US Material Events SEC 8-K Filings — June 18, 2026

18-06-2026

Deluxe Corp (DLX) announced the acquisition of Celero Commerce for $625M in cash, funded through debt financing, to accelerate its revenue mix shift toward higher-growth Payments and Data segments. The deal is expected to be accretive to adjusted EPS in the first year post-closing, with over $15M in anticipated cost synergies by 2028, and Deluxe reaffirms its 2026 full-year guidance (excluding Celero). However, the transaction will increase Deluxe's net leverage to approximately 3.9x at closing, with a plan to reduce it below 3.0x within 24 months, and the combined Payments and Data businesses are projected to rise to 57% of 2026 proforma revenues (up from 31% in 2020).

• · Deluxe expects to close the transaction in Q3 2026, subject to regulatory approvals and customary conditions.
• · The acquisition will be funded via $375M incremental Term Loan A from a five-bank syndicate led by BofA Securities and drawing on Deluxe's existing revolving credit facility.
• · Deluxe reaffirms its 2026 full-year guidance (excluding Celero) and will provide updated guidance post-closing.
• · Celero processed approximately $70B in combined gross transaction volume with Deluxe in 2025, making the combined entity one of the 10 largest non-bank merchant acquirers in the US.
• · Celero added approximately 60 new partners in 2025 from an active base of 375 partners.
• · No change required to Deluxe's dividend policy.
• · Investor conference call scheduled for June 18, 2026 at 8:30 a.m. ET (passcode: 502756).

18-06-2026

Vireo Growth Inc. announced a definitive arrangement agreement to acquire all outstanding shares of C21 Investments Inc. in an all-stock transaction, with C21 shareholders receiving 0.023052 Vireo shares per C21 share. The acquisition is expected to expand Vireo's Nevada presence to approximately 15 dispensaries and 158,000 square feet of cultivation and manufacturing capacity, while adding C21's high-volume Silver State Relief brand. However, the transaction is subject to shareholder and regulatory approvals, and C21 will pay a US$3 million termination fee if it accepts a superior proposal, indicating potential deal risk.

• · The Exchange Ratio is 0.023052 Vireo subordinate voting shares per C21 common share.
• · The C21 Board formed a Special Committee to evaluate the transaction, which unanimously recommended approval.
• · Needham & Company, LLC provided a fairness opinion to the C21 Board.
• · The transaction requires approval of at least two-thirds of C21 shareholder votes cast, and a simple majority of minority shareholders if required under MI 61-101.
• · Certain directors and executive officers of C21 have entered into Voting Support Agreements to vote their shares in favor of the transaction.
• · The C21 Meeting is expected to be held in the third quarter of 2026.
• · The Arrangement Agreement includes non-solicitation covenants, a fiduciary out, and a right to match provision for C21.
• · The termination fee payable by C21 to Vireo is US$3,000,000.
• · The securities issued in the transaction will be exempt from U.S. Securities Act registration under Section 3(a)(10).
• · C21 owns legacy Oregon brands Phantom Farms, Hood Oil, and Eco Firma Farms.

18-06-2026

Katapult Holdings, Inc. and its merger subsidiaries entered into a First Amendment to the existing Agreement and Plan of Merger with CCF Holdings LLC and Aaron’s Intermediate Holdco, Inc. The amendment expands the post-closing Katapult Board from nine to ten members and updates the slate of directors, adding Orlando Zayas contingent on the closing occurring after the 2026 Annual Meeting. No financial terms were disclosed.

• · The Amendment was executed on June 17, 2026, amending the original Merger Agreement dated December 11, 2025.
• · The only substantive changes are to the board composition and director nominees, as described in Section 2.

18-06-2026

Nuwellis, Inc. announced the appointment of Mike McCormick as Chief Executive Officer, effective June 30, 2026, succeeding John Erb, who will continue as Chairman of the Board. McCormick brings over three decades of medical technology leadership and previously served as a Nuwellis board member from June 2023 to January 2026. The filing contains no financial results or quantitative performance data, focusing solely on the executive transition.

• · McCormick served as a Board Member and Independent Director of Nuwellis from June 2023 through January 2026.
• · The transition is effective June 30, 2026.
• · Nuwellis focuses on precision fluid management for cardiorenal conditions, with a portfolio including commercially available and development-stage technologies.

18-06-2026

Chicago Atlantic Real Estate Finance, Inc. (REFI) and Chicago Atlantic BDC, Inc. (LIEN) have entered into a definitive merger agreement under which REFI will elect to be regulated as a BDC and merge with and into LIEN in an all-stock, strategic combination. The merger creates a pro-forma NAV of $613 million and a pro-forma investment portfolio of $771 million, with former REFI stockholders expected to own approximately 50.5% of the combined entity. The merger is subject to stockholder approvals from both companies and regulatory clearances, with a target closing in the fourth quarter of 2026; however, execution risk remains given the conditions and the fact that the actual ownership split will depend on NAV calculations close to closing.

• · LIEN will survive as the public entity and continue trading under ticker 'LIEN' on Nasdaq.
• · The merger is structured as an adjusted NAV-for-NAV exchange of shares; the exchange ratio will be determined shortly before closing.
• · Closing is expected in the fourth quarter of 2026, subject to stockholder votes (both companies), regulatory approvals, lender consents, and other customary conditions.
• · The combined company's pro-forma portfolio credit metrics are described as strong, reflecting aligned investment and underwriting philosophies.
• · The LIEN board will consider adopting a stock repurchase program of up to $25.0 million post-closing.
• · Chicago Atlantic has committed to fund $2.0 million of REFI's transaction-related expenses.
• · Advisers: Oppenheimer & Co. and Keefe, Bruyette & Woods (KBW) served as financial advisors; Nixon Peabody and Eversheds Sutherland as legal counsel.

18-06-2026

Pfizer announced that CFO Dave Denton will step down on August 15, 2026, to pursue a consumer goods opportunity outside pharma. Cecile Guegan, SVP Finance for Global Biopharmaceutical Business, has been named Interim CFO effective August 16, while a comprehensive internal and external search is conducted. The transition is described as seamless, with Denton and Guegan working together until his departure.

