US Material Events SEC 8-K Filings — May 20, 2026

20-05-2026

Red Cat Holdings, Inc. (RCAT) completed the acquisition of Quaze Technologies Inc., a developer of wireless power transfer technology for unmanned systems, on May 20, 2026. The acquisition addresses a key operational constraint—manual battery swaps and connector-based charging—by enabling autonomous recharging across air, land, and maritime domains. Quaze will operate as an independent business unit and maintain a platform-agnostic model, opening a new revenue channel from third-party systems while strengthening Red Cat's all-domain capabilities.

• · Quaze is based in Québec, Canada.
• · The QU6 electronic architecture enables large surfaces to function as wireless energy access points without requiring precise alignment, physical connectors, or direct contact.
• · The system can operate in the presence of debris, sand, ice, or snow.
• · Quaze’s technology has been demonstrated across aerial drones, ground systems, and autonomous underwater vehicles.
• · Red Cat expects Quaze to support expansion into maritime systems and multi-platform autonomy, including swarming, extended ISR missions, and autonomous deployment cycles.
• · The acquisition introduces a new revenue channel through integration into third-party systems, making Quaze a potential standard for wireless power across the unmanned systems ecosystem.

20-05-2026

Philip Morris International announced the appointment of Massimo Andolina as Group CFO, effective August 1, 2026, succeeding Emmanuel Babeau, who will remain as Strategic Advisor until March 31, 2027. Andolina, previously President of the Europe Region, led robust top- and bottom-line growth in the region, while Babeau oversaw strong financial performance and the acquisition of Swedish Match during his tenure. The smoke-free business accounted for 43% of Q1 2026 net revenues, but the company faces ongoing risks including regulatory restrictions, excise tax increases, and geopolitical instability.

• · Andolina joined PMI in 2008 and served as SVP Global Operations from 2018 to 2023, leading a team of over 30,000 people.
• · Babeau was appointed CFO in May 2020 and led the acquisition of Swedish Match in 2022.
• · Smoke-free products are available in over 105 markets and used by over 43 million legal-age consumers as of December 31, 2025.
• · The U.S. FDA has authorized marketing of Swedish Match's General snus and ZYN nicotine pouches, as well as versions of IQOS devices and consumables.
• · Andolina holds a Master of Science in Mechanical and Industrial Engineering from the University of Palermo and an MBA from IMD in Lausanne.

20-05-2026

ConnectOne Bancorp, Inc. held its Annual Meeting on May 19, 2026, where shareholders elected 15 directors, approved the 2026 Equity Incentive Plan, and ratified the independent auditor. The board also appointed Elizabeth Magennis as President of the Registrant, while Frank Sorrentino continues as Chairman and CEO. All proposals passed with strong support, though broker non-votes were significant at 6,162,210 shares.

• · Proposal 1: All 15 directors were elected with votes For ranging from 34,914,271 to 35,699,832; highest withheld votes were for Frank Huttle III (1,216,630) and Frank W. Baier (1,011,078).
• · Proposal 2 (2026 Equity Incentive Plan): 34,424,591 For, 1,648,967 Against, 57,343 Abstentions.
• · Proposal 3 (Advisory Say-on-Pay): 34,932,239 For, 774,603 Against, 424,059 Abstentions.
• · Proposal 4 (Ratification of Auditors): 41,871,092 For, 377,047 Against, 44,972 Abstentions — no broker non-votes as this is a routine matter.
• · Elizabeth Magennis was previously Executive Vice President of the Registrant and President of ConnectOne Bank; she will continue as President of the Bank and as a director of both entities.
• · Frank Sorrentino relinquished the President title but remains Chairman and CEO.

20-05-2026

cbdMD, Inc. entered into a Third Amendment to Lease, relinquishing 40,000 square feet (half of its existing 80,000 sq ft premises) in Charlotte, NC. The lease term is extended by 62 months to November 30, 2031, with significantly reduced rent beginning at $38,000/month ($11.40/sq ft annually) plus annual escalations. The company will also receive a two-month rent abatement (Oct-Nov 2026) and potential further abatement if a demising wall is not completed by year-end 2026. cbdMD reduces its footprint by 50% effective October 1, 2026, which signals ongoing cost optimization.

• · Tenant will pay proportionate share of 20% after the Second Renewal Date (Oct 1, 2026), down from an implied prior share on 80k sq ft.
• · Relinquishment date for the 40k sq ft portion is September 30, 2026; failure to vacate results in holdover terms under Section 4.2 of the Lease.
• · Landlord must erect a demising wall separating the spaces by December 31, 2026, or else Extended Excused Rent (further abatement) applies from Jan 1, 2027 until completion.
• · Tenant has no further rights to extend or renew the lease after this extension.
• · Both parties represent no undisclosed brokerage commissions; Tenant's broker is Newmark, Landlord's broker is Foundry Commercial.

20-05-2026

On May 17, 2026, Skillz Inc. appointed Robert Alex Walsh as its new Chief Financial Officer, effective July 13, 2026, succeeding Gaetano Franceschi who will transition to an advisory role through September 30, 2026. Mr. Walsh most recently served as CFO of Aristocrat Gaming and brings substantial finance experience from LEGO and Procter & Gamble. His compensation package includes a $450,000 base salary, target incentive compensation of $450,000 annually ($400,000 for 2026), and RSU/PSU awards valued at $200,000 each. The outgoing CFO Gaetano Franceschi, who had been in transition since a December 2025 separation agreement, will provide advisory services through September 30, 2026.

