Nasdaq 100 Stocks SEC Filings — June 04, 2026

04-06-2026

Genco Shipping & Trading Limited (GNK) sent a letter to shareholders urging them to vote for its board nominees and reject Diana Shipping Inc.'s inadequate $24.80 per share tender offer, which is below Genco's mean analyst NAV estimate of $26.66 and median estimate of $27.10. The company highlights its Comprehensive Value Strategy, which has delivered $7.16 per share in dividends over 27 consecutive quarters, the longest uninterrupted period in the industry. However, Diana's nominees include individuals with records of bankruptcy and shareholder value destruction, and Diana's CEO could personally benefit from a potential acquisition via sale and purchase fees.

• · Genco's annual meeting is scheduled for June 18, 2026.
• · Diana's offer is at a discount to Genco's liquidation value and lacks a control premium.
• · Diana's CEO may receive millions in sale and purchase fees from a potential Genco acquisition via an affiliated entity.
• · Genco's board is majority independent and highly qualified; Diana's nominees include individuals with ties to Diana and records of bankruptcy or shareholder value destruction.
• · Genco's stock price has trended in line with peers since Diana's initial offer, not affected by the offers.
• · Genco is open to meeting with Diana if they submit a proposal reflecting underlying asset value with an appropriate control premium.

04-06-2026

Watu Metals Acquisition Corp filed an S-1 registration statement for an IPO of 10,000,000 units at $10.00 per unit, with an over-allotment option of up to 1,500,000 units. The sponsor will purchase 230,000 private units (up to 246,500 if over-allotment is exercised) for $2,300,000. Net proceeds of $100,500,000 (or $115,575,000 if over-allotment exercised) will be held in trust, representing $10.05 per public unit. The company has 12 months from the effective date to complete a business combination or will redeem public shares.

• · The sponsor purchased initial shares at approximately $0.009 per share.
• · Each public right entitles the holder to receive one-eighth (1/8) of one ordinary share upon consummation of a business combination.
• · Rights will expire worthless if no business combination is completed within 12 months.
• · Initial shares are subject to a lock-up: 50% until six months after business combination or when share price reaches $11.50 for 20 trading days within 30, and the remaining 50% for six months after business combination.
• · Private units are locked up for 30 days following business combination.
• · Representative shares are locked up for 180 days from commencement of sales per FINRA Rule 5110(e)(1).
• · The company must complete a business combination within 12 months from the effective date of the registration statement or redeem public shares.

04-06-2026

BNY Mellon Strategic Municipal Bond Fund, Inc. filed additional definitive proxy soliciting materials on June 4, 2026, related to a shareholder meeting. The filing includes a graphic image but no specific financial data or material changes.

04-06-2026

BNY MELLON STRATEGIC MUNICIPALS, INC. filed a DEFA14A (additional proxy material) on June 4, 2026, related to a shareholder meeting. The filing supplements previously issued proxy materials, but no specific financial figures, voting results, or material changes were disclosed in the available content. The filing appears to be procedural in nature, with no new substantive proposals or financial data provided.

• · The filing is a DEFA14A (additional proxy soliciting materials) filed under the Securities Exchange Act of 1934.
• · The company was formerly named DREYFUS STRATEGIC MUNICIPALS, INC. and changed its name on October 30, 2018.
• · No financial results, voting outcomes, or new business proposals are included in the supplied portion of the filing.

04-06-2026

Alphabet announced a massive $80 billion equity capital raise to fund AI infrastructure and compute, including a $10 billion private placement with Berkshire Hathaway. The company reported strong Q1 2026 revenue growth of 22% YoY to $110 billion, with Google Cloud revenue surging 63% YoY and backlog nearly doubling to over $460 billion. However, the massive equity dilution and planned capital expenditure increases to $180-$190 billion in 2026 (with further increases in 2027) signal significant near-term shareholder dilution and execution risk, while the company's debt balance has already exceeded $100 billion.

• · Berkshire Hathaway's investment adds to its position built since Q3 2025.
• · Approximately $30 billion of ATM program proceeds will be used to meet 2026 calendar year tax obligations related to employee equity awards.
• · The mandatory convertible preferred stock will automatically convert after approximately three years (around May 15, 2029) into Class A or Class C stock.
• · Alphabet expects 2027 capital expenditures to significantly increase compared to 2026.
• · The company has raised over $85 billion of debt in the last year across six major currencies, bringing total debt to over $100 billion.
• · Over-allotment options total up to $2.25 billion for stock and $2.25 billion for depositary shares.
• · The depositary shares will be listed on Nasdaq under symbols 'GOOGM' and 'GOOGN'.
• · Capped call transactions are expected to reduce potential dilution from the preferred stock conversion, subject to a cap.
• · The ATM program is not expected to commence until Q3 2026.
• · The underwritten offerings are not conditioned on each other or on the ATM program.