• · Dave Denton's departure is for a professional opportunity outside the pharmaceutical industry in consumer goods.
• · Cecile Guegan holds a Master in Business degree from Brest Business School.
• · Pfizer will conduct both an internal and external search for a permanent CFO.
• · The filing includes forward-looking statements regarding Pfizer's growth potential and business development transactions.

18-06-2026

At its 2026 Annual Meeting on June 16, 2026, RYTHM, Inc. stockholders elected seven directors and ratified the appointment of GuzmanGray as independent auditor for FY2026. Shareholders also approved an amendment to the 2022 Omnibus Equity Incentive Plan to increase the share reserve by 115,000 shares. The meeting saw strong turnout with 72.61% of eligible shares represented, and all proposals passed with overwhelming support.

• · All seven director nominees were elected with votes for ranging from 1,001,757 to 1,031,262; broker non-votes were 529,020 for each.
• · Ratification of GuzmanGray as independent auditor received 1,558,188 votes for, 231 against, and 2,277 abstained.
• · Approval of the Plan Amendment received 1,013,469 votes for, 18,051 against, and 156 abstained, with 529,020 broker non-votes.
• · The company is an emerging growth company and has not elected to use the extended transition period for complying with new or revised financial accounting standards.

18-06-2026

Chicago Atlantic Real Estate Finance, Inc. (REFI) and Chicago Atlantic BDC, Inc. (LIEN) announced a definitive all-stock merger agreement under which REFI will elect to be regulated as a BDC and merge into LIEN, with LIEN as the surviving entity. The pro-forma combined entity has a NAV of $613M and a portfolio of $771M, with former REFI stockholders expected to own approximately 50.5% of LIEN. The merger is expected to close in Q4 2026, subject to stockholder and regulatory approvals, and includes a potential $25M stock repurchase program by LIEN's board.

• · The merger is structured as an adjusted NAV-for-NAV exchange of shares.
• · The actual ownership percentage for former REFI stockholders will depend on the NAV ratio calculated shortly prior to closing.
• · The merger is expected to close in Q4 2026.
• · Chicago Atlantic has agreed to fund $2.0 million of REFI's transaction-related expenses.
• · A joint conference call was held on June 18, 2026 at 9:00 a.m. ET.
• · The combined company will trade on the Nasdaq Global Select Market under the ticker 'LIEN'.
• · The merger is subject to stockholder approvals of both REFI and LIEN, regulatory approvals, lender consents, and other customary closing conditions.
• · The LIEN board will consider in good faith the adoption of a stock repurchase program of up to $25.0 million post-closing.
• · The pro-forma portfolio includes a mix of cash-flow loans, real estate-backed loans, and diversified direct lending.
• · The merger is intended to create a scaled BDC positioned for growth while maintaining industry leading credit quality and portfolio yield.

18-06-2026

Janus Henderson Group plc (JHG) has received all required regulatory approvals and client consents to proceed with its take-private transaction by Trian Fund Management and General Catalyst, following overwhelming shareholder approval. The transaction is expected to close on June 30, 2026, with shareholders receiving $52.00 per share in cash, after which the company will be delisted from the NYSE and become privately held. As of March 31, 2026, Janus Henderson reported approximately $480 billion in assets under management and over 2,000 employees.

• · The transaction was originally announced via a definitive agreement dated December 21, 2025, which was subsequently amended.
• · Shareholder approval was described as 'resounding'.
• · The closing is subject to continued satisfaction of all conditions under the definitive agreement.
• · Janus Henderson had offices in 26 cities worldwide as of March 31, 2026.
• · The company helps millions of people globally invest in a brighter future together.

18-06-2026

IIOT-OXYS, Inc. entered into Amendment No. 1 to its Securities Purchase Agreement with GHS Investments, LLC on June 12, 2026, authorizing up to 167 shares of Series D Convertible Preferred Stock in aggregate. The amendment adds two additional closings: a Second Additional Closing for up to 40 shares (37 purchased at $37,000 plus 3 equity incentive shares) and a Third Additional Closing for up to 30 shares (27 purchased at $27,000 plus 3 equity incentive shares), each at GHS's discretion. On June 16, 2026, the Company issued 30 shares of Series D Convertible Preferred Stock to GHS under the Third Additional Closing, receiving $27,000 in cash. The offering was conducted as a private placement under Section 4(a)(2) and Rule 506(b) of Regulation D, with GHS representing itself as an accredited investor.

• · The original SPA dated March 6, 2026 provided for an Initial Closing of 47 shares (43 purchased + 4 equity) and one Additional Closing of 50 shares (45 purchased + 5 equity), for an aggregate of 97 shares.
• · Amendment No. 1 increases the aggregate authorized shares from 97 to 167.
• · The Third Additional Closing occurred on June 16, 2026, with the Company issuing 30 shares to GHS for $27,000.
• · The securities were issued in reliance on Section 4(a)(2) and Rule 506(b) of Regulation D, with no general solicitation.
• · GHS Investments, LLC is a Nevada limited liability company and represented itself as an accredited investor.

18-06-2026

SS Innovations International, Inc. entered into an ATM Sales Agreement with Virtu Americas LLC on June 18, 2026, to sell up to $50 million of its common stock through an at-the-market offering program. The company filed a prospectus supplement under its existing shelf registration statement (Form S-3, File No. 333-295501) and will pay Virtu a commission of up to 3.0% of gross proceeds. The filing does not disclose any prior-period financial data, so no period-over-period comparisons are available.

