S&P 500 Consumer Discretionary Sector SEC Filings — May 29, 2026

29-05-2026

MARCUS CORP held its 2026 Annual Meeting on May 21, 2026, where shareholders elected twelve directors, approved executive compensation with 99.16% support, and ratified Deloitte & Touche LLP as auditor for fiscal 2026 with 99.90% approval. All director nominees were elected, though Katherine M. Gehl received the highest votes withheld (10,458,504), indicating notable shareholder dissent.

• · Katherine M. Gehl received 10,458,504 votes withheld, the highest among all director nominees, representing about 12% of votes cast (excluding broker non-votes).
• · Philip L. Milstein had 6,630,234 votes withheld, the second highest dissent.
• · Broker non-votes totaled 2,892,083 for all director elections and the executive compensation vote.
• · The meeting was held on May 21, 2026, and the 8-K was filed on May 29, 2026.

29-05-2026

Hallmark Venture Group, Inc. reported a net loss of $273,496 for the three months ended March 31, 2026, an improvement from a net loss of $728,927 in the same period of 2025. The company had no revenue in either period, while total operating expenses decreased to $38,571 from $58,010. However, the company's cash position declined to $1,946 from $3,382 at year-end 2025, and it continues to operate with a stockholders' deficit of $174,690.

• · The company had no revenue in either Q1 2026 or Q1 2025.
• · Net loss from discontinued operations was $0 in Q1 2026 versus $426,960 in Q1 2025.
• · Weighted average shares outstanding increased dramatically from 1,047,852 in Q1 2025 to 65,610,811 in Q1 2026.
• · Net loss per share improved from $(0.70) to $(0.01).
• · Total assets decreased from $3,382 to $1,946.
• · Accounts payable and accrued liabilities decreased from $191,266 to $171,556.
• · Convertible notes payable (net of discount) decreased from $52,840 to $496.
• · Accrued interest was $0 at March 31, 2026, down from $2,350 at December 31, 2025.
• · Additional paid-in capital increased from $4,820,895 to $5,313,003 due to stock issued for debt conversion.
• · Net cash used in operating activities was $59,077 in Q1 2026, compared to $17,085 used in Q1 2025.
• · Proceeds from convertible note payable were $57,641 in Q1 2026.
• · Non-cash transactions included $132,341 of common stock issued for debt and $27,346 for related party debt.
• · Warrants outstanding remained at 12 with a weighted average exercise price of $500 and intrinsic value of $0.

29-05-2026

FTAI Aviation Ltd. held its 2026 Annual General Meeting on May 28, 2026, where shareholders elected three Class I directors (Joseph P. Adams, Jr., Judith A. Hannaway, and Martin Tuchman), approved on a non-binding advisory basis the compensation of named executive officers, and ratified the appointment of KPMG LLP as independent auditor for fiscal year 2026. All proposals passed with strong shareholder support, though Judith A. Hannaway received a notable 15.9% withhold vote (13,558,827 votes withheld out of 85,411,343 votes cast).

• · Judith A. Hannaway received 13,558,827 votes withheld, representing 15.9% of votes cast, significantly higher than the other two director nominees.
• · Broker non-votes totaled 8,894,304 shares for both director elections and the advisory say-on-pay vote.
• · The ratification of KPMG as auditor passed with 94,181,439 votes for, only 101,827 against, and 22,381 abstentions.
• · The advisory say-on-pay proposal received 80,859,607 votes for, 4,510,523 against, and 41,213 abstentions.

29-05-2026

Life360, Inc. held its Annual Meeting of Stockholders on May 28, 2026, with approximately 71.96% of outstanding shares represented. Stockholders elected four Class I directors and approved, on a non-binding advisory basis, executive compensation, while also ratifying Deloitte & Touche LLP as the independent auditor for 2026. Notably, Proposal 2 (executive compensation) received significant opposition, with 11,245,014 votes against (20.8% of votes cast), indicating notable shareholder dissent.

• · Proposal 1 director election results: Lauren Antonoff received 53,945,853 votes for; Mark Goines received 46,677,291 votes for; Alex Haro received 53,468,431 votes for; Randi Zuckerberg received 53,937,521 votes for. All four were elected.
• · Proposal 2 (advisory vote on executive compensation): 42,763,262 votes for, 11,245,014 against, 90,214 abstentions, and 3,969,021 broker non-votes.
• · Proposal 3 (ratification of auditor): 57,817,068 votes for, 177,466 against, 72,977 abstentions, with no broker non-votes.
• · The record date for the meeting was April 9, 2026.
• · The filing includes an explanation that uncast votes relate to ASX Listing Rule 14.11.1, as described in the Proxy Statement.

29-05-2026

Runway Growth Finance Corp. issued $50 million aggregate principal amount of 7.00% Notes due 2029, priced at par, under an underwriting agreement with Oppenheimer & Co. Inc. and Runway Growth Capital LLC. Proceeds will be used to repay outstanding borrowings under the KeyBank Credit Facility and for general corporate purposes.

• · The Notes mature on December 1, 2029, unless earlier redeemed or repurchased.
• · Interest is payable semi-annually on June 1 and December 1, beginning December 1, 2026.
• · The Notes are unsecured obligations ranking pari passu with existing unsecured debt, senior to future preferred stock, effectively subordinated to secured indebtedness (including the KeyBank Credit Facility), and structurally subordinated to subsidiary obligations.
• · The Company may redeem the Notes prior to June 1, 2029 (Par Call Date) at a make-whole redemption price equal to the greater of (i) present value of remaining payments discounted at Treasury Rate plus 50 bps, less accrued interest, or (ii) 100% of principal, plus accrued interest.
• · On or after the Par Call Date, the Company may redeem at 100% of principal plus accrued interest.
• · Holders have a put option upon a change of control repurchase event at 100% of principal plus accrued interest.
• · The Indenture includes covenants requiring compliance with Section 18(a)(1)(A) or (B) as modified by Section 61(a)(2) of the 1940 Act, subject to exemptions and exceptions.
• · The offering was registered under the Securities Act via Form N-2 (Registration No. 333-284781) and related prospectus supplements dated May 27, 2026.
• · The transaction closed on May 29, 2026.

