US Activist Hedge Fund Institutional SEC 13D 13G — July 24, 2026

24-07-2026

Franklin Resources Inc. (FRI) and its affiliates disclosed a 27.5% beneficial ownership stake in Clarion Partners Real Estate Income Fund Inc., representing 30,673,835 Class I shares as of July 22, 2026. The filing details recent share redemptions and purchases, including the redemption of 1,682,905 Class I shares at $11.29 per share on July 20, 2026, and the acquisition of 1,329,787 shares at $11.28 on June 1, 2026. While the overall position remains large, the recent redemptions indicate a slight reduction in FRI's corporate holdings.

• · Franklin Resources Inc. acquired 4,999,845 shares for $55,628,327, with $50,000,000 paid by Legg Mason Inc. from working capital.
• · 25,673,990 shares were acquired for $302,986,350 for the benefit of fiduciary accounts managed by FRI's investment management subsidiaries.
• · On December 4 and 5, 2025, FRI transferred 1,755,926.251 shares from its corporate account to Clarion Partners Real Estate Income International Access Fund for $20,000,000.
• · On April 16, 2026, 88,028 Class I shares were redeemed by FRI at $11.36 per share, and 88,106 Class S shares were purchased at $11.35 per share to maintain capitalization and liquidity.
• · On April 20, 2026, 1,672,535 Class I shares were redeemed by FRI at $11.36 per share.
• · On July 20, 2026, 1,682,905 Class I shares were redeemed by FRI at $11.29 per share.
• · Franklin Income Fund has an interest in 7,867,833 shares, or 7.0% of the class.
• · Charles B. Johnson and Rupert H. Johnson Jr. do not own any shares directly.
• · FRI and its affiliates disclaim beneficial ownership and any pecuniary interest in the shares.

24-07-2026

Glory Achievement Fund Limited, along with Bull Group Limited and BULL TRUST, filed Amendment No. 8 to Schedule 13D, disclosing that from June 25, 2026 through July 23, 2026, Glory Achievement Fund purchased 837,918 ADSs (representing 1,675,836 Class A ordinary shares) of Niu Technologies in the open market for approximately US$2.1 million. The Reporting Persons now beneficially own 65,693,947 Class A ordinary shares, representing 41.9% of the outstanding ordinary shares (assuming conversion of all Class B shares). The filing indicates the purchases were made for investment purposes and the group may continue to acquire or dispose of shares depending on market conditions.

• · The filing is Amendment No. 8 to the original Schedule 13D filed on December 7, 2023.
• · The Reporting Persons include Glory Achievement Fund Limited (Cayman Islands), Bull Group Limited (Cayman Islands), and BULL TRUST (Hong Kong).
• · The group's beneficial ownership percentage is based on 156,872,176 outstanding ordinary shares (141,650,156 Class A + 15,222,020 Class B) as of February 28, 2026.
• · Class B ordinary shares carry four votes per share, while Class A shares carry one vote per share.
• · No other transactions in the ordinary shares were effected by the Reporting Persons during the past 60 days except those described.

24-07-2026

GSR Growth Investments LP and related entities filed a Schedule 13G/A exit filing, indicating they have ceased to be beneficial owners of 5% or more of Upexi, Inc. common stock. As of March 31, 2026, the group held an aggregate of approximately 3.08 million shares (4.2% of outstanding), down from a prior 5%+ stake. The filing reflects a reduction in ownership, not an increase.

• · This is an exit filing (Amendment No. 3) indicating the group no longer holds 5% or more of Upexi common stock.
• · GSR Growth Investments LP holds 705,882 shares (0.9947%) via convertible notes.
• · CNC Inversiones Ltd. holds 2,185,965 shares (3.11%) directly.
• · Total outstanding shares as of May 11, 2026: 70,261,828.

24-07-2026

Baillie Gifford & Co filed a Schedule 13G/A with the SEC on July 24, 2026, disclosing beneficial ownership of 18,206,778 shares of Moderna, Inc. common stock as of June 30, 2026, representing a 4.59% stake. The filing indicates a slight decrease in ownership from the prior period, with the number of shares held dropping from 17,920,410 to 18,206,778 (though the total increased, the percentage decreased from 4.6% to 4.59%). The filing is a routine update under Rule 13d-1(b) and does not signal any change in control intent.

• · Baillie Gifford & Co is an investment adviser based in Edinburgh, Scotland.
• · The filing is made under Rule 13d-1(b), indicating passive investment intent.
• · The filer certifies that securities were acquired in the ordinary course of business and not to influence control.
• · No sole dispositive power is reported (0 shares), while shared dispositive power is 18,206,778 shares.

24-07-2026

BDC Capital Inc. filed a Schedule 13G disclosing beneficial ownership of 3,287,483 common shares of General Fusion Group Ltd. (formerly Spring Valley Acquisition Corp. III), representing a 6.2% stake as of July 10, 2026. The filing was made late due to the filer not having access to its EDGAR credentials, and BDC Capital certified the shares were not acquired with the purpose of changing control. All other metrics are static, with no declines or flat performance noted in this beneficial ownership filing.

24-07-2026

Choo Chee Kong, Chairman and Director of CytoMed Therapeutics Ltd, filed an amended Schedule 13D reporting beneficial ownership of 2,899,746 ordinary shares, representing 24.30% of the company's outstanding shares. Between July 14 and July 20, 2026, he acquired 200,000 shares from Teoh Teik Kee at $1.50 per share for a total of $300,000, settled through personal funds. The filing reflects an increase in his direct and indirect holdings, with sole voting power over 824,436 shares and shared voting power over 3,773,291 shares held through Glorious Finance Limited.

