US Pre-Market SEC Filings Roundup — May 12, 2026

12-05-2026

Ducommun Incorporated reported record Q1 2026 net revenue of $209.0 million, up 9% YoY from $192.5 million, driven by 18% growth in commercial aerospace and gains in defense including missiles and fixed-wing platforms like F-35 and F-15. Gross margins expanded 70 bps to 26.9%, net income surged 607% to $9.9 million, and adjusted EBITDA rose 19% to $35.4 million (16.9% of revenue); however, industrial end-use markets declined $1.4 million, Structural Systems operating margin dipped slightly to 11.4% from 11.9%, and future destocking headwinds are expected in commercial aerospace.

• · Electronic Systems operating income $22.9M (19.5% margin) vs $17.5M (16.0%) YoY.
• · Structural Systems operating income $10.4M, up $0.5M YoY but margin down 50 bps.
• · CG&A expenses $17.6M (8.4% of revenue) vs $22.4M (11.6%) YoY, due to lower stock-based compensation.
• · Interest expense $4.0M vs $3.3M YoY.
• · Cash and cash equivalents declined to $39.1M from $45.3M at Dec 31, 2025.

12-05-2026

Sumitomo Life Insurance Co filed its 13F-HR on May 12, 2026, disclosing US equity holdings as of March 31, 2026, with a total market value of $4,254,732,909 across 282 positions. Largest holdings include iShares Core S&P 500 ETF ($672,153,090), iShares TIPS Bond ETF ($167,024,894), Invesco S&P 500 BuyWrite ETF ($136,777,800), iShares S&P 500 BuyWrite ETF ($132,289,800), and NVIDIA Corporation ($110,693,598). Most positions are held with sole voting authority, featuring a mix of ETFs and individual large-cap stocks.

• · Conformed period end date: 2026-03-31
• · Business address: 2-2-1, Yaesu, Chuo-ku, Tokyo 104-8430, Japan
• · Filer CIK: 0000937760

12-05-2026

AI-Squared Management Ltd, a Hong Kong-based investment manager, filed its 13F-HR report disclosing holdings in 19 equity positions totaling $137,414,893 as of March 31, 2026. The portfolio features significant concentrations in technology and semiconductor names, with the largest position in Lumentum Holdings Inc valued at $25,524,946 (36,321 shares). Other major holdings include Sandisk Corp ($13,431,088; 21,140 shares), Micron Technology Inc ($12,629,811; 37,384 shares), and Advanced Micro Devices Inc ($11,371,737; 55,900 shares).

• · All 19 positions held solely with no voting authority or other managers reported.
• · Additional holdings include VNET Group Inc ($5,154,816; 614,400 shares), GDS Holdings Ltd ($4,278,798; 106,200 shares), and Baidu Inc ($7,193,052; 64,558 shares).
• · Filing submitted by Michelle Lim, Partner/COO, from Hong Kong.

12-05-2026

Dinesh Kumar, M.D., Chief Medical Officer of Astrana Health, Inc., notified the company on May 7, 2026, of his resignation effective June 1, 2026, which is not due to any disagreement. The company thanked Dr. Kumar for his contributions and wished him well. No successor has been announced in the filing.

• · Filing date: May 12, 2026
• · Report signed: May 11, 2026
• · Trading symbol: ASTH (Nasdaq)

12-05-2026

IREN Limited announced the pricing of its offering of $2.6 billion in aggregate principal amount of 1.00% Convertible Senior Notes due 2033, to be sold to qualified institutional buyers under Rule 144A. The company granted initial purchasers an option to buy up to an additional $400 million in notes within 13 days of issuance, with net proceeds estimated at $2.57 billion (or $2.96 billion if fully exercised), of which $174.5 million will fund capped call transactions and the remainder for general corporate purposes and working capital. The offering is expected to close on May 14, 2026, subject to customary conditions.

• · Notes sold only to qualified institutional buyers pursuant to Rule 144A.
• · Option to purchase additional notes exercisable within 13-day period beginning on issuance date.
• · Notes not registered under Securities Act; no offer or sale in jurisdictions where unlawful.

12-05-2026

Qnity Electronics reported first quarter 2026 net sales of $1.3 billion, up 18% year-over-year (organic sales up 17%), driven by Semiconductor Technologies at $722 million (up 12% YoY) and Interconnect Solutions at $593 million (up 25% YoY). While GAAP net income fell 19% YoY to $162 million and GAAP EPS declined 22% to $0.72, adjusted metrics were strong with Adjusted Operating EBITDA up 22% to $411 million and Adjusted EPS up 33% to $1.08. The company raised full-year 2026 guidance, including net sales to $5.225B-$5.375B, reflecting confidence in continued momentum.

• · Conference call scheduled for May 12, 2026, at 8:00 a.m. ET.
• · Q1 2026 ended March 31, 2026.
• · FY2026 Adjusted EPS guidance: $3.80 - $4.14.
• · FY2026 Adjusted Free Cash Flow guidance: $500M - $600M.

