S&P 500 Financials Sector SEC Filings — July 28, 2026

28-07-2026

S&P Global reported strong Q2 2026 results with GAAP revenue up 10% to $4.146B and GAAP diluted EPS up 18% to $4.12, driven by record performance in Ratings and Indices. The company completed the spin-off of its Mobility division on July 1, 2026, creating Mobility Global (NYSE: MBGL). On a pro forma basis excluding Mobility, revenue grew 11% to $3.678B and adjusted diluted EPS rose 23% to $4.83. However, full-year 2026 guidance calls for revenue growth of only 5.9% to 7.9% (excluding Mobility), a deceleration from the 10% reported growth in Q2, and the company faces risks from geopolitical uncertainty, regulatory changes, and competitive pressures including AI.

• · The spin-off of Mobility was completed on July 1, 2026, and Mobility Global began trading as an independent public company under NYSE: MBGL.
• · Full-year 2026 GAAP diluted EPS guidance is $16.35 to $16.60; adjusted diluted EPS guidance is $17.50 to $17.75.
• · Full-year 2026 corporate unallocated expense guidance: GAAP $205M-$215M; adjusted $185M-$195M.
• · Full-year 2026 interest expense, net guidance: GAAP $365M-$385M; adjusted $390M-$410M.
• · Full-year 2026 tax rate guidance: 22% to 23% (both GAAP and adjusted).
• · Full-year 2026 capital expenditures guidance: $190M to $210M.
• · Currency positively impacted both pro forma and adjusted diluted EPS by $0.03 in Q2 2026.
• · The largest non-core adjustment to earnings in Q2 2026 was deal-related amortization.
• · The company has not previously provided GAAP guidance for 2026; prior adjusted guidance assumed a full-year contribution from Mobility.
• · The Board authorized a quarterly cash dividend of $0.97 per share.

28-07-2026

Truist Financial Corp filed its quarterly 13F-HR report for the period ending June 30, 2026, disclosing $83.67 billion in total equity holdings across 5,414 positions. The filing shows a diversified portfolio with major holdings in Eaton Corp ($203M), Trane Technologies ($133.7M), AstraZeneca ($87.2M), and Coca-Cola Europacific Partners ($471.5M). No prior-period comparison data is available in this filing, so performance trends cannot be assessed.

• · The filing was signed by Caroline D. Hoang, Assistant Vice President of Truist Financial Corp.
• · The report covers the quarter ended June 30, 2026, and was filed on July 28, 2026.
• · Truist Bank and Truist Advisory Services, Inc. are listed as other reporting managers.
• · The portfolio includes a mix of U.S. and foreign equities, with significant positions in Swiss, Irish, and Dutch companies.

28-07-2026

Commercial Lines President Bailo Karen had withheld for taxes 6,578 Common at $211.90 (~$1.39M). Bailo Karen holds 40,800.157 shares after the transaction.

• · Commercial Lines President Bailo Karen was awarded 15,030.459 Common
• · Commercial Lines President Bailo Karen had withheld for taxes 6,578 Common at $211.90 (~$1.39M)

28-07-2026

Morgan Stanley Private Markets & Alternatives Fund-Balanced filed a final amendment to its tender offer statement, reporting the results of its offer to purchase up to $21,171,608.97 of its Class A and Class I shares. The offer expired on March 20, 2026, and only $1,474,401.37 in shares were validly tendered and accepted, representing a very small fraction (approximately 7%) of the maximum amount sought. The net asset values per share were $10.64 for Class A and $10.67 for Class I.

28-07-2026

Visa reported strong fiscal Q3 2026 results with net revenue of $11.6B, up 14% YoY, driven by 10% growth in payments volume, 13% growth in total cross-border volume, and 10% growth in processed transactions. GAAP net income was $5.6B ($2.97 per share), up 7% YoY, while non-GAAP net income was $6.3B ($3.32 per share), up 8% YoY. However, GAAP operating expenses rose 19% YoY to $4.8B, and non-operating income swung to a loss of $44M from a gain of $156M in the prior year, a 128% decline.

