S&P 500 Industrials Sector SEC Filings — June 03, 2026

03-06-2026

Ollie's Bargain Outlet reported strong Q1 FY2027 results (thirteen weeks ended May 2, 2026) with net sales increasing 14.2% YoY to $658.9M and net income rising 18.6% to $56.4M. Diluted EPS grew 19.5% to $0.92. However, the company generated $62.0M less in cash from operations ($45.5M vs. $28.7M) primarily due to higher working capital needs, and cash & equivalents declined to $197.7M from $259.7M at fiscal year-end, partly due to $53.4M in share repurchases.

• · Network of stores operated by Ollie's generates revenue through bargain retail
• · Gross profit margin improved to 41.9% from 41.1% in prior year, driven by higher merchandise margins or lower cost of sales
• · SG&A expenses rose 14.5% YoY, roughly in line with sales growth, but operating income grew faster at 23.8%
• · Long-term debt remains minimal at $1.5M with undrawn revolving credit facility
• · Total assets increased to $2.99B from $2.71B a year ago, driven by higher inventory and investment balances
• · Deferred revenue balance declined to $12.5M from $14.2M a year ago, indicating lower gift card or loyalty liability
• · Interest income, net increased to $5.0M from $4.8M YoY, reflecting higher investment balances
• · Effective tax rate was 24.3% vs. 22.0% in prior year

03-06-2026

Douglas Emmett Inc. held its 2026 Annual Meeting on May 28, 2026, where stockholders approved the adoption of the 2026 Omnibus Stock Incentive Plan authorizing up to 15 million shares of common stock. While most director nominees were elected with strong support, Shirley Wang received only 41,129,212 votes for (30.1%) against 95,422,618 withheld, and William E. Simon, Jr. received 75,882,561 for (55.6%) against 60,669,269 withheld, indicating significant shareholder dissent. Additionally, the non-binding advisory vote on named executive officer compensation for 2025 was nearly evenly split, with 68,214,218 for and 68,195,746 against, reflecting a highly contested say-on-pay outcome.

• · The 2026 Plan replaces the 2016 Omnibus Stock Incentive Plan; no further grants will be made under the 2016 plan.
• · Ernst & Young LLP was ratified as independent auditor for 2026 with 144,959,109 votes for, 4,536,422 against, and 109,752 abstentions.
• · Broker non-votes totaled 13,053,453 for all director elections and proposals except the auditor ratification (which had no broker non-votes).
• · Dorene C. Dominguez received 105,536,151 for (77.3%) and 31,015,679 withheld; Virginia A. McFerran received 97,300,453 for (71.3%) and 39,251,377 withheld.
• · The 2026 Plan was approved with 96,261,671 for (70.6%) and 40,166,150 against.

03-06-2026

Advanced Drainage Systems, Inc. filed a DEFA14A definitive additional proxy soliciting material for its 2026 Annual Meeting of Stockholders, to be held virtually on July 16, 2026. The board recommends voting FOR all nine director nominees, FOR ratification of Deloitte & Touche LLP as independent auditor for fiscal year 2027, and FOR the non-binding advisory vote on named executive officer compensation. The filing provides voting deadlines (July 15, 2026 for most shares; July 13, 2026 for plan shares) and instructions for accessing proxy materials online or by request.

• · Annual Meeting will be held virtually on July 16, 2026 at 10:00 AM Eastern Time via www.virtualshareholdermeeting.com/WMS2026.
• · Voting deadline for shares held in a Plan is July 13, 2026 at 11:59 PM ET; for all other shares, July 15, 2026 at 11:59 PM ET.
• · Proxy materials and 10-K Wrap are available online; paper or email copies can be requested by July 2, 2026 via www.ProxyVote.com, phone (1-800-579-1639), or email (sendmaterial@proxyvote.com).
• · The board recommends a vote FOR all nine director nominees, FOR ratification of Deloitte & Touche as auditor for FY2027, and FOR the non-binding advisory vote on executive compensation.

03-06-2026

Chain Bridge I entered into Amendment No. 1 to its existing $1,250,000 Senior Note with C/M Capital Master Fund LP, extending the maturity date from June 30, 2026 to November 15, 2026 and removing an event of default related to preferred shares authorization. Concurrently, the company issued new unsecured, non-interest bearing promissory notes with an aggregate principal amount of $312,500 (purchased at $250,000, implying a 25% discount) to certain investors, with proceeds earmarked for business combination expenses and general corporate purposes. The new notes mature on November 15, 2026 and are junior to Permitted Senior Indebtedness but senior to all other company indebtedness.

• · The new notes were issued at a 25% discount to principal ($250,000 purchase price for $312,500 principal).
• · The new notes rank junior to Permitted Senior Indebtedness, pari passu to Permitted Indebtedness, and senior to all other company indebtedness.
• · Lenders have the right to exchange all or any portion of the new notes for a new series of preferred shares on mutually agreed terms.
• · The existing Senior Note's maturity was extended from June 30, 2026 to November 15, 2026.
• · The event of default for failure to establish and authorize a certificate of designation for preferred shares by November 15, 2025 was removed.

03-06-2026

PVH Corp reported Q1 FY2026 revenue of $2.025B, up 2% YoY, in line with guidance, though down 2% on a constant currency basis. Non-GAAP EPS of $2.01 exceeded guidance of $1.65-$1.80, but declined from $2.30 in Q1 FY2025. The company lowered full-year 2026 revenue guidance to approximately flat (from slight increase) due to prolonged Middle East conflict pressure in EMEA, but maintained operating margin guidance of ~8.8% as tariff refunds ($100M expected in Q2) offset the headwinds. DTC revenue grew 6% (3% cc) with digital commerce up 11% (6% cc), while wholesale was flat. APAC revenue grew 10% (6% cc), Americas declined 1%, and EMEA constant-currency revenue fell 5%.