12-05-2026

Victoria’s Secret & Co. filed definitive additional proxy materials (DEFA14A) on May 12, 2026, to correct inadvertent errors in the table of securities transactions by participants in the Proxy Supplement for its 2026 Annual Meeting of Stockholders. The corrected table discloses purchases and sales of company shares by directors and executives from May 1, 2024, through May 11, 2026, including routine acquisitions around June 18, 2025 (e.g., 7,440 shares by Irene Chang Britt) and mixed activity such as sales by Hillary Super (e.g., -23,294 shares on March 19, 2026). No other information in the Proxy Statement or Proxy Supplement is changed.

• · Transactions cover period May 1, 2024 through May 11, 2026.
• · Melinda McAfee note: Reported acquired securities represent shares issued in settlement of performance share units granted on March 16, 2023.
• · Printed Proxy Supplement with corrected table to be distributed to certain stockholders.

12-05-2026

BETA Technologies reported Q1 2026 revenue of $10.1 million, up 5.6% YoY from $9.6 million, primarily from service revenues, while adding over $375 million to its commercial backlog, bringing the total to $3.9 billion across 991 aircraft. However, net loss widened significantly to $122.3 million from $78.3 million, driven by a 62% increase in operating expenses to $138.8 million, mainly higher R&D at $91.7 million, with Adjusted EBITDA loss of $97.2 million versus $64.7 million prior year. Cash and equivalents stood at $1.59 billion, supporting reaffirmed FY2026 revenue guidance of $39-43 million but widened Adjusted EBITDA loss outlook of ($355)-(445) million.

• · Product revenues declined to $0.9 million from $2.5 million YoY, while service revenues increased to $9.2 million from $7.1 million.
• · Selected for eIPP programs across 26 states.
• · Cash and equivalents decreased quarter-over-quarter to $1.59 billion from $1.71 billion as of Dec 31, 2025.

12-05-2026

eBay Inc. rejected GameStop Corp.'s unsolicited, non-binding acquisition proposal dated May 3, 2026, which included a highly confident letter from TD Securities stating confidence in raising up to $20.0 billion in debt financing. eBay's Board determined the proposal neither credible nor attractive, citing strong standalone prospects, including nearly $80 billion in gross merchandise volume enabled in 2025, and potential risks from leverage and integration. The Board expressed confidence in eBay's strategy and management to deliver long-term shareholder value independently.

• · TD Securities highly confident letter dated May 1, 2026
• · GameStop acquisition proposal dated May 3, 2026
• · eBay Board response letter and press release dated May 12, 2026

12-05-2026

S&P Global Inc. announced that its Mobility division ('Mobility Global') will host an Investor Day on May 12, 2026, in connection with the planned separation of Mobility Global into an independent public company, Mobility Global Inc. A copy of the investor presentation is furnished as Exhibit 99.1. The disclosure is made under Item 7.01 Regulation FD and is not deemed filed.

• · Filing Date: May 12, 2026
• · Date of Earliest Event Reported: May 12, 2026
• · Investor Day hosted by Mobility Global: May 12, 2026

12-05-2026

Optex Systems Holdings reported fiscal Q2 2026 revenue of $9.6 million, down 10.3% YoY from $10.7 million, with six-month revenue nearly flat at $18.8 million versus $18.9 million prior year, impacted by federal government shutdown delays. Gross margins improved to 35.2% from 31.3% due to completion of loss-making contracts and efficiencies, though net income fell to $1.3 million from $1.8 million and adjusted EBITDA declined to $2.0 million from $2.4 million. The company expects FY2026 revenue of $43-45 million, up from $41.3 million in FY2025, and adjusted EBITDA of $7.5-8.5 million versus $8.0 million prior year, with new orders up 3.8% YoY to $16.3 million in the first half.

• · Cash and cash equivalents increased to $4,164 thousand from $6,389 thousand as of Sep 28, 2025.
• · Total assets stood at $30,860 thousand as of Mar 29, 2026, up from $30,056 thousand as of Sep 28, 2025.
• · No outstanding debt under revolving credit facility.
• · Operating expenses increased due to leadership transition costs, stock compensation, R&D spending.
• · FY2025 revenue was $41.3 million; FY2025 adjusted EBITDA was $8.0 million.

12-05-2026

UGI International, LLC, an indirect wholly owned subsidiary of UGI Corporation, commenced a private offering of €300,000,000 in aggregate principal amount of senior notes on May 12, 2026. The net proceeds are intended to repay short-term borrowings under its Revolving Credit Facility (related to a dividend payment contributed to AmeriGas Partners, L.P., for intercompany loan repayment), other Revolving Credit Facility amounts, partially prepay its Term Loan, pay fees, and for general corporate purposes. The offering is subject to market conditions with no assurance of consummation and is not conditioned on intercompany loan repayment.

• · Investor presentation attached as Exhibit 99.1 supplements prior disclosures under Regulation FD.
• · Press release attached as Exhibit 99.2.
• · Offering exempt from U.S. Securities Act registration requirements.

