US Executive Compensation Proxy SEC Filings — July 02, 2026

Executive Compensation Insights

By Gunpowder Editorial ·

25 high priority 25 total filings analysed

Executive Summary

The 25 pre-analyzed proxy filings for the 'Executive Compensation Insights' stream reveal a landscape dominated by routine governance and director elections, particularly across 15 Nuveen closed-end municipal funds with virtual annual meetings scheduled for August 13, 2026.

However, several filings stand out with material developments: 60 Degrees Pharmaceuticals seeks shareholder approval for a dilutive equity plan amendment and a 1:5 to 1:10 reverse stock split, signaling deep financial distress. QT Imaging Holdings reports explosive 288% revenue growth but a widening net loss, while proposing a modest 4% equity dilution. EnerSys showcases operational strength with a 15% increase in adjusted EPS and robust cash generation, returning $408 million to shareholders. Monro, Inc. highlights governance improvement by eliminating its dual-class stock structure. A key theme is the use of option grants with premium exercise prices at Lesaka Technologies, designed to align management with shareholder returns amid underwater legacy options. The Keen Vision Acquisition Corp. SPAC seeks a 12-month extension, trading at a slight discount to trust value, presenting an arbitrage opportunity. Overall, the digest surfaces actionable signals in turnaround situations (QT Imaging, EnerSys), governance catalysts (Monro), and risk flags (60 Degrees Pharmaceuticals), while the majority of filings are low-materiality, routine votes.

Materiality, sentiment, and priority are scored by Gunpowder’s analysis pipeline. How we score filings →

Filing types in this digest: DEF 14A

Tracking the trend? Catch up on the prior US Executive Compensation Proxy SEC Filings digest from June 24, 2026.

Investment Signals (10)

  • Revenue surged 288% YoY to $18.9M, surpassing guidance, while operating expenses fell 12% to $13M. Net loss per share improved to $2.01 from $2.13, with a 3:1 reverse split and Nasdaq uplisting achieved. CEO bought shares?

  • EnerSys (BULLISH)

    Adjusted diluted EPS (ex-IRC 45X) grew 15% to $6.41, operating cash flow of $548M, and $408M returned via buybacks/dividends. $80M annualized cost savings achieved; Investor Day held June 11, 2026.

  • Executive Chairman granted 1M options at $5.00 exercise price (premium to market), vesting April 2028. No acceleration on termination/change of control – strong alignment with long-term value creation.

  • Eliminated dual-class stock structure by converting all Class C Preferred on June 18, 2026 – a positive governance catalyst. 98% say-on-pay approval at prior meeting signals strong shareholder alignment.

  • Trust holds $13.43M ($12.314/share); stock closed at $12.16 – slight discount to trust value. Seeking 12-month extension to July 2027, creating potential arbitrage opportunity for redemption.

  • Proposing reverse stock split (1:5 to 1:10) and 800K share increase to equity plan (30% dilution). Stock has 2.66M shares outstanding; management success fee proposal suggests anticipation of change of control.

  • 315.4M shares outstanding, virtual meeting Sept 29, 2026. No executive comp details disclosed in summary; low materiality but large shareholder base implies governance power.

  • CEO Geert Kersten holds 3.6% of 17.48M shares; insider ownership at just 4.63%. Annual meeting Aug 14, 2026 with new stock option and bonus plan proposals – potential dilution risk.

  • Only 1.8M shares outstanding (micro-cap). Advisory vote on exec comp and auditor ratification; no financial performance data in summary.

  • Risk level medium, materiality 6/10 – no summary provided but elevated risk indicates potential governance or compensation issues needing scrutiny.

Risk Flags (9)

  • Proposing 800K share increase to equity plan (30% dilution relative to 2.66M shares outstanding) and a reverse split. Also seeks approval for management success fee, signaling potential change of control or acquisition.

  • Despite 288% revenue growth, net loss ballooned to $21.1M from $9.0M due to non-cash expenses and fair value adjustments. Cash burn rate concerning.

  • Executive Chairman Mazanderani holds 4M vested options with exercise prices $6-$14, all deeply out of the money at current $5 stock price. New grant at $5 may not rectify morale.

  • Adopted limited-duration shareholder rights plan in November 2025 to guard against unsolicited accumulation – defensive mechanism may deter activists but limits shareholder value creation.

  • Seeking 12-month extension until July 2027; if no business combination found, trust will be liquidated. Stock at slight discount suggests market pricing in redemption.

  • Officers and directors hold only 4.63%; CEO at 3.6%. Low alignment with retail shareholders; new option plans may dilute further.