• · Inventory decreased 5% to $1.51B.
• · Stock repurchases: None in Q1 2026; at least $300M expected for full year 2026.
• · GAAP EPS was $1.90 vs $(0.88) in Q1 2025. GAAP EBIT was $124M vs $(332M) which included a $480M goodwill impairment in Q1 2025.
• · Gross margin was flat at 58.6%.
• · Q2 2026 guidance: Revenue down 3-4%; non-GAAP operating margin ~9.5% (including ~470 bps from tariff refunds); non-GAAP EPS $3.00-$3.10.
• · Full year 2026: Revenue roughly flat; non-GAAP EPS $11.80-$12.10; non-GAAP operating margin ~8.8%.
• · Tariff refunds of ~$100M expected in Q2, contributing ~100 bps to FY margin and ~$1.70 to FY EPS.
• · Net interest expense projected at ~$75M for FY2026 vs $79M in FY2025.
• · Effective tax rate FY2026 projected at 22%-23%.
• · Foreign currency translation had a positive $0.21 impact on EPS in Q1 2026.
• · Wholesale had a shift in timing of shipments to H2 2026.

03-06-2026

Broadway Financial Corporation filed a Form 8-K on June 3, 2026, disclosing a quarterly earnings presentation (Exhibit 99.1) under Regulation FD. The presentation may be used in meetings with investors and analysts. No specific financial figures or performance metrics are included in the filing itself.

• · The filing is made under Item 7.01 (Regulation FD Disclosure) and Item 9.01 (Financial Statements and Exhibits).
• · The presentation is dated June 3, 2026, and is attached as Exhibit 99.1.
• · The information is furnished, not filed, and is not incorporated by reference into other SEC filings.

03-06-2026

Cue Biopharma, Inc. held a Special Meeting on June 1, 2026, where stockholders approved the issuance of shares upon exercise of warrants issued in May 2026 in connection with a licensing transaction and private placement (Proposal 1), and also approved the 2026 Stock Incentive Plan (Proposal 2). While Proposal 1 passed with strong support (94.0% For), Proposal 2 received a more divided vote (66.5% For, 33.3% Against), indicating significant shareholder dissent on the compensation plan.

• · Proposal 3 (adjournment) was approved but not needed as sufficient votes existed for Proposals 1 and 2.
• · The 2026 Stock Incentive Plan is described in the proxy statement filed on May 21, 2026, and attached as Exhibit 10.1.
• · The warrants were issued in May 2026 in connection with a licensing transaction and related private placement.

03-06-2026

Treasure Global Inc (TGL) entered into a Software Development Agreement with Nexe Cloud Limited on May 28, 2026, to design and deliver an enterprise business intelligence system. The agreement includes a first milestone payment of $300,000 due within two days and a one-year term. The Developer must refund all service fees if the software fails acceptance testing after more than three repeated tests, providing a safeguard for the Company.

• · The Developer must indemnify the Company against losses from third-party IP infringement claims.
• · Neither party is liable for economic losses (including lost profits) except for certain exceptions.
• · Confidentiality obligations last 5 years post-termination, with perpetual protection for source code and proprietary technology.
• · The agreement is governed by the laws of Malaysia, with disputes resolved in Malaysian courts.
• · The Company may modify the scope of services upon reasonable notice to the Developer.

03-06-2026

Amphastar Pharmaceuticals held its 2026 Annual Meeting on June 1, 2026, where stockholders elected three Class I directors (David Gaugh, William J. Peters, Jacob Liawatidewi) to serve until 2029, ratified Ernst & Young as independent auditor for FY2026, approved advisory say-on-pay, and voted for an annual frequency of future say-on-pay votes. Notably, two directors received significant against votes: William J. Peters (11.8M against, 33.2% of votes cast) and Jacob Liawatidewi (12.2M against, 34.5% of votes cast), indicating notable shareholder dissent.

• · The next required advisory vote on frequency of say-on-pay will occur no later than the 2032 annual meeting.
• · Broker non-votes totaled 4,439,978 shares for director elections and say-on-pay proposals.
• · Ratification of Ernst & Young passed with 39,179,786 for, 684,828 against, and 52,356 abstained.

03-06-2026

Health Catalyst filed a DEF 14A proxy statement for its 2026 Annual Meeting to be held virtually on July 16, 2026. Stockholders will vote on electing two Class I directors, ratifying Ernst & Young as auditor, approving executive compensation on an advisory basis, and declassifying the board. The record date is May 22, 2026, with 73,894,020 shares outstanding.

• · Annual Meeting will be held virtually on July 16, 2026 at 3:00 p.m. ET.
• · Stockholders of record as of May 22, 2026 are entitled to vote.
• · Proposals include election of two Class I directors, ratification of auditor, advisory vote on executive compensation, and declassification of the board.
• · Board recommends FOR all proposals.
• · Plurality voting for directors; majority of votes cast for other proposals.

03-06-2026

Estée Lauder filed an 8-K/A on June 3, 2026, providing details on additional initiatives approved under its expanded Profit Recovery and Growth Plan (PRGP) restructuring program. Since April 29, 2026, the company approved $134 million in new charges (primarily employee severance and asset-related costs) for value chain optimization, enabling function re-invention, go-to-market model acceleration, and digital transformation. Cumulative charges approved through May 28, 2026 total $1,551 million, within the updated expected range of $1,500–$1,700 million, but the program's total expected cost has increased from the original $500–$700 million estimate.

• · The Restructuring Program is expected to be substantially completed by the end of fiscal 2027.
• · Cumulative employee-related costs approved through May 28, 2026 total $970 million, representing 85% of total restructuring charges.
• · Newly approved initiatives include reduction of point-of-sale demonstration roles as part of go-to-market model acceleration.
• · The company expects future cash expenditures to be funded from cash provided by operations.
• · The original restructuring program estimate of $500–$700 million has been revised upward three times, now at $1,500–$1,700 million.

03-06-2026

Customers Bancorp, Inc. filed an amended 8-K/A to correct a director reference in its May 26, 2026 Annual Meeting results, replacing an erroneous reference to Mr. Daniel K. Rothermel with Mr. T. Lawrence Way. All three Class III director nominees (Susan D. Looney, Dalton T. Sirmans, Steven J. Zuckerman) were elected with overwhelming support (over 26 million votes for each), and the ratification of Deloitte & Touche as auditor passed with 30.4 million votes for. However, advisory votes on executive compensation and the 2019 Stock Incentive Plan amendment showed significant opposition, with about 9.1 million and 8.5 million votes against, respectively.