12-05-2026

Portland General Electric Company (POR) filed an 8-K on May 12, 2026, under Items 7.01 (Regulation FD Disclosure) and 9.01, furnishing an investor presentation that management intends to use beginning on that date. The presentation is accessible on the company's investor relations website at https://investors.portlandgeneral.com and included as Exhibit 99.1. The filing was signed by Joseph R. Trpik, Senior Vice President, Finance and Chief Financial Officer.

12-05-2026

Reyes Financial Architecture, Inc., a San Diego-based investment manager, filed its 13F-HR on May 12, 2026, disclosing equity holdings as of March 31, 2026, totaling $122,358,934,000 across 348 positions, all with sole voting power in most cases. Top holdings include Apple Inc. at $2,205,414,000, J P Morgan Exchange Traded F Equity Premium at $1,551,558,000, Meta Platforms Inc. Cl A at $1,843,975,000, and Broadcom Inc. at $1,236,897,000. No prior period data is available in the filing for comparison.

• · Filing covers period ending 2026-03-31.
• · All positions reported with sole shared power of 0 and other managers power of 0 except minor discrepancies (e.g., Apple: 8690 shares total, 8689 sole; Meta: 3223 shares total, 657 sole).

12-05-2026

GGM Financial LLC, an investment advisor based in Columbus, OH, filed its 13F-HR on May 12, 2026, reporting total holdings valued at $217,271,379 across 236 positions as of March 31, 2026. The portfolio is diversified with a heavy emphasis on ETFs, including top holdings like JPMorgan Active Growth ETF ($50,810,139) and Innovator Laddered Fund of S&P 500 Power Buffer ETF ($27,094,369). All positions are held solely with no shared voting or investment discretion reported.

• · Filing covers period ending 2026-03-31 with 0 discretionary accounts.
• · All holdings reported as SH SOLE with 0 voting/other rights.
• · Kent Keister signed as Chief Compliance Officer on 2026-05-11.

12-05-2026

Curio Wealth, LLC filed its 13F-HR on May 12, 2026, disclosing 1,256 equity positions held solely as of March 31, 2026, with a total portfolio market value of $292,612,084. The portfolio features heavy allocations to Avantis ETFs, including the largest holding in Avantis International Core Equity ETF at $14,210,981 (167,503 shares), Avantis Emerging Markets Equity ETF at $8,279,076 (102,744 shares), and Avantis US Equity ETF at $7,588,012 (68,250 shares). Notable individual stock positions include Apple (6,357 shares, $1,613,328), Amazon (2,032 shares, $423,205), and Berkshire Hathaway (880 shares, $421,696), reflecting a diversified but ETF-dominant strategy with no reported changes from prior periods.

• · All 1,256 positions reported as SOLE discretionary holdings
• · Filing covers period ending 03-31-2026
• · Business address: 721 Melvin Ave, Annapolis, MD 21401

12-05-2026

Stokes Family Office, LLC filed its 13F-HR on May 12, 2026, reporting holdings as of March 31, 2026, with a total portfolio value of $968975311 across 276 positions, all held solely with sole voting and discretionary power. Top holdings by value include Apple Inc. ($49479297), Alphabet Inc. Cap Stk Cl C ($30588282), and iShares Tr Core Univrsl USD ($26547298). No prior period comparisons, changes, or performance metrics are provided in the filing.

• · All 276 positions held with sole voting power (SH SOLE) and no put/call options.
• · Filer address: 1100 Poydras Street Suite 2775, New Orleans, LA 70163.
• · Report filed as of May 12, 2026, with date as of change May 11, 2026.

12-05-2026

Apeiron Acquisition Vehicle I, a Cayman Islands blank check company (SPAC), filed Amendment No. 2 to its Form S-1 registration statement on May 11, 2026 (effective filing date May 12), solely to include an updated consent from auditor Withum Smith+Brown, PC (Exhibit 23.1). The IPO proposes up to 8,050,000 units (if underwriters' over-allotment exercised in full), with Apeiron Sponsor I and BBG committing to 246,350 private placement units at $10.00 each for $2,463,500 total. Estimated non-underwriting offering expenses total $743,500, including $300,000 in legal fees.

• · Sponsor originally received 2,683,333 founder shares for $25,000 on August 8, 2025; surrendered 1,341,667 on September 11, 2025; added one share for $0.001 on January 27, 2026; converted 300,000 Class B to Class A on March 3, 2026.
• · BBG received 1,341,666 founder shares for $12,500 on September 11, 2025; converted 300,000 Class B to Class A on March 3, 2026.
• · Previous name: American Dream Acquisition Co I Ltd (changed September 11, 2025).
• · SEC file number: 333-293174; EIN: 98-1903018.

12-05-2026

Second Half Financial Partners, LLC filed its 13F-HR report on May 12, 2026, disclosing 96 equity positions with a total market value of $222104570 as of March 31, 2026, all held solely with discretionary voting authority. The portfolio features heavy ETF exposure, including top holdings SPDR Series Trust ($43007987), NEOS ETF Trust Nasdaq-100 High Income ($24820283), and NEOS ETF Trust S&P 500 High Income ($19985052), alongside stocks like Apple Inc. (12771 shares, $3241118) and Nvidia Corp. (10400 shares, $1813809). No prior period comparisons, changes, or performance data were provided.

