S&P 500 Consumer Discretionary Sector SEC Filings — June 03, 2026

03-06-2026

FONAR Corporation filed an 8-K with the SEC on June 3, 2026, detailing an amended and restated certificate of incorporation. The filing includes corporate governance provisions such as director liability limitation, indemnification, and exclusive forum selection, often precursors to or concurrent with a merger or acquisition transaction. No specific financial metrics or transaction details are disclosed in this exhibit.

• · The certificate of incorporation was amended and restated, reflecting standard corporate governance updates.
• · The total authorized shares are 10,000, all common stock with a par value of $0.0001 per share.
• · Director liability is limited except for breach of duty of loyalty, bad faith acts, intentional misconduct, and improper personal benefit.
• · The corporation provides mandatory indemnification for directors and officers to the fullest extent permitted by Delaware law.
• · The exclusive forum for legal disputes is the Court of Chancery of the State of Delaware (or federal district court if needed).
• · Articles Fifth and Sixth (liability and indemnification) are specifically reserved from amendment without consent.

03-06-2026

Amplify Energy Corp. held its 2026 Annual Meeting on June 3, 2026, where all five director nominees were elected, Grant Thornton LLP was ratified as independent auditor for 2026, and the 2024 Amended and Restated Equity Incentive Plan was approved. Shareholders also approved, on a non-binding advisory basis, executive compensation and voted for an annual frequency of future advisory votes on executive compensation. All proposals passed with strong support, though director Deborah G. Adams received the lowest 'For' votes among nominees (14.35M), and approximately 1.6M shares voted for a three-year frequency on the advisory vote proposal.

• · Deborah G. Adams received the lowest 'For' votes among director nominees at 14,351,732, with 1,241,027 against and 437,392 abstentions.
• · Clint Coghill received the highest 'For' votes among director nominees at 15,454,710.
• · The ratification of Grant Thornton LLP had the highest total votes cast (26,305,705 For) with only 102,486 Against.
• · Approximately 1.6 million shares (1,607,544) voted for a three-year frequency on advisory votes on executive compensation, compared to 14.35 million for annual frequency.
• · Broker non-votes totaled 10,563,307 on all proposals except the auditor ratification.

03-06-2026

Chain Bridge I entered into Amendment No. 1 to its existing $1,250,000 Senior Note with C/M Capital Master Fund LP, extending the maturity date from June 30, 2026 to November 15, 2026 and removing an event of default related to preferred shares authorization. Concurrently, the company issued new unsecured, non-interest bearing promissory notes with an aggregate principal amount of $312,500 (purchased at $250,000, implying a 25% discount) to certain investors, with proceeds earmarked for business combination expenses and general corporate purposes. The new notes mature on November 15, 2026 and are junior to Permitted Senior Indebtedness but senior to all other company indebtedness.

• · The new notes were issued at a 25% discount to principal ($250,000 purchase price for $312,500 principal).
• · The new notes rank junior to Permitted Senior Indebtedness, pari passu to Permitted Indebtedness, and senior to all other company indebtedness.
• · Lenders have the right to exchange all or any portion of the new notes for a new series of preferred shares on mutually agreed terms.
• · The existing Senior Note's maturity was extended from June 30, 2026 to November 15, 2026.
• · The event of default for failure to establish and authorize a certificate of designation for preferred shares by November 15, 2025 was removed.

03-06-2026

Smithfield Foods, Inc. held its 2026 Annual Meeting on June 2, 2026, where shareholders elected all three director nominees, ratified Ernst & Young LLP as the independent auditor for fiscal year ending January 3, 2027, and approved the non-binding advisory vote on named executive officer compensation for fiscal 2025. All proposals passed with strong shareholder support, though director Wan Long received the lowest 'For' votes at 93.5% of votes cast (excluding broker non-votes), while Raymond A. Starling received the highest at 98.5%.

• · Broker non-votes totaled 6,143,347 on director elections and the executive compensation proposal.
• · The ratification of Ernst & Young LLP received 379,298,050 'For' votes, 424,737 'Against', and 7,967 'Abstain'.
• · The advisory vote on executive compensation received 369,498,286 'For', 4,053,422 'Against', and 35,699 'Abstain'.
• · All three director nominees were elected to serve until the 2029 Annual Meeting.

03-06-2026

Broadway Financial Corporation filed a Form 8-K on June 3, 2026, disclosing a quarterly earnings presentation (Exhibit 99.1) under Regulation FD. The presentation may be used in meetings with investors and analysts. No specific financial figures or performance metrics are included in the filing itself.

• · The filing is made under Item 7.01 (Regulation FD Disclosure) and Item 9.01 (Financial Statements and Exhibits).
• · The presentation is dated June 3, 2026, and is attached as Exhibit 99.1.
• · The information is furnished, not filed, and is not incorporated by reference into other SEC filings.

03-06-2026

OPAL Fuels Inc. announced the commencement of construction on two renewable natural gas (RNG) facilities in Polk County, Georgia and Tallapoosa County, Alabama, which are 50/50 joint ventures with GFL Environmental. The facilities are expected to produce approximately 15 million gasoline gallon equivalents of RNG annually, enough to power about 800 Class 8 heavy-duty tractors per year, with the RNG to be distributed through OPAL's fueling station network.

• · The two RNG facilities are owned jointly on a 50/50 basis by GFL Environmental and OPAL Fuels Inc.
• · OPAL intends to distribute the RNG through its existing RNG/CNG fueling station network.
• · Construction commencement was announced on June 3, 2026.
• · The filing includes standard cautionary language regarding forward-looking statements.

03-06-2026

Brighthouse Financial, Inc. held its 2026 Annual Meeting on June 2, 2026, where stockholders elected nine director nominees, ratified Deloitte & Touche LLP as independent auditor for fiscal year 2026, and approved the advisory Say-on-Pay resolution. All three proposals passed with strong support, though the Say-on-Pay vote received 1.4% against votes (545,676 shares) and 0.5% abstentions, indicating some shareholder dissent on executive compensation.