• · The filing is an amendment (8-K/A) to correct a director reference; no other changes were made to the original 8-K.
• · Broker non-votes totaled 2,052,252 on director elections and the advisory compensation and stock plan votes.
• · There were no broker non-votes on the auditor ratification proposal.
• · The following directors continued in office after the meeting: Andrea R. Allon, Bernard B. Banks, Robert J. Buford, M. Michael Gill, Robert M. Krasne, Jay S. Sidhu, Samvir S. Sidhu, and T. Lawrence Way.

03-06-2026

Laser Photonics Corp is holding a Special Meeting of Shareholders on June 26, 2026, to vote on two proposals: approval of the March Warrant Inducement Agreement and the April Warrant Inducement Agreement, which have generated gross proceeds of $1,483,520.40 and $4,000,559.50 respectively. The company reported strong revenue growth of 144% YoY to $8.3 million for fiscal 2025, up from $3.4 million in 2024, driven by its laser blasting technology targeting government, Fortune 1000, and small/medium business segments. However, the company continues to rely on warrant inducement financing and has not disclosed profitability metrics, indicating ongoing operational losses.

• · Special Meeting will be held virtually on June 26, 2026 at 12:00 PM ET.
• · Record Date for voting is May 13, 2026; 38,568,263 shares of Common Stock outstanding.
• · Board recommends voting FOR both Proposal 1 (March Warrant Inducement Agreement) and Proposal 2 (April Warrant Inducement Agreement).
• · The March Warrant Inducement Agreement involves Series A-3 and A-4 warrants with an exercise price of $1.08 per share.
• · The April Warrant Inducement Agreement involves Series A-5 and A-6 warrants with an exercise price of $0.975 per share.
• · Company entered a license agreement with Fonon Drone Shield Solutions on May 21, 2024, issuing 3,000,000 restricted shares for exclusive worldwide license to laser material processing technology.
• · Company initiated sales efforts in December 2019.
• · Quorum requires at least one-third of outstanding shares present in person or by proxy.

03-06-2026

Verde Resources reported a net loss of $4.78M for the fiscal year ended June 30, 2025, widening 50% from a $3.19M loss in the prior year, driven by a 104.3% surge in SG&A expenses to $5.89M. Revenue grew 37.9% to $133,202 and gross profit more than doubled to $81,413, but the company remains pre-revenue in its core licensing model. The company is executing a definitive licensing agreement with Ergon for North America and must fund $3M to C-Twelve by July 2026, while cash reserves are only $1.02M.

• · The company has 20 total personnel: 3 senior management, 1 sales/marketing, 2 production, 5 IT, 4 admin/finance/HR, and 5 independent consultants.
• · Cash used in operating activities increased 63.4% to $3.41M in FY 2025 from $2.09M in FY 2024.
• · Net cash provided by investing activities was $3.18M in FY 2025, compared to a use of $2.02M in FY 2024.
• · Financing activities provided $0.98M in FY 2025, down from $4.13M in FY 2024.
• · The company must pay $3M to C-Twelve by end of July 2026 ($2M loan + $1M license fee), which exceeds its current cash balance of $1.02M.
• · The Ergon license covers the U.S., Canada, and Mexico for Verde V24.
• · The company's 'go to market' period with Ergon runs through end of 2026.
• · The filing warns of penny stock market risks including manipulation and boiler room practices.

03-06-2026

Bowman Consulting Group Ltd. held its annual meeting on May 28, 2026, where shareholders elected two Class II directors (Virginia Grebbien and Patricia Mulroy) to terms expiring in 2029, and ratified the appointment of Ernst & Young LLP as the independent auditor for fiscal year 2026. Virginia Grebbien received 6,941,799 votes in favor and 4,669,290 withheld, while Patricia Mulroy received 6,189,173 in favor and 5,421,916 withheld—notably a significant number of shares were withheld from both candidates. Auditor ratification was strongly supported with 13,934,503 votes for, 430,981 against, and 156 abstentions.

• · Both director nominees were elected despite a notable percentage of withheld votes (40.2% for Grebbien and 46.7% for Mulroy when excluding broker non-votes).
• · The ratification of Ernst & Young LLP received 13,934,503 votes for, 430,981 against, and 156 abstentions, representing strong shareholder support.
• · Broker non-votes totaled 2,754,551 shares for each director election, indicating nearly 20% of shares were not voted on the director proposals by brokers.

03-06-2026

Danaher Corporation and its wholly owned subsidiary DH Masi Finance Inc. issued CHF 2,382,940,000 aggregate principal amount of senior notes across seven series (Series A through G) in a private placement on June 3, 2026. The notes bear fixed interest rates ranging from 1.65% to 2.51% and mature between 2031 and 2056. Net proceeds will be used for general corporate purposes including working capital, acquisitions, and share repurchases. The notes are unsecured obligations of the issuer and fully guaranteed by Danaher.

• · Interest on each series is payable semi-annually on June 3 and December 3, commencing December 3, 2026.
• · The notes are unsecured obligations of DH Masi Finance Inc. and fully and unconditionally guaranteed by Danaher Corporation.
• · The Note Purchase Agreement contains customary affirmative and negative covenants, events of default, and prepayment terms consistent with Danaher's existing debt obligations.
• · The offering was exempt from registration under the Securities Act of 1933.

03-06-2026

urban-gro, Inc. held a Special Meeting of Stockholders on June 3, 2026, but failed to achieve a quorum, preventing any business from being transacted. The meeting was adjourned to June 12, 2026, at 10:00 AM EST, and the company will continue soliciting proxies. The record date remains May 6, 2026.

• · The Special Meeting was originally scheduled for June 3, 2026, and was adjourned due to lack of quorum.
• · The adjourned meeting will be held on June 12, 2026, at 10:00 AM EST.
• · The record date for voting remains May 6, 2026.
• · Valid proxies submitted before the original meeting will remain valid for the adjourned meeting unless changed or revoked.

