US Corporate Distress Financial Stress SEC Filings — May 20, 2026

20-05-2026

Cenntro Inc. entered into securities purchase agreements on May 12, 2026, to issue 1,000,000 shares of common stock at $3.93 per share in a private placement, expecting gross proceeds of approximately $3.93 million. The proceeds are intended for working capital and general corporate purposes. However, as of the filing date, closing conditions have not been satisfied and no shares have been issued, indicating the transaction remains pending.

• · The purchase price of $3.93 per share equals the closing price on the same day.
• · The offering is conducted under Nasdaq Listing Rule 5635(d), allowing issuances of 20% or more of outstanding common stock without shareholder approval.
• · On May 19, 2026, the parties amended the agreement to allow subscription in stablecoins.
• · The private placement is exempt from registration under Section 4(a)(2) of the Securities Act and Regulation S.
• · Each investor must represent it is not a 'U.S. person' under Regulation S.
• · The shares have not been registered and are subject to transfer restrictions with a restrictive legend.

20-05-2026

Society Pass Incorporated (SOPA) received a delisting notice from Nasdaq on May 14, 2026, following its Chapter 11 bankruptcy filing on May 12, 2026. Trading of the common stock will be suspended at the opening of business on May 21, 2026, and a Form 25-NSE will be filed to remove the stock from listing and registration. The company intends to appeal the delisting determination, but faces significant uncertainty regarding its listing status and bankruptcy proceedings.

• · The delisting determination was based on Nasdaq Listing Rules 5101, 5110(b), and IM-5101-1 due to the Chapter 11 filing.
• · The company filed for Chapter 11 bankruptcy on May 12, 2026 (the Petition Date).
• · The company intends to appeal the delisting determination, but no guarantee of success is provided.
• · The company is an emerging growth company and has not elected to use the extended transition period for complying with new financial accounting standards.

20-05-2026

Entravision Communications Corp. mutually terminated its Cooperation Agreement with Alexandra Seros and related trusts on May 18, 2026. The agreement had been in place since May 4, 2023, and governed board nomination rights and stock ownership commitments. As a result, all rights and obligations under the agreement have been terminated, but Thomas Strickler (originally nominated under the agreement) will remain on the board. No financial figures are disclosed in this filing.

• · The Cooperation Agreement was originally dated May 4, 2023.
• · The termination is mutual between the Company and the Stockholders.
• · Thomas Strickler will remain on the board despite the termination of the agreement.

20-05-2026

Avista Corp. issued $160M in first mortgage bonds ($90M at 4.77% due 2029, $70M at 6.10% due 2056) on May 14, 2026, with an additional $70M of 6.10% bonds expected in August 2026, to refinance debt and fund capital expenditures. At the 2026 Annual Meeting, shareholders approved the election of all 11 directors, ratification of Deloitte & Touche as auditor, and an advisory vote on executive compensation; however, a proposal to reduce the shareholder approval threshold from 80% to a majority failed to receive the required 80% affirmative vote.

• · The bonds are secured by a lien on substantially all property of the Company (except excepted property) under the Mortgage and Deed of Trust dated June 1, 1939.
• · The bonds are redeemable prior to maturity at the Company's option with a make-whole premium plus accrued interest; bonds held by specified foreign entities are redeemable at 100% of principal plus accrued interest.
• · Proposal 4 (amendment to reduce shareholder approval requirement from 80% to a majority) failed, receiving 64,317,253 votes for, 805,879 against, and 325,048 abstentions, but not reaching the 80% threshold of outstanding shares.
• · Director Janet D. Widmann received the lowest support among nominees with 58,951,492 votes for and 6,351,486 against.
• · The bonds were issued in the private placement market and are not registered under the Securities Act of 1933.

20-05-2026

Innventure, Inc. regained compliance with Nasdaq Listing Rule 5605(c)(2)(A) after appointing Bruce Brown to the Audit Committee, restoring it to three independent members. Nasdaq confirmed compliance on May 19, 2026, resolving the prior deficiency caused by Daniel Hennessy's resignation.

• · Daniel Hennessy resigned from the Board and Audit Committee effective April 29, 2026.
• · The Company notified Nasdaq of non-compliance on April 30, 2026.
• · Bruce Brown was appointed to the Audit Committee on May 15, 2026.
• · Nasdaq confirmed compliance on May 19, 2026.

20-05-2026

Innovative Industrial Properties closed four secured term loans totaling $44.9 million in gross proceeds, with a five-year term and a fixed interest rate of 6.67%. The proceeds will be used to repay unsecured notes maturing at the end of May 2026, reflecting the company's focus on maintaining a strong balance sheet and extending its debt maturity profile.

• · The loans are secured by certain properties of the Company.
• · The loans have an initial term of five years.
• · The proceeds will be used to pay off unsecured notes maturing at the end of May 2026.
• · The financing establishes a new lending relationship for the company.

20-05-2026

Soluna Holdings acquired the remaining 49% equity interest in Project Dorothy 1B from Navitas Global for approximately $8.8 million, achieving 100% ownership of the 50 MW campus. This acquisition, funded from balance sheet cash, completes the vertical integration of the Dorothy 1 campus following earlier acquisitions of the Briscoe Wind Farm ($53M) and Project Dorothy 1A ($16.5M), positioning the campus for conversion to AI and high-performance computing workloads. The company's development pipeline now exceeds 4.3 GW, including over 1 GW in development, construction, and operations.

