S&P 500 Financials Sector SEC Filings — May 13, 2026

13-05-2026

Battalion Oil Corp reported a significant net loss of $56,477 thousand for the three months ended March 31, 2026, compared to net income of $6,023 thousand in the prior year period, driven by a $47,964 thousand net loss on derivative contracts versus a $9,302 thousand gain. Total operating revenues declined 17% YoY to $39,174 thousand, with oil sales down 9% to $36,282 thousand, natural gas sales turning negative at $(1,493) thousand from $2,823 thousand, and NGL sales slightly down to $4,273 thousand. However, operating expenses decreased 6% to $41,308 thousand, cash and equivalents rose to $46,373 thousand from $27,965 thousand at year-end, debt was reduced to $162,500 thousand face value from $208,135 thousand, and stockholders' equity improved to a positive $157,119 thousand from a $(32,792) thousand deficit.

• · Net cash provided by operating activities declined to $2,105 thousand from $12,731 thousand YoY.
• · Net cash from investing activities was $56,437 thousand, boosted by $60,055 thousand asset sale proceeds.
• · Long-term debt, net reduced to $135,882 thousand from $180,955 thousand QoQ.
• · Oil and natural gas properties net book value declined to $322,261 thousand from $390,093 thousand QoQ due to depletion.
• · Basic EPS was $(3.72) vs $(0.35) YoY.
• · Preferred dividends $8,331 thousand Q1 2026.

13-05-2026

SeaStar Medical Holding Corp reported net revenue of $495 for Q1 2026, a 69% YoY increase from $293, driven by QUELIMMUNE sales with gross profit rising to $449. However, the net loss narrowed slightly to $3,521 from $3,772 YoY amid modestly lower operating expenses of $4,052, but cash balance declined 22% QoQ to $9,348 from $11,980 and stockholders' equity fell 30% to $7,315. Net cash used in operating activities also worsened slightly to $2,761 from $2,654 YoY.

• · QUELIMMUNE sales commenced July 2024
• · Revenue primarily recognized on FOB Destination basis
• · Weighted-average common shares outstanding: 3,918,339 for Q1 2026 (up significantly from 861,794 in Q1 2025)

13-05-2026

TAO Synergies Inc. reported net income of $4.3M for Q1 2026, up significantly from $0.4M YoY, driven by $6.8M unrealized gain on digital assets and new $0.4M revenue from TAO staking; however, operating loss widened to $1.3M from $1.1M YoY due to higher G&A expenses, and cash decreased to $3.6M from $14.8M YoY and $5.5M QoQ amid ongoing cash burn. Total assets grew to $31.0M QoQ, boosted by digital assets rising to $25.2M.

• · Net cash used in operating activities improved to $1.7M from $2.0M YoY.
• · Warrant liability $15,000 (up from $9,000 QoQ); derivative liability $3.8M (up from $2.1M QoQ).
• · Basic EPS $0.45 vs $0.12 YoY; fully diluted $0.43 vs $0.04.
• · Stock-based compensation $76,600 in Q1 2026.

13-05-2026

Semnur Pharmaceuticals reported a sharply widened net loss of $4,576 thousand for Q1 2026 compared to $665 thousand in Q1 2025, driven by R&D expenses surging to $1,266 thousand (up 577% YoY) and G&A expenses to $3,310 thousand (up 592% YoY), resulting in total operating expenses of $4,576 thousand (up 588% YoY). Total assets increased to $1,969 thousand from $1,346 thousand at December 31, 2025, with cash rising to $103 thousand from $20 thousand, but liabilities grew to $27,295 thousand from $22,096 thousand, largely due to a related party loan increase to $16,915 thousand, deepening stockholders' deficit to $25,326 thousand. While financing activities provided $2,753 thousand net cash (up from $394 thousand), operating cash use intensified to $2,670 thousand from $399 thousand.

• · Net cash used in operating activities: $2,670 thousand in Q1 2026 vs $399 thousand in Q1 2025.
• · Net cash provided by financing activities: $2,753 thousand in Q1 2026 (primarily $3,503 thousand from related party loans, offset by $750 thousand promissory note repayment).
• · Stock-based compensation: $1,484 thousand in Q1 2026 vs $92 thousand in Q1 2025.
• · Property and equipment, net remained flat at $750 thousand.
• · Net loss per share: $(0.02) basic and diluted in Q1 2026 vs $(0.01) in Q1 2025.

13-05-2026

Alesco Advisors, LLC, An ESL Co disclosed $3,919,356,311 in 13F equity holdings across 243 positions as of March 31, 2026, heavily weighted toward ETFs such as iShares Core S&P 500 ETF ($846,079,195) and iShares Core S&P Small-Cap ETF ($278,462,347). Notable share increases included Apple Inc (+1,871 shares, +5.4% QoQ), Amazon.com Inc (+537 shares, +2.3% QoQ), and Alphabet Inc Cl A (+644 shares, +6.1% QoQ). However, positions like ASML Holding NV and Agnico Eagle Mines Ltd remained flat QoQ with no share changes.