  • Nuveen Fund Complex / Concentrated Meeting Date [LOW RISK]

    All 15 Nuveen funds hold virtual meeting on the same date (Aug 13, 2026) with same record date (June 22). Any technical glitch could disenfranchise shareholders across multiple funds.

  • Risk level of 'medium' without provided summary suggests potential governance or compensation issues not transparent in filing.

  • With only 1.8M shares outstanding and limited financial disclosure, any compensation or equity plan changes will have outsized dilution impact.

Opportunities (8)

  • Revenue up 288% to $18.9M, operating expenses down 12%. Exclusive distribution deals in Saudi Arabia and UAE. Nasdaq uplisting provides institutional access. Net loss improving on per-share basis.

  • $80M cost savings achieved, adjusted EPS up 15%, $548M operating cash flow. $408M returned through buybacks/dividends. Undervalued if tariff uncertainty priced in excessively.

  • Elimination of dual-class stock structure effective June 18, 2026 – democratizes voting power. 98% say-on-pay approval signals strong compensation alignment. Watch for activist interest post-structure change.

  • Stock at $12.16 vs trust value $12.314/share – ~1.2% discount. With extension proposal, downside protected by redemption right. Low-risk arbitrage for merger completion.

  • Executive Chairman's 1M options at $5.00 with 2029 exercisability aligns with long-term value. Current stock likely below intrinsic value given legacy underwater options.

  • Proposing reverse split and management success fee – potential change of control catalyst. If buyer emerges, significant upside from current levels. High risk/high reward.

  • Annual meeting includes stock option and bonus plan approvals – if passed, could incentivize management for R&D milestones. CEO holds 3.6% and has long tenure.

  • 315M shares outstanding – likely significant institutional and retail ownership. Virtual meeting format increases accessibility for retail voters.

Sector Themes (6)

  • Micro-Cap Dilution & Distress

    60 Degrees Pharmaceuticals, Bone Biologics, and CEL-SCI all propose equity plan increases or reverse splits, indicating cash burn and need for capital. Investors should scrutinize dilution risks in small biotech/pharma proxies.

  • Governance Improvements as Catalysts

    Monro's dual-class elimination and EnerSys's management layer reduction demonstrate a trend of governance enhancements that unlock shareholder value. Companies with routine director elections (Nuveen funds) show no such activism.

  • Muni Fund Concentration Risk

    15 Nuveen funds share the same virtual meeting date (Aug 13, 2026) and record date (June 22, 2026). Any systemic issue could affect voting across $ billions in assets. Low materiality individually but aggregate risk.

  • Alignment Through Premium Exercise Options

    Lesaka's $5.00 premium-priced option grant (vs market) and no change-in-control acceleration represents best practice in compensation alignment. In contrast, 60 Degrees' success fee suggests possible change-of-control event.

  • SPAC Extension Season

    Keen Vision's extension request amid $12.16 stock vs $12.314 trust value reflects a broader trend of SPACs seeking more time while trading near trust. Watch for liquidation risk if extension fails.

  • Revenue Growth vs. Profitability Divergence

    QT Imaging shows 288% revenue growth but widening net loss; EnerSys shows 15% EPS growth on cost savings. Pure growth without profitability is a red flag, while operational efficiency drives sustainable value.

Watch List (8)

  • Annual meeting Aug 5, 2026 – vote on reverse split and equity plan dilution. Watch for management success fee approval signaling M&A. Stock price action around reverse split ratio announcement.

  • Annual meeting July 28, 2026 – vote on equity plan increase (550,900 shares). Monitor post-meeting revenue guidance and new distribution deal ramp in Saudi/UAE.

  • 👁

    Annual meeting Aug 6, 2026 – Q1 FY2027 results likely in late July. Watch for tariff impact on margins and any additional cost savings announcements.

  • Extraordinary meeting July 21, 2026 for extension vote. If approved, track business combination target announcements through July 2027.

  • Annual meeting Aug 11, 2026 – watch for any shareholder proposals following dual-class elimination. Poison pill expiration date (likely Nov 2026) is key catalyst.

  • Annual meeting Aug 14, 2026 – vote on new stock option and bonus plans. Monitor for Phase 3 clinical trial updates post-meeting.

  • Special meeting Aug 3, 2026 for option grant approval. Watch for Q4 FY2026 earnings and any updates on legacy option restructuring.

  • Annual meeting Sept 29, 2026 – virtual format. Monitor for executive compensation details in the full proxy statement (not summarized).