• · Robert Alex Walsh, 41, previously served as CFO of Aristocrat Gaming (largest segment of Aristocrat Leisure Limited) since December 2024, and prior as SVP of Finance – Americas and EMEA at Aristocrat since January 2022.
• · Walsh holds a Bachelor of Science in Business Economics from Indiana University and a Master of Business Administration in Finance from Xavier University.
• · RSUs vest 33% on the first anniversary and then in 8 equal quarterly installments, achieving full vesting after three years.
• · PSU award has a three-year performance period from July 13, 2026 to July 12, 2029, with vesting subject to Company goals and continued service.
• · Outgoing CFO Gaetano Franceschi's last day was initially set per a December 2025 separation agreement, extended by a March 2026 side letter until October 1, 2026 or mutually agreed date; he will now serve in an advisory capacity from the Effective Date (July 13, 2026) through September 30, 2026.
• · No family relationships or reportable transactions exist between Walsh and the Company's directors or executive officers.

20-05-2026

AT&T Inc. filed a Restated Certificate of Incorporation with the Delaware Secretary of State on May 15, 2026, which restates and integrates all prior amendments without making any substantive changes. The filing also includes the existing Certificate of Designations for its 5.000% Perpetual Preferred Stock, Series A, originally issued in December 2019, confirming the terms of 48,000 designated shares with a $25,000 stated amount per share and a 5.000% cumulative dividend rate.

• · The Restated Certificate of Incorporation was adopted by the Board of Directors on May 15, 2026, under Section 245 of the Delaware General Corporation Law.
• · The corporation's original name was Southwestern Bell Corporation, incorporated on October 5, 1983.
• · The registered office in Delaware is at 1209 Orange Street, Wilmington, Delaware 19801, with The Corporation Trust Company as registered agent.
• · The corporation has perpetual existence.
• · No holder of any class or series of shares has preemptive rights to purchase additional shares or convertible securities.
• · Directors and officers are exculpated from monetary liability for breach of fiduciary duty to the fullest extent permitted by Delaware law.
• · Stockholder action by written consent is permitted only if signed by holders of at least two-thirds of the outstanding voting shares.
• · The Series A Preferred Stock has a cumulative dividend rate of 5.000% of the $25,000 stated amount per share, payable quarterly on February 1, May 1, August 1, and November 1.
• · Dividends on Series A are calculated on a 30/360 day basis.
• · If full dividends on Series A are not paid, no dividends may be declared or paid on Junior Stock (including common stock) except in stock.
• · Partial dividends on Series A and any Dividend Parity Stock must be paid proportionally to maintain equal ratios of partial to full dividends.

20-05-2026

Cenntro Inc. entered into securities purchase agreements on May 12, 2026, to issue 1,000,000 shares of common stock at $3.93 per share in a private placement, expecting gross proceeds of approximately $3.93 million. The proceeds are intended for working capital and general corporate purposes. However, as of the filing date, closing conditions have not been satisfied and no shares have been issued, indicating the transaction remains pending.

• · The purchase price of $3.93 per share equals the closing price on the same day.
• · The offering is conducted under Nasdaq Listing Rule 5635(d), allowing issuances of 20% or more of outstanding common stock without shareholder approval.
• · On May 19, 2026, the parties amended the agreement to allow subscription in stablecoins.
• · The private placement is exempt from registration under Section 4(a)(2) of the Securities Act and Regulation S.
• · Each investor must represent it is not a 'U.S. person' under Regulation S.
• · The shares have not been registered and are subject to transfer restrictions with a restrictive legend.

20-05-2026

Willamette Valley Vineyards, Inc. appointed John Hazlett as Chief Financial Officer effective May 20, 2026, replacing John Ferry who announced his retirement on February 12, 2026. Mr. Hazlett will receive a base salary of $216,000 per year and is eligible for an annual performance-based incentive of up to $24,000. The transition period for Mr. Ferry has not yet been determined.

• · Mr. Hazlett, 51, has served as founding partner of Trailwise Advisory Services since January 2025.
• · He previously served as CFO of RENA Technologies North America (Dec 2021–Dec 2024) and Climax Portable Machine Tools (Mar 2018–Mar 2020).
• · He holds an MBA from Baldwin Wallace University and a BS in Accounting and Finance from Bowling Green State University, and maintains an active CPA license in Ohio.
• · Mr. Hazlett has no family relationships with any current director, director nominee, or executive officer of the Company.
• · The employment agreement is dated May 19, 2026, and performance goals will be established annually by the Company’s President.

20-05-2026

Avista Corp. issued $160M in first mortgage bonds ($90M at 4.77% due 2029, $70M at 6.10% due 2056) on May 14, 2026, with an additional $70M of 6.10% bonds expected in August 2026, to refinance debt and fund capital expenditures. At the 2026 Annual Meeting, shareholders approved the election of all 11 directors, ratification of Deloitte & Touche as auditor, and an advisory vote on executive compensation; however, a proposal to reduce the shareholder approval threshold from 80% to a majority failed to receive the required 80% affirmative vote.

• · The bonds are secured by a lien on substantially all property of the Company (except excepted property) under the Mortgage and Deed of Trust dated June 1, 1939.
• · The bonds are redeemable prior to maturity at the Company's option with a make-whole premium plus accrued interest; bonds held by specified foreign entities are redeemable at 100% of principal plus accrued interest.
• · Proposal 4 (amendment to reduce shareholder approval requirement from 80% to a majority) failed, receiving 64,317,253 votes for, 805,879 against, and 325,048 abstentions, but not reaching the 80% threshold of outstanding shares.
• · Director Janet D. Widmann received the lowest support among nominees with 58,951,492 votes for and 6,351,486 against.
• · The bonds were issued in the private placement market and are not registered under the Securities Act of 1933.

