S&P 500 Consumer Discretionary Sector SEC Filings — May 11, 2026

11-05-2026

11-05-2026

Faraday Future announced leadership changes effective May 5, 2026, with founder YT Jia appointed as sole Global CEO, Jerry Wang as Global Executive Chairman, Matthias Aydt resigning as Global Co-CEO to become an advisor, and Chad Chen as Lead Independent Director. The company highlights the return of its founding team to drive the Dual-Engine Strategy of EAI Robotics + EAI EV, with 68 EAI robots shipped as of April 30, 2026, achieving positive gross margins and targeting 200 units by end of June and over 1,000 cumulatively in 2026. Plans include announcing upgraded five transformation initiatives next week to accelerate growth as a Physical AI company.

• · SEC investigation concluded with no penalties.
• · FF in 180-day period to regain Nasdaq compliance.
• · Matthias Aydt to continue as internal advisor while new role discussed.

11-05-2026

On May 8, 2026, Richard Saldanha resigned as a director from StoneBridge Acquisition II Corporation's Board and all committees, effective immediately, with no disagreement on operations, policies, or practices. On February 5, 2026, he was granted 25,000 Class B Ordinary Shares by the Sponsor, Stonebridge Acquisition Sponsor II LLC, which were set to vest upon the initial business combination subject to continued service but will now be automatically returned to the Sponsor due to the resignation.

• · Resignation notified to Board on May 8, 2026; filing dated May 11, 2026.
• · Class B Ordinary Shares transferred from Sponsor holdings.
• · Vesting conditioned on continued Board service immediately prior to initial business combination consummation.
• · Company securities: APACU (Units), APAC (Class A Ordinary Shares), APACR (Rights) listed on Nasdaq Stock Market LLC.

11-05-2026

Oxford Square Capital Corp. amended its Articles of Incorporation (Section 6.1) to increase authorized Common Stock shares from 100,000,000 to 300,000,000 shares ($0.01 par value per share), raising the aggregate par value from $1,000,000 to $3,000,000. The change was approved solely by a majority of the Board of Directors under Maryland General Corporation Law Section 2-105(a)(13), without stockholder action. This enhances flexibility for potential future classifications or issuances of shares.

• · Amendment signed on May 8, 2026.
• · Original Charter dated July 21, 2003; prior amendments dated December 3, 2007, March 16, 2018, and March 19, 2018.
• · No changes to preferences, conversion rights, voting powers, dividend restrictions, or redemption terms of existing stock.

11-05-2026

For Q1 2026, OPAL Fuels reported total revenues of $73.4M, down 14% YoY from $85.4M, driven by declines in RNG fuel (-22% to $21.6M) and fuel station services (-12% to $44.6M), while renewable power was essentially flat (+0.6% to $7.2M). Operating loss widened to $4.8M from $1.9M, resulting in a net loss of $5.6M versus net income of $1.3M in Q1 2025, and Class A common stockholders' net loss increased to $2.6M from $0.2M. However, cash and equivalents surged to $133.2M from $24.4M at year-end 2025, bolstered by $116.7M in financing proceeds and positive operating cash flow of $12.9M.

• · Net cash used in investing activities Q1 2026: $19.4M, primarily due to $24.4M PPE purchases.
• · Net cash provided by financing activities Q1 2026: $115.1M, including $128.4M loan proceeds and $116.7M preferred NCI issuance net of $100M redemption.
• · Stock-based compensation expense Q1 2026: $2.1M.
• · Total liabilities increased to $548.7M from $461.7M at Dec 31, 2025.

11-05-2026

For Q1 2026, bioAffinity Technologies reported net revenue of $1,351,527, down 27% YoY from $1,853,597, while total operating expenses rose 11% to $4,968,503, driving a net loss of $3,630,610 versus $2,660,417 in Q1 2025. Cash and cash equivalents fell to $3,098,366 from $6,449,782 at year-end 2025, reflecting net cash used in operations of $3,227,240, more than double the prior year's burn. Stockholders' equity declined to $3,661,386 from $7,277,656 QoQ amid higher losses and accumulated deficit expansion to $72,184,674.

• · Direct costs and expenses decreased 32% YoY to $928,636 from $1,367,860.
• · Selling, general and administrative expenses increased 32% YoY to $3,241,602 from $2,452,549.
• · Clinical development expenses rose 141% YoY to $334,040 from $138,353.
• · Net cash used in operating activities increased 96% YoY to $3,227,240 from $1,641,775.

