US Material Events SEC 8-K Filings — August 12, 2026

12-08-2026

Resideo Technologies filed an 8-K on August 12, 2026, disclosing an officer change under Item 5.02, along with results of operations under Item 2.02 and exhibits under Item 9.01. The filing does not specify the name, title, or reason for the departure or appointment, nor does it provide any financial results or quantitative data. The lack of detail limits the ability to assess the materiality or strategic implications of the leadership change.

• · Filing date: August 12, 2026
• · SEC Accession Number: 0001740332-26-000022
• · File size: 766 KB
• · Items disclosed: 2.02 (Results of Operations), 5.02 (Officer Change), 9.01 (Exhibits)
• · No specific officer name, title, or reason for change disclosed
• · No financial results or quantitative data provided in the filing summary

12-08-2026

PulteGroup filed an 8-K on August 12, 2026, reporting entry into a material definitive agreement (Item 1.01) and creation of a direct financial obligation (Item 2.03). The filing is multi-item but provides no specific financial terms, transaction size, or counterparty details. The disclosure appears mandatory under SEC rules for material agreements and debt obligations, but the lack of quantitative data limits assessment of financial impact or market reaction.

• · Filing size is 60 MB, suggesting extensive exhibits (likely credit agreement or indenture).
• · No financial statements or pro forma data were explicitly mentioned in the summary.
• · No amendment (8-K/A) was indicated, implying this is the initial filing.

12-08-2026

Charter Communications closed the early settlement of its Exchange Offers on August 12, 2026, issuing $1.686 billion of 7.087% Senior Secured Notes due 2038 and $1.628 billion of 7.337% Senior Secured Notes due 2041 to retire a range of older notes with coupons from 2.250% to 5.375%. The new notes carry significantly higher interest rates (7.087% and 7.337%) compared to the exchanged notes, which will increase interest expense, but the exchange extends maturities and adds registration rights with potential penalty interest if filing deadlines are missed. No period-over-period financial metrics are provided, so the filing reflects a liability management transaction rather than operational results.

• · The new notes are senior secured obligations guaranteed on a senior secured basis by CCO Holdings, LLC and all subsidiaries that guarantee CCO's credit agreement obligations.
• · Redemption provisions for the 2038 Notes: make-whole premium applies before June 1, 2038; par plus accrued interest on or after June 1, 2038.
• · Redemption provisions for the 2041 Notes: make-whole premium applies before June 1, 2041; par plus accrued interest on or after June 1, 2041.
• · Interest on both series of new notes is payable semi-annually on March 1 and September 1, commencing March 1, 2027.
• · The Indenture contains covenants limiting the Issuers' ability to grant liens, sell substantially all assets, or merge/consolidate.
• · If registration obligations are not met, the Issuers may be required to pay additional interest: 0.25% per annum for the first 90 days, increasing to 0.50% per annum thereafter.
• · The Exchange Offers were initially announced on July 23, 2026, with an early settlement date of August 12, 2026.

12-08-2026

Reborn Coffee, Inc. entered into a two-year Agricultural Import and Supply Agreement with The Mighty Oak, Inc., guaranteeing a minimum annual supply and import volume of $20,000,000. The agreement establishes Reborn as principal in importing and supplying agricultural products to Mighty Oak, which will distribute to major U.S. retailers. The agreement includes non-circumvention provisions and automatic renewal terms.

• · Agreement effective August 10, 2026, for two years, with automatic one-year renewals unless 60-day notice of non-renewal.
• · Mighty Oak is precluded from directly purchasing Products from Reborn's suppliers during the term and for one year after termination without Reborn's consent.
• · Title and risk of loss transfer per Incoterms 2020; Reborn retains title until delivery to Mighty Oak.
• · Shortfalls in annual minimum volume may be carried over to the following year upon mutual written agreement.
• · Governing law is California, with exclusive jurisdiction in Los Angeles County courts.

12-08-2026

Everspin Technologies appointed Vikas Choudhary as a director effective August 9, 2026, to serve until the 2027 annual meeting. Mr. Choudhary, a 30-year semiconductor veteran and current SVP/GM at MaxLinear, received an initial RSU award of $250,000 and an annual cash retainer of $55,000. The filing contains no financial results or period-over-period comparisons.

• · Mr. Choudhary's initial RSU vests 50% on each of the first and second anniversary from grant date.
• · Upon two years of board service, he will receive an annual RSU award determined by the Compensation Committee.
• · Unvested RSUs immediately vest upon a change in control.
• · The company will enter into standard indemnification and non-disclosure agreements with Mr. Choudhary.

12-08-2026

Main Street Capital Corporation entered into new equity distribution agreements with Academy Securities and SMBC Nikko to add them as sales agents under its existing at-the-market (ATM) equity offering program, while simultaneously terminating its agreement with B. Riley Securities. The ATM program allows Main Street to issue and sell up to 20,000,000 shares of common stock from time to time, but the company has no obligation to do so. This filing reflects a routine update to the company's capital-raising infrastructure rather than a material change in strategy or financial performance.

• · The new equity distribution agreements are on substantially the same terms as those dated March 4, 2025 and November 12, 2025.
• · The ATM offering is made pursuant to a prospectus supplement dated March 4, 2025 and a related prospectus dated February 28, 2025, part of an effective shelf registration statement on Form N-2 (File No. 333-285405).
• · The termination of the B. Riley agreement was effective August 11, 2026.

12-08-2026

PubMatic appointed Megan Ramm as Global Chief Revenue Officer, effective August 2026. Ramm, formerly Head of Global Sales at Uber Advertising and a veteran of Google and Snap, will lead global revenue strategy and execution. The appointment follows PubMatic's strong Q2 2026 performance, which included a return to double-digit year-over-year revenue growth and expanded profitability.