20-05-2026

Entravision Communications Corp. mutually terminated its Cooperation Agreement with Alexandra Seros and related trusts on May 18, 2026. The agreement had been in place since May 4, 2023, and governed board nomination rights and stock ownership commitments. As a result, all rights and obligations under the agreement have been terminated, but Thomas Strickler (originally nominated under the agreement) will remain on the board. No financial figures are disclosed in this filing.

• · The Cooperation Agreement was originally dated May 4, 2023.
• · The termination is mutual between the Company and the Stockholders.
• · Thomas Strickler will remain on the board despite the termination of the agreement.

20-05-2026

On May 18, 2026, Mr. Doug Behrens resigned from the Board of Directors and the Compensation Committee of Laird Superfood, Inc., effective immediately, for personal reasons. The company clarified that his resignation was not due to any disagreement with the company's operations, policies, or practices. This departure reduces the board's size and removes a member from the compensation committee, but no successor has been announced.

• · The resignation was effective immediately on May 18, 2026.
• · The Form 8-K was filed on May 20, 2026, and signed on May 19, 2026.
• · No replacement director or committee member has been named.
• · Mr. Behrens had been a member of the Compensation Committee.

20-05-2026

On May 15, 2026, Bed Bath & Beyond appointed CFO Brian LaRose as principal accounting officer, succeeding Leah Putnam, and appointed Tamara Ward as a new director, effective immediately. Ms. Ward will chair the Compensation Committee and serve on the Audit Committee, receiving an annual cash retainer of $75,000 and restricted stock units valued at $165,000. No financial performance metrics or period-over-period comparisons are included in this filing.

• · Brian LaRose's appointment as principal accounting officer is effective May 15, 2026, with no arrangements or understandings with any other person.
• · Tamara Ward's term as director expires at the 2027 annual meeting or earlier upon death, resignation, or removal.
• · Ms. Ward will enter into the Company's standard form of indemnification agreement.
• · No family relationships or material interests in transactions were reported for either appointee.

20-05-2026

Innovative Industrial Properties closed four secured term loans totaling $44.9 million in gross proceeds, with a five-year term and a fixed interest rate of 6.67%. The proceeds will be used to repay unsecured notes maturing at the end of May 2026, reflecting the company's focus on maintaining a strong balance sheet and extending its debt maturity profile.

• · The loans are secured by certain properties of the Company.
• · The loans have an initial term of five years.
• · The proceeds will be used to pay off unsecured notes maturing at the end of May 2026.
• · The financing establishes a new lending relationship for the company.

20-05-2026

Six Flags Entertainment Corporation entered into a Cooperation Agreement with H Partners Management, LLC on May 19, 2026, under which Rehan Jaffer (Founder and Managing Member of H Partners) will be appointed to the Board as a Class III director following the 2026 Annual Meeting on May 26, 2026, replacing Arik Ruchim who is stepping down. The agreement includes standard standstill and mutual non-disparagement provisions, and Mr. Jaffer's resignation is tied to H Partners maintaining at least 3% beneficial ownership of the Company's common stock. This board refreshment reflects ongoing engagement with a long-term significant investor.

• · Mr. Jaffer will serve on the Audit and Finance Committee of the Board.
• · The Cooperation Agreement remains in effect until the later of the 2027 Annual Meeting or 20 days after Mr. Jaffer leaves the Board.
• · H Partners has been a significant investor in Six Flags for more than 15 years.
• · Arik Ruchim had served as a director since 2020.
• · Under the standstill, H Partners must vote in line with Board recommendations on director elections and other proposals, unless ISS and Glass Lewis recommend otherwise on non-director proposals.
• · H Partners may vote in its sole discretion on any extraordinary transaction proposal.

20-05-2026

On May 19, 2026, Appalachian Power Recovery Funding LLC (Issuing Entity) and Appalachian Power Company (APCo) entered into an Underwriting Agreement with Goldman Sachs & Co. LLC, J.P. Morgan Securities LLC, and RBC Capital Markets, LLC to issue $1,375,500,000 aggregate principal amount of Series 2026-A Senior Secured SAC Bonds. The agreement includes customary representations, warranties, and indemnification provisions, with closing expected on May 27, 2026. No financial performance metrics are reported.

• · The bonds are issued under an Indenture and Series Supplement dated May 27, 2026, and offered via a prospectus dated May 19, 2026.
• · Additional agreements to be entered into on May 27, 2026 include a Servicing Agreement, Purchase and Sale Agreement, Administration Agreement, and Joinder to Intercreditor Agreement.
• · The Underwriting Agreement includes customary closing conditions and indemnification obligations for liabilities under the Securities Act of 1933.

20-05-2026

Soluna Holdings acquired the remaining 49% equity interest in Project Dorothy 1B from Navitas Global for approximately $8.8 million, achieving 100% ownership of the 50 MW campus. This acquisition, funded from balance sheet cash, completes the vertical integration of the Dorothy 1 campus following earlier acquisitions of the Briscoe Wind Farm ($53M) and Project Dorothy 1A ($16.5M), positioning the campus for conversion to AI and high-performance computing workloads. The company's development pipeline now exceeds 4.3 GW, including over 1 GW in development, construction, and operations.

• · Closing date of the acquisition was May 19, 2026.
• · The acquisition was financed using balance sheet cash.
• · Soluna is actively evaluating opportunities related to Dorothy 2 as part of its broader campus development strategy.
• · The company's development pipeline exceeds 4.3 GW, including more than 1 GW in development, construction, and operations.