• · The ATM Sales Agreement was executed on June 18, 2026, and the prospectus supplement was filed the same day.
• · The shelf registration statement (Form S-3, File No. 333-295501) was originally filed on May 1, 2026, and declared effective on May 18, 2026.
• · Virtu Americas LLC will act as exclusive sales agent or principal, using commercially reasonable efforts consistent with its normal trading and sales practices.
• · The company agreed to reimburse Virtu for certain specified expenses, but this obligation is waived if the company sells enough shares to raise a certain amount of gross proceeds on or before the first anniversary of the agreement.
• · The Sales Agreement contains customary representations, warranties, and covenants, and the company agreed to indemnify Virtu against certain liabilities, including under the Securities Act.
• · The legal opinion of Lewis Brisbois Bisgaard & Smith LLP is filed as Exhibit 5.1.

18-06-2026

On June 15, 2026, Katherine Rubenstein departed as Chief Operating Officer of Blackstone Private Credit Fund to pursue other opportunities. The departure was not due to any disagreement with the Fund's operations, policies, or practices. Blackstone Credit & Insurance expressed gratitude for her contributions.

• · The departure was effective June 15, 2026.
• · The filing was signed by Lucie Enns, Chief Legal Officer and Secretary, on June 18, 2026.
• · No successor or interim COO was announced in this filing.

18-06-2026

NexMetals Mining Corp. subsidiary PRIL entered into a new Services & Consulting Agreement with ANZAC Consulting Ltd., securing the operational services of COO Boris Kamstra. The agreement replaces the prior 2023 arrangement and includes a hourly fee of $230, with no change-of-control or severance benefits. No financial figures beyond the hourly rate were disclosed.

18-06-2026

MultiSensor AI Holdings, Inc. held its 2026 Annual Meeting on June 12, 2026, where stockholders elected five directors, ratified the appointment of Weaver and Tidwell L.L.P. as independent auditor, and approved an amendment to the 2023 Incentive Award Plan to increase authorized shares by 500,000 to a total of 661,012 shares. All proposals passed, though Proposal 3 (Plan Amendment) received notable opposition with 142,330 votes against and 374,345 broker non-votes, indicating some shareholder dissent.

• · Proposal 3 (Plan Amendment) received 786,276 votes for, 142,330 against, and 3,335 abstentions, with 374,345 broker non-votes.
• · Proposal 2 (ratification of auditor) passed with 1,234,419 votes for, 67,318 against, and 4,549 abstentions.
• · Director Petros Kitsos received the lowest support among nominees with 853,273 votes for and 78,668 withheld.
• · The Plan Amendment increased authorized shares from 161,012 to 661,012 shares.

18-06-2026

On June 15, 2026, Katherine Rubenstein departed as Chief Operating Officer of Blackstone Secured Lending Fund to pursue other opportunities. Her departure was not due to any disagreement with the Fund's operations, policies, or practices. No financial impact or other material changes were disclosed.

• · The departure was effective June 15, 2026.
• · The Form 8-K was filed on June 18, 2026.
• · No successor or interim COO was announced.

18-06-2026

Silvercrest Asset Management Group Inc. (SAMG) entered into a Second Amendment to its credit agreement with City National Bank on June 18, 2026. The amendment extends the term loan maturity to June 18, 2029 (with two one-year extension options), sets the term loan commitment at $5.0 million, and extends the $10.0 million revolving credit facility maturity to June 18, 2027. The term loan draw date is now June 18, 2028.

• · The Second Amendment was entered into by subsidiaries of Silvercrest L.P. as borrowers, with Silvercrest L.P. acting as guarantor.
• · The term loan maturity date is June 18, 2029, with two one-year extension options available.
• · The term loan draw date terminates on June 18, 2028.
• · The revolving credit facility maturity date is June 18, 2027.

18-06-2026

Bandwidth Inc. entered into a capped call option transaction with a dealer on June 18, 2026, in connection with its issuance of $[amount]% Convertible Senior Notes due 2032. The transaction is designed to reduce potential dilution upon conversion of the notes, with the dealer selling call options to Bandwidth. The filing details the terms of the ISDA Master Agreement and equity derivative definitions governing the transaction.

• · The transaction is governed by a 2002 ISDA Master Agreement with the laws of the State of New York as governing law.
• · The capped call transaction covers both Base Convertible Securities and Optional Convertible Securities issued under the offering.
• · The Free Convertibility Date is April 1, 2032, and the Expiration Date is July 1, 2032.
• · The Number of Options is based on the principal amount of Convertible Securities in denominations of USD 1,000.
• · The Strike Price and Cap Price are to be determined and inserted into the confirmation.

18-06-2026

Marten Transport Ltd. entered into a First Amendment to its Credit Agreement with U.S. Bank National Association, increasing the Letter of Credit Sublimit from $30,000,000 to $35,000,000 and raising the maximum aggregate revolving commitment and incremental term loan facility from $100,000,000 to $105,000,000. The amendment also updates compliance representations regarding anti-corruption laws and sanctions. The company reaffirmed its obligations and released the bank from any prior claims, while guarantor subsidiaries confirmed their guarantees remain in full force.

• · The amendment was executed on June 12, 2026, and filed on June 18, 2026.
• · The prior Revolving Note of $30,000,000 is replaced but not novated; all existing indebtedness and collateral continue.
• · The amendment includes a release by the borrower of any claims against the bank and agent arising prior to the amendment date.
• · Guarantor subsidiaries (Marten Transport Services, Ltd., Marten Transport Logistics, LLC, Marten Transport Holdings, Ltd.) acknowledged and confirmed their guarantees remain in effect.
• · The credit agreement is governed by Minnesota law, with consent to jurisdiction and waiver of jury trial.

18-06-2026

Limoneira Company (LMNR) announced on June 18, 2026 that its subsidiary, Windfall Investors, LLC, received a termination notice from Peak Holdings, LLC regarding the Purchase and Sale Agreement for an 80% tenant-in-common interest in the Company's real estate parcels in Paso Robles, California. The $500,000 deposit held in escrow will be returned to Peak Holdings, and the termination is effective as of June 15, 2026.

• · The Purchase and Sale Agreement was originally dated April 14, 2026.
• · The termination notice was received by Windfall Investors, LLC on June 15, 2026.
• · The termination is pursuant to Section 5.5 of the Purchase Agreement, which allows termination during the due diligence review period.
• · The real estate parcels are located in Paso Robles, California.
• · The 80% interest was an undivided tenant-in-common interest.

