Executive Summary
This digest of 46 SEC filings reveals a day of significant corporate control events, with multiple going-private transactions and activist-driven changes. The most critical development is the completion of Kennedy-Wilson Holdings' $10.90/share take-private by Kona Bidco, alongside a major pending acquisition of Open Lending Corp at $3.15/share and Fox Corp's proposed acquisition of Roku.
A notable pattern is the emergence of 'passive' 13G filings from major holders like Jane Street (8.5% of SMCI) and EcoR1 Capital (9.9% of Eloxx), suggesting institutional accumulation without activist intent. However, several insider exits create bearish signals, including complete stake liquidations in WORK Medical Technology and PainReform, and a significant sell-down by the Deerfield group in BiomX. The Tether entities are actively restructuring their crypto-mining and royalty streaming holdings through internal transfers, while Saba Capital continues to build activist positions in closed-end funds (New Germany Fund at 21.96%, Mexico Fund at 15.5%). The overall theme is one of portfolio repositioning: major shareholders are either consolidating control, exiting positions, or deploying capital into passive stakes, creating a bifurcated market of high-conviction bets and strategic exits.
Materiality, sentiment, and priority are scored by Gunpowder’s analysis pipeline. How we score filings →
Filing types in this digest: Schedule 13G · Schedule 13D
Tracking the trend? Catch up on the prior US Activist Hedge Fund Institutional SEC 13D 13G digest from June 15, 2026.
Investment Signals (12)
- Payoneer Global (PAYO) (BULLISH)▲
TCV entities holding 10.2% have entered a Voting and Support Agreement for the Nuvei merger. This 7.3% block (TCV VIII) provides a strong signal of deal completion probability, reducing execution risk for merger arbitrageurs.
- Super Micro Computer (SMCI) (BULLISH)▲
Jane Street Group disclosed an 8.5% passive stake (56.6M shares), including shares from convertible preferred stock. This is a massive position from a sophisticated quant/prop trading firm, signaling strong conviction in the AI infrastructure theme.
- Open Lending Corp (OPND) ↓ (BULLISH)▲
Bregal Sagemount (12.8% holder) has signed a support agreement for the $3.15/share take-private by ANV Group. The 12.8% committed block and a $13.58M termination fee create a high-probability arbitrage opportunity with a clear timeline (Outside Date Oct 15, 2026).
- Afya Ltd (AFYA) ↓ (BULLISH)▲
Majority shareholder Bertelsmann purchased an additional 425,367 shares at $17.30, increasing its economic interest to 72.27%. This continued accumulation at a premium to recent prices signals strong conviction in the edtech business model.
- New Germany Fund (GF) (BULLISH)▲
Saba Capital increased its activist stake to 21.96% through $35.7M in open-market purchases (May 28-Jun 15). This aggressive accumulation signals a likely push for restructuring, liquidation, or open-ending the fund.
- BiomX Inc. (PHGE) ↓ (BEARISH)▲
Deerfield Management sold down its stake below 5% (now 4.70%), executing open-market sales on June 12, 15, and 16. This is a definitive exit signal from a sophisticated healthcare investor, suggesting loss of conviction in the pipeline.
- WORK Medical Technology Group (WOK) (BEARISH)▲
Habbas Kelly Khalid completely exited its position (0 shares from prior stake). A full liquidation by a 5%+ holder is a strong bearish signal on the company's prospects.
- PainReform (PRF) (BEARISH)▲
Blade Ranger Ltd. exited its entire position (0 shares as of May 29). This complete exit by a former significant holder is a negative signal for the company's turnaround prospects.
- Royalty Pharma (RPRX) (BEARISH)▲
Butterfield Fiduciary Administrators sold 2.38M shares ($49-$56 range) and dropped below the 5% threshold (now 4.8%). This systematic sell-down by a long-term trust holder creates persistent overhang on the stock.
- CoinShares (Odysseus Holdings) (BEARISH)▲
Major holder Daniel Masters adopted a 10b5-1 plan to sell up to 15.78M shares (73% of his position) starting Sept 11, 2026. This massive planned liquidation creates a significant overhang and signals a potential top in crypto-related equities.
- Eloxx Pharmaceuticals (ELOX) (BULLISH)▲
Two separate 13G filings (EcoR1 Capital and Stonepine Capital) each disclose 9.9% passive stakes. This dual accumulation by two distinct healthcare-focused funds suggests a coordinated or coincidental value play in the micro-cap biotech space.
- Fox Corp (FOX) ↓ (BULLISH)▲
Lachlan Murdoch's voting agreement to support the Roku acquisition locks up 38.7% of Class B shares. This ensures shareholder approval for the stock issuance, de-risking a transformative acquisition for Fox.
Risk Flags (9)
- CoinShares (CS) / Insider Selling [HIGH RISK]▼
Daniel Masters' 10b5-1 plan to sell up to 15.78M shares (73% of his 16.4% stake) is the most significant insider liquidation in this digest. The plan starts Sept 11, 2026, creating a persistent 16-month overhang.
- Hawkeye Systems (HWKE) / Control Risk [HIGH RISK]▼
Martin Sumichrast and entities now control 90.1% of shares after converting a note and exercising a warrant. This extreme concentration, combined with Sumichrast's SEC cease-and-desist judgment (April 2024), creates significant governance and liquidity risks for minority holders.
- Royalty Pharma (RPRX) / Persistent Selling [MEDIUM RISK]▼
The Butterfield trust sold 2.38M shares ($49-$56) and dropped below 5%. The systematic nature of these sales over 60 days suggests a deliberate portfolio reduction, creating ongoing selling pressure.
- BiomX (PHGE) / Insider Exit [HIGH RISK]▼
Deerfield Management's reduction below 5% (now 4.70%) through three consecutive days of selling (June 12-16) represents a complete strategic exit by a key backer, signaling loss of confidence in the clinical pipeline.
- StageWise Strategies (STGW) / New Control [HIGH RISK]▼
Jakhongir Artikkhodjaev acquired 74.2% for $750K and replaced all management. While no specific plans are disclosed, the new controller's background in Uzbekistan tourism creates significant uncertainty about future direction and potential related-party transactions.
- ZoomInfo (GTM) / Derivative Exposure [MEDIUM RISK]▼
HighSage Ventures disclosed a cash-settled total return swap on 2.5M shares at $2.8088. While the filing states no voting/dispositive power, this synthetic long position creates complex incentives and potential for future activism given the explicit mention of 'potential acquisition'.
- Krispy Kreme (DNUT) / Stagnant Control [LOW RISK]▼
JAB Indulgence's 43.03% stake remains unchanged with no trades in 60 days. The filing was prompted by a 'Long Swap' amendment, suggesting potential hedging or restructuring of the controlling interest that could signal a change in commitment.
- Edesa Biotech (EDSA) / Ownership Blocker [MEDIUM RISK]▼
CEO Pardeep Nijhawan's 19.99% beneficial ownership blocker on Series B-1 Preferred prevents conversion beyond that threshold. This artificial cap on insider ownership could limit upside alignment and create a ceiling on insider buying.
- Tether Entities / Regulatory Overhang [MEDIUM RISK]▼
Multiple filings (Bitdeer, Metalla, Antalpha) reference prior CFTC and NYAG settlements totaling $59.5M. While the internal transfers are neutral, the persistent regulatory scrutiny on the Tether ecosystem creates headline risk for these holdings.
Opportunities (10)
- Open Lending Corp (OPND) / Merger Arbitrage↓ (OPPORTUNITY)◆
The $3.15/share take-private by ANV Group has a committed 12.8% block from Bregal Sagemount. With a $13.58M termination fee (3.7% of equity value) and an Outside Date of Oct 15, 2026, this offers a high-probability, time-bound arbitrage opportunity.
- Payoneer Global (PAYO) / Merger Arbitrage (OPPORTUNITY)◆
The Nuvei merger has a 10.2% block committed via Voting and Support Agreement from TCV entities. The deal structure (merger agreement dated June 12) and committed support reduce the risk of a competing bid or shareholder revolt.
- Super Micro Computer (SMCI) / Institutional Validation (OPPORTUNITY)◆
Jane Street's 8.5% passive stake is a strong quantitative validation of the AI infrastructure thesis. Jane Street's sophisticated models likely identified a valuation or growth disconnect.