• · The 2026 Annual Meeting was held on June 2, 2026, and the 8-K was filed on June 3, 2026.
• · All nine director nominees were elected with votes ranging from 37,472,798 (Diane E. Offereins) to 37,691,962 (Eric T. Steigerwalt) in favor.
• · Broker non-votes totaled 5,516,725 for all director elections and the Say-on-Pay proposal.
• · Auditor ratification received 43,086,381 votes in favor, 147,967 against, and 80,592 abstentions, with no broker non-votes.
• · The Say-on-Pay proposal received 37,075,125 votes in favor, 545,676 against, and 177,414 abstentions.

03-06-2026

Zillow Group held its 2026 Annual Meeting on June 2, 2026, where shareholders elected three Class III directors and ratified Deloitte & Touche LLP as the independent auditor. The Board also amended the 2026 repurchase program on June 3, 2026, adding a restriction that no repurchase may cause any single shareholder to beneficially own more than 45% of the Company's outstanding voting power; all other terms and the $1.25 billion authorization remain unchanged.

• · Director votes: Bohutinsky 83,874,848 For, Hoag 85,268,255 For, Maffei 85,037,150 For (all against + abstain under 5% each, with ~4.9M broker non-votes).
• · Ratification of Deloitte & Touche passed with 94,704,606 For, 189,091 Against, 37,889 Abstain.
• · The repurchase program amendment was effective June 3, 2026, and no shareholder currently exceeds the 45% voting power threshold.

03-06-2026

Energy Transfer LP announced the planned retirement of Co-CEO Marshall S. 'Mackie' McCrea III, effective on or before December 31, 2026. Upon his retirement, Co-CEO Thomas E. Long will become the sole CEO. The Compensation Committee approved accelerated vesting of a portion of McCrea's equity awards in connection with a separation agreement, while the remaining awards will vest under qualified retirement provisions with a six-month delay.

• · McCrea will continue as Co-CEO and Board member until his retirement date, and remain on the Board thereafter.
• · The 2025 Award (restricted units and cash restricted units granted in December 2025) will remain outstanding and vest per original schedule if McCrea retires before December 5, 2026; if on or after that date, it accelerates like other awards.
• · The separation agreement includes a standard release of claims, a 12-month non-compete/non-solicitation covenant, a non-disparagement clause, confidentiality obligations, and a 24-month general cooperation clause (plus open-ended cooperation for current litigation).
• · Restrictive covenant and cooperation periods begin only after McCrea's Board service ends.
• · The final number of units to be accelerated will be disclosed when the retirement date is finalized.

03-06-2026

Farmer Mac's Board declared a quarterly dividend of $0.2769097 per share on its 6.875% Series I Preferred Stock, payable July 17, 2026 to holders of record as of July 1, 2026. This dividend covers the period from May 19, 2026 to July 17, 2026. Dividends for the common stock and five other preferred series (Series D–H) were previously declared on May 13, 2026, and this filing adds the Series I dividend declaration.

• · Record date for the Series I dividend is July 1, 2026; payment date is July 17, 2026.
• · Dividend period is from May 19, 2026 (not inclusive) to July 17, 2026 (inclusive).
• · No negative or flat metrics are included in this filing—it is a routine dividend declaration.

03-06-2026

Five Below, Inc. reported outstanding Q1 FY2026 results with net sales surging 32.5% YoY to $1.2856B and comparable sales increasing 22.7%, driven by broad-based growth across merchandising worlds and demographic segments. GAAP diluted EPS more than tripled to $2.21 from $0.75, while the company raised its full-year 2026 sales and EPS outlook. However, the company's outlook for Q2 implies a significant sequential deceleration in comparable sales growth to approximately 7-9% and a sharp drop in net income to $64M-$71M range, reflecting a cautious stance on potential tariff impacts and macroeconomic uncertainty.

• · Adjusted diluted EPS of $2.22 compared to $0.86 in prior year, a 158% increase.
• · Effective tax rate declined to 24.3% from 27.2%, providing a tailwind to net income.
• · Full year FY2026 net income outlook range: $480M to $502M (GAAP); adjusted $482M to $504M.
• · Full year FY2026 diluted EPS outlook: $8.62 to $9.02 (GAAP); adjusted $8.65 to $9.05.
• · The company ended Q1 with $638.9M cash and equivalents plus $474.4M in short-term investment securities, against zero drawn on its line of credit.
• · Inventories increased 15.8% YoY, while cash from operations nearly doubled to $227.2M.
• · Q2 FY2026 net income outlook implies a significant sequential decline from Q1's $123.1M to a range of $64M-$71M (GAAP).
• · Capital expenditures for full year FY2026 expected between $230M and $250M.

03-06-2026

On May 28, 2026, Blackstone Multi-Strategy Hedge Fund L.P. and its affiliate entered into a Dealer Manager Agreement with Blackstone Securities Partners L.P. to engage third-party brokers for distribution of units and shares. The Dealer Manager will receive a servicing fee of up to 0.85% of net asset value per annum, which may be reallowed to participating brokers. The agreement includes standard representations and warranties.

• · The Dealer Manager Agreement was entered into on May 28, 2026, and filed on June 3, 2026.
• · The agreement includes a Form of Selected Dealer Agreement as Exhibit A.
• · The registrant is an emerging growth company.

03-06-2026

Bright Horizons Family Solutions Inc. held its annual meeting on June 3, 2026, where all six director nominees were elected, the advisory vote on 2025 executive compensation was approved, and the appointment of Deloitte & Touche LLP as independent auditor for fiscal 2026 was ratified. While director elections and auditor ratification received strong support, the advisory vote on executive compensation showed notable opposition with 4,888,698 votes against (10.8% of votes cast), indicating some shareholder dissent.

