US Activist Hedge Fund Institutional SEC 13D 13G — October 21, 2026

21-10-2026

Holcim Ltd. and its subsidiary Inversiones ASPI S.A. filed Amendment No. 3 to Schedule 13D disclosing that on October 21, 2026 Inversiones commenced a cash tender offer for any and all outstanding common shares and ADSs of Cementos Pacasmayo S.A.A. at S/ 8.93 per share and S/ 44.65 per ADS, via concurrent U.S. and Peruvian offers expiring November 20, 2026. The reporting persons already beneficially own 211,985,547 shares (50.01%); if fully subscribed, Inversiones would acquire approximately 211,882,902 further shares (about 49.99%), bringing combined ownership to 100% of the outstanding shares. The offer is not subject to a financing condition or minimum tender threshold, so the outcome is a potential take-private of the issuer.

• · U.S. Offer and Peru Offer both expire at 4:00 p.m. (New York and Lima time, respectively) on November 20, 2026, unless extended
• · Offer is not subject to any financing condition and not conditioned on a minimum number of shares tendered
• · Company must file a Schedule 14D-9 within 10 business days of commencement stating whether it recommends acceptance, rejection, or remains neutral
• · Offer Price for U.S. holders will be converted from Soles to U.S. dollars and deposited with the U.S. tender agent on the second trading day after expiration
• · Amendment No. 3 supplements prior amendments filed April 4, 2026, June 17, 2026, and October 16, 2026

21-10-2026

BVF-affiliated reporting persons, led by Biotechnology Value Fund, L.P. and related entities, filed a Schedule 13G disclosing beneficial ownership of 500,000 Class A ordinary shares of Frazier Life Sciences Acquisition Corp. II as of October 21, 2026, equal to approximately 6.4% of outstanding shares. The filing is a passive Rule 13d-1(c) disclosure with a certification that the securities were not acquired to influence control of the issuer. No transaction, acquisition, or regulatory action is described.

• · Filing is made under Rule 13d-1(c) as a passive investor, with the certification that the shares are not held to change or influence control of the issuer.
• · The event date for the reported position is October 14, 2026, per the cover page, while ownership percentages are calculated as of the close of business on October 21, 2026.
• · Partners, BVF Inc., and Mr. Lampert disclaim beneficial ownership of shares held by the funds except to the extent of their pecuniary interest; less than 1% of outstanding shares are held in the Partners Managed Account.
• · The filing is a joint filing under a Joint Filing Agreement (Exhibit 99.1) dated October 21, 2026, under Rule 13d-1(k)(1).

21-10-2026

Citadel Securities GP LLC and related Citadel entities, including Kenneth Griffin, filed a joint Schedule 13G reporting beneficial ownership of 22,912,250 shares of Cipher Digital Inc. (formerly Cipher Mining Inc., ticker CIFRW) as of October 14, 2026, equal to approximately 5.5% of outstanding shares. The filing is a passive-investor disclosure under Rule 13d-1(c) and includes a certification that the shares were not acquired to influence control of the issuer. No acquisition, sale, or change in control is described.

• · Filing is a Schedule 13G under Rule 13d-1(c), indicating a passive, non-control intent certified by the filers
• · Event date of October 14, 2026 differs from the October 21, 2026 filing date; holdings are reported as of market open on October 21, 2026
• · Issuer share count of 415,030,722 is taken from the August 2026 Form 10-Q, so percentages reflect that denominator
• · Filing is a joint filing with a Joint Filing Agreement (Exhibit 99.1) covering all six reporting persons
• · Holdings are held through Citadel Securities LLC, Citadel Multi-Asset Master Fund Ltd., Citadel Securities Principal Strategies LLC and CRBU Holdings LLC; sole/shared voting and dispositive power is disclosed as shared dispositive/voting power only

21-10-2026

Saba Capital Management, L.P., its general partner Saba Capital Management GP, LLC, and Boaz R. Weinstein jointly filed a Schedule 13D disclosing beneficial ownership of 745,595 common shares of Blackstone Long-Short Credit Income Fund (BGX), representing 5.87% of outstanding shares. The Reporting Persons state the shares were acquired for investment because they believe the stock trades at an attractive discount to net asset value, and they reserve the right to pursue board changes, buybacks, tenders, liquidation, or changes to governance, strategy, or investment manager. Open-market purchases over the prior sixty days were made at prices between roughly $10.39 and $10.70 per share.