29-05-2026

Pacific Coast Oil Trust announced no cash distribution for March 2026 due to a net profits deficit, with cumulative deficits of $11.7M for Developed Properties and $65,000 for Remaining Properties. The Trust faces ongoing litigation, including a derivative lawsuit against the Trustee and a whistleblower suit against PCEC, and its dissolution is mandated because annual cash proceeds from net profits interests were below $2.0M for 2020 and 2021. While average realized oil prices improved significantly month-over-month (Developed: $84.94/boe vs $53.14/boe; Remaining: $84.12/boe vs $51.75/boe), the Trust's debt to PCEC reached $13.7M, and distributions to unitholders remain extremely remote.

• · Crude oil sales volumes represented 99% of sales volumes for Developed Properties and 100% for Remaining Properties in March 2026.
• · A derivative lawsuit was filed on May 20, 2026, against the Trustee by Shipyard Capital, LP and others, alleging breach of contract, breach of fiduciary duty, gross negligence, willful misconduct, and negligent misrepresentation related to ARO deductions.
• · The whistleblower lawsuit (Brendan Potyondy v. PCEC) is proceeding after PCEC's motion for summary judgment was granted in part and denied in part on April 17, 2026; punitive damages are barred.
• · The Trust's dissolution is mandated because annual cash proceeds from net profits interests were below $2.0 million for both 2020 and 2021.
• · PCEC expects to continue making monthly accretion adjustments to ARO going forward.
• · Proceeds from any sale of Trust assets in dissolution will first repay amounts drawn from the letter of credit and borrowed from PCEC, with any remainder to unitholders; no net proceeds may remain for unitholders.

29-05-2026

Faraday Future Intelligent Electric Inc. (FFAI) announced a strategic partnership with Sequoia Education Center, a leading K-12 education group in North America, and signed a sales contract for 23 FF EAI robots, its largest robot order to date. The company also delivered a Master humanoid robot to a medical institution in Los Angeles, marking its first healthcare use case. At the annual stockholders' meeting on May 22, 2026, all proposals received roughly 80% approval support. However, the filing also highlights ongoing risks including the company's ability to continue as a going concern, lack of sufficient share capital, and potential Nasdaq delisting if the stock price falls to $0.10 or less for 10 consecutive trading days.

• · The company has delivered a Master humanoid robot to a medical institution in Los Angeles, its first healthcare use case.
• · FF's collaboration with RobotShop is progressing smoothly, and several major North American e-commerce platforms have expressed interest in partnering on robotics sales.
• · The EAI Brain and Skills ecosystem has developed dozens of Skills covering education, security, reception, guided tours, and companion services.
• · The developer platform includes six major tools; two (BrainBlocks and EAI Soul) are already completed, with the remaining tools rolling out later in May 2026.
• · Decentralized real-world robot data collection is expected to be completed in June 2026.
• · The company faces risks including potential Nasdaq delisting if the stock price falls to $0.10 or less for 10 consecutive trading days, and the need for substantial additional funding to execute its FX strategy.

29-05-2026

Safe Pro Group Inc. granted performance-based stock options to its CEO and CFO on May 27, 2026, with vesting tied to cumulative gross revenue milestones from $5M to $25M. The company also amended the CFO's employment agreement to add a $1,000 monthly home office allowance, a minimum guaranteed annual cash bonus of 25% of base salary, and enhanced severance and change-in-control provisions. No financial results or period-over-period comparisons were provided in this filing.

• · Options have a five-year term expiring May 27, 2031.
• · CFO options vest in five equal installments of 30,000 shares per revenue milestone.
• · CEO options under 2025 Plan vest in five equal installments of 92,100 shares per milestone; under 2022 Plan in installments of 57,900 shares per milestone.
• · Amendment No. 4 to CFO employment agreement includes a minimum guaranteed annual cash bonus of 25% of base salary.
• · CFO severance: six months of base salary for termination without cause or resignation for good reason.
• · Change-in-control severance for CFO includes pro-rated annual bonus, 12 months base salary lump sum, and up to 12 months of medical payments.

29-05-2026

Triumph Financial, Inc. announced a quarterly cash dividend of $17.81 per share on its 7.125% Series C Fixed-Rate Non-Cumulative Perpetual Preferred Stock (equivalent to $0.44525 per depositary share). The dividend is payable on June 30, 2026 to shareholders of record on June 15, 2026. This filing contains no performance metrics or period-over-period comparisons.

29-05-2026

Rocky Mountain Chocolate Factory reported improved operating performance for the year ended February 28, 2026, with net loss narrowing to $4.6M from $6.1M in the prior year, driven by a 14% decline in total cost of sales and a 52% reduction in sales and marketing expense. However, total revenue fell 7% to $27.5M, led by an 11% drop in product/retail sales to $21.4M, while franchise and royalty fees grew 8.5% to $0.2M and royalty/marketing fees rose 10.3% to $5.9M. Gross margin improved sharply to $0.7M from $0.1M, and adjusted gross margin (non-GAAP) rose to 7.7% from 3.6%, but the company remained unprofitable, and accumulated deficit widened to $9.9M.

• · Total cost of sales fell 13.7% to $20.6M in FY 2026 from $23.9M in FY 2025.
• · Sales and marketing expense was slashed 52.4% to $0.95M; general and administrative expense declined 13.8% to $5.4M.
• · Retail operating expense rose 56.1% to $1.1M, and depreciation/amortization (excl. in COS) surged 176.6% to $0.5M.
• · Cash increased to $1.2M from $0.7M, but total liabilities rose to $15.0M (up 5.5%) vs. $14.2M, while stockholders' equity declined to $5.2M from $7.0M.
• · The company issued 1,500,000 common shares through a securities purchase agreement in FY 2026, raising $2.5M.
• · Accumulated deficit widened to $9.9M from $5.4M.

29-05-2026

Freshworks Inc. held its 2026 Annual Meeting on May 28, 2026, where stockholders elected four Class II directors, approved executive compensation on an advisory basis, and ratified Deloitte & Touche LLP as the independent auditor for fiscal 2026. All proposals passed with strong support, though the advisory vote on executive compensation saw notable opposition with 57.1 million votes against and 45.7 million abstentions.