03-06-2026

SLM Student Loan Trust 2003-1 filed an 8-K on June 3, 2026, reporting that Navient Solutions, LLC furnished a preliminary remarketing memorandum for the Class A-5C Reset Rate Notes. The memorandum includes pool information as of April 30, 2026, which is attached as an exhibit. No financial impact is disclosed.

• · The remarketing memorandum is preliminary and intended for qualified institutional buyers.
• · The pool information tables are as of April 30, 2026.
• · The filing is under Items 8.01 (Other Events) and 9.01 (Financial Statements and Exhibits).

03-06-2026

Farmer Mac's Board declared a quarterly dividend of $0.2769097 per share on its 6.875% Series I Preferred Stock, payable July 17, 2026 to holders of record as of July 1, 2026. This dividend covers the period from May 19, 2026 to July 17, 2026. Dividends for the common stock and five other preferred series (Series D–H) were previously declared on May 13, 2026, and this filing adds the Series I dividend declaration.

• · Record date for the Series I dividend is July 1, 2026; payment date is July 17, 2026.
• · Dividend period is from May 19, 2026 (not inclusive) to July 17, 2026 (inclusive).
• · No negative or flat metrics are included in this filing—it is a routine dividend declaration.

03-06-2026

On May 28, 2026, Blackstone Multi-Strategy Hedge Fund L.P. and its affiliate entered into a Dealer Manager Agreement with Blackstone Securities Partners L.P. to engage third-party brokers for distribution of units and shares. The Dealer Manager will receive a servicing fee of up to 0.85% of net asset value per annum, which may be reallowed to participating brokers. The agreement includes standard representations and warranties.

• · The Dealer Manager Agreement was entered into on May 28, 2026, and filed on June 3, 2026.
• · The agreement includes a Form of Selected Dealer Agreement as Exhibit A.
• · The registrant is an emerging growth company.

03-06-2026

DESTINATION XL GROUP reported a net loss of $5.9M for Q1 FY2026, widening from a $1.9M loss in Q1 FY2025, as sales declined 2.1% to $103.3M. Gross profit fell 3.8% to $45.8M, and operating loss increased to $5.9M from $3.5M. However, cash used in operations improved to $8.8M from $12.0M, and total assets remained stable at $366.1M.

• · Store sales declined 2.4% to $74.7M from $76.5M, while direct sales fell 1.4% to $28.7M from $29.1M.
• · Selling, general and administrative expenses decreased 1.9% to $46.5M from $47.4M.
• · Transaction-related costs increased to $1.2M from $0.1M.
• · Depreciation and amortization rose to $4.0M from $3.6M.
• · Interest income, net decreased to $62K from $284K.
• · Income tax provision was $62K vs. a benefit of $1.3M in the prior year.
• · Cash and cash equivalents decreased by $12.7M during the quarter to $11.1M.
• · Capital expenditures were $3.8M, down from $6.7M.
• · Inventories increased to $81.4M from $73.5M at year-end.
• · Accounts payable increased to $30.1M from $22.9M.
• · Accumulated deficit worsened to $85.7M from $79.8M.
• · Total stockholders' equity decreased to $102.6M from $108.1M.

03-06-2026

UWM Holdings Corporation held its Annual Meeting of Stockholders on June 3, 2026, where all four director nominees were elected, the ratification of Deloitte & Touche as independent auditor for FY2026 was approved, and executive compensation was approved on an advisory basis. All proposals passed with overwhelming support, with the auditor ratification receiving the highest approval (over 99.8% of votes cast).

• · All four director nominees were elected with votes 'for' ranging from 1,247,770,266 to 1,286,634,941, with broker non-votes of 95,838,725 for each.
• · Ratification of Deloitte & Touche as independent auditor received 1,443,612,692 votes for, 2,318,843 against, and 1,285,942 abstentions.
• · Advisory approval of executive compensation received 1,342,633,736 votes for, 8,340,970 against, 404,046 abstentions, and 95,838,725 broker non-votes.
• · The meeting was held on June 3, 2026, and the report was signed by Rami Hasani, Executive Vice President and CFO.

03-06-2026

Global Technologies Ltd (GTLL) reported a net loss of $191,963 for the three months ended March 31, 2026, compared to a net loss of $193,297 in the same period last year, a slight improvement. However, for the nine-month period, the company swung from a restated net income of $24,055 to a net loss of $170,524. Cash and cash equivalents declined sharply to $38,178 from $68,108 at June 30, 2025, while total liabilities remain high at $1,136,202, resulting in a stockholders' deficiency of $1,093,803.

• · Total operating expenses for the three months ended March 31, 2026 were $276,798, up from $241,380 in the prior year period.
• · Selling, general and administrative expenses for the three months ended March 31, 2026 were $124,059, compared to $27,458 in the prior year period.
• · Professional services expenses for the three months ended March 31, 2026 were $79,989, compared to $2,050 in the prior year period.
• · Accounts payable increased to $121,055 as of March 31, 2026 from $19,410 at June 30, 2025.
• · Accrued executive compensation was $89,750 as of March 31, 2026, up from $17,000 at June 30, 2025.
• · Derivative liability decreased to $498,000 as of March 31, 2026 from $780,000 at June 30, 2025.
• · Net cash used in operating activities for the nine months ended March 31, 2026 was $259,830, compared to $64,506 provided in the prior year period.
• · The prior year nine-month period was restated, reducing net revenue by $238,000 and net income by $226,004.

03-06-2026

Calumet, Inc. held its 2026 Annual Meeting on June 2, 2026, where stockholders elected three Class II directors (Todd Borgmann, Daniel J. Sajkowski, and Bradford T. Sanders) and approved, on a non-binding advisory basis, the company's executive compensation. Stockholders also ratified the selection of Grant Thornton LLP as the independent registered public accounting firm for fiscal year 2026. All proposals passed with strong support, though broker non-votes were significant at approximately 19.9 million shares.

• · Proposal 1: Todd Borgmann received 51,089,604 votes for and 365,403 withheld; Daniel J. Sajkowski received 50,332,470 for and 1,122,537 withheld; Bradford T. Sanders received 51,130,433 for and 324,574 withheld.
• · Proposal 2: Advisory vote on executive compensation passed with 50,222,235 for, 956,685 against, and 276,087 abstentions.
• · Proposal 3: Ratification of Grant Thornton LLP passed with 70,973,872 for, 194,987 against, and 212,786 abstentions.
• · Broker non-votes totaled 19,926,638 on Proposals 1 and 2.

