamond Power Infrastructure Limited has completed its full exit from the NCLT resolution framework one year ahead of schedule, having prepaid the entire ₹2401 crore resolution plan consideration (₹501 crore cash plus ₹1,900 crore in 30-year bonds) in full. The company is now eligible for credit ratings, has its entire gross block free for bank financing, and all legacy legal matters (including CBI and ED proceedings) have been cleared. The company returned to sustained profitability in FY 2023-26, marking a complete turnaround and the beginning of a growth phase.

• · The final instalment under the resolution plan was originally due on 30 September 2027; the company prepaid it in full by September 2026, one year early.
• · All criminal proceedings involving the Central Bureau of Investigation (CBI) and the Enforcement Directorate (ED) have been cleared by the respective courts.
• · The company's integrated manufacturing facility at Vadodara, plant and machinery, rod mills and captive power assets are now free of resolution-era charges.
• · The company returned to sustained profitability in FY 2023-26.
• · The company will no longer carry its NCLT tag in large projects.

11-09-2026

Korsana Biosciences completed its merger with Cyclerion Therapeutics, with the combined company now operating as Korsana Biosciences and trading on Nasdaq under 'KRSA' starting September 9, 2026. The merger was accompanied by a $380 million private placement led by Fairmount and Venrock, providing post-transaction cash of approximately $475 million to fund operations into 2029. The lead program KRSA-028 is advancing toward the clinic with Phase 1 data expected mid-2027 and interim proof-of-concept data in Alzheimer's patients by year-end 2027 or Q1 2028, though the company faces typical biotech development risks and no revenue is yet generated.

• · Merger exchange ratio: each Korsana share converted to approximately 0.2074 shares of combined company, adjusted for 1-for-7 reverse stock split of Cyclerion common stock.
• · New CUSIP number: 23255M303.
• · Private placement included common stock and pre-funded warrants.
• · KRSA-028 is a next-generation shuttled antibody targeting amyloid beta, leveraging THETA platform developed with Paragon Therapeutics.
• · Phase 1 healthy volunteer data expected mid-2027; interim proof-of-concept data in Alzheimer's patients anticipated by end of 2027 or Q1 2028.
• · Cash runway expected into 2029, including through multiple clinical milestones for KRSA-028.
• · No revenue mentioned; company is pre-commercial.

11-09-2026

Baron Infotech Ltd is undergoing Corporate Insolvency Resolution Process (CIRP) under the IBC. The NCLT Hyderabad Bench-II approved the Resolution Plan on September 8, 2026, and a Monitoring Committee has been constituted to oversee its implementation. The first Monitoring Committee meeting is scheduled for September 12, 2026, to address administrative matters including receipt of CIRP costs and creditor claims from the Successful Resolution Applicant, Innopark (India) Private Limited.

• · NCLT Hyderabad Bench-II order dated September 8, 2026, in IA (IBC) (Plan)/03/2026 approved the Resolution Plan.
• · Monitoring Committee comprises the Resolution Professional as Chairperson, one CoC representative, and one representative from Innopark (India) Private Limited (SRA).
• · First Monitoring Committee meeting scheduled for September 12, 2026, at 11:00 AM.
• · The meeting will consider receipt of CIRP costs and claim amounts due to creditors from the SRA.
• · BSE Scrip Code: 532336.

11-09-2026

Shree Hanuman Sugar & Industries Ltd. has informed the exchange that its Resolution Plan, approved by the Committee of Creditors, is under consideration by the Hon'ble NCLT, Kolkata Bench. The application for approval under Section 31 of the IBC was heard on September 10, 2026, and the Tribunal has listed the matter for further consideration on September 17, 2026. No financial figures or performance metrics were disclosed in this filing.

• · The NCLT Kolkata Bench heard the application on September 10, 2026, and has adjourned the matter to September 17, 2026, for taking on record certain documents and further consideration.
• · The Resolution Plan was previously approved by the Committee of Creditors.

