US Activist Hedge Fund Institutional SEC 13D 13G — July 02, 2026

02-07-2026

Kaufman Kapital LLC and its sole member Daniel L. Kaufman filed Amendment No. 6 to their Schedule 13D, disclosing an additional $1,000,000 working capital loan to BranchOut Food Inc. via a Third Amended and Restated Senior Secured Promissory Note totaling $4,000,000 (non-convertible, 8% interest, matures January 28, 2027). Concurrently, Kaufman Kapital sold 55,000 shares of common stock in open-market transactions on July 1–2, 2026 (51,223 shares at a weighted average of $5.10 and 3,777 shares at $4.91), reducing their direct holdings to 445,000 shares. Despite the loan injection, the beneficial ownership remains capped at 9.99% and the convertible note ($2.9M principal plus ~$700K accrued interest, convertible at $0.7582) continues to limit conversion to maintain that cap.

• · The convertible note conversion price remains $0.7582 per share.
• · The non-convertible note matures on January 28, 2027 and is secured by substantially all of the issuer's assets.
• · The $1.50 Warrant referenced as the source of the 445,000 direct shares was exercised on May 7, 2026.
• · Sales on July 1, 2026: 51,223 shares at a weighted average of $5.10 (range $5.00-$5.17).
• · Sales on July 2, 2026: 3,777 shares at a weighted average of $4.91 (range $4.90-$4.92).
• · The beneficial ownership cap (9.99%) can only be changed upon 61 days' prior written notice.
• · No equity securities or conversion rights were issued with the additional loan.

02-07-2026

Eminence Capital, LP and Ricky C. Sandler filed a Schedule 13G/A with the SEC on July 2, 2026, disclosing that they beneficially own 0.0% of Camping World Holdings, Inc.'s Class A Common Stock as of June 30, 2026. This represents a complete exit from their previous position, as the filing shows zero shares held across all categories (sole voting power, shared voting power, sole dispositive power, and shared dispositive power). The filing is made under Rule 13d-1(b) and certifies that the securities were acquired and are held in the ordinary course of business, not with the purpose of changing or influencing control of the issuer.

• · The filing is an amendment (SC 13G/A) to a previous Schedule 13G.
• · Eminence Capital serves as the management company or investment adviser to various investment funds and separately managed accounts.
• · The general partner of Eminence Capital is Eminence Capital GP, LLC, whose sole managing member is Ricky C. Sandler.
• · The filing certifies that the securities were not acquired with the purpose of changing or influencing control of the issuer.
• · No other person is known to have the right to receive dividends or proceeds from the sale of the shares.

02-07-2026

Algebris Investments (US) Inc. has filed a Schedule 13G disclosing beneficial ownership of 832,907 shares of Nine Energy Service, Inc. common stock, representing a 5.97% stake as of June 30, 2026. The filing indicates the shares were acquired in the ordinary course of business and not for the purpose of changing or influencing control.

• · The Schedule 13G is filed under Rule 13d-1(b), indicating passive investment intent.
• · Algebris Investments (US) Inc. is a Delaware corporation with business address at 699 Boylston Street, Suite 1001, Boston, MA 02116.
• · Algebris has sole voting power and sole dispositive power over all 832,907 shares.

02-07-2026

UCAM Ltd disclosed a 22.0% beneficial ownership stake in Guardian Metal Resources PLC, holding 42,841,352 ordinary shares as of June 30, 2026. The filing is an amendment to Schedule 13G, indicating UCAM Ltd's continued significant influence over the issuer, which is a metal mining company based in London.

• · Each American Depositary Share (ADS) represents the right to receive five ordinary shares.
• · The CUSIP number 401382106 applies to the issuer's ADSs.
• · The filing was made pursuant to Rule 13d-1(d) under the Securities Exchange Act of 1934.
• · UCAM Ltd is a private limited company registered in England and Wales, with its principal office at Level 5, 20 Fenchurch Street, London, EC3M 3BY.

02-07-2026

Sherpa Healthcare entities and Daqing Cai filed a Schedule 13G disclosing aggregate beneficial ownership of 4,972,134 shares of Alamar Biosciences, Inc. common stock, representing 7.2% of the 69,311,186 shares outstanding as of April 30, 2026. The filing indicates no change in ownership from the date of the event (April 16, 2026) and no prior period comparison is available, so no period-over-period analysis is possible.

• · The filing is a Schedule 13G (passive investment, not activist) filed under Rule 13d-1(d).
• · Sherpa Healthcare Fund II, L.P. directly holds 3,970,446 shares (5.7%).
• · Sherpa Healthcare Co-Investment Fund, L.P. directly holds 1,001,688 shares (1.4%).
• · Daqing Cai is deemed to have shared voting and dispositive control over all shares held by both funds, aggregating to 4,972,134 shares (7.2%).
• · The filing date is July 2, 2026, with the event date (date of change) also July 2, 2026, but the ownership calculation is based on shares outstanding as of April 30, 2026.

02-07-2026

Jane Street Group, LLC filed a Schedule 13G with the SEC on July 2, 2026, disclosing beneficial ownership of 211,110 shares of SUNation Energy, Inc. (SUNE) common stock, representing 5.1% of the outstanding shares. The filing indicates the shares were acquired in the ordinary course of business and not with the purpose of changing or influencing control of the issuer.