• · Broker non-votes totaled 2,068,801 for all director elections and the advisory compensation vote, indicating significant shares not voted on non-routine matters.
• · The auditor ratification (routine matter) had no broker non-votes and passed with 46,836,371 votes for, 624,320 against, and 12,003 abstentions.
• · Director Laurel J. Richie received the highest number of against votes among nominees at 3,508,437, while Jennifer Schulz received the fewest against votes at 234,060.
• · The annual meeting was held on June 3, 2026, and the proxy statement was filed on April 20, 2026.

03-06-2026

Campbell Fund Trust filed an 8-K on June 3, 2026, reporting the unregistered sale of equity securities (Units of Beneficial Interest) effective May 31, 2026. The aggregate consideration was $6,986,653.81 in cash across three series, with Series A receiving $3,278,000.00, Series D $1,654,509.81, and Series W $2,054,144.00. The sales were conducted under Section 4(2) of the Securities Act and Regulation D, indicating a private placement to existing and/or new unitholders.

• · The securities were sold in reliance on the exemption from registration under Section 4(2) of the Securities Act and Regulation D, indicating a private placement.
• · The filing was made under Item 3.02 (Unregistered Sales of Equity Securities).
• · The report was signed by Thomas P. Lloyd, General Counsel of Campbell Fund Trust.

03-06-2026

The Cheesecake Factory Incorporated held its 2026 Annual Stockholders' Meeting on May 28, 2026, where all eight director nominees were elected, and stockholders ratified KPMG LLP as the independent auditor for fiscal year 2026. Additionally, the non-binding advisory vote on executive compensation was approved. However, two director nominees—Alexander L. Cappello and David B. Pittaway—received significant against votes (2,418,715 and 2,437,355, respectively), and Jerome I. Kransdorf received the highest against votes at 3,007,263, indicating notable shareholder dissent.

• · Broker non-votes totaled 5,708,297 for each director election and the executive compensation proposal.
• · Proposal 2 (ratification of auditor) had no broker non-votes and received 43,129,227 votes in favor, 466,633 against, and 14,866 abstentions.
• · Proposal 3 (advisory vote on executive compensation) received 37,666,375 votes for, 211,834 against, and 24,220 abstentions.

03-06-2026

Rubber Leaf Inc filed Amendment No. 9 to its Form S-1 registration statement for a proposed IPO on June 3, 2026. The amendment solely updates Item 16 (Exhibits) by adding the consent of the new independent auditor, Simon & Edward, LLP, indicating a change in independent auditors, and does not modify the prospectus. The company qualifies as an emerging growth company and a smaller reporting company, and the offering includes delayed or continuous issuance under Rule 415.

• · Registration No. 333-277311 has been amended 9 times.
• · The company is incorporated in Nevada and its principal executive offices are in Hong Kong.
• · Agent for service is ParaCorp Incorporated in Carson City, Nevada.
• · The consent of Simon & Edward, LLP is now included as Exhibit 23.1.
• · The filing includes a list of subsidiaries of the registrant (Exhibit 21.1) previously filed.
• · The company has a Credit Line Approval Letter from Industrial and Commercial Bank of China dated March 25, 2024.
• · Directors signing the registration statement include Jun Tong, Jiangwei Yan, Wei Xu, Rong Yu, and Yifeng Xu.

03-06-2026

PennantPark Private Income Fund declared a monthly distribution of $0.15 per share, payable on June 29, 2026 to shareholders of record as of June 22, 2026. The distribution is expected to be paid from taxable net investment income, with final tax characteristics reported on Form 1099-DIV in early 2027.

• · Distribution payable on June 29, 2026
• · Record date is June 22, 2026
• · Tax characteristics to be reported on Form 1099-DIV in early 2027

03-06-2026

FingerMotion, Inc. announced plans to expand into modular AI-focused edge computing facilities to support localized AI processing and inference workloads, building on its existing telecom and big data operations. The initiative targets the growing edge AI inference market with modular, micro-grid powered infrastructure for faster deployment and lower capital requirements than hyperscale data centers. However, the announcement is forward-looking with no specific financial commitments, timelines, or revenue projections disclosed.

• · The initiative is a strategic extension of FingerMotion's existing telecommunications and technology platform operations.
• · The company's approach focuses on edge-based AI inference infrastructure, not hyperscale cloud data center development.
• · Target sectors include manufacturing, logistics, smart city systems, healthcare, transportation, and industrial automation.
• · The modular design is intended to reduce deployment timelines compared to traditional large-scale data centers that can require multiple years to complete.
• · The company expects the initiative to create additional opportunities for recurring infrastructure-related revenue streams.

03-06-2026

FGI Industries Ltd. held its Annual General Meeting on June 3, 2026, where shareholders elected five directors and ratified Marcum Asia CPAs LLP as the independent auditor for the year ending December 31, 2026. All director nominees received overwhelming support with over 1.38 million votes each, while the auditor ratification passed with 1,606,497 votes in favor and only 11,298 against.

• · All five director nominees were elected with no abstentions and minimal against votes (3,062 to 3,296).
• · Broker non-votes for director elections totaled 227,159 for each nominee.
• · Auditor ratification received 1,606,497 for, 11,298 against, and 7 abstentions.

03-06-2026

Stoneridge, Inc. appointed Scott Humphrey as Chief Financial Officer and Treasurer, effective June 3, 2026, succeeding interim CFO Bob Hartman, who will return to his role as Chief Accounting Officer. Humphrey brings over 25 years of financial leadership experience, most recently as CFO at Fox Factory Holding Corporation, and is expected to drive operational excellence, strategic growth, and long-term profitability. The filing does not include any financial results or performance metrics, so no period-over-period comparisons are available.

• · Scott Humphrey earned a bachelor’s degree in finance from Boston College and an MBA from Georgetown University.
• · Humphrey previously served as interim CFO at Hibbett Sports and CFO at Ciner Resources LP, gaining experience in capital markets, financial planning, treasury management, and M&A.
• · Bob Hartman served as Interim CFO since April 1, 2026, and will continue as Chief Accounting Officer.

