S&P 500 Industrials Sector SEC Filings — May 11, 2026

11-05-2026

Resideo Technologies filed Form 10 with the SEC for the planned tax-free spin-off of its ADI Global Distribution business, expected between mid-Q3 and mid-Q4 2026, and announced leadership teams and boards for both Resideo and ADI, with investor days set for mid-July 2026. ADI's FY2025 carveout results showed strong revenue of $4.8 billion and $318 million Adjusted EBITDA (6.6% margin, 22.3% gross margin), but included a $261 million net loss (-5.5% net loss margin). The spin-off aims to unlock shareholder value through focused strategies, with ADI's stock to list on NYSE as 'ADIG'.

• · ADI leadership includes Marco Cardazzi (Chief Merchandising Officer), Alicia Copeland (COO), Jeannine Lane (General Counsel), James Olender (CIO), Nicole Stevens (Chief Accounting Officer).
• · Resideo Board post-spin-off: Andrew Campelli (CD&R partner) appointed; Cynthia Hostetler, Nathan Sleeper, Jay Geldmacher resign.
• · Resideo searching for new CFO with assistance from leading search firm.
• · ADI Board includes William Galvin, Christine Gorjanc, Cynthia Hostetler, Stephen O. LeClair, Nathan Sleeper, Brian Walker.

11-05-2026

Moderna, Inc. filed an 8-K on May 11, 2026, disclosing Amendment No. 1 to its Second Amended and Restated By-laws, effective May 6, 2026. The amendment designates the Delaware Court of Chancery as the sole and exclusive forum for specific state law claims (e.g., derivative actions, fiduciary duty breaches, DGCL claims, internal affairs doctrine) and federal district courts for Securities Act of 1933 claims, unless the Corporation consents otherwise in writing. This governance update applies to Article VI, Section 8, with stockholders deemed to have notice and consent upon acquiring shares.

11-05-2026

On May 8, 2026, Teal Drones, Inc., a wholly owned subsidiary of Red Cat Holdings, Inc., received a $9.5 million purchase order for additional units under the U.S. Army’s Short Range Reconnaissance Program of Record. The units are expected to be delivered in the second quarter of 2026. No comparative financial metrics or declines were reported in this filing.

• · Filing signed by Christian Ericson, Chief Operating Officer, on May 11, 2026

11-05-2026

UniSuper Management Pty Ltd filed its quarterly 13F-HR on May 11, 2026, disclosing 664 US equity holdings totaling $15,288,681,953 as of March 31, 2026. The largest position is Apple Inc with 3,994,788 shares valued at $1,013,837,246, followed by Amazon.com Inc ($602,919,782), Broadcom Inc ($460,497,644), Alphabet Inc Class A ($462,250,975), and Alphabet Inc Class C ($349,055,264). No prior period data is provided in the filing for comparison.

• · Filing period end date: March 31, 2026
• · Headquarters: Level 1, 385 Bourke Street, Melbourne, Victoria C3 3000
• · SEC file number: 028-23352

11-05-2026

Babcock & Wilcox reported Q1 2026 revenue of $214.4 million, up 44% YoY from $148.6 million, Adjusted EBITDA of $16.1 million, up 296% YoY from $4.0 million, and strong bookings of $2.5 billion with backlog at $2.7 billion, exceeding consensus expectations. However, net loss from continuing operations widened to $79.6 million from $15.6 million YoY, driven by $81.8 million in non-cash warrant and stock costs, while operating loss remained essentially flat at $1.7 million versus $1.8 million prior year. The company reduced net debt to $42.4 million and grew its global pipeline 17% to over $14.0 billion, reiterating FY2026 Adjusted EBITDA guidance of $80.0-100.0 million.

• · Loss per share in Q1 2026 was $0.62 compared to $0.19 in Q1 2025.
• · Earnings conference call scheduled for May 11, 2026 at 5 p.m. ET.
• · Net debt reduced to below 1.0 times trailing-twelve-month adjusted EBITDA.

11-05-2026

Faraday Future announced leadership changes effective May 5, 2026, with founder YT Jia appointed as sole Global CEO, Jerry Wang as Global Executive Chairman, Matthias Aydt resigning as Global Co-CEO to become an advisor, and Chad Chen as Lead Independent Director. The company highlights the return of its founding team to drive the Dual-Engine Strategy of EAI Robotics + EAI EV, with 68 EAI robots shipped as of April 30, 2026, achieving positive gross margins and targeting 200 units by end of June and over 1,000 cumulatively in 2026. Plans include announcing upgraded five transformation initiatives next week to accelerate growth as a Physical AI company.

• · SEC investigation concluded with no penalties.
• · FF in 180-day period to regain Nasdaq compliance.
• · Matthias Aydt to continue as internal advisor while new role discussed.