• · Proposal 1 - Election of Directors: Roxanne S. Austin received 439,321,400 For, 41,603,439 Withhold; Sameer Gandhi 447,757,472 For, 33,167,367 Withhold; Frank Pelzer 475,795,589 For, 5,129,250 Withhold; Dennis Woodside 476,555,679 For, 4,369,160 Withhold. Broker non-votes: 56,711,033 for each.
• · Proposal 2 - Advisory Vote on Executive Compensation: 378,163,671 For, 57,050,773 Against, 45,710,395 Abstain, 56,711,033 Broker Non-Vote.
• · Proposal 3 - Advisory Vote on Frequency of Say-on-Pay: 1 Year: 407,923,812; 2 Years: 94,950; 3 Years: 13,834,261; Abstain: 59,071,816.
• · Proposal 4 - Ratification of Deloitte & Touche LLP: 536,542,293 For, 485,331 Against, 608,248 Abstain.

29-05-2026

FingerMotion, Inc. reported a 32% decline in total revenue to $24.1M for the fiscal year ended February 28, 2026, compared to $35.6M in the prior year. The net loss attributable to stockholders widened to $7.0M from $5.1M, driven primarily by a sharp drop in Telecommunication Products & Services revenue (-32%) and Marketplace Platform revenue (-69%). The company continues to face regulatory risks related to dividend repatriation and foreign exchange controls in China, while pursuing growth through data analytics and AI-driven platforms.

• · The company faces dividend restrictions under PRC regulations, which may limit its ability to repatriate profits from its WFOE.
• · Foreign exchange controls in China could delay or limit the conversion of RMB into foreign currencies for dividend remittance.
• · The company's corporate partners span airlines, insurance, financial services, e-commerce, and consumer markets, helping to diversify revenue and minimize seasonal fluctuations.
• · The company is working closely with telecommunication operators in select provinces to negotiate better bulk purchase pricing.
• · The Data & Analytics Platform Solutions segment turned positive from a negative revenue base of ($58,209) to $27,780, a 148% improvement, though the absolute amount remains very small.
• · The company plans to further develop the Sapientus Platform to expand data processing capabilities and analytical modeling across various industry verticals.

29-05-2026

Jonathan Frohlinger resigned as Principal Accounting Officer of Morgan Stanley Direct Lending Fund (MSDL) on May 26, 2026, effective immediately. The resignation was not due to any disagreement with the company.

• · Resignation effective date: May 26, 2026
• · Filing date: May 29, 2026
• · No disagreement cited as reason for departure

29-05-2026

Invesco Commercial Real Estate Finance Trust, Inc. declared monthly distributions of $0.1600 per share for all seven classes of common stock for May 2026, payable on June 12, 2026 to stockholders of record as of May 31, 2026. Net distributions range from $0.1420 (Class S-1 after servicing fee) to $0.1600 (Classes D, I, E, F with no servicing fee). The gross distribution amount is uniform across all classes, with no period-over-period comparison provided in this filing.

• · Each class receives the same gross distribution of $0.1600 per share, but net amounts differ due to stockholder servicing fees.
• · Class S-1 has the lowest net distribution at $0.1420 per share due to the highest servicing fee of $0.0180.
• · Classes D, I, E, and F have no servicing fee, resulting in a full net distribution of $0.1600 per share.
• · Distributions are payable in cash or reinvested in shares for participants in the distribution reinvestment plan.
• · The record date is May 31, 2026 (5:00 PM Eastern time) and payment date is on or about June 12, 2026.

29-05-2026

Kentucky First Federal Bancorp (KFFB) announced that its Board of Directors will hold a special meeting on July 28, 2026 to consider resuming a quarterly dividend of up to $0.10 per share, after suspending dividends since November 2023. However, the Board may declare a lower dividend or none at all, and no final decision has been made. The dividend resumption is contingent on First Federal MHC (holding 58.5% of shares) waiving its right to receive dividends aggregating up to $0.40 per share over 12 months, and on non-objection from the Federal Reserve Bank of Cleveland.

• · Dividends were suspended on January 16, 2024, and no dividend has been paid since November 2023.
• · First Federal MHC previously approved similar dividend waiver proposals from 2012 through 2023.
• · The special Board meeting on July 28, 2026 will follow the First Federal MHC member meeting to vote on the waiver proposal.
• · Any dividend declaration remains subject to non-objection from the Federal Reserve Bank of Cleveland.

29-05-2026

Maravai LifeSciences Holdings, Inc. held its 2026 Annual Meeting on May 26, 2026, with a quorum of 236,082,968 shares present. Shareholders elected three directors (Bernd Brust, Gregory T. Lucier, Luke Marker) to three-year terms, ratified Deloitte & Touche LLP as independent auditor for fiscal year 2026, and approved non-binding advisory say-on-pay compensation. All proposals passed with majority support, though Proposal 1 director elections saw approximately 9-11% of votes withheld against each nominee, indicating modest but notable dissent.

• · Shareholders ratified Deloitte & Touche LLP as independent auditor for fiscal year ending December 31, 2026 with 234,492,897 votes for, 1,246,939 against, 343,132 abstentions
• · Non-binding advisory say-on-pay proposal received 200,054,156.49 votes for, 312,439 abstentions, and 33,258,969.51 broker non-votes
• · Director Bernd Brust received 182,998,545 votes for and 19,825,453.49 withheld (9.8% withheld), Gregory T. Lucier received 179,514,826 for and 23,309,172.49 withheld (11.5% withheld), Luke Marker received 182,239,834 for and 20,584,164.49 withheld (10.2% withheld)
• · Record date for the annual meeting was March 27, 2026
• · Company has dual-class share structure with Class A and Class B common stock

29-05-2026

Star Mountain Lower Middle-Market Capital Corp. issued and sold 45,586.975 Class I shares of common stock on May 29, 2026, for an aggregate offering price of $1,064,000.00, pursuant to a capital drawdown notice to its accredited investors. The sales were exempt from registration under Section 4(a)(2) and Regulation D, with no general solicitation or public offering. No period-over-period comparisons are available in this filing.

• · The shares have a par value of $0.001 per share.
• · Investors are required to fund drawdowns with a minimum of eight business days’ prior notice.
• · The Company relied on representations from investors that each was an accredited investor under Regulation D.

29-05-2026

Apollo Commercial Real Estate Finance, Inc. (ARI) filed a DEF 14A proxy statement for the 2026 Annual Meeting, recommending shareholders vote FOR the ratification of Deloitte & Touche LLP as independent auditor for fiscal 2026 and FOR the advisory approval of named executive officer compensation (say-on-pay). The company is externally managed by ACREFI Management, LLC and has no employees; named executive officers do not receive cash compensation from ARI but are eligible for equity awards under the 2024 Equity Incentive Plan. The company's board held eight meetings during 2025 and all directors attended at least 75% of meetings. In 2025 a Special Committee was formed to review the sale of the commercial real estate loan portfolio to Athene Holding Ltd.