11-05-2026

MUFG Bank, Ltd. filed a Form 13F-HR on May 11, 2026, reporting its institutional investment holdings as of March 31, 2026, as the parent company of several investment manager subsidiaries including WealthNavi Inc., MUFG Securities Americas Inc., and others. The filing discloses a portfolio with key positions such as $523,063,146 in Grab Holdings Limited Class A Ordinary Shares (142,913,428 shares), $2,307,899,802 in US Bancorp Del Common Stock (44,374,155 shares), $8,860,722 in CME Group Inc Common Stock (30,001 shares), $118,817,118 in SPDR S&P 500 ETF Trust Units (182,700 shares), and $80,956,563 in Polestar Automotive Holding UK Sponsored ADS (4,395,036 shares). No period-over-period comparisons or performance metrics are provided in the filing.

• · Filing is a 13F combination report covering subsidiaries' managed accounts where MUFG Bank does not directly exercise investment discretion.
• · Report period end: March 31, 2026; Filed as of date: May 11, 2026.
• · MUFG Bank, Ltd. EIN: 135611741; State of Incorporation: M0 (likely Missouri proxy for non-US).

11-05-2026

Progress Software Corporation held its 2026 annual meeting of stockholders on May 7, 2026, where all nine director nominees were elected with majority support ranging from 31,124,676 to 32,301,276 votes For. Shareholders also approved, on an advisory basis, named executive officer compensation (31,236,329 For), increases in authorized shares under the 2008 Stock Option and Incentive Plan (30,766,625 For despite 2,421,416 Against) and 1991 Employee Stock Purchase Plan (33,065,101 For), and ratified Deloitte & Touche LLP as independent auditors for fiscal year 2026 (36,258,725 For). Broker non-votes were consistent at 3,894,436 across most proposals.

• · Proxy Statement filed with SEC on or about March 25, 2026.
• · All proposals received majority approval.
• · Highest withheld votes for directors: John R. Egan (2,083,719) and Charles F. Kane (1,952,798).

11-05-2026

Mitsubishi UFJ Financial Group, Inc. (MUFG) filed a 13F-HR on May 11, 2026, reporting institutional holdings as of March 31, 2026, on behalf of itself and subsidiaries like Mitsubishi UFJ Trust and Banking Corporation. Key disclosure includes sole ownership of 377,085,167 shares of Morgan Stanley common stock valued at $62,056,905,933. No changes in holdings or prior period comparisons were detailed in the filing.

• · Filing covers multiple MUFG operating subsidiaries as institutional investment managers under Section 13(f).
• · MUFG itself does not directly exercise investment discretion except as included in this form.

11-05-2026

Target Hospitality reported Q1 2026 revenue of $72.8 million, up 4% YoY from $69.9 million, primarily driven by strong growth in the Workforce Hospitality Solutions (WHS) segment to $23.6 million from $5.2 million. However, net loss widened to $13.0 million from $6.5 million, Adjusted EBITDA declined 54% to $9.9 million from $21.6 million, Hospitality & Facilities Services - South revenue fell to $33.1 million from $36.1 million, average utilized beds dropped to 9,468 from 9,898, and utilization decreased to 54% from 60%, reflecting the loss of the higher-margin PCC contract and ramp-up costs in WHS. The company announced a new 48-month $750 million AI Infrastructure contract and over $2.0 billion in multi-year awards since February 2025, with FY2026 outlook of $370-380 million revenue and $75-85 million Adjusted EBITDA.

• · Q1 2026 Net Cash Provided by Operating Activities: $7.0 million; Discretionary Cash Flow: $5.8 million.
• · Q1 2026 HFS-South Adjusted gross profit: $8.4 million (down from $11.0 million YoY).
• · Q1 2026 WHS Adjusted gross profit: $9.3 million (up from $1.3 million YoY).
• · Cash and equivalents as of March 31, 2026: $5 million; Borrowings: $30 million on $175 million credit facility.
• · Total net leverage ratio: 0.6x as of March 31, 2026.
• · FY2026 Capex includes $330-340 million for committed WHS contracts like Data Center Hub, Data Center Community expansions, AI Infrastructure Community.
• · AI Infrastructure Community completion expected mid-2027; 95% capex in 2026.
• · Annual variable revenue from Data Center Hub: ~$30 million (above committed minimum) assumed in 2027 projection.

11-05-2026

FSK reported weaker Q1 2026 results with net investment income declining to $0.42 per share from $0.48 prior quarter, NAV dropping to $18.83 per share from $20.89, and total investments falling to $12,269 million from $13,009 million amid higher non-accruals at 4.2% and increased net debt-to-equity of 131%. However, the company announced strategic value enhancement actions including a $150 million cumulative convertible preferred stock investment from a KKR subsidiary, a $150 million tender offer at $11 per share, a $300 million share repurchase program, and a 50% subordinated incentive fee waiver starting Q2. The board declared a Q2 2026 distribution of $0.42 per share.

