Executive Summary
Overnight filings reveal a pronounced divergence in management sentiment across sectors. A concentrated wave of insider selling at **BJs RESTAURANTS INC** and **FLEX LTD.**, involving multiple C-suite officers and directors, signals potential caution or profit-taking at current valuations. Conversely, insider buying at **Navios Maritime Partners L.P.** offers a contrarian positive signal.
The most material corporate action is **XAI Octagon Floating Rate & Alternative Income Trust's** proxy to replace its sub-adviser with a newly formed entity, introducing operational risk. A SPAC deal update from **Eureka Acquisition Corp** and a dual-class share restructuring at **Kardigan, Inc.** highlight ongoing corporate governance shifts. While no direct period-over-period financial comparisons were available in these filings, the insider activity patterns and corporate actions provide actionable intelligence for today's session.
Materiality, sentiment, and priority are scored by Gunpowder’s analysis pipeline. How we score filings →
Filing types in this digest: Form 4 · Schedule 13D · 425 · DEF 14A · 8-K
Tracking the trend? Catch up on the prior US Pre-Market SEC Filings Roundup digest from June 22, 2026.
Investment Signals (8)
- Navios Maritime Partners L.P. ↓ (BULLISH)▲
CEO Angeliki Frangou made consistent open-market purchases totaling ~$249K across three transactions at ~$71-73, a bullish signal from the top executive.
- BJs RESTAURANTS INC ↓ (BEARISH)▲
EVP & General Counsel Miller Kendra D sold $818K in stock, and EVP & Chief Info. Officer Krakower Brian S sold $405K, both exercising low-cost options. This is a bearish signal from key insiders.
- FLEX LTD. ↓ (BEARISH)▲
CEO Advaithi Revathi sold $5.64M, COO Tan Kwang Hooi sold $1.91M, and CCO Hartung Michael P sold $1.59M, all under 10b5-1 plans. The sheer volume of C-suite selling is a strong bearish signal.
- Kymera Therapeutics, Inc. ↓ (BEARISH)▲
Director Booth Bruce sold a combined ~$10.2M in two filings, including a large block at $90.38. This represents significant portfolio reduction by a key insider.
- Talkspace, Inc. ↓ (BEARISH)▲
Chief Legal Officer Reilly John Charles sold $203K in stock, a notable insider sale for a company in a growth phase.
- IonQ, Inc. ↓ (BEARISH)▲
Three directors sold shares (~$152K each) under 10b5-1 plans, a pattern of consistent insider selling at current levels.
- NEXTNRG, INC. ↓ (NEUTRAL)▲
CEO Michael Farkas gifted 1,000,000 shares. While not a sale, a large gift can signal a desire to diversify or transfer value, often viewed as a neutral-to-slightly-negative signal.
- WESTERN DIGITAL CORP ↓ (NEUTRAL)▲
Multiple executives had shares withheld for taxes, a routine occurrence, but the high stock price (~$746) and the volume of shares withheld (e.g., CPO Shihab Ahmed Mohammed had $3.67M withheld) highlight significant insider equity exposure.
Risk Flags (7)
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The proxy to replace Octagon Credit Investors with a newly formed, zero-track-record subsidiary of King Street Capital introduces significant operational and performance risk. The Board's recommendation is based on the parent's credentials, but the new entity has no history.
- BJs RESTAURANTS INC / Insider Selling Spree↓ [HIGH RISK]▼
A total of 6 insider filings (4 directors, 2 EVPs) show selling or option exercises followed by sales. This coordinated insider activity is a red flag for the stock's near-term outlook.
- FLEX LTD. / Broad C-Suite Sell-off↓ [HIGH RISK]▼
The CEO, COO, CCO, and General Counsel all sold shares in the same period, totaling over $10M. This is a clear signal of management's lack of conviction at current prices.
- Kymera Therapeutics, Inc. / Director Dumping↓ [HIGH RISK]▼
Director Booth Bruce sold over $10M in shares within a short period. This level of selling by a single board member is a significant risk flag.
- Aditxt, Inc. / Stale Share Count↓ [MEDIUM RISK]▼
The Schedule 13D filer noted the issuer's public share count appears stale, implying their 10.9% stake could be much higher. This lack of transparency is a governance risk.
- Kardigan, Inc. / Dual-Class Structure↓ [MEDIUM RISK]▼
The creation of a dual-class stock structure with non-voting shares and a 9.99% conversion cap concentrates power and could be a negative for minority shareholders.