18-06-2026

MSP Recovery, Inc. (MSPRZ) entered into a letter agreement with Hazel Partners Holdings LLC on June 11, 2026, confirming a total of $8,147,500 in Operational Collection Floor increases funded between March 2025 and May 2026, plus an additional $550,000 for legal expenses. The agreement also notes an additional $69,000 funding requested and Hazel's willingness to provide it, bringing the aggregate to $8,147,500. However, the funding is at the sole discretion of the lender, and the company remains dependent on continued lender support, with no guarantee of further increases.

• · The funding tranches ranged from $49,687 to $1,750,000, with the largest single tranche ($1,750,000) funded on March 3, 2025.
• · The HC Case Proceeds of approximately $1,300,000 are from property and casualty litigation, with 50% due to Assignor and 50% to Assignee.
• · The $69,000 additional funding is conditioned on no Event of Default or Default occurring after the borrowing.
• · The Administrative Agent reserves all rights under the Credit Agreement and may refuse further funding at its sole discretion.

18-06-2026

United Rentals, Inc. entered into Amendment No. 18 to its Third Amended and Restated Receivables Purchase Agreement on June 18, 2026, extending the Facility Termination Date and making other amendments. The amendment was executed by the originator, seller, collection agent, multiple purchasers (Liberty Street Funding, Gotham Funding, GTA Funding, Reliant Trust), banks, and purchaser agents. No financial terms or specific changes in credit limits were disclosed beyond a one-time fee of 5 basis points on each bank’s commitment.

• · The amendment extends the Facility Termination Date under both the Purchase Agreement and the Contribution Agreement.
• · Each Purchaser Agent received a one-time upfront fee of 5 basis points on its related Bank's Bank Commitment.
• · The amendment includes replacing Annex E to the Purchase Agreement with a new Annex E.
• · Legal opinions on true sale and non-consolidation matters were provided by Troutman Pepper Locke LLP.

18-06-2026

Bank First Corporation announced retirement of board director Stephen Johnson effective June 15, 2026. Mr. Johnson served since January 2019, contributing across multiple committees. The filing is a routine board change with no financial impact.

• · Mr. Johnson served on Audit, Compensation, Governance and Nominating, Loan, and Community Reinvestment Act committees.
• · He previously served as Market President and CRA Officer for Bank First and as Director of Compliance and Chairman of First National Bank of Waupaca.
• · Before banking, he spent over 35 years at Sentry Insurance in various leadership roles.
• · The company has approximately $6 billion in assets and about 546 employees across 38 locations in Wisconsin and Illinois.

18-06-2026

Genprex, Inc. held its 2026 Annual Meeting on June 18, 2026, where stockholders approved an amended and restated 2018 Equity Incentive Plan, increasing authorized shares by 1,850,000, and ratified the appointment of WithumSmith+Brown, PC as auditor. Directors Jose Antonio Moreno Toscano and Ryan M. Confer were elected with strong support (over 868,000 votes for each), while the advisory vote on executive compensation received 681,841 votes for and 328,425 against, indicating some shareholder dissent. The reverse stock split proposal (1:5 to 1:50) was approved with 2,941,032 votes for and 1,592,728 against, reflecting significant opposition.

• · The Amended Equity Plan has a term through April 15, 2036.
• · The reverse stock split can be implemented at any time prior to December 31, 2027, at a ratio from 1:5 to 1:50, at the Board's discretion.
• · The Adjournment Proposal was not submitted due to sufficient votes for all proposals.
• · Broker non-votes were 3,549,622 for all proposals except the auditor ratification and reverse stock split.

18-06-2026

LIXTE Biotechnology Holdings, Inc. announced an update on its acquisition of NOMAD Transportable Power Systems, expected to close on or about July 1, 2026. To accelerate NOMAD's commercial momentum, LIXTE will loan $6.5 million pre-closing to fund order backlog and working capital. Post-closing, the combined company will be renamed NOMAD Power Solutions, Inc. and trade under a new ticker symbol, reflecting a strategic pivot from clinical-stage biotech to utility-grade battery energy storage. However, the acquisition is subject to customary closing conditions and approvals, and LIXTE's existing biotech operations face inherent clinical and regulatory risks.

• · NOMAD is described as the market leader in deployable, utility-grade battery energy storage systems (BESS) and the first to bring a mobile, utility-grade 1 MW BESS to market.
• · The NOMAD platform is UL 9540-validated and serves utilities, industrial operators, government agencies, critical infrastructure providers, and AI-driven applications.
• · LIXTE's existing biotech pipeline includes proof-of-concept clinical trials for Ovarian Clear Cell Carcinoma, Metastatic Colon Cancer, and Advanced Soft Tissue Sarcoma.
• · LIXTE's wholly owned subsidiary Liora Technologies Europe Ltd. is developing electronically controlled proton therapy systems (LiGHT System).
• · The new ticker symbol for the combined company is to be announced.

18-06-2026

Local Bounti Corporation announced the resignations of Executive Chairman Craig Hurlbert and Director Matthew Nordby, effective June 18, 2026, with no disagreement with the company. The Board was reduced from eight to six members, and Travis Joyner was appointed Chairman, Mark Nelson as Lead Independent Director, with new committee assignments. The departures are not based on any dispute, but the loss of two board members, including the Chairman and Lead Independent Director, represents a significant governance change.

• · Craig Hurlbert will continue as an employee of the company after resigning as Executive Chairman and Board member.
• · Matthew Nordby served as Lead Independent Director, Compensation Committee member, and chair of the Nominating and Corporate Governance Committee.
• · The Board reduced its size from eight to six members effective June 18, 2026.
• · New committee assignments: Audit Committee – Mark Nelson (Chair), Pamela Brewster, Michael Molnar; Compensation Committee – Pamela Brewster (Chair), Mark Nelson; Nominating and Corporate Governance Committee – Mark Nelson (Chair), Pamela Brewster.