• · Reporting Persons may seek share buy-backs, tenders, liquidation, or a change of investment manager (which may be Saba itself)
• · Reporting Persons may nominate Board candidates or make shareholder proposals
• · Purchase prices in Schedule A ranged from $10.39 to $10.70 per share, with the largest single buy of 95,771 shares on 9/22/2026 at $10.70
• · Shares were acquired using subscription proceeds, capital appreciation, and margin account borrowings, with the margin collateral not separately quantified

21-10-2026

Baillie Gifford & Co, an investment adviser, filed an amended Schedule 13G reporting beneficial ownership of 37,150,679 American Depositary Shares (ADS) of Sea Ltd as of September 30, 2026, equal to approximately 6.6% of the class. Of this position, 27,415,507 ADS (about 6.55%) are held with sole voting power and 37,150,679 with sole dispositive power, with no shared voting or dispositive power reported. The filing is a passive ownership disclosure made under Rule 13d-1(b) and does not indicate any intent to influence control of the issuer.

• · Filing is an amendment (SCHEDULE 13G/A) for event date 09/30/2026, filed 10/21/2026 under Rule 13d-1(b), the institutional investor passive-holder category.
• · Baillie Gifford reports shared voting and dispositive power as zero; all reported positions are held by it as investment adviser on behalf of advisory clients, which may include registered investment companies, pension funds, and employee benefit plans.
• · Each ADS represents one ordinary share of Sea Ltd, and the filing's CUSIP is 81141R100.
• · Filer certifies the securities were acquired in the ordinary course of business and not for the purpose of changing or influencing control of the issuer.

21-10-2026

Baillie Gifford & Co, an Edinburgh-based investment adviser, filed an amended Schedule 13G reporting beneficial ownership of 46,531,715 shares of QXO, Inc. common stock (CUSIP 82846H405) as of September 30, 2026, representing approximately 4.49% of the class. The filing reports sole voting power over 25,332,227 shares and sole dispositive power over 46,531,715 shares, and is made under Rule 13d-1(b) as a passive institutional holding certification.

• · Filing is a Schedule 13G/A amendment, with the reporting person certifying the holding is in the ordinary course of business and not for the purpose of influencing control of the issuer
• · Baillie Gifford is classified as an Investment Adviser (IA) under Rule 13d-1(b), with the foreign regulatory scheme certified as substantially comparable to U.S. requirements
• · Filing references the prior filing accession number 0001088875-26-000048 and the event date of 09/30/2026

21-10-2026

Baillie Gifford & Co. filed an amended Schedule 13G reporting beneficial ownership of 11,403,276 Savers Value Village, Inc. (SVV) ordinary shares, representing 7.4% of the class as of 09/30/2026. Of these, 6,517,229 shares are held with sole voting power and 11,403,276 with sole dispositive power, with no shared voting or dispositive power reported. The filing is made under Rule 13d-1(b) by an investment adviser acting for institutional and fund clients, and the reporting person certifies the holdings were acquired in the ordinary course without intent to influence control.

• · Filing is an amendment (SCHEDULE 13G/A) with event date 09/30/2026 and signature date 10/14/2026, filed to SEC on 10/21/2026
• · Reporting person is classified as an investment adviser (IA) filing under Rule 13d-1(b), with no shared voting or dispositive power
• · Holdings may be held through investment adviser subsidiaries such as Baillie Gifford Overseas Limited on behalf of registered investment companies, pension funds, and other institutional clients
• · Filing is a passive-investor disclosure; the certification states holdings are not intended to change or influence control of SVV

21-10-2026

Chris Mayer and CL Investment Group LLC filed a Schedule 13D reporting beneficial ownership of 478,281 shares of Polar Power, Inc. (POLA) common stock, or 9.99% of the class after the 9.99% beneficial ownership limitation. The position stems from August 2026 purchases of Series A Convertible Preferred Stock ($833,000 stated value for $749,700), warrants for 227,182 shares at $1.65, and a $82,500 convertible note acquired for $75,000. Mr. Mayer was also appointed Co-Chief Executive Officer of the Issuer on October 6, 2026, and CL Investment has the right to designate a board member, which it used to designate director Lewis Wilks.