• · GAAP effective income tax rate was 17.6% for Q3 2026; non-GAAP effective income tax rate was 18.4%.
• · Special items in Q3 2026 included $563M for severance costs, $237M for a litigation provision related to the interchange multidistrict litigation (MDL) case, and $18M deferred tax benefit.
• · Prior year Q3 2025 included a special item of $615M for a litigation provision associated with the MDL case and other legal matters.
• · On May 12, 2026, Visa settled its exchange offer for class B-1 and B-2 common stock.
• · On June 25, 2026, Visa deposited $250M into its litigation escrow account, reducing as-converted class B share counts at a volume-weighted average price of $333.42.
• · Board declared a quarterly cash dividend of $0.670 per share of class A common stock, payable September 1, 2026 to holders of record as of August 11, 2026.
• · Cash, cash equivalents and investment securities were $13.9B at June 30, 2026, down from $20.1B at September 30, 2025.
• · Total assets decreased to $94.6B at June 30, 2026 from $99.6B at September 30, 2025.
• · Total equity decreased to $35.2B at June 30, 2026 from $37.9B at September 30, 2025.

28-07-2026

Co-President; CEO CIB Petno Douglas B gifted 864 Common Stock. Petno Douglas B holds 223,755 shares after the transaction.

• · Co-President; CEO CIB Petno Douglas B gifted 864 Common Stock

28-07-2026

EVP, Chief Risk Officer Schaper Christopher had withheld for taxes 2,476 Common Stock at $79.16 (~$196K). Schaper Christopher holds 98,713 shares after the transaction.

• · EVP, Chief Risk Officer Schaper Christopher had withheld for taxes 2,476 Common Stock at $79.16 (~$196K)

28-07-2026

Director Bhatt Baiju sold 23,752 Class A Common Stock at $94.70 (~$2.25M). 8 transactions reported in total. Bhatt Baiju holds 300 shares after the transaction. Trades executed under a Rule 10b5-1 plan.

• · Director Bhatt Baiju exercised/converted 49,223 Class A Common Stock
• · Director Bhatt Baiju sold 4,500 Class A Common Stock at $93.77 (~$422K)
• · Director Bhatt Baiju sold 23,752 Class A Common Stock at $94.70 (~$2.25M)
• · Director Bhatt Baiju sold 17,071 Class A Common Stock at $95.49 (~$1.63M)
• · Director Bhatt Baiju sold 2,100 Class A Common Stock at $96.60 (~$203K)
• · Director Bhatt Baiju sold 1,500 Class A Common Stock at $97.68 (~$147K)
• · Director Bhatt Baiju sold 300 Class A Common Stock at $99.49 (~$29.8K)
• · Director Bhatt Baiju exercised/converted 49,223 Class B Common Stock

28-07-2026

Wells Fargo reported strong Q2 2026 results with net income of $6.4B, up 17% YoY, driven by revenue growth of 9% to $22.6B and a 26% sequential increase in pre-tax pre-provision profit. However, net interest margin continued to compress, declining to 2.43% from 2.68% a year ago, and the efficiency ratio improved to 60% from 64%. The company also reduced headcount by 7% YoY to 197,466.

• · Net interest margin declined to 2.43% in Q2 2026 from 2.68% in Q2 2025, a compression of 25 basis points.
• · Standardized CET1 ratio fell to 10.26% from 11.13% a year ago, and the Tier 1 leverage ratio dropped to 6.94% from 8.01%.
• · Liquidity Coverage Ratio decreased to 119% from 121% in Q2 2025.
• · The effective income tax rate rose to 17.4% from 14.3% in Q2 2025.
• · Average loans grew 12% YoY to $1.03T, while average deposits increased 10% to $1.47T.
• · Net charge-offs declined 11% YoY to $883M.
• · The Corporate and Investment Banking segment saw net interest income surge 25% YoY to $2.3B, while Consumer Banking and Lending net interest income grew 6% to $7.7B.
• · Common shares outstanding decreased 6% YoY to 3,028.5 million, reflecting ongoing share buybacks.
• · Book value per common share rose 7% YoY to $54.48, and tangible book value per common share increased 7% to $46.13.
• · Return on average tangible common equity improved to 17.7% from 15.2% a year ago.

