US Executive Compensation Proxy SEC Filings — June 25, 2026

25-06-2026

TCW Direct Lending LLC is seeking unitholder approval to extend its term by one year through September 19, 2027, to continue winding down its remaining investment portfolio valued at $249.7 million as of March 31, 2026. The company also proposes ratifying Deloitte as its independent auditor for fiscal year 2026. The adviser has waived its management fee since 2023, resulting in $0 management fee earned for 2025, but the company faces a declining portfolio with only 5 debt obligors and 6 equity issuers remaining.

• · The company's initial term was six years, expiring September 19, 2020, and has been extended multiple times; current term expires September 19, 2026.
• · Extension requires approval of a supermajority (more than 66-2/3%) of outstanding units.
• · Two debt investments were fully repaid and one had two partial exits since March 31, 2025.
• · The adviser has waived the management fee for all periods from and after December 31, 2022.
• · The incentive fee structure includes a 9% hurdle rate and a 20% catch-up and thereafter 20% of additional distributions.
• · If the term is not extended, the company may face forced liquidation or use of a liquidating trust.
• · The company does not expect to call additional investor capital for follow-on investments; it will use existing cash and credit facility availability.

25-06-2026

Anterix Inc. filed its definitive proxy statement (DEF 14A) for the 2026 Annual Meeting on August 4, 2026, highlighting significant operational progress during fiscal 2026, including FCC approval enabling broadband deployment across the full 10 MHz of the 900 MHz band and several spectrum sale agreements worth $23.9 million combined. However, the filing also reveals that the company's accumulated deficit remains substantial, and while the balance sheet is strong with zero debt and $127 million in contracted proceeds received, shareholder dilution may increase with a proposed amendment to the 2023 Stock Plan to add shares.

• · FCC Report & Order secured enabling broadband deployment across the full 10 MHz of the 900 MHz band.
• · Zero debt balance sheet with $127 million in contracted proceeds received in Fiscal 2026.
• · Proposed Amendment No. 2 to the 2023 Stock Plan to increase shares available for issuance.
• · Texas-New Mexico Power agreement expanded coverage to more than 93% of Texas counties.
• · Annual Meeting scheduled for August 4, 2026, held virtually.
• · Record date for voting is June 11, 2026.

25-06-2026

Kingstone Companies, Inc. filed its definitive proxy statement (DEF 14A) for the 2026 Annual Meeting of Stockholders to be held virtually on August 5, 2026. The meeting will include the election of six directors, ratification of CBIZ CPAs P.C. as independent auditor for FY2026, and a non-binding advisory vote on executive compensation. CEO Meryl S. Golden's total compensation increased 61.5% to $1,871,100 in 2025 from $1,158,658 in 2024, driven by a 41.0% increase in bonus and a 345.3% increase in stock awards; however, Chief Actuary Sarah Chen's total compensation rose only 18.4% to $838,430, with her bonus declining 12.6% year-over-year.

• · Annual Meeting will be held virtually on August 5, 2026 at 9:00 a.m. local time via www.virtualshareholdermeeting.com/KINS2026.
• · Record date for voting is June 12, 2026; proxy materials mailed on or about June 25, 2026.
• · Stockholders have cumulative voting rights for director elections; a stockholder must request a proxy card to cumulate votes.
• · Proposals include: (1) election of six directors, (2) ratification of CBIZ CPAs P.C. as auditor for FY2026, (3) non-binding advisory vote on executive compensation.
• · CEO Meryl S. Golden's all other compensation was $26,000 in 2025 (up from $25,800 in 2024).
• · Chief Actuary Sarah Chen's all other compensation was $14,000 in 2025 (up from $7,838 in 2024).
• · Sarah Chen received $12,400 in option awards in 2024 but none in 2025.
• · The filing notes that broker non-votes will have no effect on Proposals 2 and 3, while abstentions will count as negative votes.