• · Closing date of the acquisition was May 19, 2026.
• · The acquisition was financed using balance sheet cash.
• · Soluna is actively evaluating opportunities related to Dorothy 2 as part of its broader campus development strategy.
• · The company's development pipeline exceeds 4.3 GW, including more than 1 GW in development, construction, and operations.

20-05-2026

On May 19, 2026, Appalachian Power Recovery Funding LLC (Issuing Entity) and Appalachian Power Company (APCo) entered into an Underwriting Agreement with Goldman Sachs & Co. LLC, J.P. Morgan Securities LLC, and RBC Capital Markets, LLC to issue $1,375,500,000 aggregate principal amount of Series 2026-A Senior Secured SAC Bonds. The agreement includes customary representations, warranties, and indemnification provisions, with closing expected on May 27, 2026. No financial performance metrics are reported.

• · The bonds are issued under an Indenture and Series Supplement dated May 27, 2026, and offered via a prospectus dated May 19, 2026.
• · Additional agreements to be entered into on May 27, 2026 include a Servicing Agreement, Purchase and Sale Agreement, Administration Agreement, and Joinder to Intercreditor Agreement.
• · The Underwriting Agreement includes customary closing conditions and indemnification obligations for liabilities under the Securities Act of 1933.

20-05-2026

GridAI Technologies Corp. entered into a Debt Settlement and Subscription Agreement on May 14, 2026, to resolve a default under its Revolving Loan Agreement with 1396974 BC Ltd. The settlement involves a cash payment of $800,000 (covering $700,000 principal and $100,000 accrued interest) and the issuance of 71,482 shares of common stock at $3.25 per share to satisfy remaining accrued interest of $232,315, totaling $1,032,315 in obligations. This resolves the lender's demand for $1,014,675, but the company had to issue equity and make a significant cash payment to address the default.

• · The original Revolving Loan Agreement was dated January 27, 2025, with a Maturity Date of January 31, 2026.
• · The lender demanded $1,014,675, which included a 20% default increase on principal and interest.
• · The settlement amount of $1,032,315 exceeds the lender's demand by $17,640.
• · The stock issuance of 71,482 shares at $3.25 per share represents a deemed value of $232,315 for remaining accrued interest.

20-05-2026

Aimei Health Technology Co., Ltd. received a Nasdaq notice on May 19, 2026, for failure to timely file its Quarterly Report on Form 10-Q for the period ended March 31, 2026, due on May 15, 2026, violating Listing Rule 5250(c)(1). The company has 60 days to file or submit a compliance plan, with potential for up to 180 days extension. While the notice has no immediate effect on trading, failure to regain compliance could lead to delisting.

• · Quarterly Report due on May 15, 2026, was not filed.
• · Notice received on May 19, 2026.
• · Press release issued on May 20, 2026, per Nasdaq Listing Rule 5810(b).
• · Company is working diligently to file and expects to regain compliance.

20-05-2026

Nomadar Corp. announced the execution of a binding agreement to acquire over 161,000 additional square meters for the JP Financial Arena in Cádiz, Spain, completing the full land footprint. This accelerates the original acquisition timeline from up to five years to within 90 business days. The global sports tourism market is projected to grow from ~$803.9B in 2025 to ~$2.78T by 2033, while the youth sports market is expected to reach $154.5B by 2035. However, the company faces execution risks and forward-looking statements caution that actual results may differ materially.

• · Nomadar is a subsidiary of Cádiz CF, a La Liga club.
• · The company is also advancing live-events and venue-management capabilities through Cádiz Music Stadium.
• · Nomadar's international growth strategy spans Europe, Southeast Asia, North America, and Latin America.
• · The company cautions that market size estimates are from third-party sources and not company guidance.

20-05-2026

Hudson Technologies Inc. entered into a Fifth Amendment to its Amended and Restated Credit Agreement with Wells Fargo and its lenders, dated May 19, 2026. The amendment reduces the Letter of Credit Sublimit to $2,500,000. The filing is a routine credit facility modification and includes standard reaffirmations, releases, and representations; no new financial results or material operational changes were disclosed.

• · The Fifth Amendment was dated May 19, 2026, and filed as an 8-K on May 20, 2026.
• · The Credit Agreement was originally dated March 2, 2022, and previously amended on June 6, 2024, October 23, 2024, June 23, 2025, and November 25, 2025.
• · The amendment reduces the Letter of Credit Sublimit from a prior amount (not specified) to $2,500,000.
• · All Loan Parties reaffirmed their guarantees, security interests, and that no Default or Event of Default exists as of the date hereof.

20-05-2026

SITE Centers Corp. disclosed that the general due diligence period expired on May 14, 2026, under a Purchase Agreement dated May 1, 2026, for the sale of its ground leasehold interest in The Pike Outlets in Long Beach, California. The aggregate cash purchase price is approximately $50.0 million, with estimated net proceeds of about $46.0 million after adjustments. Closing is expected by the end of Q3 2026, subject to conditions including City of Long Beach consent and tenant estoppel letters.