• · The acquisition of 200,000 shares was conducted in compliance with the issuer's insider trading policy and Rule 10b-5 under the Securities Exchange Act of 1934.
• · Choo Chee Kong disclaims beneficial ownership of the remaining 45% of shares held by Glorious Finance Limited not attributable to his 55% stake.
• · There is no formal agreement governing voting or investment decisions among the shareholders of Glorious Finance Limited, though they may be deemed a group under Section 13(d)(3).

24-07-2026

Starlite Capital INC disclosed a 6.2% beneficial ownership stake in Madison Square Garden Sports Corp. (MSGS) as of July 20, 2026, holding 1,205,000 shares of common stock. The filing was made under Rule 13d-1(b), indicating the shares were acquired in the ordinary course of business and not for the purpose of changing or influencing control.

• · Filing type: Schedule 13G (passive investment, not activist).
• · Starlite Capital INC is based in Dallas, Texas.
• · The filing date is July 24, 2026, with an event date of July 20, 2026.
• · Starlite Capital INC has sole voting and dispositive power over all 1,205,000 shares.

24-07-2026

Andrew Sherman and affiliated entities (Powdermet, Inc. and PMT Metals LLC) filed a Schedule 13G with the SEC on July 24, 2026, disclosing aggregate beneficial ownership of 5,780,600 shares of ReAlloys Inc. (formerly BlackBoxStocks Inc.) common stock, representing 9.44% of the 61,213,498 shares outstanding as of May 15, 2026. The filing is a passive investment statement under Rule 13d-1(c), with the reporting persons certifying the shares were not acquired to influence control of the issuer.

• · The filing is made under Rule 13d-1(c) (passive investor exemption).
• · Andrew Sherman individually holds 0 shares directly; all 5,780,600 shares are held through Powdermet, Inc. (2,890,000 shares, 4.72%) and PMT Metals LLC (2,890,300 shares, 4.72%).
• · The reporting persons certify the shares were not acquired to change or influence control of the issuer.
• · The issuer's common stock is listed under ticker symbol BLBX (formerly) and now trades as ReAlloys Inc. (CIK 0001567900).
• · The filing date is July 24, 2026, with an event date of February 24, 2026.

24-07-2026

Victory Capital Management Inc. filed a Schedule 13G/A with the SEC on July 24, 2026, reporting beneficial ownership of 4,494,358 shares of Dole plc common stock as of June 30, 2026, representing a 4.72% stake. The filing indicates the shares were acquired and are held in the ordinary course of business without the purpose of changing or influencing control of the issuer.

• · The filing is an amendment (Schedule 13G/A) to a previous Schedule 13G.
• · Victory Capital Management Inc. is an investment adviser (IA) based in New York.
• · The filing certifies that the securities were not acquired to change or influence control of Dole plc.
• · The beneficial ownership is 4.72% of Dole plc's outstanding common stock.

24-07-2026

Davenport & Co LLC filed a Schedule 13G with the SEC on July 24, 2026, disclosing beneficial ownership of 286,488 shares of Cable One, Inc. common stock, representing 5.05% of the outstanding shares. The filing indicates the shares were acquired and are held in the ordinary course of business, not for the purpose of changing or influencing control of the issuer.

• · The filing is made under Rule 13d-1(b), indicating the filer is a passive investor.
• · Davenport & Co LLC has sole voting power over 286,478 shares and sole dispositive power over 286,488 shares.
• · The filing date is July 24, 2026, with the event date as of July 1, 2026.
• · Cable One, Inc. is classified under SIC code 4841 (Cable & Other Pay Television Services) and is incorporated in Delaware.

24-07-2026

Victory Capital Management, Inc. filed a Schedule 13G with the SEC on July 24, 2026, disclosing beneficial ownership of 335,960 shares of Virtus Investment Partners, Inc. common stock, representing a 5.03% stake. The filing indicates the shares were acquired in the ordinary course of business and not for the purpose of changing or influencing control of the issuer.

• · Victory Capital Management, Inc. is an investment adviser (IA) organized under New York law.
• · The filing is made pursuant to Rule 13d-1(b) under the Securities Exchange Act of 1934.
• · The filing date is July 24, 2026, with an event date of June 30, 2026.
• · The issuer's SEC file number is 005-43022.
• · The issuer's former names include Phoenix Investment Partners Ltd/CT, Phoenix Duff & Phelps Corp, and Duff & Phelps Corp.

24-07-2026

Victory Capital Management Inc. disclosed a 5.39% beneficial ownership stake in Bowhead Specialty Holdings Inc. as of June 30, 2026, holding 1,770,729 shares of common stock. The filing is a passive investment (Schedule 13G) indicating the shares were not acquired to influence control of the issuer.

• · Victory Capital Management has sole voting power over 1,757,804 shares and sole dispositive power over 1,770,729 shares.
• · The filing is made under Rule 13d-1(b), confirming the investment is passive and not intended to change or influence control.

24-07-2026

Victory Capital Management Inc. filed an amended Schedule 13G with the SEC on July 24, 2026, disclosing beneficial ownership of 1,489,979 shares of FTI Consulting, Inc. common stock, representing 4.94% of the outstanding shares. The filing indicates a passive investment intent, with the shares held in the ordinary course of business and not for changing or influencing control of the issuer.