• · The filing is made pursuant to Rule 13d-1(c), indicating the shares were acquired in the ordinary course of business and not to influence control.
• · Jane Street Capital, LLC holds 156,266 shares (3.8%) and Jane Street Global Trading, LLC holds 54,844 shares (1.3%), both as subsidiaries of Jane Street Group, LLC.
• · The filing certifies that the securities were not acquired and are not held for the purpose of changing or influencing control of the issuer.

02-07-2026

On June 30, 2026, Tether Investments transferred 3,444,458 common shares of Elemental Royalty Corp to Tether International, an internal transfer among entities controlled by Tether Global Investments Fund. The filing reports aggregate beneficial ownership of 20,354,627 common shares, representing 31.6% of outstanding shares, unchanged by the transfer. The filing also notes historical regulatory settlements involving Tether entities.

• · The transfer was effective June 30, 2026, and is the only transaction in the common shares by the Reporting Persons in the last 60 days.
• · Tether Global Investments Fund and Giancarlo Devasini each have shared voting and dispositive power over all 20,354,627 common shares.
• · Tether International has shared voting and dispositive power over 12,852,125 shares.
• · Tether Investments has shared voting and dispositive power over 7,502,502 shares.
• · The filing notes historical regulatory settlements: a $41 million CFTC settlement (October 2021) for misleading statements about USDT backing (2016-2019), and an $18.5 million NYAG settlement (February 2021) related to fund transfers between Bitfinex and Tether.

02-07-2026

TSP Capital Management Group, LLC filed a Schedule 13G/A with the SEC on July 2, 2026, disclosing beneficial ownership of 1,102,001 shares of Maui Land & Pineapple Company, Inc. common stock, representing 5.55% of the outstanding shares. The filing indicates the shares were acquired in the ordinary course of business and not for the purpose of changing or influencing control of the issuer.

• · The filing is an amendment (13G/A) to a previous Schedule 13G.
• · TSP Capital Management Group, LLC is organized in Delaware and has its principal business office in Summit, New Jersey.
• · The filing certifies that the securities were acquired in the ordinary course of business and not with the purpose of changing or influencing control of the issuer.

02-07-2026

Brookstone Capital Management, LLC disclosed a 5.3% beneficial ownership stake in Innovator U.S. Equity Ultra Buffer ETF - December, a series of Innovator ETFs Trust, as of June 30, 2026. The filing, an amendment to Schedule 13G, reports 314,145 shares held with sole voting and dispositive power. Brookstone disclaims beneficial ownership of the securities, stating they were acquired in the ordinary course of business and not for changing or influencing control.

• · The filing is an amendment to Schedule 13G (SC 13G/A), filed on July 2, 2026.
• · Brookstone Capital Management is an investment adviser (IA) filing under Rule 13d-1(b).
• · The shares are held in accounts where the account holders have the right to receive dividends or proceeds; Brookstone disclaims beneficial ownership.
• · The filing includes a certification that the securities were not acquired to change or influence control of the issuer.

02-07-2026

Brave Warrior Advisors, LLC disclosed a 3.91% beneficial ownership stake in Millrose Properties, Inc. (MRP) as of June 30, 2026, holding 6,030,725 shares of Class A common stock. The filing is an amendment to Schedule 13G, indicating passive investment intent.

• · Filing type is Schedule 13G/A, indicating an amendment to a previous beneficial ownership report.
• · Brave Warrior Advisors is an investment adviser (IA) filing under Rule 13d-1(b).
• · The shares were acquired in the ordinary course of business and not for changing or influencing control.

02-07-2026

Richard C. Mills filed an amended Schedule 13D disclosing beneficial ownership of 1,703,927 shares (11.9%) of Creative Realities, Inc. as of June 30, 2026. On that date, Mills purchased 200,000 shares from the underwriter in a public offering, and entered into a 90-day lock-up agreement with Craig-Hallum Capital Group LLC. The filing shows a significant insider stake and a commitment to not sell shares during the lock-up period.

• · Mills' beneficial ownership includes 502,601 shares held directly, 450,000 shares from RSUs (150,000 vested, 300,000 unvested), 722,001 shares from vested options, and 29,325 shares held by RFK Communications, LLC.
• · The lock-up agreement restricts Mills from selling or hedging any Common Stock or convertible securities for 90 days after June 29, 2026, subject to certain exceptions.
• · The percentage calculation is based on 13,097,892 shares outstanding plus 722,001 shares from vested options and 450,000 from RSUs.

02-07-2026

MMCAP International Inc. SPC and MM Asset Management Inc. filed a Schedule 13G disclosing beneficial ownership of 2,350,000 Units (8.5% of outstanding) in Cartesian Growth Corp IV, a blank check company. The filing indicates passive investment intent, with no purpose of changing or influencing control of the issuer.

• · Filing is under Rule 13d-1(c), indicating passive investor status.
• · MMCAP International Inc. SPC is organized in the Cayman Islands; MM Asset Management Inc. is organized in Ontario, Canada.
• · Joint filing agreement executed between the two entities.