- Talkspace, Inc. / Insider Sale↓ [MEDIUM RISK]▼
The Chief Legal Officer's sale of $203K, while not massive, is a negative signal for a company that should be seeing insider confidence.
Opportunities (6)
- Navios Maritime Partners L.P. / Insider Buying↓ (OPPORTUNITY)◆
The CEO's consistent open-market purchases at ~$71-73 provide a strong vote of confidence. This could signal undervaluation in the shipping sector.
- ArriVent BioPharma, Inc. / Director Option Grants↓ (OPPORTUNITY)◆
Four directors were awarded 13,562 options each. This aligns their interests with shareholders and suggests confidence in the company's pipeline and future value.
- Eureka Acquisition Corp / SPAC Merger Update↓ (OPPORTUNITY)◆
The amendment to the business combination with Marine Thinking Inc. clarifies the post-merger board structure, reducing uncertainty. The requirement for Canadian citizens could signal a focus on Canadian operations or listing.
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If the new King Street sub-adviser delivers on its parent's expertise, the change could improve performance. The special meeting on July 30 is a catalyst.
- WESTERN DIGITAL CORP / Dividend Signal↓ (OPPORTUNITY)◆
The awarding of Dividend Equivalent Rights to multiple executives confirms the company is paying dividends, signaling financial health and a commitment to shareholder returns.
- BJs RESTAURANTS INC / Director Awards↓ (NEUTRAL)◆
Multiple directors were awarded 2,955 shares each, a standard compensation practice. This is a neutral event but shows the board is being compensated in equity, aligning interests.
Sector Themes (5)
- Tech/Manufacturing Insider Selling◆
A clear pattern of insider selling at FLEX LTD. (electronics manufacturing) and IonQ (quantum computing) suggests a lack of confidence in near-term valuations or sector headwinds. This is a bearish signal for the broader tech hardware space.
- Consumer Discretionary Insider Caution◆
The coordinated insider selling at BJs RESTAURANTS INC, a casual dining chain, may indicate concerns about consumer spending, input costs, or the company's growth trajectory.
- Biotech Insider Confidence◆
Director option grants at ArriVent BioPharma contrast with the selling in other sectors, suggesting a more bullish outlook from insiders in the biotech space.
- Corporate Governance Shifts◆
The dual-class restructuring at Kardigan and the SPAC board amendments at Eureka highlight a trend of companies adjusting governance structures, which can have significant implications for shareholder rights.
- Capital Flows into Alternative Assets◆
XFLT's sub-adviser change to a firm with $30B AUM and $12B in CLO assets underscores the continued institutional demand for alternative credit and CLO exposure.
Watch List (7)
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Special shareholder meeting on July 30, 2026, to vote on the new sub-adviser. The outcome will determine the fund's future management and risk profile.
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Monitor for further filings on the business combination with Marine Thinking Inc., including a definitive proxy statement and shareholder vote date.
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Watch for shareholder reaction to the new dual-class structure and any potential index or ETF exclusion due to the non-voting shares.
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The Schedule 13D filing and the potential for a higher ownership percentage could lead to activist pressure or a takeover bid. Monitor for further 13D amendments.
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Continued insider selling is a red flag. Watch for any pre-announcements or guidance changes that could explain the insider activity.
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The broad C-suite selling warrants close monitoring. The next earnings call will be critical to see if fundamentals support or contradict insider actions.
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Director Booth Bruce's selling is significant. Watch for any clinical trial updates or partnership announcements that could justify the insider's portfolio reduction.
Filing Analyses
(50)
22-06-2026
EVP & Chief Dev. Officer Lynds Gregory S sold 6,201 Common Stock at $55.86 (~$346K). Lynds Gregory S holds 46,474 shares after the transaction.
- · EVP & Chief Dev. Officer Lynds Gregory S exercised/converted 6,201 Common Stock at $37.70 (~$234K)
- · EVP & Chief Dev. Officer Lynds Gregory S sold 6,201 Common Stock at $55.86 (~$346K)
- · EVP & Chief Dev. Officer Lynds Gregory S exercised/converted 6,201 Non-Qualified Stock
22-06-2026
Chief Accounting Officer WENDLER DANIEL sold 1,861 Ordinary Shares at $145.23 (~$270K). 8 transactions reported in total. WENDLER DANIEL holds 37,932 shares after the transaction.