03-06-2026

American Eagle Outfitters (AEO) reported a strong turnaround in Q1 FY26, swinging to net income attributable to AEO of $23.5M compared to a net loss of $64.9M in the prior year period. Total net revenue grew 9.7% YoY to $1.195B, driven by a significant gross margin expansion of 1340 basis points to 38.2%. However, cash and cash equivalents declined sharply by 56.8% from the prior quarter-end to $103.3M, and operating cash flow was negative for the period.

• · Operating income was $28.2M vs an operating loss of ($85.2M) in the prior year period.
• · Selling, general and administrative expenses increased 11.1% YoY to $376.5M.
• · The company took on $85M in long-term debt, compared to $0 at the end of the last fiscal year and $110M a year prior.
• · Merchandise inventory increased 16.3% from the prior quarter-end to $816.7M.
• · The company repurchased $73.5M in common stock during the quarter ($53.5M in open market and $20.0M from employees).
• · Cash used in operating activities increased 19.3% YoY to $65.2M.
• · The company maintained its quarterly dividend at $0.125 per share.

03-06-2026

eBay Inc. sent a reminder letter to certain stockholders ahead of its Annual Meeting, urging them to vote on Proposals 1, 2, 3, and 4. The Board unanimously recommends voting FOR all director nominees (Proposal 1), FOR Proposals 2 and 3, and AGAINST Proposal 4. The filing does not contain any financial results or quantitative performance data.

• · The letter was sent on June 4, 2026, to stockholders who had not yet voted.
• · Stockholders can vote via Internet, telephone, or by returning the proxy card.
• · The proxy solicitor is Innisfree M&A Incorporated, reachable at 1(877) 687-1873 (toll-free) or +1 (412) 232-3651 (international).

03-06-2026

OUTFRONT Media Inc. announced that two wholly-owned subsidiaries priced a private offering of $500.0 million in aggregate principal amount of 6.000% Senior Notes due 2034 at 100.0% of par. The net proceeds, together with borrowings under its AR securitization facility and cash on hand, will be used to redeem all of its outstanding 5.000% Senior Notes due 2027, along with accrued interest and fees. The offering is expected to close on June 12, 2026.

• · The offering is a private placement to qualified institutional buyers under Rule 144A and to non-U.S. persons under Regulation S.
• · The notes will be guaranteed on a senior unsecured basis by OUTFRONT Media Inc. and each of its direct and indirect subsidiaries that guarantee its senior credit facilities.
• · The 2027 notes redemption will include accrued and unpaid interest up to but excluding the redemption date.
• · The notes are not registered under the Securities Act and may not be offered or sold in the U.S. absent registration or an exemption.
• · Cautionary statements highlight risks including ability to consummate the offering and redemption, advertising declines, competition, government regulation, REIT qualification, and substantial indebtedness.

03-06-2026

INNIO Group Holding B.V. filed an S-1MEF registration statement on June 3, 2026, to register an additional 17,250,000 common shares (including 2,250,000 shares subject to underwriters' over-allotment option) for its IPO, representing no more than 20% of the maximum aggregate offering price from the prior S-1 registration. The company also disclosed its planned conversion from a Dutch private company to a public company (INNIO N.V.) prior to closing the offering.

• · The prior S-1 registration statement (File No. 333-295751) was initially filed on May 11, 2026, and declared effective on June 3, 2026.
• · The company converted from a German GmbH to a Dutch B.V. and intends to convert to a Dutch public company (N.V.) named INNIO N.V. prior to closing the offering.
• · Common shares have a nominal value of EUR 0.04 per share.
• · The filing is made under Rule 462(b) of the Securities Act, allowing for immediate effectiveness upon filing.
• · Principal executive offices are located in Munich, Germany, with additional address in Waukesha, Wisconsin.

03-06-2026

Odyssey Marine Exploration held its 2026 Annual Meeting on June 1, 2026, where shareholders elected five directors, ratified Grant Thornton LLP as auditor, approved an increase in authorized common stock from 75M to 82M shares, approved a reverse stock split at a ratio between 1-for-20 and 1-for-25, and approved the 2019 Stock Incentive Plan amendment adding 2M shares. All proposals passed, though the Plan Proposal received relatively lower support (20.9M for vs. 1.6M against) compared to other items.

• · The Plan Proposal (increase in stock plan shares) received 20,934,966 votes for and 1,558,840 against, with 148,400 abstentions, indicating relatively lower support compared to other proposals.
• · The Ratification Proposal (Grant Thornton LLP) had the highest total votes cast (35,691,945) among all proposals.
• · There were 13,191,739 broker non-votes on the Election, Plan, and Compensation proposals, but zero broker non-votes on the Articles Amendment and Reverse Stock Split proposals.
• · All five director nominees were elected with votes ranging from 21,787,427 to 22,081,067 in favor.
• · The Reverse Stock Split proposal passed with 31,683,294 votes for and 3,685,661 against, with 464,990 abstentions.

03-06-2026

Lifeway Foods, Inc. filed a DEFA14A supplement to its proxy statement to add Jason Scher as a director nominee for election at the 2026 Annual Meeting, increasing the board size back to eight directors. This change follows Danone North America PBC's sale of all its shares on May 19, 2026, which terminated the Cooperation Agreement (except non-disparagement obligations). The supplement introduces Proposal Four for Scher's election, while all other proxy proposals remain unchanged.

• · Danone sold all its shares of Lifeway common stock on May 19, 2026, terminating the Cooperation Agreement (except non-disparagement).
• · Jason Scher has served as a director since 2012 and is a principal at JAMP, LLP, an angel investment fund.
• · Scher serves on both the Audit and Corporate Governance Committee and the Compensation Committee.
• · The record date for the Annual Meeting is April 20, 2026.
• · The Annual Meeting will be held virtually on June 17, 2026, at 11:00 a.m. Central Time.
• · Proposal Four (election of Scher) requires a majority of Votes Cast for approval.
• · If shareholders have already voted and do not submit new instructions, their previous proxy will count as an abstention on Proposal Four.