• · All positions reported as SH SOLE with 0 shared voting authority
• · Filer CIK: 0001946654, EIN: 854341638, incorporated in FL
• · Business address: 145 West Center Avenue, Sebring, FL 33870

12-05-2026

Riggs Asset Managment Co. Inc. filed its 13F-HR on May 12, 2026, reporting holdings in 127 equity positions with sole voting power as of March 31, 2026. The portfolio features significant exposure to gold and mining ETFs (e.g., SPDR Gold Trust at $29.0M), technology stocks (e.g., NVIDIA at $15.3M), and uranium/energy names (e.g., Uranium Energy Corp), but no prior period data is provided for comparison and no buys/sells are indicated. Total market value across positions exceeds $200M based on listed values, reflecting a diversified but concentrated strategy in commodities, tech, and energy sectors.

• · Report period end: March 31, 2026
• · Filing date: May 12, 2026
• · All positions held with sole voting power; no shared or other manager power reported
• · Filer CIK: 0001601348; SEC file number: 028-16103

12-05-2026

Step Capital Management Pte. Ltd., a Singapore-based investment manager, disclosed total holdings of $249,079,316 across 27 equity positions as of March 31, 2026, in its 13F-HR filing submitted on May 12, 2026. Largest positions include Micron Technology Inc ($54,223,320), Moderna Inc ($32,766,000), and Bilibili Inc ($22,560,000), with all holdings reported as sole discretionary. No prior period data is available in this filing for comparison.

• · All holdings reported with sole voting and investment discretion (SH SOLE).
• · Filer CIK: 0002091341, SEC File Number: 028-25935.
• · Fiscal year end: March 31.
• · Business address: 8 Marina Boulevard, Marina Bay Financial Centre Tower 1 #11-08, Singapore 018981.

12-05-2026

Circle Wealth Management, LLC disclosed $7,015,622,120 in equity holdings across 266 positions in its 13F-HR filing as of March 31, 2026. The portfolio is heavily concentrated in Apple Inc. ($3,031,393,087; 11,944,494 shares), representing over 43% of total value, with additional significant positions in broad-market ETFs including iShares Core S&P 500 ETF ($711,278,956), iShares Russell 1000 Growth ETF ($581,384,887), and SPDR S&P 500 ETF ($539,944,085). Minor put positions were reported in Apple, Merck & Co., and SPDR S&P 500, but no period-over-period changes are available in this snapshot filing.

• · Filing date: May 12, 2026
• · Report period end date: March 31, 2026
• · Filer CIK: 0001578242
• · Business address: 47 Maple Street, Suite 201, Summit, NJ 07901
• · All positions held with sole voting authority

12-05-2026

Brilliance Asset Management Ltd filed its 13F-HR on May 12, 2026, disclosing holdings as of March 31, 2026, totaling $339,052,079 across 16 equity positions with sole voting authority. The portfolio includes significant stakes in PDD Holdings Inc (value $71,984,686), Kanzhun Limited ($66,683,941), and Full Truck Alliance Co Ltd ($54,135,754), alongside US names like Amazon.com Inc ($13,624,190) and Alphabet Inc ($18,495,585). No changes or performance metrics were reported in this snapshot filing.

• · All positions held with sole voting authority
• · Filer CIK: 0001665751, SEC File Number: 028-17632
• · Business address: Level 35, Unit 3560, Two Pacific Place, 88 Queensway, Admiralty, Hong Kong

12-05-2026

Matthew 25 Management Corp filed its 13F-HR on May 12, 2026, for the quarter ended March 31, 2026, disclosing holdings across 20 securities with sole voting authority and no put/call options. Largest positions include Nvidia Corp (376,000 shares valued at $65,574,400), Taiwan Semiconductor Manufacturing Co Ltd (98,000 shares at $33,119,100), and Eli Lilly & Co (27,500 shares at $25,293,675). Other notable holdings are Amazon.com (98,250 shares at $20,462,528), Apple Inc. (55,000 shares at $13,958,450), and Palantir Technologies Inc. (85,500 shares at $12,506,940).

• · Berkshire Hathaway Inc. Class A: 15 shares valued at $10,772,100
• · Federal Agric Mtg Corp CLA: 102,250 shares valued at $12,167,750
• · Park Hotels & Resorts Inc.: 882,500 shares valued at $9,292,725

12-05-2026

Virginia Estate & Retirement Planning Advisors Inc. disclosed a portfolio of 159 equity positions totaling $57164773 as of March 31, 2026, in its 13F-HR filing submitted on May 12, 2026. The holdings are dominated by fixed income ETFs, including iShares U.S. Treasury Bond ETF at $34446456 (342206 shares) and iShares 0-3 Month Treasury ETF at $14607741 (145120 shares), with additional exposure to tech giants like Apple Inc. ($1352707, 5336 shares) and Microsoft Corp. ($253196, 684 shares). All positions are held solely with no shared voting or investment discretion reported.