02-07-2026

Wolverine Asset Management LLC and related entities filed a Schedule 13G/A with the SEC on July 2, 2026, reporting that they no longer beneficially own any Class A ordinary shares of Melar Acquisition Corp. I/Cayman (MACIU). The filing indicates a complete exit from their previous position, with all reporting persons showing 0 shares and 0% ownership as of June 17, 2026.

• · The filing is an amendment (Schedule 13G/A) to a prior beneficial ownership report.
• · All reporting persons (Wolverine Asset Management, Wolverine Holdings, Christopher L. Gust, Robert R. Bellick) reported zero shares and zero voting/dispositive power.
• · The filing was made pursuant to Rule 13d-1(b) under the Securities Exchange Act of 1934.
• · The issuer's Class A ordinary shares have a par value of $0.0001 per share.

02-07-2026

Wolverine Asset Management LLC and related entities filed an amended Schedule 13G disclosing beneficial ownership of 1,900 Class A ordinary shares of Lionheart Holdings (CUBWU), representing 0.01% of the 21,496,164 outstanding shares as of June 18, 2026. The filing indicates a passive investment intent, with no change in control purpose.

• · The filing is an amendment to Schedule 13G (SC 13G/A), filed on July 2, 2026.
• · The subject company is a blank check company (SIC 6770) incorporated in the Cayman Islands (E9).
• · Wolverine Asset Management LLC is an investment adviser (IA) based in Chicago, IL.
• · The filing certifies the securities were acquired in the ordinary course of business and not for changing or influencing control.
• · No prior period comparison is available as this is an initial/amended filing with no historical data provided.

02-07-2026

Precedent Wealth Partners, LLC disclosed a 13.8% beneficial ownership stake in First Trust Exchange-Traded Fund VIII as of June 30, 2026, holding 352,568 shares. The filing was made under Rule 13d-1(b) and certifies the shares were acquired in the ordinary course of business without intent to change or influence control of the issuer.

• · The filing is a Schedule 13G (not 13D), indicating passive investment intent.
• · Precedent Wealth Partners, LLC is an investment adviser (IA) based in Houston, Texas.
• · The filing date is July 2, 2026, with the beneficial ownership date as June 30, 2026.
• · No shares are held with shared voting or dispositive power; all 352,568 shares are held with sole voting and dispositive power.

02-07-2026

Baillie Gifford & Co filed an amended Schedule 13G with the SEC on July 2, 2026, reporting beneficial ownership of 7,735,080 Class A Common Shares of Oddity Tech Ltd, representing 22.37% of the class. The filing indicates a passive investment intent and includes holdings on behalf of clients such as Scottish Mortgage Investment Trust and Vanguard International Growth Fund.

• · Baillie Gifford & Co is an investment adviser based in Edinburgh, Scotland.
• · The filing is an amendment to a previous Schedule 13G, indicating a change in ownership.
• · 7,708,011 shares are held with sole voting power; 0 shares with shared voting power.
• · 7,735,080 shares are held with sole dispositive power; 0 with shared dispositive power.
• · The securities were acquired in the ordinary course of business and not for changing or influencing control.

02-07-2026

New York Life Investment Management LLC filed a Schedule 13G/A with the SEC on July 2, 2026, disclosing beneficial ownership of 4,191,563 shares of the Franklin Senior Loan ETF, a series of Franklin Templeton ETF Trust. This represents an 11.6% ownership stake in the ETF, and the filing was made pursuant to Rule 13d-1(b), indicating passive investment intent.

• · The filing is an amendment (13G/A) to a previously filed Schedule 13G.
• · The filing date is July 2, 2026, but the signature date is May 4, 2026, with the beneficial ownership reported as of April 30, 2026.
• · New York Life Investment Management LLC disclaims beneficial ownership of any shares beyond its pecuniary interest.
• · The filing certifies that the securities were acquired and are held in the ordinary course of business, not for changing or influencing control of the issuer.

02-07-2026

Jane Street Group, LLC and its subsidiaries (Jane Street Capital, LLC and Jane Street Global Trading, LLC) filed a Schedule 13G on July 2, 2026, disclosing beneficial ownership of 4,270,784 shares of CXApp Inc. common stock, representing 6.1% of the outstanding shares. The filing indicates the shares were acquired in the ordinary course of business and not with the purpose of changing or influencing control of the issuer.

• · Jane Street Capital, LLC holds 3,561,323 shares (5.1% of outstanding).
• · Jane Street Global Trading, LLC holds 709,461 shares (1.0% of outstanding).
• · The filing is made pursuant to Rule 13d-1(c) under the Securities Exchange Act of 1934.
• · The filing certifies that the securities were not acquired and are not held for the purpose of changing or influencing control of the issuer.

02-07-2026

On July 2, 2026, Atlantis Holding Corp. and its controlling person Ismini Panagiotidi filed an amended Schedule 13D disclosing that on June 30, 2026, Atlantis acquired 2,436 Series A Preferred Shares via a dividend-in-kind election by Icon Energy Corp. As a result, the reporting persons now beneficially own 23,954,522 common shares (including shares issuable upon conversion of preferred stock), representing 86.4% of the outstanding common shares on a diluted basis. The filing notes that only 3,759,314 common shares were outstanding as of June 30, 2026, highlighting a highly concentrated ownership structure.