Filing Analyses (25)
CEL SCI CORP DEF 14A neutral materiality 5/10

02-07-2026

CEL-SCI Corporation filed its definitive proxy statement (DEF 14A) for the annual meeting scheduled for August 14, 2026. The meeting includes proposals to elect directors, approve new stock option and bonus plans, conduct advisory votes on executive compensation and frequency, and ratify BDO USA as auditor. As of the record date, the company had 17,477,144 outstanding shares; insider ownership among officers and directors totals 4.63%, with CEO Geert Kersten holding 3.6%.

  • · Annual meeting date: August 14, 2026 at 10:00 a.m. local time at CEL-SCI offices in Vienna, Virginia.
  • · Record date for voting: June 18, 2026.
  • · Proxy materials available at https://cel-sci.com/sec-filings/.
  • · Proxy solicitor: Advantage Proxy (877-870-8565).
  • · Quorum requirement: one-third of outstanding shares.
  • · Directors are elected by majority vote of shares present; cumulative voting not permitted.
  • · Proposal 1: Elect directors for the ensuing year.
  • · Proposal 2: Approve 2026 Non-Qualified Stock Option Plan.
  • · Proposal 3: Approve 2026 Stock Bonus Plan.
  • · Proposal 4: Non-binding advisory vote on executive compensation.
  • · Proposal 5: Non-binding advisory vote on frequency of say-on-pay vote.
  • · Proposal 6: Ratify BDO USA as independent auditor for fiscal year ending September 30, 2026.
  • · CEO Geert Kersten holds 642,018 shares (including 119,521 exercisable options/warrants and shares in de Clara Trust).
  • · No single shareholder beneficially owns 5% or more of outstanding shares.
  • · Board committees: Audit (chaired by Robert Watson), Compensation (chaired by Bruno Baillavoine), Nominating & Governance (chaired by Robert Watson).
  • · No period-over-period comparisons are provided in this proxy statement.
Nuveen Taxable Municipal Income Fund DEF 14A neutral materiality 3/10

02-07-2026

Nuveen Taxable Municipal Income Fund (NBB) filed a definitive proxy statement (DEF 14A) for its annual meeting of shareholders to be held virtually on August 13, 2026. Shareholders will vote on the election of four Class II Board Members for NBB and several other Nuveen funds. The record date for voting is June 22, 2026, and the proxy materials are being mailed on or about July 7, 2026.

  • · The annual meeting will be held virtually on August 13, 2026 at 2:00 p.m. Central time via live webcast at www.meetnow.global/MQ6NNYJ.
  • · Shareholders of record as of June 22, 2026 are entitled to vote.
  • · For NBB, shareholders will elect four (4) Class II Board Members (common shares only; preferred shares not applicable).
  • · For eight other funds (including AMT-Free Credit Income, AMT-Free Quality, Dynamic Municipal, Credit Income, Municipal High Income, New York AMT-Free, New York Quality Income, and Quality Income), holders of Preferred Shares will separately elect two Board Members.
  • · A quorum for the preferred-only election requires 33⅓% of the Preferred Shares entitled to vote.
  • · Shareholders holding shares through an intermediary must register at least three business days before the meeting by submitting a legal proxy to Computershare.
  • · Proxies may be revoked by written notice, later-dated proxy, or by attending and voting at the virtual meeting.
NUVEEN SELECT MATURITIES MUNICIPAL FUND DEF 14A neutral materiality 3/10

02-07-2026

Nuveen Select Maturities Municipal Fund (NIM) filed a definitive proxy statement (DEF 14A) for its annual meeting of shareholders to be held virtually on August 13, 2026. The meeting will include the election of four Class II Board Members by all shareholders. The record date for voting is June 22, 2026.

  • · The annual meeting will be held virtually on August 13, 2026 at 2:00 p.m. Central time.
  • · Shareholders of record as of June 22, 2026 are entitled to vote.
  • · Shareholders can vote by mail, telephone, or over the Internet.
  • · The proxy statement is being mailed to shareholders on or about July 7, 2026.
  • · If no choice is specified on a proxy, shares will be voted FOR the election of nominees.
  • · A majority of shares entitled to vote constitutes a quorum for the meeting.
NUVEEN SELECT TAX FREE INCOME PORTFOLIO DEF 14A neutral materiality 3/10

02-07-2026

Nuveen Select Tax-Free Income Portfolio (NXP) filed a definitive proxy statement (DEF 14A) for its annual meeting of shareholders to be held virtually on August 13, 2026. The meeting will include the election of four Class II Board Members by all shareholders. The record date for voting is June 22, 2026, and the proxy materials are being mailed on or about July 7, 2026.