11-09-2026

The NCLT Mumbai Bench approved the Resolution Plan for VXL Instruments Ltd. (under CIRP since November 26, 2024) submitted by the consortium of NG Organics Private Limited and Mr. Nitinbhai Govindbhai Patel, with 100% CoC approval. The plan proposes a total settlement of ₹7.00 Crore against admitted claims of ₹6.28 Crore, and the company will remain listed on the BSE. However, the company has not undertaken significant business activity since April 1, 2024, and the liquidation value for equity shareholders is NIL, indicating a complete wipeout for existing shareholders.

• · CIRP commenced on 26th November 2024 under Section 7 of IBC, with Mr. Jayanti Lal Jain as IRP.
• · The company has not undertaken significant business activity since 1st April 2024 and does not own any fixed assets.
• · The Resolution Plan includes a merger of VXL Instruments with NG Organics Private Limited.
• · The plan extinguishes all pre-CIRP statutory dues, claims, and litigations, while preserving liability of erstwhile promoters for avoidance transactions.
• · The Resolution Plan was approved by the CoC with 100% voting share in the 12th CoC meeting held on 23rd May 2025 (e-voting concluded 29th May 2025).
• · The CIRP period was extended from 25th May 2025 to 30th June 2025.
• · The liquidation value for equity shareholders is NIL, but the company will remain listed on BSE.
• · The Resolution Applicant deposited ₹1,41,00,000/- exceeding the stipulated ₹1,05,00,000/- (15% of Plan Value).

11-09-2026

Hometown Financial Group, Inc. (MD) filed an S-4 registration statement for the merger of Primary Bank into bankESB (renamed TruNorth Bank), a wholly-owned subsidiary of Newco, a newly formed Maryland stock holding company. The merger is part of a broader reorganization involving the conversion of Hometown Financial Group, MHC from mutual to stock holding company form and a public stock offering. Primary Bank shareholders will receive either $33.00 in cash or 3.1 shares of Newco common stock per share, subject to proration (50% cash/50% stock). The transaction is expected to be completed after regulatory approvals and shareholder votes, with Newco common stock to be listed on Nasdaq under the ticker 'HFG'.

• · Merger Agreement dated July 6, 2026
• · Primary Bank will cease to exist; TruNorth Bank will be the surviving institution
• · Newco common stock expected to be listed on Nasdaq under ticker 'HFG'
• · Primary Bank common stock trades on OTCID under symbol 'PRMY'
• · Special Meeting of Primary Bank shareholders to be held on [ ], 2026
• · Record date for the Special Meeting is [●], 2026
• · Dissenters' rights available under New Hampshire law
• · Board of Directors of Primary Bank unanimously recommends voting FOR the Merger Proposal and the Adjournment Proposal
• · No fractional shares will be issued; cash will be paid in lieu of fractional shares
• · The S-4 was filed with the SEC on September 10, 2026

11-09-2026

Sonic Holdco, Inc. (Parent) has filed an S-4 registration statement for a business combination involving two interdependent mergers: Synlogic (a non-operating shell company) will merge with Caldera (an early-stage biopharmaceutical company focused on CLD-423), forming a combined entity to be listed on NYSE American under the symbol 'CALD.' The filing highlights significant risks including Caldera’s lack of revenue and recurring net losses, its dependence on a single drug candidate, and potential taxable gain for stockholders. The merger requires regulatory and shareholder approvals and is expected to be accounted for as a reverse recapitalization with Caldera as the accounting acquirer.

• · Parent is an 'emerging growth company' eligible for exemptions from certain SEC reporting requirements and has not yet traded on any exchange.
• · Caldera has a material weakness in internal controls as of December 31, 2025.
• · Appraisal rights exist under Delaware law for both Synlogic and Caldera stockholders (Section 262 DGCL).
• · Shares of Parent Common Stock will not trade until the Closing—the listing on NYSE American is a condition to the merger.
• · The merger will dissolve Synlogic and Caldera; only Parent will remain.

11-09-2026

GPO Plus, Inc. filed a Certificate of Designation establishing 25,000,000 shares of Series D Convertible Preferred Stock, each convertible into one share of common stock. The Series D ranks senior to common stock but has no voting rights except on matters that adversely affect its preferences. No financial results, merger, or acquisition were announced; the filing is a routine capital structure update.