• · The deposit of $1.5 million is nonrefundable except in limited circumstances.
• · Closing conditions include consent of the City of Long Beach (as fee owner), delivery of tenant estoppel letters, accuracy of Seller's representations, and absence of casualty or condemnation events.
• · The sale is expected to close by the end of the third quarter of 2026.

20-05-2026

OPAL Fuels Inc. subsidiary OPAL Fuels LLC amended its Series A-1 Preferred Units certificate on May 18, 2026, increasing the annual dividend rate from 8% to 12% and restructuring payment-in-kind options to cap in-kind payments at 2% per annum with the remaining 10% payable in cash. The amendment also revised change-of-control definitions, replaced event-of-default provisions with a trigger event framework that adds a penalty rate of up to 4% per annum, and removed delayed redemption conversion rights. While the higher dividend rate and cash payment requirement may pressure near-term cash flows, the enhanced protective provisions and penalty mechanisms could provide stronger investor protections.

• · The A&R COD does not provide Series A-1 holders with board appointment rights, unlike Series A holders.
• · Mandatory redemption can be requested upon a Change of Control, an uncured Trigger Event (60-day cure period), or on or after the 5th anniversary of March 6, 2026.
• · Delayed redemption conversion rights were removed; unredeemed units remain outstanding with all rights and preferences, including Trigger Event and penalty rate provisions.
• · Holders have no preemption or conversion rights under the A&R COD.
• · New 'Triggered Protective Provisions' become effective 30 days after a failed mandatory redemption, imposing restrictions on equity issuance, indebtedness, liens, tax distributions, asset dispositions, and discretionary capex.
• · Refinancing of the Intermediate Loan requires Requisite Holders consent for certain actions relating to Paragon JV if the applicable credit rating is below B+ (or equivalent).

20-05-2026

Freeport-McMoRan Inc. (FCX) and its subsidiary PT Freeport Indonesia entered into a new revolving credit agreement dated May 14, 2026, with a syndicate of lenders led by JPMorgan Chase Bank as administrative agent. The agreement establishes a revolving credit facility, includes financial covenants such as a total leverage ratio, and provides for joint and several liability between FCX and PT Freeport Indonesia. The specific commitment amounts and schedules were omitted from the filing as non-material, but the facility includes incremental commitment and maturity extension provisions.

• · The credit agreement includes a Total Leverage Ratio covenant (Section 6.06) with compliance certifications required quarterly.
• · The agreement provides for incremental revolving commitments (Section 2.20) and extension of maturity date (Section 2.21).
• · PT Freeport Indonesia is designated as a co-borrower with joint and several liability.
• · Financial reporting requirements include audited annual statements within 90 days and quarterly unaudited statements within 45 days.
• · The agreement contains customary representations, warranties, and events of default, including a Material Adverse Effect clause.

20-05-2026

PEDEVCO CORP. entered into a Third Amendment to its Credit Agreement with Citibank, N.A. on May 19, 2026, increasing the borrowing base and elected commitment amount from $120 million to $125 million. The amendment also rescheduled the next borrowing base redetermination to July 1, 2026. No negative or flat performance metrics were reported in this filing.

• · The Third Amendment was entered into on May 19, 2026, and the filing was made on May 20, 2026.
• · The next borrowing base redetermination is scheduled for on or about July 1, 2026.
• · The Third Amendment constitutes the redetermination originally scheduled for December 1, 2025.
• · The Credit Agreement was originally dated October 31, 2025, and has been amended three times (First Amendment on December 2, 2025; Second Amendment on May 5, 2026; Third Amendment on May 19, 2026).

20-05-2026

Gilead Sciences issued $3.0 billion in senior notes across four tranches: $500M 4.250% notes due 2028, $1.0B 4.400% notes due 2029, $1.0B 4.600% notes due 2031, and $500M 4.900% notes due 2034. Net proceeds will be used for general corporate purposes including acquisitions and strategic transactions. The offering was underwritten by Barclays, BofA Securities, and Citigroup.

• · The Notes were issued under an Eleventh Supplemental Indenture to the Base Indenture dated March 30, 2011.
• · Interest is payable semi-annually on each series of Notes until their respective maturity dates.
• · The Company may redeem some or all of the Notes at any time at applicable redemption prices.
• · The offering was made pursuant to an effective shelf registration statement on Form S-3 (File No. 333-273745).
• · The Underwriting Agreement was entered into on May 14, 2026, with Barclays, BofA Securities, and Citigroup as representatives.

20-05-2026

Annovis Bio announced a proposed underwritten public offering of common stock and accompanying warrants, with Canaccord Genuity as sole bookrunner. Net proceeds will fund Phase 3 clinical development of buntanetap for Alzheimer's disease and for working capital. The offering is subject to market conditions and there is no assurance of completion.

• · The offering is proposed and subject to market conditions; no assurance of completion.
• · Shares and warrants will be issued separately but purchased together.
• · Offering is pursuant to an effective shelf registration statement on Form S-3 (No. 333-276814) filed February 1, 2024 and declared effective February 12, 2024.
• · Canaccord Genuity is the sole bookrunner.
• · Proceeds intended for continued clinical development of buntanetap in a Phase 3 study for Alzheimer's disease, and for working capital and general corporate purposes.