  • · The annual meeting will be held virtually at www.meetnow.global/MQ6NNYJ on August 13, 2026 at 2:00 p.m. Central time.
  • · Shareholders of record as of June 22, 2026 are entitled to vote.
  • · Shareholders can vote by mail, telephone, or over the Internet; instructions are provided on the proxy card.
  • · If no choice is specified on a returned proxy, shares will be voted FOR the election of nominees.
  • · A quorum requires a majority of shares entitled to vote, except for preferred-only elections where 33⅓% of preferred shares constitutes a quorum.
NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND DEF 14A neutral materiality 5/10

02-07-2026

Nuveen New York Quality Municipal Income Fund (NAN) filed a definitive proxy statement (DEF 14A) for its annual meeting of shareholders to be held virtually on August 13, 2026. Shareholders will vote on the election of six Board Members, including four Class II Board Members elected by common and preferred shareholders voting together and two Board Members elected solely by preferred shareholders. The record date for voting is June 22, 2026, and the proxy materials are being mailed on or about July 7, 2026.

  • · The annual meeting will be held virtually on August 13, 2026 at 2:00 p.m. Central time.
  • · Record date for voting is June 22, 2026.
  • · Proxy materials are first being mailed on or about July 7, 2026.
  • · A quorum for the election of the two Board Members by preferred shareholders requires 33⅓% of preferred shares entitled to vote.
  • · Shareholders can vote by mail, telephone, or over the Internet; instructions are provided on the proxy card.
NUVEEN NEW YORK MUNICIPAL VALUE FUND DEF 14A neutral materiality 3/10

02-07-2026

Nuveen New York Municipal Value Fund (NNY) filed a definitive proxy statement (DEF 14A) for its annual shareholder meeting scheduled for August 13, 2026, to be held virtually. Shareholders will vote on the election of four Class II Board Members for the fund. The filing covers 15 Nuveen municipal funds in a joint proxy statement, with the record date set for June 22, 2026.

  • · The annual meeting will be held virtually on August 13, 2026 at 2:00 p.m. Central time.
  • · Shareholders of record as of June 22, 2026 are entitled to vote.
  • · The proxy statement is first being mailed to shareholders on or about July 7, 2026.
  • · For NNY, shareholders will vote on the election of four Class II Board Members.
  • · A majority of shares entitled to vote constitutes a quorum.
  • · Shareholders can vote by mail, telephone, or over the Internet.
NUVEEN NEW YORK AMT-FREE QUALITY MUNICIPAL INCOME FUND DEF 14A neutral materiality 3/10

02-07-2026

Nuveen New York AMT-Free Quality Municipal Income Fund (NRK) filed a definitive proxy statement (DEF 14A) for its annual meeting of shareholders to be held virtually on August 13, 2026. Shareholders will vote on the election of six Board Members, including four Class II members elected by common and preferred shareholders together and two members elected by preferred shareholders only. The record date for voting is June 22, 2026, and the proxy statement was first mailed on or about July 7, 2026.

  • · Annual meeting will be held virtually on August 13, 2026 at 2:00 p.m. Central time via live webcast at www.meetnow.global/MQ6NNYJ.
  • · Record date for voting is June 22, 2026.
  • · Shareholders holding shares through an intermediary must register at least three business days before the meeting by submitting a legal proxy to Computershare.
  • · A quorum for the meeting requires a majority of shares entitled to vote, except for the election of two Board Members by preferred shareholders only, where 33⅓% of preferred shares constitutes a quorum.
  • · The proxy statement is being mailed to shareholders on or about July 7, 2026.
Nuveen Quality Municipal Income Fund DEF 14A neutral materiality 3/10

02-07-2026

Nuveen Quality Municipal Income Fund (NAD) filed a definitive proxy statement (DEF 14A) on July 2, 2026, for its virtual annual meeting of shareholders to be held on August 13, 2026. Shareholders will vote on the election of six Board Members, including four Class II members elected by common and preferred shareholders voting together, and two members elected solely by preferred shareholders. The filing covers 15 Nuveen municipal funds in a joint proxy statement, with no financial results or performance metrics disclosed.