03-06-2026

Ocugen, Inc. announced the resignation of Ramesh Ramachandran as Chief Accounting Officer effective May 29, 2026, and the appointment of CFO Rita Johnson-Greene as the new principal accounting officer effective June 3, 2026. No financial impact or performance metrics were disclosed in this filing.

• · Ramesh Ramachandran resigned as Chief Accounting Officer effective May 29, 2026.
• · Rita Johnson-Greene, already serving as CFO, was appointed principal accounting officer on June 3, 2026.
• · No family relationships or reportable transactions exist between Ms. Johnson-Greene and any director or executive officer.
• · Ms. Johnson-Greene's employment terms were previously disclosed in a Form 8-K filed on February 9, 2026.

03-06-2026

NextDecade Corp announced the appointment of John Zuklic as Chief Financial Officer, effective July 6, 2026, with a compensation package including a $600,000 base salary, 100% target bonus, and a $2.1M long-term incentive award. At the 2026 Annual Meeting, stockholders approved an amendment to the 2017 Omnibus Incentive Plan to increase available shares by 5 million, and all director nominees were elected, though Pamela Beall and Diana Sands received significant against votes (22.5M each). The advisory vote on executive compensation passed with 83.3% support, but 16.7% voted against.

• · John Zuklic, age 59, has over 30 years in energy, most recently as VP and CFO of Citgo Petroleum since 2020.
• · Zuklic holds an MBA from University of Texas and a BS in Mechanical Engineering from Colorado School of Mines.
• · There is no written employment agreement with Zuklic; employment is at-will.
• · Proposal 4 (ratification of KPMG as auditor for FY2026) passed with 230,582,163 for, 402,897 against, and 115,692 abstain.
• · Broker non-votes totaled 33,166,278 for all director elections and proposals 1-3.

03-06-2026

At the June 3, 2026 Annual Meeting, Acumen Pharmaceuticals stockholders elected three Class II directors (Golumbeski, Porter, Stoppel), ratified Ernst & Young LLP as independent auditor, and approved the Amended and Restated 2021 Equity Incentive Plan, all with majority support. Of 72,227,580 shares outstanding, 57,051,456 (78.99%) were present or represented by proxy, indicating solid shareholder engagement.

• · Director vote: Golumbeski received 37,305,711 For, 68,820 Withheld; Porter 30,926,494 For, 6,448,037 Withheld; Stoppel 30,812,559 For, 6,561,972 Withheld — each with 19,676,925 broker non-votes.
• · Auditor ratification passed nearly unanimously: 56,934,900 For (99.8% of votes cast), 113,074 Against, 3,482 Abstained.
• · Equity plan approval received 30,731,776 For, 6,618,621 Against, 24,134 Abstained, and 19,676,925 broker non-votes.
• · Proxy statement for the meeting was filed with the SEC on April 23, 2026.

03-06-2026

KB Global Holdings Ltd reported a net loss of $112,049 for FY2025, a 50.97% increase from a net loss of $74,221 in FY2024. Revenue fell to $0 from $179,613 as software development service revenue from a related party ceased entirely. Total assets increased 38.49% to $69,686, but the company remains in a shareholders' deficit of $381,660, which worsened by 41.01% from the prior year.

• · Operating expenses decreased 16.12% YoY to $112,059, but loss from operations increased 8.94% to $112,059.
• · Other income plummeted 99.97% to $10 from $28,640.
• · Amounts due from a related party surged to $45,604 from $0, while amount due to a related party increased 740.95% to $198,977.
• · Accumulated deficit grew 30.58% to $478,465.
• · Total current assets increased 113.58% to $47,459, driven by the related party receivable.
• · Computer equipment (non-current assets) declined 20.89% to $22,227.
• · The company has 130,097,000 ordinary shares outstanding, unchanged from prior year.
• · The company continues to benefit from low-cost office arrangements, deferred executive compensation, and a lean team.

03-06-2026

Artisan Partners Asset Management Inc. held its 2026 annual meeting on June 3, 2026, where all nine director nominees were elected, the advisory vote on executive compensation was approved, and the appointment of PricewaterhouseCoopers as independent auditor was ratified. All proposals passed with strong shareholder support, though there were notable broker non-votes of approximately 4.6 million shares on director elections and the compensation vote.

• · Broker non-votes totaled 4,588,042 shares for each director election and the advisory compensation vote.
• · The ratification of auditor received 67,796,509 votes for, 2,389,038 against, and 49,358 abstentions.

03-06-2026

Silo Pharma, Inc. filed a Certificate of Change with the Nevada Secretary of State on June 3, 2026, effecting a 1-for-15 reverse stock split of its common stock. The reverse split reduces the authorized common shares from 100,000,000 to 6,666,667, with the par value remaining $0.0001 per share. Any fractional shares resulting from the split will be rounded up to the nearest whole share. The change became effective at 4:01 p.m. ET on June 2, 2026.

• · The reverse stock split was approved by stockholders.
• · The effective date and time of the change is June 2, 2026 at 4:01 p.m. ET.
• · The certificate was signed by CEO Eric Weisblum on June 1, 2026.
• · The filing was made with the Nevada Secretary of State under NRS 78.209.

03-06-2026

American Battery Technology Company granted CEO Ryan Melsert 2,200,000 performance-based restricted stock units on May 29, 2026, with five milestones including a $10 stock price, $100M revenue, positive NEPA Record of Decision, Financial Investment Decision for the Tonopah Flats Lithium Project, and a $50M offtake agreement over a four-year period. If all milestones are met within three years, an additional 1,100,000 bonus units are awarded. The filing reflects a significant long-term incentive plan but does not include any financial results or period-over-period comparisons.