20-05-2026

GridAI Technologies Corp. entered into a Debt Settlement and Subscription Agreement on May 14, 2026, to resolve a default under its Revolving Loan Agreement with 1396974 BC Ltd. The settlement involves a cash payment of $800,000 (covering $700,000 principal and $100,000 accrued interest) and the issuance of 71,482 shares of common stock at $3.25 per share to satisfy remaining accrued interest of $232,315, totaling $1,032,315 in obligations. This resolves the lender's demand for $1,014,675, but the company had to issue equity and make a significant cash payment to address the default.

• · The original Revolving Loan Agreement was dated January 27, 2025, with a Maturity Date of January 31, 2026.
• · The lender demanded $1,014,675, which included a 20% default increase on principal and interest.
• · The settlement amount of $1,032,315 exceeds the lender's demand by $17,640.
• · The stock issuance of 71,482 shares at $3.25 per share represents a deemed value of $232,315 for remaining accrued interest.

20-05-2026

Juniata Valley Financial Corp. filed an 8-K on May 20, 2026, reporting that shareholders approved the 2026 Long-Term Incentive Plan at the annual meeting on May 19, 2026. The plan authorizes grants of incentive stock options, nonqualified stock options, stock appreciation rights, performance restricted shares, restricted stock awards, and stock awards to officers, directors, and key employees. No financial figures or period-over-period comparisons are included in this filing.

• · The 2026 Long-Term Incentive Plan was approved by shareholders on May 19, 2026.
• · The plan covers awards to officers, directors, and key employees.
• · Award types include incentive stock options, nonqualified stock options, stock appreciation rights, performance restricted shares, restricted stock awards, and stock awards.
• · The plan description is incorporated by reference from the definitive proxy statement filed March 26, 2026.

20-05-2026

Nomadar Corp. announced the execution of a binding agreement to acquire over 161,000 additional square meters for the JP Financial Arena in Cádiz, Spain, completing the full land footprint. This accelerates the original acquisition timeline from up to five years to within 90 business days. The global sports tourism market is projected to grow from ~$803.9B in 2025 to ~$2.78T by 2033, while the youth sports market is expected to reach $154.5B by 2035. However, the company faces execution risks and forward-looking statements caution that actual results may differ materially.

• · Nomadar is a subsidiary of Cádiz CF, a La Liga club.
• · The company is also advancing live-events and venue-management capabilities through Cádiz Music Stadium.
• · Nomadar's international growth strategy spans Europe, Southeast Asia, North America, and Latin America.
• · The company cautions that market size estimates are from third-party sources and not company guidance.

20-05-2026

Hudson Technologies Inc. entered into a Fifth Amendment to its Amended and Restated Credit Agreement with Wells Fargo and its lenders, dated May 19, 2026. The amendment reduces the Letter of Credit Sublimit to $2,500,000. The filing is a routine credit facility modification and includes standard reaffirmations, releases, and representations; no new financial results or material operational changes were disclosed.

• · The Fifth Amendment was dated May 19, 2026, and filed as an 8-K on May 20, 2026.
• · The Credit Agreement was originally dated March 2, 2022, and previously amended on June 6, 2024, October 23, 2024, June 23, 2025, and November 25, 2025.
• · The amendment reduces the Letter of Credit Sublimit from a prior amount (not specified) to $2,500,000.
• · All Loan Parties reaffirmed their guarantees, security interests, and that no Default or Event of Default exists as of the date hereof.

20-05-2026

Columbia Threadneedle Investments, the global asset management group of Ameriprise Financial (NYSE: AMP), announced the retirement of Global Chief Investment Officer William Davies, effective June 30, 2026, after 33 years with the firm. CEO Ted Truscott will serve as interim global CIO from July 1, 2026, until a successor is appointed. The firm manages $706 billion in assets as of March 31, 2026, and has a deep bench of senior investment leaders to maintain continuity.

• · William Davies joined a Columbia Threadneedle predecessor firm in 1994 as a European equities portfolio manager.
• · Davies held roles including head of European equities, global head of equities, chief investment officer EMEA, and global CIO since 2022.
• · Ted Truscott served as the firm's CIO for seven years before becoming CEO in 2010.
• · The firm has 2,200 employees, including 550 investment professionals, based in North America, Europe, and Asia.

20-05-2026

SITE Centers Corp. disclosed that the general due diligence period expired on May 14, 2026, under a Purchase Agreement dated May 1, 2026, for the sale of its ground leasehold interest in The Pike Outlets in Long Beach, California. The aggregate cash purchase price is approximately $50.0 million, with estimated net proceeds of about $46.0 million after adjustments. Closing is expected by the end of Q3 2026, subject to conditions including City of Long Beach consent and tenant estoppel letters.

• · The deposit of $1.5 million is nonrefundable except in limited circumstances.
• · Closing conditions include consent of the City of Long Beach (as fee owner), delivery of tenant estoppel letters, accuracy of Seller's representations, and absence of casualty or condemnation events.
• · The sale is expected to close by the end of the third quarter of 2026.

20-05-2026

Sabre Corp announced the designation of Scott Hortenstine as principal accounting officer and Vice President & Controller, effective July 1, 2026. Jami Kindle will continue in the role through June 30, 2026. Hortenstine, a CPA with a Master's from UT Austin, joined Sabre in 2015 and has been VP of Global Accounting since 2023. No negative or flat metrics are present as this is a personnel change.

• · Hortenstine will participate in Sabre's standard VP compensation including base salary, annual incentive under Variable Compensation Plan, and long-term incentive program.
• · No familial relationships or related party transactions requiring disclosure under Regulation S-K Items 401(d) or 404(a).
• · Appointment not pursuant to any arrangement or understanding with any other person.

20-05-2026

Diamondback Energy announced the transition of Travis D. Stice from Executive Chairman to non-executive Chairman effective May 20, 2026, as part of a previously disclosed leadership plan. At the 2026 Annual Meeting, stockholders elected 13 directors, approved executive compensation on an advisory basis, and ratified Grant Thornton as auditor. The board also determined to hold future advisory votes on executive compensation annually.