• · Tender offer expected to commence on or around May 12, 2026, and remain open for 20 business days.
• · Share repurchase program expires June 1, 2027, or upon full expenditure.
• · Q2 distribution record date June 17, 2026; payment on or about July 2, 2026.
• · 51% of total debt outstanding is unsecured, 49% secured.
• · Weighted average effective interest rate on debt: 5.27%.

11-05-2026

SolarEdge Technologies, Inc. (SEDG) announced the appointment of Maoz Sigron as Chief Financial Officer effective May 31, 2026, succeeding Asaf Alperovitz, who is stepping down to pursue opportunities outside the industry and will remain until June 9, 2026, to ensure a smooth transition. Sigron brings over 20 years of financial and operational experience from senior roles at Perion Network Ltd., Allot Ltd., Tnuva, and Stratasys Ltd. CEO Shuki Nir emphasized Sigron's expertise in governance, M&A, and operational efficiency to support the company's strategic priorities and long-term growth.

• · Maoz Sigron previously served as CFO and later COO at Perion Network Ltd. (NASDAQ & TASE: PERI)
• · Appointment announced on May 11, 2026
• · Sigron holds a BA in Accounting and Business Management from The College of Management Academic Studies

11-05-2026

Keel Infrastructure (formerly Bitfarms) reported Q1 2026 results from continuing legacy North American operations, with revenue declining 23% YoY to $37 million, operating loss widening to $98 million from $35 million, and Adjusted EBITDA turning negative at $17 million from positive $7 million. Despite weak financial performance, the company maintains strong liquidity of $533 million as of May 8, 2026, including $336 million in unrestricted cash and $197 million in unencumbered Bitcoin, fully funding development of Panther Creek, Sharon, and Moses Lake sites through lease execution. Strategic progress includes U.S. redomiciliation, rebranding, and exit from Latin American operations via Paso Pe site sale.

• · Development pipeline of 2.2 gigawatts with established grid interconnections.
• · Conference call scheduled for May 11, 2026 at 8:00 a.m. Eastern.
• · Keel became ultimate parent of Bitfarms on April 1, 2026 via statutory plan of arrangement.
• · Gross margin (71)% in Q1 2026 vs 1% in Q1 2025.

11-05-2026

On May 11, 2026, Dream Finders Homes, Inc. issued a press release announcing it has submitted a proposal to the board of directors of Beazer Homes USA, Inc. to acquire all outstanding shares in an all-cash transaction. A related investor presentation was also provided as exhibits. The announcement highlights forward-looking statements with significant risks and uncertainties, including the possibility that no deal will be reached or terms may differ substantially.

11-05-2026

Village Farms International reported Q1 2026 consolidated net sales up 27% YoY to $50.2 million with net income of $2.9 million ($0.03 per share) and adjusted EBITDA surging 118% to $9.9 million (20% of sales), driven by 171% YoY growth in international export sales to $14.6 million and 448% increase in Netherlands sales. Cannabis operations saw gross margins expand to 43% from 39%, but cash flow from operations was negative at ($11.8) million due to $15.0 million in income taxes paid, and declines occurred in Canadian non-branded sales (-14%) and U.S. cannabis sales (-20%). Expansions in Canada and Netherlands are expected to boost sales in 2H26.

• · Canadian branded sales: $23.8M (up 5% YoY).
• · Excise tax on products: $15.9M in Q1 2026 vs $13.9M prior year.
• · FCC loan amended: interest rate improved by 50 bps, maturity extended to Feb 3, 2031, rate below 7.0%.
• · Succession planning initiated for CFO Steve Ruffini.

11-05-2026

On May 11, 2026, Fractyl Health, Inc. announced receipt of Clinical Trial Application authorization in the Netherlands to initiate the Phase 1/2 first-in-human study of RJVA-001, the first clinical candidate from its Rejuva® Smart GLP-1™ gene therapy platform. This regulatory milestone enables the company to advance its gene therapy pipeline into clinical testing. The press release was furnished as Exhibit 99.1.

• · Authorization specifically for the Netherlands
• · Information in Item 7.01 and Exhibit 99.1 not deemed 'filed' under Section 18 of the Exchange Act

11-05-2026

On May 8, 2026, Flag Ship Acquisition Corporation entered into a non-binding Letter of Intent with Bluechip & Co. Holdings for a proposed business combination transaction. The LOI establishes a 90-day mutual exclusivity period for due diligence and negotiation of definitive agreements, which may be extended under certain conditions. The transaction is subject to customary closing conditions, board and shareholder approvals, with no assurance of completion.