25-06-2026

PetMed Express, Inc. filed a DEF 14A proxy statement for its 2026 Annual Meeting to be held virtually on August 11, 2026. The meeting will cover the election of four directors, an advisory vote on executive compensation, ratification of Baker Tilly US, LLP as auditor for FY 2027, and an amendment to the 2024 Omnibus Incentive Plan to increase shares reserved for issuance. The company qualifies as a smaller reporting company with a public float under $250 million as of September 30, 2025.

• · Annual Meeting date: August 11, 2026 at 11:00 a.m. Eastern Time, virtual-only format via http://web.viewproxy.com/petmeds/2026.
• · Record date for voting: June 15, 2026.
• · Proxy materials first distributed on or about June 25, 2026.
• · Company qualifies as a smaller reporting company as of September 30, 2025 due to public float under $250 million.
• · Proposal 4 seeks to amend the 2024 Omnibus Incentive Plan to increase shares of common stock reserved for issuance.

25-06-2026

McGraw Hill, Inc. filed its DEF 14A proxy statement for the fiscal year ended March 31, 2026, seeking stockholder advisory votes on executive compensation (say-on-pay) and the frequency of such votes (recommending every one year). The filing details the retirement of former CEO Simon Allen effective December 30, 2025, and the appointment of Philip Moyer as President and CEO, along with the appointment of Tracey Tiska as CHRO in July 2025. The company also discloses its Code of Ethics and a Compensation Recovery (clawback) Policy adopted in connection with its IPO.

• · Simon Allen retired as President and CEO effective December 30, 2025, and remains as Chair of the Board.
• · Philip Moyer was appointed President and CEO effective as of the CEO Transition Date.
• · Tracey Tiska was appointed CHRO effective July 23, 2025.
• · The Board recommends a vote FOR the approval of executive compensation (say-on-pay) and a vote for ONE YEAR as the preferred frequency for advisory votes on executive compensation.
• · The company adopted a clawback policy in connection with its IPO to comply with SEC and NYSE rules.

25-06-2026

Palatin Technologies filed its definitive proxy statement (DEF 14A) for the annual meeting, disclosing fiscal 2025 director and executive compensation, and seeking shareholder ratification of KPMG LLP as independent auditor for FY2026. Director compensation increased sharply over fiscal 2024 levels, while the company reported no new option or stock awards granted to directors or named executive officers during fiscal 2025. Audit fees rose 32.9% year-over-year to $670,000, but tax fees declined 11.2% to $62,702.

• · The company did not grant any new stock options or restricted stock units to directors or named executive officers during fiscal 2025.
• · Chairman option strike price is $91.50 per share, based on June 4, 2024 closing price.
• · Chairman received $29,280 in stock awards and $28,975 in option awards grant date fair value in fiscal 2025.
• · Each other non-employee director received $21,960 in stock awards and $21,416 in option awards grant date fair value.
• · Audit committee chairperson retainer: $20,000 annually; Compensation committee chair: $20,000; Corporate governance committee chair: $10,000.
• · Program development committee pays chair $3,500 per day and members $2,500 per day.
• · No audit-related or other fees were billed by KPMG in either fiscal 2025 or 2024.
• · KPMG has been recommended for ratification as independent auditor for fiscal year ending June 30, 2026.

25-06-2026

LIBERTY ALL STAR EQUITY FUND is seeking shareholder approval at its August 26, 2026 Annual Meeting for a new Portfolio Management Agreement with Loomis, Sayles & Company, L.P., replacing Sustainable Growth Advisers, LP as the large cap growth equity sub-adviser. The fund also proposes to elect two Trustees (Equity Fund) and two Directors (Growth Fund). The proxy solicitation is expected to cost the Equity Fund an estimated $315,000, and the Board unanimously recommends voting FOR all proposals.

• · The new Portfolio Management Agreement with Loomis Sayles commenced on June 15, 2026, after the Sustainable Agreement was terminated on June 14, 2026.
• · The sub-advisory fee rate under the New Agreement is the same as the fee rate paid to Sustainable under the Old Agreement; the fee is paid by AAI, not the Equity Fund.
• · The New Agreement will continue for an initial period ending on the second anniversary of its effective date.
• · The record date for shareholder voting is June 11, 2026.
• · Proxy materials will be mailed on or about July 3, 2026.