• · The filing is an amendment (SC 13G/A) to a previous Schedule 13G.
• · Victory Capital Management is an investment adviser (IA) based in New York.
• · The filing was made pursuant to Rule 13d-1(b), indicating passive investment.
• · Sole voting power: 1,461,479 shares; shared voting power: 0; sole dispositive power: 1,489,979; shared dispositive power: 0.

24-07-2026

Victory Capital Management, Inc. filed an amended Schedule 13G with the SEC on July 24, 2026, reporting beneficial ownership of 5,711,352 shares of BJ's Wholesale Club Holdings, Inc. common stock, representing a 4.47% stake. The filing indicates that Victory Capital acquired the shares in the ordinary course of business and not with the intent to change or influence control of the issuer.

• · The filing is an amendment (SCHEDULE 13G/A) to a previous beneficial ownership report.
• · Victory Capital Management, Inc. has sole voting power over 5,704,191 shares and sole dispositive power over 5,711,352 shares.
• · The shares were acquired and are held in the ordinary course of business, with no intent to change or influence control.
• · The filing was made pursuant to Rule 13d-1(b), indicating the filer is an institutional investor.

24-07-2026

Katarzyna Dzieszuta acquired 2,400,000 shares of Nex Neo Tech Inc. common stock from former officer/director Anastasiia Reish on July 17, 2026, for $9,600 ($0.004/share), increasing her beneficial ownership to 54.6% of the 4,400,000 outstanding shares. Separately, Dzieszuta personally paid $122,319.94 to satisfy a loan from Reish to the company, becoming the company's sole creditor. Dzieszuta was also appointed President, Treasurer, and Secretary of the issuer upon Reish's resignation.

• · The acquisition was a private transaction, not conducted through any exchange or public market.
• · The issuer was not a party to the Stock Purchase Agreement and received no proceeds from the share sale.
• · The Assignment Agreement was a separate transaction not conditioned upon the Stock Purchase Agreement.
• · Dzieszuta has no present plans for actions under Item 4 of Schedule 13D beyond reserving the right to change plans.

24-07-2026

RCB Equities 1, LLC and its manager Brian Dror disclosed a 11.4% beneficial ownership stake in Nauticus Robotics, Inc. as of June 1, 2026, holding 782,829 shares of common stock. Additionally, RCB holds 4,800 shares of Series C Convertible Preferred Stock (acquired June 26, 2026) convertible into approximately 631,579 common shares at $7.60 per share, but these are excluded from the current beneficial ownership count because conversion requires stockholder approval and is not exercisable within 60 days. The filing is a passive investment (Schedule 13G) and does not indicate an intent to change or influence control.

• · The filing is made under Rule 13d-1(c) (passive investor exemption).
• · Brian Dror is the Manager of RCB Equities 1, LLC and is deemed to indirectly beneficially own all securities held by the LLC.
• · The Series C Convertible Preferred Stock was acquired on June 26, 2026, pursuant to an Exchange Agreement with Nauticus Robotics, Inc.
• · Both reporting persons certify that the securities were not acquired with the purpose or effect of changing or influencing control of the issuer.

24-07-2026

City of London Investment Management Company Limited (CLIM) filed a Schedule 13G/A with the SEC on July 24, 2026, disclosing beneficial ownership of 2,126,252 shares of common stock in Taiwan Fund Inc (TWN), representing 38.2% of the outstanding shares. CLIM holds these shares on behalf of various investment funds and segregated accounts for which it serves as investment adviser, and the filing certifies the shares were acquired in the ordinary course of business without intent to change or influence control of the issuer.

• · CLIM is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940 and specializes in investing in closed-end investment companies.
• · CLIM is controlled by City of London Investment Group plc, but effective informational barriers exist between them, so no attribution of beneficial ownership is required.
• · The shares are held directly by the City of London Funds and Segregated Accounts, and one Segregated Account has the right to receive dividends or proceeds from more than 5% of the reported shares.
• · The filing is an amendment (Schedule 13G/A) filed under Rule 13d-1(b).

24-07-2026

City of London Investment Management Company Limited (CLIM) filed a Schedule 13G/A with the SEC on July 24, 2026, disclosing beneficial ownership of 3,894,571 shares of Japan Smaller Capitalization Fund Inc (JOF), representing 13.7% of the outstanding common stock. The shares are held directly by the City of London Funds and segregated accounts managed by CLIM, which is a registered investment adviser. The filing is a routine disclosure of a passive stake, with no indication of any intent to change or influence control of the issuer.

• · The filing is an amendment (Schedule 13G/A) filed under Rule 13d-1(b), indicating the stake is passive and not for the purpose of changing or influencing control.
• · CLIM is controlled by City of London Investment Group plc (CLIG), but effective informational barriers exist between them, so beneficial ownership is not attributed to CLIG.
• · The shares are held by four private investment funds (CARDINAL, FALCON, MACAW, PHOENIX) and unaffiliated third-party segregated accounts managed by CLIM.
• · CLIM is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940.

24-07-2026

City of London Investment Management Company Limited (CLIM) filed a Schedule 13G/A disclosing beneficial ownership of 4,602,793 common shares of Morgan Stanley China A Share Fund, Inc. (CAF), representing 34.4% of the outstanding shares as of June 30, 2026. The shares are held across multiple private investment funds and segregated accounts managed by CLIM, which is a registered investment adviser specializing in closed-end funds. No change in ownership percentage or control intent was reported, indicating a stable, passive investment position.