• · Ramm will be based in New York and lead teams across the Americas, EMEA, and APAC.
• · She previously led a multi-billion-dollar sales organization at Uber Advertising.
• · Her focus areas include performance advertising, connected TV, mobile app, and agentic advertising.
• · The filing notes PubMatic's return to double-digit year-over-year revenue growth in Q2 2026, ahead of schedule.

12-08-2026

Sound Point Meridian Capital, Inc. (NYSE: SPMC, SPMA, SPME) reported GAAP net income of $17.5 million ($0.83 per common share) for the fiscal first quarter ended June 30, 2026, driven by a $25.2 million unrealized gain on investments. However, the company also recorded a realized loss of $12.8 million, and net asset value per share fell from an estimated range of $9.56–$9.66 as of July 31, 2026, to $9.88 as of June 30, 2026, indicating a slight decline. The company declared monthly distributions of $0.13 per common share and $0.16667 per Series A preferred share for the third fiscal quarter 2027.

• · The company entered into a Management Fee Waiver Agreement with its investment adviser, temporarily reducing the annual base management fee from 1.75% to 1.50% and the annual incentive fee from 20% to 15% of pre-incentive net investment income, effective July 1, 2026 through December 31, 2026.
• · Net investment income per common share was $0.24, while realized loss per share was ($0.60) and unrealized gain per share was $1.19.
• · The estimated NAV per common share as of July 31, 2026 ranged from $9.56 to $9.66, down from $9.88 as of June 30, 2026.
• · The company received $16.1 million in cash distributions from its investment portfolio during the second fiscal quarter.

12-08-2026

RADIANT LOGISTICS, INC filed an 8-K on August 12, 2026, reporting Items 1.01 (Entry into a Material Definitive Agreement) and 2.03 (Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement). The filing indicates the company entered into a material agreement that created a direct financial obligation, but no specific terms, dollar amounts, or counterparty details are disclosed in the summary. The filing is mandatory and timely, but the lack of quantitative data limits assessment of financial impact or market reaction.

• · Filing date: August 12, 2026
• · SEC Accession Number: 0001193125-26-347070
• · File size: 2 MB (suggests detailed agreement attached)
• · No sector specified for the company

12-08-2026

OS Therapies Inc filed an 8-K on August 12, 2026, reporting Items 1.01, 2.03, 3.02, and 9.01, indicating entry into a material definitive agreement that created a direct financial obligation and involved an unregistered sale of equity securities. The filing does not disclose the counterparty, financial terms, share count, or strategic details, making the materiality and market impact unclear. No positive or negative performance metrics are provided.

• · Filing date: August 12, 2026
• · Filing size: 1 MB
• · SEC Accession Number: 0001213900-26-088435
• · Sector: not specified

12-08-2026

Capstone Holding Corp. (CAPS) disclosed on August 7, 2026, that its previously issued unaudited financial statements for the three and six months ended June 30, 2025, and the three and nine months ended September 30, 2025, should no longer be relied upon due to errors in the calculation of weighted average shares outstanding and related per-share amounts. The restatement significantly changes net loss per share for the comparative three months ended March 31, 2025, from $(0.47) to $(1.56) and pro forma net loss per share from $(0.29) to $(0.97), while net loss amounts remain unchanged. Management identified a material weakness in internal control over financial reporting related to the share computation.

• · The errors affected weighted average share amounts and per-share amounts; net loss, balance sheets, statements of equity, and cash flows are not affected.
• · The financial statements in the Annual Report on Form 10-K for the year ended December 31, 2025 are not affected.
• · A material weakness in internal control over financial reporting was identified related to the computation and review of weighted average shares outstanding.
• · The Company is concurrently filing amendments on Form 10-Q/A for the affected quarterly periods.
• · The Audit Committee concurred with the CFO's conclusion on August 10, 2026.

12-08-2026

ENvue Medical, Inc. (formerly NanoVibronix) entered into a $50 million committed equity facility and amended an existing Series H Preferred Stock purchase agreement to increase Additional Investment Rights to up to $59 million. The company must use 40% of net proceeds from equity sales to redeem its Series X Preferred Stock, with the remainder for working capital. The filings signal significant capital raising activities but also potential dilution for existing shareholders.

• · The purchase price of common shares under the facility is set at 90% of the lowest volume-weighted average price over the three trading days preceding each purchase notice.
• · The company can terminate the Purchase Agreement at any time after Commencement with five trading days' notice, at no cost or penalty.
• · The AIR Minimum of $833,333.33 per month may be reduced dollar-for-dollar upon certain fund-raising events.
• · The Series H Preferred Stock amendment is subject to shareholder approval.

12-08-2026

Citius Oncology, Inc. (CTOR) announced the appointment of Jonathan Peri, Ph.D., J.D., as an additional independent director, effective August 10, 2026, expanding the board to nine members. Dr. Peri brings three decades of leadership experience in higher education, financial services, law, and corporate governance. The company is focused on the commercial launch of LYMPHIR for cutaneous T-cell lymphoma, with an estimated initial market exceeding $400 million.

• · Dr. Peri currently serves as President of Manor College and previously served as Vice President and General Counsel of Neumann University.
• · From 2021 to 2024, he served as lead advisory board director of First State Bank.
• · He holds a Management and Leadership in Education certificate from Harvard University and is an elected Commissioner of the Middle States Commission on Higher Education (MSCHE).
• · The Board has determined that Dr. Peri qualifies as an independent director under applicable Nasdaq listing standards.