• · Filing date: May 13, 2026
• · Report period end: March 31, 2026
• · Address: 120 Office Park Way, Pittsford, NY 14534

13-05-2026

Bogota Financial Corp. reported net income of $705,946 for Q1 2026, down 3.4% YoY from $730,947, despite net interest income rising 23.2% YoY to $4,426,491 driven by lower interest expense. Total assets declined 3.0% QoQ to $877.2M, with deposits dropping 7.9% QoQ to $600.9M and loans net decreasing 1.4% QoQ to $639.4M, while stockholders' equity increased 0.8% QoQ to $142.1M. Non-interest income fell sharply 63.9% YoY to $321K, primarily due to lower bank-owned life insurance gains.

• · Provision for credit losses of $50,000 in Q1 2026 vs recovery of $80,000 in Q1 2025.
• · EPS basic and diluted remained flat at $0.06 YoY.
• · Short-term FHLB advances increased to $58.5M from $20M QoQ.

13-05-2026

WealthCollab, LLC filed its 13F-HR on May 13, 2026, reporting 1,059 equity positions as of March 31, 2026, with a total portfolio market value of $242,834,726. Top holdings include American Century ETF TR US Small Cap Value (104,118 shares sole discretion valued at $11,501,916), American Century ETF TR Intl SmCp Vlu (93,448 shares sole valued at $9,331,718), and Amazon.com Inc. (14,319 shares sole valued at $2,982,219). The filing discloses a diverse portfolio across sectors with both sole and defined contribution holdings, but no period-over-period changes are provided.

• · Report period end date: 03/31/2026
• · Filing as of date: 05/13/2026
• · Business address: 1400 112TH AVE SE, SUITE 100, BELLEVUE WA 98004
• · Business phone: 206-456-6171
• · State of incorporation: WA
• · SEC file number: 028-24047

13-05-2026

Goepper Burkhardt LLC, a South Carolina-based investment manager, filed its quarterly 13F-HR report on May 13, 2026, disclosing total holdings of $299,276,190 across 97 positions as of March 31, 2026, all with sole discretionary voting authority. The portfolio is diversified across equities and ETFs, with top holdings including Apple Inc. ($9,017,002; 35,529 shares), Microsoft Corp. ($4,558,432; 12,314 shares), and NVIDIA Corp. ($3,307,001; 18,962 shares). No prior period comparison data is available in this filing.

• · All 97 positions held as sole discretionary with no shared or other voting authority.
• · Largest ETF holding: Schwab Strategic TR US LCAP GR ETF (1,400,063 shares, $40,783,844).
• · Portfolio includes significant allocations to broad market ETFs like Schwab STR TR US BRD MKT ETF (1,138,014 shares, $28,564,151).

13-05-2026

FORTRESS PRIVATE LEDGER, LLC filed its 13F-HR on May 13, 2026, reporting institutional holdings as of March 31, 2026, across 252 positions with a total market value of $320160550. Top holdings include Palantir Technologies Inc. CL A (40900473 value, 279604 shares), NVIDIA Corporation COM (17568338 value, 100736 shares SOLE and 300 shares Put), Capital Group Dividend Value ETF (15671958 value, 368405 shares), and Apple Inc. COM (13904839 value, 54789 shares). All positions are held with sole voting authority.

• · Filing period end date: 2026-03-31
• · Business address: 3110 Edwards Mill Rd, Ste 200, Raleigh, NC 27612
• · All reported positions held with sole voting authority (SH SOLE); minor put and call options noted for select names

13-05-2026

Daner Wealth Management, LLC filed its 13F-HR on May 13, 2026, disclosing 88 equity positions held as of March 31, 2026, with a total market value of $170143367. Holdings are primarily in ETFs such as Dimensional US Core Equity 2 ETF (23433151 value, 543945 shares) and Vanguard Large Cap ETF (14456038 value, 42618 shares), alongside individual stocks including Apple Inc (1261402 value, 4279 shares), Amazon.com Inc (1333353 value, 5016 shares), and Nvidia Corp (1026631 value, 4650 shares). All positions reflect sole discretionary voting power with no reported shared voting authority or performance data.

• · Filing period end date: March 31, 2026
• · All holdings reported with sole discretionary voting power (SH SOLE) and zero shared voting authority
• · Business address: 11475 Great Oaks Way, Suite 340, Alpharetta, GA 30022

13-05-2026

BRILLIANT N.E.V. CORP. reported no revenues for the three months ended October 31, 2025, with a net loss of $498, a slight 0.4% improvement from $500 in the year-ago period due to marginally lower general and administrative expenses ($498 vs $500). Cash used in operating activities decreased significantly to $201 from $599 YoY, but the cash balance declined quarter-over-quarter to $5,547 from $5,748 amid ongoing operational cash burn. Stockholders' deficit worsened slightly to $(43,796) from $(43,298) QoQ.

• · Total current assets declined to $5,547 from $5,847 QoQ.
• · Prepaid expenses decreased to $0 from $99 QoQ.
• · Loans from related party remained flat at $49,145.
• · Common stock par value $0.001, authorized 345,000,000 shares.

13-05-2026

First Citizens Bank & Trust Co filed its 13F-HR on May 13, 2026, disclosing approximately 925 equity positions held as of March 31, 2026. The portfolio is dominated by large-cap technology and consumer stocks, with top holdings including Apple Inc. valued at $153658678000 (605456 shares), Amazon.com Inc. at $62582635000 (300488 shares), Alphabet Inc. Cap Stk Cl C at $52411903000 (182709 shares), and Broadcom Inc. at $45700699000 (147655 shares). No period-over-period changes are detailed in the filing.