• · Filing CIK: 0002115327
• · Filer address: 4870 Sadler Road, Suite 300, Glen Allen, VA 23060
• · Report period end: 2026-03-31
• · All holdings designated as SOLE with 0 shared voting power and 0 shared investment discretion

12-05-2026

Chicago Wealth Management, Inc. reported 59 equity holdings totaling $250511451 as of March 31, 2026, in its 13F-HR filing submitted on May 12, 2026. The portfolio features significant allocations to ETFs, including iShares Global Infrastructure ETF at $14019648 (209248 shares), the largest position, and First Trust Global Tactical Commodity Strategy Fund at $5977278 (208195 shares). Individual stocks like Apple Inc. ($3462871, 13645 shares) are also prominent, with all positions held under sole discretionary authority.

• · All holdings reported as SH SOLE with 0 shared voting power, 0 put options, and 0 call options.
• · Filing covers period ending 2026-03-31, filed 2026-05-12.

12-05-2026

Valliance Asset Management Ltd filed a 13F-HR report as of March 31, 2026, disclosing institutional holdings totaling $121912507 with 8 positions focused on semiconductor and technology-related securities. Key holdings include 171100 shares of Nebius Group N.V. Class A (valued at $17753336) and 130200 shares of Tower Semiconductor Ltd (valued at $22847496). No period-over-period changes are detailed in this filing.

• · Filing submitted on May 12, 2026, for period ending March 31, 2026
• · All positions reported as sole voting authority with no shared or other authority
• · Business address: 16/F, 8 Queen's Road, Central, K3, Hong Kong

12-05-2026

WIM Investment Management Ltd, based in Hong Kong, filed its 13F-HR on May 12, 2026, disclosing equity holdings as of March 31, 2026, with a total portfolio value of $337,333,664 across 20 positions held solely. Top holdings include Tesla Inc ($90,420,753 for 243,230 shares), Cloudflare Inc ($46,993,729 for 227,749 shares), and Meta Platforms Inc ($44,843,549 for 78,380 shares). Other positions feature fintech and tech names like Coinbase Global ($18,197,156 for 104,216 shares), Uber Technologies ($19,686,378 for 273,688 shares), and smaller stakes in IonQ, ASP Isotopes, and SPDR Gold Shares.

• · All positions held with sole voting authority.
• · Report filed as of May 12, 2026, for period ending March 31, 2026.

12-05-2026

National Pension Service filed its 13F-HR on May 12, 2026, disclosing $131679039771 in equity holdings as of March 31, 2026, across 562 positions with sole voting power. Top holdings include Apple Inc ($7872490171, 31019702 shares), Amazon.com Inc ($4257522819, 20442324 shares), Alphabet Inc Class A ($3678863490, 12793377 shares), Alphabet Inc Class C ($3044391250, 10612812 shares), and Broadcom Inc ($2904041334, 9382706 shares). The filing provides a snapshot of the portfolio with no period-over-period changes indicated.

• · Filing period end date: March 31, 2026
• · All positions reported with sole voting and sole investment discretion (SH SOLE)

12-05-2026

Green Court Capital Management Ltd, based in Hong Kong, filed its 13F-HR on May 12, 2026, for the quarter ended March 31, 2026, disclosing total equity holdings of $108,078,550 across 5 positions, all held solely. Top holdings include PDD Holdings Inc at $42,972,616 (420,558 shares), Trip.com Group Ltd ADS at $24,672,140 (495,524 shares), and New Oriental Education & Technology SPON ADR at $16,616,375 (293,420 shares). Other positions are Tencent Music Entertainment Group SPON ADS ($16,240,817, 1,750,088 shares) and Atour Lifestyle Holdings Ltd SPONSORED ADS ($7,576,602, 205,830 shares).

• · Filing period end date: March 31, 2026
• · SEC file number: 028-18094
• · All holdings reported as SOLE (no shared voting/discretion)

12-05-2026

Bitterroot Capital Advisors LLC filed its 13F-HR report on May 12, 2026, disclosing 60 equity holdings as of March 31, 2026, with a total market value of $164.7 million heavily weighted toward ETFs including significant cash equivalents. The largest position is iShares 0-3 Month Treasury Bill ETF at $55.0 million (about 33% of portfolio), followed by iShares MSCI USA Quality Factor ETF ($26.8 million), iShares MSCI International Quality Factor ETF ($17.5 million), iShares Russell 1000 Value ETF ($15.5 million), and iShares Russell 1000 Growth ETF ($13.7 million). Individual stocks represent smaller allocations, such as Tesla Inc. ($3.0 million), MSCI Inc. ($2.0 million), and NVIDIA Corp. ($0.5 million).