• · Travis Stice received 245,001,012 votes for and 4,645,408 against his election as director.
• · Proposal 2 (advisory vote on executive compensation) received 245,941,011 votes for and 3,547,122 against.
• · Proposal 3 (frequency of advisory vote) resulted in 246,338,007 votes for 1 year, 371,078 for 2 years, and 2,888,098 for 3 years.
• · Proposal 4 (ratification of Grant Thornton) received 263,223,128 votes for and 1,308,991 against.
• · The next advisory vote on frequency of future advisory votes will be no later than the 2032 annual meeting.

20-05-2026

Pixelworks, Inc. held its 2026 Annual Meeting of Shareholders on May 20, 2026, where shareholders approved an amendment to the 2006 Stock Incentive Plan, increasing authorized shares by 300,000 to 2,940,278, and ratified Grant Thornton LLP as the independent auditor for fiscal 2026. All five director nominees were elected, and executive compensation was approved on an advisory basis. The filing reflects routine governance matters with no financial results or operational updates.

• · The 2026 Annual Meeting was held by telephone.
• · Broker non-votes totaled 1,970,855 for director elections and the stock plan and executive compensation proposals.
• · The stock incentive plan amendment was approved with 2,088,917 votes for, 226,671 against, and 17,380 abstentions.
• · Executive compensation advisory vote received 2,089,858 for, 233,448 against, and 9,662 abstentions.
• · Grant Thornton LLP ratification received 4,243,044 for, 57,853 against, and 2,926 abstentions (no broker non-votes on this proposal).
• · The Restated Plan was adopted by the Board on April 14, 2026, and the proxy statement was filed on April 17, 2026.

20-05-2026

Twin Vee PowerCats Co. delivered a notice of non-renewal to CEO Joseph Visconti, whose employment agreement will expire on July 23, 2026. After that date, Visconti will continue as CEO, Interim CFO, and President on an at-will basis. The non-renewal was not due to any disagreement.

• · The Employment Agreement was effective July 23, 2021.
• · The Initial Term expires on July 23, 2026.
• · The notice was delivered on May 17, 2026.
• · The filing was made on May 20, 2026.

20-05-2026

Weyerhaeuser amended its Deferred Compensation Plan to eliminate the premium for stock equivalent deferrals, effective for amounts earned in 2027 onward. At the May 15, 2026 annual meeting, shareholders elected all 11 director nominees, approved executive compensation on an advisory basis, and ratified KPMG as auditor. The next annual meeting is scheduled for May 14, 2027.

• · Deferred compensation plan allows deferral of 10-50% of base salary and 10-100% of cash incentive awards.
• · Shareholder votes for director nominees ranged from 563,333,024 (Nicole W. Piasecki) to 601,579,952 (Rick Beckwitt).
• · Advisory vote on executive compensation: 571,085,106 for, 31,062,169 against, 4,074,478 abstain.
• · Ratification of KPMG: 627,597,889 for, 33,482,606 against, 698,919 abstain.
• · Broker non-votes were 55,557,661 for all director elections and the advisory compensation vote.

20-05-2026

NN, Inc. held its 2026 Annual Meeting on May 20, 2026, where stockholders approved the Amended and Restated 2022 Omnibus Incentive Plan, increasing the share reserve by 2,000,000 shares, and elected eight directors. All four proposals passed, including the advisory vote on executive compensation and ratification of Grant Thornton LLP as auditor for fiscal 2026. However, Proposal 2 (the incentive plan) received relatively narrow support with 19,933,766 votes for and 1,034,018 against, plus 6,316,267 abstentions, indicating some shareholder dissent.

• · Record date for the Annual Meeting was March 23, 2026, with 50,190,124 shares outstanding.
• · Proposal 1: All eight director nominees were elected. Dr. Rajeev Gautam received the highest votes for (26,491,738) and Raymond T. White received the most against (1,268,930).
• · Proposal 2 (Amended 2022 Plan): 19,933,766 for, 1,034,018 against, 6,316,267 abstentions, 13,596,034 broker non-votes.
• · Proposal 3 (Say-on-Pay): 19,954,589 for, 831,475 against, 6,497,987 abstentions, 13,596,034 broker non-votes.
• · Proposal 4 (Ratification of Grant Thornton LLP): 34,443,464 for, 85,258 against, 6,351,363 abstentions (no broker non-votes as this is a routine matter).
• · Broker non-votes totaled 13,596,034 on Proposals 1, 2, and 3.

20-05-2026

Freeport-McMoRan Inc. (FCX) and its subsidiary PT Freeport Indonesia entered into a new revolving credit agreement dated May 14, 2026, with a syndicate of lenders led by JPMorgan Chase Bank as administrative agent. The agreement establishes a revolving credit facility, includes financial covenants such as a total leverage ratio, and provides for joint and several liability between FCX and PT Freeport Indonesia. The specific commitment amounts and schedules were omitted from the filing as non-material, but the facility includes incremental commitment and maturity extension provisions.

• · The credit agreement includes a Total Leverage Ratio covenant (Section 6.06) with compliance certifications required quarterly.
• · The agreement provides for incremental revolving commitments (Section 2.20) and extension of maturity date (Section 2.21).
• · PT Freeport Indonesia is designated as a co-borrower with joint and several liability.
• · Financial reporting requirements include audited annual statements within 90 days and quarterly unaudited statements within 45 days.
• · The agreement contains customary representations, warranties, and events of default, including a Material Adverse Effect clause.