- Eloxx Pharmaceuticals (ELOX) / Dual Insider Accumulation (OPPORTUNITY)◆
Two separate funds (EcoR1 Capital and Stonepine Capital) each filed 13Gs disclosing 9.9% stakes. This dual accumulation by healthcare specialists in a micro-cap suggests a potential value play or upcoming catalyst.
- New Germany Fund (GF) / Activist Catalyst (OPPORTUNITY)◆
Saba Capital's 21.96% stake ($35.7M in purchases) creates a powerful activist position. Saba has a track record of forcing open-ending or restructuring in closed-end funds, which typically unlocks significant value.
- Mexico Fund (MXF) / Activist Catalyst (OPPORTUNITY)◆
Saba Capital's 15.5% stake ($41.7M in purchases) mirrors its strategy in GF. The fund's discount to NAV could narrow significantly if Saba pushes for liquidation or open-ending.
- Afya Ltd (AFYA) / Majority Accumulation↓ (OPPORTUNITY)◆
Bertelsmann's continued buying at $17.30 (425K shares) demonstrates strong conviction. With 72.27% economic interest, the majority holder has both the incentive and ability to drive value creation.
- Veraxa Biotech (VRXA) / Earn-out Catalyst (OPPORTUNITY)◆
EMBL's 16.2% stake includes an earn-out of up to 5M shares based on VWAP targets of $11, $12.50, and $14 over three years. This creates a clear, time-bound catalyst for the stock to re-rate.
- Flywire Corp (FLYW) / New Institutional Stake↓ (OPPORTUNITY)◆
Divisadero Street Capital disclosed a 5.3% passive stake (6.38M shares). This is a new position from a specialized investment firm, suggesting a value or growth thesis in the payments space.
- Allot Ltd (ALLT) / De-escalation Signal↓ (OPPORTUNITY)◆
Lynrock Lake's reversion from a 13D (activist) to a 13G (passive) indicates the investor no longer seeks to influence control. This de-escalation could reduce overhang and allow the stock to trade on fundamentals.
Sector Themes (6)
- Take-Private Wave in Mid-Cap Tech/Fintech (SECTOR THEME)◆
Three filings (Open Lending, Payoneer/Nuvei, Kennedy-Wilson) involve going-private or strategic acquisitions. This pattern suggests private equity and strategic buyers see value in public mid-cap companies, potentially signaling a bottom in these sectors.
- Crypto/Blockchain Holder Restructuring (SECTOR THEME)◆
Tether entities executed three internal transfers (Bitdeer, Metalla, Antalpha) on the same day (June 12), moving shares from Tether Investments to Tether International. This coordinated restructuring suggests a strategic portfolio rebalancing or legal entity optimization within the Tether ecosystem.
- Closed-End Fund Activism Intensifies (SECTOR THEME)◆
Saba Capital has accumulated significant stakes in two CEFs (New Germany Fund at 21.96%, Mexico Fund at 15.5%) through aggressive open-market purchases. This pattern indicates a focused strategy to force liquidity events or structural changes in discounted CEFs.
- Passive Accumulation in Micro-Cap Biotech (SECTOR THEME)◆
Two separate 9.9% stakes in Eloxx Pharmaceuticals were filed on the same day by different funds (EcoR1, Stonepine). This suggests a thematic interest in micro-cap biotech with near-term catalysts, possibly driven by upcoming data readouts.
- Insider/Controller Exits in Small-Caps (SECTOR THEME)◆
Three filings (WORK Medical, PainReform, BiomX) show complete or near-complete exits by 5%+ holders. This pattern of liquidation in small-cap healthcare and technology names suggests a loss of confidence or a rotation out of risk assets.
- SPAC De-SPAC Concentration (SECTOR THEME)◆
Multiple filings involve SPAC-related entities (Snow Rothschild, Amanat, JAB Acquisition Corp I, RMG ML Sports, M3-Brigade, Veraxa). The concentration of 13D/G filings around SPACs suggests ongoing post-merger repositioning by institutional holders.
Watch List (8)
- CoinShares (CS) / Daniel Masters 10b5-1 Plan (WATCH)👁
Watch for the start of sales on Sept 11, 2026. The 15.78M share plan (73% of position) will create significant selling pressure. Monitor for any acceleration or modification of the plan.
- 👁
The $3.15/share tender offer is the key catalyst. Watch for the tender offer commencement, minimum tender condition satisfaction, and regulatory clearance. Outside Date: Oct 15, 2026.
- Payoneer Global (PAYO) / Nuvei Merger (WATCH)👁
The merger agreement (June 12) requires shareholder approval. Watch for the filing of the proxy statement and any competing bids. The TCV support agreement provides a floor for deal completion.
- New Germany Fund (GF) / Saba Capital Activism (WATCH)👁
With 21.96% ownership, Saba is likely to push for structural changes. Watch for proxy fights, shareholder proposals, or a tender offer for shares. The next annual meeting will be a key battleground.
- 👁
The Murdoch voting agreement locks up 38.7% of Class B shares. Watch for the shareholder vote on the stock issuance needed for the Roku acquisition. Any dissent from other large holders could create volatility.
- Veraxa Biotech (VRXA) / Earn-out Targets (WATCH)👁
EMBL's earn-out targets ($11, $12.50, $14 VWAP) create clear price catalysts. Watch for clinical data or partnership announcements that could drive the stock toward these targets over the next three fiscal years.
- Hawkeye Systems (HWKE) / Control Dynamics (WATCH)👁
With 90.1% control by Sumichrast, watch for any going-private proposal, reverse stock split, or related-party transaction. The SEC history adds regulatory risk.
- StageWise Strategies (STGW) / New Management Plans (WATCH)👁
New controller Artikkhodjaev (74.2% owner) has no specific plans yet. Watch for any announcement of a business combination, acquisition, or change in business strategy given his background in Uzbekistan tourism.
Filing Analyses
(46)
16-06-2026
EcoR1 Capital, LLC and related entities filed a Schedule 13G with the SEC on June 16, 2026, disclosing beneficial ownership of 403,586 shares of Eloxx Pharmaceuticals, Inc. common stock, representing 9.9% of the outstanding shares. The filing indicates the shares were acquired in the ordinary course of business and not with the purpose of changing or influencing control of the issuer.
- · The filing is a Schedule 13G (passive investment), not a 13D (activist), indicating the investor does not intend to influence control.
- · EcoR1 Capital Fund Qualified, L.P. holds 377,635 shares (9.3%), while EcoR1 Capital, LLC and Oleg Nodelman each hold 403,586 shares (9.9%).
- · The beneficial ownership calculation includes 400,000 shares of Common Stock and pre-funded warrants to acquire 50,000 shares, subject to a 9.99% limitation.
- · Outstanding shares count of 4,036,314 is based on the prospectus filed on June 9, 2026, following a securities offering.
- · EcoR1 Capital, LLC serves as the general partner and investment adviser of the funds, and Oleg Nodelman is its control person.
- · The reporting persons disclaim beneficial ownership except for their pecuniary interest and expressly disclaim membership in a group.
16-06-2026
Bertelsmann SE & Co. KGaA filed Amendment No. 34 to its Schedule 13D, reporting the purchase of an additional 425,367 Class A common shares of Afya Ltd for approximately $7.36 million at an average price of $17.30 per share. As of March 31, 2026, Bertelsmann beneficially owns 27,001,946 Class A shares (53.54% of Class A outstanding) and 34,074,134 Class B shares, representing an aggregate 72.27% economic interest on an as-converted basis. The filing does not indicate any decline or flat performance; the transaction reflects continued accumulation by the majority shareholder.
- · Each Class B common share is convertible into one Class A common share at the holder's option.
- · Each Class A share carries one vote; each Class B share carries ten votes.
- · The 72.27% ownership percentage is calculated assuming conversion of all Class B shares into Class A shares.
- · The Reporting Person has shared power to vote and dispose of all 27,001,946 Class A shares.
- · Since the prior filing on March 4, 2025, Bertelsmann executed 30 open-market purchases under a Trading Plan, with prices ranging from $15.90 to $18.00 per share.