- · Chief Accounting Officer WENDLER DANIEL sold 120 Ordinary Shares at $142.28 (~$17.1K)
- · Chief Accounting Officer WENDLER DANIEL sold 928 Ordinary Shares at $143.26 (~$133K)
- · Chief Accounting Officer WENDLER DANIEL sold 918 Ordinary Shares at $144.35 (~$133K)
- · Chief Accounting Officer WENDLER DANIEL sold 1,861 Ordinary Shares at $145.23 (~$270K)
- · Chief Accounting Officer WENDLER DANIEL sold 63 Ordinary Shares at $145.93 (~$9.19K)
- · Chief Accounting Officer WENDLER DANIEL sold 806 Ordinary Shares at $144.98 (~$117K)
- · Chief Accounting Officer WENDLER DANIEL sold 488 Ordinary Shares at $145.53 (~$71K)
- · Chief Accounting Officer WENDLER DANIEL sold 17 Ordinary Shares at $146.31 (~$2.49K)
22-06-2026
EVP, General Counsel OFFER DAVID SCOTT sold 10,252 Ordinary Shares at $145.19 (~$1.49M). 8 transactions reported in total. OFFER DAVID SCOTT holds 91,122 shares after the transaction.
- · EVP, General Counsel OFFER DAVID SCOTT sold 529 Ordinary Shares at $141.72 (~$75K)
- · EVP, General Counsel OFFER DAVID SCOTT sold 4,560 Ordinary Shares at $143.18 (~$653K)
- · EVP, General Counsel OFFER DAVID SCOTT sold 4,575 Ordinary Shares at $144.21 (~$660K)
- · EVP, General Counsel OFFER DAVID SCOTT sold 10,252 Ordinary Shares at $145.19 (~$1.49M)
- · EVP, General Counsel OFFER DAVID SCOTT sold 896 Ordinary Shares at $145.83 (~$131K)
- · EVP, General Counsel OFFER DAVID SCOTT sold 2,249 Ordinary Shares at $144.88 (~$326K)
- · EVP, General Counsel OFFER DAVID SCOTT sold 4,200 Ordinary Shares at $145.36 (~$611K)
- · EVP, General Counsel OFFER DAVID SCOTT sold 208 Ordinary Shares at $146.39 (~$30.4K)
22-06-2026
Director Chaurasia Bina was awarded 2,955 Common Stock. Chaurasia Bina holds 20,999 shares after the transaction.
- · Director Chaurasia Bina was awarded 2,955 Common Stock
22-06-2026
Chief Commercial Officer Hartung Michael P sold 10,949 Ordinary Shares at $145.19 (~$1.59M). 8 transactions reported in total. Hartung Michael P holds 245,930 shares after the transaction.
- · Chief Commercial Officer Hartung Michael P sold 553 Ordinary Shares at $141.78 (~$78.4K)
- · Chief Commercial Officer Hartung Michael P sold 4,900 Ordinary Shares at $143.18 (~$702K)
- · Chief Commercial Officer Hartung Michael P sold 5,118 Ordinary Shares at $144.19 (~$738K)
- · Chief Commercial Officer Hartung Michael P sold 10,949 Ordinary Shares at $145.19 (~$1.59M)
- · Chief Commercial Officer Hartung Michael P sold 1,107 Ordinary Shares at $145.77 (~$161K)
- · Chief Commercial Officer Hartung Michael P sold 2,368 Ordinary Shares at $144.89 (~$343K)
- · Chief Commercial Officer Hartung Michael P sold 4,801 Ordinary Shares at $145.36 (~$698K)
- · Chief Commercial Officer Hartung Michael P sold 100 Ordinary Shares at $146.26 (~$14.6K)
22-06-2026
Director Elbogen Noah A. sold 4,652 Common Stock at $54.00 (~$251K). 4 transactions reported in total. Elbogen Noah A. holds 79,190 shares after the transaction.
- · Director Elbogen Noah A. exercised/converted 4,652 Common Stock at $37.70 (~$175K)
- · Director Elbogen Noah A. sold 4,652 Common Stock at $54.00 (~$251K)
- · Director Elbogen Noah A. was awarded 2,955 Common Stock
- · Director Elbogen Noah A. exercised/converted 4,652 Non-Qualified Stock
22-06-2026
Chief Operating Officer Tan Kwang Hooi sold 13,196 Ordinary Shares at $145.10 (~$1.91M). 8 transactions reported in total. Tan Kwang Hooi holds 248,546 shares after the transaction.