11-05-2026

On May 8, 2026, Richard Saldanha resigned as a director from StoneBridge Acquisition II Corporation's Board and all committees, effective immediately, with no disagreement on operations, policies, or practices. On February 5, 2026, he was granted 25,000 Class B Ordinary Shares by the Sponsor, Stonebridge Acquisition Sponsor II LLC, which were set to vest upon the initial business combination subject to continued service but will now be automatically returned to the Sponsor due to the resignation.

• · Resignation notified to Board on May 8, 2026; filing dated May 11, 2026.
• · Class B Ordinary Shares transferred from Sponsor holdings.
• · Vesting conditioned on continued Board service immediately prior to initial business combination consummation.
• · Company securities: APACU (Units), APAC (Class A Ordinary Shares), APACR (Rights) listed on Nasdaq Stock Market LLC.

11-05-2026

Lincoln Educational Services Corporation held its 2026 Annual Meeting of Shareholders on May 7, 2026, with 27,003,422 shares represented out of 31,696,582 outstanding, constituting a quorum. All 10 director nominees were elected with strong support (votes for ranging from 23,479,505 to 23,647,094), the advisory vote on named executive officer compensation was approved (22,584,287 for vs. 1,159,831 against), and the appointment of Deloitte & Touche LLP as independent auditors for the fiscal year ending December 31, 2026 was ratified (26,809,750 for). A Shareholder Presentation providing background on the company and its strategic plan was furnished under Regulation FD.

• · Votes withheld for directors ranged from 218,857 (Scott M. Shaw) to 386,446 (Michael A Plater).
• · Proposal 2 abstentions: 121,833.
• · Proposal 3 votes against: 69,444; abstentions: 124,228 (no broker non-votes applicable).

11-05-2026

Western Alliance Bancorporation reported Q1 2026 total assets of $98,853M, up 6.5% QoQ from $92,774M, driven by 7.2% deposit growth to $82,723M and net loans HFI up slightly 0.8% to $58,681M. Net interest income rose 17.8% YoY to $766.3M and non-interest income more than doubled to $252.6M; however, provision for credit losses surged to $213.2M from $31.2M YoY, leading to net income attributable to WAL declining 8.5% to $182.1M and diluted EPS falling 7.8% to $1.65. Comprehensive income attributable to WAL dropped sharply to $70.8M from $254.3M YoY amid other comprehensive losses.

• · Stock repurchases of $50.3M in Q1 2026 (0.7M shares)
• · Dividends declared per common share $0.42 in Q1 2026 vs $0.38 in Q1 2025
• · Net cash provided by financing activities $5,923.7M in Q1 2026 vs $2,430.3M in Q1 2025
• · Allowance for credit losses on loans steady at $461M QoQ

11-05-2026

Prosperity Bancshares Inc reported Q1 2026 total assets of $43.6B, up 13% QoQ from $38.5B, driven by acquisitions of American Bank Holding Corporation and Southwest Bancshares, Inc., with loans growing 16% to $25.3B and deposits up 15% to $32.6B. Net interest income rose 21% YoY to $321M, but net income fell 11% YoY to $116M due to $43M in merger-related expenses and higher salaries and processing costs, resulting in diluted EPS of $1.16 versus $1.37 YoY. No provision for credit losses was recorded in either period.

• · Cash and cash equivalents decreased $200M QoQ to $1.5B.
• · Allowance for credit losses on loans increased to $384M from $334M QoQ.
• · Common stock repurchases totaled $57M in Q1 2026.
• · Cash dividends declared at $0.60 per share in Q1 2026, up from $0.58 in Q1 2025.

11-05-2026

Udemy's Q1 2026 revenue declined 4% YoY to $191.4M from $200.3M, primarily due to a sharp 19% drop in Consumer revenue to $58.5M, though Enterprise revenue grew 4% to $132.9M. Net loss widened significantly to $12.6M from $1.8M YoY amid higher operating expenses of $141.8M (up 6%), with gross profit remaining nearly flat at $129.3M. Positively, operating cash flow rose 27% to $15.4M, boosting cash and equivalents to $252.6M.

• · Total assets increased QoQ to $634.6M from $617.7M as of Dec 31, 2025.
• · Stockholders' equity rose to $212.2M from $210.5M QoQ.
• · Purchases of strategic investments: $8.0M in Q1 2026.
• · Deferred revenue current: $299.9M as of March 31, 2026 (up from $294.1M QoQ).

11-05-2026

MUFG Bank, Ltd. filed a Form 13F-HR on May 11, 2026, reporting its institutional investment holdings as of March 31, 2026, as the parent company of several investment manager subsidiaries including WealthNavi Inc., MUFG Securities Americas Inc., and others. The filing discloses a portfolio with key positions such as $523,063,146 in Grab Holdings Limited Class A Ordinary Shares (142,913,428 shares), $2,307,899,802 in US Bancorp Del Common Stock (44,374,155 shares), $8,860,722 in CME Group Inc Common Stock (30,001 shares), $118,817,118 in SPDR S&P 500 ETF Trust Units (182,700 shares), and $80,956,563 in Polestar Automotive Holding UK Sponsored ADS (4,395,036 shares). No period-over-period comparisons or performance metrics are provided in the filing.