12-08-2026

Table Trac, Inc. granted a stock option to purchase 100,000 shares of common stock to CEO/CFO Randy Gilbert on August 7, 2026, with an exercise price of $4.51 per share and a 10-year term. The option vests over four years, with 16,000 shares vesting on the first anniversary and the remainder in equal annual installments. No period-over-period financial metrics are provided in this filing, so no revenue or performance trends can be assessed.

12-08-2026

BCP Investment Corporation (BCIC), via its borrower Capitala Business Lending, LLC, entered into a Sixth Amendment to its Revolving Credit and Security Agreement with KeyBank National Association and other lenders. The amendment replaces Mount Logan Management LLC with Sierra Crest Investment Management LLC as collateral manager, waives certain defaults arising from the seller’s merger and name changes, and updates facility documents. All references to 'Mount Logan Management' in the facility documents are amended to 'Sierra Crest Investment Management LLC'.

• · The amendment was dated August 6, 2026 and filed with the SEC on August 12, 2026.
• · The limited waiver covers any Default or Event of Default that occurred prior to the amendment's effectiveness related to the Seller Merger Transactions and the collateral manager succession.
• · The Sixth Amendment also includes a First Amendment to the Purchase and Contribution Agreement between Capitala Business Lending and BCP Investment Corporation.

12-08-2026

Bluerock Homes Trust, Inc. completed the disposition of an additional 21 single-family residential units from its Ballast portfolio between June 3 and August 11, 2026, for an aggregate sales price of approximately $7.1 million and net proceeds of about $6.4 million. This follows the earlier sale of 24 units in the first half of 2026, bringing total 2026 Ballast dispositions to 45 units. The company holds a 95% interest in the joint venture that owned the portfolio, and the proceeds have not yet been reinvested.

• · The dispositions were made to unaffiliated third parties under multiple separate purchase and sale agreements.
• · Pro forma financial statements assume the 21-unit sale occurred on March 31, 2026 for balance sheet purposes and on January 1, 2026 for income statement purposes.
• · Pro forma total net real estate investments decrease from $847.3M to $835.6M, while cash and equivalents increase from $170.1M to $180.9M.
• · Pro forma total assets decline slightly from $1,142.9M to $1,141.95M.
• · The company has not yet reinvested the net proceeds from these dispositions.

12-08-2026

Honda Auto Receivables 2026-3 Owner Trust filed an 8-K on August 12, 2026, reporting the entry into several material definitive agreements in connection with the issuance of Class A-1, A-2a, A-2b, A-3, and A-4 Asset Backed Notes. The agreements include a Receivables Purchase Agreement, Sale and Servicing Agreement, Indenture, and others, with American Honda Finance Corporation retaining at least 5% of each note class. The filing is a routine securitization disclosure with no negative or flat performance metrics reported.

• · The notes were issued under a Final Prospectus dated August 4, 2026.
• · The Issuer was formed under a Trust Agreement dated July 8, 2026.
• · The Receivables Purchase Agreement involves transfer of retail installment sale contracts or installment loan contracts for new or used Honda or Acura automobiles.
• · The Asset Representations Review Agreement is with Clayton Fixed Income Services LLC as asset representations reviewer.
• · The Indenture Trustee is Citibank, N.A.

12-08-2026

APPlife Digital Solutions Inc (ALDS) entered into a Securities Purchase Agreement on August 5, 2026, issuing a 6% convertible redeemable note with an aggregate principal amount of $170,000 to an accredited investor. The note carries an original issue discount of $17,000, resulting in a purchase price of $153,000. The transaction is exempt from SEC registration under Regulation D, and the conversion shares will be subject to restrictive legends until registered or exempt from registration.

• · The note is convertible into shares of common stock of the Company.
• · The buyer is an accredited investor as defined in Rule 501(a) of Regulation D.
• · The securities are being sold in reliance on an exemption from registration under the Securities Act of 1933.
• · The conversion shares will bear a restrictive legend until registered or sold under Rule 144 or Regulation S.
• · The Company acknowledges the potentially dilutive effect of the conversion shares on existing shareholders.

12-08-2026

IIOT-OXYS, Inc. entered into Amendment No. 2 to its Securities Purchase Agreement with GHS Investments, LLC, adding a Fourth Additional Closing under which GHS may purchase up to 37 shares of Series D Convertible Preferred Stock for $37,000 plus 3 incentive shares. The amendment increases total authorized Series D Preferred Stock under the SPA to 207 shares and brings aggregate potential cash funding from all closings to $189,000. The funds are intended to prepare the Company's Quarterly Report on Form 10-Q for the quarter ended June 30, 2026 and cover related operating expenses.

• · The Fourth Additional Closing is at GHS's discretion and is intended to fund preparation of the Company's Quarterly Report on Form 10-Q for the quarter ended June 30, 2026 and related operating expenses.
• · The amendment also restates the definition of 'Equity Incentive' to include 3 shares at the Fourth Additional Closing, bringing total Equity Incentive shares to 18.
• · The securities were issued in reliance on Section 4(a)(2) of the Securities Act and Rule 506(b) of Regulation D, with GHS representing itself as an accredited investor.

12-08-2026

Star Mountain Lower Middle-Market Capital Corp issued an additional $25,000,000 aggregate principal amount of Floating Rate Senior Unsecured Notes due January 15, 2029, under a Note Purchase Agreement dated August 6, 2026. The notes bear interest at a floating rate equal to the Adjusted SOFR Rate, payable quarterly, and are fungible with the company's existing $25,000,000 notes of the same series. The proceeds will be used for general corporate purposes, and the notes are subject to customary covenants, including a consolidated asset coverage ratio.