• · The filing is an amendment (Schedule 13G/A) to a prior beneficial ownership report.
• · CLIM is controlled by City of London Investment Group plc, but effective informational barriers prevent attribution of beneficial ownership between them.
• · One segregated account managed by CLIM has the right to receive or direct the receipt of dividends or proceeds from more than 5% of the reported shares.
• · CLIM certifies the shares were acquired and are held in the ordinary course of business, not to change or influence control of the issuer.

24-07-2026

Opaleye Management Inc., Opaleye, L.P., and James Silverman filed a Schedule 13G/A with the SEC on July 24, 2026, disclosing beneficial ownership of 3,095,193 shares of Alpha Cognition Inc. common stock, representing 14.22% of the 21,774,104 shares outstanding. The filing is an amendment to a previous 13G and indicates passive investment intent, with no aim to change or influence control of the issuer.

• · The filing is made pursuant to Rule 13d-1(c), indicating passive investment intent.
• · Opaleye Management Inc. serves as investment adviser to Opaleye, L.P., and James Silverman is the controlling person of the Adviser.
• · The 3,095,193 shares include shares held in a managed account over which the Adviser has shared voting and dispositive power.
• · The filing includes a Joint Filing Agreement among the reporting persons.

24-07-2026

City of London Investment Management Company Limited (CLIM) filed a Schedule 13G/A with the SEC on July 24, 2026, disclosing beneficial ownership of 1,041,724 shares of Morgan Stanley India Investment Fund, Inc. (IIF), representing 11.1% of the outstanding common stock. The shares are held directly by CLIM's managed funds and segregated accounts, and the filing confirms the holdings were acquired in the ordinary course of business without intent to influence control.

• · CLIM is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940.
• · CLIM is controlled by City of London Investment Group plc, but effective informational barriers exist between them.
• · One of the Segregated Accounts is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, more than 5% of the Shares reported.
• · The filing is an amendment (Schedule 13G/A) to a prior Schedule 13G.

24-07-2026

Karbon Capital Partners Core Holdings, LLC and Karbon Capital Partners Core Holdings II, LLC (collectively 'Karbon Capital Partners CH') filed a Schedule 13D disclosing beneficial ownership of 9,515,000 shares (21.6%) of Karbon Capital Partners Corp. (KBONU), a blank check company. The filing details holdings of 890,000 Class A shares and 8,625,000 Class B shares acquired for $8,925,000, with all shares subject to lock-up restrictions until 30 days after a business combination. The reporting persons include managers Thomas F. Karam (CEO) and Jeffrey Zajkowski (CFO), who share voting and dispositive power over all shares but disclaim beneficial ownership beyond pecuniary interest.

• · The Class B shares automatically convert into Class A shares on a one-for-one basis upon the issuer's initial business combination or at the holder's option.
• · Warrants underlying the Placement Units are not currently exercisable and will not be exercisable within 60 days.
• · All shares are subject to lock-up restrictions until 30 days after the consummation of the initial business combination.
• · Reporting persons have agreed to vote their shares in favor of any proposed business combination and not to redeem any shares in connection with a shareholder vote or tender offer.
• · No transactions in ordinary shares were effected by the reporting persons during the 60 days preceding the filing date.
• · The issuer is a blank check company formed to effect a merger, share exchange, asset acquisition, stock purchase, recapitalization, reorganization or other similar business combination.

24-07-2026

City of London Investment Management Company Limited (CLIM) filed a Schedule 13G/A disclosing beneficial ownership of 10,493,864 shares of abrdn Emerging Markets ex-China Fund, Inc. (AEF), representing 25.8% of the outstanding common stock as of June 30, 2026. The filing indicates a significant passive stake by CLIM, which manages the shares on behalf of various funds and segregated accounts. No prior period comparison is available in this filing, so no period-over-period changes are reported.

• · CLIM is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940.
• · CLIM is controlled by City of London Investment Group plc, but effective informational barriers prevent attribution of beneficial ownership between them.
• · The shares are held directly by the City of London Funds and segregated accounts, not by CLIM itself.
• · CLIM certifies the shares were acquired in the ordinary course of business and not to change or influence control of the issuer.

24-07-2026

John B. Wood, Chairman and CEO of Telos Corp, filed a late Schedule 13D disclosing beneficial ownership of 6,815,139 shares (9.1% of outstanding common stock) as of July 24, 2026. The filing was required within 10 days of November 17, 2020 (the IPO date) when his ownership first exceeded 5%, but was filed late due to an inadvertent administrative error. Since the IPO, his ownership increased from 5,573,344 shares (8.8%) to 6,815,139 shares (9.1%), reflecting a net increase of 1,241,795 shares, though the percentage ownership only grew modestly from 8.8% to 9.1% due to share dilution.

• · The Schedule 13D was filed approximately 5.7 years late; the triggering event was the IPO on November 17, 2020.
• · Wood's ownership percentage increased only modestly from 8.8% to 9.1% despite a 22.3% increase in share count, due to a 18.2% increase in total outstanding shares.
• · Wood has sole voting and dispositive power over all 6,815,139 shares; no shared power.
• · No transactions in common stock occurred in the past 60 days except a grant of 362,734 RSUs on May 26, 2026 (excluded from beneficial ownership).
• · Shares are held through three vehicles: direct (5,216,228), Shared Savings Plan (196,893), and JJJJJV, LLC (1,402,018).
• · The late filing was attributed to inadvertent administrative error, not intent to evade reporting requirements.