• · Series D Preferred Stock has a par value of $0.0001 per share.
• · Conversion ratio is 1:1 into common stock, adjustable for stock splits and similar events.
• · If conversion is not completed within 5 business days, the company must pay damages of 0.5% per business day of the VWAP of the underlying common shares.
• · The company must reserve at least 100% of the common shares needed for conversion of all outstanding Series D shares.
• · Series D has no mandatory redemption, cash settlement, or holder cash-put rights.
• · The certificate was signed on September 9, 2026.

11-09-2026

OceanLight Acquisition Corp announced that holders of its units may elect to separately trade the underlying ordinary shares, rights, and warrants starting September 11, 2026. The units will continue to trade on Nasdaq under 'OCLTU', while the separated securities will trade on the Nasdaq Capital Market under 'OCLT', 'OCLTR', and 'OCLTW'. This is a routine structural change enabling separate trading of the SPAC's components.

• · Separate trading of units begins on or about September 11, 2026.
• · Units not separated will continue trading on the Nasdaq Global Market under symbol OCLTU.
• · Separated ordinary shares, rights, and warrants will trade on the Nasdaq Capital Market.
• · Holders must contact Continental Stock Transfer & Trust Company through their brokers to separate units.

11-09-2026

DTSQ Purchaser Inc. filed an S-4 registration statement on September 11, 2026, in connection with its proposed business combination with Primegen US Inc. The filing includes detailed financial data for both DTSQ (the SPAC) and Primegen, covering periods through June 30, 2026. The transaction involves potential redemptions of public shares, a possible PIPE financing, and share repurchases from the sponsor, with various scenarios modeled for net tangible book value impact.

• · The filing is an S-4 registration statement for a business combination between DTSQ Purchaser Inc. and Primegen US Inc.
• · The filing models redemption scenarios at 0%, 25%, 50%, 75%, and 100% of maximum redemption.
• · Potential PIPE financing and share repurchases from the sponsor are considered in the pro forma analysis.
• · Financial data is provided for DTSQ (the SPAC) and Primegen for periods including fiscal years 2023, 2024, 2025, and interim periods in 2026.
• · The filing date is September 11, 2026, with data as of June 30, 2026.

11-09-2026

Misun Pure Lights Private Limited and its PACs (including Ravi Prakash Bothra, Vaaibhav Bothrra, Rajesh Arora, Ashish Arora, and others) have launched an open offer to acquire up to 63,48,500 equity shares (10.04% of expanded voting capital) of Ishaan Infrastructures and Shelters Limited at ₹14 per share, pursuant to SEBI SAST Regulations triggered by a proposed preferential issue. The offer opens on October 23, 2026 and closes on November 5, 2026, but is conditional on shareholder approval of the preferential issue and other statutory approvals, creating uncertainty. The offer size is limited to the available public float of 10.04% (rather than the typical 26% minimum) because certain proposed allottees in the preferential issue are deemed PACs and excluded from the offer.

• · The open offer is triggered under regulations 3(1) and 4 of SEBI SAST Regulations for control over the target company.
• · The offer is not conditional upon any minimum level of acceptance.
• · The offer price of ₹14 per share is at a premium of 40% over the face value of ₹10 per share.
• · The identified date for determining public shareholders to whom the letter of offer will be sent is October 8, 2026.
• · The last date for upward revision in offer price/offer size is October 21, 2026.
• · The committee of independent directors must give its recommendations by October 19, 2026.
• · The acquirers may withdraw the offer if statutory approvals are refused, per Regulation 23(1)(a).
• · No competing offer exists as of the date of this draft letter of offer.

11-09-2026

SEBI issued an Adjudication Order against Emami Realty Limited on September 11, 2026, under its enforcement powers. The order pertains to alleged violations of securities regulations, though specific details of the violations and penalties are not disclosed in this filing.

• · The Adjudication Order was issued by SEBI's Office of Adjudication (AO).
• · The order is categorized under 'Orders of AO' within SEBI's enforcement section.
• · No monetary penalty or specific violation details are provided in the filing.