03-06-2026

On May 28, 2026, Hallmark Venture Group, Inc. (HLLK) assigned an impaired promissory note from Traderverse, Inc. (original principal $100,000, 8% interest, matured Oct 2024) to related party SB Technology Holdings, Inc. for $1,000 cash. The note had an outstanding balance of ~$113,752 as of Dec 31, 2025, but was written down due to collectibility doubts. The transaction was approved by the board as a related party transaction involving director Paul Strickland.

• · The Traderverse Note matured on or about October 29, 2024 and has remained unpaid for over 18 months.
• · The Company had previously determined the note to be impaired and written down its carrying value.
• · The assignment was made on a non-recourse, 'as is, where is' basis without any representation or warranty as to collectibility.
• · The transaction was authorized by the Board of Directors via written consent on May 28, 2026, after full disclosure of the related party nature.
• · The Company intends to report this as a related party transaction in subsequent periodic reports under Item 404 of Regulation S-K.

03-06-2026

Medallion Financial Corp has filed a definitive proxy statement and related documents with the SEC for its upcoming 2026 Annual Meeting of Shareholders. The filing urges shareholders to read all relevant documents before making any voting decision and provides instructions for accessing the materials free of charge via the SEC website or the company's investor relations page.

• · The definitive proxy statement and WHITE universal proxy card have been filed with the SEC.
• · Shareholders can obtain free copies of the proxy materials from the SEC's website at www.sec.gov or from Medallion's investor relations section at www.medallion.com.
• · Contact information for investor relations: InvestorRelations@medallion.com, 212-328-2176.
• · Additional contacts: Lena Cati (lcati@theequitygroup.com, 212-836-9611) and Val Ferraro (vferraro@theequitygroup.com, 212-836-9633).

03-06-2026

Public Service Company of Colorado (PSCo), a subsidiary of Xcel Energy, filed a non-unanimous settlement agreement on June 2, 2026, in its electric rate case with the Colorado Public Utilities Commission. The settlement proposes a revenue increase of $225 million (6.3%), down from the original request of $356 million (9.9%), with a 9.3% ROE and 54.5% equity ratio. However, the settlement is opposed by AARP, City of Boulder, and the Colorado Office of Utility Consumer Advocate, and hearings are scheduled for June 2026 with a CPUC decision expected in Q3 2026. Xcel Energy reaffirmed its 2026 ongoing EPS guidance of $4.04 to $4.16.

• · The settlement is non-unanimous, with opposition from AARP, City of Boulder, and the Colorado Office of Utility Consumer Advocate.
• · Other parties either support portions of the settlement or do not oppose it.
• · The settlement includes a performance framework for Comanche Unit 3 coal facility from effective date of rates through 2029.
• · Previous Transmission Cost Adjustment investments will be transferred into rate base.
• · Previously authorized trackers and deferrals will continue.
• · Hearings are scheduled for June 2026, with a CPUC decision and final rates anticipated in Q3 2026.
• · Xcel Energy reaffirmed its 2026 ongoing EPS guidance of $4.04 to $4.16.

03-06-2026

Energy Focus, Inc. entered into a securities purchase agreement with Euka Power Japan Co., Ltd. on May 29, 2026, to issue and sell 65,789 shares of common stock at $3.80 per share in a private placement, raising $250,000. The transaction was conducted under exemptions from registration, relying on Section 4(a)(2) of the Securities Act. The filing does not include any period-over-period financial comparisons, so no balanced performance analysis is possible.

• · The purchase price per share of $3.80 was based on the closing price on the day immediately preceding the agreement date.
• · The shares were issued under exemptions from registration, including Section 4(a)(2) of the Securities Act.
• · The filing includes a form of Securities Purchase Agreement as Exhibit 10.1.

03-06-2026

FortuneX Acquisition Corp completed its initial public offering on May 26, 2026, issuing 7,500,000 units at $10.00 per unit for gross proceeds of $75,000,000. Simultaneously, the Sponsor purchased 297,500 private placement units for $2,975,000. Total proceeds of $75,750,000 were placed in trust for public shareholders.

• · Each Unit consists of one ordinary share ($0.0001 par value) and one-half of one redeemable warrant.
• · Each whole warrant entitles holder to purchase one ordinary share at $11.50 per share, subject to adjustment.
• · The trust account is maintained by Continental Stock Transfer & Trust Company.
• · An audited balance sheet as of May 26, 2026 is included as Exhibit 99.1.

03-06-2026

Ferrellgas Partners, L.P. filed an 8-K on June 3, 2026, announcing a teleconference and webcast on June 5, 2026, to discuss its results of operations for the third fiscal quarter ended April 30, 2026. The webcast will begin at 9:00 a.m. Central Time, and questions may be submitted via email. No financial results or period-over-period comparisons are provided in this filing.

• · The teleconference will be held on Friday, June 5, 2026.
• · The webcast link is https://edge.media-server.com/mmc/p/nrae97ca.
• · Questions may be submitted via InvestorRelations@ferrellgas.com.
• · The filing is a Regulation FD Disclosure (Item 7.01).

03-06-2026

The Hartford Insurance Group, Inc. announced a definitive agreement for Wellington Management Company LLP to acquire its Hartford Funds business for $300 million in cash at closing plus ongoing quarterly payments representing 95% of after-tax available cash generated by the combined business for up to 7 years. The estimated net present value of the transaction is $1.9 billion (at an 11% discount rate), with a potential termination threshold of $2.1 billion NPV after 5 years. The transaction is expected to close in Q1 2027, and Hartford Funds will be reported as discontinued operations starting Q2 2026.