16-06-2026
Hawkeye HoldCo LLC, MCIMAC, LLC, and Martin Sumichrast collectively now own 90.1% of Hawkeye Systems, Inc. common stock, or 242,017,296 shares out of 266,052,926 outstanding shares as of June 3, 2026. This ownership resulted from the conversion of a $2,767,756 convertible note into 23,064,634 shares on June 1, 2026, and the subsequent cashless exercise of a warrant on June 11, 2026, which added 218,952,662 shares. Notably, Martin Sumichrast was previously subject to a SEC cease-and-desist judgment in April 2024 and paid $350,000 in disgorgement, interest, and penalties, which he has now satisfied in full.
- · The Reporting Persons have not made any transactions in the common stock in the past 60 days other than those described in the filing.
- · Mr. Sumichrast was permanently restrained and enjoined from violating Sections 206(2) and 206(3) of the Investment Advisers Act in a SEC civil action (final judgment entered April 29, 2024).
- · No other person is known to have the right to receive dividends or proceeds from the sale of the reported shares.
- · The Reporting Persons may engage in future actions including communications with management, recommendations on capitalization or board structure, or potential business combinations.
16-06-2026
Avenir Tech Ltd, along with its parent entities Avenir View Ltd, Avenir Investment Holdings Ltd, and individual LI Lin, filed a Schedule 13G/A disclosing beneficial ownership of 19,487,703 American Depositary Shares (ADSs) of UP Fintech Holding Ltd, representing 10.9% of the total outstanding Class A and B ordinary shares as of March 31, 2026. The filing indicates no change in ownership from the prior filing, with the same 10.9% stake held consistently.
- · The 19,487,703 ADSs consist of 16,562,016 ADSs directly held by Avenir Tech Ltd and 2,925,687 ADSs held by LL (BVI) Investment Limited, over which Avenir Tech exercises sole voting and dispositive power.
- · Avenir Tech Ltd is wholly owned by Avenir View Ltd, which is wholly owned by Avenir Investment Holdings Ltd, which is 100% owned by LI Lin.
- · The filing is an amendment (Schedule 13G/A) and was made under Rule 13d-1(c), indicating the securities were not acquired to change or influence control of the issuer.
- · The filing date is June 16, 2026, with the date of event (ownership as of) June 8, 2025.
16-06-2026
Jakhongir Abidovich Artikkhodjaev acquired 3,000,000 shares (74.2%) of StageWise Strategies Corp. on June 5, 2026, for $750,000 of personal funds. The transaction included the resignation of all prior officers and directors and appointment of new management chosen by Artikkhodjaev. While Artikkhodjaev may explore future acquisitions, he currently has no specific plans for additional transactions or material corporate changes.
- · Artikkhodjaev is the founder and principal shareholder of Tourism and Entertainment Group (TEG), a Uzbekistan holding company.
- · All prior officers and directors of StageWise Strategies resigned upon closing, and new directors chosen by Artikkhodjaev were appointed.
- · The Reporting Person has no plans for extraordinary corporate transactions, changes in board size/directors beyond independent director compliance, dividend policy changes, or delisting.
- · Two Securities Purchase Agreements were signed on June 5, 2026: one with Viktor Balan and one with Yuliia Zarapozhan.
- · The filing was made on June 16, 2026.
16-06-2026
Daniel Masters, a major shareholder of CoinShares PLC (formerly Odysseus Holdings Ltd), filed an amended Schedule 13D disclosing entry into a Rule 10b5-1 trading plan on June 12, 2026. The plan allows for the sale of up to 15,782,660 ordinary shares through Keefe, Bruyette & Woods, starting no earlier than September 11, 2026, and continuing through December 31, 2027. Masters currently beneficially owns 21,610,244 ordinary shares (16.4% of outstanding shares), all of which remain subject to a lock-up agreement until October 1, 2026, while shares acquired upon automatic exercise of call options under the plan are not subject to the lock-up.
- · The 10b5-1 plan was adopted on June 12, 2026, and will terminate on the earlier of December 31, 2027, full sale of 15,782,660 shares, or plan termination.
- · Sales under the plan may begin on the later of September 11, 2026 or expiration of the cooling-off period under Rule 10b5-1(c)(1)(ii)(B)(1).
- · European-style call options will be automatically exercised at maturity, and underlying shares may be sold thereafter.
- · After lock-up expiration on October 1, 2026, an additional 1.5 million shares may be sold in monthly tranches of 100,000 shares, and an additional 11 million shares may be sold in tranches of 1 million at limit prices between $10 and $20.
- · The 21,610,244 currently owned shares are subject to the lock-up agreement and cannot be sold before October 1, 2026.
- · Shares acquired upon automatic exercise of call options under the plan are not subject to the lock-up agreement.
- · Masters entered the plan for financial planning purposes.
16-06-2026
Park West Asset Management LLC and related parties disclosed a 5.5% beneficial ownership stake in Porch Group, Inc. as of January 22, 2026, holding 5,834,559 shares of common stock. The filing also reports Park West Investors Master Fund, Ltd. individually holds 5,270,252 shares (5.0%) and confirms the investment is passive in nature. No period-over-period comparisons are available as this is an initial filing.
- · The filing was made as a joint filing by Park West Asset Management LLC, Park West Investors Master Fund, Limited, and Peter S. Park.
- · The shares were acquired for investment purposes; the filing certifies the securities were not acquired with the purpose of changing or influencing control of the issuer.
- · PWAM serves as investment manager to the two PW Funds. Peter S. Park, through affiliated entities, controls PWAM.
- · The outstanding share count of 105,371,353 excludes 18,312,208 shares held by Porch Reciprocal Exchange (treasury shares).
- · The beneficial ownership stake is calculated based on the outstanding shares figure from the Issuer's Form 10-Q filed November 6, 2025.
16-06-2026
Park West Asset Management LLC and Peter S. Park filed a Schedule 13G with the SEC on June 16, 2026, disclosing a 5.0% beneficial ownership stake in Porch Group, Inc. (PRCH). As of January 13, 2026, the reporting persons beneficially own 5,284,559 shares of common stock, held through two funds (PWIMF and PWPI). The filing indicates the shares were not acquired for the purpose of changing or influencing control of the issuer.
- · The filing is pursuant to Rule 13d-1(c) under the Securities Exchange Act of 1934, indicating passive investment intent.
- · Park West Asset Management LLC is organized under Delaware law; Peter S. Park is a U.S. citizen.
- · The event date for the ownership calculation is January 13, 2026.
- · The total outstanding shares count of 105,371,353 excludes 18,312,208 treasury shares held by an affiliate.
- · The beneficial ownership percentage is based on information from the Issuer's Form 10-Q filed November 6, 2025.
- · The filing includes a Joint Filing Agreement between PWAM and Peter S. Park.
16-06-2026
JAB Indulgence B.V. disclosed beneficial ownership of 74,190,990 shares of Krispy Kreme, Inc. (DNUT) as of June 12, 2026, representing 43.03% of the 172,400,000 outstanding shares. This Schedule 13D/A (Amendment No. 15) filing was prompted by an amendment to the 'Long Swap' by JAB Holdings, though no trades in the shares occurred during the past 60 days. The filing indicates continued significant influence by the JAB group over Krispy Kreme.
- · The filing is Amendment No. 15 to Schedule 13D, originally filed earlier.
- · No transactions in the shares were effected by the Reporting Persons during the past 60 days.
- · The amendment relates to an amendment to the 'Long Swap' entered into by JAB Holdings (no further details provided in this excerpt).
- · JAB Indulgence B.V. is the direct holder; the other entities may be deemed to share voting/dispositive power via Rule 13d-3 attribution.
16-06-2026
Jane Street Group, LLC filed a Schedule 13G with the SEC on June 16, 2026, disclosing beneficial ownership of 56,635,790 shares of Super Micro Computer, Inc. (SMCI), representing 8.5% of the outstanding common stock as of June 11, 2026. The filing includes shares that can be acquired through convertible preferred stock held by Jane Street Global Trading, LLC. The filing is made under Rule 13d-1(c) and certifies that the securities were not acquired to change or influence control of the issuer.
- · The filing is made under Rule 13d-1(c), indicating passive investment intent.