• · The company has no employees; it is managed externally by ACREFI Management, LLC under a management agreement dated April 24, 2026.
• · Named executive officers (including CFO Anastasia Mironova) do not receive cash compensation from ARI; CFO compensation is reimbursed to the Manager based on percentage of time spent on ARI affairs.
• · The Audit Committee recommended ratification of Deloitte & Touche LLP as independent auditor for fiscal 2026; all audit and tax fees were pre-approved by the Committee.
• · In 2025 there were no Audit-Related Fees incurred; tax fees and other fees (related to SEC filings and due diligence) were disclosed.
• · A Special Committee of the board was formed in 2025 to review the sale of the commercial real estate loan portfolio to Athene Holding Ltd.

29-05-2026

Walmart reported strong Q1 FY27 results with total revenues increasing 7.3% YoY to $177.8B and net income attributable to Walmart rising 18.8% to $5.33B. However, comprehensive income attributable to Walmart fell 6.3% to $4.50B due to a sizable other comprehensive loss, while operating cash flow declined 12.4% to $4.74B as inventory investments and lower accrued liabilities offset higher net income.

• · Other comprehensive loss attributable to Walmart was $835M in Q1 FY27 vs. a gain of $309M in Q1 FY26, driving the decline in comprehensive income.
• · The company paid $1.97B in dividends and repurchased $2.08B of stock during Q1 FY27.
• · Capital expenditures rose 34.1% YoY to $6.68B.
• · Total debt (long-term debt due within one year + long-term debt) increased to $40.78B from $38.17B at fiscal year-end.
• · Net cash provided by financing activities was $2.33B in Q1 FY27 vs. only $8M in Q1 FY26, driven by higher short-term borrowing and long-term debt issuance.

29-05-2026

Meta Platforms, Inc. held its 2026 Annual Meeting on May 27, 2026, where shareholders elected all twelve director nominees, including Mark Zuckerberg and others, and ratified Ernst & Young LLP as independent auditor for FY 2026. However, all ten shareholder proposals—covering topics such as AI data usage oversight, executive pay, dual class capital structure, human rights, antisemitism, climate change, child safety, generative AI chatbots, and H-1B visa risks—were overwhelmingly defeated. Quorum was achieved with 92.19% of combined voting power represented.

• · Record date for voting was April 1, 2026.
• · Broker non-votes totaled 212,856,564 on each director election and each shareholder proposal.
• · All director nominees received over 4 billion votes 'for'; John Elkann had the highest 'withheld' votes at 858,647,251.
• · The shareholder proposal on H-1B visa risks received the fewest 'for' votes: only 11,628,532 (0.2% of votes cast).

29-05-2026

FiEE, Inc. filed an S-3 registration statement on May 29, 2026, registering 494,476 shares of common stock for resale by three selling stockholders (Chan Oi Fat, Zhou Weiqian, and Zhu Lei). The company will not receive any proceeds from these sales. FiEE recently pivoted to AI, blockchain, and MCN services, and acquired Houren-Geiju Kabushikikaisha in November 2025, but all current revenue-generating operations are conducted through its Hong Kong subsidiary, FiEE (HK), exposing the company to significant regulatory risks from Hong Kong and PRC authorities. The company has not paid any dividends and does not anticipate doing so in the foreseeable future.

• · FiEE was originally incorporated in Delaware in March 1993 as Zoom Telephonics, Inc., merged with Minim, Inc. in November 2020, and rebranded to FiEE, Inc. in February 2025.
• · Principal executive offices are located in Osaka, Japan.
• · The company has not received any transfers, dividends, or distributions of cash from its subsidiaries to date.
• · FiEE is not currently required to obtain permission from Chinese authorities to operate or issue securities, but faces risks from potential future regulatory changes.
• · The selling stockholders may sell all, some, or none of the registered shares at different times and prices, potentially causing price declines for investors who buy at different times.
• · The company bears all costs of registration except underwriting discounts and expenses of the selling stockholders.

29-05-2026

DraftKings Inc. announced on May 29, 2026, that CFO Alan Ellingson will also assume the role of principal accounting officer (PAO), effective immediately, with no change in compensation. Erik Bradbury, the previous PAO, will remain as Chief Accounting Officer. The filing contains no financial data or period-over-period comparisons.

• · Alan Ellingson will not receive any additional compensation for the PAO role.
• · Erik Bradbury remains as Chief Accounting Officer despite the change.
• · The change follows a review of executive officer and senior leadership team functions.

29-05-2026

Avis Budget Group appointed Tina Goldenberg as Vice President and Chief Accounting Officer, effective June 15, 2026, succeeding Cathleen DeGenova who is retiring. Ms. DeGenova will remain as Senior Vice President and Chief Accounting Officer until June 14, 2026, and will advise the Company through April 1, 2027. Ms. Goldenberg will receive an annual base salary of $270,000 and is eligible for an annual incentive award at a target rate of 45% of base salary.

• · Ms. Goldenberg, age 42, has been a Senior Director overseeing Accounting for the Company’s Americas region since March 2020.
• · She joined the Company in March 2013 and previously held roles in Internal Reporting and Financial Reporting & Technical Accounting.
• · Prior to joining Avis Budget, Ms. Goldenberg was an accountant with Deloitte and is a Certified Public Accountant.
• · Cathleen DeGenova will continue to advise the Company through April 1, 2027, to assist with the orderly transition.

29-05-2026

Fathom Holdings Inc. (FTHM) received a Nasdaq notification on May 22, 2026, for non-compliance with Listing Rule 5250(c)(1) due to the delayed filing of its Quarterly Report on Form 10-Q for the period ended March 31, 2026. The company has 60 days (until July 21, 2026) to submit a compliance plan, and if accepted, Nasdaq may grant an exception until November 11, 2026. While the notice has no immediate effect on trading, failure to regain compliance could lead to delisting, and the company has not yet filed the Form 10-Q, indicating ongoing reporting delays.

• · The notification letter was received on May 22, 2026, and the 8-K was filed on May 29, 2026.
• · The company's common stock continues to trade on the Nasdaq Capital Market under symbol FTHM with no immediate impact on listing.
• · If Nasdaq rejects the compliance plan, the company can appeal to a Nasdaq hearings panel under Listing Rule 5815(a).
• · Any subsequent periodic filing due within the exception period must also be filed by the end of that period.