- · Chief Operating Officer Tan Kwang Hooi sold 500 Ordinary Shares at $141.65 (~$70.8K)
- · Chief Operating Officer Tan Kwang Hooi sold 4,830 Ordinary Shares at $143.09 (~$691K)
- · Chief Operating Officer Tan Kwang Hooi sold 5,753 Ordinary Shares at $143.98 (~$828K)
- · Chief Operating Officer Tan Kwang Hooi sold 13,196 Ordinary Shares at $145.10 (~$1.91M)
- · Chief Operating Officer Tan Kwang Hooi sold 2,378 Ordinary Shares at $145.68 (~$346K)
- · Chief Operating Officer Tan Kwang Hooi sold 2,947 Ordinary Shares at $144.85 (~$427K)
- · Chief Operating Officer Tan Kwang Hooi sold 5,934 Ordinary Shares at $145.33 (~$862K)
- · Chief Operating Officer Tan Kwang Hooi sold 100 Ordinary Shares at $146.41 (~$14.6K)
22-06-2026
Director Ottinger Lea Anne sold 2,792 Common Stock at $53.50 (~$149K). 4 transactions reported in total. Ottinger Lea Anne holds 44,134 shares after the transaction.
- · Director Ottinger Lea Anne exercised/converted 4,153 Common Stock at $35.95 (~$149K)
- · Director Ottinger Lea Anne sold 2,792 Common Stock at $53.50 (~$149K)
- · Director Ottinger Lea Anne was awarded 4,433 Common Stock
- · Director Ottinger Lea Anne exercised/converted 4,153 Non-Qualified Stock
22-06-2026
Chief Executive Officer Advaithi Revathi sold 38,857 Ordinary Shares at $145.06 (~$5.64M). 19 transactions reported in total. Advaithi Revathi holds 584,278 shares after the transaction. Trades executed under a Rule 10b5-1 plan.
- · Chief Executive Officer Advaithi Revathi sold 1,301 Ordinary Shares at $141.74 (~$184K)
- · Chief Executive Officer Advaithi Revathi sold 24,482 Ordinary Shares at $143.03 (~$3.5M)
- · Chief Executive Officer Advaithi Revathi sold 19,078 Ordinary Shares at $143.98 (~$2.75M)
- · Chief Executive Officer Advaithi Revathi sold 28,303 Ordinary Shares at $145.06 (~$4.11M)
- · Chief Executive Officer Advaithi Revathi sold 8,178 Ordinary Shares at $145.81 (~$1.19M)
- · Chief Executive Officer Advaithi Revathi sold 999 Ordinary Shares at $146.89 (~$147K)
- · Chief Executive Officer Advaithi Revathi sold 175 Ordinary Shares at $147.66 (~$25.8K)
- · Chief Executive Officer Advaithi Revathi sold 984 Ordinary Shares at $149.19 (~$147K)
22-06-2026
Director Richmond C Bradford was awarded 2,955 Common Stock. Richmond C Bradford holds 37,702 shares after the transaction.
- · Director Richmond C Bradford was awarded 2,955 Common Stock
22-06-2026
Director DAL POZZO JAMES was awarded 2,955 Common Stock. DAL POZZO JAMES holds 30,092 shares after the transaction.
- · Director DAL POZZO JAMES was awarded 2,955 Common Stock
22-06-2026
Director Robinson Julius was awarded 2,955 Common Stock. Robinson Julius holds 17,838 shares after the transaction.
- · Director Robinson Julius was awarded 2,955 Common Stock
22-06-2026
Director Sherlock Janet was awarded 2,955 Common Stock. Sherlock Janet holds 26,199 shares after the transaction.
- · Director Sherlock Janet was awarded 2,955 Common Stock
22-06-2026
Director Sheena Jonathan sold 301 Common Stock at $221.39 (~$66.6K). 9 transactions reported in total. Sheena Jonathan holds 18,782 shares after the transaction. Trades executed under a Rule 10b5-1 plan.
- · Director Sheena Jonathan sold 256 Common Stock at $218.14 (~$55.8K)
- · Director Sheena Jonathan sold 128 Common Stock at $219.26 (~$28.1K)
- · Director Sheena Jonathan sold 122 Common Stock at $220.93 (~$27K)
- · Director Sheena Jonathan sold 244 Common Stock at $221.46 (~$54K)
- · Director Sheena Jonathan sold 267 Common Stock at $218.18 (~$58.3K)
- · Director Sheena Jonathan sold 96 Common Stock at $219.13 (~$21K)
- · Director Sheena Jonathan sold 71 Common Stock at $220.46 (~$15.7K)
- · Director Sheena Jonathan sold 301 Common Stock at $221.39 (~$66.6K)
22-06-2026
EVP & Chief Info. Officer Krakower Brian S sold 7,341 Common Stock at $55.17 (~$405K). 7 transactions reported in total. Krakower Brian S holds 4,721 shares after the transaction.