04-06-2026

IMUNON announced a $10 million cash financing consisting of $2.5 million from preferred stock and $7.72 million from secured promissory notes (8% and 5% interest, 18-month maturity). The funds will support the Phase 3 OVATION 3 trial for IMNN-001 in advanced ovarian cancer. Updated Phase 2 data showed median overall survival improved from 11.1 to 14.7 months, and PARP inhibitor combination yielded a 24.2-month OS benefit versus standard of care.

• · The financing includes no warrants, reducing dilution for existing shareholders.
• · Interest on promissory notes will be partially offset by interest earned via bank deposit.
• · Phase 3 OVATION 3 will enroll 500 patients randomized 1:1, with two interim analyses for potential early registration.
• · Phase 2 OVATION 2 was not powered for statistical significance.
• · Epithelial ovarian cancer has a 75% recurrence rate for stage III/IV and five-year survival rates of 41% (stage III) and 20% (stage IV).
• · IMUNON has completed dosing in a first-in-human study of its COVID-19 booster vaccine (IMNN-101).

04-06-2026

Octave Intelligence Ltd reported total revenue of $386,501 for Q1 2026, up 1.0% from $382,804 in Q1 2025, driven by subscription growth (+7.9%). However, net income declined 20.4% to $47,381 from $59,486, and operating income fell 13.9% to $63,634 from $73,904, as operating expenses rose 11.8% while gross profit grew only 5.1%. The company also recorded a foreign currency translation loss of $7,638 versus a gain of $16,181 in the prior year, contributing to a 47.5% drop in comprehensive income to $39,743.

• · SaaS revenue grew 24.8% YoY to $84,669 from $67,849, while maintenance subscription revenue increased 4.6% to $122,149 from $116,816.
• · Subscription license revenue declined 2.4% to $72,362 from $74,167.
• · Cost of subscriptions and licenses rose 10.9% to $43,786 from $39,484, while cost of services and other fell 25.0% to $45,037 from $60,078.
• · Research and development expenses increased 9.4% to $47,486 from $43,402; sales and marketing expenses rose 8.9% to $96,520 from $88,638; general and administrative expenses increased 17.0% to $42,592 from $36,392.
• · Amortization of intangible assets increased 15.1% to $42,993 from $37,353.
• · Recurring revenue (subscriptions) was $279,180 (72.2% of total revenue) vs $258,832 (67.6% of total revenue) in the prior year.
• · Non-recurring revenue (licenses + services and other) declined 13.4% to $107,321 from $123,972.
• · Net transfers to Parent were $56,753 in Q1 2026 vs $71,575 in Q1 2025.
• · Capitalization of software development costs was $31,060 vs $32,351 in the prior year.
• · Goodwill decreased slightly to $6,216,181 from $6,221,366; intangible assets net decreased to $1,635,141 from $1,649,408.
• · Total liabilities decreased to $973,238 from $1,018,616, driven by lower accounts payable and accrued compensation.
• · Deferred revenue increased to $415,371 from $380,612, indicating growth in unearned subscription revenue.

04-06-2026

AIM ImmunoTech Inc. announced on June 4, 2026 the release of a video presentation and investor deck detailing pre-clinical findings for Ampligen® (rintatolimod) as a potential prophylactic and early-onset antiviral treatment for Ebola virus disease (EVD). The materials are available on the Virtual Investor site and the company's website. The filing includes standard forward-looking statements and risk disclaimers regarding clinical development and regulatory approval.

• · The video presentation is titled 'What This Means' and is available at https://virtualinvestorco.com/aim
• · An investor presentation slide deck on EVD research is posted at https://aimimmuno.com/presentations
• · The disclosure is furnished under Item 7.01 (Regulation FD) and shall not be deemed 'filed' under the Exchange Act

04-06-2026

United Community Banks Inc. (UCB) announced a merger agreement with Peach State Bancshares, Inc., with a legal close expected in Q3 2026 subject to regulatory approval and a systems conversion scheduled for February 12–16, 2027. The filing also highlights employee initiatives like the 'Power of U' advisory council and introduces Mitch Ralston as Hall County President)Skip. No financial figures or performance metrics are provided in this communication.

• · Legal close of merger expected in Q3 2026, subject to regulatory approval.
• · Systems conversion scheduled for February 12–16, 2027.
• · Mitch Ralston has over 40 years of banking experience and joined United in 2005.
• · Power of U council meets quarterly and focuses on belonging, work experience, talent, benefits, life management, rewards and recognition.
• · United Community Bank operates across six states.