29-05-2026

Ellington Financial Inc. held its 2026 Annual Meeting on May 28, 2026, where stockholders elected six directors, approved executive compensation on an advisory basis, ratified PricewaterhouseCoopers LLP as the independent auditor for fiscal 2026, and approved the adoption of the 2026 Equity Incentive Plan. All proposals passed with strong support, though the say-on-pay vote had 3.3 million against and 0.8 million abstentions, and the Equity Incentive Plan had 2.8 million against and 0.9 million abstentions.

• · Broker non-votes totaled approximately 33.1 million shares on all proposals except the auditor ratification, which had no broker non-votes as it was considered routine.
• · The auditor ratification received 90.2 million votes for, 0.9 million against, and 0.7 million abstentions.
• · Director Stephen J. Dannhauser received the lowest 'for' votes among directors at 48.4 million, with 10.3 million withheld.
• · The Equity Incentive Plan was approved with 55.0 million for, 2.8 million against, and 0.9 million abstentions.

29-05-2026

Willis Lease Finance Corp (WLFC) adjourned its 2026 Annual Meeting from May 26 to June 23, 2026, to allow more time for stockholders to vote on Proposal 2, a forward stock split that would subdivide each existing share into three shares. Proposals 1, 3, 4, and 5 were already approved. The Board unanimously recommends voting FOR the stock split, citing increased accessibility for investors, though the split itself does not change the total value of any investment.

• · Proposals 1, 3, 4, and 5 were approved by stockholders at the May 26 meeting.
• · The Annual Meeting was adjourned with respect to Proposal 2 to solicit additional votes.
• · The reconvened meeting is scheduled for June 23, 2026, at 10:00 A.M. eastern time.
• · The Board unanimously recommends voting FOR Proposal 2.
• · The stock split would not change the total value of an investment.
• · The trading price of WLFC common stock has increased significantly over the past several years.

29-05-2026

Flag Ship Acquisition Corp (FSHPU) filed its 10-K annual report, outlining its investment criteria for a business combination. The SPAC targets middle-market growth businesses with enterprise values between $200M and $400M, focusing on strong management teams, revenue and earnings growth potential, and strong free cash flow generation. The filing also highlights risks related to potential foreign operations and the dilutive effects of issuing ordinary shares.

• · The SPAC does not intend to acquire start-up companies or companies with negative cash flow.
• · Target businesses should have predictable revenue streams and low working capital and capital expenditure requirements.
• · After a business combination, substantially all assets and revenue may be located in or derived from a foreign country, exposing the company to economic, political, and legal risks in that country.
• · Issuing a substantial number of ordinary shares could cause a change in control, affecting net operating loss carry forwards and potentially leading to resignation or removal of officers and directors.
• · Debt obligations could consume a substantial portion of cash flow, limiting funds for dividends, expenses, capital expenditures, acquisitions, and other purposes.

29-05-2026

Antares Private Credit Fund declared a regular distribution of $0.1887 per share payable on June 29, 2026, and reported an April 30, 2026 NAV per share of $24.69. The fund's aggregate NAV was $802.8 million with loan commitments of $2,057.7 million, while debt outstanding of $946.3 million resulted in a debt-to-equity ratio of 1.18x and net leverage of 1.12x. The continuous offering has raised $817.0 million from 32.6 million shares issued through May 1, 2026.

• · The distribution of $0.1887 per share is payable to shareholders of record as of May 28, 2026, and will be paid on or about June 29, 2026.
• · The NAV per share for Class I shares as of April 30, 2026, is $24.69.
• · The debt-to-equity (NAV) ratio is 1.18x, and the net leverage ratio is 1.12x.
• · The offering is continuous up to $2.0 billion in shares, with shares sold monthly at a price generally equal to NAV per share.
• · The total consideration from the offering through May 1, 2026, is $817,032,140 from 32,627,717 Class I shares issued.

29-05-2026

FirstEnergy Corp. filed an S-3 shelf registration statement on May 29, 2026, allowing it to offer and sell various securities (including debt securities, common stock, and other instruments) from time to time. The company intends to use net proceeds for general corporate purposes such as capital expenditures, acquisitions, and refinancing debt. As a holding company, its obligations under the securities will be effectively subordinated to the liabilities of its consolidated subsidiaries, which hold substantially all of its assets.

• · The S-3 registration statement was filed on May 29, 2026, and incorporates by reference FirstEnergy's Annual Report on Form 10-K for the year ended December 31, 2025, its Quarterly Report on Form 10-Q for the three months ended March 31, 2026, and certain Current Reports on Form 8-K.
• · FirstEnergy's electric distribution companies serve over six million customers in Ohio, Pennsylvania, New Jersey, West Virginia, Maryland, and New York.
• · The company's transmission subsidiaries operate more than 24,000 miles of transmission lines and two regional transmission operation centers.
• · As of March 31, 2026, Monongahela Power Company and its generation subsidiary controlled 3,610 MW of net maximum generation capacity.
• · Debt securities will be unsecured; senior debt ranks equally with other unsecured unsubordinated debt; junior subordinated debt is junior to senior debt.
• · The indenture does not limit the aggregate principal amount of debt securities that may be issued, and the company may reopen a series for additional issuances without consent of existing holders.
• · There are no provisions in the indenture requiring redemption or protecting holders in the event of a change in control or substantial additional indebtedness.

29-05-2026

FTAI Infrastructure Inc. held its 2026 Annual Meeting on May 29, 2026, where shareholders elected James L. Hamilton as a Class I director to serve until the 2029 Annual Meeting, with 38,456,441 votes for and 31,990,834 votes withheld, and 31,827,451 broker non-votes. Shareholders also ratified KPMG LLP as the independent auditor for fiscal year 2026 with overwhelming support (101,692,640 votes for, 404,981 against, 177,105 abstentions). The high number of withheld votes for the director (45.4% of votes cast) indicates significant shareholder dissent, while the auditor ratification was nearly unanimous.

• · The director election had 31,827,451 broker non-votes, which are not counted in the vote total for non-routine matters.
• · The auditor ratification was a routine matter, so brokers could vote on it without instructions, resulting in no broker non-votes.
• · Total shares outstanding as of the record date are not disclosed, but the combined votes for and withheld (70,447,275) plus broker non-votes (31,827,451) total 102,274,726 shares, which aligns closely with the auditor vote total (102,274,726).