18-06-2026

BrightView Holdings, Inc. announced the successful extension of its senior secured term loan maturity from April 2029 to June 2033 and its receivables financing facility from June 2027 to June 2029. CFO Brett Urban highlighted strong lender demand and confidence in the company's One BrightView strategy and progress toward 2030 objectives. The extensions enhance balance sheet flexibility and provide additional runway for strategic priorities, with no negative or flat metrics reported.

• · Term loan maturity extended from April 2029 to June 2033 (4-year extension).
• · Receivables financing facility maturity extended from June 2027 to June 2029 (2-year extension).
• · BrightView is the nation's largest commercial landscaper and serves as Field Consultant to Major League Baseball.

18-06-2026

Mobile Infrastructure Corp (BEEP) held its 2026 annual meeting on June 18, 2026, where stockholders elected six directors, ratified Grant Thornton LLP as independent auditor for FY2026, and approved the Amended and Restated 2023 Incentive Award Plan, which increases the share reserve by 3,000,000 shares. All director nominees received strong support (over 93% of votes cast), and the auditor ratification passed with overwhelming approval (99.9% of votes cast). However, the incentive plan approval saw a notable 4.3% of votes cast against it, indicating some shareholder dissent.

• · The Amended and Restated Incentive Award Plan increases the share reserve by 3,000,000 shares.
• · Grant Thornton LLP was ratified as independent auditor for FY2026 with 31,128,467 votes for, 15,086 against, and 21,357 abstentions.
• · Director Damon Jones received the lowest support among nominees with 26,305,222 votes for and 1,948,144 withheld (93.1% of votes cast).
• · The incentive plan approval had 26,971,096 votes for, 1,228,600 against, and 53,670 abstentions (excluding 2,911,544 broker non-votes).
• · All director elections had 2,911,544 broker non-votes, indicating a significant portion of shares were not voted on those proposals.

18-06-2026

Live Oak Bancshares, Inc. announced the departure of Chief Accounting Officer J. Wesley Sutherland, effective June 16, 2026. Walter J. Phifer, the current CFO, has assumed the role of Principal Accounting Officer on an interim basis while the company conducts an external search for a permanent successor. Sutherland is expected to remain as a Senior Advisor until his retirement on or about September 30, 2026.

• · Walter J. Phifer has been with the bank since 2015 and served as CFO since January 2024, previously serving as Treasurer and Head of Finance, Planning and Analysis.
• · J. Wesley Sutherland will assist with the transition as a Senior Advisor until his retirement on or about September 30, 2026.
• · The search for a permanent Chief Accounting Officer is external.

18-06-2026

Whirlpool Corporation, via its subsidiary Whirlpool Finance Luxembourg S.à r.l., entered into a First Supplemental Indenture on June 18, 2026, to amend the terms of its 1.100% Notes due 2027. The amendment accelerates the issuer's ability to satisfy and discharge the indenture by reducing the required waiting period from one year to two years. The change was approved by holders of approximately 91.12% of the outstanding notes (€546,715,000 aggregate principal) tendered in a consent solicitation.

• · The First Supplemental Indenture amends Section 10.01 of the original Indenture, replacing 'one year' with 'two years' for satisfaction and discharge.
• · The amendment becomes operative once all tendered 2027 Notes are purchased at the expiration of the Tender Offer.
• · The filing includes no new financial statements; only the supplemental indenture and cover page interactive data file are attached as exhibits.

18-06-2026

PTC Therapeutics, Inc. filed an 8-K on June 18, 2026, disclosing entry into a material agreement and related matters. The filing includes forward-looking statements regarding the repurchase of existing convertible notes, but no specific financial figures or performance metrics were provided.

• · The filing covers Items 1.01, 2.03, 3.02, 8.01, and 9.01, indicating entry into a material agreement, incurrence of debt, and other material events.
• · The company specifically disclaims any obligation to update forward-looking statements after the filing date.

18-06-2026

Viatris Inc. completed a public offering of €650 million aggregate principal amount of 4.250% Senior Notes due 2033 on June 17, 2026. The net proceeds will be used primarily to fund the repayment of $1.675 billion of outstanding 3.950% Senior Notes due 2026 issued by Utah Acquisition Sub Inc., with any remainder for general corporate purposes. The new notes are senior unsecured obligations guaranteed by Mylan Inc., Mylan II B.V., and Utah Acquisition Sub Inc.

• · The Notes were issued under a Registration Statement on Form S-3 (File No. 333-287087).
• · Interest on the Notes accrues from June 17, 2026, payable annually beginning June 17, 2027, with maturity on June 17, 2033.
• · The Company may redeem the Notes at any time prior to April 17, 2033 (Par Call Date) at the greater of 100% of principal or discounted present value plus 25 basis points; on or after the Par Call Date at 100% of principal plus accrued interest.
• · Upon a change of control, the Company must offer to repurchase the Notes at 101% of principal plus accrued interest.
• · The Indenture includes covenants restricting sale and leaseback transactions, creation of liens, subsidiary guarantees, and mergers/asset sales.
• · Customary events of default include nonpayment, breach of covenants, payment defaults on other indebtedness, failure to pay certain judgments, and bankruptcy/insolvency.

18-06-2026

Seadrill Ltd entered into Amendment No. 2 to its Senior Secured Revolving Credit Agreement, refinancing its existing revolving commitments with a new $300 million tranche (2026 Revolving Commitments) and replacing J.P. Morgan SE with JPMorgan Chase Bank, N.A. as administrative agent. The amendment, effective June 16, 2026, maintains the existing credit facility structure while updating lender commitments and agent roles.

• · The amendment refinances and permanently replaces existing revolving commitments on a dollar-for-dollar basis.
• · J.P. Morgan SE resigned as administrative agent, and JPMorgan Chase Bank, N.A. was appointed as successor administrative agent effective as of the Agency Effective Time.
• · The amendment updates several schedules and exhibits to the credit agreement, including Schedules 1.1(c), 1.1(e), 2.12(a), 5.20, and 5.21.
• · The 2026 Revolving Lenders are identified on Schedule 1 to the amendment, with each lender's commitment amount specified.
• · Outstanding letters of credit as of the effective date will be deemed outstanding under the new 2026 Revolving Commitments, with lenders holding participations pro rata.