• · The Series A Preferred Shares are convertible to common shares from July 16, 2025 to July 15, 2032, but only in whole, not in part.
• · The 86.4% ownership is calculated under Rule 13d-3(d)(1)(i) using 3,759,314 common shares outstanding plus 23,953,522 shares issuable upon conversion of preferred shares.
• · No other transactions in common shares were effected by the reporting persons during the past 60 days.
• · The filing is Amendment No. 2 to the original Schedule 13D filed on July 8, 2025, with Amendment No. 1 filed on January 20, 2026.

02-07-2026

The filing is a Schedule 13G/A submitted by BlackRock Inc. on July 2, 2026, reporting a 5.2% passive beneficial ownership stake in Inspire Medical Systems, Inc. as of June 30, 2026. BlackRock holds 1,560,000 shares, reflecting a slight decrease from the prior 13G filing (5.4% ownership). The filing confirms BlackRock's passive investment intent and no material changes in strategy.

• · BlackRock Inc. filed an amendment (13G/A) to its Schedule 13G.
• · The filing date is July 2, 2026, with an event date of June 30, 2026.
• · BlackRock's ownership decreased from 5.4% to 5.2% of outstanding shares.
• · The filing confirms BlackRock's passive investment intent and no intent to influence control.
• · No other institutional investors or group filings are mentioned.

02-07-2026

The filing is a Schedule 13G submitted by BlackRock Inc. on July 2, 2026, reporting beneficial ownership of 5,123,456 shares of Agios Pharmaceuticals, Inc., representing 8.2% of the outstanding common stock. BlackRock confirms a passive investment intent, with sole voting power over 4,800,000 shares and sole dispositive power over all 5,123,456 shares. No changes from the previous reporting period were disclosed, and no additional financial metrics or scheduled events are provided.

• · BlackRock has sole voting power over 4,800,000 shares (93.7% of its total position) and sole dispositive power over all 5,123,456 shares.
• · No changes in ownership from the previous reporting period were disclosed in the filing.
• · The filing was made on July 2, 2026, with accession number 0001104659-26-080304, and is 21 KB in size.

02-07-2026

A Schedule 13G filing reveals that Michael Bigger and affiliated entities (Bigger Capital Fund, District 2 Capital Fund) collectively beneficially own approximately 5.6% of BTC Digital Ltd.'s outstanding ordinary shares as of June 26, 2026. The filing also discloses that these entities hold warrants to purchase an additional 1,754,388 ordinary shares, subject to a 4.99% beneficial ownership limitation, which are not included in the current ownership calculation. The ownership is based on 9,516,975 shares outstanding as of December 31, 2025, plus up to 6,140,350 shares from a concurrent private placement.

• · The filing is made pursuant to Rule 13d-1(c) under the Securities Exchange Act of 1934.
• · The private placement offering consists of 6,140,350 Common Units (or Pre-Funded Units), each including one Ordinary Share (or Pre-Funded Warrant) and two PIPE Common Warrants at an exercise price of $1.71.
• · All reporting persons disclaim beneficial ownership of shares owned by other reporting persons, except as specifically noted.
• · The filing includes a Joint Filing Agreement (Exhibit 99.1) among all reporting persons.

02-07-2026

Jane Street Group, LLC disclosed a 5.0% beneficial ownership stake in Hertz Global Holdings, Inc. as of June 26, 2026, holding 15,802,256 shares of common stock. The filing indicates passive investment intent under Rule 13d-1(c), with no intention to influence control.

• · The filing is a Schedule 13G filed under Rule 13d-1(c), indicating passive investment intent.
• · Jane Street Group, LLC holds no sole voting or dispositive power over the shares; all power is shared.
• · The filing date is July 2, 2026, with the event date of June 26, 2026.
• · Hertz Global Holdings has a $0.01 par value per share for its common stock.

02-07-2026

Ningbo Pangu Chuangfu Hefu Equity Investment Partnership (Limited Partnership) and its director Kai Liu filed a Schedule 13G with the SEC on July 2, 2026, disclosing beneficial ownership of 1,813,954 Class A ordinary shares of Zhibao Technology Inc. (ZBAO), representing 10.5% of the total Class A ordinary shares outstanding as of April 20, 2026. The filing indicates a significant passive stake in the company, with no intention to change or influence control.

• · The filing is made under Rule 13d-1(d), indicating the filer is a passive investor.
• · Kai Liu disclaims beneficial ownership of the shares except to the extent of any pecuniary interest.
• · The total issued and outstanding shares include 17,245,000 Class A ordinary shares and 16,816,692 Class B ordinary shares as of April 20, 2026.
• · The beneficial ownership percentage is calculated only on Class A ordinary shares, excluding Class B shares.

02-07-2026

Slow Ventures, LLC and affiliated funds filed a Schedule 13G disclosing a 6.9% beneficial ownership stake in Teamshares Inc. (formerly Live Oak Acquisition Corp. V) as of June 18, 2026, representing 4,988,012 shares of common stock. The filing was made under Rule 13d-1(c) and is a passive investment disclosure, with entities including Slow Ventures III, L.P. (3.3%), Slow Ventures Opportunity Fund I, L.P. (1.7%), and Opportunity Fund II, L.P. (1.8%). Kevin Colleran, Managing Director of the general partners, shares voting and dispositive power over the holdings.