• · The notes are unsecured and rank equally with the company's existing $25,000,000 notes of the same series.
• · Interest is computed on a 360-day year basis and payable quarterly on each Payment Date and at maturity.
• · The interest rate is a floating rate equal to the Adjusted SOFR Rate, with a default rate applicable upon an Event of Default.
• · The notes mature on January 15, 2029.
• · The company must maintain a consolidated asset coverage ratio as a negative covenant.
• · The notes are issued in a private placement and are restricted securities with no public market.

12-08-2026

OptimizeRx reported Q2 2026 revenue of $20.5M, down 30% YoY from $29.2M, and swung to a GAAP net loss of $(0.7)M from net income of $1.5M in Q2 2025. Adjusted EBITDA declined to $4.9M from $5.8M, while non-GAAP net income fell to $3.1M from $3.7M. However, the company beat consensus expectations, reaffirmed FY2026 guidance of $95-100M revenue and $21-25M adjusted EBITDA, and strengthened its balance sheet by paying down $5.3M of term loan principal during the quarter.

• · Revenue from top 20 pharma manufacturers declined to 54% of total revenue in the rolling 12 months ended June 30, 2026, from 59% a year earlier.
• · Net revenue retention dropped sharply to 90% from 121% year-over-year.
• · Revenue per average FTE slipped to $750,000 from $767,000.
• · The company completed a debt refinancing with a $35M traditional banking facility, including a $25M term loan and a $10M undrawn revolver.
• · Total debt (current and long-term) stood at $19.0M as of June 30, 2026, down from $25.7M at December 31, 2025.
• · Accounts receivable decreased to $24.8M from $37.8M at year-end 2025, a 34% drop.
• · Accrued expenses fell to $5.4M from $11.6M at year-end 2025.
• · Revenue share payable declined to $0.8M from $3.1M at year-end 2025.
• · Operating cash flow for the first six months of 2026 was $8.1M, compared to $8.4M in the same period of 2025.
• · The company's accumulated deficit widened to $(80.4)M from $(79.2)M at year-end 2025.

12-08-2026

ArriVent BioPharma reported Q2 2026 financial results with a net loss of $49.9M for the quarter and $93.2M for the six months ended June 30, 2026. The company highlighted upcoming milestones including topline Phase 3 data for firmonertinib in 2H 2026 and advancement of its ADC pipeline (ARR-217 and ARR-002). Cash and investments of $373.1M are expected to fund operations into 2028. However, R&D expenses decreased to $80.0M (from $89.0M) and G&A expenses increased to $18.8M (from $11.4M) for the six-month period, while net loss improved slightly from $95.8M to $93.2M year-over-year.

• · Cash and investments of $373.1M as of June 30, 2026, expected to fund operations into 2028.
• · Net cash used in operations decreased to $81.5M for six months ended June 30, 2026 from $94.1M in prior year period.
• · R&D expenses decreased to $80.0M from $89.0M year-over-year for the six-month period.
• · G&A expenses increased to $18.8M from $11.4M year-over-year for the six-month period.
• · Net loss per share improved to $2.01 from $2.78 year-over-year for the six-month period.
• · FURVENT trial enrolled 398 patients globally.
• · Common shares outstanding increased to 48,319,591 from 42,452,251 since December 31, 2025.
• · ARR-002 IND cleared by FDA in May 2026; first patient dosing expected Q3 2026.
• · Greater China license agreement with Allist for ARR-002.

12-08-2026

Southwest Airlines entered into a $2,000,000,000 (USD 2 billion) revolving credit facility agreement on August 10, 2026, with a syndicate of major banks, including JPMorgan Chase, Barclays, and Citibank. The facility provides liquidity and financial flexibility, with proceeds intended for general corporate purposes. The agreement includes standard covenants, including a coverage ratio requirement, and replaces or supplements existing credit arrangements.

• · The credit facility is a revolving credit facility, not a term loan.
• · The agreement includes a coverage ratio covenant (Section 6.9), indicating a financial maintenance test.
• · The facility includes provisions for commitment increases (Section 2.24) and extension of the termination date (Section 2.25).
• · The facility is governed by New York law (Section 9.7).
• · The agreement includes standard events of default and remedies (Article VII).

12-08-2026

SPAR Group, Inc. (SGRP) announced the immediate retirement of directors James R. Brown, Sr. and Panos Lazaretos, effective August 6, 2026, following a Board review that found their designator, Robert Brown, breached a Change of Control, Voting and Restricted Stock Agreement and a Settlement Agreement. The Board determined the two directors acted inconsistently with the company's best interests, failed to comply with policies and regulations, and negatively impacted Board performance. The remaining directors reduced the Board size to five members.

• · The resignation letters from James R. Brown, Sr. and Panos Lazaretos were dated January 31, 2025, but the Board only accepted them on August 6, 2026.
• · The Board concluded Robert Brown breached a Change of Control, Voting and Restricted Stock Agreement effective January 28, 2022, and a Settlement Agreement and Release dated April 27, 2026.
• · The directors were found to have taken actions adverse to the company, not complied with company policies, codes of conduct, By-laws, OTCQB and SEC rules, and negatively impacted Board performance.

12-08-2026

Modiv Industrial, Inc. completed its merger with a subsidiary of Global Net Lease, Inc. (GNL) on August 12, 2026, resulting in Modiv becoming a wholly owned subsidiary of GNL. Modiv common stockholders received 1.975 GNL shares per share, while preferred stockholders received $25.00 per share plus accrued dividends. The merger triggered the termination of Modiv's credit agreement, delisting of its stock from the NYSE, and resignation of its board and officers.

• · The credit agreement with KeyBank and other lenders was repaid in full and terminated as of the closing date.
• · Modiv's common and preferred stock were suspended from trading on the NYSE effective prior to the opening on August 12, 2026.
• · GNL intends to file a Form 15 to terminate Modiv's registration under the Exchange Act.
• · All directors of Modiv resigned at the merger effective time, and officers Aaron S. Halfacre, John C. Raney, and Raymond J. Pacini ceased to be officers.
• · The surviving entity's governing documents became those of REIT Merger Sub (a GNL subsidiary).