18-06-2026

Ironwood Pharmaceuticals held its 2026 Annual Meeting on June 16, 2026, where all eight director nominees were elected and shareholders approved a non-binding advisory vote on executive compensation. Stockholders also approved an amendment to the company's 2019 Equity Incentive Plan, increasing authorized shares by 10,000,000, and ratified KPMG LLP as the independent auditor for 2026.

• · All eight director nominees received substantial support, with the lowest 'for' vote being 104,323,731 (Alexander Denner) and the highest being 107,222,711 (Mark Currie).
• · The advisory vote on executive compensation passed with 104,461,936 'for' votes against 4,958,394 'against' (95.5% approval).
• · The Plan Amendment was approved with 104,066,785 'for' votes (95.1% of votes cast) against 5,404,112 'against'.
• · KPMG LLP was ratified as independent auditor for 2026 with 121,957,895 'for' votes (97.8% of votes cast).
• · The meeting date was June 16, 2026, and the filing was made on June 18, 2026.

18-06-2026

At its 2026 Annual Meeting on June 18, 2026, Agios Pharmaceuticals stockholders approved an amendment to the 2023 Stock Incentive Plan, increasing the share reserve by 2,000,000 shares. Stockholders also elected three Class I directors (Rahul Ballal, Brian Goff, Cynthia Smith) and ratified PricewaterhouseCoopers as the independent auditor. The non-binding advisory vote on executive compensation passed with 94.2% support, though Cynthia Smith received a relatively high 31.7% withheld votes.

• · Stockholders ratified PricewaterhouseCoopers LLP as independent auditor with 48,511,213 votes for, 116,938 against, and 15,376 abstentions.
• · The 2023 Plan Amendment was approved with 43,549,751 votes for, 2,527,678 against, and 11,651 abstentions.
• · Director Cynthia Smith received 14,592,704 withheld votes (31.7% of votes cast), significantly higher than the other directors.
• · Broker non-votes totaled 2,554,446 for all director elections and advisory votes.

18-06-2026

Motorsport Games Inc. filed an 8-K on June 18, 2026, reporting entry into a material definitive agreement (Item 1.01) and creation of a direct financial obligation (Item 2.03). The filing does not disclose the counterparty, transaction value, or specific terms, limiting the ability to assess materiality. No financial metrics, guidance, or scheduled events are provided.

• · Filing size: 2 MB (suggests exhibits may be attached, but not analyzed here).
• · No financial statements or pro forma data provided in the summary.
• · No insider trading patterns or beneficial ownership changes mentioned.

18-06-2026

Addentax Group Corp. completed the acquisition of a 41.67% equity interest in Riches Family Office Limited on June 15, 2026, through its Hong Kong subsidiary Yingxi Industrial Chain Investment Co., Ltd. The consideration was 33,500 shares of Addentax common stock issued to Mr. Wu Rui, the company's COO and sole shareholder of the seller, in a transaction exempt from registration under Regulation S. No financial terms or performance metrics were disclosed in this filing.

• · The acquisition was completed on June 15, 2026, pursuant to a Share Exchange Agreement dated May 15, 2026.
• · The shares were issued in reliance on Regulation S exemption; Mr. Wu Rui is not a U.S. person.
• · The transaction was between related parties: Mr. Wu Rui is both the COO of Addentax and the sole shareholder of the seller Riches FO Holdings Limited.

18-06-2026

M3-Brigade Acquisition V Corp. announced the resignation of three directors (Mohsin Y. Meghji, Benjamin Fader-Rattner, Matthew Perkal) and three officers (CEO Robert Rivas Collins, CFO Eric Greenhaus, COO Matthew Perkal), effective June 18, 2026. The board appointed Chinh Chu as principal executive officer and Thomas Boychuk as CFO, principal financial and accounting officer; both will serve without compensation. The resignations were not due to any disagreement with the company.

• · The resignations of directors and officers were not due to any disagreement with the company.
• · Chinh Chu, age 60, has over 30 years of investment and acquisition experience and founded CC Capital in 2016.
• · Thomas Boychuk, age 44, is CFO of CC Capital and has over 20 years of corporate finance experience.
• · Both Chinh Chu and Thomas Boychuk will receive no compensation for their new roles.
• · The board committees were reconstituted: Audit Committee (Paul Kopsky as Chair, Thomas Fairfield, Edward Murphy); Compensation Committee (Thomas Fairfield as Chair, Paul Kopsky, Edward Murphy); Corporate Governance and Nominating Committee (Thomas Fairfield as Chair, Franklin Tsung, Edward Murphy).

18-06-2026

Oportun Financial Corporation announced the appointment of Sean Rowles as Chief Risk Officer, effective June 17, 2026, succeeding Patrick Kirscht who is stepping down after 18 years. Rowles brings over 30 years of experience in global financial services, including roles at Imprint and PayPal. The filing also highlights Oportun's mission-driven lending achievements, including over $22.2 billion in credit provided and $2.5 billion saved for members in interest and fees.

• · Sean Rowles previously served as Chief Risk Officer and Head of Operations at Imprint.
• · Rowles spent over nine years at PayPal in executive risk roles, including Global Chief Credit Officer.
• · Patrick Kirscht helped build Oportun's credit function from the ground up over 18 years.
• · Oportun has saved members an average of more than $1,800 annually.

18-06-2026

NIKE, Inc. announced that John Rogers, Jr., founder of Ariel Investments and a director since 2018, will retire from the Board of Directors effective after the September 2026 Annual Meeting and will not stand for re-election. Following his retirement, Rogers will serve as a strategic advisor to Nike, focusing on the future of sport and social community impact. The filing contains no financial results or period-over-period comparisons.