• · The filing is a Schedule 13G (passive investment) under Rule 13d-1(c), indicating no intent to control or influence the issuer.
• · Slow Ventures III-A, L.P. holds 128,647 shares (0.2%); Slow Ventures III, L.P. holds 2,361,901 shares (3.3%); Slow Ventures Opportunity Fund I, L.P. holds 1,197,476 shares (1.7%); and Slow Ventures Opportunity Fund II, L.P. holds 1,299,988 shares (1.8%).
• · Beneficial ownership is attributed to Slow Ventures GP III, LLC, Opportunity Fund GP I and GP II, LLCs, and Kevin Colleran as managing director, with each disclaiming beneficial ownership of the reported shares.
• · Teamshares Inc. is listed with a former conformed name of Live Oak Acquisition Corp. V, reflecting a name change on December 16, 2024.
• · Principal business address for Slow Ventures entities is 1006 Kearny Street, San Francisco, CA 94133.

02-07-2026

GordonMD Global Investments LP and related entities disclosed a 12.1% beneficial ownership stake in Pyxis Oncology, Inc. (PYXS), holding 10,024,909 shares of common stock as of June 30, 2026. The filing is an amendment (SC 13G/A) and was made under Rule 13d-1(c), indicating the shares were not acquired for the purpose of changing or influencing control of the issuer. The filing does not provide a prior period comparison, so no period-over-period changes are available.

• · The filing is an amendment (SC 13G/A) filed on July 2, 2026, with a date of change of June 30, 2026.
• · The filing was made under Rule 13d-1(c), indicating passive investment intent.
• · Each reporting person disclaims beneficial ownership except to the extent of their pecuniary interest.
• · The securities are directly owned by advisory clients of GordonMD Global Investments LP, with GordonMD Long Biased Master Fund LP being the only client deemed to beneficially own more than 5%.
• · Craig D. Gordon is identified as a control person of GordonMD Global Investments LP.

02-07-2026

Hudson Bay Capital Management LP and Sander Gerber filed a Schedule 13G disclosing beneficial ownership of 395,572 Class A ordinary shares of Pantages Capital Acquisition Corp, representing 13.27% of the outstanding shares as of June 30, 2026. The filing indicates a passive investment intent, with no purpose or effect of changing or influencing control of the issuer.

• · The filing is made pursuant to Rule 13d-1(b), indicating passive investment intent.
• · The securities are held in the name of HB Strategies LLC, for which Hudson Bay Capital Management LP serves as investment manager.
• · Sander Gerber disclaims beneficial ownership of the securities.
• · The percentage ownership is based on 2,980,156 Class A ordinary shares outstanding following the company's stockholders' vote at the extraordinary annual meeting on June 3, 2026, as reported in an 8-K filed June 12, 2026.

02-07-2026

Red Oak Partners, LLC and its affiliates (Red Oak Fund, LP; Red Oak Long Fund, LP; and David Sandberg) filed a Schedule 13G/A disclosing aggregate beneficial ownership of 442,644 shares of Motorsport Games Inc. Class A common stock, representing 10.6% of the class. The filing indicates no change in the number of shares held compared to the prior filing, and the filers certify the shares were not acquired to influence control of the issuer.

• · The filing is an amendment (Schedule 13G/A) filed on July 2, 2026, with a date of change of June 30, 2026.
• · The shares are held directly by the Funds (Red Oak Fund and Red Oak Long Fund), which are private investment vehicles.
• · Each reporting person disclaims beneficial ownership of shares not directly owned by them.
• · The filers certify under Rule 13d-1(c) that the securities were not acquired to change or influence control of Motorsport Games Inc.

02-07-2026

Polestar Automotive Holding UK PLC entered into a Registration Rights Agreement with Geely Sweden Automotive Investment B.V. on June 30, 2026, granting registration rights for 15,511,892 Class A ADSs (each representing 30 Class A ordinary shares) issued upon conversion of approximately $300 million of outstanding debt under the Term Facility Agreement. The filing also discloses that Eric Li (Shufu Li) and related Geely entities collectively beneficially own approximately 60.5% of Polestar's Class A ADSs and ordinary shares, while Volvo Car Corporation holds 19.9% and PSD entities hold 20.7%.

• · The Registration Rights Agreement covers 15,511,892 Class A ADSs issued upon conversion of approximately $300 million of debt under the Term Facility Agreement dated November 8, 2023.
• · The filing is Amendment No. 15 to Schedule 13D, filed on July 2, 2026, with a date of change of June 30, 2026.
• · Eric Li (Shufu Li) directly holds 108,325,939 Class A ADSs and ordinary shares, representing 60.5% of the class.
• · Volvo Car Corporation holds 32,691,731 shares (19.9%), PSD Investment Limited holds 42,917,431 shares (20.7%), and PSD Capital Limited holds 42,917,431 shares (20.7%).
• · Geely Sweden Holdings AB holds 65,408,508 shares (39.8%), and Geely Sweden Automotive Investment B.V. holds 32,250,434 shares (19.6%).
• · The Registration Rights Agreement includes provisions for Demand Registration, Shelf Underwritten Offerings, Piggyback Registration, and Block Trades.
• · The agreement defines a 'Blackout Period' allowing the Company to defer registration under certain conditions involving Adverse Disclosure.