• · Filing is a 13F combination report covering subsidiaries' managed accounts where MUFG Bank does not directly exercise investment discretion.
• · Report period end: March 31, 2026; Filed as of date: May 11, 2026.
• · MUFG Bank, Ltd. EIN: 135611741; State of Incorporation: M0 (likely Missouri proxy for non-US).

11-05-2026

Public Storage held its 2026 Annual Meeting of Shareholders on May 6, 2026, where all three proposals passed: election of 12 trustees to the Board, advisory approval of named executive officer compensation, and ratification of Ernst & Young LLP as independent auditors for the year ending December 31, 2026. While most trustees received overwhelming support (e.g., over 155 million votes for several), significant opposition was noted for Shankh S. Mitra (38.3 million against) and Avedick B. Poladian (9.4 million against), alongside consistent broker non-votes of 5.7 million. Following the meeting, the Board approved committee assignments and re-appointed Mr. Mitra as Chairman.

• · Proxy statement filed March 27, 2026.
• · Proposal 1 trustee votes: Shankh S. Mitra (119,776,622 For, 38,269,586 Against, 602,176 Abstain); Avedick B. Poladian (148,849,890 For, 9,365,973 Against, 432,521 Abstain).
• · Proposal 2 (exec comp): 153,511,123 For, 4,450,802 Against, 686,459 Abstain.
• · Proposal 3 (auditors): 153,317,363 For, 10,957,104 Against, 59,863 Abstain.
• · Audit Committee: Luke Petherbridge (Chair), Maria R. Hawthorne, Kristy M. Pipes, Avedick B. Poladian, Tariq M. Shaukat.
• · Compensation and Human Capital Committee: Avedick B. Poladian (Chair), Rebecca Owen, Kristy M. Pipes, Ronald P. Spogli.
• · Nominating, Governance and Sustainability Committee: Kristy M. Pipes (Chair), Maria R. Hawthorne, Rebecca Owen, Paul S. Williams.

11-05-2026

On May 5, 2026, Aditya Gandhi informed Sonoco Products Company of his resignation as Chief Accounting Officer, effective May 29, 2026, stating it was not due to any disagreement with the company's operations, policies, practices, or accounting matters. Paul Joachimczyk, the company's Chief Financial Officer, will assume the responsibilities of principal accounting officer until a successor is appointed. The filing was signed by John M. Florence, Jr., General Counsel, Secretary, and Vice President, on May 11, 2026.

11-05-2026

Target Hospitality reported Q1 2026 revenue of $72.8 million, up 4% YoY from $69.9 million, primarily driven by strong growth in the Workforce Hospitality Solutions (WHS) segment to $23.6 million from $5.2 million. However, net loss widened to $13.0 million from $6.5 million, Adjusted EBITDA declined 54% to $9.9 million from $21.6 million, Hospitality & Facilities Services - South revenue fell to $33.1 million from $36.1 million, average utilized beds dropped to 9,468 from 9,898, and utilization decreased to 54% from 60%, reflecting the loss of the higher-margin PCC contract and ramp-up costs in WHS. The company announced a new 48-month $750 million AI Infrastructure contract and over $2.0 billion in multi-year awards since February 2025, with FY2026 outlook of $370-380 million revenue and $75-85 million Adjusted EBITDA.

• · Q1 2026 Net Cash Provided by Operating Activities: $7.0 million; Discretionary Cash Flow: $5.8 million.
• · Q1 2026 HFS-South Adjusted gross profit: $8.4 million (down from $11.0 million YoY).
• · Q1 2026 WHS Adjusted gross profit: $9.3 million (up from $1.3 million YoY).
• · Cash and equivalents as of March 31, 2026: $5 million; Borrowings: $30 million on $175 million credit facility.
• · Total net leverage ratio: 0.6x as of March 31, 2026.
• · FY2026 Capex includes $330-340 million for committed WHS contracts like Data Center Hub, Data Center Community expansions, AI Infrastructure Community.
• · AI Infrastructure Community completion expected mid-2027; 95% capex in 2026.
• · Annual variable revenue from Data Center Hub: ~$30 million (above committed minimum) assumed in 2027 projection.

11-05-2026

SolarEdge Technologies, Inc. (SEDG) announced the appointment of Maoz Sigron as Chief Financial Officer effective May 31, 2026, succeeding Asaf Alperovitz, who is stepping down to pursue opportunities outside the industry and will remain until June 9, 2026, to ensure a smooth transition. Sigron brings over 20 years of financial and operational experience from senior roles at Perion Network Ltd., Allot Ltd., Tnuva, and Stratasys Ltd. CEO Shuki Nir emphasized Sigron's expertise in governance, M&A, and operational efficiency to support the company's strategic priorities and long-term growth.