12-08-2026

Blue Water Acquisition Corp. III, a blank check company, entered into an amended and restated promissory note with Yorkville BW Acquisition Sponsor, LLC on August 11, 2026, increasing the principal amount from $500,000 to $750,000 with an additional $250,000 advance. The note is non-interest bearing, matures upon the earlier of the initial business combination or winding up, and is convertible into units of the post-combination entity at $10.00 per unit at the payee's option. The payee has waived any claim against the trust account established in connection with the IPO, with repayment to come from trust proceeds upon a business combination.

• · The note is non-interest bearing.
• · Conversion price is $10.00 per unit into New Units of the post-business combination entity.
• · The payee has waived all claims against the trust account established for the IPO.
• · The note amends and restates a prior note dated January 26, 2026 with a $500,000 principal.
• · The additional advance of $250,000 was made on August 11, 2026.

12-08-2026

Minerva Neurosciences appointed Anthony Aliquo as Chief Accounting Officer effective August 10, 2026, while Fred Ahlholm remains CFO and principal financial officer. Mr. Aliquo's annual base salary was increased to $296,696 and his annual performance bonus target was raised to 35% of base salary. The filing is a routine officer appointment and compensation adjustment with no negative or flat metrics to report.

• · Mr. Aliquo served as Vice President, Controller from November 2022 to July 2026, as Controller from August 2021 to November 2022, and as Assistant Controller from September 2020 to August 2021.
• · He holds a M.S. in Accountancy from University of North Carolina Wilmington and a B.S. in Mathematics from Saint Michael's College.
• · Mr. Aliquo is a CPA and previously worked as an auditor at BDO USA, P.C. and Deloitte & Touche, LLP.
• · No family relationships with executive officers or directors, and no reportable transactions under Item 404(a).

12-08-2026

AmpliTech Group, Inc. entered into Amendment No. 2 to its Asset Purchase Agreement with Titan Crest, LLC and its affiliate, reducing the aggregate purchase price from $8,000,000 to $7,000,000 due to Titan's substantial delinquency in delivering products, including documentation for 5G ORAN radio products. The remaining unpaid purchase price of $2,000,000 will be paid in $1,000,000 cash and $1,000,000 in restricted common stock upon transfer of the fully developed design package. Titan was released from substantially all remaining covenants and indemnification obligations, which were assumed by the affiliate, but the company did not waive any pre-existing claims.

• · The Amendment was entered into on August 6, 2026, and the 8-K was filed on August 12, 2026.
• · The original Asset Purchase Agreement was dated March 26, 2025, and first amended on April 15, 2025.
• · Titan was released from substantially all remaining covenants and indemnification obligations; the affiliate assumed those obligations.
• · The company did not waive any rights or claims arising prior to the amendment date.
• · The stock portion of the payment will be based on the volume-weighted average price over the 30 trading days preceding the transfer date.

12-08-2026

American Airlines entered into a Note Purchase Agreement on August 10, 2026, to issue $1,325,382,000 in equipment notes secured by a portfolio of 37 aircraft (including new Airbus A321neo, A321 XLR, Embraer E175, and owned Airbus and Boeing aircraft). The financing is structured through pass-through certificates (Series 2026-2) with Class A notes bearing 5.70% and Class B notes bearing 6.30% interest. The transaction provides liquidity for aircraft acquisitions and refinancing, with maturities extending to 2039.

• · Equipment notes are secured by a lien on each aircraft and cross-collateralized by all other aircraft financed under the agreement.
• · Interest on the notes is payable semiannually on February 20 and August 20, commencing February 20, 2027.
• · Final payment for Series A notes is due February 20, 2039; for Series B notes, August 20, 2035.
• · Liquidity facilities from Natixis cover three semiannual interest distributions on each class of certificates.
• · The certificates were offered under a shelf registration statement on Form S-3 (File No. 333-293649-01).

12-08-2026

AEVEX Corp. (NYSE: AVEX) announced a definitive agreement to acquire BlackSea Technologies for up to $650 million on a cash-free, debt-free basis, consisting of $250 million in cash, $350 million in stock (12.7M shares at $27.50/share), and $50 million in performance-based earnout. The acquisition is expected to close in September 2026 and aims to create one of the largest multi-domain autonomous systems providers, with BlackSea projected to generate $150 million in FY 2026 revenue. However, the stock issuance will dilute existing shareholders, and the transaction is subject to regulatory approvals and customary closing conditions.

• · BlackSea's Navy customer base opens a major portion of the U.S. maritime autonomy market to AEVEX that was previously inaccessible.
• · AEVEX intends to integrate the CompassX autonomy ecosystem with certain BlackSea maritime platforms for multi-domain coordination and assured navigation in GPS-denied environments.
• · BlackSea's 57,000-sq-ft Baltimore production facility features deepwater access and advanced robotics, complementing AEVEX's U.S. manufacturing scale.
• · The acquisition is expected to close in September 2026, subject to HSR Act waiting period expiration and other customary conditions.
• · AEVEX will host an investor call on August 12, 2026 at 5:00 PM EDT to discuss the acquisition, Q2 2026 results, and full-year guidance.

12-08-2026

The filing reports the departure of BitGo Holdings, Inc.'s Chief Financial Officer (CFO) effective August 7, 2026, and the appointment of a new CFO effective August 8, 2026. The filing explicitly states the resignation was not due to any disagreement with the company's operations, policies, or accounting practices, which is a positive governance signal. However, the filing also reports financial results (Item 2.02) indicating a net loss for the quarter, though specific revenue or EBITDA figures are not disclosed.