02-07-2026

LIF AIV 1, L.P. and affiliated entities filed an Amendment No. 1 to Schedule 13D for FTAI Infrastructure Inc., disclosing a 15.84% beneficial ownership stake as of June 30, 2026, due to a quarterly dividend on convertible preferred stock. The filing is procedural and reflects an increase in the number of common shares issuable upon conversion of the Series B Preferred Stock, but the share cap of 22,237,370 shares continues to limit conversion.

• · Amendment filed due to increase in conversion shares from quarterly dividend on Series B Preferred Stock.
• · Share Cap of 22,237,370 common shares still limits conversion; 130,973 shares for LIF AIV and 1,087 shares for Labor Impact Fund are excluded from beneficial ownership calculation.
• · No transactions in issuer securities by reporting persons during the past 60 days.

02-07-2026

Amplify Investments LLC and Amplify ETF Trust disclosed a 9.4% stake in Bed Bath & Beyond, Inc. (BBBY-WT), holding 7,214,414 shares of common stock as of June 30, 2026. The filing is a Schedule 13G/A submitted on July 2, 2026, indicating these shares were acquired and held in the ordinary course of business, not for the purpose of changing or influencing control. The filing was made jointly by Amplify Investments LLC and Amplify ETF Trust, with the beneficial ownership attributed to the investment adviser and the ETF series respectively.

• · The filing is an amendment (SC 13G/A) to an initial Schedule 13G, filed on July 2, 2026, with an event date of June 30, 2026.
• · Amplify Investments LLC serves as the investment adviser to Amplify Blockchain Technology ETF, a series of Amplify ETF Trust, which is a registered investment company.
• · The filing includes a joint filing agreement dated June 30, 2026, between Amplify Investments LLC and Amplify ETF Trust.
• · No shares are held with shared voting power or shared dispositive power; all 7,214,414 shares are held directly by the reporting entities.
• · The filing does not provide a comparison to prior ownership levels, so the change from a prior filing cannot be calculated.

02-07-2026

Gould Investors L.P. and related parties (Matthew J. Gould, Jeffrey A. Gould, and Fredric H. Gould) filed a Schedule 13D disclosing aggregate beneficial ownership of approximately 12.4% of One Liberty Properties Inc. (OLP) common stock as of June 30, 2026. The filing also notes that Fredric H. Gould ceased to be a beneficial owner of more than 5% of OLP shares on January 1, 2022, and currently holds 2.9% of the class. The reporting persons hold the shares for investment purposes and may acquire or dispose of shares in the future.

• · Fredric H. Gould ceased to be a beneficial owner of more than 5% of OLP common stock on January 1, 2022, and currently holds 2.9%.
• · No Reporting Person has effected any transaction in OLP common stock during the past 60 days, other than potential RSU vesting and DRIP shares.
• · The Reporting Persons may acquire additional shares through open market, privately negotiated transactions, or OLP's dividend reinvestment plan (DRIP).
• · Matthew J. Gould and Jeffrey A. Gould are brothers and indirectly control Georgetown Partners LLC, the managing general partner of Gould Investors L.P.

02-07-2026

Gould Investors L.P., along with Matthew J. Gould and Jeffrey A. Gould, filed a Schedule 13D disclosing aggregate beneficial ownership of approximately 26.0% (Matthew J. Gould) and 25.9% (Jeffrey A. Gould) of BRT Apartments Corp. common stock as of June 30, 2026. The filing indicates the shares are held for investment purposes and that the Reporting Persons may acquire additional shares through open market purchases, the dividend reinvestment plan, or equity awards, but have no current plans for any of the transactions enumerated in Item 4 of Schedule 13D.

• · The Schedule 13D was filed by Gould Investors L.P., Matthew J. Gould, and Jeffrey A. Gould as joint filers.
• · Georgetown Partners LLC is the managing general partner of Gould Investors L.P., and is indirectly controlled by Matthew J. Gould and Jeffrey A. Gould.
• · Matthew J. Gould and Jeffrey A. Gould are brothers.
• · No transactions in BRT common stock were effected by any Reporting Person during the past 60 days, other than the potential issuance of RSU shares and DRIP shares.
• · The Reporting Persons have no current plans to effect any of the transactions described in Item 4 of Schedule 13D.
• · The filing includes 23,625 RSU shares for each of Matthew J. Gould and Jeffrey A. Gould, vesting on June 30, 2026, subject to compensation committee determination.

02-07-2026

Yue Zhu, CEO and Chairman of Lianhe Sowell International Group Ltd, through his wholly owned BVI entity Lianyue Holding Limited, acquired 2,400,000 Class B Ordinary Shares at $0.165 per share on June 30, 2026, increasing his beneficial ownership to 97.69% of total outstanding shares. The filing reflects a 1-for-16 share consolidation effective June 22, 2026, and highlights the dual-class structure where Class B shares carry 100 votes per share versus 1 vote for Class A shares.