20-05-2026

Six Flags Entertainment Corporation entered into a Cooperation Agreement with H Partners Management, LLC on May 19, 2026, under which Rehan Jaffer (Founder and Managing Member of H Partners) will be appointed to the Board as a Class III director following the 2026 Annual Meeting on May 26, 2026, replacing Arik Ruchim who is stepping down. The agreement includes standard standstill and mutual non-disparagement provisions, and Mr. Jaffer's resignation is tied to H Partners maintaining at least 3% beneficial ownership of the Company's common stock. This board refreshment reflects ongoing engagement with a long-term significant investor.

• · Mr. Jaffer will serve on the Audit and Finance Committee of the Board.
• · The Cooperation Agreement remains in effect until the later of the 2027 Annual Meeting or 20 days after Mr. Jaffer leaves the Board.
• · H Partners has been a significant investor in Six Flags for more than 15 years.
• · Arik Ruchim had served as a director since 2020.
• · Under the standstill, H Partners must vote in line with Board recommendations on director elections and other proposals, unless ISS and Glass Lewis recommend otherwise on non-director proposals.
• · H Partners may vote in its sole discretion on any extraordinary transaction proposal.

20-05-2026

Golden Minerals reported a net loss of $0.6 million for Q1 2026, an improvement from a $1.2 million loss in Q1 2025, driven by lower administrative expenses and a small income from discontinued operations. However, cash and cash equivalents fell to $0.9 million from $1.3 million (plus $0.5 million restricted) at year-end 2025, and the company stated it does not have sufficient resources to meet expected cash needs for twelve months beyond the filing date. Subsequent to quarter end, the company completed the sale of its Mexican subsidiary Minera William for $1.2 million and entered a private placement for expected gross proceeds of ~$856,000, which together are expected to fund operations into early 2027.

• · The company controls 67% of the Desierto Project in Salta Province, Argentina.
• · In January 2025, the company exercised its option to earn a 60% interest in the Sand Canyon Project in Nevada.
• · No drilling was planned at Sand Canyon during Q1 2026; the company reviewed historical exploration data.
• · The private placement of 3,740,000 shares at $0.2290 per share is subject to TSX approval and expected to close on or around May 20, 2026.
• · The company's only near-term opportunities to generate cash flow are from sale of additional assets, equity, or external financing.
• · The company is evaluating alternatives including potential sale of the company, seeking buyers or partners for remaining assets, or obtaining equity or other external financing.

20-05-2026

Sotera Health Co entered into Amendment No. 7 to its First Lien Credit Agreement on May 20, 2026, establishing $1,415,914,725.62 in new 2026 Refinancing Term Loans. The proceeds, together with cash on hand, will fully refinance all outstanding Existing Term Loans and pay accrued interest and fees. The amendment involves multiple lenders and arrangers, including JPMorgan Chase, Goldman Sachs, and Citibank.

• · The amendment is dated May 20, 2026 and is the seventh amendment to the original First Lien Credit Agreement dated December 13, 2019.
• · The 2026 Refinancing Term Loans are classified as 'Other First Lien Term Loans' under the credit agreement.
• · Conditions for effectiveness include receipt of legal opinions, solvency certificate, organizational documents, and payment of fees and expenses.
• · The amendment serves as a prepayment notice for the Existing Term Loans under Section 2.11(f) of the Credit Agreement.

20-05-2026

Socket Mobile received a Nasdaq deficiency notice on May 19, 2026, for failing to maintain a minimum bid price of $1.00 per share for 30 consecutive business days. The company has 180 calendar days, until November 16, 2026, to regain compliance. While the stock continues to trade on Nasdaq under SCKT, failure to cure could lead to delisting, adversely affecting liquidity and capital raising.

• · The deficiency letter has no immediate effect on listing; shares continue trading on Nasdaq Capital Market under SCKT.
• · If compliance not regained by Nov 16, 2026, Nasdaq may grant an additional 180-day period if the company meets other requirements and provides written notice.
• · Delisting could discourage broker-dealers from making a market, deter institutional investors, and materially reduce the stock's market price.

20-05-2026

GOLUB CAPITAL BDC, Inc. (GBDC) entered into an underwriting agreement on May 19, 2026 to issue and sell $500.0 million aggregate principal amount of its 6.250% Notes due 2031. The closing is expected on May 27, 2026, subject to customary conditions. The offering is a debt capital raise, not an earnings report, and no operational or performance metrics are disclosed in this filing.

• · The Underwriting Agreement was dated May 19, 2026, and the filing was made on May 20, 2026.
• · The offering was made under shelf registration statement File No. 333-286240 on Form N-2.
• · Preliminary and final prospectus supplements were both dated May 19, 2026.
• · The Underwriting Agreement includes customary representations, warranties, covenants, indemnification, and contribution provisions.
• · The underwriters are represented by Wells Fargo Securities, LLC, J.P. Morgan Securities LLC, Santander US Capital Markets LLC, SMBC Nikko Securities America, Inc., and Truist Securities, Inc.

20-05-2026

Travel + Leisure Co. issued $900M of 6.250% senior secured notes due 2031, using proceeds to redeem its 6.625% secured notes due July 2026 and repay borrowings under its revolving credit facility. The notes are senior secured, not guaranteed, and include make-whole redemption provisions and a change of control put at 101%.