• · Hartford Funds will be reported as discontinued operations beginning Q2 2026, with results included in GAAP net income but excluded from core earnings until closing.
• · A $250 million deferred tax asset will be recognized in Q2 2026, impacting net income but not core earnings.
• · Expected after-tax transaction costs through closing are approximately $55 million.
• · Pre-closing dividend of approximately $170 million expected from Hartford Funds.
• · Estimated after-tax realized loss of approximately $150 million at closing.
• · Initial quarterly payments estimated at approximately $65 million, beginning after the first full quarter post-closing.
• · Quarterly payment obligation may terminate after 5 years if NPV of cash flows plus upfront proceeds equals or exceeds $2.1 billion.
• · If after 7 years NPV is less than $1.5 billion, payments continue until threshold met or up to 8 additional quarters.

03-06-2026

Coca-Cola Europacific Partners plc (CCEP) disclosed the grant of Performance Share Units (PSUs) to two PDMRs: CEO Damian Gammell (109,856 PSUs) and CCO Stephen Lusk (1,568 PSUs) under the company's Long-Term Incentive Plan. The awards have a zero exercise price and will vest on March 26, 2029, subject to continued service and performance conditions. No financial results or period-over-period comparisons are included in this filing.

• · The PSUs have a grant price of USD $0 per share.
• · The transaction date is June 3, 2026.
• · The PSUs vest on March 26, 2029.
• · The transactions took place outside of a trading venue.

03-06-2026

Kearny Financial Corp. filed an 8-K on June 3, 2026, furnishing an updated investor presentation for meetings with investors and analysts. The presentation, attached as Exhibit 99.1, provides a non-financial update to the prior version dated April 23, 2026. The filing is a Regulation FD disclosure and does not contain any financial results or material operational changes.

• · The investor presentation is dated June 3, 2026, and updates a prior version from April 23, 2026.
• · The presentation will be available on the company's investor relations website at https://kearny.q4ir.com.
• · The filing is furnished under Item 7.01 and is not deemed filed for Section 18 of the Exchange Act.

03-06-2026

CoreFirst Bank & Trust filed its quarterly 13F-HR report for the period ending March 31, 2026, disclosing a total portfolio value of approximately $188.6 million across 365 holdings. The filing shows a diversified equity portfolio with significant positions in large-cap U.S. stocks and ETFs, including top holdings in Apple, Colgate-Palmolive, and iShares ETFs. No period-over-period comparisons are available as this is a single-period snapshot.

• · Top equity holdings by value include Apple Inc ($9.8M), Colgate-Palmolive Co ($9.3M), iShares Edge MSCI Intl Value ETF ($6.0M), Aptus Collared Investment Opp ETF ($6.5M), and Avantis Intl Small Cap Value ($9.0M).
• · The portfolio includes both sole and discretionary (DFND) accounts, with the majority of holdings in sole accounts.
• · Notable sector exposures include energy (Exxon Mobil $3.2M, Chevron $2.2M, Conocophillips $1.2M), healthcare (Johnson & Johnson $2.8M, Merck $1.1M, Lilly $0.5M), and technology (Microsoft $2.2M, Apple $9.8M).
• · The filing was signed by Leslie Bosch, SVP Controller, on June 3, 2026.

03-06-2026

Chromarie International Ltd, a Cayman Islands company with all operations in mainland China, filed a Form F-1 registration statement with the SEC on June 3, 2026 for an initial public offering of Class A Ordinary Shares. The offering is a self-underwritten, best-efforts offering with no underwriter, creating risk that no shares may be sold. The company's directors and officers hold 99.01% voting power prior to the offering (98.62% post-offering, assuming maximum shares sold), indicating highly concentrated control. The filing outlines extensive risk factors including raw material cost volatility, dependence on a concentrated supplier base, significant China-related regulatory and legal risks, and potential inability to achieve or maintain profitability. The offering price is substantially above net tangible book value per share, so investors will experience immediate and substantial dilution.

• · The company is a foreign private issuer incorporated under Cayman Islands law.
• · All of Chromarie's operations are located in mainland China.
• · The company must remit offering proceeds to China before they can be used to benefit its business there.
• · There is no public market for the company's Class A Ordinary Shares prior to this offering.
• · The company may be required to obtain PRC regulatory approvals and complete filings, and any failure could significantly limit or completely hinder its ability to offer securities.
• · The company relies on dividends and distributions from its PRC subsidiaries to fund cash and financing requirements.
• · Fluctuations in exchange rates and PRC currency conversion regulations may limit the company's ability to transfer cash and affect the value of an investment.
• · The company faces risks related to misappropriation of chops and seals (controlling nontangible assets).
• · Overseas regulators (including SEC/PCAOB) may face difficulty conducting investigations or collecting evidence within China.
• · The company does not expect to pay dividends in the foreseeable future after the offering.

03-06-2026

Virco Mfg. Corporation reported a net loss of $2.8M for the quarter ended April 30, 2026, compared to net income of $0.7M in the same period last year, driven by a 9.1% decline in net sales to $30.7M and a sharp drop in gross profit. Operating loss widened to $3.7M from $0.1M, and cash decreased by $10.7M to $3.7M, though cash used in operations improved to $9.4M from $19.0M a year ago. The company maintained its quarterly dividend of $0.025 per share.

• · Gross profit margin fell to 41.4% in Q1 FY27 from 47.5% in Q1 FY26.
• · Selling, general and administrative expenses increased 1.5% YoY to $16.4M.
• · Unrealized loss on investment in trust account was $0.1M vs. a gain of $1.2M in the prior year.
• · Pension benefit improved to $(0.2)M from expense of $0.03M.
• · Income tax benefit of $0.9M vs. expense of $0.3M in prior year.
• · Cash used in investing activities decreased to $0.7M from $2.4M, primarily due to lower capital expenditures.
• · Cash used in financing activities decreased to $0.7M from $4.5M, driven by significantly lower share repurchases.
• · Accumulated deficit increased to $(11.0)M from $(7.9)M at Jan 31, 2026.
• · Total assets decreased slightly to $175.5M from $174.2M at Jan 31, 2026.
• · Accounts payable increased to $12.3M from $7.4M at Jan 31, 2026.
• · Finished goods inventory increased 48.3% to $32.5M from $21.9M at Jan 31, 2026.
• · Work in process inventory increased 13.5% to $22.8M from $20.1M at Jan 31, 2026.
• · Raw materials inventory decreased 11.6% to $13.0M from $14.7M at Jan 31, 2026.