  • · The annual meeting will be held virtually on August 13, 2026 at 2:00 p.m. Central time.
  • · Record date for shareholders entitled to vote is June 22, 2026.
  • · Proxy statement first mailed to shareholders on or about July 7, 2026.
  • · Shareholders can vote by mail, telephone, or over the Internet.
  • · For NAD, a quorum requires a majority of shares entitled to vote for common/preferred matters, and 33⅓% of preferred shares for the preferred-only election.
  • · If no choice is specified on a proxy, shares will be voted FOR the election of nominees.
NUVEEN MUNICIPAL INCOME FUND INC DEF 14A neutral materiality 2/10

02-07-2026

Nuveen Municipal Income Fund Inc. (NMI) filed a definitive proxy statement (DEF 14A) for its Annual Meeting of Shareholders to be held virtually on August 13, 2026. The primary matter is the election of four Class I Board Members by all shareholders. The filing is a routine governance event with no financial results or material corporate actions disclosed.

  • · The Annual Meeting will be held virtually on August 13, 2026, at 2:00 PM Central time.
  • · Shareholders of record as of June 22, 2026 are entitled to vote.
  • · The proxy statement is being mailed to shareholders on or about July 7, 2026.
  • · For NMI specifically, shareholders are voting to elect four (4) Class I Board Members.
  • · A majority of shares entitled to vote constitutes a quorum for NMI.
  • · The meeting is virtual only, with no physical location.
NUVEEN MUNICIPAL VALUE FUND INC DEF 14A neutral materiality 3/10

02-07-2026

Nuveen Municipal Value Fund Inc. (NUV) filed a definitive proxy statement (DEF 14A) for its annual meeting of shareholders to be held virtually on August 13, 2026. The meeting will include the election of Board Members across multiple Nuveen municipal funds, with separate voting by common and preferred shareholders for certain funds. The record date for voting is June 22, 2026, and the proxy materials are being mailed on or about July 7, 2026.

  • · Shareholders of record as of June 22, 2026 are entitled to vote.
  • · Quorum for most funds is a majority of shares entitled to vote; for preferred-only elections, 33⅓% of preferred shares constitutes a quorum.
  • · Proxies may be revoked by written notice, later-dated proxy, or by voting at the virtual meeting.
  • · Virtual meeting access requires a control number for registered shareholders; beneficial holders must register at least three business days prior.
Nuveen Municipal Credit Income Fund DEF 14A neutral materiality 3/10

02-07-2026

Nuveen Municipal Credit Income Fund (NZF) filed a definitive proxy statement (DEF 14A) for its annual shareholder meeting to be held virtually on August 13, 2026. Shareholders of record as of June 22, 2026 will vote on the election of Board Members, including six Board Members for NZF (four Class II by all shareholders and two by Preferred Shareholders only). The filing covers 15 Nuveen municipal funds in a joint proxy, but contains no financial performance data for NZF.

  • · Annual Meeting to be held virtually on August 13, 2026, at 2:00 PM Central time.
  • · Record date for voting is June 22, 2026.
  • · Proxy statement first mailed to shareholders on or about July 7, 2026.
  • · For NZF, shareholders vote on election of 4 Class II Board Members (by all shareholders) and 2 Board Members (by Preferred Shareholders only).
  • · Quorum for NZF is majority of shares entitled to vote; for Preferred-only election, quorum is 33⅓% of Preferred Shares.
  • · No financial figures or performance data are provided in the filing.
NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND DEF 14A neutral materiality 3/10

02-07-2026

Nuveen Municipal High Income Opportunity Fund (NMZ) filed a definitive proxy statement (DEF 14A) for its virtual annual meeting of shareholders to be held on August 13, 2026. Shareholders will vote on the election of Board Members, including four Class II Board Members to be elected by common and preferred shareholders voting together, and two Board Members to be elected by preferred shareholders only. The record date for voting is June 22, 2026, and the proxy materials are being mailed on or about July 7, 2026.

  • · Annual meeting will be held virtually on August 13, 2026 at 2:00 p.m. Central time.
  • · Record date for voting is June 22, 2026.
  • · Proxy materials first mailed to shareholders on or about July 7, 2026.
  • · Shareholders can vote by mail, telephone, or over the Internet.
  • · A quorum for the election of the two Board Members by preferred shareholders requires 33⅓% of preferred shares entitled to vote.
  • · For the election of Class II Board Members, common and preferred shareholders vote together as a single class.
Nuveen AMT-Free Municipal Value Fund DEF 14A neutral materiality 2/10

02-07-2026

Nuveen AMT-Free Municipal Value Fund (NUW) filed a definitive proxy statement (DEF 14A) on July 2, 2026, for its virtual annual meeting of shareholders scheduled for August 13, 2026. The meeting will include the election of four Class II Board Members for NUW and several other funds, with shareholders of record as of June 22, 2026, eligible to vote. The filing covers 15 Nuveen municipal funds and outlines voting procedures for common and preferred shareholders, with no specific financial performance data or material changes disclosed.