• · The notes are senior secured and rank equally with existing senior indebtedness, but are structurally subordinated to subsidiary obligations.
• · Optional redemption before June 1, 2028 requires a make-whole premium; after that date, redemption prices decline to par by June 1, 2030.
• · The indenture includes covenants restricting liens and sale-leaseback transactions, and cross-default triggers at $100M or 1.5% of consolidated total assets.
• · Certain initial purchasers may hold the 2026 Notes and receive proceeds from the redemption.

20-05-2026

Northwest Pipeline LLC, along with The Williams Companies, Inc. and Transcontinental Gas Pipe Line Company, LLC, entered into a $3,750,000,000 Senior Unsecured Revolving Credit Facility dated May 19, 2026, with Wells Fargo Bank as Administrative Agent and a syndicate of major banks. The agreement amends and restates a prior credit facility. The applicable interest rate spreads and commitment fees are determined based on the Index Debt ratings of The Williams Companies, Inc., ranging from 0.875% (Term SOFR) for A/A2 rated debt to 1.500% for BBB-/Baa3 rated debt, with no negative financial covenant limits or declines reported.

• · The borrowers are The Williams Companies, Inc., Northwest Pipeline LLC, and Transcontinental Gas Pipe Line Company, LLC.
• · Wells Fargo Bank, National Association serves as Administrative Agent, with Wells Fargo Securities, LLC and Citibank, N.A. as Joint Lead Arrangers and Joint Bookrunners.
• · The facility matures on a date to be determined per extension options (Section 2.04), with no specific maturity date disclosed in the filing excerpt.
• · The Alternate Base Rate is defined as the greatest of Prime Rate, Federal Funds Effective Rate plus 0.5%, and Term SOFR for one-month plus 1%, subject to a 1% floor.
• · The facility is used for general corporate purposes, as indicated in Section 5.08, and is unsecured.

20-05-2026

Angel Oak Mortgage REIT, Inc. entered into a stock repurchase agreement to buy back $15 million of its common stock from Xylem Finance LLC at a 3% discount to the 10-day VWAP. Concurrently, the Shareholder Rights Agreement will be terminated and board member Vikram Shankar will resign. The transaction is expected to close on May 20, 2026.

• · The repurchase price is based on the 10-day VWAP less a 3% discount.
• · The Shareholder Rights Agreement, dated June 21, 2021, will be terminated upon Mr. Shankar's resignation.
• · The Selling Stockholder permanently waives its Applicable Registration Rights under the Registration Rights Agreement.
• · The Selling Stockholder owns 3,652,673 shares of common stock.
• · The repurchase is for $15,000,000 worth of shares, with the exact number determined by dividing $15,000,000 by the Share Price.

20-05-2026

NanoViricides, Inc. (NNVC) announced a registered direct offering of approximately $2 million with a single institutional investor, involving 1,333,334 common shares (or pre-funded warrants) and accompanying warrants exercisable at $1.75 per share for three years. The offering is expected to close on May 18, 2026, with D. Boral Capital LLC as placement agent. While the capital raise provides near-term funding, the relatively small gross proceeds of ~$2 million highlight the company's ongoing need for additional capital to support clinical-stage operations.

• · Each whole warrant has an exercise price of $1.75 per share and expires three years from issuance.
• · The offering is conducted under an effective shelf registration statement on Form S-3 (Registration No. 333-271706), declared effective on May 22, 2023.
• · NV-387 has received Orphan Drug Designation from the FDA, potentially providing 7 years market exclusivity, tax credits, and fee exemptions upon approval.
• · NV-387 has shown efficacy in lethal animal infection models for Influenza, RSV, Coronaviruses, Monkeypox, Smallpox, and Measles.

20-05-2026

INNO Holdings Inc. (INHD) announced $60.0M at-the-market equity offering program on May 19, 2026, replacing a prior $50.0M ATM program from November 2025 that has now terminated. The company expects to use proceeds for general working capital and corporate purposes, with sales agent Aegis Capital Corp. executing sales at prevailing market prices.

• · The new ATM program replaces the $50.0M November 2025 program that has been terminated.
• · Shares will be sold under existing effective shelf registration statement Form S-3 (No. 333-284054).
• · Sales can be made on Nasdaq Capital Market, through market makers, in negotiated transactions, or other methods permitted by law.
• · The company is incorporated in Texas with operations primarily in Hong Kong through Hong Kong subsidiaries.
• · Prospectus supplement has been filed with the SEC; interested parties can contact Aegis Capital Corp. at +1 (212) 813-1010 or syndicate@aegiscap.com.

20-05-2026

Curtiss-Wright Corporation announced its financial results for the fourth quarter and full-year 2025. The company reported net sales of $1,042 million for Q4 2025, a 19% increase compared to Q4 2024, and full-year 2025 net sales of $3,505 million, a 12% increase year-over-year. However, net income for Q4 2025 was $131 million, down from $137 million in Q4 2024, representing a 4.4% decline year-over-year.

• · Full-year 2025 operating income was $758 million, up from $680 million in 2024, a 11.5% increase.
• · Q4 2025 operating income was $175 million, compared to $173 million in Q4 2024, a 1.2% increase.
• · The company reported free cash flow of $408 million for full-year 2025, compared to $376 million in 2024, an 8.5% increase.
• · The effective tax rate for Q4 2025 was 24.1% compared to 20.7% in Q4 2024, contributing to the net income decline.
• · The Aerospace & Defense segment net sales grew 18% in Q4 2025, but the Commercial segment net sales grew only 2% in the same period.