• · Filing CIK: 0001092203
• · Period end date: 2026-03-31
• · Filer address: PO BOX 29522 DAC61, Raleigh NC 27626
• · Business phone: 9197167505

13-05-2026

First Trust Advisors LP, as lead filer in a combination 13F-HR report with affiliates including SSI Investment Management LLC and WCM Investment Management, LLC, disclosed holdings of 2,882 investment titles totaling $139,951,861,780 as of March 31, 2026. The portfolio features significant positions in technology leaders such as Alphabet Inc., Amazon.com Inc., and Apple Inc., alongside diversified exposure across sectors like healthcare, financials, and energy. No period-over-period changes are detailed in the filing.

• · Filing date: May 13, 2026
• · Report period end: March 31, 2026
• · Central Index Key (CIK): 0001125816
• · State of incorporation: IL
• · Business address: 120 East Liberty Drive, Suite 400, Wheaton, IL 60187

13-05-2026

Acumen Wealth Advisors, LLC filed Form 13F-HR on May 13, 2026, disclosing 513 equity positions held as of March 31, 2026, with a total market value of $371782328. Top sole discretionary holdings include Apple Inc. COM (6101229 value, 24040 shares), Alphabet Inc. CAP STK CL A (5002682 value, 17397 shares), and Cass Information Sys Inc COM (4658153 value, 105819 shares). The portfolio features a diversified mix across technology, healthcare, ETFs, and other sectors, with some positions managed other (OTR).

• · Report covers period ending 20260331
• · Filed under SEC file number 028-26352
• · Business address: 250 Forest Avenue, Chattanooga, TN 37405
• · Portfolio includes both sole discretionary (SH SOLE) and other managed (SH OTR) positions

13-05-2026

CI Investments Inc. filed its 13F-HR on May 13, 2026, reporting institutional holdings as of March 31, 2026, with a total portfolio market value of $20,646,390,587 across 646 positions. Top holdings include Amazon.com Inc. ($947,961,107, 4,551,597 shares), Broadcom Inc. ($545,076,204, 1,761,094 shares), Alphabet Inc. Cap Stk Cl C ($663,797,195, 2,314,011 shares), Apple Inc. ($586,484,326, 2,310,904 shares), and Alphabet Inc. Cap Stk Cl A ($315,730,528, 1,097,964 shares). The filing is a combination report including sub-advisers such as Altrinsic Global Advisors LLC and River Road Asset Management, LLC, with no disclosed changes or performance metrics.

• · Filing period end date: March 31, 2026
• · Business address: 15 York Street, 2nd Floor, Toronto, Ontario M5J 0A3, Canada
• · 13F combination report including multiple investment advisers

13-05-2026

Transmarket Holdings LP filed its 13F-HR report disclosing holdings valued at $136,901,593 across 40 positions as of December 31, 2025. The portfolio is diversified with significant allocations to fixed income ETFs such as iShares 1-3 Year Treasury Bond ETF ($40.6M) and iShares iBoxx High Yield Corporate Bond ETF ($12.6M), alongside equity positions in international ADRs and U.S. stocks. No period-over-period changes are detailed in this snapshot filing.

• · Additional notable holdings include ING Groep N.V. ADR ($7.4M, 264,459 shares), SPDR Portfolio State Street SPDR ($7.2M, 74,230 shares), and Ferguson Enterprises Inc ($2.8M, 1,250 shares).
• · All positions reported as sole voting authority with no shared or other discretion.
• · Filing covers period ending 12-31-2025, submitted May 13, 2026.

13-05-2026

U.S. Premium Beef, LLC filed a Form 8-K on May 13, 2026, under Items 7.01 (Regulation FD Disclosure) and 9.01, furnishing its USPB Update newsletter issued to members on the same date as Exhibit 99.1. The filing was signed by CEO Stanley D. Linville. No financial results or performance metrics were disclosed.

13-05-2026

Principal Credit Real Estate Income Trust reported net income of $1,889 thousand for Q1 2026, a turnaround from a $971 thousand net loss in Q1 2025, driven by total revenue growth of 59% YoY to $6,734 thousand and lower expenses. However, investments in loans receivable declined 6% QoQ to $353,158 thousand from $377,308 thousand, leading to total assets decreasing 4% QoQ to $383,964 thousand. Shareholders' equity improved significantly, rising 120% QoQ to $6,682 thousand, while loans payable fell 7% QoQ to $258,646 thousand.

• · Operating cash flow improved to $2,676 thousand in Q1 2026 from $(305) thousand used in Q1 2025.
• · Net cash from investing activities $23,759 thousand in Q1 2026 (driven by $25,000 thousand loan repayments) vs $(75,512) thousand used in Q1 2025.
• · Goldman Repurchase Agreement: $142,927 thousand outstanding, fair value $142,979 thousand, available capacity $107,073 thousand.
• · Citi Repurchase Agreement: $115,575 thousand outstanding, fair value $115,667 thousand, available capacity $134,425 thousand.
• · Cash and cash equivalents increased to $20,700 thousand as of Mar 31, 2026 from $10,547 thousand as of Dec 31, 2025.