• · The share consolidation was 1-for-16, effective June 22, 2026.
• · Class B shares have 100 votes per share; Class A shares have 1 vote per share.
• · The subscription was approved by the audit committee and closed on June 30, 2026.
• · The shares were issued under Regulation S of the Securities Act of 1933.
• · No other plans or proposals for extraordinary corporate transactions, board changes, or delisting were disclosed.

02-07-2026

AyurMaya Capital Management Company, LP and David E. Goel filed Amendment No. 3 to their Schedule 13D for Alumis Inc. (ALMS), reporting beneficial ownership of 15,139,707 shares of common stock, representing 12.3% of the approximately 123,432,027 shares outstanding as of May 5, 2026. The filing notes that the change in percentage ownership resulted solely from a change in the issuer's outstanding shares, and no transactions were effected by the reporting persons during the past 60 days.

• · The filing is Amendment No. 3 to the original Schedule 13D filed on July 3, 2024.
• · No transactions in shares were effected by the reporting persons during the past 60 days.
• · The percentage change is solely due to a change in the issuer's outstanding shares, not from any buying or selling by the reporting persons.
• · The filing was made on July 2, 2026, with a date of change also July 2, 2026.

02-07-2026

Eminence Capital, LP and its CEO Ricky C. Sandler have filed an amended Schedule 13G indicating they now beneficially own 0% of Dave & Buster's Entertainment, Inc. common stock as of June 30, 2026, down from a prior position. This reflects a complete exit from their ownership stake in the company.

• · Eminence Capital previously held a significant stake (likely over 5%) requiring a Schedule 13 filing, but has now completely divested.
• · The filing is an amendment (13G/A) dated July 2, 2026, with an event date of June 30, 2026.
• · The filer certifies the securities were acquired and held in the ordinary course of business, not for changing or influencing control.

02-07-2026

Eminence Capital, LP and its principal Ricky C. Sandler filed a Schedule 13G/A with the SEC on July 2, 2026, reporting a 0% beneficial ownership stake in Verano Holdings Corp. as of June 30, 2026. The filing indicates that Eminence Capital and Mr. Sandler have disposed of all previously held Class A Subordinate Voting Shares of the cannabis company, reducing their position from a prior reported stake to zero.

• · The filing is an amendment (SCHEDULE 13G/A) filed under Rule 13d-1(b), indicating the filer is an institutional investment manager.
• · Eminence Capital serves as the management company or investment adviser to various Eminence Funds and a separately managed account (SMA).
• · The reporting persons certify the securities were acquired and held in the ordinary course of business, not for changing or influencing control of the issuer.
• · The filing date is July 2, 2026, with the date of change as July 2, 2026, and the event date as June 30, 2026.

02-07-2026

Bellevue Capital Partners, LLC and related entities have filed an amended Schedule 13D/A with the SEC, reporting a 71.7% ownership stake in American Strategic Investment Co. as of June 30, 2026. The filing discloses the issuance of 251,703 fully-vested shares to New York City Advisors, LLC for fees, as well as recent open market purchases by Bellevue Capital Partners totaling 18,000 shares at an average price range of $7.85 to $9.53 per share. Nicholas S. Schorsch individually reported a 72.7% beneficial ownership, while AR Global Investments and others each held 34.7%.

• · The filing is Amendment No. 24 to the original Schedule 13D filed on May 15, 2026.
• · Edward M. Weil, Jr. beneficially owns only 109 shares (0.0%).
• · Bellevue Capital Partners purchased the largest single-day block of 8,000 shares on June 30, 2026 at a weighted average price of $9.53 per share (range $8.89-$9.85).
• · The lowest weighted average purchase price during the period was $7.85 on June 22, 2026.
• · All purchases were made in multiple transactions within the stated price ranges.

02-07-2026

Needham Investment Management LLC and related entities disclosed a 7.1% beneficial ownership stake in Lantronix Inc. as of June 18, 2026, holding 3,150,000 shares of common stock. The filing is a Schedule 13G indicating passive investment intent, with the Needham Aggressive Growth Fund separately owning 2,400,000 shares (5.4%). No period-over-period comparisons are available as this is an initial filing.

• · Filing date: July 2, 2026; event date: June 18, 2026.
• · Par value of common stock: $0.0001.
• · Filing made under Rule 13d-1(c) – passive investor exemption.
• · Needham Asset Management, LLC and George A. Needham are identified as control persons of Needham Investment Management L.L.C.
• · All reporting persons disclaim beneficial ownership except for pecuniary interest.
• · Exhibits include Joint Filing Agreement and Control Person Identification.

02-07-2026

Pacific Investment Management Co. LLC (PIMCO) filed an amended Schedule 13D disclosing beneficial ownership of approximately 48.8% of FreightCar America, Inc. (RAIL) common stock as of June 30, 2026. On June 30, 2026, PIMCO partially exercised warrants to acquire 13,619,377 shares of common stock at $0.01 per share, resulting in the issuance of replacement warrants for the remaining unpurchased shares. PIMCO states the investment was made for ordinary course investment purposes and may engage in discussions with management and the board regarding various strategic matters.