- · EVP & Chief Info. Officer Krakower Brian S exercised/converted 3,151 Common Stock at $37.70 (~$119K)
- · EVP & Chief Info. Officer Krakower Brian S exercised/converted 3,300 Common Stock at $38.90 (~$128K)
- · EVP & Chief Info. Officer Krakower Brian S exercised/converted 890 Common Stock at $34.28 (~$30.5K)
- · EVP & Chief Info. Officer Krakower Brian S sold 7,341 Common Stock at $55.17 (~$405K)
- · EVP & Chief Info. Officer Krakower Brian S exercised/converted 3,151 Non-Qualified Stock
- · EVP & Chief Info. Officer Krakower Brian S exercised/converted 3,300 Non-Qualified Stock
- · EVP & Chief Info. Officer Krakower Brian S exercised/converted 890 Non-Qualified Stock
22-06-2026
EVP & General Counsel Miller Kendra D sold 14,716 Common Stock at $55.60 (~$818K). 10 transactions reported in total. Miller Kendra D holds 28,599 shares after the transaction.
- · EVP & General Counsel Miller Kendra D exercised/converted 7,163 Common Stock at $38.90 (~$279K)
- · EVP & General Counsel Miller Kendra D exercised/converted 4,315 Common Stock at $32.27 (~$139K)
- · EVP & General Counsel Miller Kendra D exercised/converted 4,545 Common Stock at $31.34 (~$142K)
- · EVP & General Counsel Miller Kendra D exercised/converted 3,238 Common Stock at $31.86 (~$103K)
- · EVP & General Counsel Miller Kendra D sold 14,716 Common Stock at $55.60 (~$818K)
- · EVP & General Counsel Miller Kendra D sold 4,545 Common Stock at $55.60 (~$253K)
- · EVP & General Counsel Miller Kendra D exercised/converted 7,163 Non-Qualified Stock
- · EVP & General Counsel Miller Kendra D exercised/converted 4,315 Non-Qualified Stock
22-06-2026
Director Booth Bruce sold 18,313 Common Stock at $103.42 (~$1.89M). 4 transactions reported in total. Booth Bruce holds 613,762 shares after the transaction. Trades executed under a Rule 10b5-1 plan.
- · Director Booth Bruce sold 18,313 Common Stock at $103.42 (~$1.89M)
- · Director Booth Bruce sold 9,584 Common Stock at $104.38 (~$1M)
- · Director Booth Bruce sold 2,560 Common Stock at $103.42 (~$265K)
- · Director Booth Bruce sold 1,341 Common Stock at $104.38 (~$140K)
22-06-2026
Director Booth Bruce sold 92,169 Common Stock at $90.38 (~$8.33M). 31 transactions reported in total. Booth Bruce holds 617,663 shares after the transaction. Trades executed under a Rule 10b5-1 plan.
- · Director Booth Bruce exercised/converted 11,741 Common Stock at $20.00 (~$235K)
- · Director Booth Bruce sold 11,741 Common Stock at $89.98 (~$1.06M)
- · Director Booth Bruce sold 92,169 Common Stock at $90.38 (~$8.33M)
- · Director Booth Bruce sold 12,902 Common Stock at $90.38 (~$1.17M)
- · Director Booth Bruce sold 62,897 Common Stock at $90.48 (~$5.69M)
- · Director Booth Bruce sold 32,359 Common Stock at $91.85 (~$2.97M)
- · Director Booth Bruce sold 5,672 Common Stock at $92.16 (~$523K)
- · Director Booth Bruce sold 8,809 Common Stock at $90.48 (~$797K)
22-06-2026
CEO and Executive Chairman FARKAS MICHAEL D gifted 1,000,000 Common Stock. FARKAS MICHAEL D holds 62,497,924 shares after the transaction.
- · CEO and Executive Chairman FARKAS MICHAEL D gifted 1,000,000 Common Stock
22-06-2026
Chief Legal Officer & Corp Sec Tregillis Cynthia L was awarded 18.6375 Dividend Equivalent Rights.
- · Chief Legal Officer & Corp Sec Tregillis Cynthia L was awarded 18.6375 Dividend Equivalent Rights
22-06-2026
Chief Executive Officer Tan Irving had withheld for taxes 1,090 Common Stock at $746.23 (~$813K). 4 transactions reported in total. Tan Irving holds 595,966 shares after the transaction.