• · Maoz Sigron previously served as CFO and later COO at Perion Network Ltd. (NASDAQ & TASE: PERI)
• · Appointment announced on May 11, 2026
• · Sigron holds a BA in Accounting and Business Management from The College of Management Academic Studies

11-05-2026

Apollo Debt Solutions BDC's total assets grew 4% QoQ to $26.9B as of March 31, 2026, with investments at fair value increasing 3% to $25.1B and cash rising 30% to $649M; investment income surged 43% YoY to $562M in Q1 2026, driving net investment income up 32% to $295M. However, elevated interest and debt expenses (+73% YoY to $159M) and substantial net unrealized losses of $309M contributed to a sharp 93% YoY decline in net increase in net assets to just $11M, while net assets fell 2% QoQ to $14.4B and NAV per share dropped 2% to $23.90.

• · Debt issuances of $2.1B offset by $1.0B repayments in Q1 2026, increasing net debt 11% QoQ.
• · Share repurchases net $696M in Q1 2026, with proceeds from new issuances of $592M.
• · Net cash used in operating activities $535M in Q1 2026, improved from $2.5B used in Q1 2025.
• · Unrealized depreciation on non-controlled/non-affiliated investments of $379M in Q1 2026.

11-05-2026

Bailard, Inc. disclosed total equity holdings of $4,350,155,320 across 736 positions in its 13F-HR filing as of March 31, 2026. Top holdings include Apple Inc. ($208,449,581), Alphabet Inc. Cap Stk Cl A ($127,161,670), and Amazon.com Inc. ($55,204,721). No period-over-period comparisons or performance data were provided in the filing.

• · Filing date: May 11, 2026
• · Report period end: March 31, 2026
• · Filer address: 950 Tower Lane Suite 1900, Foster City, CA 94404

11-05-2026

On May 11, 2026, Dream Finders Homes, Inc. issued a press release announcing it has submitted a proposal to the board of directors of Beazer Homes USA, Inc. to acquire all outstanding shares in an all-cash transaction. A related investor presentation was also provided as exhibits. The announcement highlights forward-looking statements with significant risks and uncertainties, including the possibility that no deal will be reached or terms may differ substantially.

11-05-2026

Village Farms International reported Q1 2026 consolidated net sales up 27% YoY to $50.2 million with net income of $2.9 million ($0.03 per share) and adjusted EBITDA surging 118% to $9.9 million (20% of sales), driven by 171% YoY growth in international export sales to $14.6 million and 448% increase in Netherlands sales. Cannabis operations saw gross margins expand to 43% from 39%, but cash flow from operations was negative at ($11.8) million due to $15.0 million in income taxes paid, and declines occurred in Canadian non-branded sales (-14%) and U.S. cannabis sales (-20%). Expansions in Canada and Netherlands are expected to boost sales in 2H26.

• · Canadian branded sales: $23.8M (up 5% YoY).
• · Excise tax on products: $15.9M in Q1 2026 vs $13.9M prior year.
• · FCC loan amended: interest rate improved by 50 bps, maturity extended to Feb 3, 2031, rate below 7.0%.
• · Succession planning initiated for CFO Steve Ruffini.

11-05-2026

Apogee Therapeutics reported strong 52-week APEX Phase 2 Part A data for zumilokibart in moderate-to-severe AD, demonstrating durable maintenance (e.g., 75-85% EASI-75 response maintenance) and improved efficacy over time with 3- and 6-month dosing, with Part B data expected Q2 2026 and Phase 3 initiation in H2 2026. The company raised $403M in an upsized public equity offering, boosting cash to $1.3B and extending runway into 2029. However, Q1 2026 R&D expenses rose 31% YoY to $60.8M, G&A increased 31% to $22.0M, and net loss widened 34% to $74.1M, reflecting investments in programs and headcount.

• · Of Week 16 IGA 0/1 responders, 86% (3-month) and 78% (6-month) maintained at Week 52
• · Across full population, IGA 0/1 improved to 72% (3-month) and 52% (6-month) at Week 52 from Week 16
• · APG279 Phase 1b study fully enrolled with 86 patients, interim 24-week data expected 2H 2026
• · APEX Phase 2 Part B evaluates low, medium, high induction doses vs placebo for Phase 3

11-05-2026

For Q1 2026, Abacus Global Management reported total revenues of $59.4M, up 35% YoY from $44.1M, driven by a surge in life solutions related party revenue to $16.6M from $0.9M, leading to net income attributable to the company of $7.3M, up 57% YoY. However, operating income declined 13% YoY to $18.3M from $21.0M due to sharply higher G&A expenses ($25.9M vs $12.3M), total assets fell 8% QoQ to $829.8M from $902.2M, and life settlement policies at fair value dropped 16% QoQ to $392.8M. Operating cash flow swung to a strong $91.7M provided from $61.6M used YoY, supported by debt repayments of $77.9M and $14.5M in common stock repurchases.

