S&P 500 Financials Sector SEC Filings — May 29, 2026

29-05-2026

GameStop Corp. has proposed to acquire all outstanding shares of eBay, Inc. for $125 per share in a cash-and-stock deal. Ryan Cohen, Chairman and CEO, publicly signaled the proposal via a repost on X. GameStop currently holds 25,000 eBay shares directly and has economic exposure to an additional 34,508,990 shares through put/call option pairs, though the transaction faces significant regulatory and shareholder approval risks.

• · The put/call option pairs expire on February 23, 2028, and are only settleable in cash until the HSR Act condition is satisfied.
• · GameStop delivered a non-binding proposal to eBay's board on May 3, 2026.
• · The proposal is subject to regulatory approvals under the Hart-Scott-Rodino Antitrust Improvements Act, shareholder approvals from both companies, and negotiation of a definitive agreement.
• · GameStop has not had access to eBay's books and records, and the filing disclaims responsibility for the accuracy of publicly available eBay information.

29-05-2026

Mission Produce, Inc. completed its acquisition of Calavo Growers, Inc. on May 28, 2026, uniting two major North American avocado companies. The deal consideration was $26.05 per Calavo share, consisting of $14.85 cash and 0.9790 Mission shares (based on Mission's closing price of $11.44 on May 27, 2026). The acquisition expands Mission's product portfolio into tomatoes, papayas, and prepared foods (guacamole), and adds Calavo's sourcing capabilities and customer relationships. However, the transaction introduces integration risks, potential cost overruns, and the need to realize expected synergies, while Calavo's stock was suspended from trading and will be delisted by June 8, 2026.

• · Calavo stockholders will receive $14.85 in cash and 0.9790 shares of Mission common stock per Calavo share.
• · Nasdaq suspended trading of Calavo common stock prior to the open on May 28, 2026; delisting expected by June 8, 2026.
• · Kathleen Holmgren, former Chairman of Calavo's Board, appointed to Mission's Board, which now has 10 directors.
• · B. John Lindeman will continue to lead Calavo during a transition period, reporting to Mission CEO John Pawlowski.
• · Mission owns five packing facilities across the U.S., Mexico, Peru, and Guatemala and sources from 20+ growing regions.
• · Mission delivers to over 25 countries and also markets mangos and grows blueberries.

29-05-2026

Quartzsea Acquisition Corp is seeking shareholder approval at a Special Meeting on June 16, 2026 to extend its deadline to complete an initial business combination from June 19, 2026 to October 19, 2026 through up to four monthly extensions, each requiring a deposit of $0.033 per public share into the trust account. As of May 29, 2026, the trust held approximately $86.7 million ($86,699,486.47) with 8,111,568 public shares outstanding, implying a per-share redemption price of about $10.69, while the closing market price was $10.45 per share—a slight discount to trust value. The sponsor and insiders hold 4,310,000 shares (including 4,025,000 founder shares) and can vote in favor, but the proposals require 65% approval of all outstanding shares, and if not approved, the company will liquidate and redeem 100% of public shares.

• · The Special Meeting will be held virtually on June 16, 2026 at 4 p.m. Eastern Time; advance registration required via www.proxydocs.com/QSEA.
• · Redemption deadline for public shareholders is at least two business days prior to the meeting (June 12, 2026).
• · If the Extension and Trust Amendments are not approved, the company will liquidate and redeem 100% of public shares by the original Termination Date of June 19, 2026.
• · The Board retains discretion to abandon and not implement either proposal at any time without further shareholder action.
• · The sponsor has agreed not to seek reimbursement from the trust account for dissolution or liquidation expenses if no business combination is completed.

29-05-2026

Gold Resource Corp (GORO) is seeking shareholder approval for a merger with Goldgroup, where each Company Share will be exchanged for 1.4476 Goldgroup Shares (subject to adjustment for a consolidation). The merger is subject to multiple conditions, including shareholder and court approvals, and no appraisal rights are available to GORO shareholders. The filing highlights significant risks, including that the fixed exchange ratio will not adjust for share price changes and that failure to complete the merger could materially adversely affect GORO's business and stock price.

• · The exchange ratio is fixed at 1.4476 Goldgroup Shares per Company Share (subject to adjustment for a consolidation ratio).
• · No appraisal rights are available to GORO shareholders under the CCAA.
• · The Final Order hearing is scheduled for July 6, 2026 at 9:45 a.m. Vancouver time.
• · Interested parties must file a Response to Petition by July 2, 2026 to appear at the Final Order hearing.
• · The merger is subject to multiple conditions including shareholder approval from both companies, court approval, and regulatory approvals.
• · Certain executive officers and directors have interests in the merger that differ from or are in addition to those of other shareholders.
• · If the merger is not completed, GORO's stock price and financial condition may be materially adversely affected.

29-05-2026

Calavo Growers, Inc. completed its acquisition by Mission Produce, Inc. on May 28, 2026, through a two-step merger process. Calavo shareholders received 0.9790 Mission Produce shares and $14.85 in cash per Calavo share, with total consideration of approximately 17.5 million Mission Produce shares and $265.9 million in cash. All Calavo directors resigned effective at closing, and Calavo common stock was delisted from Nasdaq.

• · The Merger Agreement was originally dated January 14, 2026.
• · Calavo's credit agreement with Wells Fargo Bank was repaid and terminated upon closing.
• · All outstanding Calavo stock options, RSUs, and deferred RSUs were cancelled and converted into cash based on the Merger Consideration Value of $27.69.
• · Calavo common stock was delisted from Nasdaq on May 28, 2026, and the company intends to file Form 15 to suspend SEC reporting obligations.
• · The surviving entity after the mergers is Calavo Growers, LLC, a Delaware limited liability company.

29-05-2026

Cycurion, Inc. (CYCU) announced the acquisition of Secuvant, LLC for approximately $2.875 million in cash and preferred stock, with additional earn-out payments through 2028. The deal is expected to contribute $3 million in annualized revenue and $1.5 million in EBITDA for FY2026, and will enhance Cycurion's AI-driven cybersecurity platform, HavenX, with automated threat defense capabilities. However, the acquisition carries integration risks and forward-looking uncertainties typical of such transactions.