- · Chief Executive Officer Tan Irving exercised/converted 52 Common Stock
- · Chief Executive Officer Tan Irving had withheld for taxes 1,090 Common Stock at $746.23 (~$813K)
- · Chief Executive Officer Tan Irving was awarded 56.5009 Dividend Equivalent Rights
- · Chief Executive Officer Tan Irving exercised/converted 52.1114 Dividend Equivalent Rights
22-06-2026
Director STREETER STEPHANIE A was awarded 0.3342 Dividend Equivalent Rights.
- · Director STREETER STEPHANIE A was awarded 0.3342 Dividend Equivalent Rights
22-06-2026
Chief Product Officer Shihab Ahmed Mohammed had withheld for taxes 5,149 Common Stock at $712.13 (~$3.67M). 4 transactions reported in total. Shihab Ahmed Mohammed holds 159,706 shares after the transaction.
- · Chief Product Officer Shihab Ahmed Mohammed exercised/converted 51 Common Stock
- · Chief Product Officer Shihab Ahmed Mohammed had withheld for taxes 5,149 Common Stock at $712.13 (~$3.67M)
- · Chief Product Officer Shihab Ahmed Mohammed exercised/converted 51.8964 Dividend Equivalent Rights
- · Chief Product Officer Shihab Ahmed Mohammed was awarded 27.9177 Dividend Equivalent Rights
22-06-2026
Chief Financial Officer Sennesael Kris was awarded 27.7681 Dividend Equivalent Rights.
- · Chief Financial Officer Sennesael Kris was awarded 27.7681 Dividend Equivalent Rights
22-06-2026
Director Oulman Roxanne was awarded 0.3342 Dividend Equivalent Rights.
- · Director Oulman Roxanne was awarded 0.3342 Dividend Equivalent Rights
22-06-2026
Director MASSENGILL MATTHEW E was awarded 6.1088 Dividend Equivalent Rights.
- · Director MASSENGILL MATTHEW E was awarded 6.1088 Dividend Equivalent Rights
22-06-2026
Director KIDDOO BRUCE E was awarded 0.3342 Dividend Equivalent Rights.
- · Director KIDDOO BRUCE E was awarded 0.3342 Dividend Equivalent Rights
22-06-2026
Chief of Global Operations Gubbi Vidyadhara K was awarded 14.0786 Dividend Equivalent Rights.
- · Chief of Global Operations Gubbi Vidyadhara K was awarded 14.0786 Dividend Equivalent Rights
22-06-2026
SVP & Chief Accounting Officer Feller Brad was awarded 2.0887 Dividend Equivalent Rights.
- · SVP & Chief Accounting Officer Feller Brad was awarded 2.0887 Dividend Equivalent Rights
22-06-2026
Director DOLUCA TUNC was awarded 0.3342 Dividend Equivalent Rights.
- · Director DOLUCA TUNC was awarded 0.3342 Dividend Equivalent Rights
22-06-2026
Chief Sales & Mrktng Officer Davis Brian Scott had withheld for taxes 961 Common Stock at $746.23 (~$717K). 4 transactions reported in total. Davis Brian Scott holds 101,603 shares after the transaction.
- · Chief Sales & Mrktng Officer Davis Brian Scott exercised/converted 7 Common Stock
- · Chief Sales & Mrktng Officer Davis Brian Scott had withheld for taxes 961 Common Stock at $746.23 (~$717K)
- · Chief Sales & Mrktng Officer Davis Brian Scott was awarded 11.6951 Dividend Equivalent Rights
- · Chief Sales & Mrktng Officer Davis Brian Scott exercised/converted 7.6954 Dividend Equivalent Rights
22-06-2026
Director Das Manuvir was awarded 0.1626 Dividend Equivalent Rights.
- · Director Das Manuvir was awarded 0.1626 Dividend Equivalent Rights
22-06-2026
Director Cole Martin I was awarded 0.4038 Dividend Equivalent Rights.
- · Director Cole Martin I was awarded 0.4038 Dividend Equivalent Rights
22-06-2026
Director Alexy Kimberly was awarded 0.3342 Dividend Equivalent Rights.
- · Director Alexy Kimberly was awarded 0.3342 Dividend Equivalent Rights
22-06-2026
Takeover Time 2026 LLC disclosed a 10.9% beneficial ownership stake in Aditxt, Inc. (ADTX) via a Schedule 13D filing on June 22, 2026. The entity acquired 3,420,439 shares of common stock on June 12, 2026, for an aggregate purchase price of approximately $50,000, indicating an average price of roughly $0.0146 per share. The filing notes that the issuer's most recent publicly disclosed share count appears stale, as it would imply ownership in excess of 100%, suggesting the actual percentage may be higher than reported.