• · Current portion of long-term debt at fair value reduced to $0 from $114.4M QoQ.
• · Treasury stock increased to $70.3M from $55.8M due to repurchases.
• · Stock-based compensation expense $6.3M in Q1 2026 vs $2.4M YoY.
• · Unrealized loss on policies at fair value $35.2M in Q1 2026 vs unrealized gain $27.0M YoY.
• · Interest expense $10.5M in Q1 2026, up from $9.6M YoY.
• · Series A convertible preferred stock $5.0M outstanding, with $93,750 dividend paid.

11-05-2026

Adial Pharmaceuticals reported Q1 2026 financial results with cash and equivalents at $4.6M as of March 31, 2026 (down from $5.9M at December 31, 2025), R&D expenses decreased 42% YoY to $0.4M, G&A expenses increased 3% YoY to $1.6M, and net loss improved to $2.0M from $2.2M YoY. The company provided a positive business update on regulatory tailwinds including potential FDA flexibility for single pivotal trials, bipartisan support for non-abstinence AUD endpoints, a collaboration framework with Molteni Farmaceutici for European commercialization, and IP protection for AD04 extending to at least 2045. However, cash is projected to fund operations only into the second half of 2026, with active pursuit of financing or strategic alternatives needed for Phase 3 advancement.

• · Cash runway projected into second half of 2026 based on current plans
• · International patent application for AD04, if granted, extends protection through at least 2045

11-05-2026

Serve Robotics Inc. filed an S-3 shelf registration statement on May 11, 2026, to offer and sell up to $300,000,000 of common stock, preferred stock, debt securities, warrants, rights, and/or units from time to time. This includes a prospectus supplement for up to $150,000,000 of common stock under a Sales Agreement with agents Evercore Group L.L.C., Guggenheim Securities, LLC, Oppenheimer & Co. Inc., Northland Securities, Inc., and Wedbush Securities Inc., while carrying forward approximately $108.8 million of unsold securities from a prior S-3 (File No. 333-285614). The company's common stock traded at $9.14 per share on May 5, 2026, on Nasdaq under 'SERV'.

• · Prior S-3 (File No. 333-285614) filed March 6, 2025, effective March 14, 2025.
• · Company is an emerging growth company and smaller reporting company.
• · Principal executive offices: 730 Broadway, Redwood City, CA 94063; Phone: (818) 860-1352.

11-05-2026

AMERICAN BATTERY TECHNOLOGY Co reported robust revenue growth of 697% YoY to $7,811,229 for the three months ended March 31, 2026, with gross margin turning positive at $737,749 versus a $2,689,960 loss prior year, and cash balance surging to $37,685,027 from $7,474,304 as of June 30, 2025. However, net loss widened significantly to $33,836,197 in Q3 (from $11,495,947) and $53,416,735 for nine months (from $36,591,022), driven by soaring G&A expenses of $29,841,644 in Q3 largely from $33,143,776 stock-based compensation over nine months. Total assets expanded 41% to $119,428,228, supported by $55,353,778 in financing inflows, though operating cash use remained high at $19,616,904 for nine months.

• · Property and equipment, net increased to $55,231,160 from $45,469,853.
• · Restricted cash decreased to $800,000 from $5,000,000.
• · Shares outstanding grew to 132,271,860 from 97,398,519, reflecting issuances via ATM offerings, warrant exercises, and vesting.
• · Gross margin for nine months remained negative at $(4,378,270) but improved from $(8,003,944) prior year.

11-05-2026

Montanaro Asset Management Ltd filed its 13F-HR on May 11, 2026, disclosing 42 equity positions totaling $334,351,877 as of March 31, 2026, all held with sole voting authority. Top holdings include Nova Ltd ($20,901,896), Bio-Techne Corp ($17,823,273), and Balchem Corp ($16,727,676). The portfolio focuses on small- and mid-cap companies across technology, industrials, and healthcare sectors, with no period-over-period changes reported in this filing.

• · All 42 positions held with sole voting authority (no shared or none reported).
• · Filing signed by Cedric Durant Des Aulnois on April 29, 2026.
• · Filer address: 53 Threadneedle Street, London, X0 EC2R 8AR.

11-05-2026

Accent Capital Management, LLC disclosed $206,298,990 in total equity holdings across 338 positions in its 13F-HR filing as of March 31, 2026. Top holdings include SPDR Gold TR ($5,274,088), Capital Group Dividend Value ETF ($5,198,907), Capital Group Growth ETF ($3,248,964), Schwab Strategic TR Intl Eqty ETF ($2,973,532), and NVIDIA Corporation ($2,877,833). All positions are held solely with no shared voting authority.

• · Filed on May 11, 2026 for period ending March 31, 2026
• · Business address: 170 E. Spring Valley Pike, Suite B, Centerville, OH 45458
• · Portfolio includes significant ETF and individual stock positions across sectors like technology, gold, and international equity

11-05-2026

OGOREK ANTHONY JOSEPH /NY/ /ADV filed a 13F-HR on May 11, 2026, disclosing $349.68 million in holdings across 691 positions as of March 31, 2026, all with sole investment discretion. Top holdings include FT CBOE Vest US Equity Deep Buffer July ETF (DJUL) at $32.02M, Calvert US Large-Cp Cor Rspnb ETF (CVLC) at $15.77M, FT Vest International Equity Buffer (YSEP) at $13.27M, Eli Lilly (LLY) at $9.50M, and FT CBOE Vest US Equity Deep Buffer November ETF (DNOV) at $8.11M. The portfolio is highly diversified with no reported changes from prior quarter in this filing.