03-06-2026

KKR Enhanced US Direct Lending Fund-L Inc. declared a dividend of $9.96 per share on its common shares, payable on or about June 30, 2026 to shareholders of record as of May 29, 2026. The filing is an 8-K under Item 8.01 (Other Events) and does not include any financial results or period-over-period comparisons.

• · Dividend record date is May 29, 2026 (close of business).
• · Dividend payment date is on or about June 30, 2026.
• · The company is an emerging growth company as defined under SEC rules.

03-06-2026

DBK Financial Counsel, LLC filed its Form 13F-HR for the quarter ended March 31, 2026, reporting a total of 59 positions with aggregate market value of approximately $132,074,219. The filing shows a diversified portfolio weighted heavily toward ETFs, with top holdings including SPDR Series Trust (State Street SPDR, $17.1M), Vanguard Tax-Managed FTSE Dev Mkt ETF ($8.1M), and SPDR S&P 500 ETF ($7.7M). The filing does not include a prior-period comparison, so trends and period-over-period changes cannot be assessed.

• · All 59 positions are held with sole voting and dispositive power; no shared or no-ownership interests are reported.
• · ETF holdings dominate the portfolio, with significant allocations to Dimensional and American Century funds across US, international, and real estate sectors.
• · Individual stocks held include Apple ($1.6M), NVIDIA ($2.3M), Amazon ($0.5M), Alphabet Class A ($0.3M) and Class C ($0.9M), Microsoft ($0.7M), and Cisco ($0.2M).
• · Gold exposure is included via iShares Gold Trust ($0.4M) and SPDR Gold Trust ($1.2M).
• · The filing date is June 3, 2026, within the 45-day deadline for the quarter ended March 31, 2026.

03-06-2026

Village Super Market reported mixed Q3 results for the 13 weeks ended April 25, 2026, with sales increasing 1.6% YoY to $572.6M but net income declining 19.7% to $9.0M due to higher operating costs and lower gross margins. For the 39-week period, total sales rose 4.4% to $1.8B, while net income slipped 4.9% to $38.8M, reflecting ongoing margin pressure despite solid top-line growth.

• · Q3 Center Store sales declined 0.3% YoY to $334.8M (58.5% of total sales).
• · Q3 Fresh sales grew 3.5% YoY to $209.7M, and Pharmacy sales increased 8.3% to $24.6M.
• · Operating income fell 38.8% to $8.4M in Q3, with operating margin compressing from 2.4% to 1.5%.
• · For 39 weeks, operating income totaled $47.0M vs $51.9M a year ago, a decline of 9.6%.
• · Share buybacks totaled $8.2M in the 39-week period (191,000 shares at an average cost of $42.76 per share).
• · Net cash provided by operating activities rose to $78.5M (39 weeks) from $71.6M, an increase of 9.7%.
• · Capital expenditures decreased to $33.8M (39 weeks) from $48.7M, down 30.6%.
• · Cash & equivalents ended the period at $128.7M, up from $110.7M at fiscal year end.
• · Notes receivable from Wakefern increased to $117.3M from $111.2M.
• · Deferred taxes and LIFO provisions added to operating cash flow adjustments.
• · Other comprehensive loss was $522,000 after tax, primarily due to unrealized losses on interest rate swaps.

03-06-2026

Lord Abbett Private Credit Fund entered into Amendment No. 2 to its Loan and Security Agreement, effective June 1, 2026, which adds ING Capital LLC as a new lender and makes conforming amendments to the agreement. The amendment also updates the benchmark rate definitions, including the Base Rate and Bank Bill Rate, and incorporates a Benchmark Replacement mechanism. No financial figures or performance metrics are disclosed in this filing.

• · ING Capital LLC joined as a new lender under the Loan and Security Agreement.
• · The amendment updates the Base Rate definition to reference the highest of the Prime Rate, Federal Funds Rate plus 0.50%, and zero (Floor).
• · The amendment introduces a Benchmark Replacement mechanism for obligations denominated in Dollars (Daily SOFR) and Sterling (Adjusted Daily Simple RFR).
• · No Default or Event of Default was outstanding as of the amendment effective date.
• · The amendment was governed by New York law and required delivery of a legal opinion from Dechert LLP.

03-06-2026

Robinhood Markets, Inc. held its 2026 Annual Meeting of Stockholders on June 2, 2026, where all three proposals were approved. All 10 director nominees were re-elected, the advisory vote on executive compensation passed with over 98% support, and Ernst & Young was ratified as the independent auditor. Notably, Jonathan Rubinstein received the lowest support at approximately 88% of votes cast, while Dara Treseder and Robert Zoellick each received about 85% support, indicating relatively significant opposition for some directors.

• · All 10 directors were re-elected to serve until the 2027 annual meeting.
• · Jonathan Rubinstein received the highest votes against among directors at 142,524,705.
• · Dara Treseder and Robert Zoellick each received over 76 million votes against, representing about 5% of total votes cast.
• · Say-on-pay proposal passed with 1,512,304,895 votes for, 21,260,133 against, and 911,177 abstentions.
• · Ernst & Young ratification was virtually unanimous with only 1,836,483 votes against.
• · Class B shareholders had 10 votes per share, which influenced voting outcomes.

03-06-2026

Mawson Infrastructure Group Inc. has rebranded as Big Digital Energy (Nasdaq: BGDE) and released a June 2026 investor presentation outlining a strategic pivot from pure-play Bitcoin mining to institutional-grade AI and HPC infrastructure. The company plans a $1B+ capital strategy, with $100M+ in sponsor equity already committed, to develop a combined 752 MW pipeline (168 MW BGDE-owned, 584 MW SixThirty.AI-controlled) across six states. However, the presentation acknowledges the need to resolve negative working capital and retire toxic legacy debt, and the proposed acquisition of affiliated assets from the Endeavor Group remains subject to an independent review process.