25-06-2026

CytoSorbents Corp filed a definitive proxy statement (DEF 14A) for its 2026 Annual Meeting of Stockholders to be held virtually on August 13, 2026. Key proposals include the election of five directors, a non-binding advisory vote on executive compensation, ratification of WithumSmith+Brown, PC as independent auditor, approval of a reverse stock split (ratio between 1-for-5 and 1-for-20, at Board discretion), and an adjournment proposal. The filing does not include financial results, so no period-over-period comparisons are available.

• · The reverse stock split ratio range is 1-for-5 to 1-for-20, with the exact ratio set at Board discretion without further stockholder approval, valid for one year from stockholder approval.
• · The record date for voting is June 15, 2026.
• · The virtual meeting will be held at www.virtualshareholdermeeting.com/CTSO2026 with online check-in starting at 9:45 a.m. ET.
• · The proxy materials are available at www.proxyvote.com.

25-06-2026

Hour Loop, Inc. filed a DEF 14A proxy statement for its 2026 annual meeting, seeking shareholder votes on the election of five directors (including CEO Sam Lai) and ratification of HTL International as independent auditor. The filing details voting procedures, quorum requirements (17,595,946 shares needed), and board composition with three of five directors deemed independent.

• · Proposal 1 (election of directors) is a non-routine matter; brokers cannot vote uninstructed shares on this proposal.
• · Proposal 2 (ratification of HTL International) is a routine matter; brokers may vote uninstructed shares.
• · If Proposal 2 is not approved, the audit committee will consider selecting another independent auditor.
• · Directors elected will serve until the 2027 annual meeting.
• · Board unanimously recommends a vote FOR all director nominees and FOR ratification of HTL International.

25-06-2026

Trulieve Cannabis Corp. filed a definitive proxy statement (DEF 14A) on June 25, 2026, for a special meeting of shareholders to be held virtually on August 5, 2026. The primary proposal is to approve a plan of arrangement to redomicile the company from British Columbia, Canada, to Delaware, USA, which would change the governing corporate law and shareholder rights. The board recommends shareholders vote FOR the proposal, but the filing also details potential disadvantages and risk factors associated with the move.

• · The special meeting will be held virtually on August 5, 2026, at 11:00 a.m. Eastern Time.
• · The record date for shareholders entitled to vote is June 8, 2026.
• · Shareholders have dissent rights under the BCBCA; written notice must be received by 5:00 p.m. Vancouver time on July 31, 2026.
• · The proxy statement is being delivered using notice-and-access, posted online rather than mailed.
• · The company's principal executive offices are at 3494 Martin Hurst Road, Tallahassee, Florida 32312.
• · The board recommends a vote FOR the Delaware domestication proposal and FOR the adjournment proposal.

25-06-2026

Tharimmune, Inc. filed its definitive proxy statement (DEF 14A) for the 2026 Annual Meeting of Stockholders, detailing seven director nominees, including three new candidates (Sean Galvin, Rishi Nangalia, Pamela L. Carter) to replace outgoing directors Gary Stetz and others. The filing also sets deadlines for stockholder proposals for the 2027 Annual Meeting and reaffirms the combined Chairman and CEO role for Mark Wendland, with a majority-independent board.

• · Stockholder proposals for the 2027 Annual Meeting must be received by February 25, 2027 for inclusion in proxy materials.
• · Director nominations for the 2027 Annual Meeting must be submitted between April 14, 2027 and May 14, 2027.
• · Gary Stetz is not standing for reelection and will cease serving on all board committees upon term expiration.
• · Sean Galvin is expected to serve as Audit Committee Chair and as an audit committee financial expert if elected.
• · William Wiley is expected to serve as Compensation Committee Chair if elected.
• · Jill E. Sommers is expected to serve as Nominating and Governance Committee Chair if elected.

25-06-2026

AIM ImmunoTech Inc. is soliciting stockholder approval for the issuance of more than 19.99% of its outstanding common stock upon exercise of Class H Warrants issued in a May 2026 warrant inducement transaction. The company received approximately $3.5 million in gross proceeds from the exercise of existing warrants at a reduced price of $0.48 per share, while issuing new Class H warrants with a $0.60 exercise price. The filing details procedural aspects of the special meeting, including voting mechanics and proxy solicitation costs, but does not provide any financial performance data or period-over-period comparisons.