24-07-2026

John M. Pasquesi and Otter Capital LLC filed a Schedule 13G/A disclosing beneficial ownership of 1,364,977 shares of ClearSign Technologies Corp common stock, representing 19.99% of the outstanding shares as of July 22, 2026. The filing also reports ownership of Private Warrants to purchase up to 663,331 additional shares at $10.50 per share, though only 21,500 of those warrants are currently exercisable due to a 19.99% ownership cap. The filing certifies the securities were not acquired to change or influence control of the issuer.

• · Private Warrants expire 5 years from issuance date and have an exercise price of $10.50 per share.
• · Issuer may redeem Private Warrants if common stock closing price equals or exceeds $22.75 for 20 business days within a 30 consecutive business-day period, subject to an effective registration statement.
• · The 19.99% beneficial ownership cap prevents exercise of warrants beyond that threshold; only 21,500 warrant shares are currently exercisable.
• · Outstanding share count increased from 6,307,455 (as of July 6, 2026) to 6,807,080 after issuance of 500,000 shares to the Reporting Persons on July 22, 2026.
• · The filing is made under Rule 13d-1(c), indicating a passive investment intent.

24-07-2026

Eli Lilly & Co disclosed a 7.98% beneficial ownership stake in Ionetix Corp (formerly JDEV Acquisition Corp), holding 8,411,397 shares of common stock as of April 9, 2026. The filing is a Schedule 13G, indicating passive investment intent. No other material events or financial results were reported.

• · Ionetix Corp was formerly known as JDEV Acquisition Corp, name changed on January 28, 2026.
• · The filing is made under Rule 13d-1(d), indicating the filer is a passive investor.
• · Eli Lilly & Co has sole voting and dispositive power over all 8,411,397 shares.

24-07-2026

Newlinks Technology Ltd and its subsidiaries (Envision, Linkage, Digital) disclosed beneficial ownership of 32,098,694,296 Class A ordinary shares (55.9% voting power) of NaaS Technology Inc. as of July 22, 2026. Including 16 million non-convertible Class D ordinary shares held through Envision, Newlinks' total voting power rises to 61.3%. The filing also details ownership by Newlink Envision (17.2% voting power), Newlink Linkage (9.4%), and Newlink Digital Energy (27.9%), with control over Class B and C shares split between Zhen Dai and other Newlink shareholders.

• · Newlinks Technology Ltd holds 84.31% equity interest in Newlink Linkage Limited, which holds 6,400,000,000 Class A shares.
• · Class B and Class C shares are convertible into Class A shares at any time; Class D shares are non-convertible.
• · Class D shares carry 500 votes per share, Class B shares 10 votes, Class C shares 2 votes, Class A shares 1 vote.
• · Excluded from share count: ADSs reserved for ATM offering, share incentive plans, convertible note to LMR (Oct 2024), Share Subscription Facility (Dec 2024), and warrant to LMR (June 2025).
• · Principal beneficial owners of Newlinks (>5%) include Zhen Dai, Joy Capital affiliates, and BCPE Nutcracker Cayman, L.P.

24-07-2026

Brookfield Public Securities Group LLC and its affiliates (Brookfield Asset Management Ltd., Brookfield Corporation, and BAM Partners Trust) filed a Schedule 13G/A disclosing beneficial ownership of 625,100 shares of ARKO Petroleum Corp. Class A Common Stock, representing 4.97% of the 12,570,223 shares outstanding as of June 30, 2026. The filing confirms the shares were acquired in the ordinary course of business and not for changing or influencing control of the issuer.

• · The filing is an amendment (Schedule 13G/A) to a prior Schedule 13G filed on May 8, 2026.
• · Center Coast Brookfield Midstream Focus Fund is the record owner of 535,000 of the 625,100 shares.
• · The shares were acquired under Rule 13d-1(b) (passive investment exemption).
• · Brookfield Public Securities Group LLC is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940.

24-07-2026

Galiano Paolo Tiramani, Co-CEO and board member of Boxabl Inc. (formerly FG Merger II Corp.), filed a Schedule 13D disclosing beneficial ownership of 60,052,681 shares of common stock, representing 86.5% of voting power (including Class B shares with 10 votes each) and 24.82% of total outstanding common stock. The filing follows the completion of a merger between FG Merger II Corp. and Boxable Inc., with Tiramani's shares subject to a lock-up agreement that restricts transfers for up to 12 months, though lock-up may expire early if the stock trades at or above $20.00.

• · Lock-up agreement restricts transfer of shares for up to 12 months post-closing, with early release triggers: 50% of shares if stock price ≥ $12.00 for 20 trading days within 30-day period; remaining 50% after 12 months. Entire lock-up expires automatically if stock trades at or above $20.00 at any time.
• · Galiano Tiramani's shares are held through direct ownership (389,629 Class B shares), the Galiano Tiramani 2020 Family Gift Trust (30,998,869 Class B shares), and the Shontor Asset Protection Trust (28,225,164 Class B shares).
• · The Galiano Tiramani 2020 Family Gift Trust is for the benefit of Mr. Tiramani's descendants; he is not the trustee and disclaims beneficial ownership of those shares.
• · 379,482 shares of Merger Preferred Stock held by spouse are not convertible into Class A Common Stock within 60 days; conversion begins September 18, 2027 (20% automatically converts, then 20% each subsequent month).