28-07-2026

Capital One Financial Corp reported a strong turnaround for Q2 2026, with net income available to common stockholders of $2,935M versus a loss of $(4,340)M in Q2 2025, driven by a 27% revenue increase to $15,850M and a 74% drop in provision for credit losses to $2,989M. However, total non-interest expense rose 29% to $9,043M, and net charge-offs increased 19% to $3,642M, while the net charge-off rate remained nearly flat at 3.23%.

• · Net interest margin improved to 8.01% in Q2 2026 from 7.62% in Q2 2025.
• · Return on average common equity (ROACE) was 10.76% in Q2 2026 versus (21.22)% in Q2 2025.
• · Efficiency ratio worsened to 57.05% in Q2 2026 from 55.96% in Q2 2025, indicating higher costs relative to revenue.
• · Operating efficiency ratio also increased to 46.57% from 45.20%.
• · Credit card loan average balance grew 29% YoY to $271,197M in Q2 2026, but the average yield on credit card loans declined to 17.21% from 17.94%.
• · Commercial banking loan average yield decreased to 5.75% from 6.40%.
• · Total deposits increased 17% YoY to $486,791M (average) in Q2 2026.
• · Common equity (average) surged 34% YoY to $109,111M in Q2 2026.
• · Dividends declared and paid per common share rose 33% to $0.80 in Q2 2026.
• · Tangible book value per common share increased 6% to $105.21.
• · Global Payment Network volume soared 156% to $189,612M in Q2 2026.
• · Purchase volume grew 26% to $253,750M in Q2 2026.

28-07-2026

Chubb Ltd reported net income attributable to Chubb of $2,854M for Q2 2026, down 3.8% from $2,968M in Q2 2025, while net premiums earned grew 5.8% to $13,889M. For the first half of 2026, net income attributable to Chubb rose 20.4% to $5,174M from $4,299M, driven by higher premiums and investment income, though net realized losses of $245M in H1 2026 compared to gains of $44M in the prior year period.

• · Net realized losses of $245M in H1 2026 compared to gains of $44M in H1 2025, a swing of $289M.
• · Policy benefits increased 14.9% in Q2 2026 to $1,615M from $1,406M in Q2 2025, and 29.1% in H1 2026 to $3,400M from $2,633M.
• · Other (income) expense was a gain of $196M in Q2 2026 vs a gain of $655M in Q2 2025, a $459M unfavorable change.
• · Integration expenses and severance rose to $8M in Q2 2026 from $2M in Q2 2025, and to $17M in H1 2026 from $2M in H1 2025.
• · Common shares repurchased totaled $2,122M in H1 2026, nearly double the $1,061M in H1 2025.
• · Long-term debt increased to $17,452M as of June 30, 2026 from $15,728M at December 31, 2025, a $1,724M increase.
• · Accumulated other comprehensive loss worsened to $(5,923)M from $(4,975)M at year-end 2025.
• · Net cash used for investing activities increased 42.8% to $5,177M in H1 2026 from $3,625M in H1 2025.
• · Dividends declared on Common Shares were $775M in H1 2026, up from $754M in H1 2025.

28-07-2026

10% owner Robinhood Markets, Inc. sold 9,172 Common Shares of Beneficial Interest at $25.14 (~$231K). 4 transactions reported in total. Robinhood Markets, Inc. holds 13,163,322 shares after the transaction. Trades executed under a Rule 10b5-1 plan.

• · 10% owner Robinhood Markets, Inc. sold 8,422 Common Shares of Beneficial Interest at $25.40 (~$214K)
• · 10% owner Robinhood Markets, Inc. sold 159 Common Shares of Beneficial Interest at $26.21 (~$4.17K)
• · 10% owner Robinhood Markets, Inc. sold 9,172 Common Shares of Beneficial Interest at $25.14 (~$231K)
• · 10% owner Robinhood Markets, Inc. sold 200 Common Shares of Beneficial Interest at $26.00 (~$5.2K)