• · The 13,619,377 shares were issued to OC III LFE (an affiliate) for $0.01 per share under net exercise provisions.
• · The warrants have indeterminate share counts: 2020 Warrant originally 22.99% of common stock deemed outstanding, 2021 and 2022 Warrants each originally 4.99%.
• · Replacement warrants were issued for the remaining unpurchased shares after partial exercises.
• · PIMCO's ownership percentage is calculated based on 32,773,750 shares outstanding plus 12,405 shares underlying replacement warrants and 1,636,313 shares from the 2023 Warrant.
• · PIMCO may engage in discussions regarding Issuer's business, management, capital structure, shareholder rights plan, governance, Board composition, transformation, and strategic alternatives.
• · On December 31, 2024, all outstanding Preferred Stock was redeemed and ceased to be outstanding.
• · No other transactions in common stock by PIMCO occurred in the 60 days prior to filing (except the partial warrant exercises described).

02-07-2026

22NW Fund, LP and related parties (collectively, 22NW) filed an amended Schedule 13D disclosing a 6.74% beneficial ownership stake in Lifecore Biomedical, Inc. (LFCR) as of June 30, 2026. On that date, 22NW submitted an optional redemption notice for all of its 19,068.833524 shares of Series A Convertible Preferred Stock (plus accrued dividends and PIK shares), with a redemption date of December 28, 2026. However, the Issuer has indicated in its May 6, 2026 Form 10-Q that it may need to obtain consent or a waiver under its credit agreements to make the cash redemption payment, and 22NW believes such a restriction would violate the Certificate of Designations and intends to file a motion in New York Supreme Court to amend its existing complaint to include a breach of contract claim related to the credit agreements entered into in May 2023.

• · 22NW submitted the optional redemption notice on June 30, 2026, with a redemption date of December 28, 2026.
• · The redemption covers all of 22NW's Series A Preferred Stock holdings, including accrued and unpaid dividends and PIK dividends after June 30, 2026.
• · 22NW intends to file a motion in the Supreme Court of the State of New York, County of New York to amend its existing complaint to include a breach of contract claim regarding the May 2023 credit agreements.
• · No transactions in the Issuer's common stock were made by the Reporting Persons in the past sixty days.
• · Bryson O. Hirai-Hadley directly owns only 583 shares (less than 1%), while Nathaniel Calloway directly owns zero shares.

02-07-2026

Ian McDonald, President, CEO, and Director of Bright Minds Biosciences Inc., filed an amended Schedule 13D reporting a reduction in his beneficial ownership from 19.0% (as of November 4, 2024) to 13.6% as of July 2, 2026, due to share issuances by the company. While his absolute share count remained nearly unchanged at 1,398,290 shares, his ownership percentage declined significantly because of dilution from increased outstanding shares. McDonald also made a small open-market purchase of 1,625 shares on June 12, 2026, at an average price of $61.08 per share.

• · McDonald's ownership percentage dropped from 19.0% to 13.6% over about 20 months, a decline of 5.4 percentage points.
• · The decline was driven entirely by share issuances by the company, not by insider selling.
• · McDonald's absolute share count increased slightly from 1,396,665 to 1,398,290 due to a small open-market purchase of 1,625 shares at $61.08 each on June 12, 2026.
• · On January 27, 2025, 30,000 RSUs were settled for common shares, but this did not change the total beneficial ownership count.
• · As of July 2, 2026, McDonald no longer holds any derivative securities (warrants or RSUs) that would give him the right to acquire additional shares within 60 days.
• · The company had 9,812,061 common shares outstanding as of May 19, 2026.

02-07-2026

David E. Lazar filed an amended Schedule 13D/A with the SEC on July 2, 2026, disclosing beneficial ownership of 719,404 shares of KALA BIO, Inc. common stock, representing 3.9% of shares outstanding as of June 9, 2026. The filing reveals that Lazar sold a total of 105,737 shares during the past 60 days at prices ranging from $2.18 to $5.61 per share, and as of April 24, 2026, he ceased to be a beneficial owner of more than 5% of the outstanding shares.

• · Lazar sold shares in 8 transactions between May 4 and June 29, 2026, with the largest single sale being 30,595 shares on June 29 at $2.1934 per share.
• · The filing includes a 1-for-50 reverse stock split effected by KALA BIO on May 8, 2026, and all share numbers and prices have been adjusted accordingly.
• · Lazar has sole voting and dispositive power over all 719,404 shares.

02-07-2026

On July 2, 2026, Craig M. Hurlbert, a director and beneficial owner of Local Bounti Corporation, sold 45,766 shares of common stock to cover tax withholding obligations related to the settlement of equity awards via a 'sell to cover' transaction. Following the sale, Wheat Wind Farms, LLC (of which Mr. Hurlbert is president) holds 1,177,386 shares (5.2% of outstanding shares), while Mr. Hurlbert's total beneficial ownership is 1,683,923 shares (7.4%). The sale was a mandatory tax-related transaction and does not reflect a discretionary change in investment intent.

• · The sale was executed on July 2, 2026, and was a mandatory 'sell to cover' transaction to satisfy tax withholding obligations from equity award settlements.
• · No other transactions in the common stock were effected by the reporting persons in the 60 days preceding the filing date.
• · The ownership percentages are based on 22,796,270 shares outstanding as of May 11, 2026, per the Issuer's Form 10-Q filed May 15, 2026.