20-05-2026

Lumen and Qwest entered a Support Agreement with noteholders holding ~$456M of Old Qwest Notes, with an amended exchange offer to swap existing debt for new notes (6.500% due 2051 and 6.750% due 2052) on a par-for-par basis. The exchange expiration date is extended to June 9, 2026, and the Supporting Noteholders must tender by June 2, 2026. The Registration Statement is not yet effective, and the transaction remains subject to SEC clearance and other conditions.

• · Support Agreement dated May 18, 2026, supporting $456M of Old Qwest Notes.
• · Supporting Noteholders must tender by 5:00 p.m. ET on June 2, 2026.
• · Expiration date and withdrawal deadline extended to June 9, 2026 at 5 p.m. ET.
• · Early tender participation date eliminated in amended terms.
• · Registration Statement on Form S-4 has not yet become effective; exchange offers cannot be consummated until it does.
• · Lumen will fully and unconditionally guarantee the New Qwest Notes on an unsecured basis.
• · Dealer manager is Morgan Stanley & Co. LLC; information agent is D.F. King & Co., Inc.

20-05-2026

Black Rock Coffee Bar, Inc. (BRCB) filed an 8-K disclosing an irrevocable proxy agreement dated May 15, 2026, in connection with a Voting Agreement from September 11, 2025. Major shareholders, including Viking Cake Fuel LLC and several trusts, granted the company and its CEO irrevocable voting rights over their shares until the later of two years or termination of the Voting Agreement. This consolidates voting control with management, potentially ahead of a strategic transaction.

• · The irrevocable proxy expires on the later of two years from May 15, 2026, or termination of the Voting Agreement.
• · The Voting Agreement was dated September 11, 2025, and references Section 6.252 of the Texas Business Organizations Code.
• · Shareholders include Viking Cake Fuel, LLC, Viking Cake Fuel II, LLC, and multiple 2021 trusts for individuals.
• · The proxy is coupled with an interest and is irrevocable under Texas law (Section 21.369).
• · The proxy does not limit the shareholder's ability to transfer shares or a pledgee's rights.

20-05-2026

Becton Dickinson's subsidiary, Becton Dickinson Euro Finance S.à r.l., issued €600 million aggregate principal amount of 3.855% Notes due 2033 in an underwritten public offering. The notes are fully and unconditionally guaranteed by BD on a senior unsecured basis. Proceeds will be used to repay the entire outstanding 1.208% Notes due June 4, 2026, with any remaining funds for general corporate purposes.

• · The notes are redeemable at BD's option prior to February 20, 2033 at the greater of 100% principal or present value of remaining payments plus 15 basis points.
• · After February 20, 2033, notes are redeemable at 100% principal plus accrued interest.
• · A Change of Control Triggering Event would require BD to repurchase notes at 101% of principal.
• · Events of default include failure to pay interest for 30 days, failure to pay principal when due, breach of covenants for 60 days, bankruptcy events, or guarantee ceasing to be in full force.
• · The indenture includes restrictive covenants on liens, sale and leasebacks, and finance subsidiary activities.

20-05-2026

Liminatus Pharma, Inc. (LIMNW) entered into a merger agreement on May 17, 2026, to acquire InnocsAI LLC, a company specializing in CAR-T therapy technologies, through a merger with a newly formed subsidiary. The consideration includes 1.6 billion shares of Liminatus common stock valued at $0.20 per share (totaling $320 million) and contingent value rights entitling InnocsAI members to 20% of net proceeds from any future strategic sale or exit of the acquired assets. The transaction is subject to customary closing conditions, and no financial performance data for either party is disclosed in the filing.

• · The merger agreement was signed on May 17, 2026, and filed as an 8-K on May 20, 2026.
• · The merger will result in InnocsAI merging with a newly formed wholly-owned subsidiary of Liminatus, with the subsidiary surviving as a wholly-owned subsidiary.
• · The agreement includes standard representations, warranties, and covenants, as well as conditions to closing, dispute resolution via arbitration, and termination provisions.
• · No financial statements or pro forma financial information were provided in this filing.

20-05-2026

cbdMD, Inc. entered into a Third Amendment to Lease, relinquishing 40,000 square feet (half of its existing 80,000 sq ft premises) in Charlotte, NC. The lease term is extended by 62 months to November 30, 2031, with significantly reduced rent beginning at $38,000/month ($11.40/sq ft annually) plus annual escalations. The company will also receive a two-month rent abatement (Oct-Nov 2026) and potential further abatement if a demising wall is not completed by year-end 2026. cbdMD reduces its footprint by 50% effective October 1, 2026, which signals ongoing cost optimization.

• · Tenant will pay proportionate share of 20% after the Second Renewal Date (Oct 1, 2026), down from an implied prior share on 80k sq ft.
• · Relinquishment date for the 40k sq ft portion is September 30, 2026; failure to vacate results in holdover terms under Section 4.2 of the Lease.
• · Landlord must erect a demising wall separating the spaces by December 31, 2026, or else Extended Excused Rent (further abatement) applies from Jan 1, 2027 until completion.
• · Tenant has no further rights to extend or renew the lease after this extension.
• · Both parties represent no undisclosed brokerage commissions; Tenant's broker is Newmark, Landlord's broker is Foundry Commercial.