11-09-2026

Jatalia Global Ventures Ltd, under CIRP, announced the appointment of three new directors (Baljit Singh, Honey Baljit Singh, Upveen Harpal) following NCLT approval of the resolution plan submitted by Norfolk Technology Services Ltd. The appointments were made after the SRA discharged its financial obligations, and Form DIR-12 was filed with ROC on 07.09.2026. The company clarified there was no delay in intimating BSE, as the intimation was sent on 08.09.2026.

• · NCLT approved the Resolution Plan on 09.07.2026 in CP No. IB-263/ND/2023.
• · Monitoring Committee was constituted on 16.07.2026.
• · First Meeting of the Monitoring Committee was convened on 27.08.2026.
• · Form DIR-12 was filed with ROC on 07.09.2026, with appointment date backdated to 09.07.2026.
• · BSE was intimated on 08.09.2026, one day after DIR-12 filing.
• · Baljit Singh is the father of Honey Baljit Singh; Upveen Harpal has no relationship with the other two.
• · Baljit Singh has 26 years of experience and is Chairman of various public companies.
• · Honey Baljit Singh has a B.A. (Hons.) from University of Toronto and MFA from New York University.
• · Upveen Harpal is a postgraduate from Guru Nanak Dev University with over 10 years of senior management experience.

11-09-2026

Lancer Container Lines Limited reported a cyber fraud incident on September 11, 2026, where an unidentified third party impersonated the Managing Director via WhatsApp and issued fraudulent payment instructions. The company transferred ₹53,00,000 in two transactions to third-party bank accounts on September 10, 2026, but no disruption to business operations has been identified. The company has initiated an investigation, notified its bankers to recall the transactions, and lodged a complaint with the Cyber Police Station, Navi Mumbai.

• · The fraud occurred on September 10, 2026, and the company became aware of it at approximately noon on September 11, 2026.
• · An e-Zero FIR was registered on September 11, 2026.
• · The company's bankers have been instructed to recall the transactions and freeze the beneficiary accounts.
• · The company has engaged management, internal technical team, and cybersecurity professionals for investigation.

11-09-2026

Lloyds Engineering Works Limited (LEWL) has convened a meeting of equity shareholders on October 16, 2026, pursuant to an NCLT order dated August 19, 2026, to consider and approve a Scheme of Merger by Absorption of three transferor companies: Lloyds Infrastructure & Construction Limited (LICL), Metalfab Hightech Private Limited (MHPL), and Techno Industries Private Limited (TIPL) into LEWL. The appointed date for the merger is April 1, 2025. The scheme has received approvals from the respective boards, BSE and NSE observation letters, and the Competition Commission of India (CCI). No financial figures or period-over-period comparisons are provided in this filing.

• · The appointed date for the merger is April 1, 2025.
• · The cut-off date for determining eligibility for e-voting is October 9, 2026.
• · Remote e-voting runs from October 12, 2026 (9:00 AM IST) to October 15, 2026 (5:00 PM IST).
• · The meeting will be conducted via Video Conferencing/Other Audio-Visual Means as directed by NCLT.
• · The scheme has been approved by the Board of Directors of all applicant companies on December 29, 2025.
• · BSE issued an observation letter on May 19, 2026, and NSE on May 18, 2026.
• · CCI approved the scheme on May 12, 2026.
• · The share entitlement ratio report was issued by Bansi S. Mehta Valuers LLP on December 29, 2025.
• · A fairness opinion on the share entitlement ratios was issued by Mark Corporate Advisors on December 29, 2025.
• · The filing includes details of ongoing adjudication, recovery proceedings, and pending litigation against the applicant companies.

11-09-2026

Ribbon Acquisition Corp. held an Extraordinary General Meeting on September 10, 2026, where shareholders approved all eight proposals, including the domestication to Delaware and the business combination with DRC Medicine Ltd. However, a significant 68.1% of outstanding shares (3,429,838 shares) were redeemed for approximately $36.3 million, leaving only about $1.4 million in the trust account, which may raise concerns about the company's ability to complete the business combination.