20-05-2026

PEDEVCO CORP. entered into a Third Amendment to its Credit Agreement with Citibank, N.A. on May 19, 2026, increasing the borrowing base and elected commitment amount from $120 million to $125 million. The amendment also rescheduled the next borrowing base redetermination to July 1, 2026. No negative or flat performance metrics were reported in this filing.

• · The Third Amendment was entered into on May 19, 2026, and the filing was made on May 20, 2026.
• · The next borrowing base redetermination is scheduled for on or about July 1, 2026.
• · The Third Amendment constitutes the redetermination originally scheduled for December 1, 2025.
• · The Credit Agreement was originally dated October 31, 2025, and has been amended three times (First Amendment on December 2, 2025; Second Amendment on May 5, 2026; Third Amendment on May 19, 2026).

20-05-2026

Gilead Sciences issued $3.0 billion in senior notes across four tranches: $500M 4.250% notes due 2028, $1.0B 4.400% notes due 2029, $1.0B 4.600% notes due 2031, and $500M 4.900% notes due 2034. Net proceeds will be used for general corporate purposes including acquisitions and strategic transactions. The offering was underwritten by Barclays, BofA Securities, and Citigroup.

• · The Notes were issued under an Eleventh Supplemental Indenture to the Base Indenture dated March 30, 2011.
• · Interest is payable semi-annually on each series of Notes until their respective maturity dates.
• · The Company may redeem some or all of the Notes at any time at applicable redemption prices.
• · The offering was made pursuant to an effective shelf registration statement on Form S-3 (File No. 333-273745).
• · The Underwriting Agreement was entered into on May 14, 2026, with Barclays, BofA Securities, and Citigroup as representatives.

20-05-2026

On May 14, 2026, independent director Mike Sayama notified SBC Medical Group Holdings that he would not seek re-election at the 2026 Annual Meeting. The board reduced its size to four members and will search for a fifth independent director to fill committee vacancies post-AGM.

• · Mr. Sayama's departure is not due to any disagreement with the Company, management, or board.
• · The new independent director will serve on the nominating and corporate governance committee, compensation committee, and audit committee.
• · The Company is an emerging growth company and has not elected to use the extended transition period for complying with new or revised financial accounting standards.

20-05-2026

Conduent appointed Adam Demuyakor to its Board of Directors effective June 1, 2026. Demuyakor brings expertise in AI, digital transformation, and strategic investing, and will support the company's technology agenda and long-term transformation.

• · Conduent disburses approximately $80 billion in government payments annually.
• · Conduent enables approximately 2.0 billion customer service interactions annually.
• · Conduent processes over 14 million tolling transactions every day.

20-05-2026

Annovis Bio announced a proposed underwritten public offering of common stock and accompanying warrants, with Canaccord Genuity as sole bookrunner. Net proceeds will fund Phase 3 clinical development of buntanetap for Alzheimer's disease and for working capital. The offering is subject to market conditions and there is no assurance of completion.

• · The offering is proposed and subject to market conditions; no assurance of completion.
• · Shares and warrants will be issued separately but purchased together.
• · Offering is pursuant to an effective shelf registration statement on Form S-3 (No. 333-276814) filed February 1, 2024 and declared effective February 12, 2024.
• · Canaccord Genuity is the sole bookrunner.
• · Proceeds intended for continued clinical development of buntanetap in a Phase 3 study for Alzheimer's disease, and for working capital and general corporate purposes.

20-05-2026

On May 18, 2026, J. Carney Hawks was removed from the Board of Directors of Ferrellgas, Inc., the general partner of Ferrellgas Partners, L.P. and Ferrellgas, L.P. The removal was not related to any disagreement with the Company on operations, policies, or practices. It follows the conversion of all outstanding Class B Units into Class A Units on March 16, 2026, which eliminated the right of Class B holders to designate an independent director.

• · Mr. Hawks was originally appointed to the Board in 2021.
• · The conversion of Class B Units to Class A Units occurred on March 16, 2026.
• · The removal was effective May 18, 2026.

20-05-2026

On May 18, 2026, Joseph Zwillinger, a director and co-founder of Allbirds' footwear business, resigned from the Board of Directors effective immediately. The resignation was not due to any disagreement with the company regarding its operations, policies, or practices. No financial figures or performance metrics were disclosed in this filing.

• · Joseph Zwillinger's resignation was effective May 18, 2026.
• · The resignation was not related to any disagreement with the company's operations, policies, or practices.

20-05-2026

Golden Minerals reported a net loss of $0.6 million for Q1 2026, an improvement from a $1.2 million loss in Q1 2025, driven by lower administrative expenses and a small income from discontinued operations. However, cash and cash equivalents fell to $0.9 million from $1.3 million (plus $0.5 million restricted) at year-end 2025, and the company stated it does not have sufficient resources to meet expected cash needs for twelve months beyond the filing date. Subsequent to quarter end, the company completed the sale of its Mexican subsidiary Minera William for $1.2 million and entered a private placement for expected gross proceeds of ~$856,000, which together are expected to fund operations into early 2027.

• · The company controls 67% of the Desierto Project in Salta Province, Argentina.
• · In January 2025, the company exercised its option to earn a 60% interest in the Sand Canyon Project in Nevada.
• · No drilling was planned at Sand Canyon during Q1 2026; the company reviewed historical exploration data.
• · The private placement of 3,740,000 shares at $0.2290 per share is subject to TSX approval and expected to close on or around May 20, 2026.
• · The company's only near-term opportunities to generate cash flow are from sale of additional assets, equity, or external financing.
• · The company is evaluating alternatives including potential sale of the company, seeking buyers or partners for remaining assets, or obtaining equity or other external financing.