• · Secuvant was founded in 2014 and specializes in managed security services, threat and vulnerability management, and compliance.
• · Performance-based earn-out payments are tied to gross profit from certain revenue streams and will be paid 50% in cash and 50% in Cycurion common stock.
• · The acquisition targets mid-market and enterprise clients in construction, agriculture, financial services, utilities, manufacturing, and critical infrastructure.
• · Cycurion's stock trades on NASDAQ under ticker CYCU.

29-05-2026

Peabody Energy Corp announced on May 28, 2026, that it priced a private offering of $225 million aggregate principal amount of Convertible Senior Notes due 2031 to qualified institutional buyers under Rule 144A. The filing did not disclose the conversion terms, coupon rate, or use of proceeds beyond the pricing announcement.

• · Offering is conducted as a private placement to qualified institutional buyers under Rule 144A of the Securities Act.
• · The press release was filed as Exhibit 99.1 and incorporated by reference into the 8-K.
• · Maturity date of the Notes is 2031 (5 years from filing date).
• · No conversion rate, interest rate, or use of proceeds were specified in this filing.
• · The offering was initially announced as an intention on the same date (May 28, 2026) and subsequently priced on the same day.

29-05-2026

American Clean Resources Group, Inc. (ACRG) disclosed the departure of two fractional executives: C. Derek Campbell transitioned from fractional Chief Strategy Officer to a non-executive advisory role effective January 30, 2026, and Kelly Marshall departed as fractional Chief Marketing Officer on April 15, 2026. The company also engaged Jeff Bootes in a fractional, project-based consulting capacity effective April 20, 2026, to support execution activities at the Millers, Nevada project and the Cross Caribou asset. These changes reflect ongoing operational realignment but no financial metrics or performance data were provided.

• · C. Derek Campbell transitioned to non-executive advisory role effective January 30, 2026.
• · Kelly Marshall departed as fractional Chief Marketing Officer on April 15, 2026.
• · Jeff Bootes engaged in fractional, project-based consulting capacity effective April 20, 2026.
• · Bootes' engagement focuses on Millers, Nevada project and Cross Caribou asset execution activities.
• · No financial statements or exhibits were filed with this 8-K.

29-05-2026

The Trade Desk, Inc. announced that Samantha Jacobson, who resigned as an officer and employee effective May 18, 2026, is now eligible to participate in the non-employee director compensation program. She will receive $50,000 in annual cash compensation and an equity grant of $290,000 (prorated from May 18, 2026) for her service on the board. The transition reflects a change in role from officer to director, with no negative financial impact noted.

• · Samantha Jacobson's resignation as officer and employee was effective May 18, 2026.
• · The equity grant vests in full on the date of the Company's next annual meeting of stockholders.
• · Ms. Jacobson may elect to receive the equity grant in the form of restricted stock, restricted stock units, stock options, or a mix of one-half restricted stock/RSUs and one-half options.

29-05-2026

On May 28, 2026, Heritage Insurance Holdings, Inc. announced it has fully placed its 2026-2027 indemnity-based catastrophe excess-of-loss reinsurance program for its three insurance subsidiaries. The 8-K filing simply reports this event via a press release; no financial results, performance metrics, or period-over-period comparisons are provided.

• · The reinsurance program covers the 2026-2027 treaty year.
• · The program is catastrophe excess-of-loss and indemnity-based.
• · Subsidiaries covered: Heritage Property Casualty Insurance Company, Narragansett Bay Insurance Company, and Zephyr Insurance Company.
• · No attachment point, limit, or cost details are disclosed in the filing.

29-05-2026

Quest Water Global, Inc. engaged KAN Accounting Solutions pllc as its new independent accountant on May 27, 2026, replacing Fruci & Associates II, PLLC, which resigned at the company's request on May 5, 2026. The board of directors approved the change. No consultations occurred with KAN regarding accounting principles, audit opinions, disagreements, or reportable events during the fiscal years ended December 31, 2025 and 2024, and through May 27, 2026.

• · Fruci & Associates II, PLLC resigned as independent accountant on May 5, 2026, at the company's request.
• · The company's fiscal years ended December 31, 2025 and 2024, and the period through May 27, 2026, had no consultations with KAN regarding accounting principles, audit opinions, disagreements, or reportable events.
• · Details of Fruci's resignation are referenced in a separate Form 8-K dated May 6, 2026.

29-05-2026

News Corp filed an 8-K on May 29, 2026, disclosing that it has provided daily transaction disclosures to the Australian Securities Exchange (ASX) under its existing $1 billion stock repurchase program. The filing includes forward-looking statements regarding the company's intent to repurchase Class A and Class B common stock from time to time, subject to market conditions and other factors. No specific financial results or material changes were reported in this filing.

• · The repurchase program authorizes up to $1 billion in aggregate of Class A and Class B common stock.
• · The company is required to provide daily transaction disclosures to the ASX under ASX rules.
• · The filing includes forward-looking statements subject to risks such as market price changes, general market conditions, securities laws, and alternative investment opportunities.
• · The report was signed by Michael L. Bunder, Senior Vice President, Deputy General Counsel and Corporate Secretary.

29-05-2026

AGNC Investment Corp. implemented a new at-the-market (ATM) common stock issuance program on May 28, 2026, allowing it to sell up to $2.0 billion of common stock through multiple agents including Goldman Sachs, Barclays, and Morgan Stanley. The program provides the company with significant capital-raising flexibility, with agents receiving up to 1.0% of gross sales price as compensation. No shares have been sold yet under this program, and there are no negative or flat performance metrics to report as this is a forward-looking capital markets action.

• · The ATM program is authorized under the company's existing automatic shelf registration statement on Form S-3ASR (File No. 333-279249) filed May 9, 2024.
• · Sales may be conducted through ordinary brokers' transactions, market maker transactions, on Nasdaq, over-the-counter, or in privately negotiated transactions including block trades.
• · The program terminates upon the earlier of sale of all $2B in shares or termination of the sales agreements by either party.
• · Skadden, Arps, Slate, Meagher & Flom LLP provided a legal opinion on the offering, filed as Exhibit 5.1.