• · The NTA Proposal (Proposal 1) received 3,086,536 votes for, 120,110 against, 0 abstain.
• · All other proposals (2-8) received identical vote counts: 2,835,534 for, 371,112 against, 0 abstain.
• · The company intends to file an amendment to its charter with the Cayman Islands Registrar of Companies.
• · The business combination agreement was dated June 30, 2025.

11-09-2026

Magna Holdings Ltd. filed Amendment No. 1 to its Schedule TO with the SEC on September 11, 2026, amending its tender offer to purchase up to 20,000,000 ordinary shares of Yatra Online, Inc. at $1.10 per share in cash. The amendment extends the offer expiration from August 19, 2026 to September 25, 2026, and updates the offer document to an Amended and Restated Offer to Purchase. Magna states it has sufficient cash on hand to fund the transaction with no financing condition.

• · The offer is a third-party tender offer subject to Rule 14d-1, not an issuer tender offer or going-private transaction.
• · The original Schedule TO was filed on August 19, 2026.
• · The amended offer expiration is 12:00 midnight (one minute after 11:59 p.m.) New York City time, on September 25, 2026.
• · Magna states no material legal proceedings relating to the offer are pending.
• · The Purchaser is a British Virgin Islands private company limited by shares.
• · Directors include Anita Mitesh Master (British citizen), Tanuja Nair (Mauritian citizen), and Bibi Nafichia Auckbaraullee (Mauritian citizen).

11-09-2026

Fractyl Health, Inc. (GUTS) received a delisting notice from Nasdaq on September 10, 2026, because its common stock failed to maintain a minimum bid price of $1.00 per share for 30 consecutive business days and did not regain compliance within the 180-day grace period ending September 9, 2026. The company intends to request a hearing to stay the delisting and has proposed a reverse stock split (1-for-5 to 1-for-15) to regain compliance. The stock's continued listing is uncertain pending the hearing process.

• · The company filed a proxy statement on August 24, 2026, seeking stockholder approval for a reverse stock split to regain compliance.
• · The hearing request will automatically stay any suspension or delisting pending the conclusion of the hearings process.

11-09-2026

Greenland Technologies Holding Corp. (GTEC) received a Nasdaq letter on September 10, 2026, granting a second 180-day compliance period until March 8, 2027, to regain the minimum $1.00 bid price requirement. The company had previously failed to meet Nasdaq Listing Rule 5550(a)(2) and did not cure by the initial September 8, 2026 deadline. While the extension provides temporary relief, failure to comply by March 2027 could lead to delisting, and the company is considering a reverse stock split as a potential remedy.

• · Initial compliance deadline was September 8, 2026; company failed to meet it.
• · Company must maintain a closing bid price of at least $1.00 for 10 consecutive business days to regain compliance.
• · Nasdaq may extend the required compliance period to up to 20 consecutive business days at its discretion.
• · If compliance is not achieved by March 8, 2027, Nasdaq will issue a delisting notice; the company may appeal.
• · Company is considering a reverse stock split as a potential cure.

11-09-2026

M Evo Global Acquisition Corp II (MEVO) announced the resignation of Stephen M. Silver as CEO, Chair, and Director effective September 9, 2026, with no disagreement cited. Ashley Zumwalt-Forbes, previously COO and a director, was appointed as CEO and Chair, effective immediately. No new compensatory arrangements were disclosed in connection with her appointment.

• · Ashley Zumwalt-Forbes, age 36, has served as COO since August 2025 and as a director since December 2025.
• · Ms. Zumwalt-Forbes is a managing member of the Sponsor and holds membership interests; her husband is also a managing member.
• · The Board may take action to fill the vacancy created by Mr. Silver's departure.

11-09-2026

Quetta Acquisition Corporation deposited $60,000 into its trust account on August 10, 2026, to extend the deadline for completing its initial business combination by one month, from September 10, 2026 to October 10, 2026. This is a routine extension payment by a SPAC to buy additional time to find and close a merger target. No business combination has been announced yet, and the extension indicates the company has not consummated a deal within its original timeframe.

• · The extension is from September 10, 2026 to October 10, 2026 (one month).
• · The payment was made on August 10, 2026, and the filing is dated September 11, 2026.
• · The company is an emerging growth company as defined under SEC rules.
• · No business combination has been announced or consummated as of the filing date.