• · Warrants for 227,182 shares at $1.65 exercisable any time and expiring on the third anniversary of issuance
• · Series A Preferred conversion priced at 90% of lowest VWAP over seven trading days preceding conversion, subject to a floor price
• · Reporting persons state the securities were acquired for investment purposes and they intend to review their investment on a continuing basis
• · Mr. Mayer's role as Co-CEO may lead him to influence capital raising, financings, acquisitions, dispositions or other strategic transactions
• · Filing states no transactions in Common Stock by the Reporting Persons in the past 60 days other than the August 2026 acquisitions described above
• · Joint filing exhibit (Exhibit 99.1) lists Joint Filing Agreement date as [X], 2026 and Exhibit 99.6 incorporation reference is also a placeholder

21-10-2026

Royce & Associates LP filed Amendment No. 7 to Schedule 13G reporting beneficial ownership of 1,641,130 shares of J.Jill, Inc. common stock as of September 30, 2026, representing 11.04% of the outstanding class. The filing is made under Rule 13d-1(d) by an investment adviser that holds the position for client accounts and certifies it is not held with the purpose of influencing control of the issuer. The filing contains no information on price, transaction value, or change from the prior reported position.

• · Filing is an amendment (SC 13G/A) under Rule 13d-1(d), indicating a passive, exempt-investor reporting basis for holdings above 5%.
• · Royce & Associates LP is an indirect majority-owned subsidiary of Franklin Resources, Inc.; the filing states beneficial ownership is not attributed to the Johnson principal shareholders.
• · The reporting entity disclaims any pecuniary interest in the reported securities and disclaims group status with affiliates.

21-10-2026

Rory William Brown filed a Schedule 13G reporting beneficial ownership of 2,134,548 shares of SPAR Group, Inc. (SGRP) common stock as of October 20, 2026, representing approximately 7.5% of the 28,398,560 shares outstanding as of August 6, 2026. The filing is a passive ownership disclosure under Rule 13d-1(c) with the reporting person certifying no intent to influence control of the issuer.

• · The reporting person holds sole voting and dispositive power over all reported shares, and dividends/sale proceeds from trust-held shares are payable directly to the respective trusts rather than to him personally.
• · The filing states the reporting person is not a member of a group, and the certification indicates the shares are held without the purpose or effect of changing or influencing control.
• · The filing lists a 05/31/2011 event date in the cover page while the holdings are reported as of October 20, 2026, and is filed under Rule 13d-1(c).

21-10-2026

Royce & Associates LP filed an amended Schedule 13G reporting beneficial ownership of 1,315,057 shares of OptimizeRx Corp (OPRX) common stock, representing 6.98% of the outstanding class as of September 30, 2026. The filing is made under Rule 13d-1(d) by an investment adviser that holds sole voting and dispositive power over the reported shares, and it includes a certification that the securities are held in the ordinary course of business and not for the purpose of influencing control of the issuer. No change in control intent or transaction is described in the filing.

• · Filing is a Schedule 13G/A (amendment) with event date September 30, 2026, filed October 21, 2026 under Rule 13d-1(d), indicating a passive, exempt-investor reporting basis
• · Royce & Associates LP is an indirect majority-owned subsidiary of Franklin Resources, Inc.; beneficial ownership is reported separately from FRI affiliates and the Johnson principal shareholders, who disclaim attribution
• · Reporting person disclaims any pecuniary interest in the securities and any group membership under Rule 13d-5

21-10-2026

Royce & Associates, LP (an indirect majority-owned subsidiary of Franklin Resources, Inc.) filed a Schedule 13G reporting beneficial ownership of 1,687,252 shares of Vera Bradley, Inc. common stock, representing 5.88% of the class, as of September 30, 2026. The filing is made as a passive investment adviser under Rule 13d-1(d), with sole voting and dispositive power over the reported shares and an express disclaimer of control intent. This is a routine beneficial ownership disclosure with no reported transaction, activist intent, or change in control.

• · Event date (as of) is September 30, 2026; filing date is October 21, 2026
• · Filing made under Rule 13d-1(d), indicating a passive ownership exemption rather than a 13D control-intent filing
• · Royce & Associates LP reports sole voting and sole investment discretion over all 1,687,252 shares; no shared power reported
• · Filer disclaims pecuniary interest and beneficial ownership attribution to Franklin Resources principal shareholders

21-10-2026

CK Amarillo LP, together with affiliated Certares and Knighthead entities, filed Amendment No. 13 to its Schedule 13D disclosing a joint venture formed October 16, 2026 with Hertz Global Holdings for Oro Mobility Holdings LLC. The JV Investors agreed to buy Class A Common Units representing 50% of voting units and approximately 15.86% of common units for about $80.89 million, and Hertz agreed to repurchase about $51.1 million of Exchangeable Notes held by affiliated funds for about $20.86 million (a 60% discount to par). The reporting persons beneficially own 181,455,469 shares, or 50.9% of Hertz common stock, and the filing reports no sole voting or dispositive power, with shared power over all reported shares.