29-05-2026

Rani Therapeutics Holdings, Inc. held its 2026 Annual Meeting on May 28, 2026, where all director nominees were elected and the ratification of CBIZ CPAs P.C. as independent auditor for FY2026 was approved. The company reported 99,812,515 Class A and 23,970,359 Class B shares outstanding, with all shares voting as a single class. All seven director nominees received strong support, though Jean-Luc Butel drew a notable 4,997,042 votes withheld (about 8.7% of votes cast), while the auditor ratification passed with 77,019,828 votes in favor against only 332,645 against.

• · Record date for the Annual Meeting was April 2, 2026, with total voting shares of 123,782,874 (99,812,515 Class A + 23,970,359 Class B).
• · All seven director nominees were elected to serve until the 2027 annual meeting.
• · Broker non-votes totaled 19,921,604 on each director election, indicating significant shares held by brokers that did not vote on the director elections.
• · Jean-Luc Butel had the highest number of votes withheld (4,997,042), representing approximately 8.7% of votes cast on that proposal (excluding broker non-votes), notably higher than the other six directors whose withheld votes ranged from 0.18% to 1.55%.
• · Ratification of CBIZ CPAs P.C. passed with 77,019,828 votes in favor, 332,645 against, and 54,190 abstentions — a 99.5% approval rate of votes cast.
• · The Definitive Proxy Statement was filed on April 16, 2026.

29-05-2026

MARCUS CORP held its 2026 Annual Meeting on May 21, 2026, where shareholders elected twelve directors, approved executive compensation with 99.16% support, and ratified Deloitte & Touche LLP as auditor for fiscal 2026 with 99.90% approval. All director nominees were elected, though Katherine M. Gehl received the highest votes withheld (10,458,504), indicating notable shareholder dissent.

• · Katherine M. Gehl received 10,458,504 votes withheld, the highest among all director nominees, representing about 12% of votes cast (excluding broker non-votes).
• · Philip L. Milstein had 6,630,234 votes withheld, the second highest dissent.
• · Broker non-votes totaled 2,892,083 for all director elections and the executive compensation vote.
• · The meeting was held on May 21, 2026, and the 8-K was filed on May 29, 2026.

29-05-2026

On May 21, 2026 Unusual Machines, Inc. amended a Management Services Agreement with 8 Consulting LLC to extend the termination date to December 31, 2026 and to modify the annual service fee to $350,000; the fee increase was previously approved by the Company’s Compensation Committee. The amendment lengthens the engagement compared with the prior termination date (original Agreement dated May 1, 2024) but results in higher annual cash compensation to the CEO’s service provider.

• · Amendment executed on May 21, 2026; Form 8-K filed May 29, 2026 (signed May 28, 2026).
• · Management Services Agreement originally dated May 1, 2024.
• · Registrant is an emerging growth company (checked).
• · The amendment concerns services rendered by the Company's Chief Executive Officer.

29-05-2026

Community West Bancshares held its Annual Meeting on May 27, 2026, with 72.23% of outstanding shares represented. All 13 director nominees were elected, and shareholders ratified the appointment of Baker Tilly LLP as independent auditor with overwhelming support (99.9% of votes cast). However, the non-binding advisory resolution on executive compensation received notable opposition, with 876,079 votes against (5.4% of votes cast) and 60,855 abstentions, indicating some shareholder dissent on pay practices.

• · Daniel J. Doyle received the lowest support among director nominees with 12,913,074 votes for and 3,292,881 votes withheld (20.3% withheld).
• · Kirk B. Stovesand also had significant withheld votes: 123,883 against 13,053,991 for (0.9% withheld).
• · All director elections had 3,372,885 broker non-votes, representing about 17.2% of shares represented.
• · The advisory compensation resolution had 15,269,021 votes for, 876,079 against, and 60,855 abstentions, plus 3,372,885 broker non-votes.
• · The auditor ratification had no broker non-votes, with 19,556,109 for, 12,393 against, and 10,338 abstentions.

29-05-2026

WisdomTree, Inc. entered into privately negotiated repurchase agreements to buy back approximately $51.9 million in aggregate principal amount of its 3.25% Convertible Senior Notes due 2029 for an aggregate cash repurchase price of approximately $87.3 million. The transactions are expected to close on June 1, 2026, leaving approximately $18.1 million of the Notes outstanding. The repurchase was executed at a significant premium to par, reflecting a substantial cost to the company.

• · The repurchase price of $87.3M represents a premium of approximately 68% over the principal amount of $51.9M.
• · The repurchase was conducted through individual, privately negotiated agreements with certain holders of the Notes.
• · The transaction is expected to close on June 1, 2026, subject to customary closing conditions.
• · After the repurchase, only $18.1M of the original Notes will remain outstanding.

29-05-2026

Hallmark Venture Group, Inc. reported a net loss of $273,496 for the three months ended March 31, 2026, an improvement from a net loss of $728,927 in the same period of 2025. The company had no revenue in either period, while total operating expenses decreased to $38,571 from $58,010. However, the company's cash position declined to $1,946 from $3,382 at year-end 2025, and it continues to operate with a stockholders' deficit of $174,690.

• · The company had no revenue in either Q1 2026 or Q1 2025.
• · Net loss from discontinued operations was $0 in Q1 2026 versus $426,960 in Q1 2025.
• · Weighted average shares outstanding increased dramatically from 1,047,852 in Q1 2025 to 65,610,811 in Q1 2026.
• · Net loss per share improved from $(0.70) to $(0.01).
• · Total assets decreased from $3,382 to $1,946.
• · Accounts payable and accrued liabilities decreased from $191,266 to $171,556.
• · Convertible notes payable (net of discount) decreased from $52,840 to $496.
• · Accrued interest was $0 at March 31, 2026, down from $2,350 at December 31, 2025.
• · Additional paid-in capital increased from $4,820,895 to $5,313,003 due to stock issued for debt conversion.
• · Net cash used in operating activities was $59,077 in Q1 2026, compared to $17,085 used in Q1 2025.
• · Proceeds from convertible note payable were $57,641 in Q1 2026.
• · Non-cash transactions included $132,341 of common stock issued for debt and $27,346 for related party debt.
• · Warrants outstanding remained at 12 with a weighted average exercise price of $500 and intrinsic value of $0.