24-07-2026

Redwood Capital Management and its affiliates filed an amended Schedule 13D disclosing beneficial ownership of 4,327,521 common shares (19.7%) of Office Properties Income Trust (OPIRQ), acquired upon the company's emergence from Chapter 11 bankruptcy on June 17, 2026. The filing details that Redwood Capital received the shares along with $82.8M in 10.000% senior secured exit notes due 2031 as part of the bankruptcy reorganization plan. Additionally, Redwood Capital obtained board designation rights (appointing Jonathan Kolatch to the Board) and a board observation rights agreement (triggered at 15%+ ownership), giving it significant influence over the reorganized company.

• · The company filed for Chapter 11 bankruptcy on October 30, 2025, and the plan was confirmed on April 22, 2026.
• · Redwood Capital has the right to designate up to two trustees if it owns 10%+ of outstanding shares, and up to one trustee if it owns 5%+.
• · Redwood Capital is entitled to appoint one non-voting Board Observer as long as it beneficially owns 15%+ of outstanding common shares.
• · No transactions in common shares were effected by the Reporting Persons during the past 60 days.
• · The filing is an amendment to the original Schedule 13D to update beneficial ownership information.

24-07-2026

Saba Capital Management, L.P. and related parties filed an amended Schedule 13D disclosing beneficial ownership of 3,252,976 common shares (6.08%) of Royce Micro-Cap Trust, Inc. as of June 24, 2026. The filing details open-market purchases and sales in the 60 days prior, with total acquisition cost of approximately $32.55 million. The filing is an amendment to a prior Schedule 13D, indicating ongoing active trading by the reporting persons.

• · Reporting persons include Saba Capital Management, L.P., Saba Capital Management GP, LLC, and Boaz R. Weinstein.
• · All transactions in the 60 days prior to 6/24/26 were open-market trades; a detailed schedule of buys and sells is provided.
• · Shares are held in margin accounts and may be pledged as collateral.
• · Funds for purchases came from subscription proceeds, capital appreciation, and margin borrowings.

24-07-2026

Kira S. Sheinerman filed a Schedule 13D disclosing beneficial ownership of 1,515,293 shares of Niki BioSolutions, Inc. (formerly Aptorum Group Ltd), representing 51.56% of outstanding shares. The shares were acquired as non-cash merger consideration in exchange for her shares of DiamiR Biosciences Corp. pursuant to a merger agreement dated July 14, 2025, which closed on July 20, 2026. As a Director of the Issuer, Sheinerman has significant control, including the right to designate board nominees and veto certain corporate actions while holding at least 25% of outstanding shares.

• · The merger closed on July 20, 2026, and Aptorum Group Ltd changed its name to Niki BioSolutions, Inc. and became a Delaware corporation.
• · Niki BioSolutions common stock is listed on Nasdaq Capital Market under ticker symbol NIKI (CUSIP: 653942102).
• · Under the Stockholders Agreement, Sheinerman may designate two board nominees while owning at least 36% of outstanding shares, and one nominee while owning at least 25%.
• · Certain significant corporate actions require Sheinerman's prior written consent while she owns at least 25% of outstanding shares.
• · Transfers of shares subject to the Stockholders Agreement are generally restricted for six months following its effective date.
• · Sheinerman has sole voting and dispositive power over 1,515,016 shares and shared power over 277 shares with Felix Sheinerman.

24-07-2026

Eli Lilly & Co filed a Schedule 13G/A with the SEC on July 24, 2026, disclosing beneficial ownership of 21,995,880 ordinary shares of ProQR Therapeutics N.V., representing a 15.6% stake. The filing was made under Rule 13d-1(c) and certifies that the shares were not acquired for the purpose of changing or influencing control of the issuer.

• · The filing is an amendment (Schedule 13G/A) to a previous Schedule 13G.
• · Eli Lilly's ownership is 21,995,880 ordinary shares, representing 15.6% of the outstanding shares.
• · The filing was made under Rule 13d-1(c), indicating passive investment intent.
• · Eli Lilly certifies the shares were not acquired to change or influence control of ProQR Therapeutics.

24-07-2026

R01 Fund LP and related parties filed Amendment No. 7 to their Schedule 13D, reporting that the second tranche of pre-funded warrants to purchase 16,103,992 shares (30% of total warrant shares) vested on July 18, 2026. As a result, the R01 group now beneficially owns 49,508,502 shares (48.4% of outstanding common stock), while Michael Kazley individually owns 53,627,330 shares (52.4%). The filing updates ownership percentages based on 50,449,780 shares outstanding as of June 15, 2026, and includes shares underlying warrants held by Framework Ventures entities considered part of the group.

• · The filing is Amendment No. 7 to the original Schedule 13D filed on October 15, 2025.
• · The R01 group has shared voting and dispositive power over 49,508,502 shares.
• · Michael Kazley has sole dispositive power over 4,118,828 shares and shared dispositive power over 49,508,502 shares.
• · No transactions in Common Stock were effected by the Reporting Persons during the past 60 days.
• · The pre-funded warrants were originally issued on January 16, 2026.

24-07-2026

Blackstone entities filed Amendment No. 10 to Schedule 13D, disclosing an internal reorganization effective July 1, 2026, where Blackstone Holdings AI L.P. became the sole shareholder of StoneCo IV Corporation, resulting in Blackstone Holdings IV L.P. and certain affiliates ceasing to be beneficial owners. Additionally, BMACX subscribed for 573,613.767 common shares for $15,000,000 on July 23, 2026. The filing shows Blackstone Inc. and its affiliates collectively beneficially own 69.9% of the issuer's common shares (27,084,052.96 shares), unchanged from the prior filing, while Blackstone Holdings IV entities exited as reporting persons.