• · Report period end date: March 31, 2026
• · All positions reported with sole shared investment discretion and sole voting authority
• · Portfolio includes significant allocations to defined-outcome buffer ETFs

11-05-2026

Erste Asset Management GmbH filed its 13F-HR report disclosing 993 equity holdings totaling $10,789,892,230 as of March 31, 2026. The portfolio features significant positions in large-cap stocks including Apple Inc. (value $1,724,630 for sole discretionary shares), Alphabet Inc. (multiple classes exceeding $400M combined), and Broadcom Inc. (over $163M sole). No period-over-period changes or performance metrics are detailed in the filing.

• · Report filed May 11, 2026, for period ending March 31, 2026
• · Includes both sole discretionary (SH SOLE) and defined (SH DFND) holdings across 993 positions
• · Portfolio spans diverse sectors including technology (e.g., Apple, Alphabet), healthcare (e.g., AbbVie), and others

11-05-2026

Becker Capital Management Inc. disclosed $3,402,074,160 in 13F securities across 298 holdings as of March 31, 2026, in its quarterly 13F-HR filing. Top positions include Apple Inc. ($155,556,647), Microsoft Corp. ($132,854,117), JPMorgan Chase & Co. ($102,979,115), Alphabet Inc. Cap Stk Cl A ($70,067,794), and Amazon.com Inc. ($55,634,333). The portfolio reflects modest share increases in several names such as Baker Hughes Company Cl A (+4,945 shares), Grocery Outlet Hldg Corp (+5,960 shares), and decreases or sales in others not listed as current holdings, while many positions remained unchanged.

• · Filing date: May 11, 2026
• · Report period end: March 31, 2026
• · Investment discretion: Primarily sole (SH SOLE) for listed holdings
• · Notable share increases: Baker Hughes Company Cl A (+4945 shares), Grocery Outlet Hldg Corp (+5960 shares), FirstEnergy Corp (+47 shares)
• · Numerous positions unchanged (change of 0 shares)

11-05-2026

Cincinnati Specialty Underwriters Insurance CO filed its 13F-HR on May 11, 2026, disclosing institutional holdings totaling $411648678 across 46 positions as of March 31, 2026. Top positions include Apple ($64229173, 253080 shares), Broadcom ($56413769, 182268 shares), and Enbridge ($24019969, 443664 shares), with no indications of changes in share counts or voting authority from the reported format. The portfolio remains diversified across sectors including technology, energy, and financials.

• · Filing covers period ending 03-31-2026 with all positions reported under sole investment discretion (01) and matching sole voting authority.
• · Additional notable holdings: Microchip Technology (115000 shares, $7430150), Regions Financial (153033 shares, $3997222), Mondelēz International (104700 shares, $6034908)

11-05-2026

Cincinnati Indemnity Co filed a 13F-HR report disclosing its equity holdings as of March 31, 2026, totaling $40,253,781 across 11 positions. The portfolio features no reported changes from prior periods in this filing, with top holdings including Automatic Data Processing ($9,772,958 for 48,100 shares), Johnson & Johnson ($6,111,000 for 25,000 shares), and Dover ($6,045,050 for 29,000 shares). The report was signed by Steven A. Soloria, Chief Investment Officer, on May 6, 2026.

• · Filing submitted on May 11, 2026, for period ending March 31, 2026
• · Company address: 6200 South Gilmore Road, Fairfield, OH 45014
• · All positions reported as 'SH OTR' with no indicated changes (put/call = 0, buy/sell = 0)

11-05-2026

Mattson Financial Services, LLC filed its 13F-HR on May 11, 2026, disclosing 232 equity positions held solely as of March 31, 2026, with a total market value of $418,778,680. Top holdings include NVIDIA Corporation at $12,048,512, Microsoft Corp at $10,578,644, Amazon.com Inc at $11,802,036, Alphabet Inc (Class C) at $10,360,860, and Broadcom Inc at $5,219,267. No changes from prior periods or performance metrics are detailed in the filing.

• · All 232 positions held with sole voting and investment discretion.
• · Filer CIK: 0002034595, based in Kentwood, MI.
• · No other investment authority categories (shared, none) reported.

11-05-2026

Harvey Capital Management Inc. filed its 13F-HR report on May 11, 2026, for the quarter ended March 31, 2026, disclosing a portfolio of 88 equity positions with a total market value of $438790948. Key holdings include NVIDIA Corp valued at $70121008 (402070 shares), Microsoft Corp at $17134059 (46287 shares), and Alphabet Inc (Class C at $37081818 with 129268 shares, Class A at $15078784 with 52437 shares), all with sole voting power. No period-over-period changes are provided in the filing.