• · Reporting persons' 50.9% stake is calculated against 356,451,393 shares outstanding as of July 30, 2026 per the Issuer's August 6, 2026 10-Q
• · The LLC Agreement became effective October 19, 2026, and the Purchase Agreement and LLC Agreement are incorporated by reference from Hertz's October 20, 2026 Form 8-K
• · This is Amendment No. 13, following Amendment No. 12 filed October 5, 2026
• · Reporting persons disclose sole voting and dispositive power as 0 and shared power over all 181,455,469 shares

21-10-2026

Jane Street Group, LLC filed a Schedule 13G (LIVE) reporting beneficial ownership of 3,778,124 Class A shares of Camping World Holdings, Inc. (CWH), representing 5.9% of the class as of 10/15/2026. The filing is made under Rule 13d-1(c), and the reporting persons certify the shares were not acquired for the purpose of changing or influencing control of the issuer. The filing does not indicate a transaction, acquisition deal, or regulatory action.

• · Event date of ownership reported as 10/15/2026; filing date 10/21/2026
• · Filing type is LIVE Schedule 13G under Rule 13d-1(c), a passive-investor filing
• · Jane Street Capital, LLC (broker-dealer, 4.9%) and Jane Street Global Trading, LLC (other, 1.0%) are subsidiaries reported within the group
• · Certification states shares are not held for the purpose of changing or influencing control of the issuer

21-10-2026

Kenneth Rickel filed an amended Schedule 13G reporting beneficial ownership of 7,250,000 shares of Hepion Pharmaceuticals, Inc. common stock, equal to 7.2% of outstanding shares, as of October 20, 2026. The position includes 2,000,000 shares issuable upon exercise of warrants, and the filer reports sole voting and dispositive power with no shared power. The filing is a passive-investor disclosure under Rule 13d-1(c), with the filer certifying the shares are not held to influence control of the issuer.

• · Filing made under Rule 13d-1(c), indicating a passive investor certification rather than an active control intent
• · Reporting person holds sole voting and sole dispositive power over all 7,250,000 shares
• · Filing type is an amendment (LIVE) to a prior Schedule 13G, with the event date of 10/20/2026
• · Hepion's business address is 34 Shrewsbury Ave., Suite 1D, Red Bank, NJ 07701, and the company was formerly named ContraVir Pharmaceuticals, Inc.

21-10-2026

KCM Capital Inc., its controlled AMC Fund, L.P., and Kent C. McCarthy jointly filed a Schedule 13G/A reporting beneficial ownership of 4,725,000 shares of New ERA Energy & Digital, Inc. (NUAIW), equal to 4.4% of the class. The position consists of 2,600,000 shares of common stock plus 2,125,000 shares issuable on currently exercisable call options. The filing is a passive holding disclosure certifying the securities were not acquired to influence control.

• · Reporting persons certify the securities are held passively, not to change or influence control of the issuer.
• · AMC does not hold voting or dispositive power over the shares underlying the call options.
• · Filing is a joint Schedule 13G under Rule 13d-1(c); the joint filing agreement was previously filed as Exhibit 1 to a 13G on September 1, 2026.
• · Event date for the reported position is October 19, 2026.

21-10-2026

Amendment No. 3 to Schedule 13D reports that Sealbond Limited, with affiliates CK Life Sciences Int'l. (Holdings) Inc. and Conjoint Inc., beneficially owns 24,664,971 shares (72.3%) of Dogwood Therapeutics (DWTX) common stock, following a October 19, 2026 subscription agreement to buy 4,098,360 newly issued shares at $1.22 per share (about $5.0 million) with closing expected by October 29, 2026. The filing also discloses a registration rights agreement requiring the company to file a resale registration statement within 15 days. Sealbond's direct stake is 63.9% and Conjoint's is 8.3%, and the reporting persons report no open-market transactions in the past 60 days.

• · Sealbond's indemnification obligation to the company is limited to proceeds it receives from sale of the registrable securities
• · Company bears registration fees and expenses; Sealbond bears selling expenses
• · Filing references Form 8-K exhibits 10.1 and 10.2 dated October 19, 2026 for the full agreements
• · Filing cites an original 13D from October 15, 2024 and amendments from March 17, 2025 and November 25, 2025

21-10-2026

S.H.N. Financial Investments Ltd. filed a Schedule 13G reporting beneficial ownership of 148,322 shares of INLIF Ltd (Class A Ordinary Shares, including 3,322 Pre-Funded Warrants), representing 9.99% of the Class A shares outstanding after an October 2026 offering. The filing is made under Rule 13d-1(c) as a passive investor, with a certification that the securities were not acquired to influence control of the issuer.