29-05-2026

Okta reported Q1 FY27 revenue of $765M, up 11.2% YoY from $688M, driven by subscription revenue growth of 11.4% to $750M. Net income rose to $74M from $62M, with diluted EPS increasing to $0.42 from $0.35. However, total assets declined 3.7% sequentially to $9.347B, and cash and cash equivalents fell 11.2% to $762M, partly due to $248M in stock repurchases. Operating cash flow improved to $277M from $241M, but deferred revenue decreased 8.4% sequentially to $1.752B.

• · Professional services and other revenue remained flat at $15M YoY.
• · Research and development expenses increased 5.8% YoY to $163M, while sales and marketing expenses rose 17.3% YoY to $278M.
• · General and administrative expenses decreased 4.9% YoY to $98M.
• · Interest income and other, net declined 23.3% YoY to $23M.
• · The company repurchased 3,027 thousand shares of Class A common stock for $248M during Q1 FY27.
• · Goodwill remained unchanged at $5.487B.
• · Convertible senior notes, net, stayed at $350M.
• · Accumulated deficit improved to $(2.493)B from $(2.567)B at year-end.
• · Total stockholders' equity decreased 1.4% sequentially to $6.899B.
• · Cash used in financing activities was $293M, primarily due to stock repurchases and tax withholdings on equity awards.

29-05-2026

Copart reported mixed results for the third quarter of fiscal 2026 (three months ended April 30, 2026). Total revenues increased 2.1% YoY to $1.237 billion, driven by growth in both service revenues (+2.1%) and vehicle sales (+2.3%). However, net income attributable to Copart declined slightly to $402.4 million from $406.6 million in the prior-year quarter, as operating expenses grew faster than revenue. For the nine-month period, net income was essentially flat at $1.157 billion. The company also significantly increased share repurchases, spending $1.63 billion in the first nine months of fiscal 2026 compared to zero in the prior-year period, which reduced outstanding shares by 4.3%.

• · Total assets decreased to $9.649 billion as of April 30, 2026 from $10.091 billion at July 31, 2025, primarily due to a reduction in held-to-maturity securities and share repurchases.
• · Stockholders' equity fell to $8.774 billion from $9.187 billion over the same period, driven by $1.633 billion in share repurchases.
• · The company's effective tax rate for the quarter was approximately 20.1% (income tax expense of $100.7M on pre-tax income of $502.1M), up from 19.4% in the prior-year quarter.
• · Capital expenditures (purchases of property and equipment) for the nine months were $258.6 million, down 46.3% from $481.3 million in the prior-year period.
• · The company held $2.668 billion in cash equivalents (at carrying value) as of April 30, 2026, up from $2.197 billion at July 31, 2025.

29-05-2026

PLAYSTUDIOS, Inc. filed a DEF 14A proxy statement for its 2026 Annual Meeting of Stockholders to be held virtually on July 10, 2026. The meeting includes three proposals: election of five directors, ratification of Deloitte as independent auditor for FY2026, and approval of a reverse stock split. As of the record date (May 18, 2026), the company had 112,264,257 Class A shares and 16,457,769 Class B shares outstanding, with Class B shares carrying 20 votes each.

• · Annual Meeting will be held virtually on July 10, 2026 at 8:00 a.m. Pacific Time.
• · Stockholders must register by 11:59 p.m. ET on July 7, 2026 to attend virtually.
• · Proxy materials were sent on or about May 29, 2026.
• · Record date for voting is May 18, 2026.
• · Class A common stock has one vote per share; Class B common stock has 20 votes per share.
• · Proposal 1: Election of five directors for a one-year term.
• · Proposal 2: Ratification of Deloitte as independent auditor for fiscal year ending December 31, 2026.
• · Proposal 3: Approval of a reverse stock split.
• · Board recommends voting 'For' all three proposals.
• · Votes must be received by 11:59 p.m. ET on July 9, 2026.

29-05-2026

FTAI Aviation Ltd. held its 2026 Annual General Meeting on May 28, 2026, where shareholders elected three Class I directors (Joseph P. Adams, Jr., Judith A. Hannaway, and Martin Tuchman), approved on a non-binding advisory basis the compensation of named executive officers, and ratified the appointment of KPMG LLP as independent auditor for fiscal year 2026. All proposals passed with strong shareholder support, though Judith A. Hannaway received a notable 15.9% withhold vote (13,558,827 votes withheld out of 85,411,343 votes cast).

• · Judith A. Hannaway received 13,558,827 votes withheld, representing 15.9% of votes cast, significantly higher than the other two director nominees.
• · Broker non-votes totaled 8,894,304 shares for both director elections and the advisory say-on-pay vote.
• · The ratification of KPMG as auditor passed with 94,181,439 votes for, only 101,827 against, and 22,381 abstentions.
• · The advisory say-on-pay proposal received 80,859,607 votes for, 4,510,523 against, and 41,213 abstentions.

29-05-2026

NANO Nuclear Energy Inc. (NNE) acquired Secured Transportation Services LLC (STS) for up to $13 million ($6M cash + $7M restricted stock), adding over 20 years of specialized nuclear transportation experience. STS generated $7.1M in revenue and $1.3M in net income for the twelve months ended December 31, 2025, making NNE one of the few revenue-generating microreactor developers. However, the acquisition introduces integration risks and the company remains an early-stage developer with no commercial reactor deployed.

• · STS was founded in 2005 and brings more than 20 years of specialized nuclear transportation experience.
• · STS personnel have completed projects in more than 40 countries.
• · STS currently holds approvals for more than 90% of active U.S. NRC approved spent fuel routes.
• · The acquisition was executed through NANO Nuclear's existing transportation subsidiary, Advanced Fuel Transportation Inc.
• · A portion of the $7 million in restricted stock is subject to certain contractual contingencies.
• · NANO Nuclear is the first portable nuclear microreactor company to be listed publicly in the U.S.
• · NANO Nuclear's reactor products in development include KRONOS MMR™ (in pre-application engagement with NRC), ZEUS™, and LOKI MMR™.
• · AFT is the exclusive licensee of a patented high-capacity HALEU fuel transportation basket developed by three major U.S. national nuclear laboratories and funded by the DOE.

29-05-2026

Ashland Inc. entered into a Second Amended and Restated Credit Agreement dated May 28, 2026, amending and restating its existing credit facility. The new agreement provides a revolving credit facility with commitments from a syndicate of lenders, including The Bank of Nova Scotia as administrative agent, and features pricing tiers based on the company's Consolidated Net Leverage Ratio. The filing does not disclose the total commitment amount or any specific financial metrics, but the agreement includes standard representations, covenants, and events of default.