• · Grant date is May 29, 2026; performance period ends on the fourth anniversary.
• · Stock price milestone requires average closing price of at least $10 over any consecutive 60 trading days.
• · Upon achievement of each milestone, 440,000 units are earned.
• · If all five milestones are achieved before the third anniversary, CEO receives an additional 50% bonus units (1,100,000 units).
• · Vesting occurs quarterly over the four-year period based on achieved milestones.
• · Accelerated vesting provisions occur upon termination without cause, death, disability, or voluntary termination with good reason.
• · Units are non-transferable and subject to forfeiture if performance milestones not met within four years.

03-06-2026

Anvi Global Holdings, Inc. filed its 10-K annual report for FY2026, reporting a net loss of $196,933, an improvement from the $203,734 net loss in FY2025. Total assets declined to $14,230 from $14,863, while total liabilities increased to $2,375,129 from $2,178,829, and stockholders' deficit deepened to $2,360,899 from $2,163,966. The company remains heavily dependent on related-party financing to fund operations.

• · Cash used in operating activities was $65,708 in FY2026 vs. $54,591 in FY2025, a worsening of 20.4%.
• · The company had zero revenue for both fiscal years, as no revenue line items are reported.
• · Total related-party payables (accounts payable + accrued liabilities) stood at $1,692,000 as of Feb 28, 2026, up from $1,548,000 a year earlier.
• · Net operating loss carryforward increased to $508,000 from $467,000, with a full valuation allowance against deferred tax assets.
• · The company's working capital deficit worsened to $2,360,899 (current liabilities of $2,375,129 minus current assets of $14,230).
• · Basic and diluted loss per share remained at $(0.00) for both periods due to the high share count.
• · The company is a non-accelerated filer and a smaller reporting company with a public float of $0.

03-06-2026

FingerMotion, Inc. announced plans to expand into modular AI-focused edge computing facilities to support localized AI processing and inference workloads, building on its existing telecom and big data operations. The initiative targets the growing edge AI inference market with modular, micro-grid powered infrastructure for faster deployment and lower capital requirements than hyperscale data centers. However, the announcement is forward-looking with no specific financial commitments, timelines, or revenue projections disclosed.

• · The initiative is a strategic extension of FingerMotion's existing telecommunications and technology platform operations.
• · The company's approach focuses on edge-based AI inference infrastructure, not hyperscale cloud data center development.
• · Target sectors include manufacturing, logistics, smart city systems, healthcare, transportation, and industrial automation.
• · The modular design is intended to reduce deployment timelines compared to traditional large-scale data centers that can require multiple years to complete.
• · The company expects the initiative to create additional opportunities for recurring infrastructure-related revenue streams.

03-06-2026

On May 26, 2026, Sports Entertainment Gaming Global Corporation (SEGG) entered into a Securities Purchase Agreement with Amorua Global, Inc., issuing a $3,500,000 unsecured convertible promissory note bearing 12% annual interest and maturing in 24 months. The note carries a 15% original issue discount, and conversion rights are subject to a 9.99% beneficial ownership limitation. Proceeds will be used for general corporate purposes, including repaying $500,000 of indebtedness under the Alumni Capital note.

• · The note matures 24 months from the Closing Date (May 26, 2026), unless earlier converted, repaid, or terminated.
• · Conversion price is the lower of (i) the closing price on issuance date or (ii) 95% of the lowest daily VWAP during the five business days before conversion notice.
• · Company must file a Form S-1 registration statement within 45 days of the definitive transaction documents to register shares issuable upon conversion.
• · The note and conversion shares were issued in reliance on Section 4(a)(2) of the Securities Act and/or Rule 506 of Regulation D.
• · The company is an emerging growth company as defined in Rule 405 of the Securities Act.

03-06-2026

Gentherm announced a proposed business combination with Modine's Performance Technologies business (SpinCo), which would create a combined company with ~$2.6B LTM revenue (Sep. 2025) and 13% Adjusted EBITDA margin (post-synergy). The transaction, expected to close by end of 2026, would be 60% owned by Modine shareholders and 40% by Gentherm shareholders, and is intended to be tax-free for Modine. Gentherm projects ~$25M near-term cost synergies and $100M+ of commercial opportunities from cross-selling and new markets, while noting its own standalone revenue growth has been modest (CAGR ~1% from 2023-2025) and its 2025 revenue of $1.5B declined from ~$1.7B prior. The combined entity targets high-single-digit organic growth through 2030 with earnings potential exceeding $0.5B Adjusted EBITDA.

• · Gentherm generated ~$2.2B in new business awards in 2025, though 'Company Founded' figure is labeled $2.2B which is likely an error in the source — may refer to awards or revenue milestone.
• · Gentherm’s 2025 revenue by segment: Climate Control 69%, Lumbar and Valve 13%, Other 7%, Medical 8%, Seat/Interiors 3%.
• · Modine Performance Technologies pro forma adjusted revenue (LTM Sep 2025) was $1,108M, adjusted EBITDA (pre-synergies) $123M, and post-synergies $147M.
• · Gentherm standalone net leverage was 0.2x; combined company post-synergy net leverage ~1.0x.
• · Gentherm expects revenue growth accelerating to ~6%+ CAGR (2025-2027) driven by automotive launch activity, adjacent markets, and new medical product launch.
• · The transaction is expected to close by end of 2026, subject to regulatory and shareholder approvals.
• · Combined company targets mid-to-high teens adjusted EBITDA margin by 2030 (from ~13% post-synergy) and $525M+ adjusted EBITDA.
• · Gentherm’s adjusted EBITDA margin declined from 12.6% in 2023 to 11.7% in 2025, though they project margin expansion to 12.3% in 2024 and 12.6% in 2023 (note: 2024 margin was 12.3%, 2023 was 12.6%, 2025 11.7% — so 2025 margin is lower than 2023).
• · Approximately 14,000 employees and operations in 13 countries.
• · No specific financial guidance for 2026 or 2027 beyond revenue CAGR target of ~6%+.

03-06-2026

60 DEGREES PHARMACEUTICALS, INC. disclosed its intention to apply for a Commissioner’s National Priority Review Voucher if interim/final analysis of its tafenoquine trial for severe babesiosis supports a New Drug Application (NDA) submission to the FDA before Q1 2028. The company is an emerging growth company and cautions that the plans are forward-looking and subject to clinical, regulatory, and other risks.