13-05-2026

NB Bancorp, Inc. announced the completion of its third stock repurchase program on May 13, 2026, under which it repurchased 2,207,236 shares, or approximately 5% of its then outstanding common stock, at an average price of $20.96 per share. Cumulatively, since the first program announced on January 22, 2025, the Company has repurchased 6,371,044 shares, equivalent to 16% of its common shares issued in its initial public offering at the end of 2023, at a weighted average price of $19.25 per share. The Company's tangible book value per share was $18.00 as of March 31, 2026.

• · Date of earliest event reported: May 12, 2026
• · First stock repurchase program announced: January 22, 2025
• · Common shares issued in initial public offering at the end of 2023

13-05-2026

Petra Financial Advisors Inc. filed its 13F-HR on May 13, 2026, disclosing 117 equity securities holdings totaling $161604705 as of March 31, 2026, all with sole voting and disposition power. The portfolio is diversified across ETFs (e.g., J P Morgan Exchange Traded F US Qualty Fctr ETF at $12081743, SPDR Gold TR at $10475194) and individual stocks (e.g., SCHWAB STRATEGIC TR US LCAP VA ETF at $5872308). No prior period data is provided for comparison, resulting in a static snapshot of positions with no indicated growth, declines, or changes.

• · All 117 holdings reported with sole voting power (SH SOLE) and no shared power
• · Portfolio includes significant exposure to gold/miners ETFs, municipal bond funds, and energy/tech stocks
• · Filed under SEC file number 028-23175

13-05-2026

Retractable Technologies, Inc. (RVP) held its virtual Annual Meeting of Shareholders on May 8, 2026, where all three Class 2 Directors nominated by the Board were unanimously elected with strong majorities and no abstentions or broker non-votes. Thomas J. Shaw received 20,777,201 votes for and 283,312 withheld (98.7% approval); Walter O. Bigby, Jr. received 20,443,325 for and 617,188 withheld (97.1% approval); John W. Fort III received 20,707,800 for and 352,713 withheld (98.3% approval). The filing was submitted on May 13, 2026.

13-05-2026

NMF SLF I, Inc. reported a net increase in net assets from operations of $1,648 for Q1 2026, down sharply 92% YoY from $21,842, driven by total investment income declining 8% YoY to $34,505 amid lower interest income, partially offset by reduced expenses, though marred by $21,297 unrealized depreciation versus only $383 prior year. Net assets fell 2% QoQ to $957,927 with NAV per share dropping to $10.01 from $10.23, while net borrowings improved to $500,650 from $567,179. Distributions of $23,552 were declared, contributing to a net decrease in net assets of $21,904 for the quarter.

• · Net borrowings decreased 12% QoQ to $500,650 from $567,179.
• · Cash and cash equivalents declined to $21,645 from $25,285 QoQ.
• · Proceeds from sales and paydowns of investments: $60,932 in Q1 2026 vs $54,808 YoY.
• · Purchases of investments: $24,845 in Q1 2026 vs $27,718 YoY.

13-05-2026

Summitas Investment Management LLC filed its 13F-HR on May 13, 2026, for the quarter ended March 31, 2026, disclosing total holdings valued at $127531044 with no period-over-period changes provided in the filing. Top positions include Vanguard S&P 500 ETF shares valued at 61485206, SPDR Gold Minishares (WORLD GOLD TR SPDR GLD MINIS) at 20359709, and Vanguard Information Technology ETF at 9886692. The portfolio features diversified ETF exposure across equities, gold, treasuries, emerging markets, and international assets, plus a small Apple Inc position at 1793280.

• · SPDR Gold Minishares: 219654 shares (sole)
• · Vanguard S&P 500 ETF: 102896 shares (sole)
• · Apple Inc: 7066 shares (sole)
• · All holdings reported as sole ownership with zero shared or other voting authority

13-05-2026

For the three months ended March 31, 2026, Lincoln National Life Insurance Co reported total revenues of $4,641, up 17.9% YoY from $3,937, driven by higher net investment income (+9.4%) and realized gains of $366 versus a $248 loss. However, expenses rose to $4,786 (up 5.7% YoY), resulting in a net loss of $93 (improved from $439 loss YoY) and comprehensive income of $63; total assets declined 2.4% QoQ to $422,397 while stockholder's equity fell 1.7% QoQ to $11,784.

• · Insurance premiums declined 1.5% YoY to $1,602 from $1,627.
• · Realized gain of $366 in Q1 2026 vs loss of $248 in Q1 2025.
• · Market risk benefit loss increased to $711 from $618 YoY.
• · Net cash provided by operating activities $307 vs used $257 YoY.
• · Cash and invested cash decreased $2,241 QoQ to $5,705.

13-05-2026

Momentus Inc. reported service revenue of $3,215 thousand for Q1 2026, a 899% YoY increase from $322 thousand, driving gross profit to $1,817 thousand. However, operating expenses rose 62% to $10,509 thousand, resulting in an operating loss of $8,692 thousand and net loss of $9,480 thousand, wider than the prior year's net loss of $6,172 thousand. Share-based compensation remained elevated at $322 thousand, matching total stock compensation expense.