• · The agreement amends and restates the prior Amended and Restated Credit Agreement dated July 22, 2022.
• · The pricing grid includes four tiers based on Consolidated Net Leverage Ratio: Tier I (<1.5x), Tier II (1.5x to <3.0x), Tier III (3.0x to <3.5x), and Tier IV (>3.5x).
• · Initial Applicable Rates (until first Compliance Certificate) are: 0.375% for Base Rate Loans, 1.375% for Term SOFR/Adjusted Eurocurrency Rate and Letter of Credit Fees, and 0.175% for the Applicable Fee Rate.
• · The agreement includes provisions for Benchmark Replacement Setting, Limited Condition Acquisitions, and Swiss Non-Bank Rules.
• · The filing does not specify the total commitment amount or any financial covenants thresholds.

29-05-2026

Genesco reported better-than-expected fiscal Q1 2027 results for the three months ended May 2, 2026. Net sales rose 3% to $487M, with total comparable sales up 2%, marking the seventh consecutive quarter of positive comparable sales growth. However, GAAP EPS was ($1.42) and Non-GAAP EPS was ($2.18), while segment performance was mixed with Schuh comparable sales declining 9% and e-commerce growth flat at 0%. The company raised its full-year adjusted EPS outlook to $2.00–$2.40 and announced a new $40–$50M cost savings program through Fiscal 2029.

• · Gross margin improved 30 bps to 47.0% from 46.7%, driven by shipping efficiencies and less promotional activity but partially offset by brand mix.
• · SG&A expenses improved to 52.2% of sales from 52.5%, adjusted SG&A leveraged 60 bps to 51.9%.
• · GAAP operating loss improved to ($15.4M) from ($28.1M) — a 45% reduction in loss.
• · Adjusted operating loss was ($23.9M) vs ($27.9M) last year; adjusted operating margin improved to -4.9% from -5.9%.
• · Schuh total sales decreased 5% (-9% constant currency) due to pullback on promotions.
• · E-commerce comparable sales were flat at 0% vs +7% in prior year — a deceleration.
• · Total comparable sales growth decelerated to 2% from 5% in prior year.
• · Inventory increased 6% YoY, primarily at Journeys.
• · Capital expenditures were $15M, D&A was $13M.
• · Full-year sales guidance: down 1% to flat, reflecting store closures and license exits.
• · Full-year EPS guidance raised to $2.00–$2.40 (midpoint $2.20) from $1.90–$2.30 (midpoint $2.10).
• · Expected tariff refunds of $23–$25M not included in guidance.
• · No share repurchases in Q1 FY27; $29.8M remaining on authorization.
• · Adjusted tax rate for Q2 and Q3 expected in range of 7%–8% due to valuation allowance; full-year tax rate guidance 30%.

29-05-2026

Picard Medical, Inc. filed an 8-K on May 29, 2026, disclosing a press release featuring a letter from Chairman Richard Fang to stockholders. The filing is a Regulation FD disclosure and does not contain any financial results or material operational updates.

• · The filing is under Item 7.01 (Regulation FD Disclosure) and Item 9.01 (Financial Statements and Exhibits).
• · The press release is furnished as Exhibit 99.1 and is not deemed 'filed' under the Exchange Act.
• · The company is an emerging growth company and has not elected to use the extended transition period for complying with new financial accounting standards.

29-05-2026

Silexion Therapeutics Corp (SLXNW) announced a 1-for-10 reverse share split, effective May 28, 2026, to maintain compliance with Nasdaq's minimum bid price requirement. The consolidation reduces the number of outstanding shares from 59,000,000 to 5,900,000 and increases the par value from $0.0135 to $0.135 per share. The split was authorized by shareholders at an extraordinary general meeting on May 5, 2026, and is subject to board confirmation to ensure sufficient publicly held shares under Nasdaq rules.

• · The reverse split ratio is 1-for-10, subject to reduction to maintain sufficient publicly held shares per Nasdaq listing rules.
• · The authorized share capital remains at US$796,500, while par value per share increases from US$0.0135 to US$0.135.
• · The number of issued shares will decrease from 4,074,710 to 407,471 based on April 7, 2026 holdings.
• · The resolution was passed as an ordinary resolution at an extraordinary general meeting on May 5, 2026, effective May 28, 2026.

29-05-2026

Johnson Outdoors Inc. announced that its Board of Directors approved a quarterly cash dividend, payable on July 30, 2026, to shareholders of record as of July 16, 2026. The dividend amount was not specified in the filing. This disclosure was made under Regulation FD and is furnished, not filed, with the SEC.

• · The dividend is payable on July 30, 2026.
• · The record date for the dividend is July 16, 2026.
• · The press release was issued on May 29, 2026.
• · The filing is under Item 7.01 (Regulation FD Disclosure) and Item 9.01 (Financial Statements and Exhibits).

29-05-2026

EDAP TMS SA announced it will operate under the new corporate name 'FocalTherics' and its ADSs will trade under the new ticker symbol 'FOCL' on the Nasdaq Global Market starting June 1, 2026. The legal name remains EDAP TMS S.A. pending future shareholder approval. Additionally, the company intends to report its ESWL and Distribution segments as discontinued operations beginning with Q2 2026 financial results. The company will hold an Investor Day on June 1, 2026 to discuss its new corporate identity and strategy.

• · New ticker symbol 'FOCL' will begin trading at market open on June 1, 2026.
• · CUSIP number for ADSs remains unchanged; shareholders do not need to take any action.
• · Legal name change to FocalTherics requires future shareholder approval at a general meeting.
• · Investor Day scheduled for June 1, 2026 at 8:00 a.m. ET; replay and slides available on company website.
• · ESWL and Distribution segments to be classified as discontinued operations in Q2 2026 financial statements.

29-05-2026

Palermo Technologies Inc. filed Amendment No. 4 to its S-1 registration statement for an initial public offering of up to 3,500,000 shares of common stock at $0.10 per share, with maximum gross proceeds of $350,000 and net proceeds of approximately $325,000. The company is an early-stage venture with no revenues, net losses of $10,329 for the fiscal year ended July 31, 2025, and total stockholders' deficit of $4,732 as of that date. However, the offering has no minimum share requirement, the CEO will retain majority voting control (58.8% even if all shares are sold), and the auditors have expressed substantial doubt about the company's ability to continue as a going concern.