11-09-2026

AIB Data Centers, Inc., a subsidiary of Blockchain Digital Infrastructure, Inc. (AIB), entered into a Purchase and Sale Agreement to acquire Property A for $8,250,000 and a related Membership Interest Purchase Agreement to acquire Property B, forming a single integrated data center development transaction. The acquisition is structured as linked transactions totaling one property directly purchased and another acquired via a membership interest purchase, reflecting AIB's strategic expansion into data center infrastructure.

• · Transaction closing is subject to concurrent completion of both the PSA and MIPA transactions (Linked Transactions).
• · Proration of taxes and operating expenses will be adjusted as of the Closing Date.
• · Seller bears transfer taxes and recording charges; Purchaser bears due diligence costs and title insurance premiums.

11-09-2026

Rainier Acquisition Corp announced that holders of its IPO units may elect to separately trade the Class A ordinary shares and warrants starting September 14, 2026, with separate trading beginning September 15, 2026 on the Nasdaq Capital Market under symbols 'RNAQ' and 'RNAQW'. This is a routine administrative update regarding unit separation, not a merger or acquisition event.

• · Warrants are exercisable for one Class A ordinary share at an exercise price of $11.50 per share.
• · No fractional warrants will be issued upon separation; only whole warrants will trade.
• · Units not separated will continue to trade under the symbol 'RNAQU'.
• · The company is an emerging growth company and has not elected to use the extended transition period for complying with new or revised financial accounting standards.

11-09-2026

Brightline Interactive, Inc. (BTLN) received a Staff Determination from Nasdaq on September 11, 2026, to delist its common stock for failing to maintain a minimum bid price of $1.00 per share (Bid Price Requirement). The company had been given 180 days to regain compliance but failed to do so by the September 9, 2026 deadline. Brightline plans to appeal the determination by requesting a hearing before a Nasdaq Hearings Panel by September 18, 2026, which would temporarily stay the suspension and delisting process.

• · The initial deficiency notice was received on March 13, 2026.
• · The compliance deadline was September 9, 2026.
• · The appeal deadline is September 18, 2026 at 4:00 p.m. Eastern Time.
• · The company's common stock trades under the symbol BTLN on The Nasdaq Stock Market LLC.
• · The company is an emerging growth company.

11-09-2026

KULR Technology Group completed the sale of its remaining ~764 BTC holdings between August 20 and September 11, 2026, generating gross proceeds of approximately $58.6 million at a weighted average price of ~$76,633 per BTC. The sale, part of treasury management, leaves the company with no BTC exposure. Separately, the Compensation Committee granted 200,000 time-based RSUs to CFO Michael Kimel, vesting over four years.

• · Weighted average sales price of approximately $76,633 per BTC.
• · Sale completed on September 11, 2026; company no longer holds any BTC.
• · RSUs vest in eight equal semi-annual installments, first on December 6, 2026, over a four-year period.
• · RSU grant effective September 10, 2026, under the 2025 Equity Incentive Plan.

11-09-2026

Volato Group, Inc. has amended its merger agreement with Alignment Engine Inc., increasing the merger consideration to 79,078 shares of Series A and 316,312 shares of Series A-1 convertible preferred stock, which together with options and warrants will give Aligned securityholders 95% of Volato's fully diluted common stock. The amendment also imposes a 180-day lock-up on sales of common stock issuable upon conversion of the preferred shares. The Aligned Valuation is set at $500,000,000, and the conversion price is $0.1537 per share. The drop-dead date for closing is 14 business days from September 10, 2026.

• · The amendment restates a prior Amendment No. 1 dated September 4, 2026.
• · Series A-1 shares are non-voting and non-convertible while Parent Common Stock is listed on NYSE American until change of control is approved by NYSE American and stockholder approval is received.
• · The Volato Reserve includes shares issued for litigation settlements, equity compensation to directors/employees, and in-kind dividends, and Aligned securityholders do not participate in the Volato Reserve.
• · The drop-dead date for closing is 14 business days from September 10, 2026 (i.e., by approximately September 30, 2026).
• · The lock-up provision does not apply to transfers permitted under any lock-up agreement executed by Aligned securityholders.