- · The shares were purchased with working capital of the Reporting Person.
- · The Reporting Person has sole voting and dispositive power over all 3,420,439 shares.
- · The Reporting Person stated it has no current plans to change or influence control of the issuer.
- · The filing indicates the issuer's outstanding share count appears stale, as using it would imply ownership above 100%.
- · The purchase was executed on June 12, 2026, via open market and/or brokerage transactions.
22-06-2026
Chief Legal Officer, Secretary Reilly John Charles sold 39,115 Common Stock at $5.20 (~$203K). Reilly John Charles holds 1,017,686 shares after the transaction.
- · Chief Legal Officer, Secretary Reilly John Charles sold 39,115 Common Stock at $5.20 (~$203K)
- · Chief Legal Officer, Secretary Reilly John Charles sold 474 Common Stock at $5.21 (~$2.47K)
- · Chief Legal Officer, Secretary Reilly John Charles sold 700 Common Stock at $5.21 (~$3.65K)
22-06-2026
Director Hohneker John was awarded 13,562 Non-Qualified Stock Option (right to buy).
- · Director Hohneker John was awarded 13,562 Non-Qualified Stock Option (right to buy)
22-06-2026
Director Nolet Chris was awarded 13,562 Non-Qualified Stock Option (right to buy).
- · Director Nolet Chris was awarded 13,562 Non-Qualified Stock Option (right to buy)
22-06-2026
Director BIGMAN THEODORE reported beneficial ownership in AH Realty Trust, Inc.. This amends a previously filed Form 4. 2 positions reported.
- · Holds 80,000 Common Stock (direct)
- · Holds 11,695 Time-Based LTIP Units (direct)
22-06-2026
10% owner HRTG GPE, LLC exercised/converted 2,050,166 Common Stock. 8 transactions reported in total. HRTG GPE, LLC holds 11,741,868 shares after the transaction.
- · 10% owner HRTG GPE, LLC exercised/converted 2,050,166 Common Stock
- · 10% owner HRTG GPE, LLC exercised/converted 6,150,502 Common Stock
- · 10% owner HRTG GPE, LLC exercised/converted 3,242,993 Common Stock
- · 10% owner HRTG GPE, LLC exercised/converted 2,348,373 Common Stock
- · 10% owner HRTG GPE, LLC exercised/converted 1,287,146 Series A Redeemable Convertible Preferred Stock
- · 10% owner HRTG GPE, LLC exercised/converted 3,861,440 Series A Redeemable Convertible Preferred Stock
- · 10% owner HRTG GPE, LLC exercised/converted 2,036,033 Series B Redeemable Convertible Preferred Stock
- · 10% owner HRTG GPE, LLC exercised/converted 1,474,368 Series B-1 Redeemable Convertible Preferred Stock
22-06-2026
Director TOLEDANO GABRIELLE B sold 2,757 Common Stock at $55.01 (~$152K). TOLEDANO GABRIELLE B holds 11,154 shares after the transaction. Trades executed under a Rule 10b5-1 plan.
- · Director TOLEDANO GABRIELLE B was awarded 4,526 Common Stock
- · Director TOLEDANO GABRIELLE B sold 2,757 Common Stock at $55.01 (~$152K)
22-06-2026
Director Chou Kathryn K. sold 2,757 Common Stock at $55.02 (~$152K). Chou Kathryn K. holds 62,608 shares after the transaction. Trades executed under a Rule 10b5-1 plan.
- · Director Chou Kathryn K. was awarded 4,526 Common Stock
- · Director Chou Kathryn K. sold 2,757 Common Stock at $55.02 (~$152K)
22-06-2026
Director Raymond John w sold 3,815 Common Stock at $55.01 (~$210K). Raymond John w holds 80,148 shares after the transaction. Trades executed under a Rule 10b5-1 plan.
- · Director Raymond John w sold 3,815 Common Stock at $55.01 (~$210K)
22-06-2026
Director Parsey Merdad was awarded 13,562 Non-Qualified Stock Option (right to buy).
- · Director Parsey Merdad was awarded 13,562 Non-Qualified Stock Option (right to buy)
22-06-2026
Director Peterson Kristine was awarded 13,562 Non-Qualified Stock Option (right to buy).