• · The offering is self-underwritten with no commissions paid to the sole officer/director.
• · No minimum number of shares must be sold for the offering to close.
• · The offering price of $0.10 per share was determined arbitrarily and bears no relationship to any objective criterion of value.
• · The company's securities are not currently listed on any exchange; it plans to apply for OTC Pink Market listing after the offering.
• · The company has no revenues since inception (July 2, 2025) and its operations have been sustained by loans from its President.
• · The CEO and sole director owns 100% of issued and outstanding common stock; after the offering, he will own approximately 74.1% (if 50% of shares sold) or 58.8% (if 100% sold).
• · The company is an emerging growth company and a smaller reporting company.
• · The company's secure communications infrastructure platform is under development and not yet commercially available.

29-05-2026

Aptose Biosciences Inc. filed an 8-K on May 29, 2026, to disclose a press release under Regulation FD. The filing does not contain any financial results or material quantitative data, only the issuance of the press release itself.

• · The press release was issued on May 29, 2026, and is attached as Exhibit 99.1.
• · The filing is made under Items 7.01 (Regulation FD Disclosure) and 9.01 (Financial Statements and Exhibits).
• · The registrant is a Canadian corporation with principal executive offices in Toronto, Ontario.

29-05-2026

Maplebear Inc. (CART) held its 2026 Annual Meeting on May 22, 2026, where stockholders elected two Class III directors, ratified PricewaterhouseCoopers LLP as independent auditor for 2026, and approved executive compensation on a non-binding advisory basis. All three proposals passed, with director Meredith Kopit Levien receiving 169,590,945 votes for (92.3% of votes cast) and Lily Sarafan receiving 152,967,518 votes for (83.3% of votes cast). However, the say-on-pay vote showed notable opposition, with 38,736,539 votes against (21.2% of votes cast), indicating some shareholder dissent on executive compensation.

• · The annual meeting was held on May 22, 2026, with stockholders of record as of April 1, 2026 entitled to vote.
• · Broker non-votes totaled 20,165,446 for both director elections and the say-on-pay proposal.
• · The ratification of PwC as auditor received the highest support at 99.7% of votes cast, with only 488,888 against and 81,281 abstentions.
• · Director Lily Sarafan received 30,722,818 withheld votes (16.7% of votes cast), significantly higher than Meredith Kopit Levien's 14,099,391 withheld votes (7.7%).

29-05-2026

Invesco Commercial Real Estate Finance Trust, Inc. declared monthly distributions of $0.1600 per share for all seven classes of common stock for May 2026, payable on June 12, 2026 to stockholders of record as of May 31, 2026. Net distributions range from $0.1420 (Class S-1 after servicing fee) to $0.1600 (Classes D, I, E, F with no servicing fee). The gross distribution amount is uniform across all classes, with no period-over-period comparison provided in this filing.

• · Each class receives the same gross distribution of $0.1600 per share, but net amounts differ due to stockholder servicing fees.
• · Class S-1 has the lowest net distribution at $0.1420 per share due to the highest servicing fee of $0.0180.
• · Classes D, I, E, and F have no servicing fee, resulting in a full net distribution of $0.1600 per share.
• · Distributions are payable in cash or reinvested in shares for participants in the distribution reinvestment plan.
• · The record date is May 31, 2026 (5:00 PM Eastern time) and payment date is on or about June 12, 2026.

29-05-2026

Jonathan Frohlinger resigned as Principal Accounting Officer of Morgan Stanley Direct Lending Fund (MSDL) on May 26, 2026, effective immediately. The resignation was not due to any disagreement with the company.

• · Resignation effective date: May 26, 2026
• · Filing date: May 29, 2026
• · No disagreement cited as reason for departure

29-05-2026

Tiptree Inc. and Warburg Pincus announced the closing of the sale of The Fortegra Group, Inc. to DB Insurance Co., Ltd. The transaction strengthens Tiptree's balance sheet with substantial cash proceeds, resulting in an estimated pro-forma book value per diluted share of approximately $23.80. Tiptree also authorized a new $20 million share repurchase program, reflecting confidence in its intrinsic value, while the company shifts focus to disciplined capital allocation and strategic acquisitions in financial services.

• · Warburg Pincus has more than $100 billion in assets under management and over 215 companies in its active portfolio.
• · Warburg Pincus has invested more than $5 billion in equity capital across over 20 insurance investments globally over 30 years.
• · Tiptree was established in 2007 and invests across insurance, asset management, specialty finance, and real estate sectors.
• · The forward-looking statements section includes cautionary language about risks and uncertainties that could cause actual results to differ materially.

29-05-2026

On May 29, 2026 Spire Global, Inc. (SPIR) announced that Chief Operating Officer Celia Pelaz informed the company she will resign effective September 30, 2026 to pursue a role with another organization. The company does not intend to replace the COO role and has initiated a search for a Chief Commercial Officer consistent with its 2026 strategic priorities; the filing states the resignation was not due to any disagreement about operations, policies, practices, financial reporting or controls.

• · Resignation notice date: May 29, 2026
• · Effective resignation date: September 30, 2026
• · Company telephone: (202) 301-5127
• · Registrant address: 8000 Towers Crescent Drive, Suite 1100, Vienna, Virginia 22182
• · Company will initiate search for a Chief Commercial Officer and does not currently intend to replace the COO role

29-05-2026

Bandwidth Inc. (BAND) held its 2026 Annual Meeting on May 28, 2026, with 87.08% of eligible votes represented. Stockholders elected David A. Morken and Rebecca G. Bottorff as Class III directors, ratified Ernst & Young LLP as auditors with overwhelming support (99.6% 'For'), and approved say-on-pay and say-on-frequency proposals. However, director elections showed notable opposition, with 18.1% withheld for Morken and 22.2% for Bottorff, and say-on-pay received 24.5% 'Against' votes, indicating significant shareholder dissent on compensation and board composition.