20-05-2026

Analysis unavailable

20-05-2026

Sotera Health Co entered into Amendment No. 7 to its First Lien Credit Agreement on May 20, 2026, establishing $1,415,914,725.62 in new 2026 Refinancing Term Loans. The proceeds, together with cash on hand, will fully refinance all outstanding Existing Term Loans and pay accrued interest and fees. The amendment involves multiple lenders and arrangers, including JPMorgan Chase, Goldman Sachs, and Citibank.

• · The amendment is dated May 20, 2026 and is the seventh amendment to the original First Lien Credit Agreement dated December 13, 2019.
• · The 2026 Refinancing Term Loans are classified as 'Other First Lien Term Loans' under the credit agreement.
• · Conditions for effectiveness include receipt of legal opinions, solvency certificate, organizational documents, and payment of fees and expenses.
• · The amendment serves as a prepayment notice for the Existing Term Loans under Section 2.11(f) of the Credit Agreement.

20-05-2026

Alkermes plc held its 2026 annual general meeting on May 20, 2026, where shareholders approved amendments to the 2018 Stock Option and Incentive Plan, increasing authorized shares by 5,900,000. All director nominees were elected, and shareholders approved executive compensation, auditor ratification, and other proposals. The plan amendment received 128,147,910 votes for and 12,952,836 against, indicating strong but not unanimous support.

• · All director nominees were elected with votes ranging from 133,906,559 to 139,953,548 in favor.
• · Executive compensation received 139,234,176 votes for and 1,787,311 against.
• · Auditor ratification received 146,222,286 votes for and 2,812,663 against.
• · 2018 Plan amendment received 128,147,910 votes for and 12,952,836 against.
• · Board authority to allot shares received 148,661,934 votes for and 382,138 against.
• · Authority to disapply pre-emption rights received 146,903,611 votes for and 2,086,009 against.

20-05-2026

Rigel Pharmaceuticals held its 2026 Annual Meeting on May 14, 2026, where stockholders approved amendments to the 2018 Equity Incentive Plan (adding 500,000 shares) and the 2000 Employee Stock Purchase Plan (adding 360,000 shares). Directors Alison Hannah, Walter Moos, and Raul Rodriguez were elected, and stockholders ratified Ernst & Young as independent auditor for fiscal 2026. The say-on-pay advisory vote was also approved.

• · The Amended 2018 Plan and Amended ESPP became effective immediately upon stockholder approval.
• · Broker non-votes were 3,406,029 for all director elections and most proposals, except ratification of Ernst & Young which had no broker non-votes.
• · The say-on-pay proposal received 9,013,480 for, 1,291,609 against, and 416,316 abstentions.

20-05-2026

Stryker Corporation announced the retirement of William E. Berry, Jr. as Vice President, Chief Accounting Officer effective September 1, 2026, and the appointment of Emily Baculik as his successor. Mr. Berry will serve as Advisor to the CFO until August 15, 2027, with a base salary of $510,000 and eligibility for a 2026 bonus. Ms. Baculik's base salary will increase to $420,000, with a 45% bonus target and a recommendation for $400,000 in long-term incentive awards.

• · William Berry's retirement effective September 1, 2026, with advisory period through August 15, 2027.
• · Emily Baculik, age 46, has been VP Corporate Controller since November 2024; prior roles include VP Finance for Spine Division and Senior Director, Finance.
• · Baculik holds a bachelor's degree in history from University of Notre Dame and a master's in accounting from Ohio State University.
• · Berry's outstanding equity awards will be governed by existing terms; no new equity awards during advisory period.
• · Baculik's long-term incentive award recommendation includes 50% stock options (5-year graded vesting) and 50% restricted stock units (3-year graded vesting).

20-05-2026

Choice Hotels International announced that Patrick Pacious is stepping down as President and CEO, with Chief Growth & Strategy Officer Dominic Dragisich appointed Interim CEO effective May 20, 2026. The company reaffirmed its full-year 2026 financial guidance provided on April 30, 2026, indicating no change in outlook despite the leadership transition. Pacious will serve as an advisor through August 31, 2026, while the Board conducts a comprehensive CEO search considering internal and external candidates.

• · Pacious served as CEO since 2017 and was with the company for nearly 21 years.
• · Under Pacious, the brand portfolio expanded from 11 to 22 brands, and adjusted EBITDA more than doubled.
• · Dragisich previously served as CFO from 2017 to 2023 and as EVP, Operations and Chief Global Brand Officer.
• · The Board will conduct a comprehensive search with a leading executive search firm for the next CEO.
• · The company reaffirmed its full-year 2026 financial outlook as provided in Q1 2026 earnings results on April 30, 2026.

20-05-2026

Schrodinger, Inc. announced on May 18, 2026 that Mannix Aklian ceased as Chief Commercial Officer, Global Head of Software Sales and Marketing, effective immediately. Paul Davie, the former EVP of Sales, returns as interim replacement while a permanent search is conducted. The company reaffirmed its full-year and Q2 2026 financial and operational guidance from its May 5, 2026 earnings release.

• · The departure was effective immediately on May 18, 2026.
• · Paul Davie previously served as Executive Vice President, Sales at Schrodinger.
• · The company is conducting a search for a permanent replacement for the Chief Commercial Officer role.
• · The company reaffirmed its full-year and Q2 2026 guidance originally provided on May 5, 2026.

20-05-2026

Clean Harbors announced the retirement of founder and Executive Chairman Alan S. McKim, who will step down from the Board and his role as Chief Technology Officer once a new independent Chair is appointed later this summer. The company highlighted McKim's 46-year tenure, during which it grew from a single truck to a $6B+ revenue, 25,000-employee firm. The leadership transition is planned and orderly, with co-CEOs Eric Gerstenberg and Mike Battles continuing to lead the company.