11-09-2026

ING Groep NV has filed a Form 25-NSE with the SEC to delist its 6.083% Callable Fixed-to-Floating Rate Senior Notes due 2027 and Callable Floating Rate Senior Notes due 2027 from the New York Stock Exchange. The delisting is effective September 22, 2026, following the redemption, maturity, or retirement of the entire class of securities on September 11, 2026, with funds sufficient for payment deposited and made available to holders. Trading was suspended on September 11, 2026.

• · The delisting is pursuant to Rule 12d2-2(a)(1) under the Securities Exchange Act of 1934.
• · The securities were called for redemption, maturity, or retirement on September 11, 2026.
• · Funds sufficient for payment were deposited with an authorized agency and made available to security holders on September 11, 2026.
• · Trading was suspended on September 11, 2026.

11-09-2026

Columbus Acquisition Corp, a SPAC, announced the adjournment of its Extraordinary General Meeting without conducting any business, delaying a vote on its proposed business combination with WISeSat.Space Corp. The company will set a new meeting date and redemption deadline, with approximately $10.66 per share held in trust as of September 8, 2026. This adjournment introduces uncertainty regarding the completion timeline of the merger.

• · The Meeting was adjourned as to all proposals in the definitive proxy statement filed on August 19, 2026.
• · A new redemption deadline (Extended Redemption Deadline) will be announced in the coming days.
• · The record date for voting remains August 17, 2026; shareholders as of that date are eligible to vote even if they sold shares.
• · Shareholders who already voted do not need to vote again unless changing or revoking their vote.
• · A supplement to the proxy statement (dated September 11, 2026) was filed with the SEC.
• · The company is a blank check company (SPAC) led by Fen 'Eric' Zhang (Chairman and CEO) and Jie 'Janet' Hu (CFO).

11-09-2026

New Fortress Energy Inc. (NFE) completed its restructuring and recapitalization transaction under a UK Restructuring Plan approved in June 2026, separating its Brazilian business into two standalone entities (BrazilCo and New NFE). The transaction extinguished approximately $5.7 billion of third-party debt, with plan creditors receiving equity in BrazilCo, preferred and common equity in New NFE, and term loans, while New NFE raised $136.5 million in new financing. CEO Wes Edens stated the company's corporate debt was reduced from ~$5.7 billion to ~$700 million, positioning New NFE for sustainable growth with a portfolio of LNG and power assets in Mexico, Puerto Rico, and a 735 MW power and turbine portfolio.

• · UK RP was approved on June 18, 2026 and recognized by US Bankruptcy Court for SDNY on June 26, 2026.
• · Plan creditors with claims against FLNG 2 also received preferred equity and term loans with limited recourse to FLNG 2 assets.
• · Certain plan creditors have until 5:00 pm EDT on September 17, 2026 to participate in the new financing via Houlihan Lokey.
• · The company's Brazilian business and operations were separated to establish two distinct standalone enterprises.

11-09-2026

Ocean Capital Acquisition Corp. disclosed the immediate resignation of CFO Dr. Man Kai (Anthony) Ho on September 9, 2026, with no disagreement with the company. CEO Kin (Stephen) Sze will assume CFO responsibilities while a successor search is underway.

• · Dr. Ho's resignation was effective immediately on September 9, 2026.
• · CEO Kin (Stephen) Sze will serve as interim CFO until a replacement is hired.
• · The company has begun a search for a new CFO.

11-09-2026

atai Life Sciences Luxembourg S.A. completed an acquisition resulting in the formation of AtaiBeckley Inc., a new entity headquartered at Eli Lilly's global headquarters in Indianapolis. The filing includes the amended and restated certificate of incorporation for AtaiBeckley Inc., which is authorized to issue only 100 shares of common stock. No financial terms, transaction details, or performance metrics were disclosed in this filing.

• · AtaiBeckley Inc. is incorporated in Delaware with registered agent National Registered Agents, Inc.
• · The business address of AtaiBeckley Inc. is Eli Lilly and Company Global Headquarters in Indianapolis, Indiana.
• · The certificate of incorporation includes provisions limiting director and officer liability to the fullest extent permitted under Delaware law.
• · The board of directors has the power to amend bylaws without stockholder approval, subject to stockholder override.