• · All positions held with sole voting authority (SH SOLE)
• · Business address: 118 East Main Street, Bozeman, MT 59715
• · Phone: 406-556-8200
• · Incorporated in DE, EIN: 943319516
• · Smaller positions include Bitcoin-related ETFs (Fidelity Wise Origin Bitcoin ~$0.4M, iShares Bitcoin Trust ~$0.4M) and gold ETF (SPDR Gold Shares ~$0.4M)

12-05-2026

Next Bridge Hydrocarbons, Inc. filed an S-1/A registration statement on May 12, 2026, detailing its oil and gas projects including the Hazel Project (Texas), Oklahoma Properties (Viking), and Wildcat Projects (Louisiana) with total gross leasehold interests of 2,838 acres (net 2,229 acres). Q1 2026 production revenue declined 11% YoY to $2,725 from $3,064, driven by lower oil volumes (14 Bbls vs 30 Bbls) despite slightly higher gas prices, while cost of revenue surged to $36,039 from $9,598 due to higher operating expenses. The company reports no proved reserves, zero capitalized costs for properties as of March 31, 2026 (all previously impaired), no drilling activity, and no employees, relying on consultants.

• · No proved or probable reserves reported as of Dec 31, 2025 and 2024.
• · Average Q1 2026 production costs $321.78 per BOE (including LOE and taxes), up from $441.51 per BOE in 2025 full year.
• · No development costs or property acquisitions in Q1 2026 vs $14,952 in Q1 2025.
• · All unevaluated costs of $5,373,207 fully impaired as of March 31, 2026.
• · No productive or dry wells drilled in Hazel Project or Louisiana Panther Project in recent periods.

12-05-2026

Wilson Asset Management (International) Pty Ltd, an Australian investment manager based in Sydney, filed its 13F-HR report disclosing total equity holdings valued at $354,046,707 across 43 positions as of March 31, 2026. Top holdings include Amazon.com Inc. ($25,800,696; 123,881 shares), Intercontinental Exchange Inc. ($19,109,677; 121,501 shares), Thermo Fisher Scientific Inc. ($18,693,869; 38,032 shares), and TransUnion ($18,588,378; 268,657 shares). All positions are held with sole investment discretion and voting authority; no prior period comparisons or changes are provided in the filing.

• · Report filed on May 12, 2026; period end March 31, 2026
• · Firm address: Level 26, Governor Phillip Tower, 1 Farrer Place, Sydney C3 2000, Australia
• · All 43 holdings designated as SOLE voting authority with no shared discretion or other managers
• · Additional notable holdings include Alphabet Inc. CAP STK CL C ($10,462,932), Edwards Lifesciences Corp. ($11,605,033), and Microsoft Corp. ($5,288,619)

12-05-2026

Long Corridor Asset Management Ltd, based in Hong Kong, filed its 13F-HR on May 12, 2026, disclosing total holdings valued at $411295637 across 38 positions as of March 31, 2026. Key equity holdings include Alphabet Inc ($41408640, 144000 shares), Amazon.com Inc ($35228871, 169150 shares), and Adobe Inc ($13369400, 55000 shares), with additional exposure to Chinese ADRs like Autohome Inc ($12472320, 718038 shares) and notes such as MARA Holdings ($16000000 principal). No prior period comparisons or performance metrics are provided in the filing.

• · Filing as of date: May 12, 2026; Period end: March 31, 2026
• · All positions reported with sole voting power (SH SOLE); no shared power, puts, or calls indicated
• · Business address: Suite 1901, 8 Queen's Road Central, Central, Hong Kong

12-05-2026

Warwick Investment Management, Inc. filed its 13F-HR report disclosing 138 equity positions with a total market value of $690,052,282 as of March 31, 2026. The portfolio is diversified across ETFs from Vanguard, Dimensional ETF Trust, Schwab Strategic Trust, and iShares, focusing on broad market, international equity, small-cap, value, and fixed income exposure. Notable individual stock holdings include Microsoft, Apple, NVIDIA, Amazon.com, and Berkshire Hathaway.

• · Filing date: May 12, 2026
• · Report period end: March 31, 2026
• · Business address: 4444 Carter Creek Parkway, Suite 109, Bryan, TX 77802
• · SEC file number: 028-22585

12-05-2026

Jeter Robert S II filed a Form 13F-HR on May 12, 2026, disclosing $100,409,854 in institutional holdings across 43 positions as of March 31, 2026. Top holdings include iShares TR Core S&P 500 ETF ($21,354,168; 28,819 shares), MFS Active Exchange Traded F International ETF ($7,898,118; 247,357 shares), and Apple Inc. ($3,600,498; 12,275 shares), with additional significant positions in NVIDIA Corporation ($2,975,464; 13,827 shares) and Microsoft Corp. ($2,029,614; 4,889 shares). The portfolio is diversified across technology stocks and fixed income/international ETFs, with all positions held as sole discretionary accounts.