• · Exclusivity period: ninety (90) days from May 8, 2026, extendable under specified conditions.
• · Press release announcing the LOI attached as Exhibit 99.1.
• · Securities: Units (FSHPU), Ordinary Shares (FSHP), Rights (FSHPR) on Nasdaq Stock Market LLC.

11-05-2026

Atmus Filtration Technologies Inc. (NYSE: ATMU) announced the appointment of Kevin Carpenter as Senior Vice President and Chief Supply Chain Officer, effective immediately on May 11, 2026. Carpenter, with over 25 years of experience from The Toro Company, Carrier Global Corporation, and Rockwell Automation, Inc., will oversee procurement, manufacturing, health, safety, environment, transportation, and logistics. The company, headquartered in Nashville, Tenn., employs nearly 5,000 people worldwide across its Power Solutions (Fleetguard®) and Industrial Solutions (Koch Filter®) segments.

• · Kevin Carpenter holds a BS in Electrical Engineering from Georgia Institute of Technology, BS in General Engineering from Morehouse College, MBA from Weatherhead School of Management at Case Western Reserve University, and MS in Industrial Engineering from Youngstown State University.

11-05-2026

Odyssey Marine Exploration Inc. (OMEX) filed an S-4 registration statement outlining risks for its proposed merger with AOM, where AOM common stockholders (excluding treasury and dissenting shares) will receive approximately 52.9% of Odyssey common stock post-closing. Key risks include no adjustment to the fixed exchange ratio for Odyssey stock price fluctuations, potential $2.2 million termination fee payable by Odyssey if the merger fails under specified conditions, and challenges in realizing synergies due to integration difficulties, employee retention issues, and operational restrictions during the pendency period. The merger faces closing conditions and must be completed by October 8, 2026 (with possible extensions), or it may be terminated, adversely impacting stock prices and business operations.

• · Exchange ratio fixed and not adjusted for changes in Odyssey stock price, except for stock splits or similar events.
• · Merger closing conditions include no legal impediments, S-4 effectiveness, stockholder approvals, and Nasdaq listing of merger shares.
• · Merger Agreement restricts Odyssey and AOM operations pre-closing, limiting acquisitions and other actions.

11-05-2026

Fervo Energy Company, an emerging growth company in the energy sector, filed Amendment No. 3 to its S-1 registration statement on May 11, 2026, for an initial public offering of 70,000,000 shares of Class A common stock at an expected price range of $25.00 to $26.00 per share, with plans to list on NASDAQ under the symbol 'FRVO.' Cornerstone investors, including Atlas Point Energy Infrastructure Fund, Norges Bank Investment Management, Wellington Management, and Capital Research Global Investors, have indicated interest in purchasing up to $350 million in shares. Post-offering, CEO Tim Latimer and CTO Jack Norbeck will beneficially own 2.75% of outstanding capital stock but control 53.03% of voting power via high-vote Class B shares.

• · Underwriters granted 30-day option for additional 10,500,000 shares.
• · Class B common stock entitled to 40 votes per share and convertible to Class A.
• · Company qualifies as emerging growth company and smaller reporting company.
• · Principal executive offices: 811 Main Street, Suite 1700, Houston, TX 77002.
• · Delaware incorporation, SIC code 4911, I.R.S. EIN 82-3168838.

11-05-2026

Thermo Fisher Scientific Inc. issued supplemental proxy materials supporting Proposal 2, an advisory vote on executive compensation, highlighting 2025 pay outcomes below target—including a PRSU cycle payout at 0% for the CEO and most NEOs—due to performance shortfalls against original targets amid macroeconomic challenges. The materials defend a 2025 one-time CEO retention grant tied to relative TSR vs. S&P 500 with long-term vesting and absolute TSR protections, alongside 2026 program enhancements like shifting PRSUs to 50% of LTI and S&P 500 benchmarking. These changes respond to shareholder feedback following the 2025 say-on-pay vote.

• · 2025 annual incentive plan and 2025 PRSU program paid out below target.
• · 2024 TSR options have delivered no value as performance conditions not achieved.
• · CEO retention grant approved May 2025: cliff vests after 5 years, shares delivered in three tranches 2033-2035, payout contingent on relative TSR vs. S&P 500, capped at target if absolute TSR negative.
• · Annual shareholder meeting scheduled for May 20, 2026; original proxy filed April 7, 2026.