• · Filing filed as confirming copy for period 03/31/2026
• · All listed holdings report sole voting and dispositive power (SH SOLE)
• · Address: 400 Royal Palm Way, Suite 400, Palm Beach, FL 33480

11-05-2026

CF Bankshares Inc. reported net income of $5,024 thousand for Q1 2026, up 13% YoY from $4,430 thousand, driven by a 3% increase in net interest income to $13,320 thousand and 23% growth in noninterest income to $1,487 thousand, while noninterest expenses rose 4% to $8,311 thousand. Total assets grew 1% QoQ to $2,145,776 thousand with loans up 1% to $1,761,262 thousand and deposits up 2% to $1,809,442 thousand; however, noninterest-bearing deposits declined 16% QoQ to $240,645 thousand and total interest income fell 4% YoY to $28,130 thousand. Earnings per share increased to $0.77 from $0.68 YoY.

• · Provision for credit losses increased to $604 thousand from $582 thousand YoY.
• · Stockholders' equity grew 3% QoQ to $188,955 thousand.
• · Cash dividends declared on common stock at $0.09 per share (up from $0.07 YoY).
• · Other comprehensive loss of $118 thousand in Q1 2026 vs income of $78 thousand in Q1 2025.

11-05-2026

Texas Capital Bank Wealth Management Services Inc. filed its 13F-HR on May 11, 2026, reporting holdings as of March 31, 2026. The portfolio includes 547 positions with a total market value of $1,684,935,840. Major holdings include Abbott Laboratories, AbbVie Inc., Accenture PLC, Alphabet Inc., Amazon.com Inc., and Apple Inc.

• · Filing period end date: March 31, 2026
• · Report signed on: May 8, 2026
• · Filer CIK: 0001802655
• · State of incorporation: TX

11-05-2026

BA Credit Card Funding, LLC filed an 8-K announcing that the BA Credit Card Trust expects to issue its BAseries Class A(2026-1) Notes on May 14, 2026. The filing includes exhibits such as the Class A(2026-1) Underwriting Agreement, Terms Agreement dated May 7, 2026, an unexecuted Terms Document, and a Depositor Certification. No financial performance metrics or period-over-period comparisons are provided in the filing.

11-05-2026

Declaration Partners LP filed a 13F-HR report disclosing its holdings as of March 31, 2026. The firm reports holding 3,487,028 shares of StubHub Holdings Inc. Class A Common Stock (CUSIP: 86384P109), valued at $21,759,055. No other holdings or changes are detailed in the filing.

• · Filing submitted on May 11, 2026 for period ending March 31, 2026
• · Declaration Partners LP address: 510 Madison Avenue, 20th Floor, New York, NY 10022

11-05-2026

Stillwater Wealth Management Group filed its 13F-HR on May 11, 2026, disclosing 78 equity holdings as of March 31, 2026, with a total market value of $161,776,975. The portfolio features positions in prominent ETFs such as iShares Core Dividend Growth and iShares MSCI USA Quality Factor ETF, alongside individual stocks including Amazon.com Inc, Apple Inc, Microsoft Corp, and Nvidia Corporation. This is a standard quarterly snapshot with no period-over-period comparisons or performance metrics provided.

• · Business address: 790 Juno Ocean Walk, Suite 202, Juno Beach, FL 33408
• · Central Index Key: 0002063941
• · Sole discretionary voting authority over all reported positions

11-05-2026

Genoa Capital Gestora de Recursos Ltda., a Sao Paulo-based investment manager, filed its 13F-HR disclosing $129,797,966 in U.S. equity holdings as of March 31, 2026. The portfolio consists of 9 positions, with the largest being iShares Core S&P 500 ETF at 47434151 value (72617 shares) and NU Holdings Ltd. at 20662810 value (1,437,913 shares) plus put options at 11648322 value (810,600 contracts). Other notable holdings include NVIDIA Corporation (19614419 value, 112,468 shares) and Amazon.com Inc. (9795563 value, 47,033 shares).

• · Filing submitted on May 11, 2026, for period ending March 31, 2026.
• · All positions held with sole voting and disposition power.
• · Firm located at Avenida Presidente Juscelino Kubitschek 1600, 10th Floor, Sao Paulo, Brazil.

11-05-2026

2Xideas AG filed its 13F-HR report on May 11, 2026, disclosing 47 equity holdings in U.S. securities as of March 31, 2026, with a total portfolio value of $255,259,927,000. All positions are held with sole voting and sole investment power, with no shared or none voting authority reported. Top holdings by value include Intercontinental Exchange ($30.7B), Edwards Lifesciences ($28.2B), and Fortinet ($27.6B).