- · Jane Street Capital, LLC holds 15,728,196 shares (2.4%), Jane Street Global Trading, LLC holds 40,895,776 shares (6.2%), and Jane Street Singapore Pte. Ltd holds 11,818 shares (0.0%).
- · The beneficial ownership includes 18,182,400 shares that can be acquired from Depositary Shares representing a 1/20th interest in a share of 7.00% Series A Mandatory Convertible Preferred Stock.
- · The percentage ownership calculation is based on 665,014,777 outstanding shares, which includes dilution from the convertible preferred stock.
- · The filing certifies that the securities were not acquired to change or influence control of the issuer.
16-06-2026
Jane Street Group, LLC and its subsidiaries (Jane Street Capital, LLC and Jane Street Global Trading, LLC) filed a Schedule 13G with the SEC on June 16, 2026, disclosing beneficial ownership of 1,350,921 ordinary shares of Alpha Compute Corp (formerly AlphaTON Capital Corp), representing 5.6% of the outstanding shares. The filing indicates the shares were acquired in the ordinary course of business and not for the purpose of changing or influencing control of the issuer.
- · The filing is made pursuant to Rule 13d-1(c) under the Securities Exchange Act of 1934.
- · Jane Street Group, LLC is a Delaware limited liability company with its principal business address at 250 Vesey Street, 6th Floor, New York, NY 10281.
- · The subject company, Alpha Compute Corp, is incorporated in the British Virgin Islands (D8) and classified under SIC 6199 (Finance Services).
- · Jane Street Capital, LLC and Jane Street Global Trading, LLC are each Delaware limited liability companies and are reported as subsidiaries of Jane Street Group, LLC.
- · The filing certifies that the securities were not acquired and are not held for the purpose of changing or influencing control of the issuer.
16-06-2026
Park West Asset Management LLC and related entities disclosed a 4.8% beneficial ownership stake in Porch Group, Inc. as of February 13, 2026, holding 5,098,692 shares of common stock. The filing is an amendment to Schedule 13G, indicating passive investment intent, with no intention to change or influence control of the issuer.
- · The filing is an amendment to Schedule 13G, filed under Rule 13d-1(c), indicating passive investment intent.
- · Park West Asset Management LLC serves as investment manager to the PW Funds (Park West Investors Master Fund, Limited and Park West Partners International, Limited).
- · Peter S. Park, through affiliated entities, is the controlling manager of Park West Asset Management LLC.
- · The beneficial ownership percentage is based on 105,371,353 shares outstanding as of October 31, 2025, excluding 18,312,208 treasury shares held by Porch Reciprocal Exchange.
- · The reporting persons certify that the securities were not acquired to change or influence control of the issuer.
16-06-2026
Butterfield Fiduciary Administrators Trust Company Limited and Achille G. Severgnini filed Amendment No. 8 to Schedule 13D, reporting that as of June 12, 2026, they may no longer be deemed beneficial owners of more than 5% of Royalty Pharma plc's Class A ordinary shares. The filing constitutes an exit filing, with the Reporting Persons' aggregate beneficial ownership dropping to 21,366,927 shares (4.8% of Class A shares). During the 60-day period ending June 12, 2026, the Reporting Persons sold a total of 2,383,073 Class A shares through GG Strategic and MGG Strategic, with sale prices ranging from $49.00 to $56.02 per share.
- · The Reporting Persons disclaim beneficial ownership of the shares held by the Trusts and expressly disclaim forming a 'group'.
- · The trustee of each Trust is Butterfield Fiduciary Administrators Trust Company Limited; the protector is Achille G. Severgnini, who can remove/replace the trustee.
- · MGG Strategic is a sub-fund of MGG SICAF; GG Strategic is a sub-fund of GG 1978 SICAF.
- · The MGG Trust is the 100% economic owner of shares held by MGG Strategic; the GG Trust is the 100% economic owner of shares held by GG Strategic.
- · Sales occurred between April 2, 2026 and June 12, 2026, with the largest single sale being 399,727 shares on May 28, 2026 at an average price of $54.4962.
- · The filing is the final amendment to Schedule 13D and constitutes an exit filing for the Reporting Persons.
16-06-2026
Sculptor Capital LP and its affiliates filed a Schedule 13G with the SEC on June 16, 2026, disclosing beneficial ownership of 1,300,000 Class A ordinary shares of Snow Rothschild Acquisition Corp., representing a 5.75% stake. The filing indicates that Sculptor Capital LP serves as the principal investment manager for various accounts that hold these shares, and the ownership is reported under Rule 13d-1(c) as a passive investment. No changes in ownership were reported compared to the prior period, as the filing is an initial disclosure of the position.
- · The filing is made under Rule 13d-1(c), indicating the shares were not acquired to change or influence control of the issuer.
- · Sculptor Capital LP and Sculptor Capital II LP serve as investment managers to the accounts holding the shares.
- · Sculptor Capital Holding Corp is the general partner of Sculptor Capital LP, and Sculptor Capital Holding II LLC is the general partner of Sculptor Capital II LP.
- · Sculptor Capital Management, Inc. is the ultimate parent company and sole shareholder of Sculptor Capital Holding Corp.
- · Sculptor Master Fund, Ltd. is a Cayman Islands company for which Sculptor Capital LP acts as investment adviser.
- · The filing includes a certification that the securities are not held for the purpose of changing or influencing control of the issuer.
16-06-2026
RP Investment Advisors LP and RP Select Opportunities Master Fund Ltd. filed a Schedule 13G with the SEC on June 16, 2026, disclosing beneficial ownership of 639,919 Class A ordinary shares of Amanat Acquisition Corp., representing 8.2% of the 7,800,000 shares outstanding. The filing indicates the shares are held for investment purposes and not with the intent to change or influence control of the issuer.
- · The filing is made pursuant to Rule 13d-1(c) under the Securities Exchange Act of 1934.
- · RP Select Opportunities Master Fund Ltd. is the record and direct beneficial owner of the securities.
- · RP Investment Advisors LP serves as the investment advisor to the Fund and may be deemed to beneficially own the securities.
- · Both reporting persons disclaim beneficial ownership for purposes of Section 13(d) or 13(g) of the Act.
- · The reporting persons may be deemed to be members of a group with respect to the issuer, but they disclaim any group membership for the purposes of Section 13(d) or 13(g).
- · A Joint Filing Agreement was executed on June 16, 2026, between the two reporting persons.
16-06-2026
Sculptor Capital LP and related entities filed a Schedule 13G disclosing beneficial ownership of 900,000 Class A ordinary shares of JAB Acquisition Corp I, representing 5.14% of the 17,510,000 shares outstanding as of June 11, 2026. The filing indicates a passive investment intent, with no purpose or effect of changing or influencing control of the issuer.
- · The filing is made under Rule 13d-1(c), indicating passive investment intent.
- · Sculptor Capital LP serves as principal investment manager to private funds and discretionary accounts (the 'Accounts') that hold the shares.
- · Sculptor Capital II LP is wholly owned by Sculptor Capital LP and also serves as investment manager to certain Accounts.
- · Sculptor Capital Holding Corp is the general partner of Sculptor Capital LP.
- · Sculptor Capital Holding II LLC is the general partner of Sculptor Capital II LP and is wholly owned by Sculptor Capital LP.
- · Sculptor Capital Management, Inc. is the sole shareholder of Sculptor Capital Holding Corp and the ultimate parent company.
- · Sculptor Master Fund, Ltd. is a Cayman Islands company and Sculptor Capital LP is its investment adviser.
- · The filing certifies that the securities were not acquired with the purpose of changing or influencing control of the issuer.
16-06-2026
Dr. Pardeep Nijhawan, CEO of Edesa Biotech, filed Amendment No. 10 to Schedule 13D, disclosing aggregate beneficial ownership of 2,210,022 common shares, representing 19.99% of the issuer's outstanding shares as of June 16, 2026. The filing details recent open-market purchases totaling $130,738.50 between March 2-10, 2026, and a private placement purchase of 153,550 shares for $799,995.50 on June 16, 2026. However, the filing also notes a 19.99% beneficial ownership blocker on Series B-1 Preferred Shares, preventing conversion beyond that threshold, and excludes certain unvested options and RSUs from the beneficial ownership count.
- · Dr. Nijhawan's beneficial ownership includes 927,620 shares with sole voting/dispositive power and 1,282,402 shares with shared power.