11-09-2026

ChampionsGate Acquisition Corp (SPAC) has entered into a definitive business combination agreement with Futuremain Co., Ltd., a Korean engineering and IT company specializing in machinery safety diagnostics. The transaction values Futuremain at an estimated enterprise value of $80 million, with Pubco shares valued at $10.00 per share, and is expected to close in 2027 subject to regulatory and shareholder approvals. The deal is structured to result in Futuremain becoming an indirect wholly owned subsidiary of Pubco, which will list on Nasdaq.

• · The transaction is subject to regulatory approvals, ChampionsGate shareholder approval, and Futuremain shareholder approval.
• · Closing expected in 2027.
• · Futuremain is headquartered in Suwon-si, Republic of Korea.
• · Futuremain plans to expand beyond Asia into North America and Europe, establish local service organizations, form strategic alliances, and transition AI-based ExRBM to a cloud subscription model.

11-09-2026

Three Lions Sponsor, LLC filed a Schedule 13D disclosing beneficial ownership of 3,158,333 ordinary shares (21.9%) of Three Lions Acquisition Corp. as of September 10, 2026. The Sponsor acquired founder shares for $25,000 in March 2026, later increased via a share split, and purchased 200,000 private placement units for $2,000,000 in connection with the IPO on September 2, 2026. The filing indicates no current plans for extraordinary corporate transactions, changes in board or management, or other major actions, and the Sponsor's shares are subject to lock-up and escrow agreements.

• · Sponsor has sole voting and dispositive power over all 3,158,333 shares.
• · No transactions in ordinary shares were effected by the reporting person in the 60 days prior to the filing date other than those disclosed.
• · The Sponsor is party to a Private Placement Unit Purchase Agreement, Registration Rights Agreement, Letter Agreement, and Share Escrow Agreement, all dated August 31, 2026.
• · Private placement units and underlying securities are subject to a lock-up until after the initial business combination.
• · Founder Shares held prior to IPO are subject to escrow until six months after the initial business combination.

11-09-2026

Athena Technology Acquisition Corp. II (ATEK) announced completion of its merger with Ace Green Recycling Inc., following shareholder approval at a Special Meeting on September 11, 2026. All five proposals, including the adoption of the Business Combination Agreement and election of six directors, were overwhelmingly approved with approximately 99.86% of votes cast in favor. However, 9,029 Class A shares (about 0.09% of outstanding) were redeemed by dissenting stockholders, and the company extended its deadline to complete the business combination by one month to October 14, 2026, using a $271.48 trust deposit.

• · 131 votes were cast AGAINST the charter proposal and advisory charter proposals (10 abstentions recorded for those proposals).
• · The equity incentive plan received 10 votes against and 5 abstentions, indicating minor dissent.
• · The company is utilizing its fourth monthly extension from September 14, 2026 to October 14, 2026, requiring only a $271.48 deposit.
• · Total shares redeemed represent less than 0.1% of outstanding, indicating very low shareholder dissent.

11-09-2026

On September 4, 2026, Bryan Summers resigned from the Board of Directors of EQV Ventures Acquisition Corp. II, including its Nominating and Compensation Committees, effective immediately. The resignation was not related to any disagreement with the company. On September 11, 2026, the Board reconstituted its committees, appointing Derek Rush and Marc Peperzak to the Nominating Committee (chaired by Jerome C. Silvey, Jr.) and Derek Rush and Jerome C. Silvey, Jr. to the Compensation Committee (chaired by Derek Rush).

• · Following the changes, the Audit Committee consists of Andrew Blakeman (Chair), Marc Peperzak, and Derek Rush.
• · The Compensation Committee now has Derek Rush (Chair) and Jerome C. Silvey, Jr.
• · The Nominating and Corporate Governance Committee now has Jerome C. Silvey, Jr. (Chair), Andrew Blakeman, Marc Peperzak, and Derek Rush.
• · The company is an emerging growth company and has elected not to use the extended transition period for complying with new or revised financial accounting standards.