• · Event date of the reportable transaction is 10/19/2026, with the filing made 10/21/2026
• · Reporting person's holdings are substantially constrained by a 9.99% beneficial ownership limitation, with roughly 2.5 million additional warrant and pre-funded warrant shares excluded from the reported figure
• · Mr. Shamir disclaims beneficial ownership of the reported securities for all purposes other than Section 13(d)
• · Filing is a Rule 13d-1(c) passive investor certification, not an activist or control-seeking filing

21-10-2026

Ting Yang filed Amendment No. 3 to Schedule 13D on Indaptus Therapeutics (INDP), reporting beneficial ownership of 9,948,173 shares of common stock, or approximately 6.48% of outstanding shares, after selling an aggregate of 1,301,827 shares in open-market unsolicited transactions between August 6 and September 24, 2026. The filing reflects a reduction from the 11,250,000 shares originally acquired at the March 23, 2026 closing under the March 19, 2026 Securities Purchase Agreement. Percentage calculations are based on 153,581,298 shares outstanding, including shares tied to an October 16, 2026 private placement.

• · Sales occurred at prices ranging from roughly $1.08 to $4.00 per share between August and September 2026, with the largest single-day sales concentrated in late August and early September
• · The reporting person has sole voting and dispositive power over all 9,948,173 shares with no shared power
• · The original Schedule 13D was filed March 30, 2026, and this is Amendment No. 3

21-10-2026

Orca Capital AG filed a Schedule 13G reporting beneficial ownership of 6,468,505 ordinary shares of WF Holding Ltd (WFF), representing 9.9% of outstanding shares as of October 14, 2026, under Rule 13d-1(c) as a passive investor. The percentage is calculated on 62,869,934 shares outstanding after the issuer's registered offering (Prospectus Supplement filed October 15, 2026) and excludes warrants for 36,000,000 shares that are subject to a 9.99% beneficial ownership blocker. The filing states the securities were not acquired to influence or change control of the issuer.

• · Filing was made under Rule 13d-1(c), indicating a passive investor certification rather than an active control intent
• · Orca Capital AG reports sole voting and dispositive power over all 6,468,505 shares, with no shared power
• · Warrants held would otherwise convert into 36,000,000 additional shares, far exceeding the reported stake, but are capped by the 9.99% blocker
• · Event date of October 14, 2026 precedes the filing date of October 21, 2026

21-10-2026

Millennium Management LLC, Millennium Group Management LLC, and Israel A. Englander filed a joint Schedule 13G/A reporting beneficial ownership of 1,159,987 shares of LENZ Therapeutics, Inc. (LENZ) common stock as of September 30, 2026, representing approximately 3.7% of the class. The filing is made under Rule 13d-1(c), a passive-investor certification that the securities were not acquired and are not held to change or influence control of the issuer. No change in control intent or transaction-specific action is disclosed.

• · Holdings are reported with shared voting and dispositive power only; sole power is zero for all three filers.
• · Filers disclaim beneficial ownership of securities held by affiliated investment entities, per a footnote in the filing.
• · Filing is a joint filing under Rule 13d-1(k) with a Joint Filing Agreement dated October 20, 2026.
• · Filing was submitted under the 'LIVE' amendment status with an event date of 09/30/2026 and a filing date of October 21, 2026.

21-10-2026

Clearthink Capital Partners, LLC filed a Schedule 13G reporting beneficial ownership of 1,750,468 shares of Common Stock of Specificity, Inc. (SPTY), representing 9.9% of outstanding shares as of 10/16/2026. The filer certifies the position is held in the ordinary course of business and not for the purpose of influencing control of the issuer. The filing was signed by Managing Member Stephen Hart on 10/21/2026.

• · Filing made under Rule 13d-1(b), indicating a passive institutional investor filing rather than an activist 13D
• · Filer reports sole voting and sole dispositive power over all 1,750,468 shares, with no shared power
• · Filing type is a LIVE Schedule 13G, meaning it reflects a current position subject to future amendment
• · Clearthink Capital Partners is a Delaware entity with a New York address (10 Times Square, 3rd Floor), while the filing lists the principal address of the filer at 210 West 77th Street, New York, NY 10024
• · Issuer address listed as Lakewood Ranch, FL, while the company's business address in the SEC header is Tampa, FL

21-10-2026

1832 Asset Management L.P., together with its affiliates MD Financial Management Inc. and Scotia Capital Inc. (all Scotiabank-related entities), filed a Schedule 13G on October 21, 2026 disclosing beneficial ownership of FirstService Corp (FSV) common shares as of September 30, 2026. The reporting group holds an aggregate of 2,188,987 shares, representing approximately 5.013% of the class, with 1832 Asset Management L.P. holding the majority (2,056,214 shares, 4.7%). The filing is a passive institutional disclosure under Rule 13d-1(b), certifying the holdings were acquired in the ordinary course of business and not for the purpose of influencing control.