• · The company will hold future advisory votes on executive compensation annually until at least the 2032 annual meeting.
• · Record date for voting was April 1, 2026.
• · Class B common stockholders had 10 votes per share; Class A had 1 vote per share.
• · Proposal 3 (say-on-pay) passed with 30,884,728 For vs 10,011,929 Against (74.1% approval, excluding abstentions).
• · Proposal 4 (say-on-frequency) received a 3-year interval preference as the least popular choice (1,526,775 votes), while 'Every Year' had dominant support.
• · Auditor ratification passed with 43,322,421 For (99.6% of votes cast).

29-05-2026

ProKidney Corp. held its 2026 Annual Meeting of Stockholders on May 28, 2026, where shareholders elected three director nominees to three-year terms expiring in 2029 and ratified the appointment of Ernst & Young LLP as the independent auditor for fiscal year 2026. All proposals passed with strong shareholder support, with director nominees receiving between 193.2 million and 197.0 million votes 'for' and the auditor ratification receiving 239.1 million votes 'for'.

• · The annual meeting was held on May 28, 2026, and the 8-K was filed on May 29, 2026.
• · All three director nominees were elected to three-year terms expiring at the 2029 annual meeting.
• · The ratification of Ernst & Young LLP as independent auditor for fiscal year ending December 31, 2026, received 239,091,167 votes for, 729,165 against, and 382,882 abstentions, with no broker non-votes.
• · Broker non-votes for director elections totaled 42,579,394 for each nominee.

29-05-2026

Kentucky First Federal Bancorp (KFFB) announced that its Board of Directors will hold a special meeting on July 28, 2026 to consider resuming a quarterly dividend of up to $0.10 per share, after suspending dividends since November 2023. However, the Board may declare a lower dividend or none at all, and no final decision has been made. The dividend resumption is contingent on First Federal MHC (holding 58.5% of shares) waiving its right to receive dividends aggregating up to $0.40 per share over 12 months, and on non-objection from the Federal Reserve Bank of Cleveland.

• · Dividends were suspended on January 16, 2024, and no dividend has been paid since November 2023.
• · First Federal MHC previously approved similar dividend waiver proposals from 2012 through 2023.
• · The special Board meeting on July 28, 2026 will follow the First Federal MHC member meeting to vote on the waiver proposal.
• · Any dividend declaration remains subject to non-objection from the Federal Reserve Bank of Cleveland.

29-05-2026

KLA-iBotics Holdings Ltd, a BVI holding company with operations in Hong Kong, filed an F-1 registration statement for an initial public offering of 6,250,000 Class A ordinary shares at an expected price range of $4.00 to $6.00 per share, with plans to list on NYSE American. The company is a controlled company, with Kamui Development Group Limited (a subsidiary of Reitar Logtech, listed on Nasdaq) holding 100% of Class B shares representing approximately 88.09% of total voting power. However, the company faces significant risks, including extreme customer concentration—96.8% and 93.1% of total revenue for the two years ended March 31, 2025 and 2024, respectively, came from one affiliated customer, Kamui Construction & Engineering Group Limited—and that customer generated no revenue for the six months ended September 30, 2025 as the relevant project was completed.

• · The company is an emerging growth company as defined under Rule 405 of the Securities Act.
• · The company intends to apply to list on NYSE American under a symbol to be determined.
• · Each Class A ordinary share is entitled to one vote; each Class B ordinary share is entitled to twenty votes and is convertible into one Class A share.
• · The company is a BVI holding company with no material operations of its own; operations are conducted through Hong Kong subsidiaries.
• · The company does not have a VIE structure and does not intend to establish one.
• · The auditor, Enrome LLP, is located in Singapore and is inspected by the PCAOB on a regular basis.
• · The company is subject to risks under the Holding Foreign Companies Accountable Act if the PCAOB is unable to inspect its auditor for two consecutive years.
• · The company may face restrictions on cross-border transfers of cash or assets from Hong Kong subsidiaries due to PRC government interventions.

29-05-2026

ACM Research, Inc. disclosed via Form 8-K that its operating subsidiary, ACM Research (Shanghai), Inc. (ACM Shanghai), has approved a proposal to offer H shares and list on the Main Board of The Stock Exchange of Hong Kong Limited. The board of ACM Shanghai approved the H Share Listing plan, which remains subject to shareholder approval and regulatory clearances. There are no financial results or period-over-period comparisons in this filing.

• · The H Share Listing proposals were approved by ACM Shanghai's board of directors and remain subject to shareholder approval.
• · Net proceeds from the H Share Listing are intended for product development, R&D enhancement, global market expansion, working capital, and repayment of bank loans.
• · The resolution validity period for the H Share Listing is 24 months from shareholder approval, with an automatic extension until completion if regulatory approvals are obtained.
• · The filing does not contain any financial results or period-over-period comparisons.

29-05-2026

SCYNEXIS Inc. filed a Certificate of Amendment to effect a 1-for-8 reverse stock split of its Common Stock, effective as of 4:05 p.m. ET on May 29, 2026. The amendment was approved by stockholders at a Special Meeting on May 19, 2026, and reduces the authorized Common Stock from an unspecified prior amount to 18,750,000 shares (post-split). No fractional shares will be issued; holders will receive cash in lieu of fractional shares based on the closing price on the last business day before the filing date.

• · The reverse stock split was approved by stockholders at a Special Meeting on May 19, 2026.
• · No fractional shares will be issued; cash will be paid in lieu of fractional shares based on the closing sales price on the Nasdaq Capital Market on the last business day before filing.
• · The amendment was effective as of 4:05 p.m. Eastern Time on May 29, 2026.
• · The Certificate of Amendment was signed on May 28, 2026, by CEO David Angulo.
• · The corporation was originally incorporated under the name Scyrex, Inc. on November 4, 1999.

29-05-2026

VERAXA Biotech strengthened its financial position for its business combination with Voyager Acquisition Corp. by securing a $27.5M senior secured note from an institutional investor and entering into a $50M at-the-market share purchase agreement with Lincoln Park Capital. The transactions provide flexible capital to advance its pipeline of BiTAC-TCE and BiTAC-ADC cancer therapies toward clinical development and initial value inflection points.