• · The company is an emerging growth company and has elected not to use the extended transition period for complying with new or revised financial accounting standards.
• · The trial is a randomized, placebo-controlled trial of tafenoquine in patients hospitalized with severe babesiosis.
• · The NDA submission target is before the end of the first quarter of 2028.
• · The filing is an 8-K under Item 8.01 (Other Events) and does not contain any financial results or period-over-period comparisons.

03-06-2026

Sphere 3D Corp. (NASDAQ: ANY) and Cathedra Bitcoin Inc. completed their business combination on June 1, 2026, creating a combined data infrastructure platform with 53 MW of operating capacity across five data centers and a 100 MW+ expansion pipeline. The combined company retains Sphere's name and NASDAQ listing, with Joel Block as CEO. While the combination is expected to improve profitability through scale and diversification, integration risks and the inherently volatile bitcoin mining and high-performance computing markets present ongoing uncertainties.

• · Cathedra SV shareholders received 0.123014 Sphere common shares per share held; Cathedra MV shareholders received 12.3014 Sphere common shares per share.
• · Certain key Cathedra shareholders are subject to a 7% post-closing ownership cap, with excess consideration issued as non-voting preferred shares.
• · Joel Block received an inducement award of 500,000 RSUs, vesting bi-annually over two years, as a material inducement to join the combined company.
• · Cathedra's shares expected to be delisted from TSX Venture Exchange and OTCQB as of June 2, 2026.
• · Sphere's shares continue trading on NASDAQ under symbol ANY.
• · The combined company's bitcoin mining operations include 1.2 EH/s of installed proprietary hash rate.
• · The combined company plans to evaluate expansion into high-performance computing and AI infrastructure.

03-06-2026

Stoneridge, Inc. appointed Scott Humphrey as Chief Financial Officer and Treasurer, effective June 3, 2026, succeeding interim CFO Bob Hartman, who will return to his role as Chief Accounting Officer. Humphrey brings over 25 years of financial leadership experience, most recently as CFO at Fox Factory Holding Corporation, and is expected to drive operational excellence, strategic growth, and long-term profitability. The filing does not include any financial results or performance metrics, so no period-over-period comparisons are available.

• · Scott Humphrey earned a bachelor’s degree in finance from Boston College and an MBA from Georgetown University.
• · Humphrey previously served as interim CFO at Hibbett Sports and CFO at Ciner Resources LP, gaining experience in capital markets, financial planning, treasury management, and M&A.
• · Bob Hartman served as Interim CFO since April 1, 2026, and will continue as Chief Accounting Officer.

03-06-2026

Johnson Controls International plc announced the appointment of Irene Esteves to its board of directors, effective immediately. Esteves brings over 25 years of global finance and governance experience, most recently as CFO of Spirit AeroSystems Holdings and previously as CFO of Time Warner Cable. The appointment reflects the Board's commitment to aligning its composition with the company's strategic direction, though no negative or flat metrics are present in this announcement.

• · Esteves currently serves on the boards of Roper Technologies, Inc. and KKR Real Estate Finance Trust.
• · Johnson Controls focuses on thermal management, mission-critical building systems, energy efficiency, and decarbonization.
• · Customers include data centers, healthcare, pharmaceuticals, advanced manufacturing, and higher education sectors.

03-06-2026

On June 3, 2026, Navient Solutions, LLC, as administrator, furnished a preliminary remarketing memorandum for the SLM Student Loan Trust 2003-7 Class A-5B Reset Rate Notes to qualified institutional buyers. The memorandum includes pool information tables as of April 30, 2026, which are attached as an exhibit. No financial statements or pro forma financials were provided.

• · The filing is an 8-K under Items 8.01 (Other Events) and 9.01 (Exhibits).
• · The remarketing memorandum was furnished to qualified institutional buyers only.
• · The pool information tables are as of April 30, 2026.
• · No securities are registered under Section 12(b) of the Act; no trading symbols or exchanges are applicable.

03-06-2026

American Eagle Outfitters (AEO) reported a strong turnaround in Q1 FY26, swinging to net income attributable to AEO of $23.5M compared to a net loss of $64.9M in the prior year period. Total net revenue grew 9.7% YoY to $1.195B, driven by a significant gross margin expansion of 1340 basis points to 38.2%. However, cash and cash equivalents declined sharply by 56.8% from the prior quarter-end to $103.3M, and operating cash flow was negative for the period.

• · Operating income was $28.2M vs an operating loss of ($85.2M) in the prior year period.
• · Selling, general and administrative expenses increased 11.1% YoY to $376.5M.
• · The company took on $85M in long-term debt, compared to $0 at the end of the last fiscal year and $110M a year prior.
• · Merchandise inventory increased 16.3% from the prior quarter-end to $816.7M.
• · The company repurchased $73.5M in common stock during the quarter ($53.5M in open market and $20.0M from employees).
• · Cash used in operating activities increased 19.3% YoY to $65.2M.
• · The company maintained its quarterly dividend at $0.125 per share.

03-06-2026

TTM Technologies announced the closing of a new $1.0 billion cash flow senior secured revolver and a repriced and upsized $400 million Term Loan B due May 2030. The new TLB is priced at Term SOFR+1.75%, a 50 basis point reduction from the prior facility, which is expected to generate meaningful cash interest savings. The revolver matures in May 2031 and replaces the company's prior $150 million U.S. and $150 million Asia ABL facilities, strengthening TTM's financial position and providing flexibility for strategic initiatives.

• · The new TLB matures in May 2030.
• · The new revolver matures in May 2031.
• · The revolver replaced prior $150M U.S. and $150M Asia ABL facilities.
• · The announcement aligns with plans communicated during the May 27th Investor Day presentation.

03-06-2026

Bayview Acquisition Corp (NASDAQ: BAYA, BAYAU, BAYAR) announced shareholder approval of a six-month extension to complete its initial business combination, moving the deadline from June 19, 2026 to December 19, 2026, with a $50,000 deposit per monthly extension. Redemptions were minimal, with only 124,156 shares (less than 5% of outstanding) redeemed for approximately $1.49 million at ~$12.03 per share, indicating strong shareholder support. The company remains focused on completing its merger with Oabay Inc., a Chinese trade credit technology solutions provider.