  • · The annual meeting will be held virtually on August 13, 2026, at 2:00 p.m. Central time via www.meetnow.global/MQ6NNYJ.
  • · Shareholders of record as of June 22, 2026, are entitled to vote.
  • · For NUW and five other funds, four Class II Board Members will be elected by all shareholders.
  • · For eight other funds, preferred shareholders vote separately to elect two Board Members.
  • · A quorum for most matters requires a majority of shares entitled to vote; for preferred-only elections, 33⅓% of preferred shares constitutes a quorum.
  • · Proxies may be revoked by written notice, later-dated proxy, or by voting again via toll-free number or internet.
Nuveen AMT-Free Quality Municipal Income Fund DEF 14A neutral materiality 3/10

02-07-2026

Nuveen AMT-Free Quality Municipal Income Fund (NEA) filed a definitive proxy statement (DEF 14A) for its annual shareholder meeting to be held virtually on August 13, 2026. Shareholders will vote on the election of Board Members, including four Class II Board Members elected by common and preferred shareholders together, and two Board Members elected by preferred shareholders only. The record date for voting is June 22, 2026.

  • · The annual meeting will be held virtually on August 13, 2026 at 2:00 p.m. Central time.
  • · Record date for voting is June 22, 2026.
  • · Proxy statement first mailed to shareholders on or about July 7, 2026.
  • · For NEA, shareholders will vote on two matters: election of four Class II Board Members by common and preferred shareholders together, and election of two Board Members by preferred shareholders only.
  • · A quorum for the preferred-only election requires 33 1/3% of preferred shares entitled to vote.
  • · Shareholders can vote by mail, telephone, or internet; virtual attendance requires a control number for registered shareholders or advance registration for beneficial owners.
Nuveen Dynamic Municipal Opportunities Fund DEF 14A neutral materiality 3/10

02-07-2026

Nuveen Dynamic Municipal Opportunities Fund (NDMO) filed a definitive proxy statement (DEF 14A) for its virtual annual meeting of shareholders scheduled for August 13, 2026. Shareholders will vote on the election of Board Members, including six nominees for NDMO (four Class II members elected by common and preferred shareholders together, and two elected by preferred shareholders only). The filing covers 15 Nuveen municipal funds in a joint proxy statement, with the record date set for June 22, 2026.

  • · The annual meeting will be held virtually on August 13, 2026 at 2:00 p.m. Central time.
  • · Record date for shareholders entitled to vote is June 22, 2026.
  • · Shareholders holding shares through an intermediary must register at least three business days before the meeting by emailing a legal proxy to shareholdermeetings@computershare.com.
  • · A quorum for preferred shareholder votes requires 33⅓% of preferred shares entitled to vote.
  • · Proxies may be revoked by written notice, later-dated proxy, or by voting again via toll-free number or internet.
Nuveen AMT-Free Municipal Credit Income Fund DEF 14A neutral materiality 3/10

02-07-2026

Nuveen AMT-Free Municipal Credit Income Fund (NVG) and 14 other Nuveen municipal funds will hold virtual annual meetings on August 13, 2026. Shareholders will vote on the election of Board Members across multiple classes, with separate voting by preferred shareholders in certain funds. The joint proxy statement is being mailed on or about July 7, 2026, with a record date of June 22, 2026.

  • · The record date for shareholders entitled to vote is June 22, 2026.
  • · The meeting is entirely virtual with no physical location; shareholders must log in via www.meetnow.global/MQ6NNYJ.
  • · Shareholders holding shares through intermediaries must register at least three business days before the meeting by submitting a legal proxy to Computershare.
  • · All Massachusetts funds will elect six Board Members: four by common and preferred shareholders together, and two by preferred shareholders only.
  • · Municipal Income (Minnesota) will elect four Class I Board Members by all shareholders.
  • · AMT-Free Value, Municipal Value, New York Value, Select Maturities, Select Tax-Free, and Taxable Income will each elect four Class II Board Members by all shareholders.
HINES GLOBAL INCOME TRUST, INC. DEF 14A neutral materiality 3/10

02-07-2026

Hines Global Income Trust, Inc. filed its definitive proxy statement (DEF 14A) for the 2026 annual meeting of stockholders to be held virtually on September 29, 2026. The meeting will include the election of seven directors and ratification of Deloitte & Touche LLP as independent auditor for fiscal year 2026. As of the July 2, 2026 record date, 315.4 million shares of common stock were issued and outstanding.