• · John Rogers, Jr. has served on the NIKE Board since 2018.
• · His retirement is effective after the September 2026 Annual Meeting of Shareholders.
• · Rogers will transition to a strategic advisor role focused on the future of sport and community impact.
• · Mark Parker, Executive Chairman, expressed gratitude for Rogers' eight years of service.
• · NIKE is headquartered in Beaverton, Oregon, and is the world's leading designer, marketer, and distributor of authentic athletic footwear, apparel, equipment, and accessories.
• · Converse is a wholly-owned subsidiary of NIKE, Inc.

18-06-2026

Tidewater Inc. held its 2026 annual meeting on June 16, 2026, where all seven director nominees were elected and three other proposals were approved, including an advisory vote on executive compensation, the First Amendment to the 2021 Stock Incentive Plan (adding 2,250,000 shares), and ratification of PricewaterhouseCoopers LLP as auditor. While all proposals passed, director Kenneth H. Traub received the highest 'Votes Against' count (2,145,629) among nominees, and the stock incentive plan amendment had 1,935,390 votes against, indicating notable shareholder dissent.

• · The annual meeting was held virtually via live audio webcast.
• · Record date for the meeting was April 17, 2026.
• · Proposal 1 (Director Election): Kenneth H. Traub received the most 'Votes Against' (2,145,629) and the lowest 'Votes For' (38,776,714) among nominees.
• · Proposal 2 (Advisory Vote on Executive Compensation): Approved with 40,548,175 votes for, 362,605 against.
• · Proposal 3 (Stock Incentive Plan Amendment): Approved with 38,986,062 votes for, 1,935,390 against.
• · Proposal 4 (Ratification of Auditor): Approved with 43,799,406 votes for, 730,093 against.
• · Broker non-votes were 3,602,661 for Proposals 1, 2, and 3; Proposal 4 had no broker non-votes.

18-06-2026

Construction Partners, Inc. entered into Amendment No. 1 to its Term Loan B Credit Agreement on June 18, 2026, refinancing all outstanding term loans and adding $300.0 million in incremental term loans, increasing total term loan principal from $839.4 million to $1,139.4 million. The amendment reduces interest rate margins by 0.25% per annum if the consolidated first lien net leverage ratio falls below 2.95-to-1.00, and modifies covenants to allow up to $50.0 million per fiscal year in stock repurchases and additional flexibility for capital structure management. The maturity date remains November 1, 2031, with quarterly amortization of 0.25% of the aggregate principal.

• · The TLB Amendment resets a six-month repricing protection period with a 1.00% prepayment premium for certain repricing transactions.
• · Incurrence-based leverage ratio tests for incremental debt capacity, excess cash flow sweep, and certain negative covenants were increased by 0.25 to 1.00.
• · The amendment permits liquidation or dissolution of Immaterial Subsidiaries subject to conditions.
• · A floor of $325.0 million was added to the existing 50% of Consolidated Adjusted EBITDA limit on Qualifying Cash for net leverage ratio calculation.
• · Prior to the first quarterly testing date on September 30, 2026, the Applicable Margin remains at Level 1 Pricing.

18-06-2026

Hamilton Beach Brands Holding Co announced the immediate departure of Andrew C. Carington as Senior Vice President, General Counsel and Secretary on June 18, 2026. The filing does not disclose a reason for the departure or name a successor.

• · Departure effective immediately on June 18, 2026.
• · No reason for departure or successor named in the filing.

18-06-2026

C&F Financial Corp announced the planned retirement of S. Dustin Crone, President and CEO of its subsidiary C&F Finance Company, effective December 31, 2026, with a transition period beginning June 30, 2026. Shawn Moore will succeed Mr. Crone as President of C&F Finance effective June 30, 2026. Additionally, the Board approved an amendment to the Non-Qualified Deferred Compensation Plan and a $100,000 supplemental retirement contribution for Thomas F. Cherry, President and CEO of the Corporation and the Bank, for retention purposes.

• · Mr. Crone will cease serving as President of C&F Finance effective June 30, 2026, but will continue as CEO until December 31, 2026.
• · Shawn Moore has been with C&F Finance since 2003 and currently serves as Executive Vice President and Chief Credit Officer.
• · Mr. Crone will not be eligible for any equity award or other deferred compensation for 2026 performance.
• · Outstanding restricted stock awards will vest on December 31, 2028, subject to continued employment through December 31, 2026 and compliance with noncompetition, nonsolicitation, and confidentiality covenants.
• · In case of involuntary termination without Cause before December 31, 2026, Mr. Crone receives unpaid Base Salary through that date plus $90,000, but no cash bonus for 2026.
• · The SERP amendment allows more than one discretionary SERP contribution per plan year and provides additional vesting flexibility.

18-06-2026

Epsilon Energy Ltd. entered into a Sales Agreement with Roth Capital Partners, LLC on June 18, 2026, allowing the company to sell up to $15,000,000 of its common shares in 'at the market' offerings. The agreement provides flexibility for the company to raise capital at prevailing market prices, with Roth Capital receiving a 3.0% commission on gross proceeds. However, there is no obligation to sell any shares, and no assurance can be given regarding the price, amount, or timing of any sales.

• · The Sales Agreement was filed as Exhibit 10.1 to the 8-K.
• · A legal opinion from McLeod Law LLP regarding the validity of the shares was filed as Exhibit 5.1.
• · The shares will be issued under the company's existing shelf registration statement on Form S-3 (File No. 333-292704), effective January 22, 2026.
• · The company may terminate the Sales Agreement at any time as provided in the agreement.

18-06-2026

Lakeland Industries, Inc. held its 2026 Annual Meeting on June 16, 2026, where stockholders approved the 2026 Equity Incentive Plan and ratified RSM US LLP as the independent auditor for fiscal year ending January 31, 2027. Three Class I directors were elected, and advisory compensation for named executive officers was approved. The 2026 Plan received strong support with 6,607,351 votes for and only 120,460 against.