• · Filing type is Schedule 13G (LIVE), event date 09/30/2026, filed under Rule 13d-1(b) by institutional investors
• · Reporting persons are classified as FI (financial institutions); 1832 Asset Management L.P. is an investment adviser, Scotia Capital Inc. is a broker-dealer
• · Reporting group holds sole voting and dispositive power over all reported shares; no shared voting or dispositive power is reported
• · Filing was signed 10/20/2026 and submitted with a Power of Attorney exhibit (EX-99.16)
• · Filer's reported ownership of approximately 5.0% exceeds the 5% threshold that triggers the Schedule 13G obligation for passive institutional holders

21-10-2026

Sachem Head Capital Management LP and affiliated reporting persons filed a Schedule 13D disclosing beneficial ownership of 4,500,125 shares of Ionic Digital Inc. Class A Common Stock, or approximately 9.99% of the class, including 50,125 shares issuable on warrant exercise. The position was built through a June 26, 2026 private placement of Series A Convertible Preferred Stock (approximately $120 million) plus about 2,185,850 shares bought in open-market transactions for roughly $142.2 million, and the filer states it views the position as an attractive investment and intends to engage with management and the board on strategy, governance and board composition.

• · Lock-up on Lock-Up Securities runs 180 days from July 28, 2026, but does not apply to open-market shares; sales above $70.00 per share release a pro rata portion of lock-up warrants
• · Lock-Down Election irrevocably fixes the 9.99% Ownership Limitation on the Sachem Head Funds' warrants
• · Percentages are based on 44,996,175 Class A shares outstanding as of August 25, 2026 per the Q2 2026 Form 10-Q
• · Filer reserves the right to buy more shares, sell, hedge, or change its intentions, and to engage on governance and board composition

21-10-2026

Hampton Financial Corp. and its Chairman/CEO Peter M. Deeb filed a Schedule 13D disclosing beneficial ownership of 325,000 common shares of Icon Energy Corp. (ICON), or 9.0% of outstanding shares, acquired with $406,250 of working capital. The filing attaches a September 28, 2026 letter to ICON's CFO alleging that common shareholders have lost more than 95% of their investment through dilution, reverse splits, and PIK dividends on Preferred A shares, and proposing a preferred share exchange, a special common stock dividend, and a board seat for a Hampton-recommended director, with a response requested by October 5, 2026. The filing is largely negative toward the company's current governance and capital management, while noting no transactions in the prior 60 days.

• · Hampton's letter alleges that ICON's April 2026 Management Agreement with Ismini has little performance criteria and an exorbitant termination cost
• · Hampton alleges the board declared PIK dividends on Preferred A shares despite weak financial performance and possible solvency concerns
• · Hampton states it may take steps at its discretion to protect its investment if the proposal is declined
• · Hampton disclosed a prior CIRO fine and a separate suspension of Mr. Deeb, which is under appeal
• · Hampton states it reserves the right to acquire or dispose of additional ICON securities

21-10-2026

Moshe Mizrahy filed Amendment No. 6 to his Schedule 13D on InMode Ltd. (INMD) to report that the tender/exchange offer associated with M.N. Business Strategy expired at 11:59 p.m. New York time on September 15, 2026 and was not further extended. The filing reports beneficial ownership of 4,299,226 ordinary shares (7.90% of the class), all held with sole voting and dispositive power. No new acquisitions or dispositions are described in the amendment text.

• · Amendment No. 6 amends Items 4 and 7 of the Schedule 13D; prior amendments were filed January 16, 2025, March 13, 2025, March 9, 2026, April 9, 2026, June 24, 2026 and August 5, 2026
• · Exhibit 99.2 is an expiration letter delivered to the Issuer on September 15, 2026
• · Reporting Person holds shares with sole voting and sole dispositive power; source of funds listed as PF (personal funds)

21-10-2026

Lin Yi-Chien filed an amended Schedule 13G reporting beneficial ownership of 148,000 shares of Beyond Air, Inc. (XAIR) common stock as of October 12, 2026, representing 8.9% of the outstanding shares. The reported decline from 14.8% is attributed to an increase in the issuer's shares outstanding to 1,665,482 rather than any sale by the reporting person, and the filer states they are no longer subject to Section 16 as a 10% beneficial owner. The filing is a passive, Rule 13d-1(c) disclosure with no stated intent to influence control.