  • · The annual meeting will be held virtually at www.virtualshareholdermeeting.com/HGIT2026 on September 29, 2026 at 9:00 a.m. Central Daylight Time.
  • · Stockholders of record as of July 2, 2026 are entitled to vote; each share carries one vote.
  • · The board recommends voting 'FOR' both proposals: election of seven directors and ratification of Deloitte & Touche LLP.
  • · Directors are elected by majority of shares present in person or by proxy at the meeting; abstentions and broker non-votes count as votes against.
  • · Ratification of auditors requires majority of votes cast; abstentions and broker non-votes have no impact.
  • · Quorum requires at least 50% of all votes entitled to be cast.
  • · The proxy statement was first made available to stockholders on or about July 16, 2026.
  • · The 2025 Annual Report to Stockholders was delivered on or about April 30, 2026.
60 DEGREES PHARMACEUTICALS, INC. DEF 14A neutral materiality 7/10

02-07-2026

60 Degrees Pharmaceuticals, Inc. filed a definitive proxy statement (DEF 14A) for its 2026 Annual Meeting of Stockholders to be held on August 5, 2026. The meeting will include votes on the election of five directors, an amendment to the 2022 Equity Incentive Plan to increase authorized shares by 800,000, a reverse stock split at a ratio between 1:5 and 1:10, ratification of RBSM LLP as auditor, approval of a management success fee in connection with a change of control or strategic transaction, and adjournment if needed. As of the record date (July 2, 2026), the company had 2,659,288 shares of common stock outstanding.

  • · The proxy materials are first being made available to stockholders on or about July 2, 2026.
  • · Stockholders may vote by telephone or by mailing back a proxy card.
  • · The Annual Meeting will be held virtually via live audio webcast over the telephone.
  • · The record date for voting is July 2, 2026.
  • · The company's executive offices are located at 1025 Connecticut Avenue NW, Suite 1000, Washington, D.C. 20036.
GAXOS.AI INC. DEF 14A materiality 6/10

02-07-2026

LESAKA TECHNOLOGIES INC DEF 14A neutral materiality 5/10

02-07-2026

Lesaka Technologies is holding a special shareholder meeting on August 3, 2026 to approve a share option grant of 1,000,000 options at $5.00 per share to Executive Chairman Ali Mazanderani, as required by Nasdaq Listing Rule 5635(c). The option vests on April 1, 2028, subject to continuous employment, and is exercisable only after April 1, 2029, expiring on April 1, 2030. While the award is designed to align management with shareholder returns, it is notable that Mr. Mazanderani already holds 4,000,000 vested options that are currently out of the money (exercise prices $6.00-$14.00), and the new award does not accelerate vesting upon termination, death, disability, or change in control.

  • · The Option Award is not made under the company's 2022 Amended and Restated Stock Incentive Plan.
  • · Exercise price of $5.00 per share was set at a premium to the market price on the date of Board approval (May 12, 2026).
  • · No acceleration of vesting upon termination, death, disability, or change in control.
  • · Mr. Mazanderani's prior vested options (4,000,000 shares) have exercise prices ranging from $6.00 to $14.00 per share and are currently out of the money.
  • · Shareholders of record as of June 15, 2026 are entitled to vote; 85,796,794 shares outstanding.
EnerSys DEF 14A mixed materiality 7/10

02-07-2026

EnerSys reported fiscal year 2026 adjusted diluted EPS excluding IRC 45X benefits increased 15% to $6.41, with operating cash flow of $548 million. The company returned $408 million to stockholders through share repurchases and dividends, and achieved approximately $80 million in annualized cost savings. However, the company faces ongoing uncertainty from tariffs, public policy, and geopolitical dynamics, and the work ahead includes adding top-line momentum to the operating discipline strengthened this year.

  • · Annual Meeting will be held virtually on August 6, 2026 at 10:00 a.m. Eastern Time.
  • · The company reduced management layers and implemented Centers of Excellence to improve speed and accountability.
  • · EnerSys hosted an Investor Day on June 11, 2026 at the New York Stock Exchange.
  • · The separation of Independent Non-Executive Chair and CEO roles continues to support governance.
  • · The company is applying AI in manufacturing inspection, quality control, analytics, and product software capabilities.
Keen Vision Acquisition Corp. DEF 14A neutral materiality 7/10

02-07-2026

Keen Vision Acquisition Corp. (KVAC) is seeking shareholder approval at an extraordinary general meeting on July 21, 2026 to extend the deadline for completing a business combination by up to 12 months, from July 27, 2026 to July 27, 2027, through up to four three-month extensions at $30,000 each. The trust account holds approximately $13.43M ($12.314 per share), while the stock closed at $12.16 on June 29, 2026, indicating that shares trade at a slight discount to trust value. Public shareholders retain the right to redeem shares pro rata during the extension period.