29-05-2026

FONAR Corp. ('FONR') held a special stockholder meeting on May 28, 2026, where stockholders overwhelmingly approved the merger agreement with FONAR, LLC / FONAR Acquisition Sub, Inc., with 13,124,769 votes in favor for Company Stockholder Approval and 6,502,501 votes for Section 203 approval (exceeding the required 66 2/3% of disinterested votes). The merger is expected to close on June 3, 2026, subject to satisfaction of remaining conditions. However, 551,079 votes were cast against the proposal across all three voting categories, indicating some shareholder dissent.

• · TOTAL VOTES: 13,124,769 For, 551,079 Against, 17,171 Abstentions for Company Stockholder Approval.
• · Disinterested Stockholder Approval: 3,279,090 For, 551,079 Against, 17,171 Abstentions.
• · Section 203 Approval: 6,502,501 For, 551,079 Against, 17,171 Abstentions (exceeds 66 2/3% requirement).
• · Merger Agreement dated December 23, 2025, between FONAR, LLC, FONAR Acquisition Sub, Inc., and FONAR Corp.
• · Expected closing date: June 3, 2026, subject to satisfaction or waiver of remaining conditions.
• · Company maintains the transaction is NOT subject to Section 203 DGCL voting requirements, but obtained Section 203 Approval nonetheless to moot the question.
• · Voting rights: 1 vote per Common share, 10 votes per Class B share, 25 votes per Class C share.

29-05-2026

This is an S-1/A registration statement filed on May 29, 2026 by iShares Delaware Trust Sponsor LLC for the iShares Bitcoin Premium Income ETF (ticker: BITA, CUSIP: 46439G 108). The Trust seeks to offer shares representing fractional undivided beneficial interests in a portfolio holding bitcoin, iShares Bitcoin Trust (IBIT) shares, and cash, while generating monthly premium income by writing monthly covered call options on IBIT shares. The filing details key service providers, creation/redemption mechanics, NAV determination (using CF Benchmarks Index at 4:00 p.m. ET), and expenses—most notably that the Sponsor's Fee percentage is intentionally left blank [__]% in this draft. The sponsor has agreed to cover marketing, administrative, trustee, advisor, custody, listing, SEC registration, printing, tax, audit, and license fees plus up to $500,000 per annum in ordinary legal fees, but extraordinary expenses (taxes, brokerage, Bitcoin network fees, options trading fees, litigation costs) are not assumed by the Sponsor and must be covered by selling bitcoin and/or IBIT shares, which will cause a gradual decrease in the amount of bitcoin and IBIT shares represented by each Share over time.

• · The Trust is opting out of the extended transition period for complying with new or revised accounting standards under the JOBS Act, and this decision is irrevocable.
• · Creations and redemptions are primarily all-cash deposits (creations) and partial cash deposits (redemptions), but the Sponsor may accept in-kind deposits at its discretion.
• · The Trustee (not the Sponsor directly) calculates NAV as of 4:00 p.m. ET each business day, with any creation/redemption activity impacts reflected on the following business day.
• · Sponsor's Fee accrues daily at an annualized rate of [__]% of NAV (blank in this draft) and is payable at least quarterly in arrears; the Trust intends to pay the fee with proceeds from sales of IBIT shares.
• · The Trust does not engage in any activity designed to derive a profit from changes in bitcoin price beyond its option strategy; only source of funds for expenses is selling bitcoin and/or IBIT shares.
• · Incidental Rights / IR Digital Assets (e.g., from bitcoin forks or airdrops) may be acquired by the Trust, subject to Trust Agreement provisions.
• · The Trust may also be subject to liabilities such as litigation that are not assumed by the Sponsor; covering such liabilities would also require selling bitcoin and/or IBIT shares.

29-05-2026

DigitalBridge Group, Inc. held its 2026 Annual Meeting on May 28, 2026, where all nine director nominees were elected, the advisory vote on executive compensation was approved, and the amendment to the 2024 Omnibus Stock Incentive Plan (adding 6,000,000 shares) was approved. However, the election results showed significant opposition to certain directors, with James Keith Brown, Jeannie H. Diefenderfer, and Gregory J. McCray each receiving over 28 million votes against, and the executive compensation proposal passed with a relatively narrow margin (73.1 million for vs. 48.5 million against), indicating notable shareholder dissent.

• · The advisory vote on executive compensation passed with 73,139,847 votes for and 48,477,618 votes against, a margin of only 60.1% in favor.
• · Director Gregory J. McCray received the highest votes against (35,446,208) among all nominees, with only 82,635,632 votes for.
• · The ratification of Ernst & Young as independent auditor passed overwhelmingly with 147,487,500 votes for and only 726,395 against.
• · The Omnibus Plan amendment was approved with 118,023,425 votes for and 3,924,132 against.
• · 2,358,601 shares of class A common stock were issued in a private placement under Section 4(a)(2) to satisfy an OP unit redemption.

29-05-2026

Antares Strategic Credit Fund declared a regular distribution of $0.1910 per share payable on June 29, 2026, and reported a NAV per share of $24.99 as of April 30, 2026. The company received approximately $3.4 million in new subscriptions in May 2026, while its aggregate NAV stood at $2,183.7 million with a debt-to-equity ratio of 1.10x and net leverage of 1.06x.

• · NAV per share as of April 30, 2026: $24.99
• · Debt-to-equity (NAV) ratio: 1.10x
• · Net leverage ratio: 1.06x
• · Common shares offered continuously via private placement under Section 4(a)(2) and Regulation D (U.S.) and Regulation S (non-U.S.)
• · Distribution record date: May 28, 2026; payment date: on or about June 29, 2026

29-05-2026

SL Investment Fund II LLC filed an amendment (Form 10-Q/A) to its quarterly report for the period ended March 31, 2026, solely to include revised certifications from its CEO and CFO that were inadvertently omitted from the original filing. The amendment does not change any previously reported financial results or reflect events after the original filing date.

• · The amendment (Amendment No. 1) was filed on May 29, 2026, to correct certifications under Section 302 of the Sarbanes-Oxley Act.
• · Original Form 10-Q was filed on May 14, 2026.
• · No financial results were changed; the amendment only adds revised CEO and CFO certifications.
• · The company is an emerging growth company and has elected not to use the extended transition period for new financial accounting standards.
• · Commission file number is 814-01754.