• · All 43 holdings are sole discretionary (SH SOLE) with no other voting authority or managers.
• · Report period end date: March 31, 2026
• · Filing CIK: 0002093023
• · Filer address: 39682 Sunrise Ct 303, Bethany Beach, DE 19930

12-05-2026

Diodes Incorporated announced the immediate retirement of Chairman Dr. Keh-Shew Lu after more than 25 years of service, during which he scaled the company from $215 million annual revenue in 2005 to a multibillion-dollar semiconductor firm via 10 strategic acquisitions and 34 consecutive years of profitability. The Board elected Angie Chen Button, an independent director since April 2021 and Lead Director since May 2023, as the new Chairwoman, leveraging her 30+ years at Texas Instruments and legislative experience. CEO Gary Yu highlighted her qualifications for driving continued revenue and earnings growth.

• · Dr. Lu joined Diodes in June 2005.
• · Ms. Button served as Chair of Governance and Stockholder Relations Committee and Compensation Committee.
• · Ms. Button served in Texas House of Representatives since 2009, chairs Trade, Workforce, and Economic Development Committee.
• · Ms. Button recognized as 'Top 10 Best Legislator' by Texas Monthly in 2021 and 2023.

12-05-2026

Green Dot Corporation reported strong Q1 2026 financial results, with GAAP total operating revenues increasing 17% YoY to $656,247 thousand and net income more than doubling 109% YoY to $53,753 thousand, driven by B2B Services and tax processing growth. However, adjusted EBITDA margin contracted 0.6 percentage points to 15.7%, Consumer Services continued to face headwinds with GDV down to $3,879 million from $4,238 million and active accounts declining to 1.52 million from 1.80 million, while B2B purchase volume declined to $1,917 million from $1,986 million. The company is progressing toward its acquisition by Smith Ventures and CommerceOne, pending approvals.

• · Number of cash transfers: 7.02 million in Q1 2026 vs 7.51 million in Q1 2025.
• · Direct deposit active accounts in Consumer Services: 0.38 million in Q1 2026 vs 0.41 million in Q1 2025.
• · Proposed acquisition announced November 24, 2025; early termination of HSR waiting period received.
• · No earnings conference call or 2026 guidance due to pending transactions.

12-05-2026

GCQ Funds Management PTY Ltd filed its 13F-HR report as of March 31, 2026, disclosing total holdings valued at $752,889,894 across 11 equity positions, all held solely. Top holdings include Amazon.com Inc at $134,553,458 (17.9% of portfolio), Uber Technologies Inc at $105,176,190 (14.0%), and Visa Inc at $92,904,949 (12.3%). No changes or prior period comparisons were reported in the filing.

• · Filing submitted on May 12, 2026, for period ending March 31, 2026.
• · Company address: Level 14, 167 Macquarie Street, Sydney, C3 2000.

12-05-2026

Channel Wealth LLC, a California-based investment advisor, filed its quarterly 13F-HR on May 12, 2026, disclosing total holdings valued at 412819075 USD across 175 positions as of March 31, 2026. Top holdings by market value include Apple Inc COM (25233350 USD, 99426 shares), NVIDIA CORPORATION COM (12985569 USD, 74459 shares), and Microsoft Corp COM (12494447 USD, 33753 shares), with all positions reported under sole discretionary voting authority. No changes or performance metrics relative to prior periods are disclosed in this filing.

• · Filing CIK: 0001975550
• · Business address: 3760 State Street #201, Santa Barbara, CA 93105
• · SEC file number: 028-23193

12-05-2026

On May 6, 2026, Maison Solutions Inc. received a notice from Nasdaq's Listing Qualifications Department stating non-compliance with Nasdaq Listing Rule 5620(a) due to failure to hold an annual stockholders' meeting within one year of its fiscal year ended April 30, 2026. The company has 45 calendar days from the notice date to submit a plan to regain compliance, potentially receiving an extension of up to 180 days from the fiscal year end if accepted by Nasdaq. The company plans to submit the plan and hold the annual meeting as soon as practicable.

• · Nasdaq Listing Rule violated: 5620(a)
• · Compliance plan submission deadline: 45 calendar days from May 6, 2026
• · Potential extension period: up to 180 days from April 30, 2026
• · Fiscal year end: April 30
• · Trading symbol: MSS (Class A Common Stock, par value $0.0001 per share)
• · Emerging growth company: Yes

12-05-2026

Kennondale Capital Management LLC filed its 13F-HR report on May 12, 2026, for the quarter ended March 31, 2026, disclosing a portfolio of 78 equity positions with a total market value of $138734369. Top holdings by value include Marathon Pete Corp ($4814771), Delek US Hldgs Inc ($4484150), Berkshire Hathaway Inc Del Cl B New ($3985506), Rocket Cos Inc ($3757896), and Block H & R Inc ($3310609), all held with sole voting and investment discretion. No derivatives or other managers reported.

12-05-2026

Athena Investment Management, an institutional investment manager, filed its 13F-HR on May 12, 2026, disclosing 153 equity holdings totaling $192791787 as of March 31, 2026. Top holdings by market value include Schwab U.S. Large-Cap ETF at $33506916 (1,306,822 shares), Schwab International Equity ETF at $9271573 (374,609 shares), and Microsoft Corp at $5154247 (13,924 shares). The portfolio features heavy allocations to ETFs and large-cap stocks like Apple Inc ($4317808, 17,013 shares) with no prior period data available for comparison.