• · The 2026 Plan was adopted by the Board on May 5, 2026 and approved by stockholders on June 16, 2026.
• · All three Class I director nominees received substantial support, with the lowest being Melissa Kidd at 6,512,700 votes for and 508,147 withheld.
• · Ratification of RSM US LLP as auditor passed with 8,657,801 votes for and only 12,616 against.
• · Advisory approval of executive compensation had 6,064,126 votes for, 131,088 against, and 825,633 abstentions.
• · The 2026 Plan had 6,607,351 votes for, 120,460 against, and 293,036 abstentions.
• · There were 1,685,808 broker non-votes on Proposals 1, 3, and 4.

18-06-2026

Exeter Automobile Receivables Trust 2026-3 filed an 8-K on June 18, 2026, announcing the issuance of eight classes of asset-backed notes totaling approximately $1.292 billion, secured by sub-prime auto loan receivables. The offering includes senior notes (Classes A-1 through A-3) with coupons ranging from 4.046% to 4.47%, and subordinate notes (Classes B through E and Class N) with higher coupons from 4.70% to 7.42%. The trust will enter into multiple agreements on the closing date (June 24, 2026) to transfer and service the receivables, with an underwriting agreement signed on June 16, 2026, with Wells Fargo, Barclays, and J.P. Morgan as representatives.

• · The trust will issue notes in eight classes with total principal of approximately $1.292 billion.
• · The underwriting agreement was signed on June 16, 2026, with Wells Fargo, Barclays, and J.P. Morgan as representatives.
• · The closing date for the note issuance is on or about June 24, 2026.
• · The underlying assets are sub-prime automobile loan contracts (Receivables) transferred from Exeter to EFCAR.
• · The offering includes a Class N note with a 6.66% coupon, the highest among the classes.
• · The Class E note has a 7.42% coupon, the second highest.
• · The Class A-1 note has the lowest coupon at 4.046%.
• · The trust will enter into multiple agreements including a Sale and Servicing Agreement, Indenture, and Custodian Agreement on the closing date.
• · The filing includes certifications by the CEO of EFCAR as required by Form SF-3.

18-06-2026

NextDecade Corp's indirect subsidiary, Rio Grande LNG Intermediate HoldCo Borrower, entered into a $1.0 billion term loan credit agreement on June 17, 2026, with proceeds primarily used to reduce outstanding borrowings under RGLNG's credit facilities. The loan carries a 7.05% annual interest rate, matures on June 17, 2033, and includes interest paid in-kind for the first three years unless cash is elected. The agreement imposes customary covenants, including a debt service coverage ratio of at least 1.05:1.00, and prepayment penalties apply before June 17, 2030.

• · Interest on the RGLNG HoldCo Loans is payable semi-annually on March 30 and September 30, beginning September 30, 2026.
• · Interest is paid in-kind until the first interest payment date after the third anniversary of the Closing Date (June 17, 2026) unless RGLNG HoldCo Borrower elects cash payment.
• · Prepayment is allowed at any time before June 17, 2029 with a call protection amount; between June 17, 2029 and June 17, 2030 at 101% of principal; on or after June 17, 2030 at par.
• · Mandatory prepayment at 101% upon a change of control event; mandatory prepayment at par for proceeds from asset sales, events of loss, or liquidated damages.
• · The Credit Agreement limits RGLNG HoldCo Borrower's ability to incur additional indebtedness, make investments, pay dividends, sell assets, incur liens, or merge.
• · Security interests were granted by RGLNG HoldCo Pledgor in the LLC interests of RGLNG HoldCo Borrower and by RGLNG HoldCo Borrower in substantially all its real and personal property, including its membership interest in Rio Grande LNG Holdings, LLC.
• · A Collateral and Intercreditor Agreement governs relationships among HoldCo Lenders and any future pari passu indebtedness holders.

18-06-2026

Arq, Inc. appointed Peter Owino as Interim Chief Accounting Officer effective June 12, 2026, and designated CEO Bob Rasmus as principal financial officer until the new CFO Shimon Steinmetz starts on or around July 27, 2026. The company entered into a consulting agreement with Princeton Business Consulting for Mr. Owino's services at an hourly fee of $350, subject to a monthly cap of $63,000. No financial results or performance metrics were disclosed in this filing.

• · Peter Owino is 51 years old and has over 20 years of experience in accounting, finance, and SOX compliance.
• · Mr. Owino served as Corporate Controller of Colliers Engineering & Design from 2024 to 2026 and as Chief Accounting Officer of Merchant e-Solutions from 2020 to 2022.
• · Mr. Owino worked as a Director at KPMG New York from 2015 to 2020 and previously as a manager at Deloitte & Touche and Ernst & Young.
• · Mr. Owino holds a Bachelor of Commerce degree in accounting from Kenyatta University in Nairobi, Kenya, and is a licensed CPA.
• · The consulting agreement has an indefinite term with a 30-day written notice termination clause.
• · Bob Rasmus will serve as principal financial officer until Shimon Steinmetz commences as CFO on or around July 27, 2026.

18-06-2026

Willdan Group, Inc. held its Annual Meeting on June 17, 2026, with 79.91% of shares represented. Stockholders elected all seven director nominees, ratified Crowe LLP as auditor for FY2026, approved executive compensation on an advisory basis, and approved amendments to the 2008 Performance Incentive Plan, including a 380,000 share increase to the plan's aggregate limit. However, the amendment to the 2008 Plan received relatively lower support with 7,934,725 votes for and 1,138,027 against, and the Board determined to hold future advisory votes on executive compensation annually.

• · The 2008 Plan term was extended to April 19, 2036.
• · Proposal 2 (ratification of Crowe LLP) received the highest support with 11,780,234 votes for, 151,378 against, and 28,334 abstentions.
• · Proposal 3 (advisory vote on executive compensation) had 8,650,776 votes for, 409,216 against, and 217,303 abstentions.
• · Proposal 4 (amendments to the 2008 Plan) had 7,934,725 votes for, 1,138,027 against, and 204,543 abstentions, indicating notable opposition.
• · The Board determined to hold an advisory vote on executive officer compensation every one year until the next required advisory vote on frequency.