11-05-2026

Hycroft Mining Holding Corporation announced Diane R. Garrett's appointment as Executive Chairman while she continues as CEO, following a Board review that also transitions Thomas Weng to Lead Independent Director. The company plans to appoint three additional independent directors and make further key hires, building on Eric Colby's recent appointment as EVP Corporate Development, to strengthen leadership and advance the Hycroft Mine. No financial metrics or performance declines were reported.

• · Discovery of two new high-grade silver systems announced in 2023 within the Hycroft Mine resource area.
• · Hycroft Mine located in northern Nevada, described as among the world’s largest precious metals deposits.

11-05-2026

Ellington Financial Inc. announced on May 7, 2026, that its Board of Directors declared a monthly dividend of $0.13 per share on its common stock. The dividend is payable on June 30, 2026, to stockholders of record as of May 29, 2026. No other financial metrics or comparisons were provided in the filing.

• · Securities registered: Common Stock (EFC), 6.250% Series B Preferred Stock (EFC PR B), 8.625% Series C Preferred Stock (EFC PR C), 7.00% Series D Preferred Stock (EFC PRD), all on NYSE
• · Filing submitted on May 11, 2026, with Exhibit 99.1 (press release)

11-05-2026

LM Funding America reported its Bitcoin treasury at 334.0 BTC valued at $25.3 million ($1.18 per diluted share) as of April 30, 2026, down slightly from 338.13 BTC at end of March amid steady operations. Net Bitcoin mined was 9.4 BTC in April, a 2.1% MoM decline from 9.6 BTC, while Bitcoin sold dropped sharply 48.5% to 13.5 BTC; however, production showed a slight per-day increase and infrastructure is positioned for seasonal opportunities. Machines totaled 7,508 and energized hashrate remained flat at 0.79 EH/s across Oklahoma and Mississippi sites.

• · Includes 174 BTC held by Galaxy for loan facility
• · Diluted shares: 16,157,892 outstanding + 5,298,000 warrants at $0.001 exercise price
• · Oklahoma hashrate: 0.56 EH/s; Mississippi: 0.23 EH/s

11-05-2026

Grayscale HYPE ETF, a Delaware statutory trust sponsored by Grayscale Investments Sponsors, LLC, filed Amendment No. 2 to its S-1 registration statement on May 11, 2026, to register an indeterminate number of Shares for continuous issuance and listing on NASDAQ under the symbol 'HYPG' once eligibility requirements are met. The Trust aims to hold HYPE, the native digital asset of the Hyperliquid Network, providing exposure to its value less expenses, with plans to rename to Grayscale Hyperliquid Staking ETF upon effectiveness. Seed capital of $100 was invested on April 22, 2026, for 4 Shares at $25.00 each, with additional seed baskets anticipated at the same per-share price.

• · Shares issued/redeemed in Baskets of 10,000 to Authorized Participants via in-kind HYPE or cash.
• · Trust classified as emerging growth company with reduced reporting requirements.
• · Intends to rename to Grayscale Hyperliquid Staking ETF upon effectiveness and NASDAQ listing.
• · Not a registered investment company under Investment Company Act or commodity pool under CEA.

11-05-2026

Knights of Columbus Asset Advisors LLC filed its 13F-HR on May 11, 2026, disclosing total holdings of $1,770,266,447 across 397 positions as of March 31, 2026. Top holdings include Apple Inc. ($89,101,862 for 351,085 shares), Alphabet Inc. Cap Stk Cl A ($39,665,798 for 137,939 shares), Exxon Mobil Corp ($37,813,142 for 222,876 shares), Alphabet Inc. Cap Stk Cl C ($33,858,707 for 118,032 shares), and Broadcom Inc. ($33,465,937 for 108,126 shares). All positions are reported with sole voting authority and no other managers.

• · Filing conformed period end: 03-31-2026
• · Filed as of date: 2026-05-11
• · Business address: 1 Columbus Plaza, New Haven, CT 06510
• · Phone: 203-752-4093

11-05-2026

Foundations Investment Advisors, LLC filed its 13F-HR on May 11, 2026, disclosing institutional equity holdings as of March 31, 2026, across hundreds of positions primarily in U.S. stocks and ETFs. Notable large positions include Apple Inc. (multiple tranches totaling over $160B in reported market value), Alphabet Inc., Amazon.com Inc., various BlackRock iShares ETFs (e.g., US Equity, International, AI Innovation), and ARK Next Generation Internet ETF. No prior period data or changes are provided in the filing, presenting a neutral snapshot of the portfolio without performance metrics.