• · The filer certifies the securities were not acquired for the purpose of changing or influencing control of the issuer
• · Filing is made under Rule 13d-1(c) and marked as a LIVE amendment (Form type SCHEDULE 13G/A)
• · Filer reports sole voting and sole dispositive power over all 148,000 shares
• · Filer's address is Rancho Palos Verdes, CA; issuer is headquartered in Garden City, NY

21-10-2026

Pzena Investment Management, LLC filed an amended Schedule 13G reporting beneficial ownership of 4,986,453 shares of Advance Auto Parts Inc (AAP) common stock as of September 30, 2026, representing 8.3% of the class. The filing reports sole voting power over 4,262,667 shares and sole dispositive power over 4,986,453 shares, and is made by Pzena as a passive investment adviser under Rule 13d-1(b) with a certification that the holdings are not intended to influence control.

• · Filing type is Schedule 13G/A (LIVE), filed under Rule 13d-1(b) by an investment adviser (IA), indicating a passive, ordinary-course holding rather than an activist stake
• · Pzena has no shared voting or dispositive power; 0 shares reported under shared categories
• · Clients of Pzena hold the right to receive dividends or sale proceeds; no single client's interest exceeds 5% of the class
• · Reporting date for holdings is 09/30/2026; filing date is 10/21/2026

21-10-2026

Baillie Gifford & Co. filed an amended Schedule 13G reporting beneficial ownership of 53,827,980 Class A shares of Samsara Inc. (IOT), representing approximately 14.16% of the class as of September 30, 2026. Of these, 31,639,923 shares are reported with sole voting power and 53,827,980 with sole dispositive power, and the filing is made under Rule 13d-1(b) as a passive institutional investor. The filing reports the stake and does not describe any change in intent, control, or a specific transaction.

• · Filing is a Schedule 13G/A (amendment) filed October 21, 2026 under Rule 13d-1(b), reflecting an institutional investment adviser filer (type IA) based in Edinburgh, Scotland
• · Reported holdings are held on behalf of advisory clients, which may include registered investment companies, employee benefit plans, pension funds, and other institutional clients
• · Filer certifies the shares were acquired in the ordinary course of business and not for the purpose of changing or influencing control of the issuer
• · Filing references the prior Schedule 13G/A accession 0001088875-23-000079, indicating a longstanding reporting relationship

21-10-2026

Baillie Gifford & Co, a UK-based investment adviser, filed an amended Schedule 13G reporting beneficial ownership of 7,092,609 Class A shares of Reddit, Inc. (RDDT) as of September 30, 2026, equal to approximately 4.9% of the class. The filing reports sole voting power over 3,308,800 shares and sole dispositive power over 7,092,609 shares, and is filed under Rule 13d-1(b) as a passive institutional holder. No change in control intent is asserted.

• · Filing is an amendment (SCHEDULE 13G/A) to a prior Baillie Gifford filing, with the event date as of 09/30/2026 and signed 10/20/2026
• · Baillie Gifford files as an Investment Adviser (IA) under Rule 13d-1(b), certifying holdings are in the ordinary course of business and not for control purposes
• · Filing references the foreign regulatory scheme as substantially comparable to U.S. institutions, a Baillie Gifford (Edinburgh, UK) certification
• · Shares are CUSIP 75734B100 (Reddit Class A Common Stock)

21-10-2026

Royce & Associates LP filed an amended Schedule 13G (Rule 13d-1(d)) reporting beneficial ownership of 30,000 shares of Inseego Corp. common stock as of September 30, 2026, representing approximately 0.18% of the outstanding class. RALP reports sole voting and dispositive power over the position and states the shares are held in the ordinary course of business and not for the purpose of influencing control. The filing is a routine passive ownership disclosure with no transaction, control change, or regulatory action described.

• · Filer is an indirect majority-owned subsidiary of Franklin Resources, Inc.; the filing states beneficial ownership is not attributed to principal shareholders Charles B. Johnson and Rupert H. Johnson, Jr.
• · Filing made under Rule 13d-1(d), the exemption for passive holders not acquired in a change-of-control transaction.
• · Royce disclaims any pecuniary interest in the reported securities and denies being part of a group under Rule 13d-5.