• · Holdings consist entirely of sole discretionary voting authority (SH SOLE) with no shared or other voting power indicated.
• · Portfolio heavily weighted towards ETFs (e.g., various Schwab and iShares/Vanguard products) and S&P 500 constituents.

12-05-2026

Starwood Property Trust, Inc. (STWD) filed an 8-K on May 12, 2026, under Items 8.01 (Other Events) and 9.01 (Financial Statements and Exhibits). The filing attaches Exhibit 99.1, a press release dated May 11, 2026, and includes a disclaimer that it does not constitute a notice of redemption for the 3.625% Senior Notes due 2026. The report was signed by President Jeffrey F. DiModica.

• · Filing Type: 8-K
• · Items Reported: 8.01, 9.01
• · Exhibit 99.1 Description: Press Release dated May 11, 2026
• · Inline XBRL: Cover Page Interactive Data File (Exhibit 104)

12-05-2026

LightSquare Wealth Management, LLC filed its 13F-HR on May 12, 2026, disclosing 92 equity holdings totaling $133,487,117 as of March 31, 2026, all with sole discretionary voting authority and no put/call options. The portfolio features significant allocations to ETFs such as the Select Sector SPDR Technology ETF ($13,386,113) and Vanguard Value ETF ($11,791,928), alongside individual stocks including NVIDIA Corporation ($3,251,805 for 18,646 shares) and Apple Inc. ($2,352,691 for 9,270 shares). No prior period comparisons or performance metrics were provided in the filing.

• · All holdings reported as SH SOLE with 0 put and 0 call options
• · Filing effective date: May 12, 2026
• · Conformed period of report: March 31, 2026
• · Business address: 30150 Telegraph Rd Suite 170, Bingham Farms, MI 48025

12-05-2026

United Super Pty Ltd, as Trustee for the Construction & Building Unions Superannuation Fund, filed a 13F-HR on May 12, 2026, disclosing 185 equity positions totaling $5307293435 as of March 31, 2026. Top holdings by value include NVIDIA Corporation ($326959540, 1874768 shares), Amazon.com Inc ($305907393, 1468802 shares), Alphabet Inc Class A ($258179995, 897830 shares), Microsoft Corp ($236112935, 637850 shares), and Apple Inc ($236865761, 933314 shares). All positions are reported as sole ownership with no put or call options.

• · Filing date: May 12, 2026
• · Report period end: March 31, 2026
• · All holdings designated as SOLE with zero put and call options
• · Filer CIK: 0001730896
• · Business address: Level 22, 130 Lonsdale Street, Melbourne VIC 3000, Australia

12-05-2026

Keeler Thomas Management LLC disclosed its 13F-HR holdings as of March 31, 2026, reporting 118 positions with a total market value of $236,267,605,000. The portfolio is dominated by fixed income and dividend-focused ETFs, including significant stakes in iShares broad USD high yield corporate bond ETF ($21,977,834,000) and various iBonds term treasury ETFs, alongside equity positions in large-cap names like NVIDIA ($6,745,973,000), Microsoft ($5,831,061,000), and Amazon ($622,519,000). All holdings are reported as sole discretionary with no put or call options.

• · All 118 positions held with sole voting power (SH SOLE) and no reported put or call options.
• · Filing submitted May 12, 2026, for quarter ended March 31, 2026.
• · Firm address: 1327 S. 800 E., Orem, UT 84097.

12-05-2026

Rakuten Group, Inc. (CIK: 0001294591) filed a Form 13F-HR on May 12, 2026, disclosing its institutional equity holdings as of March 31, 2026, in a combination report with subsidiaries Rakuten Securities, Inc. and Rakuten Investment Management, Inc. Key positions include 31,020,155 shares of AST SpaceMobile Inc Class A Common Stock, 109,918 shares of iShares Bitcoin Trust ETF, and 63,916 shares of Rezolve AI PLC Ordinary Shares. No changes or prior period comparisons are indicated in the filing.

• · Business address: 1-14-1 Tamagawa, Setagaya-ku, Tokyo 158-0094, Japan
• · Business phone: 81-50-5581-6910
• · Date as of change: May 11, 2026
• · All positions reported as SH DFND with put/call values of 0

12-05-2026

Clark Wealth Partners filed Form 13F-HR on May 12, 2026, disclosing its institutional equity holdings as of March 31, 2026. The portfolio features large positions in ETFs including Fidelity Covington Trust High Dividend ETF ($14.7B) and American Century ETF TR Intl Eqt ETF ($8.7B), as well as individual stocks such as Berkshire Hathaway ($1.2B), Broadcom ($1.1B), and Apple ($1.1B). No prior period comparisons are available in this filing, reflecting a diversified mix across sectors with sole discretionary voting authority on all reported positions.

• · Filing period end date: March 31, 2026
• · Filed as of date: May 12, 2026
• · All positions reported with sole voting authority (SH SOLE) and no shared or other authority
• · Central Index Key (CIK): 0002107657
• · State of incorporation: IL