• · Filing CIK: 0001843587
• · Filer located at Seestrasse 39, Kusnacht V8 8700, Switzerland
• · All holdings reported as 'SH SOLE' with zero shared or none voting power

11-05-2026

United Bank filed its 13F-HR report on May 11, 2026, for the quarter ended March 31, 2026, disclosing holdings across 239 positions primarily in common stocks and ETFs. Top holdings by market value include Hubbell Inc (OTR: $131442744), iShares (464287804 SOLE: $43756136), Apple Inc (SOLE: $26768748), and United Bankshares Inc (SOLE: $28781018), with no reported changes or performance metrics across periods. The portfolio features significant allocations to technology (e.g., Apple, Microsoft), energy (e.g., Chevron, Exxon Mobil), and ETFs, reflecting a diversified institutional strategy.

• · Filer CIK: 0001286478
• · SEC file number: 028-10870
• · Business address: 2071 Chain Bridge Rd, St 300, Vienna VA 22182
• · Phone: 304-424-8751

11-05-2026

Nomura Asset Management Co Ltd filed its 13F-HR on May 11, 2026, reporting U.S. equity holdings as of March 31, 2026, across five affiliates including NAM Tokyo, Malaysia, U.K., Europe, and Taiwan. Top positions include Apple Inc. valued at $1,515,303,953 (5,970,700 shares), Alphabet Inc. Class A at $856,641,240 (2,979,000 shares), and Amazon.com Inc. at $845,075,935 (4,057,598 shares). For certain positions, voting authority exceeds investment discretion due to sub-advisers.

• · Business address: Toyosu Bayside Cross Tower, 2-2-1, Toyosu, Koto-ku, Tokyo 135-0061.
• · SEC file number: 028-06746.
• · Certain positions delegate investment discretion to sub-advisers while retaining voting authority.

11-05-2026

Hills Bancorporation reported Q1 2026 net income of $21,943 thousand, up 52% YoY from $14,433 thousand, fueled by net interest income growth of 22% to $41,793 thousand and a $1,066 thousand credit loss benefit versus a $3,870 thousand expense. Total assets reached $4,673,059 thousand, up 0.5% QoQ, with deposits increasing 6.9% to $3,599,618 thousand. However, noninterest expenses rose 16% YoY to $23,880 thousand, trust fees declined 2% to $3,966 thousand, and comprehensive income fell slightly to $15,033 thousand due to $6,910 thousand net unrealized securities losses.

• · Basic and diluted EPS $2.50 in Q1 2026 vs $1.61 in Q1 2025.
• · Purchased 37,094 shares of common stock in Q1 2026 for $3,130 thousand.
• · Cash dividends $1.23 per share in Q1 2026 vs $1.15 in Q1 2025.
• · Net cash from operating activities $21,153 thousand in Q1 2026 vs $15,046 thousand in Q1 2025.

11-05-2026

Semanteon Capital Management, LP filed a 13F-HR report disclosing 42 equity holdings with a total portfolio value of $7,450,386 as of March 31, 2026. The holdings include positions in various companies such as ACV Auctions Inc, Alphabet Inc (Class C), Archer Aviation Inc, and Camping World Holdings Inc, among others. The filing was submitted on May 11, 2026, by Rajat Lal, Managing Member of the General Partner.

• · Filer CIK: 0001738809
• · SEC File Number: 028-23589
• · Business address: 580 Washington St., Suite C, Newton, MA 02458
• · Phone: (617) 213-0162
• · Conformed period of report: March 31, 2026

11-05-2026

Sequans Communications reported total revenue of $26,325 thousand for the year ended December 31, 2025, down 29% from $36,831 thousand in 2024, with product revenue increasing 29% to $15,489 thousand while license, royalty, and services revenue declined 59% to $10,262 thousand. Gross profit fell 49% to $14,112 thousand, and the company recorded an operating loss of $111,892 thousand compared to operating income of $69,533 thousand in 2024, driven by new digital asset impairment losses of $67,375 thousand and losses on sales of $6,102 thousand. Net loss was $109,279 thousand versus a profit of $57,567 thousand in 2024.

• · Customer C revenue share declined from 56% in 2023 to less than 10% in 2025.
• · US revenue decreased to $9,248 thousand (35% of total) from $20,368 thousand (55%) YoY.
• · Bitcoin acquisitions: 3,233.8038 units for $377,200 thousand; disposals: 1,095.0001 units.
• · No single customer exceeded 33% of trade receivables at December 31, 2025.

11-05-2026

Gulf International Bank (UK) Ltd filed its 13F-HR on May 11, 2026, for the quarter ended March 31, 2026, disclosing total US equity holdings valued at $4,469,362,000 across 589 positions, all with sole voting power. Top holdings by value include Apple Inc. ($288,279,000; 1,135,897 shares), Amazon.com Inc. ($154,843,000; 743,471 shares), Alphabet Inc. Class C ($129,335,000; 449,766 shares), and Alphabet Inc. Class A ($107,893,000; 376,116 shares). No prior period data is available in the filing for comparison.

• · All reported holdings have sole voting power (SH SOLE) and no shared or other voting power.
• · Central Index Key (CIK): 0001598697
• · SEC File Number: 028-15738