21-10-2026

Baillie Gifford & Co, a UK-based investment adviser, filed an amended Schedule 13G reporting beneficial ownership of 8,467,902 shares of Remitly Global, Inc. (RELY) common stock, representing 4.0% of the class as of September 30, 2026. The position comprises sole voting power over 4,843,198 shares and sole dispositive power over 8,467,902 shares, and the filer certifies the holdings were acquired in the ordinary course of business without intent to influence control.

• · Filing is a SC 13G/A (Rule 13d-1(b) institutional filer) with a 10/20/2026 signature and 10/21/2026 filing date
• · Baillie Gifford reports investment adviser status (IA) and is based in Edinburgh, Scotland
• · Filer's stated ownership of 4.0% is at or near the 5% threshold for Schedule 13G reporting; the filing reflects a change in holdings from the prior amendment

21-10-2026

Royce & Associates LP filed an amended Schedule 13G reporting beneficial ownership of 752,000 shares of Movado Group Inc (MOVAA) common stock, representing 4.71% of the outstanding class, with sole voting and dispositive power over those shares, as of the stated event date of 09/30/2026. The filing is a routine passive-investor disclosure under Rule 13d-1(d) and carries an ordinary-course investment certification with no stated intent to influence control.

• · Royce & Associates LP is an indirect majority-owned subsidiary of Franklin Resources, Inc., and reports on a standalone basis independent of FRI affiliates
• · The filing states Royce disclaims any pecuniary interest in the reported securities and does not consider itself part of a group under Rule 13d-5
• · Holdings are attributed to investment management clients (registered investment companies and managed accounts), not to Royce for its own account

21-10-2026

Timothy P. Horne and four affiliated Horne family members (Daniel W. Horne, Deborah Horne, Peter W. Horne, and Walter J. Flowers) filed a joint Schedule 13G/A reporting beneficial ownership in Watts Water Technologies as of September 30, 2026. Timothy P. Horne reports beneficial ownership of 5,900,140 shares (17.7% equity, 68.1% voting power), driven largely by his trusteeship of the George B. Horne 1997 Voting Trust, which controls 5,892,640 Class B shares. The filing is an ownership disclosure under Rule 13d-1(d) and reflects a concentrated, family-controlled voting structure rather than a new transaction.

• · The 1997 Voting Trust was extended effective May 19, 2026 for five years by unanimous agreement of certificate holders and now expires August 26, 2035.
• · Class B shares are convertible to Class A on a share-for-share basis, and substantially all reported Class A ownership derives from Class B holdings.
• · Walter J. Flowers disclaims beneficial ownership of all shares he reports, and the filing lists 0.0% voting power for Daniel W. Horne, Deborah Horne, and Walter J. Flowers individually.
• · Filing states the group is filed under Rule 13d-1(d), indicating an exempt investor holding shares acquired before registration rather than a new acquisition.

21-10-2026

1832 Asset Management L.P. and its affiliate MD Financial Management Inc. (both wholly owned by/affiliated with Scotiabank) filed an amended Schedule 13G reporting beneficial ownership of 1,074,717 shares of common stock (4.77%) of Crescent Private Credit Income Corp as of September 30, 2026. Of this, 1832 Asset Management L.P. reports 667,310 shares (3.0%) and MD Financial Management Inc. reports 407,407 shares (1.8%), both held with sole voting and dispositive power. The filing is a routine passive-investor disclosure under Rule 13d-1(b) and does not indicate a change of control intent.

• · Filing is a Schedule 13G/A amendment filed under Rule 13d-1(b) by institutional filers (investment advisers), with a 09/30/2026 event date.
• · Both reporting persons certify the shares were acquired and are held in the ordinary course of business without intent to influence control of the issuer.

21-10-2026

Vineyard Capital Partners, L.L.C. and its managing member Jeffrey K. Boutwell filed a Schedule 13G reporting beneficial ownership of Carriage Services, Inc. (CSV) common stock. Vineyard beneficially owns 976,000 shares (6.1% of outstanding common stock), and Boutwell beneficially owns an aggregate of 1,010,000 shares (6.4%), including 34,000 shares held personally. The filing is a passive ownership disclosure under Rule 13d-1(c) with a certification that the shares were not acquired to change or influence control of the issuer.

• · Filing reports Schedule 13G under Rule 13d-1(c), indicating a passive investor position rather than an activist filing
• · Event date of the reported ownership is 10/19/2026, with the filing dated 10/21/2026
• · Boutwell shares voting and dispositive power over Vineyard's 976,000 shares as managing member and has sole power over his 34,000 personal shares
• · Vineyard Capital Partners is a Florida LLC based in Tallahassee, FL; Boutwell is a US citizen