• · The extension proposal allows up to six one-month extensions, each requiring a $50,000 deposit into the trust account.
• · The redemption price was approximately $12.03 per share.
• · Oabay Inc. has more than ten years of operating history and is a pioneer in the Chinese trade credit technology solutions industry.
• · The company has focused its search for a target on businesses throughout Asia.

03-06-2026

Liminatus Pharma entered into a warrant exercise agreement with existing accredited investors, generating $1.9 million in gross proceeds through the immediate cash exercise of 10,344,000 existing warrants at a reduced exercise price of $0.18 per share. In exchange, holders received new unregistered warrants to purchase 20,688,000 shares at $0.18 per share, which are not exercisable until stockholder approval is obtained under Nasdaq rules. The transaction provides near-term capital but introduces dilution risk and dependency on stockholder approval for the new warrants.

• · The new warrants expire five years from the date stockholder approval is obtained.
• · The company agreed to file a registration statement with the SEC covering the resale of shares issuable upon exercise of the new warrants.
• · Maxim Group LLC acted as warrant inducement agent and financial advisor.
• · The new warrants were offered in a private placement to accredited investors and are not registered under the Securities Act.

03-06-2026

Charlotte's Web Holdings, Inc. entered into an agreement with BT DE Investments Inc. to amend a convertible debenture originally issued in November 2022 for $75,341,080. The amendment reduces the conversion price to $0.94 per share and increases the conversion limit from 19.9% to 40.8%. Concurrently, the lender will convert the full outstanding principal plus accrued interest into 95,281,277 common shares, and a separate private placement of $10 million in shares will close simultaneously.

• · The conversion price is set at $0.94 per share, subject to adjustment under Section 4.3 of the debenture.
• · The interest conversion price is also set at $0.94 per share.
• · The conversion is contingent on and effective immediately prior to the closing of the private placement investment.
• · The parties waived any time periods under Article 4 of the debenture to facilitate immediate conversion at closing.
• · Upon conversion, the borrower is discharged from all obligations under the debenture, and the lender releases all claims.
• · The agreement is governed by Ontario law and the federal laws of Canada.

03-06-2026

Brand Engagement Network Inc. (BNAIW) closed a $1,000,000 strategic investment in HighTide Energy, Inc. d/b/a Accelevate Solutions on May 30, 2026, acquiring 243,309 shares of common stock at $4.11 per share. The company also received a warrant to purchase an additional 243,309 shares at the same price, exercisable for one year, with an intent to exercise resulting in an additional $1,000,000 investment. The investment was partially funded with $250,101 paid at signing and the remaining $749,899 paid on June 3, 2026.

• · The per-share purchase price of $4.11 was corrected from a prior subscription agreement.
• · The securities were issued in reliance upon exemptions from the registration requirements of the Securities Act of 1933.
• · The investment closed on May 30, 2026, with the remaining payment made on June 3, 2026.

03-06-2026

eBay Inc. sent a reminder letter to certain stockholders ahead of its Annual Meeting, urging them to vote on Proposals 1, 2, 3, and 4. The Board unanimously recommends voting FOR all director nominees (Proposal 1), FOR Proposals 2 and 3, and AGAINST Proposal 4. The filing does not contain any financial results or quantitative performance data.

• · The letter was sent on June 4, 2026, to stockholders who had not yet voted.
• · Stockholders can vote via Internet, telephone, or by returning the proxy card.
• · The proxy solicitor is Innisfree M&A Incorporated, reachable at 1(877) 687-1873 (toll-free) or +1 (412) 232-3651 (international).

03-06-2026

BANNER CORP filed an S-4 registration statement on June 3, 2026, in connection with a business combination where Banner Corp (Acquiror) will acquire a target company (the Company). The filing includes representations and warranties regarding Acquiror's contracts, taxes, financing, and shares available, as well as covenants restricting the Company's operations until closing, including limits on dividends (max $0.15 per share quarterly) and new loans (e.g., >$3.5M requires Acquiror approval). The agreement includes a confidentiality agreement dated February 6, 2026, and fees payable to BofA Securities.

• · The S-4 was filed on June 3, 2026.
• · Acquiror has sufficient cash and shares to pay merger consideration and fractional shares.
• · Company covenants include restrictions on issuing stock, paying dividends (max $0.15/quarter), amending charter/bylaws, and entering into certain loans without Acquiror approval.
• · Acquiror approval for loans is deemed given if no response within 48 hours of receipt of loan package.
• · Confidentiality agreement dated February 6, 2026, governs information exchange.
• · Fees payable to BofA Securities under an engagement letter.

03-06-2026

Global AI, Inc. (GLAI) reported Q1 2026 revenue of $44,747, up 25.3% from $35,704 in Q1 2025, driven by growth in its Agentic AI Platform. However, the net loss widened to $777,148 from $737,778 in the prior-year period, and cash and cash equivalents fell sharply by 66.0% to $26,255 from $77,200 at year-end 2025, primarily due to heavy cash used in operations and investing activities. The company's stockholders' deficit deepened to $2,601,919 from $1,824,771, reflecting ongoing losses and reliance on related-party advances.

• · Total operating expenses increased 12.7% to $839,733 in Q1 2026 from $744,855 in Q1 2025, driven by new amortization of capitalized R&D ($305,413) and higher sales and marketing ($180,620 vs $37,302).
• · Net cash used in operating activities improved to $244,808 from $474,516 in the prior-year period, but cash burn remained significant.
• · Capitalized R&D costs increased to $3,789,942 from $3,664,957, with $430,398 spent on capitalization in Q1 2026.
• · The company relied heavily on related-party advances, with advance payable – related party rising to $5,561,899 from $4,909,270, providing $652,629 in financing during Q1 2026.
• · No equity was issued in Q1 2026, compared to $1,100,000 from sale of Class A common stock in Q1 2025.
• · Deferred revenue increased to $172,548 from $98,932, indicating potential future revenue recognition.
• · The company entered into an agreement to deploy the Agentic AI Platform with a major European energy and utilities company for near real-time pricing synchronization.