- · The 19.99% beneficial ownership blocker on Series B-1 Preferred Shares prevents conversion beyond that threshold.
- · Excluded from beneficial ownership count: unvested RSUs and share options that will not vest within 60 days of June 16, 2026.
- · The filing is Amendment No. 10, indicating ongoing changes in ownership structure.
16-06-2026
Divisadero Street Capital Management, LP and related entities filed a Schedule 13G with the SEC on June 16, 2026, disclosing beneficial ownership of 6,384,945 shares of Flywire Corp common stock, representing a 5.3% stake. The filing indicates the shares are held for investment purposes and not with the intent to change or influence control of the company.
- · The filing is made pursuant to Rule 13d-1(c) under the Securities Exchange Act of 1934.
- · Each reporting person disclaims beneficial ownership except to the extent of pecuniary interest.
- · The securities are directly owned by advisory clients of Divisadero Street Capital Management, LP; none of those clients other than Divisadero Street Partners, L.P. may be deemed to beneficially own more than 5% of the common stock.
- · William Zolezzi and Divisadero Street Capital, LLC are identified as control persons of Divisadero Street Capital Management, LP.
16-06-2026
Habbas Kelly Khalid filed an amended Schedule 13G with the SEC on June 16, 2026, reporting a reduction in beneficial ownership of WORK Medical Technology Group LTD (WOK) Class A Ordinary Shares to 0 shares (0.0% ownership) as of June 15, 2026. The filing indicates the reporting person has completely exited their position in the company.
- · The filing is an amendment (Schedule 13G/A) filed under Rule 13d-1(d).
- · The reporting person's address is 15068 Mountain View Lane, Frisco, TX 75035.
- · The subject company's business address is 1/88 Cook St, Auckland City, New Zealand.
- · The filing date is June 16, 2026, with an event date of June 15, 2026.
16-06-2026
Millennium Management LLC, Millennium Group Management LLC, and Israel A. Englander filed a Schedule 13G on June 16, 2026, disclosing beneficial ownership of 1,000,000 Class A Ordinary Shares of Snow Rothschild Acquisition Corp., representing 4.4% of the outstanding shares. However, the filing notes that after acquiring more than 5% on June 9, 2026, the reporting persons ceased to be beneficial owners of more than 5% by the filing date, indicating a reduction in their stake back below the 5% threshold.
- · Millennium Management LLC is the primary reporting entity, with ultimate control by Israel A. Englander through Millennium Group Management LLC.
- · The filing is made under Rule 13d-1(c), which is used by passive investors not seeking to influence control of the issuer.
- · The original acquisition of more than 5% occurred on June 9, 2026, and the stake was reduced to 4.4% by the filing date.
- · A Joint Filing Agreement was executed on June 15, 2026 among the three reporting persons to file the Schedule 13G jointly.
- · The filing certifies the securities were not acquired for the purpose of changing or influencing the control of the issuer.
16-06-2026
Blade Ranger Ltd. filed a Schedule 13G/A with the SEC on June 16, 2026, disclosing that as of May 29, 2026, it held zero ordinary shares of PRF Technologies Ltd. (formerly PainReform Ltd.). This represents a complete exit from its previous ownership position in the company.
- · The filing is an amendment (Schedule 13G/A) to a previous beneficial ownership report.
- · Blade Ranger Ltd. is based in Ramat Gan, Israel.
- · The issuer, PRF Technologies Ltd., is incorporated in Israel and has its business address in Tel Aviv.
- · The filing certifies that the securities were not acquired or held for the purpose of changing or influencing control of the issuer.
16-06-2026
Sculptor Capital LP and its affiliates filed a Schedule 13G with the SEC on June 16, 2026, disclosing beneficial ownership of 1,400,000 units (each consisting of one Class A ordinary share and one right to receive one-eighth of one Class A ordinary share) of RMG ML Sports Holdings, representing 6.40% of the 21,860,000 Class A ordinary shares outstanding. The filing indicates that the securities are held in accounts managed by Sculptor and Sculptor-II and were not acquired with the purpose of changing or influencing control of the issuer.
- · The filing is made pursuant to Rule 13d-1(c) under the Securities Exchange Act of 1934.
- · Sculptor Capital LP is the principal investment manager to a number of private funds and discretionary accounts (the 'Accounts').
- · Sculptor Capital II LP is wholly owned by Sculptor Capital LP and also serves as investment manager to certain Accounts.
- · Sculptor Capital Holding Corp is the general partner of Sculptor Capital LP.
- · Sculptor Capital Holding II LLC is the general partner of Sculptor Capital II LP and is wholly owned by Sculptor Capital LP.
- · Sculptor Capital Management, Inc. is the sole shareholder of Sculptor Capital Holding Corp and the ultimate parent company.
- · Sculptor Master Fund, Ltd. is a Cayman Islands company and Sculptor Capital LP is its investment adviser.
- · The filing includes a certification that the securities were not acquired or held for the purpose of changing or influencing control of the issuer.
16-06-2026
Cruden 2, LLC and Lachlan K. Murdoch have filed an amendment to their Schedule 13D disclosing a voting agreement to support Fox Corp's proposed acquisition of Roku, Inc. via an Agreement and Plan of Merger dated June 14, 2026. The Murdoch-controlled entities beneficially own approximately 38.7% of Fox Corp's Class B common stock (85,372,810 shares through LGC Holdco, plus 1,952 shares directly held by Lachlan Murdoch), and have agreed to vote all Class B shares in favor of the stock issuance needed for the acquisition while also agreeing not to transfer their shares prior to stockholder approval. No transactions in Class B shares were effected by the Reporting Persons during the past 60 days.
- · No transactions in Class B shares were effected by the Reporting Persons during the 60 days prior to the filing (June 14, 2026).
- · The Voting Agreement requires Covered Stockholders (LGC Holdco and Cruden 2) to vote all Class B shares in favor of the Stock Issuance and against any competing acquisition proposal.
- · The Voting Agreement also restricts transfer of Class B shares prior to stockholder approval of the Stock Issuance, subject to certain exceptions.
- · Lachlan K. Murdoch disclaims beneficial ownership of the 85,372,810 Class B shares owned by LGC Holdco, despite being able to appoint/replace the managing director of Cruden 2 who makes voting and disposition decisions.
- · Michael Roberson also disclaims beneficial ownership of the same shares, as he acts as managing director under Murdoch's appointment.
16-06-2026
HighSage Ventures LLC and Jennifer Stier filed a Schedule 13D/A disclosing that as of June 12, 2026, HighSage Ventures LLC beneficially owns 14,479,835 shares of ZoomInfo Technologies Inc. (GTM), representing 4.9% of outstanding common stock, while Jennifer Stier beneficially owns 20,410,148 shares (6.9%). The filing also reveals that on June 12, 2026, entities managed by the Reporting Persons entered into a cash-settled total return swap providing economic exposure to 2,500,000 shares at a reference price of $2.8088, and the Reporting Persons explicitly state they may pursue or encourage extraordinary corporate transactions including a potential acquisition of the Issuer. However, no specific plans for such transactions have been formed at this time.
- · The filing is Amendment No. 2 to the Schedule 13D originally filed on August 21, 2025.
- · The cash-settled swap has a five-year maturity and does not provide voting or disposition power over the underlying shares; the Reporting Persons disclaim beneficial ownership of those shares.
- · The Reporting Persons reserve the right to acquire additional securities, sell holdings, or enter into financial instruments that affect economic exposure.
- · The Reporting Persons may engage in discussions with management, the Board, or other securityholders regarding extraordinary corporate transactions including mergers, asset sales, or changes to capitalization or dividend policy.
16-06-2026
Knutsen NYK Offshore Tankers AS (KNOT) acquired 1,250,000 Series A Convertible Preferred Units of KNOT Offshore Partners LP from Pierfront Capital Mezzanine Fund Pte. Ltd. on June 15, 2026. Following the purchase, KNOT and its affiliates collectively beneficially own 11,501,486 common units (32.5% of outstanding common units), plus a 1.83% general partner interest, 252,405 Class B Units, and the newly acquired preferred units. The filing does not disclose the purchase price or any change in the overall ownership percentage from the prior filing.