20-05-2026

FirstEnergy Transmission, LLC filed a Fifth Amended and Restated Limited Liability Company Agreement on May 20, 2026, reflecting changes in governance, capital contributions, and member rights among FirstEnergy Corp. (FE Member) and North American Transmission Company II L.P. (Investor Member). The agreement updates ownership percentages, protective provisions, and transfer restrictions, following prior transactions including the Investor Member's acquisition of a 30.0% interest in 2024 and a MAIT Class B contribution. No specific financial figures or performance metrics are disclosed in this filing.

• · The agreement was entered into as of May 20, 2026 (Effective Date).
• · The Investor Member initially acquired a 19.9% interest in May 2022, then increased to 30.0% in February 2023.
• · On March 25, 2024, FE Member contributed all MAIT Class B Interests to the Company, receiving Special Purpose Membership Interests in return.
• · The filing includes detailed governance provisions such as director appointment rights, protective provisions (e.g., Investor Member No Threshold Matters, Threshold Matters, Enhanced Threshold Matters), and transfer restrictions (right of first offer, tag-along, drag-along).
• · The agreement contains a deadlock resolution mechanism and arbitration provisions.

20-05-2026

FirstEnergy Corp. entered into a Fifth Amended and Restated LLC Agreement for its subsidiary FET, extending existing governance arrangements to two new transmission joint ventures (Valley Link and Grid Growth) without modifying ownership percentages or FET-level governance. Separately, at the Annual Meeting on May 20, 2026, all 10 director nominees were elected, and Item 2 (ratification of auditor) and Item 3 (advisory say-on-pay) were approved, while Item 4 (independent board chair proposal) was not approved.

• · The Fifth LLC Agreement does not modify the deadlock or dispute resolution mechanics of the Fourth LLC Agreement in any material respect.
• · The relative ownership percentages of FET members (FirstEnergy 50.1%, Investor 49.9%) are unchanged.
• · Item 4 (independent board chair proposal) received 161,118,889 votes for and 330,473,855 against, with 2,059,184 abstentions and 37,545,666 broker non-votes.

20-05-2026

On May 18, 2026, EVERTEC entered into a Sixth Amendment to its Credit Agreement to add $185 million in incremental Term Loan B commitments. The proceeds were used to repay existing revolving facility borrowings. After the amendment, total Term B Loans outstanding rose to $875 million, but the new debt is fungible with existing loans at the same terms.

• · The amendment was dated May 18, 2026, and filed on May 20, 2026.
• · The original Credit Agreement was dated December 1, 2022, and had been amended five times previously.
• · The incremental TLB is fungible with and constitutes a single class with existing Term B Loans, with the same interest rate, maturity, and other material terms.
• · The borrower is EVERTEC Group, LLC, a wholly-owned indirect subsidiary of EVERTEC, Inc.

20-05-2026

SCI Engineered Materials, Inc. held its Annual Meeting on May 19, 2026, where shareholders elected six directors and ratified the appointment of GBQ Partners LLC as independent auditor for 2026. All director nominees received substantial support, with votes ranging from 1,704,827 to 1,705,187 for, and the auditor ratification passed with 3,022,449 votes for versus 8,856 against.

• · Proposal 1: Director elections - all six nominees received over 1.7 million votes for, with non-votes of 940,616.
• · Proposal 2: Ratification of GBQ Partners LLC as auditor - 3,022,449 for, 8,856 against, 340 abstain.

20-05-2026

Twenty One Capital, Inc. (XXI) announced that its controlling shareholder, Tether International, has acquired SoftBank Group's stake in XXI, resulting in SoftBank's board representatives stepping down. The company outlined its strategy to build a Bitcoin-native public company combining Bitcoin treasury, financial services, mining, lending, capital markets, and strategic consolidation. No financial figures or period-over-period comparisons were provided in this press release.

• · Tether International acquired SoftBank Group's entire stake in XXI, increasing its controlling ownership.
• · SoftBank Group's representatives on the XXI Board of Directors stepped down following the transaction.
• · XXI's strategy includes building recurring revenue and capital-efficient Bitcoin accumulation as central objectives.
• · The company aims to become the premier listed Bitcoin company in the world.

20-05-2026

Garrett Motion Inc. announced a $50M early repayment and successful repricing of its $635M term loan due 2032, reducing the interest rate by 25 basis points to SOFR plus 175 bps. The repricing reflects lender confidence and is expected to lower interest expense and strengthen liquidity.

• · The repricing reduces the interest rate by 25 basis points to SOFR plus 175 bps.
• · Garrett has six R&D centers, 13 manufacturing facilities, and more than 8,700 employees in over 20 countries.

20-05-2026

Envirotech Vehicles, Inc. (EVTV) announced a definitive merger agreement with AZIO AI Corporation to transform into a U.S.-focused AI infrastructure and compute platform. The deal involves issuing 100 million shares, with existing EVTV stockholders expected to hold ~11% and former AZIO AI stockholders ~89% of the combined company. While the company highlights an initial $118 million infrastructure order with delivery of the first eight server racks and ~11 MW of secured power capacity, it remains pre-revenue in the AI segment and carries significant execution risk, including the need for stockholder approval, SEC effectiveness of the Form S-4, and capital to pursue further capacity expansion.