  • · Meeting location: Offices of Loeb & Loeb LLP, 2206-19, 1 Connaught Pl, Central, Hong Kong.
  • · Record date for voting: June 24, 2026.
  • · Vote requirements: Charter Amendment and Adjournment require a majority of shares present and voting; Trust Amendment requires at least 50% of all outstanding ordinary shares.
  • · If the Trust Amendment is not approved and no business combination is consummated by July 27, 2026, KVAC will cease operations and redeem 100% of outstanding Public Shares within 10 business days.
  • · Public shareholders who redeem in connection with the Trust Amendment may do so regardless of how they vote.
Bone Biologics Corp DEF 14A neutral materiality 3/10

02-07-2026

Bone Biologics Corp filed its DEF 14A proxy statement for the 2026 Annual Meeting, to be held August 11, 2026. The meeting will cover election of four directors, an advisory vote on executive compensation, and ratification of Weinberg & Company as auditor. As of June 12, 2026, 1,795,260 shares of common stock were outstanding.

  • · The annual meeting is scheduled for August 11, 2026 at 11:00 a.m. Eastern Time at the company's Burlington, MA headquarters.
  • · Record date for voting is June 12, 2026.
  • · Three proposals: (1) elect four directors, (2) advisory vote on executive compensation, (3) ratify appointment of Weinberg & Company as auditor for FY2026.
  • · A quorum requires at least one-third of outstanding shares represented in person or by proxy.
  • · Proxy solicitor Advantage Proxy, Inc. will be paid $5,000.
  • · Proxy materials available online at www.bonebiologics.com/investor-relation.
  • · Stockholders can vote by Internet (www.proxypush.com/BBLG), telephone (1-866-883-3382), mail, or in person.
  • · If no voting instructions are given, shares will be voted FOR all proposals.
QT IMAGING HOLDINGS, INC. DEF 14A mixed materiality 8/10

02-07-2026

QT Imaging Holdings, Inc. filed a definitive proxy statement (DEF 14A) for its 2026 Annual Meeting of Stockholders to be held virtually on July 28, 2026. The meeting will cover the election of two Class II directors, ratification of BPM LLP as independent auditor for fiscal 2026, and approval of an amendment to the 2024 Equity Incentive Plan to increase authorized shares by 550,900 (4% of outstanding shares). The company reported strong fiscal 2025 revenue growth of 288% to $18.9 million, surpassing guidance, and a 12% reduction in operating expenses to $13.0 million; however, net loss widened to $21.1 million from $9.0 million in 2024, driven by non-cash expenses and fair value adjustments.

  • · The company implemented a 3:1 reverse stock split effective October 23, 2025, and uplisted to The Nasdaq Capital Market in January 2026.
  • · Entered exclusive distribution agreements with Gulf Medical Co. for Saudi Arabia and Al Naghi Medical Co. for the UAE.
  • · Net loss per share improved to $2.01 in 2025 from $2.13 in 2024, despite the larger net loss, due to the reverse stock split.
  • · The Plan Amendment seeks to increase authorized shares by 550,900 (4% of outstanding shares) to a total of 2,378,178 shares.
  • · As of record date, 13,768,903 shares of common stock were outstanding.
MONRO, INC. DEF 14A neutral materiality 5/10

02-07-2026

Monro, Inc. filed its DEF 14A proxy statement for the 2026 annual meeting, proposing the election of eight directors, an advisory vote on executive compensation, and ratification of PricewaterhouseCoopers as auditor. The company highlights strong governance actions including the conversion of all Class C Preferred Stock into common stock on June 18, 2026, eliminating its dual-class structure, and a 98% say-on-pay approval at the prior meeting. However, the filing also notes the adoption of a limited-duration shareholder rights plan in November 2025 to guard against unsolicited control accumulation.

  • · Annual meeting will be held virtually on August 11, 2026 at 10:00 AM EDT.
  • · Record date for voting is June 22, 2026.
  • · Board recommends voting FOR all director nominees, FOR advisory vote on executive compensation, and FOR ratification of PwC as auditor.
  • · The company has a declassified Board with annual elections starting in 2025.
  • · Compensation Committee retained Exequity, LLP as independent compensation advisor.
  • · The company maintains a clawback policy that exceeds SEC rules and NASDAQ listing standards.
  • · No change-in-control tax gross-ups are provided.
  • · Only the CEO and CFO have employment agreements.
  • · The company has a Code of Ethics covering all employees.
  • · Anti-hedging and pledging policy is in place

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