• · Filer CIK: 0001743404, SEC file number: 028-18893
• · Business address: 4050 E. Cotton Center Blvd., Suite 40, Phoenix, AZ 85040
• · Report includes sole, other manager (OTR), and call/put holdings across voting authority categories
• · Additional advisors referenced: BlackRock Inc., Oxford Wealth Group LLC, Milestone Asset Management LLC

11-05-2026

Erste Asset Management GmbH filed its 13F-HR report disclosing 993 equity holdings totaling $10,789,892,230 as of March 31, 2026. The portfolio features significant positions in large-cap stocks including Apple Inc. (value $1,724,630 for sole discretionary shares), Alphabet Inc. (multiple classes exceeding $400M combined), and Broadcom Inc. (over $163M sole). No period-over-period changes or performance metrics are detailed in the filing.

• · Report filed May 11, 2026, for period ending March 31, 2026
• · Includes both sole discretionary (SH SOLE) and defined (SH DFND) holdings across 993 positions
• · Portfolio spans diverse sectors including technology (e.g., Apple, Alphabet), healthcare (e.g., AbbVie), and others

11-05-2026

COFG Advisors, LLC filed its 13F-HR on May 11, 2026, disclosing 241 sole discretionary equity holdings totaling $404,413,242 as of March 31, 2026. Top holdings include Innovator ETFs (e.g., NASDAQ 100 MANA ETF at $25,892,715), Apple Inc. ($20,177,424), and NVIDIA Corporation ($8,766,613), with significant allocations to buffer ETFs, tech stocks, and fixed income ETFs. No changes, shared discretion, or other voting authority reported.

• · Filing covers period ending March 31, 2026
• · All positions reported as sole discretionary (SH SOLE)
• · No other investment managers listed
• · Business address: 903 Commerce Drive, Suite 300, Oak Brook, IL 60523

11-05-2026

Cincinnati Financial Corp filed its 13F-HR on May 11, 2026, reporting equity holdings as of March 31, 2026, across 55 positions totaling $4,963,602,014 with sole investment discretion and voting authority. Top holdings include Apple ($709,854,691 for 2,797,016 shares), Broadcom ($446,826,897 for 1,443,659 shares), CME Group ($295,940,700 for 1,002,000 shares), Cisco Systems ($197,582,935 for 2,546,500 shares), and Microsoft ($181,808,996 for 491,150 shares). The portfolio features no shared discretion positions or performance comparisons to prior periods.

• · All 55 positions held with sole investment discretion (SH SOLE) and sole voting authority.
• · No put/call options, shared discretion, or other manager holdings reported.
• · Signed by Steven A. Soloria on May 6, 2026, from Fairfield, OH.

11-05-2026

Mattson Financial Services, LLC filed its 13F-HR on May 11, 2026, disclosing 232 equity positions held solely as of March 31, 2026, with a total market value of $418,778,680. Top holdings include NVIDIA Corporation at $12,048,512, Microsoft Corp at $10,578,644, Amazon.com Inc at $11,802,036, Alphabet Inc (Class C) at $10,360,860, and Broadcom Inc at $5,219,267. No changes from prior periods or performance metrics are detailed in the filing.

• · All 232 positions held with sole voting and investment discretion.
• · Filer CIK: 0002034595, based in Kentwood, MI.
• · No other investment authority categories (shared, none) reported.

11-05-2026

MUFG Securities Americas Inc. filed its 13F-HR on May 11, 2026, disclosing institutional holdings as of March 31, 2026, primarily in over 250 U.S. equities with no changes reported across all positions (all show 0 added or sold shares). Top holdings include Apple Inc. (406150 shares), Amazon.com Inc. (270251 shares), Alphabet Inc. Class A (161064 shares) and Class C (129379 shares), and Broadcom Inc. (131166 shares). The portfolio also features fixed income positions such as $2000000 in PPL Capital Funding Inc. notes and $3000000 in Pinnacle West Capital Corp. Class E, with overall holdings unchanged quarter-over-quarter.

• · Report period end: March 31, 2026
• · Filing CIK: 0000867626
• · Business address: 1221 Avenue of the Americas, 6th Floor, New York, NY 10020-1001
• · All positions report 0 changes in shares held

11-05-2026

CF Bankshares Inc. reported net income of $5,024 thousand for Q1 2026, up 13% YoY from $4,430 thousand, driven by a 3% increase in net interest income to $13,320 thousand and 23% growth in noninterest income to $1,487 thousand, while noninterest expenses rose 4% to $8,311 thousand. Total assets grew 1% QoQ to $2,145,776 thousand with loans up 1% to $1,761,262 thousand and deposits up 2% to $1,809,442 thousand; however, noninterest-bearing deposits declined 16% QoQ to $240,645 thousand and total interest income fell 4% YoY to $28,130 thousand. Earnings per share increased to $0.77 from $0.68 YoY.