• · The special meeting is scheduled for July 2026 with a record date and pre-registration deadline of July 14, 2026 at 11:00 AM Eastern Time.
• · Stockholders can revoke proxies by submitting a later-dated proxy card, written notice to the Corporate Secretary, or attending the virtual meeting.
• · Proxies returned without specific choices will be voted FOR all seven proposals.
• · The company has agreed to file a resale registration statement for Class H Warrant Shares within 30 days of closing and use best efforts to have it effective within 60-90 days.
• · The warrant inducement transaction closed on May 8, 2026.

25-06-2026

Eaton Vance Municipal Bond Fund (EIM) filed a definitive proxy statement (DEF 14A) on June 25, 2026, for its Annual Meeting of Shareholders to be held on August 18, 2026. The primary proposal is the election of three Class III Trustees: Alan C. Bowser, George J. Gorman, and Marcus L. Smith. As of the record date June 4, 2026, there were 51,372,599 common shares outstanding, with no shareholder owning 5% or more and trustees/executive officers owning less than 1% collectively.

• · The Board of Trustees has fixed the number of Trustees at nine, divided into three classes with staggered three-year terms.
• · As of June 4, 2026, no shareholder owned 5% or more of outstanding Common Shares, and Trustees and executive officers collectively owned less than 1%.
• · The Annual Meeting will be held on Tuesday, August 18, 2026 at 11:30 a.m. Eastern Time at One Post Office Square, Boston, Massachusetts 02109.
• · Shareholders of record as of June 4, 2026 are entitled to vote; proxies must be received prior to the meeting.
• · The Board recommends voting FOR the election of each Trustee nominee.

25-06-2026

Granite Ridge Resources, Inc. is holding a Special Meeting on August 4, 2026 to seek stockholder approval for reincorporation from Delaware to Texas by conversion. The Board unanimously recommends voting FOR the proposal. As of the record date, there are 131,895,990 shares of common stock outstanding, each entitled to one vote.

• · Special Meeting will be virtual only via live webcast at https://www.cstproxy.com/graniteridge/sm2026.
• · Record date for voting is June 15, 2026.
• · Approval requires a majority of outstanding shares voted FOR the proposal.
• · Abstentions count as votes AGAINST the proposal.
• · No broker non-votes are expected as the proposal is non-routine and no routine matters are on the agenda.
• · The company's principal offices are at 5217 McKinney Avenue, Suite 400, Dallas, Texas 75205.

25-06-2026

Liberty All Star Growth Fund Inc. filed a definitive proxy statement (DEF 14A) for its 2026 Joint Annual Meeting to be held on August 26, 2026. The meeting includes a key proposal from the Equity Fund to approve a new Portfolio Management Agreement with Loomis, Sayles & Company, L.P., replacing the previous sub-adviser Sustainable Growth Advisers, LP. The Boards unanimously recommend voting FOR all proposals; however, the meeting notice highlights that the additional proxy solicitation costs for this proposal, estimated at $315,000, will be borne solely by the Equity Fund shareholders.

• · Proxy statement is available online at https://vote.proxyonline.com/libertyallstarfunds/docs/2026am.pdf
• · Equity Fund currently has five Portfolio Managers; the change introduces Loomis Sayles for large cap growth equity allocation.
• · Shareholders of record as of June 11, 2026 are eligible to vote.
• · The new Portfolio Management Agreement fee rate for Loomis Sayles is the same as the fee rate paid to Sustainable Growth Advisers.
• · The solicitation is being mailed on or about July 3, 2026.
• · Equity Fund shareholders bear the estimated $315,000 additional proxy solicitation costs; regular meeting costs are shared by both Funds.
• · The old Portfolio Management Agreement with Sustainable was terminated on June 14, 2026; the new agreement with Loomis Sayles commenced on June 15, 2026, subject to shareholder approval.