• · Midland, PA site is one of the largest operating sites in PJM operated by a public BTC miner, grid-connected to nuclear power (carbon-free).
• · A second 250 MW substation is currently offline at the Midland site.
• · Replacement cost for 129 MW of grid-connected PJM data center infrastructure is estimated at $90M–$1.9B depending on grade (BTC mining vs AI).
• · Sandersville site was sold for $42.5M, nearly 3x the company's entire Q1 2026 market cap prior to BGDE takeover.
• · SixThirty.AI assets include 8 sites owned today and 2 near-term LOI assets.
• · The combined platform spans 6 states: IA, TX, KS, OK, PA, OH.
• · Management's ownership position in BGDE is cited as creating direct economic incentive for long-term shareholder value.
• · Any related-party asset acquisition would require third-party valuation, independent board review, and recusal of conflicted principals.

03-06-2026

Finward Bancorp declared a dividend of $0.12 per share on its common stock, payable on June 29, 2026 to shareholders of record on June 17, 2026. The filing also notes that the Bank is subject to a memorandum of understanding with the FDIC and DFI that restricts paying cash dividends without prior regulatory approval, introducing uncertainty regarding future dividends.

• · The dividend is payable on June 29, 2026 to shareholders of record on June 17, 2026.
• · The Bank is operating under a memorandum of understanding with the FDIC and DFI that requires prior regulatory approval to pay cash dividends.
• · The filing includes extensive forward-looking statements and risk factors related to regulatory compliance, credit risk, interest rates, and economic conditions.
• · No prior period dividend data is provided for comparison.

03-06-2026

Fathom Holdings Inc. entered into an amended bridge note with Bed Bath & Beyond, increasing principal to $3,036,350, and obtained a limited waiver from note holders for filing defaults through October 1, 2026, with an increased interest rate floor of 10% and a default rate of 18%.

• · The waiver period runs from May 29, 2026 through October 1, 2026.
• · If the Q1 Form 10-Q is not filed by October 1, 2026, the waiver terminates and defaults resume.
• · A Failed Change of Control Event during the waiver period also terminates the waiver.
• · Scott Flanders, chairman, is a related party to the waiver transaction.
• · The company failed to timely file its Q1 Form 10-Q for the quarter ended March 31, 2026.

03-06-2026

BlockchAIn Digital Infrastructure, Inc. filed Amendment No. 1 to its Form S-1 registration statement with the SEC on June 3, 2026, for a proposed IPO. The filing incorporates audited financial statements of Signing Day Sports, Inc. and One Blockchain LLC for fiscal years ended December 31, 2025 and 2024, along with unaudited pro forma combined financial information. The registration statement includes numerous exhibits related to material agreements, executive consulting agreements, and corporate governance documents.

• · The registration statement includes audited balance sheets of Signing Day Sports, Inc. as of December 31, 2025 and 2024, and audited financial statements of One Blockchain LLC for the same periods.
• · Unaudited pro forma condensed combined financial information of Signing Day Sports, Inc. and One Blockchain LLC as of December 31, 2025 is included.
• · The filing incorporates a Voting and Support Agreement dated May 27, 2025 among Signing Day Sports, Inc., BlockchAIn Digital Infrastructure, Inc., One Blockchain LLC, and merger subsidiaries.
• · Executive consulting agreements were entered into on March 12, 2026 with Daniel Nelson, Jeffry Hecklinski, and Craig Smith.
• · A CFO Agreement with Jolienne Halisky is dated August 11, 2025.
• · Offer letters were issued to Eyal Rozen (January 14, 2026) and Gary Heitz (May 6, 2026).
• · The filing includes a 2026 Equity Incentive Plan and a Compensation Recovery Policy.
• · Numerous material agreements are referenced, including electric service agreements, ground leases, mining services, and settlement agreements.

03-06-2026

Pineapple Financial Inc. (PAPL) disclosed the resignation of its independent auditor MNP LLP effective June 1, 2026, and the appointment of Davidson & Company LLP as its new auditor. The company also announced the approval of a Management Services and Advisory Agreement with Innovating Capital Management, LLC to oversee its digital asset treasury strategy, along with a new Treasury Reserve Policy. Notably, MNP's audit reports for fiscal years 2024 and 2025 included an explanatory paragraph about substantial doubt regarding the company's ability to continue as a going concern.

• · MNP's audit reports for fiscal years ended August 31, 2025 and August 31, 2024 included an explanatory paragraph relating to substantial doubt about the Company's ability to continue as a going concern.
• · There were no disagreements or reportable events between the Company and MNP during the relevant periods.
• · The Company had not consulted Davidson & Co. prior to its appointment regarding any accounting or auditing matters.
• · The Management Services and Advisory Agreement with Innovating Capital Management, LLC has an initial term of one year, subject to automatic renewal, and may be terminated by either party upon 30 days' notice.
• · The Treasury Reserve Policy was approved effective May 31, 2026.

03-06-2026

FS KKR Capital Corp. (FSK) entered into a Ninth Amendment to its Loan and Servicing Agreement for its wholly owned subsidiary CCT Tokyo Funding LLC, extending the maturity date from June 2, 2026, to September 30, 2026. The amendment involves Sumitomo Mitsui Banking Corporation as administrative agent and lender. While the extension provides near-term liquidity relief, the short duration (less than 4 months) suggests ongoing refinancing needs.

• · The original Loan and Servicing Agreement was dated December 2, 2015.
• · The Ninth Amendment was entered into on June 1, 2026, and filed on June 3, 2026.
• · The extension is from June 2, 2026, to September 30, 2026, a period of approximately 120 days.
• · No financial terms or amounts were disclosed in the filing.