• · Provision for credit losses increased to $604 thousand from $582 thousand YoY.
• · Stockholders' equity grew 3% QoQ to $188,955 thousand.
• · Cash dividends declared on common stock at $0.09 per share (up from $0.07 YoY).
• · Other comprehensive loss of $118 thousand in Q1 2026 vs income of $78 thousand in Q1 2025.

11-05-2026

Wells Fargo & Company/MN filed its 13F-HR on May 11, 2026, reporting total equity holdings valued at $530,336,323,912 as of March 31, 2026, across 15 investment managers and 17,971 positions. Top disclosed positions include AbbVie Inc ($1,029,840,372), Abbott Laboratories ($994,797,915), Accenture PLC ($712,061,326), and ABRDN ETFS BBRG ALL COMD K1 ($312,073,245). The filing provides a routine quarterly snapshot of holdings with no period-over-period comparisons or performance metrics disclosed.

• · Period end date: March 31, 2026
• · State of incorporation: DE
• · Fiscal year end: 12/31
• · Business address: 333 Market Street, San Francisco, CA 94105

11-05-2026

BA Credit Card Funding, LLC filed an 8-K announcing that the BA Credit Card Trust expects to issue its BAseries Class A(2026-1) Notes on May 14, 2026. The filing includes exhibits such as the Class A(2026-1) Underwriting Agreement, Terms Agreement dated May 7, 2026, an unexecuted Terms Document, and a Depositor Certification. No financial performance metrics or period-over-period comparisons are provided in the filing.

11-05-2026

Sava Infond d.o.o. disclosed total equity holdings of $704725947 across 230 positions in its 13F-HR filing for the quarter ended March 31, 2026, filed on May 11, 2026. The portfolio is heavily weighted towards technology leaders such as NVIDIA Corporation (302400 shares valued at $52738560), Alphabet Inc. Class A (166800 shares at $47965008), Broadcom Inc. (124960 shares at $38676370), and Arista Networks Inc. (256905 shares at $31542796), with additional diversification into healthcare, energy, and emerging markets via stocks and ETFs. No changes in holdings were reported (all positions marked as DFND with no additions or reductions indicated).

• · Report period end date: March 31, 2026
• · Filing date: May 11, 2026
• · All positions reported as DFND (defined, no sole/shared voting or put/call discrepancies indicated)
• · Business address: Ulica Eve Lovse 7, Maribor 2000 (Slovenia)

11-05-2026

MUFG Securities (Canada), Ltd. filed a 13F-HR disclosing 43 equity positions totaling $3,477,444,816 as of March 31, 2026, with no reported changes in share counts. Top holdings include Shopify Inc Class A ($215,401,840; 1,818,588 shares), Toronto Dominion Bank ($232,093,863; 2,489,513 shares), and Royal Bank of Canada ($334,556,497; 2,073,220 shares). The portfolio is heavily weighted toward Canadian financials, energy, and mining companies.

• · Filing submitted on May 11, 2026, for period ending March 31, 2026.
• · All reported holdings show 0 changes in shares (no additions or reductions).
• · Filer CIK: 0001656187; SEC file number: 028-21099.

11-05-2026

Perma-Fix Environmental Services reported Q1 2026 revenue of $11.1 million, down 20% YoY from $13.9 million, driven by Treatment Segment decline to $7.9 million (-14%) due to lower waste volumes and pricing mix, and Services Segment drop to $3.2 million (-31%) from seasonal delays and project timing. Gross loss widened to $2.9 million from a $0.7 million profit, operating loss to $7.5 million from $3.7 million, and net loss to $7.5 million ($0.40/share) from $3.6 million ($0.19/share), amid investments for future capacity. Management highlighted positive outlook with Hanford waste receipts starting, a $24 million Lawrence Livermore contract over two years, Nuclear Services mobilization, and PFAS expansion, expecting improved performance from Q2 2026 onward.

• · 10-Q discloses substantial doubt about going concern due to cash requirements, covenant compliance, and federal spending uncertainty.
• · Treatment Segment gross margin declined to (36.0)% from 2.7% YoY; Services to (1.5)% from 8.6%.
• · Cash decreased to $6.7 million as of March 31, 2026, from $11.8 million at December 31, 2025.
• · Total assets $81.7 million as of March 31, 2026, down from $88.0 million at year-end 2025.