• · The internal reorganization did not involve any purchase or sale of securities of the issuer.
• · BMACX's subscription of 573,613.767 common shares for $15,000,000 was deemed acquired on July 23, 2026, when the net asset value was determined.
• · Blackstone Holdings IV L.P., Blackstone Holdings IV GP L.P., Blackstone Holdings IV GP Management (Delaware) L.P., and Blackstone Holdings IV GP Management L.L.C. are no longer reporting persons (exit filing).
• · Blackstone Holdings AI L.P. is a new reporting person (initial filing).
• · The filing includes a joint filing agreement (Exhibit 99.1).

24-07-2026

Sachem Head Capital Management LP and related entities filed a Schedule 13G disclosing beneficial ownership of 3,169,808 shares of Ionic Digital Inc. Class A common stock, representing 6.9% of the outstanding shares as of July 20, 2026. The stake includes 2,264,150 shares issued upon conversion of Series A Convertible Preferred Stock in connection with the company's direct listing, plus 905,658 shares issuable upon exercise of warrants. The filing is a passive investment disclosure under Rule 13d-1(c) and does not indicate any intent to change or influence control of the issuer.

• · The filing is made pursuant to Rule 13d-1(c), indicating a passive investment intent.
• · Sachem Head Funds are prohibited from exercising warrants to the extent it would result in beneficial ownership exceeding 9.99% of outstanding Class A common stock (Ownership Limitation).
• · As of the filing date, no shares issuable upon exercise of warrants are excluded due to the Ownership Limitation.
• · The company was formerly known as Arbelco Inc. and changed its name on January 10, 2024.
• · Ionic Digital Inc. is classified under SIC 6199 (Finance Services) and is incorporated in Delaware.

24-07-2026

Elad Shohat and X S.E. Security and Defense Ltd. filed a Schedule 13D disclosing beneficial ownership of 168,479 shares of T3 Defense Inc. (formerly Nukkleus Inc.) common stock, representing 16.67% of the 1,010,495 shares outstanding as of July 6, 2026, after a 1:125 reverse split. The shares were acquired in exchange for 60% of Project 35 Ltd., a $1,250,000 promissory note, and assumption of a $2,500,000 investment undertaking. The Reporting Persons are in discussions with the issuer regarding a potential acquisition of an additional equity interest in another asset, which could involve further share issuance.

• · The 1:125 reverse split was effectuated on July 20, 2026.
• · Reporting Persons have sole voting and dispositive power over all 168,479 shares.
• · No transactions in the common stock were effected by the Reporting Persons in the past 60 days.
• · The Reporting Persons may acquire additional shares in open market or private transactions, or dispose of shares subject to lock-up/registration requirements.
• · Neither Reporting Person has been convicted in any criminal proceeding or been party to a securities-related civil proceeding in the past five years.

24-07-2026

Divisadero Street Capital Management, LP and related entities filed a Schedule 13G with the SEC on July 24, 2026, disclosing beneficial ownership of 3,072,985 shares of Beta Bionics, Inc. (BBNX) common stock, representing 6.9% of the outstanding shares. The filing indicates the shares are held for investment purposes and not to influence control of the company.

• · The filing was made pursuant to Rule 13d-1(c), indicating the filer is a passive investor.
• · Divisadero Street Partners, L.P. directly owns 2,612,985 shares (5.9%), while other advisory clients own the remaining shares.
• · William Zolezzi and Divisadero Street Capital, LLC are identified as control persons of Divisadero Street Capital Management, LP.
• · Each reporting person disclaims beneficial ownership except to the extent of their pecuniary interest.

24-07-2026

Cleveland Capital Management, L.L.C. and its affiliates filed an amended Schedule 13G with the SEC on July 24, 2026, disclosing aggregate beneficial ownership of 1,521,809 shares of Flux Power Holdings, Inc. common stock, representing 7.1% of the outstanding shares. The filing indicates that the group's holdings are unchanged from the prior filing, with no acquisitions or dispositions reported, and the investment is passive in nature.

• · This is Amendment No. 10 to the Schedule 13G, indicating ongoing periodic reporting.
• · All reporting persons disclaim beneficial ownership except for their pecuniary interest.
• · The filing is made pursuant to Rule 13d-1(c), confirming passive investment intent.
• · No securities were acquired or disposed of during the reporting period; holdings are unchanged from the prior filing.

24-07-2026

Bellevue Capital Partners, LLC and related entities filed an amended Schedule 13D with the SEC on July 24, 2026, disclosing that Nicholas S. Schorsch beneficially owns 15,988,273 shares (7.5%) of Global Net Lease, Inc. common stock. The filing details open market sales of 2,970,911 shares by MWM PIC, LLC between May 26 and June 29, 2026, at weighted average prices declining from $9.47 to $8.89 per share, indicating a reduction in the reporting group's aggregate position from prior levels.

• · The filing is Amendment No. 4 to the original Schedule 13D filed on May 6, 2026.
• · The sales occurred over 11 trading days with the largest single-day sale of 500,000 shares on both June 18 and June 29, 2026.
• · The weighted average sale price declined from $9.47 on May 26 to $8.89 on June 29, a drop of approximately 6.1% over the period.
• · Other entities in the group (MWM I, LLC, AR Capital LLC, American Realty Capital Global II Special LP LLC) each hold less than 0.1% of GNL common stock.