- · Director Peterson Kristine was awarded 13,562 Non-Qualified Stock Option (right to buy)
23-06-2026
Eureka Acquisition Corp (SPAC) filed an amendment to its Business Combination Agreement with Marine Thinking Inc., dated June 12, 2026, revising the post-closing board composition. The amendment increases the board to eight directors, with seven designated by the Company (including four independent and one financial expert), one designated by the IPO Sponsor, and at least five directors must be Canadian citizens. No financial terms or transaction value were disclosed in this filing.
- · The amendment was entered into on June 12, 2026, and filed on June 23, 2026.
- · The original Business Combination Agreement was dated October 29, 2025.
- · The amendment revises Section 5.19 of the BCA regarding post-closing director requirements.
- · No changes were made to other provisions of the BCA.
- · The SPAC is an emerging growth company and has elected not to use the extended transition period for complying with new financial accounting standards.
23-06-2026
XAI Floating Rate & Alternative Income Trust (XFLT) filed a definitive proxy statement (DEF 14A) on June 23, 2026, for a special shareholder meeting on July 30, 2026, to approve a new investment sub-advisory agreement with Rockford Tower Asset Management, L.L.C. (King Street Sub-Adviser), a newly formed but wholly owned subsidiary of King Street Capital Management, L.P. The Board unanimously recommends approval, citing King Street's $30B AUM, $12B in CLO assets, and 270 employees. However, the King Street Sub-Adviser has no operating history, and the change introduces risks associated with European CLO investments and a new entity with no track record.
- · The King Street Sub-Adviser is newly formed and recently registered as an investment adviser with no operating history.
- · Octagon Credit Investors, LLC will resign as sub-adviser effective on or about July 30, 2026.
- · XFLT's investment objective and principal investment policies will remain the same after the change.
- · The new sub-adviser will allocate assets between U.S. and European CLOs (debt and equity), asset-backed securities, and broadly syndicated loans of U.S. and European issuers.
- · Shareholders of record as of June 2, 2026 are entitled to vote; a quorum requires 50% of shares present; approval requires the lesser of (i) 67% of shares present if >50% are represented, or (ii) 50% of outstanding shares.
- · The special meeting will be held at XA Investments LLC offices in Chicago, IL on July 30, 2026 at 10:00 a.m. Central time.
- · Proxy solicitation is being conducted by Okapi Partners LLC (toll-free: 855-305-0855).
23-06-2026
Eureka Acquisition Corp (SPAC) filed an 8-K on June 23, 2026, disclosing Amendment No. 1 to its Business Combination Agreement with Marine Thinking Inc., dated June 12, 2026. The amendment updates the post-closing board composition to eight directors, with seven designated by the Company, one by the IPO Sponsor, and at least five of the eight required to be Canadian citizens. The existing agreement remains in effect with the amendment prevailing in case of conflict.
- · Amendment executed on June 12, 2026, amending the original Business Combination Agreement dated October 29, 2025.
- · Post-closing board will consist of eight directors: seven designated by the Company (including four independent and one financial expert), one by the IPO Sponsor, and at least five must be Canadian citizens.
- · The amendment was signed by Fen Zhang for the SPAC and Amalgamation Sub, and by Lishao Wang for the Company.
23-06-2026
Kardigan, Inc. filed a Third Amended and Restated Certificate of Incorporation, effective upon filing, which redesignates all existing Common Stock as Voting Common Stock and formally establishes a dual-class common stock structure with 500 million shares of Voting Common Stock and 200 million shares of Non-Voting Common Stock. The Non-Voting Common Stock is convertible into Voting Common Stock subject to a 9.99% beneficial ownership limitation (adjustable up to 19.99%). The amendment also eliminates class voting requirements for certain charter amendments under DGCL Section 242(b)(2).
- · The original certificate of incorporation was filed on August 18, 2023 under the name EnCarda, Inc.
- · The company has amended its charter multiple times: Amended and Restated (June 6, 2024), Second Amended and Restated (September 4, 2025), and four subsequent amendments before this Third Amended and Restated Certificate.
- · The par value for both Common Stock and Preferred Stock is $0.00001 per share.
- · Non-Voting Common Stock holders have no voting rights except as required by law.
- · Dividends and distributions on Common Stock must be treated equally on a per share basis, but the Board may treat the two series differently if approved by a majority of disinterested directors or a designated committee.
- · In a merger or consolidation, Voting and Non-Voting Common Stock must receive equal consideration unless certain conditions are met, including approval by a majority of Voting Common Stock holders.
- · Stock splits or reclassifications must be proportionate between the two series unless approved by a majority of Voting Common Stock holders.
- · Conversion of Non-Voting Common Stock requires written notice and surrender of certificates, and the beneficial ownership limitation can be changed by a holder upon 61 days' notice.
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