- · The acquisition was from Pierfront Capital Mezzanine Fund Pte. Ltd., not from the open market.
- · The purchase price for the 1,250,000 Series A Preferred Units is not disclosed in the filing.
- · KNOT owns 100% of the General Partner (KNOT Offshore Partners GP LLC), which holds a 1.83% general partner interest.
- · The Class B Units convert to Common Units on a one-for-one basis quarterly if distributions on Common Units are at or above $0.52 per quarter.
- · The Subordinated Units (8,567,500) converted to Common Units on May 18, 2016 after meeting distribution tests.
- · The General Partner purchased 90,368 Common Units under the repurchase program at an average price of $12.71 per unit.
- · No change in the percentage of Common Units beneficially owned (32.5%) is reported compared to prior filings.
16-06-2026
Franklin Resources Inc. and its wholly-owned subsidiary BSP Fund HoldCo (Debt Strategy) L.P. disclosed beneficial ownership of 75,000 Class I shares of Franklin BSP Lending Fund, representing 76.7% of the 97,736 outstanding Class I shares as of June 15, 2026. The shares were acquired on January 29, 2026 for $750,000 using working capital, and the Reporting Persons currently have no plans to acquire or dispose of additional securities.
- · HoldCo is a wholly-owned subsidiary of FRI; Charles B. Johnson and Rupert H. Johnson Jr. are the principal stockholders of FRI.
- · The Reporting Persons disclaim beneficial ownership of the Shares for purposes of Rule 13d-3 and state they are not a 'group' under Rule 13d-5.
- · No transactions in the past 60 days were reported.
- · The filing is an amendment (Schedule 13D/A) filed on June 16, 2026, with a date of change of June 15, 2026.
16-06-2026
Tupperware-related entities, including Party Products Holdings LLC and its subsidiaries, collectively beneficially own 2,241,133 ordinary shares of Betterware de México, S.A.P.I. de C.V., representing 5.68% of the total shares outstanding as of June 2, 2025. The filing is made under Rule 13d-1(c) and is not intended to change or influence control of the issuer.
16-06-2026
Hyperscale Data, Inc. and affiliated entities filed Amendment No. 6 to Schedule 13D, disclosing aggregate beneficial ownership of 5,278,000 Class A ordinary shares of YY Group Holding Ltd., representing 5.5% of outstanding shares as of June 16, 2026. The filing details open market purchases totaling 3,533,468 shares for an aggregate price of approximately $482,475, including brokerage commissions, across Ault Lending, Alpha Structured Finance LP, and Milton C. Ault III since the prior amendment. However, no period-over-period comparisons are available as the filing does not provide prior ownership percentages or amounts for the reporting persons.
- · Hyperscale Data, Inc. holds 0 shares with sole voting/dispositive power; all 5,228,000 shares are held with shared power.
- · Milton C. Ault III directly owns 50,000 shares and is deemed to beneficially own an additional 5,228,000 shares through affiliated entities, for total deemed beneficial ownership of 5,278,000 shares (5.5%).
- · Ault Lending purchased 1,011,200 shares on June 10, 2026 at $0.1441; 5,000 shares on June 11, 2026 at $0.1206; and 1,372,268 shares on June 12, 2026 at $0.1140.
- · Alpha Structured Finance LP purchased 1,020,000 shares on June 12, 2026 at $0.1141.
- · Milton C. Ault III purchased 75,000 shares on June 10, 2026 at $0.1311 and sold 75,000 shares on June 10, 2026 at $0.1570; also purchased 50,000 shares on June 11, 2026 at $0.1364.
- · No transactions were reported by the other reporting persons (Hyperscale, Alpha GP, Alpha Management, Ault Capital) since the prior amendment.
16-06-2026
Stonepine Capital Management, LLC and related entities filed a Schedule 13G with the SEC on June 16, 2026, disclosing beneficial ownership of 403,228 shares of Eloxx Pharmaceuticals, Inc. common stock, representing a 9.9% stake. The holdings consist of 400,000 shares of common stock and pre-funded warrants to acquire 50,000 shares, subject to a 9.99% beneficial ownership limitation. The percentage is calculated based on 4,036,314 shares outstanding immediately after the issuer's offering on June 9, 2026.
- · The filing is made pursuant to Rule 13d-1(c) under the Securities Exchange Act of 1934.
- · Each reporting person disclaims membership in a group and beneficial ownership except for their pecuniary interest.
- · The Partnership holds the common stock for the benefit of its investors and has the right to direct receipt of dividends or proceeds from sale.
- · The filing includes an agreement regarding joint filing of Schedule 13G, dated October 10, 2024.
16-06-2026
Harraden Circle Investments, LLC and related entities reported a 8.86% beneficial ownership stake in Ocean Capital Acquisition Corp, holding 1,387,657 ordinary shares as of June 9, 2026. The filing is a Schedule 13G under Rule 13d-1(c), indicating passive investment intent with no plan to influence control of the issuer.
- · Filing date was June 16, 2026, reflecting ownership as of June 9, 2026.
- · All entities are Delaware-based with principal office at 885 Third Avenue, Suite 2600B, New York, NY.
- · Mr. Fortmiller is the managing member of Harraden Circle Investors GP, LLC and Harraden Circle Investments, LLC.
- · The filing includes a joint filing agreement among all reporting persons.
- · The filer certifies that securities were not acquired for the purpose of changing or influencing control.
16-06-2026
Harraden Circle Investments, LLC and related entities filed a Schedule 13G with the SEC on June 16, 2026, disclosing beneficial ownership of 1,431,112 Class A shares of Inflection Point Acquisition Corp. VI (IPFX), representing a 5.66% stake. The filing indicates the shares are held for investment purposes and not with the intent to change or influence control of the issuer.
- · The filing was made pursuant to Rule 13d-1(c), indicating the shares were acquired in the ordinary course of business and not with the purpose of changing control.
- · Harraden Circle Investors, LP directly owns 857,271 shares (3.39%), Harraden Circle Special Opportunities, LP owns 286,573 shares (1.13%), Harraden Circle Strategic Investments, LP owns 126,762 shares (0.50%), and Harraden Circle Concentrated, LP owns 160,506 shares (0.63%).
- · Frederick V. Fortmiller, Jr. is the managing member of both Harraden Circle Investments, LLC and Harraden Circle Investors GP, LLC, and may be deemed to indirectly beneficially own all 1,431,112 shares.
- · The filing includes a joint filing agreement among all reporting persons.
16-06-2026
Technology Crossover Management VIII, Ltd. and affiliated TCV entities filed an amended Schedule 13D disclosing aggregate beneficial ownership of 34,197,116 shares of Payoneer Global Inc. (10.2% of outstanding common stock). Concurrently, the reporting persons disclosed that on June 12, 2026, Payoneer entered into a merger agreement with Nuvei (Neon Maple Parent Inc.), and TCV entities holding approximately 7.3% (TCV VIII, L.P.), 2.0% (TCV VIII (A), L.P.), 0.5% (TCV VIII (B), L.P.), and 0.5% (TCV Member Fund, L.P.) of shares have entered into a Voting and Support Agreement to vote in favor of the merger. No transactions in common stock were effected by the reporting persons during the past 60 days. The 10.2% total beneficial ownership reflects 34,197,116 shares based on 334,778,664 shares outstanding as of April 30, 2026. While the filing signals a material corporate event (acquisition by Nuvei) and ongoing alignment by major holders, it also notes that TCV VIII Management directly holds only 5,134 shares and that Christopher P. Marshall holds 29,154 shares via RSUs for which TCV VIII Management retains 100% pecuniary interest, indicating concentrated control within the TCV group.
- · The filing amendment is dated June 16, 2026, and amends the Schedule 13D originally filed July 6, 2021, with a prior amendment on November 13, 2024.
- · No transactions in common stock were effected by any reporting person during the past 60 days.
- · The Voting and Support Agreement terminates automatically upon: (i) valid termination of the Merger Agreement, (ii) effective time of the Merger, or (iii) any amendment to the Merger Agreement that reduces Merger Consideration or is materially adverse to Supporting Stockholders.
- · The Supporting Stockholders include TCV VIII, L.P., TCV VIII (A), L.P., TCV VIII (B), L.P., TCV Member Fund, L.P., and TCV VIII Management, L.L.C.