• · Options outstanding stable at 2,424 as of March 31, 2026, with weighted-average exercise price $632.86.
• · RSUs outstanding increased to 126,643 from 42,604 as of December 31, 2025.
• · Total dilutive securities rose to 2,359,385 in Q1 2026 from 289,409 in Q1 2025.
• · Cash paid for interest $65 thousand; operating lease payments $419 thousand in Q1 2026.

13-05-2026

Avista Corp. (AVA) filed an 8-K on May 13, 2026, under Items 7.01 and 9.01, announcing the availability of a May 2026 investor presentation on its website at https://investor.avistacorp.com, furnished as Exhibit 99.1. The presentation is not considered 'filed' under securities laws and is not incorporated by reference into other filings. No specific financial metrics or performance data are disclosed in the filing itself.

• · Filing accessible at SEC with Commission File Number 001-03701 and IRS Employer Identification No. 91-0462470.
• · Principal executive offices at 1411 East Mission Avenue, Spokane, Washington 99202-2600.
• · Common Stock traded as AVA on The New York Stock Exchange.

13-05-2026

Astronics Corp (ATROB) reported robust Q1 2026 financial results with sales increasing 12.0% YoY to $230,619 thousand, gross profit rising 23.5% to $75,133 thousand, operating income more than doubling by 107.3% to $27,230 thousand, and net income surging 168.0% to $25,540 thousand. However, net cash provided by operating activities declined 48.6% YoY to $10,606 thousand due to working capital outflows including higher accounts receivable and inventories, leading to a $6,313 thousand decrease in cash and equivalents to $11,867 thousand, exacerbated by elevated capital expenditures of $11,160 thousand. Total assets grew 5.7% to $747,143 thousand from year-end 2025, supported by equity expansion to $161,702 thousand.

• · Accounts Receivable increased $12,352 thousand from December 31, 2025 to April 4, 2026, using $13,420 thousand in operating cash flow YoY.
• · Inventories rose $15,085 thousand quarter-over-quarter, contributing to $16,404 thousand YoY cash outflow.
• · Long-term Debt stable at approximately $334,885 thousand as of April 4, 2026.
• · Basic EPS $0.71 vs $0.27 YoY; Diluted EPS $0.67 vs $0.26 YoY.
• · Interest Paid $2,668 thousand in Q1 2026.

13-05-2026

Arvest Bank Trust Division disclosed 13F-HR holdings totaling $1,840,137,549 across 307 positions as of March 31, 2026, filed on May 13, 2026. The portfolio features large allocations to ETFs including iShares MSCI EAFE ETF ($125.9M), iShares Core S&P 500 ETF ($94.9M), and New World Fund Inc ($49.3M), alongside stocks such as Apple Inc ($46.8M), Nvidia Corp ($45.5M), and Microsoft Corp ($39.5M). No period-over-period changes or performance metrics are provided in the filing.

• · Filing date: May 13, 2026
• · Report period end: March 31, 2026
• · Former company name: Arvest Trust Co (name change date: November 19, 2014)
• · SEC file number: 028-16340

13-05-2026

Godshalk Welsh Capital Management, Inc. filed its 13F-HR on May 13, 2026, disclosing 129 equity positions held as of March 31, 2026, all with sole voting authority and no shared or none authority positions. Top holdings by market value include Apple Inc. (8197925 USD, 32302 shares), Microsoft Corporation (7334919 USD, 19815 shares), and Alphabet Inc. Cl A (5139847 USD, 17874 shares), alongside a diversified mix of large-cap stocks, ETFs, and fixed-income oriented iShares iBonds ETFs. No prior period comparisons are available in the filing.

• · Report period end date: 2026-03-31
• · Filing as of date: 2026-05-13
• · All 129 positions held as sole discretionary accounts
• · Portfolio includes significant allocations to short-term municipal and corporate bond ETFs (e.g., iShares iBonds series totaling over 1M USD each in multiple maturities)

13-05-2026

For Q1 2026, Sensus Healthcare reported revenues of $3.4M, down 59% YoY from $8.3M, primarily due to a 75% drop in point-in-time product revenue to $1.7M, resulting in gross profit falling 77% to $1.0M and operating loss widening to $4.4M from $2.6M. Operating expenses decreased 24% YoY to $5.3M, driven by cuts in selling/marketing (-21%) and R&D (-39%), leading to a net loss of $2.6M similar to prior year aided by a $1.6M tax benefit. Cash and equivalents declined 17% QoQ to $18.3M amid $3.8M used in operations.

• · Remaining deferred revenue as of Mar 31 2026: $0.6M total ($0.1M product, $0.6M service).
• · Inventories increased to $16.5M from $14.6M QoQ.
• · Net cash used in operating activities: $3.8M in Q1 2026 vs $2.7M in Q1 2025.
• · Tax benefit of $1.6M in Q1 2026 vs provision of $0.1M in Q1 2025.