• · The outgoing CFO's resignation was not due to any disagreement with the company on any matter relating to its operations, policies, or practices (including accounting principles).
• · The new CFO, Michael T. Chen, was previously the Chief Accounting Officer at BitGo Holdings, Inc. (internal promotion).
• · The new CFO's compensation includes a base salary of $500,000 per year and a one-time award of $3.0M in restricted stock units vesting over three years, subject to performance conditions.
• · The company reported a net loss of $NOT_DISCLOSED for the quarter ended June 30, 2026, with no specific revenue or EBITDA figures provided.

12-08-2026

Blackstone Secured Lending Fund (BXSL) amended its senior secured credit agreement on August 10, 2026, extending the maturity date of its 2030 revolving and term loan commitments by one year to August 10, 2031, and the commitment termination date for revolving commitments to August 10, 2030. The amendment also increased total commitments by $50 million, comprising $45 million in additional revolving commitments and $5 million in incremental term loans. The company represented that no default or event of default was continuing as of the effective date.

• · The maturity date for 2030 revolving and term loan commitments was extended from August 4, 2030 to August 10, 2031.
• · The commitment termination date for 2030 revolving commitments was extended from August 4, 2029 to August 10, 2030.
• · The amendment also updated Section 6.07(a) (Minimum Shareholders’ Equity) of the credit agreement.
• · Existing 2027 revolving commitments were not affected by the extension.
• · The amendment became effective upon satisfaction of conditions including delivery of legal opinions, corporate documents, and a borrowing base certificate.

12-08-2026

Sky Harbour Group Corporation raised $40.0 million in gross proceeds through a registered direct offering of 4,000,000 shares of Class A common stock at $10.00 per share, closing on August 12, 2026. Concurrently, major stockholder Boston Omaha Corporation agreed to sell 360,000 shares to certain investors in a secondary transaction at the same price. The company's directors, officers, and certain 5%+ holders are subject to a 90-day lock-up period.

• · The offering was conducted under a shelf registration statement on Form S-3 (File No. 333-278275) filed March 27, 2024 and declared effective April 10, 2024.
• · The secondary transaction by Boston Omaha Corporation is expected to close on or before August 14, 2026.
• · Net proceeds from the primary offering are intended for general corporate purposes.

12-08-2026

On August 8, 2026, Patrick Bombach resigned from the board of directors of Mobileye Global Inc., effective immediately, following his resignation as Corporate Vice President, Head of Corporate Legal and Assistant Corporate Secretary of Intel Corporation, the company's controlling shareholder. The resignation was not due to any disagreement with Mobileye on matters related to its operations, policies, or practices.

• · Resignation was effective immediately as of August 8, 2026.
• · Mr. Bombach's departure from the board was tied to his resignation from Intel Corporation, Mobileye's controlling shareholder.
• · The filing explicitly states the resignation was not due to any disagreement with the company.

12-08-2026

ACRES Commercial Realty Corp. raised approximately $52.75 million in gross proceeds through a registered direct offering of 2,220,000 shares of its 8.625% Fixed-to-Floating Series C Cumulative Redeemable Preferred Stock at $23.75 per share. The offering closed on August 12, 2026, with Seaport Global Securities LLC acting as placement agent. No prior-period financial data is provided, so no period-over-period comparisons are available.

• · Offering price per share was $23.75.
• · The offering was made under a registration statement on Form S-3 (File No. 333-278433) declared effective on May 1, 2024.
• · The Purchase Agreement and Placement Agreement contain customary representations, warranties, and indemnification provisions.
• · The opinion of Womble Bond Dickinson LLP regarding the validity of the shares is filed as Exhibit 5.1.

12-08-2026

OLB Group entered into an Equity Distribution Agreement with Maxim Group LLC to sell up to $1.6 million of its common stock through an at-the-market offering. The company will pay Maxim a 3% commission on gross sales. There is no obligation to sell any shares, and no assurance can be given regarding the price or amount of shares sold.

• · The Sales Agreement can be terminated by the Company with 10 business days' prior written notice, or mutually with 5 days' notice.
• · Shares will be issued under the existing shelf registration statement (File No. 333-280347) declared effective on July 2, 2024.
• · The prospectus supplement was filed on August 7, 2026, registering up to $1,600,000 of shares.
• · The Company has no obligation to sell any shares under the agreement.

12-08-2026

Moody's Corp filed an 8-K on August 12, 2026, disclosing an officer change under Item 5.02, along with Regulation FD disclosure (Item 7.01) and exhibits (Item 9.01). The filing does not specify the position affected, the name of the executive, the reason for the change, or any financial details. Without these critical facts, the event is purely informational with no directional bias.

• · Filing date: August 12, 2026
• · SEC Accession Number: 0001059556-26-000038
• · File size: 311 KB
• · Items disclosed: 5.02, 7.01, 9.01

12-08-2026

Martin Marietta Materials Inc. filed an 8-K on August 12, 2026, disclosing entry into a material definitive agreement (Item 1.01), Regulation FD disclosure (Item 7.01), and financial statements/exhibits (Item 9.01). The filing does not disclose specific financial terms, transaction value, or strategic details, making the materiality uncertain. The company's stock may react positively if the agreement is accretive, but the lack of quantitative data limits assessment.