- · Christopher P. Marshall disclaims beneficial ownership of all shares held by the TCV Entities and TCV VIII Management, except to the extent of his pecuniary interest; TCV VIII Management holds 100% pecuniary interest in Marshall's RSUs.
- · The merger agreement was entered into on June 12, 2026, with Nuvei (Neon Maple Parent Inc.) as acquiror.
- · TCV entities are engaged in investing in securities of privately and publicly held companies; TCV VIII Management manages such funds.
16-06-2026
Deerfield Management entities and James E. Flynn filed Amendment No. 7 to Schedule 13D, disclosing that as of June 16, 2026, they ceased to beneficially own more than 5% of BiomX Inc. common stock. The reporting persons sold shares on June 12, 15, and 16, 2026, reducing their aggregate beneficial ownership to 4.70% (533,370 shares). The filing also corrects a clerical error from Amendment No. 6 by including 18 additional shares issued upon conversion of Series X Preferred Stock on May 28, 2026.
- · The filing corrects a clerical error from Amendment No. 6 by including 18 additional shares issued upon conversion of Series X Preferred Stock on May 28, 2026.
- · The warrants held by the Funds are subject to a 9.99% beneficial ownership limitation.
- · All transactions were open market sales on the Nasdaq Global Market.
- · The price range for June 12 sales was $0.55-$0.65; for June 15 sales $0.54-$0.575; for June 16 sales $0.55-$0.5675.
16-06-2026
CC Capital GP, LLC and related entities, including Chinh E. Chu, collectively hold 7,187,500 Class A ordinary shares (20% ownership) of M3-Brigade Acquisition V Corp. (MBAVW). This Schedule 13D/A filing relates to a June 12, 2026 securities purchase agreement involving the issuer, ReserveOne, the Sponsor, Pubco, and other investors, alongside voting support and non-redemption agreements.
- · The filing is Amendment No. 3 to the original Schedule 13D dated June 3, 2025.
- · The agreements referenced include Securities Purchase Agreement, Voting Support and Non-Redemption Agreement, and Voting Support Agreement, all dated June 12, 2026.
- · The business address for the issuer is 1700 Broadway, 19th Floor, New York, NY 10019.
- · The filing was made under Rule 13d-2(b) of the Securities Exchange Act of 1934.
16-06-2026
Bregal Sagemount I, L.P., a 6.4% shareholder of Open Lending Corp, filed an amended Schedule 13D disclosing that Open Lending entered into a definitive merger agreement with ANV Group Holdings Ltd. Under the agreement, Merger Sub will commence a tender offer to acquire all outstanding shares of Open Lending for $3.15 per share in cash, valuing the equity at approximately $371 million based on 117.7 million shares outstanding. Bregal Sagemount has entered into a support agreement to tender its 7,564,566 shares (12.8% of outstanding shares) in favor of the deal. The transaction is subject to customary conditions including a minimum tender condition of a majority of shares, regulatory clearance, and no material adverse effect, with a termination fee of $13.58 million payable by Open Lending under certain circumstances.
- · The tender offer price is $3.15 per share in cash, net to the holder, without interest.
- · The Merger Agreement includes a 'no-shop' provision with a fiduciary out for superior proposals.
- · The Outside Date for the offer is October 15, 2026, extendable to December 15, 2026 if the regulatory condition is not satisfied.
- · Bregal Sagemount's support agreement requires it to tender all its shares, vote against any acquisition proposal, and waive appraisal rights.
- · The Merger Agreement is not subject to a financing condition; Parent has obtained equity and debt financing commitments.
- · Outstanding stock options, RSUs, and PSUs will be cashed out at the merger consideration, with unvested awards accelerating vesting.
16-06-2026
Apeiron Investment Group Ltd., together with related entities Enhanced Holdings LP, Enhanced Holdings GP, and Christian Angermayer, filed an amended Schedule 13D disclosing beneficial ownership of 29,904,746 shares of Class A Common Stock in Enhanced Group Inc. (formerly AParadise Acquisition Corp.), representing a 24.4% stake as of June 14, 2026. The filing references a Registration Rights Agreement and a Warrant issued in connection with the transaction.
- · The Schedule 13D/A was filed on June 16, 2026, amending the original filing from June 15, 2026.
- · The filing references a Form of Warrant (Exhibit 6) and a Form of Registration Rights Agreement dated June 14, 2026 (Exhibit 7), both incorporated by reference from the Issuer's 8-K filed June 15, 2026.
- · The subject company changed its name from AParadise Acquisition Corp. to Enhanced Group Inc. on October 22, 2024.
16-06-2026
On June 16, 2026, Kennedy-Wilson Holdings, Inc. completed its merger with Kona Bidco, LLC, with each outstanding share of common stock (excluding rollover, cancelled, and dissenting shares) converted into the right to receive $10.90 per share in cash. Following the merger, William J. McMorrow and his revocable trust ceased to beneficially own any shares of common stock and instead now hold an indirect equity interest in the surviving corporation through limited liability company units of Parent.
- · The merger was completed on June 16, 2026.
- · The Merger Agreement was dated February 16, 2026, and amended on March 15, 2026.
- · McMorrow and the Trust entered into a Rollover Agreement with Parent immediately prior to the Effective Time, contributing their rollover shares in exchange for limited liability company units or other equity securities of Parent.
- · No transactions in common stock were effected by the Reporting Persons during the last 60 days prior to the filing.
- · Following the merger, the Reporting Persons ceased to be beneficial owners of more than five percent of the common stock.
16-06-2026
Saba Capital Management, L.P., along with related entities, filed an amended Schedule 13D disclosing a 15.5% beneficial ownership stake in The Mexico Fund Inc. (MXF), representing 2,234,685 common shares as of June 12, 2026. The filing details open-market purchases totaling approximately $41.7 million, with recent trades from May 28 to June 12, 2026, at prices ranging from $21.14 to $22.30 per share. No negative or flat performance metrics are present in this beneficial ownership filing.
- · The filing is Amendment No. 6 to Schedule 13D, amending Items 3, 5, and 7.
- · Saba Capital Management, L.P. serves as investment manager to private and public funds/accounts; Saba GP is its general partner; Boaz Weinstein is managing member of the general partner.
- · All trades were open-market purchases; no sales were reported in the period from May 28 to June 12, 2026.
- · The reporting persons have not been convicted in any criminal proceeding or been party to adverse civil securities-related proceedings in the last five years.
- · Funds for purchases came from investor subscription proceeds, capital appreciation, and margin borrowings; shares in margin accounts are pledged as collateral.
16-06-2026
Lynrock Lake LP, Lynrock Lake Partners LLC, and Cynthia Paul filed a Schedule 13G with the SEC on June 16, 2026, disclosing beneficial ownership of 10,045,981 ordinary shares (20.5% of the class) of Allot Ltd. The filing represents a reversion from a Schedule 13D (filed March 2022) back to a 13G, indicating the reporting persons no longer hold the securities with the purpose or effect of changing or influencing control of the issuer.
- · The reporting persons initially filed a Schedule 13G on February 14, 2019, then changed to a Schedule 13D on March 30, 2022, and have now reverted to a 13G as of June 15, 2026.
- · All reporting persons have sole voting and dispositive power over all shares they beneficially own; shared power is zero.
- · Certain feeder funds that invest in Lynrock Lake Master may have the right to receive dividends or proceeds from the sale of the directly held shares.
16-06-2026
An amendment to a Schedule 13D filing was filed with the SEC on June 16, 2026 by Fairfax Financial Holdings Limited and related entities, reporting their continued beneficial ownership of Kennedy-Wilson Holdings, Inc. (KW) common stock as a group. The filing confirms the joint filing agreement among a group of entities ultimately controlled by V. Prem Watsa, indicating a coordinated ownership structure but does not disclose any specific change in the number of shares held or ownership percentage. No significant new information regarding the size or intent of the holding is provided beyond the procedural amendment.
- · This is Amendment No. 7 to the Schedule 13D originally filed by the group.
- · The filing was made pursuant to Rule 13d-2 under the Securities Exchange Act of 1934.
- · No specific number of shares, ownership percentage, or changes in holdings were disclosed in the filing.