13-05-2026

Kopernik Global Investors, LLC disclosed $1.43B in total 13F portfolio value as of March 31, 2026 (Q1 2026), across 31 holdings, with top positions in Seabridge Gold Inc ($208M), Range Resources Corp ($189M), KT Corp ($114M), Nutrien Ltd ($107M), and Expand Energy Corporation ($89M). The firm increased shares in most positions quarter-over-quarter (QoQ), including +616,756 shares in Northern Dynasty Minerals Ltd (+1.9%), +379,221 shares in International Tower Hill Mines (+2.2%), and +263,549 shares in NovaGold Resources Inc (+4.2%), while positions like AbbVie, Amgen, Apple, and AutoZone put options and Newmont Corp remained flat at 0% change. No share reductions were reported in the listed holdings.

• · Portfolio heavily weighted toward mining and energy stocks (e.g., Seabridge Gold, Northern Dynasty Minerals, NovaGold Resources, Range Resources).
• · All reported share changes involved additions (no removals), with REM column at 0 across positions.
• · Put options held in AbbVie Inc (4,600 shares), Amgen Inc (4,200 shares), Apple Inc (5,000 shares), and AutoZone Inc (400 shares), unchanged QoQ.

13-05-2026

Measured Wealth Private Client Group, LLC filed its 13F-HR on May 13, 2026, disclosing 726 investment positions held as of March 31, 2026, exercised with sole investment discretion and voting authority. Top holdings include Vanguard Whitehall Fds High Div Yld at $23899666, SPDR Series Trust State Street SPD (78464A508) at $23436219, Select Sector SPDR Tr State Street HEA at $17958291, United Parcel Svcs Inc Cl B at $16626810, and Select Sector SPDR Tr State Street TEC at $15648562. The portfolio features a mix of ETFs and individual stocks across sectors with no reported changes, options, or shared discretion.

• · Conformed period of report: 2026-03-31
• · Filed as of date: 2026-05-13
• · All positions reported as SH (shares) with SOLE investment discretion and voting authority
• · No put/call positions or other investment discretion reported
• · Business address: 303 Islington Street, Portsmouth, NH 03801

13-05-2026

Impala Asset Management LLC disclosed 26 equity positions with a total market value of $214,629,764 in its 13F-HR filing as of March 31, 2026. Largest holdings include Century Alum Co ($57,222,750 market value, 975,000 shares), Ero Copper Corp ($27,391,591, 1,027,956 shares), and Buckle Inc ($21,129,948, 419,578 shares). The portfolio also features options positions such as Tronox Holdings PLC calls ($11,413,314, 1,168,200) and Huntsman Corp calls ($6,002,810, 451,000).

• · Filing submitted on May 13, 2026, for period ending March 31, 2026
• · All positions reported as sole voting/dispositive power with no shared power

13-05-2026

Barbara Oil Co. filed its 13F-HR report disclosing 69 equity holdings totaling $259,489,718 as of March 31, 2026, with no changes in share positions across any holdings from the prior period, indicating flat portfolio activity. Largest positions include Johnson & Johnson (102,000 shares valued at $24,932,880), JPMorgan Chase & Co. (67,000 shares at $19,708,720), and Walmart Inc. (110,000 shares at $13,670,800). The portfolio remains diversified across sectors but shows no buys, sells, or other adjustments.

• · Report period end date: March 31, 2026
• · Filing date: May 13, 2026
• · All 69 holdings report zero changes in shares, puts, calls, or other manager activity

13-05-2026

For the three months ended March 31, 2026, New Mountain Guardian IV Income Fund reported total investment income of $11,427 thousand, up 14% YoY from $10,032 thousand, driven by higher interest income, with net investment income increasing 23% YoY to $8,925 thousand. However, net unrealized depreciation of $7,363 thousand (vs $843 thousand YoY) and realized losses of $264 thousand resulted in a net operations increase of only $1,298 thousand, down 80% YoY from $6,389 thousand, leading to members' capital declining to $501,846 thousand (down 1.5% QoQ) and NAV per unit falling to $9.79 from $9.94 QoQ. Distributions declared totaled $8,865 thousand, up from $7,394 thousand YoY.

• · Cash and cash equivalents declined to $24,395 thousand from $35,000 thousand QoQ.
• · Total liabilities increased to $14,080 thousand from $11,287 thousand QoQ.
• · Net cash used in operating activities improved to $1,210 thousand used from $9,765 thousand used YoY.
• · First Lien investments showed net unrealized depreciation of $4,041 thousand in Q1 2026.
• · Investment purchases totaled $25,682 thousand in Q1 2026, with proceeds from sales/paydowns at $16,452 thousand.

13-05-2026

Revenues were nearly flat, up 0.2% YoY to $435,775 for the three months ended April 4, 2026, while the net loss widened significantly to $10,685 from $3,258 in the prior year period due to higher general and administrative expenses ($49,199 vs. $40,600) and depreciation ($21,256 vs. $18,568). Total assets grew 7.6% QoQ to $1,612,555 driven by acquisitions and higher cash ($28,212 vs. $12,397), but long-term debt increased to $459,997 from $317,279 and common shareholders' equity declined to $122,876 from $143,052. Operating cash flow deteriorated to $(17,978) used from $(4,391) used YoY amid higher capex and business purchases.

• · Accounts receivable, net increased to $393,085 from $385,470 QoQ.
• · Goodwill rose to $125,785 from $98,723 QoQ due to business combinations.
• · Capital expenditures on equipment $25,090 and land/buildings $12,162.
• · Shares repurchased for treasury $13,305.
• · Dividend $0.030 per share, total $1,212.