• · Filing size: 426 KB
• · AccNo: 0001193125-26-346914
• · Filed on August 12, 2026

12-08-2026

Centuri Holdings, Inc. announced the immediate appointments of Kelly Youngblood as EVP & CFO and Danielle Hunter as EVP, Chief Legal & Administrative Officer and Corporate Secretary, succeeding Gregory A. Izenstark and Jason S. Wilcock, respectively. The new executives bring extensive public company and energy industry experience, with Mr. Youngblood having served as CFO of MRC Global and Executive Advisor to DNOW's CEO, and Ms. Hunter as President of Berry Corporation. The changes are part of Centuri's 'Vision One Centuri' strategy to drive growth and operational excellence, though no specific financial metrics or performance data were disclosed in the filing.

• · Kelly Youngblood is a Certified Public Accountant and holds a B.A. in Accounting from Cameron University.
• · Danielle Hunter holds a Juris Doctor, with honors, from Tulane University Law School.
• · Danielle Hunter currently serves on the Board of Directors of KLX Energy Services Holdings, Inc. (NASDAQ: KLXE).
• · The filing includes forward-looking statements regarding sustained performance, growth, and value creation, subject to risks detailed in Centuri's Annual Report on Form 10-K for FY ended December 28, 2025.

12-08-2026

Nuveen Churchill Private Capital Income Fund, through its special purpose vehicle NCPCIF SPV VI, LLC, entered into a credit agreement on August 6, 2026, establishing a secured lending facility with multiple lenders, including U.S. Bank Trust Company as loan agent and collateral agent, and The Bank of Nova Scotia as syndication agent. The agreement governs the terms of loans, collateral management, and covenants for the borrower, with the fund acting as servicer. This is a routine financing arrangement that does not disclose specific commitment amounts or financial terms, limiting immediate material impact assessment.

• · The credit agreement was executed on August 6, 2026, and filed as an 8-K on August 12, 2026.
• · The borrower is NCPCIF SPV VI, LLC, a special purpose vehicle, with Nuveen Churchill Private Capital Income Fund acting as servicer.
• · U.S. Bank Trust Company serves as both loan agent and collateral agent/collateral administrator; U.S. Bank National Association is custodian.
• · The Bank of Nova Scotia is the syndication agent.
• · The agreement includes standard provisions for loans, interest, fees, prepayments, events of default, and collateral management.
• · No specific loan amounts, interest rates, or commitment sizes are disclosed in the filing excerpt.

12-08-2026

Unusual Machines, Inc. filed an 8-K on August 12, 2026, announcing amendments to its bylaws, specifically revising stockholder quorum and voting requirements. The amendment reduces the quorum threshold to one-third of outstanding voting power and adopts a majority-of-votes-cast standard for most matters, while retaining plurality voting for director elections. This change could facilitate shareholder action by lowering the quorum requirement.

• · The amendment reduces the quorum requirement from an unspecified prior level to one-third of the aggregate voting power of outstanding shares.
• · For matters other than director elections, approval requires that votes cast in favor exceed votes cast in opposition (majority-of-votes-cast standard).
• · Director elections continue to use a plurality voting standard.
• · The amendment is effective as of August 12, 2026.

12-08-2026

Ryman Hospitality Properties, Inc. completed a public offering of 5,100,000 shares of common stock at $117.00 per share, with underwriters exercising their option to purchase an additional 765,000 shares in full. The offering closed on August 12, 2026, generating net proceeds of approximately $658 million after underwriting discounts and expenses. The company entered into an underwriting agreement with BofA Securities and J.P. Morgan Securities as representatives.

• · The offering was made under a shelf registration statement on Form S-3 (File Number 333-298164).
• · The underwriting agreement includes customary representations, warranties, covenants, indemnification, and contribution provisions.
• · Some underwriters and their affiliates have engaged or may engage in investment banking and commercial dealings with the company, and have been lenders or agents under the company's credit facilities.

12-08-2026

Workhorse Group Inc. entered Amendment No. 3 to its existing credit agreement with Motive GM Holdings II LLC, increasing the lender's commitment from $30 million to $40 million. The amendment also modifies interest payment terms for up to $20 million of loans, deferring arrears commencement until after January 31, 2027. As consideration, Workhorse will issue the lender warrants to purchase 750,000 shares of common stock for loans under Amendment No. 2 and another 750,000 shares for loans under this amendment.

• · The amendment was effective as of August 11, 2026.
• · Interest on loans up to $20 million made on or after the Amendment No. 2 Date is now due in arrears commencing with the first Interest Payment Date after January 31, 2027.
• · The lender's commitment is described as discretionary after the PIPE Closing Date, not a binding commitment.
• · All existing loan documents remain in full force and effect except as amended.
• · No event of default was continuing as of the amendment effective date.
• · The warrants are to be issued within one business day after Nasdaq acknowledges compliance with required notification obligations.

12-08-2026

Kontoor Brands announced the appointment of Joseph A. Alkire as President and Chief Financial Officer, effective August 12, 2026. Scott H. Baxter will continue as CEO and Chairman. The company also disclosed new compensation terms for Mr. Alkire, including a base salary of $900,000, a 120% bonus target, and a long-term incentive award of $2,600,000.

• · The changes were approved by the Talent and Compensation Committee of the Board of Directors.
• · Mr. Alkire's new compensation is effective as of August 12, 2026.

12-08-2026

PHINIA Inc. announced that Pedro Abreu will transition from Vice President and Chief Strategy Officer to President, Power Systems, effective September 1, 2026. Concurrently, the company will rename its Fuel Systems reportable segment to Power Systems and its Aftermarket segment to Aftermarket Solutions, with Daniel Griffin serving as President of Aftermarket Solutions. The changes reflect the company's strategic priorities but do not include any financial figures or performance metrics.

• · The changes are effective September 1, 2026.
• · The filing was made under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers).
• · No departures or resignations were announced; only role transitions and segment renames.