29-05-2026

First Interstate BancSystem, Inc. filed a Certificate of Amendment to its Certificate of Incorporation, effective May 28, 2026, to change the standard for electing directors from plurality voting to majority voting, except in contested elections where plurality voting will still apply as set forth in the Bylaws. The amendment was approved by the Board on February 24, 2026, and subsequently ratified by shareholders at the 2026 Annual Meeting. No financial figures or period-over-period comparisons are included in this filing.

• · The amendment was adopted by the Board on February 24, 2026, and approved by shareholders at the 2026 Annual Meeting.
• · Majority voting applies to director elections except in contested elections, where plurality voting will be used as defined in the Bylaws.
• · Cumulative voting for directors is explicitly prohibited.
• · The amendment became effective upon filing with the Delaware Secretary of State on May 28, 2026.

29-05-2026

Essex Property Trust, Inc. filed an 8-K on May 29, 2026, announcing that on June 3, 2026, representatives will meet with investors and deliver an investor presentation. The presentation has been posted on the company's website for download. The filing is furnished under Regulation FD and does not contain any financial results or quantitative data.

• · The investor presentation is available on the investor section of the company's website at www.essex.com.
• · The filing is furnished under Item 7.01 and is not deemed filed for Section 18 of the Exchange Act.

29-05-2026

BullFrog AI Holdings, Inc. filed an S-1 registration statement on May 29, 2026, to register an additional 2,000,000 shares of common stock for resale by Lincoln Park under a Purchase Agreement. The company has a going concern opinion from its auditor, has recently regained compliance with Nasdaq's stockholders' equity requirement after raising $3.45 million, but remains non-compliant with the minimum bid price rule (below $1.00 per share) with a compliance deadline of August 10, 2026. On a positive note, the company entered a feasibility agreement with a global pharmaceutical company in March 2026 to apply its bfLEAP® AI platform for drug target discovery in major depressive disorder.

• · The company received a Nasdaq non-compliance notice on February 10, 2026 for bid price below $1.00; has until August 10, 2026 to regain compliance.
• · Stockholders approved a reverse stock split in October 2025 (ratio 1:2 to 1:15), which the board may use to address bid price deficiency.
• · The feasibility agreement with a global pharma company for MDD drug target discovery runs for one year from March 27, 2026.
• · The company qualifies as an emerging growth company and has elected not to opt out of extended transition period for new accounting standards.
• · The company does not intend to pay dividends on common stock.
• · Lincoln Park's purchase commitment is up to $10 million; the company may not have access to the full amount.
• · The company's auditor included a going concern explanatory paragraph in its report on the December 31, 2025 financial statements.

29-05-2026

Oxford Square Capital Corp. dismissed PricewaterhouseCoopers LLP (PwC) as its independent auditor and engaged Ernst & Young LLP (EY), effective May 26, 2026. The change was approved by the board based on the audit committee's recommendation. PwC's audit reports for fiscal years 2024 and 2025 were unqualified, and there were no disagreements or reportable events during the relevant periods.

• · The decision to change auditors was made on May 26, 2026, and the 8-K was filed on May 29, 2026.
• · PwC's audit reports for fiscal years ended December 31, 2025 and 2024 were unqualified and contained no adverse opinion or disclaimer.
• · There were no disagreements or reportable events between the company and PwC during the two most recent fiscal years and the subsequent interim period through May 26, 2026.
• · The company had not consulted with EY on any accounting principles or audit opinion matters prior to engagement.

29-05-2026

Coastal Financial Corporation held its 2026 annual meeting on May 27, 2026, with 91% of voting power represented. All director nominees were elected, Baker Tilly US, LLP was ratified as auditor, and the advisory vote on executive compensation was approved. However, director Steven D. Hovde received a nearly tied vote (6,374,067 for vs. 6,372,171 withheld), indicating significant shareholder dissent.

• · The meeting had 13,853,559 shares represented, constituting a quorum.
• · Director Steven D. Hovde received 6,374,067 votes for and 6,372,171 withheld, a near 50/50 split.
• · Baker Tilly US, LLP was ratified as auditor with 13,810,457 votes for, 41,938 against, and 1,162 abstentions.
• · The advisory vote on executive compensation passed with 12,261,568 for, 344,062 against, and 140,608 abstentions.
• · There were 1,107,321 broker non-votes on director elections and the compensation proposal.

29-05-2026

Onfolio Holdings Inc. received a Nasdaq notice on May 26, 2026, for non-compliance with the minimum stockholders' equity requirement of $2,500,000, reporting only $1,216,603 in equity as of March 31, 2026. The company also fails alternative listing standards based on market value of listed securities ($35 million) or net income from continuing operations ($500,000). The company has until July 10, 2026, to submit a compliance plan, but there is no assurance of acceptance or ability to regain compliance, posing a material risk of delisting.

• · The company also fails alternative continued listing standards: market value of listed securities of $35 million and net income from continuing operations of $500,000 in the most recently completed fiscal year or in two of the last three years.
• · If the compliance plan is not accepted or compliance is not regained, the company has the right to request a hearing before an independent Nasdaq hearings panel, which would stay any suspension or delisting action pending the hearing process.
• · The notice and non-compliance do not have an immediate effect on the trading of the company's common stock under the symbol 'ONFO'.

29-05-2026

Superior Group of Companies, Inc. (SGC) entered into a new employment agreement with CEO Michael Benstock on May 26, 2026, effective through May 31, 2029. The agreement sets an initial annual base salary of $1,044,399, guarantees a minimum annual bonus of $500,000 for fiscal years 2026-2028, and includes a retention bonus of $2,100,000 payable upon voluntary retirement or resignation for Good Reason. The agreement also provides for enhanced severance benefits upon termination without Cause or resignation for Good Reason, including 2.0 times highest annual compensation plus prorated guaranteed bonus, and replaces a prior severance protection agreement from 2005.

• · The employment agreement expires on May 31, 2029, unless terminated earlier per its terms.
• · The guaranteed bonus of $500,000 is prorated for departures prior to December 31 of the applicable fiscal year.
• · The retention bonus of $2,100,000 is payable within 240 days following voluntary retirement or resignation for Good Reason.
• · Severance upon termination without Cause within 12 months after a Change in Control or during the term includes 2.0 times highest annual compensation plus prorated guaranteed bonus.
• · Highest annual compensation is defined as the single highest base salary in the preceding three years plus the average of annual cash bonuses from the three full fiscal years before termination.
• · The agreement includes non-compete, non-solicitation, and confidentiality provisions.
• · Upon retirement, unvested restricted stock awards accelerate on a prorated basis based on time elapsed from grant date to retirement.
• · Post-retirement, Mr. Benstock may use a company office and administrative assistant services up to 25 hours per month.
• · This agreement voids the prior Severance Protection Agreement dated November 23, 2005.