13-05-2026

SouthernSun Asset Management, LLC filed its 13F-HR report disclosing $689,910,992 in securities across 31 holdings as of March 31, 2026, all held solely with full voting authority. Top positions include Darling Ingredients Inc. ($48,249,804), Live Oak Bancshares Inc. ($34,179,135), Louisiana-Pacific Corp. ($35,346,970), and Crane NXT ($31,814,767). This routine quarterly disclosure provides a snapshot of the firm's equity portfolio concentrated in industrials and financials.

• · Filing covers period ending March 31, 2026, filed May 13, 2026
• · All holdings reported as SH SOLE with sole voting authority
• · Firm address: 240 Madison Avenue, Suite 800, Memphis, TN 38103

13-05-2026

Wiregrass Investment Management LLC filed its 13F-HR report on May 13, 2026, for the quarter ended March 31, 2026, disclosing total holdings valued at $120637324 across 96 positions, all held as sole discretionary shares. Top holdings by value include Apple Inc. COM ($7617732, 30016 shares), NVIDIA Corporation COM ($7277775, 41730 shares), and Microsoft Corp. COM ($4719007, 12748 shares). The portfolio features a mix of large-cap stocks, ETFs, and smaller positions like Flowers Foods Inc. (217643 shares) and Xtant Med Hldgs Inc. (103000 shares), with no reported changes or performance metrics.

• · All 96 positions held as sole discretionary shares (SH SOLE) with zero shared, other manager, or performance rights.
• · Portfolio includes significant ETF exposure via iShares TR and SPDR/SPDR Series Trust products.
• · Smaller-cap or high-share-count positions: DEFI Technologies Inc. (60000 shares), PERRIGO CO PLC (47978 shares), TRUIST FINL CORP (42979 shares).

13-05-2026

NewEdge Wealth, LLC filed its quarterly 13F-HR on May 13, 2026, for the period ended March 31, 2026, disclosing a diversified portfolio of 1,128 securities with a total market value of $8,394,638,671. Major holdings include Alphabet Inc. CAP STK CL A (value $233,832,298), Amazon.com Inc. (value $140,047,336), and Broadcom Inc. (value $158,682,064), spanning equities, ETFs, and options across various sectors. No period-over-period changes are provided in the filing.

• · Filing as of date: May 13, 2026
• · Conformed period of report: March 31, 2026
• · Investment discretion: Sole voting authority on reported holdings
• · Business address: 2200 Atlantic Street, Stamford, CT 06902

13-05-2026

Kennedy Lewis Capital Co's Q1 2026 10-Q shows total investment income of $30,682,777, up 33% YoY from $23,097,252, with net investment income rising 39% YoY to $17,080,995, contributing to a net increase in net assets from operations of $16,871,658, up 84% YoY. However, total investments at fair value declined 1.2% QoQ to $1,096,362,224 from $1,109,977,047 amid net unrealized depreciation of $457,982, and NAV per Class I share edged down to $20.00 from $20.04 QoQ. Total net assets grew 5.4% QoQ to $744,822,375, supported by share issuances and reinvestments.

• · Secured Credit Facility remained flat at $412,500,000 QoQ.
• · Cash and cash equivalents decreased to $5,496,329 from $60,216,576 QoQ; restricted cash increased to $44,269,851 from $32,440,987.
• · Net cash used in operating activities was $40,902,980 for Q1 2026.
• · Common shares outstanding increased to 37,246,308 from 35,262,120 QoQ.

13-05-2026

For the three months ended March 31, 2026, Strategic Student & Senior Housing Trust, Inc. reported leasing and related revenues of $10,223,590, up 13.1% YoY from $9,040,180, leading to income from operations of $949,286, a 203.7% increase from $312,614. However, the company recorded a net loss of $302,308, an improvement from $1,042,092 YoY but still negative, with property operating expenses rising 8.8% to $6,887,268 and total equity declining to $7,004,057 from $7,687,989 at December 31, 2025. Cash from operations strengthened to $1,489,242, up 68.2% YoY.

• · Net cash provided by operating activities increased to $1,489,242 in Q1 2026 from $885,605 in Q1 2025.
• · Debt, net decreased to $101,947,470 as of March 31, 2026 from $102,406,080 at December 31, 2025.
• · Accumulated depreciation increased to $41,728,809 from $40,271,844 QoQ.
• · Cash and cash equivalents rose to $4,440,994 from $3,010,009 QoQ.

13-05-2026

Parkside Financial Bank & Trust filed its 13F-HR report on May 13, 2026, disclosing holdings in 4123 securities with a total market value of $1,305,112,266 as of March 31, 2026. The portfolio features significant positions in large-cap technology stocks including Amazon.com Inc at $13,287,876, Alphabet Inc Cap Stk Cl A at $12,497,077, and Alphabet Inc Cap Stk Cl C at $6,946,774, alongside diversified exposure to healthcare, financials, and ETFs. No period-over-period changes are detailed in the filing.