• · The combined company expects to operate across four revenue channels: GPU/server rack sales, co-development/partial ownership of AI data centers, bitcoin mining, and hosting/compute leasing.
• · The transaction has received board approval from both companies and AZIO AI stockholder approval; it remains subject to EVTV stockholder approval, SEC effectiveness of Form S-4, and other customary closing conditions.
• · Closing expected in the second half of 2026.
• · EVTV's existing business (envirotech vehicles) is being fully subsumed; no financial details were provided about the legacy vehicle operations.

20-05-2026

TOMI Environmental Solutions received a delisting notice from Nasdaq on May 19, 2026, due to failure to regain compliance with the minimum bid price ($1.00) and stockholders' equity ($2.5M) requirements. The company plans to appeal, which will stay delisting pending a hearing.

• · The initial non-compliance notice was received on November 21, 2025.
• · The company's common stock is traded on The Nasdaq Capital Market under symbol TOMZ.
• · The delisting is due to failure to meet both the Bid Price Requirement (Rule 5550(a)(2)) and the Stockholders' Equity Requirement (Rule 5550(b)(1)).
• · An appeal will stay any further delisting action through the hearing and any extension granted.

20-05-2026

AGL Private Credit Income Fund entered into a second amended and restated LLC agreement for AGL Enhanced PC Income I LLC, admitting AIMCo and two additional Vintage Strategies vehicles as new members. Vintage Strategies transferred $54 million of its LLC interests, with AIMCo acquiring 13.64% and the Joining Vintage Strategies Members acquiring 4.33% of the entity. The transaction reflects continued capital restructuring and new investor participation but no financial performance data is provided.

• · The 2nd A&R LLC Agreement was entered into on May 19, 2026.
• · The agreement is filed as Exhibit 10.1 to the 8-K.
• · The registrant is an emerging growth company.
• · No securities are registered under Section 12(b) of the Exchange Act.

20-05-2026

Singularity Future Technology Ltd. (SGLY) received a second 180-day compliance period from Nasdaq, extending the deadline to November 16, 2026, to regain compliance with the $1.00 minimum bid price requirement. The company had previously failed to meet the bid price rule for 30 consecutive business days as of November 19, 2025. While the extension provides additional time, the stock remains at risk of delisting if the bid price does not close at or above $1.00 for at least ten consecutive business days before the new compliance date.

• · Initial notice of non-compliance received on November 19, 2025.
• · First compliance period ended May 18, 2026.
• · Second compliance period granted on May 19, 2026, extending to November 16, 2026.
• · Company must maintain closing bid price at or above $1.00 for ten consecutive business days to regain compliance.
• · If compliance is not achieved by November 16, 2026, Nasdaq will issue a delisting notice, subject to appeal to a Nasdaq Hearings Panel.
• · Company may consider a reverse stock split to cure the deficiency.

20-05-2026

International Isotopes Inc. (INIS) filed an 8-K reporting that its subsidiary Radnostix Inc. amended the terms of its Series C Convertible Redeemable Preferred Stock, extending the mandatory redemption date from an unspecified prior date to February 28, 2028. The amendment was approved by the board of directors and holders of the Series C preferred stock, and the redemption may be paid in cash or common stock at the holder's option. This change provides the company with additional time before mandatory redemption obligations arise.

• · The amendment was filed under the Texas Business Organizations Code (Sections 21.155, 21.156, 21.364).
• · The original Statement of Designation was filed on February 17, 2017, with prior amendments on February 16, 2022, December 28, 2022, and October 1, 2024.
• · The mandatory redemption price per share is equal to the Original Purchase Price.
• · Redemption must occur on or before ten business days after the Maturity Date (February 28, 2028).

20-05-2026

Tradeweb Markets Inc. filed an 8-K on May 20, 2026, disclosing amendments to its Amended and Restated Certificate of Incorporation. The amendments, effective May 19, 2026, modify provisions related to (1) the ability to increase or decrease authorized shares of Common or Preferred Stock without a separate class vote (subject to certain floors), (2) director and officer exculpation from monetary liability to the fullest extent permitted under Delaware law, and (3) exclusive forum provisions for certain stockholder litigation. These changes were adopted following stockholder approval and are standard corporate governance updates. No financial impact or operational change was disclosed.

• · Amendment deletes and replaces Section 4.2 of Article IV (authorized shares) to permit increase or decrease of authorized shares of any class without a separate class vote, subject to minimum authorized shares equal to outstanding shares plus shares issuable upon exchange/redemption/conversion.

20-05-2026

KKR FS Income Trust Select increased its revolving credit facility from $400 million to $600 million via a Second Amendment dated May 14, 2026, with BNP Paribas as administrative agent and Computershare Trust Company as collateral agent. The amendment expands borrowing capacity for the company and its special purpose financing subsidiary, K-FITS Finance Eiffel-1 LLC.

• · The original credit agreement was dated December 23, 2024.
• · The Second Amendment was entered into on May 14, 2026, and the 8-K was filed on May 20, 2026.
• · The facility is a revolving credit and security agreement with BNP Paribas as administrative agent and Computershare Trust Company as collateral agent.
• · The borrower is K-FITS Finance Eiffel-1 LLC, a wholly-owned special purpose financing subsidiary of KKR FS Income Trust Select.
• · The company is an emerging growth company as defined under SEC rules.