29-05-2026

Gulf Resources, Inc. (GURE) received a Nasdaq delisting notice on May 26, 2026 for failing to timely file its Form 10-Q for Q1 2026 and remaining delinquent on its Form 10-K for FY2025, violating Nasdaq Listing Rule 5250(c)(1). The company must submit a compliance plan by June 22, 2026; if accepted, Nasdaq may grant an extension until October 12, 2026. While the notice has no immediate effect on trading, the company faces significant regulatory risk and has not yet filed either delinquent report.

• · The company remains delinquent in filing its Annual Report on Form 10-K for FY2025 (the Initial Delinquent Filing).
• · If Nasdaq does not accept the compliance plan, the company may appeal to a Nasdaq Hearings Panel.
• · The company operates through three wholly-owned subsidiaries: SCHC, DCHC, and SHSI.
• · The company's common stock has a par value of $0.0005 per share and trades under the symbol GURE on the Nasdaq Capital Market.

29-05-2026

HealthLynked Corp filed Amendment No. 2 to its S-1 registration statement on May 29, 2026, detailing its executive team and board of directors. The filing introduces a largely experienced management team, including new CFO Jeremy Daniel (appointed Jan 2025) and COO Duncan McGillivray (appointed Dec 2025), along with several new directors. No financial performance data or offering details are included in this excerpt, limiting assessment of the company's operational trends.

• · The filing is Amendment No. 2 to Form S-1 (Registration No. 333-293324), filed on May 29, 2026.
• · Jeremy Daniel was appointed CFO effective January 15, 2025; Duncan McGillivray was appointed COO effective December 8, 2025.
• · Chris G. Pulos and Jason Bishara became directors in December 2025.
• · George O'Leary served as CFO from August 6, 2014 until April 4, 2024, and has been a director since August 6, 2014.
• · No financial results, revenue figures, or offering size/price are disclosed in this excerpt.

29-05-2026

H. Gilbert Culbreth, Jr. resigned from the Board of Seacoast Banking Corporation of Florida effective June 15, 2026, for personal reasons and not due to any disagreement. He will remain on the board of the subsidiary Seacoast National Bank. The company expressed gratitude for his service.

• · Mr. Culbreth was appointed to the Board in 2008 and served on the compensation and governance committee.
• · Resignation effective June 15, 2026.
• · He will remain on the board of Seacoast National Bank.

29-05-2026

Ruane Cunniff LP announced its decision to convert the Sequoia Fund, Inc. mutual fund into an actively-managed ETF (Sequoia ETF) to provide significant tax advantages for taxable shareholders, including deferral of capital gains recognition and uninterrupted compounding. The reorganization requires a shareholder vote expected in late July 2026, with the target completion in early September 2026. While the ETF structure offers tax benefits and simplified access, shareholders will need eligible brokerage accounts, may face broker commissions, and the tax advantages are subject to potential changes in IRS rules.

• · The last date to purchase Sequoia Fund shares is expected to be August 29, 2026.
• · Shareholders who own shares directly will need to transfer them into an eligible brokerage account before the reorganization.
• · The Sequoia ETF's prospectus is not yet effective but will be available before the conversion.
• · The reorganization is expected to qualify as a tax-free event for U.S. federal income tax purposes.
• · The ETF will have its own website with SEC-mandated disclosures, which will go live when trading begins.
• · The conversion defers tax obligations rather than eliminating them; taxes apply when ETF shares are sold at a gain.
• · EQ Fund Solutions, LLC has been employed to gather proxy votes.

29-05-2026

XAI Octagon Floating Rate & Alternative Income Trust (XFLT) announced a name change to 'XAI Floating Rate & Alternative Income Trust', effective June 8, 2026. The filing provides no financial data or performance metrics.

• · The name change was filed on May 19, 2026, and the effective date is June 8, 2026.
• · The new name will be 'XAI Floating Rate & Alternative Income Trust'.

29-05-2026

Cardiff Oncology (CRDF) disclosed that on May 27, 2026, it received written notice from Nerviano Medical Sciences S.r.l. (NMS) terminating the License Agreement dated March 13, 2017, alleging material breach by Cardiff for failing to name an NMS employee as a joint inventor on certain patents and for failing to use commercially reasonable efforts in developing onvansertib. Cardiff has responded that the termination notice is legally ineffective and factually unsupported, and the company will continue to perform under the agreement. The dispute follows a lawsuit Cardiff filed against NMS on May 19, 2026, seeking injunctive relief and a declaratory judgment that it did not breach the agreement.

• · The License Agreement was originally dated March 13, 2017.
• · NMS alleges breach of Sections 7.3, 7.5, 7.9 (regarding commercially reasonable efforts) and Section 10.2(c) (inventorship) of the Agreement.
• · The disputed Cardiff Patents are U.S. Pat. Nos. 12,144,813 and 12,263,173.
• · The lawsuit was filed in the United States District Court for the Southern District of California.
• · Cardiff Oncology stated it will continue to perform under the Agreement despite the termination notice.

29-05-2026

Federal Home Loan Bank of Des Moines issued four new consolidated obligations on May 26, 2026, with a total principal amount of $70,000,000. The issuances include one non-callable fixed-rate bond ($25,000,000 at 4.38%) and three optional principal redemption (callable) Bermudan-style fixed-rate bonds totaling $45,000,000, with coupons ranging from 4.00% to 4.45% and maturities from June 2027 to June 2029.

• · All four bonds are Fixed Constant rate type (non-variable).
• · Three of the four bonds are callable (Optional Principal Redemption) with Bermudan call style, meaning redeemable on specified recurring dates after the first call date.
• · The non-callable bond (CUSIP 3130AWN3) matures on June 8, 2029, and has the highest coupon among the issuances at 4.38%.
• · The callable bonds have first call dates ranging from November 2026 to November 2026, and final maturities from June 2027 to May 2029.
• · No variable-rate, amortizing, or indexed bonds were issued in this batch.