• · McKim founded Clean Harbors in 1980 and served as Chairman and CEO until 2023, when he transitioned to Executive Chairman and CTO.
• · The Board expects to appoint an independent Chair later this summer.
• · McKim holds an MBA from Northeastern University's D'Amore-McKim School of Business and honorary doctorates from Northeastern and Massachusetts Maritime Academy.
• · McKim is the author of 'Doing the Doing', chronicling Clean Harbors' growth.
• · The company serves a majority of Fortune 500 companies and operates in the U.S., Canada, Mexico, Puerto Rico, and India.

20-05-2026

NanoViricides, Inc. (NNVC) announced a registered direct offering of approximately $2 million with a single institutional investor, involving 1,333,334 common shares (or pre-funded warrants) and accompanying warrants exercisable at $1.75 per share for three years. The offering is expected to close on May 18, 2026, with D. Boral Capital LLC as placement agent. While the capital raise provides near-term funding, the relatively small gross proceeds of ~$2 million highlight the company's ongoing need for additional capital to support clinical-stage operations.

• · Each whole warrant has an exercise price of $1.75 per share and expires three years from issuance.
• · The offering is conducted under an effective shelf registration statement on Form S-3 (Registration No. 333-271706), declared effective on May 22, 2023.
• · NV-387 has received Orphan Drug Designation from the FDA, potentially providing 7 years market exclusivity, tax credits, and fee exemptions upon approval.
• · NV-387 has shown efficacy in lethal animal infection models for Influenza, RSV, Coronaviruses, Monkeypox, Smallpox, and Measles.

20-05-2026

NusaTrip Inc. (NUTR) announced the termination for cause of CEO Anson Neo and CFO Tan Yee Siong, effective May 17, 2026, and appointed Tjin Patrick Soetanto as CEO and Wallace Tzi Chun Foo as CFO. Additionally, director Richard Hou resigned effective February 5, 2026, and Xin Li was appointed as an independent director on the same date. The filing does not include any financial performance data, so no positive or negative metrics are available.

• · Both CEO and CFO terminations were for cause under their employment agreements.
• · New CEO Tjin Patrick Soetanto previously served as Head of Hotel since November 2025 and as CEO from June 2023.
• · New CFO Wallace Tzi Chun Foo is a CFA charterholder with an MBA from McGill University and over 30 years of experience.
• · New director Xin Li is a Principal Cloud Architect at Amazon since May 2018 and holds a Ph.D. in Mechanical Engineering.
• · No disagreements were reported between departing officers/director and the company.

20-05-2026

GOLUB CAPITAL BDC, Inc. (GBDC) entered into an underwriting agreement on May 19, 2026 to issue and sell $500.0 million aggregate principal amount of its 6.250% Notes due 2031. The closing is expected on May 27, 2026, subject to customary conditions. The offering is a debt capital raise, not an earnings report, and no operational or performance metrics are disclosed in this filing.

• · The Underwriting Agreement was dated May 19, 2026, and the filing was made on May 20, 2026.
• · The offering was made under shelf registration statement File No. 333-286240 on Form N-2.
• · Preliminary and final prospectus supplements were both dated May 19, 2026.
• · The Underwriting Agreement includes customary representations, warranties, covenants, indemnification, and contribution provisions.
• · The underwriters are represented by Wells Fargo Securities, LLC, J.P. Morgan Securities LLC, Santander US Capital Markets LLC, SMBC Nikko Securities America, Inc., and Truist Securities, Inc.

20-05-2026

Travel + Leisure Co. issued $900M of 6.250% senior secured notes due 2031, using proceeds to redeem its 6.625% secured notes due July 2026 and repay borrowings under its revolving credit facility. The notes are senior secured, not guaranteed, and include make-whole redemption provisions and a change of control put at 101%.

• · The notes are senior secured and rank equally with existing senior indebtedness, but are structurally subordinated to subsidiary obligations.
• · Optional redemption before June 1, 2028 requires a make-whole premium; after that date, redemption prices decline to par by June 1, 2030.
• · The indenture includes covenants restricting liens and sale-leaseback transactions, and cross-default triggers at $100M or 1.5% of consolidated total assets.
• · Certain initial purchasers may hold the 2026 Notes and receive proceeds from the redemption.

20-05-2026

Northwest Pipeline LLC, along with The Williams Companies, Inc. and Transcontinental Gas Pipe Line Company, LLC, entered into a $3,750,000,000 Senior Unsecured Revolving Credit Facility dated May 19, 2026, with Wells Fargo Bank as Administrative Agent and a syndicate of major banks. The agreement amends and restates a prior credit facility. The applicable interest rate spreads and commitment fees are determined based on the Index Debt ratings of The Williams Companies, Inc., ranging from 0.875% (Term SOFR) for A/A2 rated debt to 1.500% for BBB-/Baa3 rated debt, with no negative financial covenant limits or declines reported.

• · The borrowers are The Williams Companies, Inc., Northwest Pipeline LLC, and Transcontinental Gas Pipe Line Company, LLC.
• · Wells Fargo Bank, National Association serves as Administrative Agent, with Wells Fargo Securities, LLC and Citibank, N.A. as Joint Lead Arrangers and Joint Bookrunners.
• · The facility matures on a date to be determined per extension options (Section 2.04), with no specific maturity date disclosed in the filing excerpt.
• · The Alternate Base Rate is defined as the greatest of Prime Rate, Federal Funds Effective Rate plus 0.5%, and Term SOFR for one-month plus 1%, subject to a 1% floor.
• · The facility is used for general corporate purposes, as indicated in Section 5.08, and is unsecured.