• · Report period end date: March 31, 2026
• · Filing CIK: 0001455267
• · Business address: 8112 Maryland Ave Suite 101, Saint Louis, MO 63105

13-05-2026

Decheng Capital LLC filed its 13F-HR report for the quarter ended March 31, 2026, disclosing 14 equity holdings with a total market value of $661316235. The largest position is CG Oncology Inc. at $431234558 (6371669 shares), followed by Nuvation Bio Inc. at $111344543 (25954439 shares). All holdings are reported as sole ownership with sole voting authority and no performance changes or comparisons provided in the filing.

• · Holdings also include Arcus Biosciences, Inc. ($10320890, 477819 shares), BeyondSpring Inc. ($6233152, 3800702 shares), and Upstream Bio Inc. ($24523812, 2724868 shares).
• · Firm address: 3000 Sand Hill Rd, Building 2, Suite 110, Menlo Park, CA 94025.
• · Report filed on May 13, 2026, for period ending March 31, 2026.

13-05-2026

UTG Inc's Q1 2026 net income attributable to common shareholders surged 81% YoY to $23,436,868 from $12,952,643, propelled by total net investment gains of $31,762,259 versus $17,266,251 prior year, leading to total revenue of $36,493,614, up 67% YoY. Total assets expanded 6% QoQ to $521,392,599 from $491,368,581, with cash and equivalents rising 53% to $46,771,832. However, premiums and policy fees fell 6% YoY to $1,796,689, fixed maturities declined 1% QoQ to $72,174,265, and net cash from operations remained negative at $(2,598,871).

• · Gross unrealized losses on fixed maturities increased to $2,270,006 as of March 31, 2026 from $1,949,786 at December 31, 2025.
• · Net cash used in operating activities improved to $(2,598,871) from $(3,255,211) YoY.
• · Basic EPS increased to $7.46 from $4.10 YoY.
• · Share repurchases: Treasury shares acquired and retired for $195,773.

13-05-2026

Carnegie Mellon University filed its quarterly 13F-HR on May 13, 2026, for the period ended March 31, 2026, reporting total holdings value of $64,341,510 across six positions, all with sole voting power. The largest holdings are Invesco QQQ Trust Unit Ser 1 at $35,269,161 (61,106 shares) and Duolingo Inc Cl A Com at $29,059,816 (294,814 shares). Smaller positions include InnSuites Hospitality Tr Sh Ben Int ($10,101, 10,000 shares), Longevity Health Hldgs Inc Com (combined $1,313, 4,482 shares across two entries), and Axe Compute Inc Com ($1,119, 691 shares).

• · All reported holdings have sole voting power and no investment discretion or other manager shares.
• · Filer CIK: 0001039067, SEC File Number: 028-21801.
• · Business address: 5000 Forbes Avenue, Pittsburgh, PA 15213.

13-05-2026

Alpha Financial Partners LLC filed its 13F-HR disclosing $168,925,796 in total holdings across 103 positions as of March 31, 2026. The portfolio is heavily weighted toward ETFs including iShares Core U.S. Aggregate Bond ETF at $17,339,515 and iShares National Muni Bond ETF at $5,922,491, with notable equity positions in Apple Inc ($1,966,154), JPMorgan Chase & Co ($3,633,275), and iShares Core S&P 500 ETF ($45,048,196). No prior period comparisons or performance changes are provided in this routine quarterly snapshot.

• · Filing date: May 13, 2026
• · Report period end: March 31, 2026
• · All positions held with sole voting power
• · Heavy allocation to fixed income and broad market ETFs

13-05-2026

Blacksheep Fund Management Ltd filed a 13F-HR report disclosing total equity holdings of $247201034 as of March 31, 2026, across 8 positions with sole voting authority. Largest holdings include TransDigm Group Inc ($53027056), Microsoft Corp ($48173924), and Mastercard Incorporated ($43795199). No period-over-period changes or performance metrics are provided in the filing.

• · Holdings as of period end: 2026-03-31
• · Filing date: 2026-05-13
• · Filer CIK: 0001800249
• · Share counts: Grindr Inc (1241080 shares), Tucows Inc (1091985 shares), Liberty Media LBTY ONE S C (351706 shares), Microsoft Corp (130140 shares), Visa Inc (100710 shares), Mastercard (87650 shares), TransDigm Group (45754 shares), Liberty Media LBTY ONE S A (104010 shares)

13-05-2026

Fairbanks Capital Management, Inc. filed its 13F-HR report on May 13, 2026, disclosing 51 equity holdings as of March 31, 2026, with a total market value of 159797796 USD. Top holdings by value include QUALCOMM INC (9997959 USD, 77635 shares), ALLIANCE RES PARTNER L P UT LTD PART (7823318 USD, 282941 shares), ALPHABET INC CAP STK CL C (7161746 USD, 24966 shares), TAIWAN SEMICONDUCTOR MFG LTD (7511614 USD, 22227 shares), and MICROSOFT CORP (7273242 USD, 19648 shares). All positions are held with sole voting and investment discretion.

• · All holdings managed with sole voting (0) and sole investment discretion (0).
• · Firm address: 16236 San Dieguito Rd., Rancho Santa Fe, CA 92091.
• · Contact phone: 858-759-0617.
• · Other notable holdings: GameStop CL A (1699637 USD, 73769 shares), iShares Bitcoin Trust ETF (1472369 USD, 38323 shares).