11-05-2026

Fiduciary Group, LLC, an investment manager, filed its 13F-HR reporting total holdings valued at $1,170,973,864 across 297 positions as of March 31, 2026. Top holdings include Apple Inc. ($55,995,523, 220,637 shares), Alphabet Inc. Cap Stk Cl C ($46,249,580, 161,227 shares), Microsoft Corp. ($33,350,355, 90,095 shares), JPMorgan Chase & Co. ($25,785,183, 87,657 shares), and Amazon.com Inc. ($22,275,668, 106,956 shares). The portfolio is heavily weighted toward technology stocks and various ETFs, with no prior period comparison available in this filing.

• · Filing date: May 11, 2026
• · Report period end: March 31, 2026
• · SEC file number: 028-16953
• · Filer CIK: 0001645890
• · Business address: PO Box 13688, Savannah, GA 31416

11-05-2026

Plutus Financial Group Ltd's total revenues for the year ended December 31, 2025 were HK$10,439 thousand (US$1,341 thousand), marking a 7% YoY increase from HK$9,748 thousand in 2024 but a sharp 55% decline from HK$21,939 thousand in 2023 following the loss of underwriting fees. Net loss expanded significantly to HK$39,353 thousand (US$5,059 thousand) in 2025 from HK$5,523 thousand in 2024, driven by soaring expenses including legal and professional fees of HK$16,352 thousand, while total assets grew 66% to HK$119,252 thousand. Operating cash flow deteriorated to a use of HK$80,146 thousand in 2025 amid flat to declining core brokerage revenues.

• · Securities brokerage commission flat at HK$2,117 thousand in 2025 vs HK$2,145 thousand in 2024 (down 40% from 2023).
• · Underwriting and placing services fee dropped to zero in 2024 and 2025 from HK$8,237 thousand in 2023.
• · Net cash used in operating activities worsened to HK$80,146 thousand in 2025 from HK$8,088 thousand in 2024.
• · Impairment on investment under equity method of HK$3,900 thousand in 2025.
• · Loans to customers increased to HK$56,250 thousand as of Dec 31, 2025 from HK$15,901 thousand in 2024.

11-05-2026

William Marsh Rice University filed Form 13F-HR on May 11, 2026, disclosing its holdings as of March 31, 2026. The university reports sole ownership of 5,663,476 shares of Black Stone Minerals L.P. common units valued at $85,631,757 and 225,914 shares of Vanguard S&P 500 ETF valued at $134,994,911, with no shares added or removed reported.

• · Filing CIK: 0001674705
• · CUSIP Black Stone Minerals L.P.: 09225M101
• · CUSIP Vanguard S&P 500 ETF: 922908363
• · Report period end: 2026-03-31

11-05-2026

Gulf International Bank (UK) Ltd filed its 13F-HR on May 11, 2026, for the quarter ended March 31, 2026, disclosing total US equity holdings valued at $4,469,362,000 across 589 positions, all with sole voting power. Top holdings by value include Apple Inc. ($288,279,000; 1,135,897 shares), Amazon.com Inc. ($154,843,000; 743,471 shares), Alphabet Inc. Class C ($129,335,000; 449,766 shares), and Alphabet Inc. Class A ($107,893,000; 376,116 shares). No prior period data is available in the filing for comparison.

• · All reported holdings have sole voting power (SH SOLE) and no shared or other voting power.
• · Central Index Key (CIK): 0001598697
• · SEC File Number: 028-15738

11-05-2026

Four Tree Island Advisory LLC disclosed a portfolio of 23 equity holdings totaling $198,165,912 as of March 31, 2026, in its 13F-HR filing submitted on May 11, 2026. All positions are held with sole voting and investment discretion, with no put/call options or shared management reported. Largest holdings by value include Lam Research Corp ($48,778,578), Mueller Industries Inc ($25,303,507), and Jackson Financial Inc ($24,510,336).

• · All holdings reported with 0 put options and 0 call options
• · Portfolio managed from 126 Daniel Street, Suite 120, Portsmouth, NH 03801
• · Central Index Key: 0002048142
• · SEC File Number: 028-24641

11-05-2026

Convergence Financial, LLC filed its 13F-HR on May 11, 2026, reporting 276 equity positions totaling $943133613 as of March 31, 2026, with all holdings under sole voting power. The portfolio is heavily weighted toward ETFs, including multiple SPDR State Street funds with values exceeding $25M each (e.g., $45461904, $36061250), and technology stocks such as Microsoft Corp ($13695604), Meta Platforms Inc ($12511258), and Apple Inc ($9995734). No prior period data or changes are disclosed in this snapshot filing.

• · Filing period end date: March 31, 2026
• · All 276 positions reported with sole voting power, no shared power, puts, or calls
• · Business address: 3919 S Providence Rd, Columbia, MO 65203
• · Central Index Key: 0002034001