• · The Note is a senior secured obligation of VERAXA, secured by all VERAXA assets and ranking senior to all unsecured indebtedness.
• · Any amortization payment under the Note may be made in cash, in registered-for-resale shares of common stock, or a combination thereof, at VERAXA's sole option.
• · The holder of the Note has the right to require VERAXA to redeem up to 20% of the gross proceeds of any future equity or equity-linked financing (cash sweep).
• · VERAXA may redeem the Note at par at any time without penalty, subject to certain conditions.
• · The SPA with LPC contains no warrants, rights of first refusal, or participation rights, and LPC agreed not to engage in any short selling or hedging of VERAXA common stock.
• · The business combination agreement with Voyager was entered into on April 22, 2025, and a proxy statement/prospectus was filed with the SEC on February 19, 2026.

29-05-2026

Oceanhawk Acquisition Corp. consummated its IPO of 18,400,000 units (including full exercise of the over-allotment option) at $10.00 per unit, generating gross proceeds of $184,000,000, and completed private placements of 530,000 units for additional gross proceeds of $5,300,000. A total of $184,920,000 was placed in trust. However, the company has incurred significant costs, has no operating revenues, and its auditor has raised substantial doubt about its ability to continue as a going concern.

• · The company is a blank check company incorporated in the Cayman Islands on September 12, 2025, with no operating revenues and no identified business combination target.
• · Transaction costs totaled $8,725,721, including $2,400,000 cash underwriting fee, $5,600,000 deferred underwriting fee, and $725,721 other offering costs.
• · As of May 22, 2026, the company had an accumulated deficit of $4,843,218 and total shareholders' deficit of $4,842,555.
• · The auditor's report includes a going concern emphasis paragraph, noting substantial doubt about the company's ability to continue as a going concern due to significant costs in pursuit of its financing and acquisition plans.
• · The company must complete a business combination with a target having a fair market value of at least 80% of the net assets held in trust.
• · Class A ordinary shares subject to possible redemption are recorded at $160,800,000 (16,000,000 shares at $10.05 per share redemption value).

29-05-2026

JAB Acquisition Corp I filed Amendment No. 1 to its S-1 registration statement for an initial public offering of 15,000,000 units at $10.00 per unit, with each unit consisting of one Class A ordinary share, one redeemable warrant (exercisable at $11.50 per share), and one right to receive one-fourth of one Class A ordinary share. The company is a blank check company targeting businesses with an enterprise value of $150 million or greater in technology, healthcare, and logistics. The sponsor purchased 9,857,143 founder shares for $25,000 ($0.002 per share), resulting in immediate and substantial dilution for public shareholders, and has committed to purchase 260,000 private units for $2,600,000. The company has 12 months to complete a business combination, extendable by two three-month periods with additional deposits of $0.10 per share each period.

• · The company has not selected any business combination target and has not initiated any substantive discussions with any target.
• · Founder shares were purchased at $0.002 per share, while public shares are offered at $10.00 per unit, causing immediate and substantial dilution for public shareholders.
• · The sponsor may surrender up to 1,285,714 founder shares if the over-allotment option is not exercised, to maintain 35% ownership.
• · Warrants become exercisable 12 months from the date of the prospectus or upon completion of the initial business combination, whichever is later, and expire five years after the business combination.
• · Public shareholders have redemption rights upon completion of the initial business combination, but are restricted from redeeming more than 15% of shares without prior consent.
• · The company may extend the 12-month completion window by up to two three-month periods by depositing $0.10 per share for each period.
• · The company is an emerging growth company and a smaller reporting company.
• · The filing is a preliminary prospectus subject to completion.

29-05-2026

Bain Capital Private Credit declared a regular distribution of $0.1875 per share for Class I shares, payable on June 30, 2026. As of April 30, 2026, the fund reported an aggregate NAV of $1,039.0 million and a NAV per share of $25.87, with a debt-to-equity ratio of 1.20x. The investment portfolio was valued at $2,076.9 million across 171 companies, with 88% in first lien senior secured debt and 93% of debt investments at floating rates.

• · The distribution of $0.1875 per share will be paid in cash or reinvested under the distribution reinvestment plan.
• · Net debt-to-equity ratio (excluding cash and unsettled trades) was approximately 0.99x as of April 30, 2026.
• · Portfolio composition includes 1% second lien senior secured debt, 5% subordinated debt, 2% preferred equity, 2% common equity, and 2% in an investment vehicle.
• · Total shares issued and outstanding as of May 1, 2026: 40,938,335 Class I shares.

29-05-2026

Apollo Realty Income Solutions, Inc. declared May 2026 distributions across seven classes of common stock, with gross distributions of $0.1123 per share for each class. Net distributions after fees range from $0.0749 (Class S) to $0.1123 (Class E). Distributions are payable on or about June 22, 2026, to stockholders of record as of May 31, 2026.

• · Gross distribution per share is uniform at $0.1123 for all seven classes.
• · Management fees vary by class: $0.0223 for S, D, I; $0.0177 for F-I; $0.0180 for A-I; $0.0153 for A-III; $0.0000 for E.
• · Stockholder servicing fees only apply to Class S ($0.0151) and Class D ($0.0045); other classes have $0.0000.
• · Distributions are payable in cash or reinvested under the Company's distribution reinvestment plan.
• · Filing date: May 29, 2026; record date: May 31, 2026; payment date: on or about June 22, 2026.

29-05-2026

Star Mountain Lower Middle-Market Capital Corp. issued and sold 45,586.975 Class I shares of common stock on May 29, 2026, for an aggregate offering price of $1,064,000.00, pursuant to a capital drawdown notice to its accredited investors. The sales were exempt from registration under Section 4(a)(2) and Regulation D, with no general solicitation or public offering. No period-over-period comparisons are available in this filing.

• · The shares have a par value of $0.001 per share.
• · Investors are required to fund drawdowns with a minimum of eight business days’ prior notice.
• · The Company relied on representations from investors that each was an accredited investor under Regulation D.

29-05-2026

Lance Tucker resigned from the Board of Directors of Jack in the Box Inc., effective May 27, 2026, following his earlier departure as CEO on May 8, 2026, as part of finalized separation and consulting arrangements. The filing provides no financial metrics or operational performance data, focusing solely on the board resignation.

• · Lance Tucker resigned from the Board effective May 27, 2026.
• · The resignation was in connection with finalizing separation and consulting arrangements after his CEO departure on May 8, 2026.
• · Sarah Super signed the filing as EVP, Chief Legal & Administrative Officer.