16-06-2026
Tether entities filed Amendment No. 1 to Schedule 13D reporting an internal transfer of 1,950,000 Class A Ordinary Shares of Antalpha Platform Holding Co on June 12, 2026. The transfer from Tether Investments to Tether International resulted in no change to the aggregate beneficial ownership held by the Reporting Persons, which remains 1,950,000 shares, representing 8.1% of outstanding shares. The filing also discloses prior CFTC and NYAG regulatory settlements against Tether entities, involving penalties totaling $59.5 million.
- · The Schedule 13D was originally filed on October 24, 2025; Amendment No. 1 filed June 16, 2026.
- · Transfer occurred on June 12, 2026, from Tether Investments to Tether International. No other transactions by Reporting Persons in last 60 days.
- · Giancarlo Devasini has shared voting and dispositive power over the 1,950,000 shares held by Tether International.
- · Issuer (Antalpha) is incorporated in the Cayman Islands; principal office in Singapore.
- · Tether entities are organized in El Salvador (S.I.C.A.F., S.A. and S.A. de C.V.).
- · Prior regulatory proceedings: CFTC settlement (Oct 2021) $41 million penalty for misleading statements about USDT backing; NYAG settlement (Feb 2021) $18.5 million penalty and agreement to cease NY trading activity and submit to mandatory reporting.
16-06-2026
Tether entities filed Amendment No. 12 to their Schedule 13D, reporting an internal transfer of 13,955,523 Class A shares from Tether Investments to Tether International on June 12, 2026. The aggregate beneficial ownership remains unchanged at 37,729,510 shares (19.7% of outstanding Class A shares). The filing also discloses that Tether Investments sold 627,021 shares in open market transactions in early June 2026 at prices around $20 per share, representing a reduction in its direct holdings.
- · The internal transfer of 13,955,523 shares from Tether Investments to Tether International on June 12, 2026 did not change aggregate beneficial ownership.
- · Tether Investments sold 373,904 shares on June 3, 2026 at $20.3668 per share and 253,117 shares on June 4, 2026 at $20.0137 per share, totaling 627,021 shares sold in open market transactions.
- · Giancarlo Devasini has a greater than 50% voting interest in Tether Global Investments Fund, S.I.C.A.F., S.A.
- · The filing notes historical regulatory settlements: a $41 million CFTC penalty in October 2021 and an $18.5 million NYAG settlement in February 2021, both without admission of wrongdoing.
16-06-2026
Tether Global Investments Fund and related entities filed Amendment No. 8 to their Schedule 13D, reporting beneficial ownership of 11,489,175 common shares of Metalla Royalty & Streaming Ltd., representing 12.3% of outstanding shares. On June 12, 2026, Tether Investments transferred 2,095,216 shares to Tether International, an internal transfer that did not change the aggregate beneficial ownership. The filing also discloses recent open market purchases by Tether Investments and Tether International between June 10-15, 2026, totaling 222,604 shares at prices ranging from $6.62 to $7.72.
- · The filing is Amendment No. 8 to the Schedule 13D originally filed on October 24, 2025.
- · Tether Investments transferred 2,095,216 Common Shares to Tether International on June 12, 2026, an internal transfer with no change in aggregate beneficial ownership.
- · Open market purchases since June 9, 2026: Tether Investments bought 28,754 shares at $6.6228 on June 10 and 66,462 shares at $6.8969 on June 11; Tether International bought 62,416 shares at $7.3016 on June 12 and 64,972 shares at $7.7232 on June 15.
- · Giancarlo Devasini has a greater than 50% voting interest in Tether Global Investments Fund and disclaims beneficial ownership except for his pecuniary interest.
- · The filing notes historical regulatory settlements: CFTC $41 million penalty (October 2021) and NYAG $18.5 million penalty (February 2021), both settled without admission or denial of findings.
16-06-2026
Saba Capital Management, L.P., its general partner, and Boaz R. Weinstein filed an amended Schedule 13D disclosing beneficial ownership of 3,563,777 common shares (21.96%) of The New Germany Fund Inc. as of June 15, 2026. The filing includes open market purchases from May 28 to June 15, 2026, totaling approximately $35.7 million.
- · The filing is Amendment No. 13 to Schedule 13D, amending Items 3, 5, and 7.
- · Outstanding shares used for percentage calculation: 16,231,237.85 as of 5/15/26 per company's DEF 14A.
- · All trades were open market purchases; details provided in Schedule A.
- · No criminal or civil proceedings against reporting persons in last five years.
16-06-2026
David Lukas Deck filed a Schedule 13D with the SEC on June 16, 2026, disclosing beneficial ownership of 25,502,836 ordinary shares of Veraxa Biotech Holding AG (formerly Veraxa Biotech AG), representing an 18.0% stake. The shares were acquired upon the closing of a business combination between Voyager Acquisition Corp. and Veraxa Biotech AG on June 8, 2026. Deck has no present plans for actions specified in Item 4(a)-(j) of Schedule 13D, but is subject to a lock-up agreement restricting transfer of certain shares for a specified period.
- · The business combination closed on June 8, 2026, with Voyager merging into Merger Sub, followed by Veraxa merging into PubCo, which then changed its name to Veraxa Biotech AG.
- · The Business Combination Agreement was originally entered into on April 22, 2025, and amended on October 18, 2025, and February 2, 2026.
- · Deck is a citizen of Switzerland and his principal business address is 25 BD de Belgique, MC-98000, Monaco.
- · Up to 5,000,000 Earnout Shares may be issued to Company Shareholders if VWAP thresholds of $11.00 (by Dec 31, 2026), $12.50 (by Dec 31, 2027), or $14.00 (by Dec 31, 2028) are met.
- · Deck is party to a Voting, Support and Lock-Up Agreement that restricts transfer of certain PubCo Ordinary Shares for a specified period after closing.
- · No transactions in Common Shares were effected by the Reporting Person in the 60 days prior to the filing.
16-06-2026
European Molecular Biology Laboratory (EMBL) filed a Schedule 13D on June 16, 2026, disclosing beneficial ownership of 22,891,235 ordinary shares (16.2% of outstanding shares) in Veraxa Biotech Holding AG (VRXA). The shares were acquired upon the closing of a business combination between Voyager Acquisition Corp. and Veraxa Biotech AG on June 8, 2026. EMBL has no present plans for major corporate actions but is subject to a lock-up agreement and may earn up to 5,000,000 additional shares based on VWAP targets of $11.00, $12.50, and $14.00 over the next three fiscal years.
- · Business Combination Agreement was originally entered on April 22, 2025, and amended on October 18, 2025, and February 2, 2026.
- · EMBL is a German citizen entity with principal address in Heidelberg, Germany.
- · Lock-up restrictions apply to EMBL's shares post-closing under the Voting, Support and Lock-Up Agreement.
- · Earnout Shares are contingent on VWAP thresholds: $11.00 by Dec 31, 2026; $12.50 by Dec 31, 2027; $14.00 by Dec 31, 2028.
- · No transactions in common shares by EMBL in the past 60 days prior to filing.
Get daily alerts with 12 investment signals, 9 risk alerts, 10 opportunities and full AI analysis of all 46 filings
$30/mo after a 14-day free trial — no credit card required. See pricing or explore intelligence streams.
More from: US Activist Hedge Fund Institutional SEC 13D 13G
June 12, 2026
US Activist Hedge Fund Institutional SEC 13D 13G — June 12, 2026
June 11, 2026
US Activist Hedge Fund Institutional SEC 13D 13G — June 11, 2026
May 13, 2026
US Activist Hedge Fund Institutional SEC 13D 13G — May 13, 2026
April 30, 2026
US Activist Hedge Fund Institutional SEC 13D 13G — April 30, 2026
🇺🇸 More from United States
View all →June 17, 2026
US Pre-Market SEC Filings Roundup — June 17, 2026
US Pre-Market SEC Filings Roundup
June 17, 2026
Global High-Priority Regulatory Events — June 17, 2026
Global High-Priority Regulatory Events
June 17, 2026
US Merger & Acquisition SEC Filings — June 17, 2026
US Merger & Acquisition SEC Filings
June 17, 2026
USA Insider Trading Pulse — June 17, 2026
USA Insider Trading Pulse