24-07-2026

Cleveland Capital Management, L.L.C. and related parties filed an amended Schedule 13G with the SEC, disclosing beneficial ownership of 1,540,766 shares of Virco Mfg. Corporation common stock, representing 9.8% of the outstanding shares. Wade Massad individually holds an additional 49,946 shares, bringing his total beneficial ownership to 1,590,712 shares, or 10.1% of the company. The filing indicates the securities are held for investment purposes and not with the intent to change or influence control of the issuer.

• · The filing is an amendment (Schedule 13G/A) filed on July 24, 2026, with a date of event as of June 4, 2026.
• · The securities are directly owned by an advisory client of Cleveland Capital Management, L.L.C., and by one of its control persons.
• · Each reporting person disclaims beneficial ownership except to the extent of their pecuniary interest.
• · The filing certifies the securities were not acquired to change or influence control of the issuer.

24-07-2026

Wendy Grey and Greyt Ventures, LLC filed an amended Schedule 13D disclosing beneficial ownership of 2,117,500 shares of Zeo ScientifiX, Inc. common stock (23.88% of voting power) plus 50 shares of Series C Preferred Stock providing an additional 25.5% voting power, for aggregate voting power of 49.38%. The filing details recent grants of restricted stock and stock options, but notes no definite plans to acquire or dispose of additional shares.

• · Restricted stock grant of 175,000 shares on January 14, 2026, with 87,500 shares vesting on July 14, 2026.
• · Stock option grant of 625,000 shares on June 10, 2026 under the 2021 Equity Incentive Plan.
• · Warrants held by the Reporting Person for 1,155,000 shares of common stock.
• · Reporting Person has sole voting and dispositive power over all 2,117,500 shares.
• · No contracts, arrangements, or understandings with any other person regarding the securities.

24-07-2026

Apeiron Investment Group Ltd. and related entities, including Christian Angermayer, filed an amended Schedule 13D disclosing beneficial ownership of 35,945,876 shares of Enhanced Group Inc. (formerly AParadise Acquisition Corp.) Class A Common Stock, representing 26.6% of the outstanding shares. On July 22, 2026, the first tranche of a previously disclosed Purchase Agreement closed, resulting in Apeiron receiving 3,020,565 shares and accompanying warrants. The filing shows a significant concentrated ownership position but no recent transactions beyond the purchase agreement closing.

• · The filing is Amendment No. 2 to Schedule 13D, originally filed May 14, 2026.
• · Reporting persons disclaim beneficial ownership of Class B Common Stock (258,837,933 shares).
• · Christian Angermayer is the sole voting shareholder of Apeiron Investment Group Ltd., which controls the chain of ownership.
• · No transactions in Class A Common Stock were effected since Amendment No. 1, except the purchase agreement closing.

24-07-2026

Redmile Group, LLC and related entities filed Amendment No. 3 to Schedule 13D with the SEC on July 24, 2026, reporting the cashless exercise of pre-funded warrants to acquire 195,151 shares of Atara Biotherapeutics common stock on July 16, 2026. Following the exercise, Redmile Group and Jeremy Green continue to beneficially own 950,994 shares (9.9% of the class), while Redmile Strategic Long Only Trading Sub, Ltd. saw its direct holdings increase to 87,759 shares but fell below the 5% beneficial ownership threshold as of July 22, 2026.

• · Redmile Long Only's beneficial ownership fell to 4.2% (401,901 shares), dropping below the 5% threshold as of July 22, 2026.
• · The warrant exercise was a cashless exercise; 53 shares were withheld from RBI II and 7 from Redmile Long Only to cover the exercise price.
• · The Redmile Funds still hold warrants exercisable into up to 3,217,632 shares, but the 9.99% beneficial ownership limitation caps immediate issuance at 314,142 additional shares.
• · No other reportable transactions were effected by any Reporting Persons during the past 60 days.

24-07-2026

Simeon A. Thibeaux filed a Schedule 13G/A with the SEC on July 24, 2026, disclosing beneficial ownership of 200,000 shares of Red River Bancshares Inc. common stock, representing 3.0% of the outstanding shares. The shares are held through two trusts (JCSJ Trust and AKS Trust) for which Thibeaux serves as sole trustee. The filing indicates no change in the reported position from the prior period, reflecting a flat ownership stake.

• · The 200,000 shares are split equally: 100,000 shares held by the John Charles Simpson Jr. Trust and 100,000 shares held by the Angela Katherine Simpson Trust.
• · Simeon A. Thibeaux disclaims beneficial ownership except to the extent of his pecuniary interest.
• · The filing is made pursuant to Rule 13d-1(c), indicating the filer is not an activist investor seeking control.

24-07-2026

Baillie Gifford & Co filed an amended Schedule 13G with the SEC on July 24, 2026, reporting beneficial ownership of 3,658,205 Class A Common Shares of Atlassian Corp, representing 2.29% of shares outstanding. The filing indicates a decrease from the prior reported 3,170,316 shares (though the 13G/A shows sole voting power of 3,170,316 and sole dispositive power of 3,658,205), reflecting a net reduction in Baillie Gifford's stake compared to earlier filings.

• · Baillie Gifford & Co is an investment adviser based in Edinburgh, Scotland.
• · The filing is made pursuant to Rule 13d-1(b) under the Securities Exchange Act of 1934.
• · Baillie Gifford certifies the securities were acquired in the ordinary course of business and not to change or influence control of the issuer.
• · The filing includes a certification that the foreign regulatory scheme applicable to the investment adviser is substantially comparable to the U.S. regulatory scheme.