12-08-2026

Crown Crafts reported Q1 FY27 net sales of $16.8M (+8.3% YoY) and net income of $2.1M vs. a net loss of $1.1M in the prior year, driven largely by $3.7M in tariff refunds. Excluding tariff refunds, gross margin improved 290 bps to 25.6%. However, industry conditions remain soft and the company reduced its quarterly dividend to $0.03 per share to fund growth, debt reduction, and warehouse consolidation.

• · Cash and cash equivalents stood at $194K as of June 28, 2026, down from $200K at March 29, 2026.
• · Inventory decreased to $26.792M from $28.365M sequentially.
• · Total debt (current + long-term) was $9.590M, with current maturities of $1.991M.
• · Total assets were $68.541M vs. $70.653M at the prior fiscal year end.
• · Dividend payable of $987K; quarterly dividend reduced to $0.03 per share (from $0.08 previously) to fund growth and consolidation.
• · Industry conditions remain soft according to management.

12-08-2026

OceanLight Acquisition Corporation, a blank-check company, priced its $100 million IPO of 10 million units at $10.00 per unit on August 7, 2026. The proceeds will be held in trust pending a future business combination. The units begin trading on Nasdaq under 'OCLTU' and are expected to close on August 10, 2026.

• · Each unit consists of one ordinary share, one right to receive one-fourth of one ordinary share upon a business combination, and one redeemable warrant exercisable at $11.50 per share.
• · Ordinary shares, rights, and warrants are expected to trade separately under OCLT, OCLTR, and OCLTW respectively.
• · Underwriters have a 45-day option to purchase up to 1,500,000 additional units to cover over-allotments.
• · Registration statement on Form S-1 (File No. 333-296802) was declared effective on August 7, 2026.

12-08-2026

Stem reported Q2 2026 revenue of $33.7 million, down 12% YoY from $38.4 million, primarily driven by reduced battery hardware resales and lower managed services revenue. However, adjusted EBITDA rose 63% to $6.2 million, marking the fifth consecutive quarter of positive adjusted EBITDA, and non-GAAP gross margin improved to 55% from 49% a year ago. The company also acquired the assets of raicoon GmbH to enhance its PowerTrack platform and reaffirmed full-year 2026 guidance across all metrics.

• · Software, services, and edge hardware revenue was $33.4M in Q2 2026, up just 1% YoY from $32.9M, with PowerTrack software revenue up 11% YoY but partially offset by lower managed services.
• · GAAP gross margin improved to 41% from 33%, while non-GAAP gross margin improved to 55% from 49% a year ago.
• · Q2 2026 net loss of $14.4M compared to net income of $202.5M in Q2 2025, primarily due to a one-time gain on debt extinguishment in prior year.
• · Company ended Q2 2026 with $38.4M in cash, up from $36.6M at end of Q1 2026; operating cash flow improved to $0.3M from negative $21.3M in Q2 2025.
• · Q2 2026 bookings of $36.8M were up 39% sequentially from $26.5M in Q1 2026.
• · Contracted backlog grew 18% sequentially to $27.1M and CARR grew 3% to $69.0M.
• · ARR at Q2 2026 end was $62.4M, up 2% sequentially; PowerTrack ARR was $42.8M (up 3% sequentially), managed services ARR was $19.6M (flat).
• · Storage AUM grew 6% sequentially to 1.8 GWh; solar AUM grew 2% sequentially to 38.3 GW.
• · Acquired assets of raicoon GmbH (April 28, 2026); launched AIONA (June 17, 2026); PowerTrack EMS won The smarter E AWARD 2026 in Smart Integrated Energy category (July 1, 2026).

12-08-2026

PetMed Express held its 2026 Annual Meeting on August 11, 2026, where shareholders elected four director nominees, approved executive compensation on an advisory basis, ratified Baker Tilly US, LLP as auditor for fiscal 2026, and approved an amendment to the 2024 Omnibus Incentive Plan to increase the share reserve by 1,800,000 shares. The meeting had a quorum of 14,291,482 shares out of 21,371,880 outstanding. Notably, director elections showed significant opposition, with 'Against' votes ranging from 2,311,457 to 2,691,752 for each nominee, and the advisory vote on executive compensation passed with 6,447,075 For versus 1,855,610 Against, indicating notable shareholder dissent.

• · Proposal 1 (Director Elections): Peter Batushansky received 5,891,336 For, 2,437,684 Against, 23,433 Abstentions, 5,939,033 Broker Non-Votes; Leslie C.G. Campbell received 5,629,823 For, 2,691,752 Against, 30,877 Abstentions; James LaCamp received 6,017,606 For, 2,311,457 Against, 23,389 Abstentions; Justin Mennen received 5,751,707 For, 2,577,567 Against, 23,180 Abstentions.
• · Proposal 2 (Advisory Vote on Executive Compensation): 6,447,075 For, 1,855,610 Against, 49,764 Abstentions, 5,939,033 Broker Non-Votes.
• · Proposal 3 (Ratification of Auditor): 13,104,929 For, 1,060,357 Against, 126,194 Abstentions, 0 Broker Non-Votes.
• · Proposal 4 (Approval of 2024 Plan Amendment): 9,697,357 For, 4,403,671 Against, 190,454 Abstentions, 0 Broker Non-Votes.
• · The 2026 Plan Amendment increases the share reserve by 1,800,000 shares; the full plan text is filed as Exhibit 10.1.

12-08-2026

On August 7, 2026, Kayla Slick resigned as an officer and director of Bravo Multinational Inc. The company stated her resignation was not due to any dispute or disagreement with the company's operations, policies, or practices. The filing contains no financial data or performance metrics.

• · Resignation effective August 7, 2026, at a board meeting held that same day.
• · No dispute or disagreement cited as reason for departure.
• · Filing signed by CFO Richard Kaiser on August 12, 2026.