US Pre-Market SEC Filings Roundup — August 03, 2026

03-08-2026

Atkore Inc. reported mixed fiscal Q3 2026 results: net sales rose 8.1% YoY to $794.8M and adjusted EBITDA grew 4.7% to $104.7M, but GAAP net income plunged 98.3% to just $0.7M due to a $50M litigation settlement. The company also announced a definitive agreement to be acquired by Prysmian S.p.A. for $95.00 per share (~$3.8B enterprise value), while the Safety & Infrastructure segment saw adjusted EBITDA decline 8.4% YoY.

• · Gross margin decreased to 22.2% from 23.4% due to input cost increases ($48.9M) outpacing selling price increases ($22.4M).
• · Electrical segment Adjusted EBITDA margin slipped to 15.4% from 15.6%.
• · Safety & Infrastructure segment Adjusted EBITDA margin fell to 13.0% from 14.4%.
• · Net sales growth was driven by volume (+$65.7M) and price (+$22.4M), partially offset by divestitures (-$39.0M).
• · The company canceled its previously scheduled earnings call and will hold a separate call on August 7, 2026 due to the pending acquisition.
• · Atkore does not intend to update or reaffirm its financial outlook in light of the pending transaction.

03-08-2026

Mizuho Financial Group Inc. announced a share buyback program to repurchase up to 35,000,000 shares (1.4% of outstanding shares) for a maximum aggregate price of ¥200,000,000,000. The repurchase period runs from May 18, 2026 to September 30, 2026, and will be executed via market purchases using a trust method.

• · Repurchase method: market purchase utilizing trust method
• · Repurchase period: May 18, 2026 to September 30, 2026

03-08-2026

Diageo plc filed a Form 6-K disclosing routine share transactions by six PDMRs (persons discharging managerial responsibilities) under the company's share incentive plans. The transactions, occurring on July 10 and July 17, 2026, involve the purchase of partnership shares and the award of matching shares at prices ranging from £15.05 to £15.77. This is a standard disclosure of insider trades under UK market rules and does not reflect any change in company strategy or financial performance.

• · John O'Keeffe purchased 9.240 partnership shares at £15.77 each and received 4.620 matching shares at nil cost on July 17, 2026.
• · Five other PDMRs each purchased 10 partnership shares at £15.05 each and received 5 matching shares at nil cost on July 10, 2026.
• · All transactions were executed on the London Stock Exchange (XLON) or outside a trading venue.

03-08-2026

Avista Corp. reported that multiple fires started on August 1, 2026, in its Spokane, Washington service territory, causing customer outages and evacuations. The fires have affected over 8,000 acres and destroyed over 600 structures, with extensive damage to the company's transmission and distribution facilities. Avista stated its facilities were not involved in starting any of the fires.

• · The fires started on August 1, 2026, in the Spokane, Washington area.
• · As of August 2, 2026, none of the three major fires were contained.
• · The fires caused extensive damage to Avista's transmission and distribution facilities serving West Spokane.
• · Avista's facilities were not involved in starting any of the fires.

03-08-2026

ICICI Bank disclosed that the Reserve Bank of India (RBI) has approved the re-appointment of Mr. Ajay Kumar Gupta as Executive Director for a two-year term from November 27, 2026 to November 26, 2028. The re-appointment remains subject to shareholder approval at the upcoming Annual General Meeting scheduled for August 21, 2026. This is a routine governance update with no financial impact.

• · The re-appointment period is from November 27, 2026 to November 26, 2028.
• · Shareholder approval is being sought at the Annual General Meeting on August 21, 2026.
• · The RBI approval was conveyed via letter dated July 31, 2026.

03-08-2026

MakeMyTrip Ltd filed a Form 6-K on August 3, 2026, to report its unaudited financial results for the first quarter of fiscal 2027 (quarter ended June 30, 2026), attaching an earnings release as Exhibit 99.1. The filing incorporates these results by reference into the company's resale shelf registration statement on Form F-3. No specific financial figures or performance metrics are disclosed in this top-level filing; the detailed results are contained in the attached earnings release.

• · Filing incorporates information into automatically effective F-3 shelf registration statement (File No. 333-288084) dated June 16, 2025.
• · Earnings release is provided as Exhibit 99.1 but its specific financial data is not summarized in this Form 6-K.

03-08-2026

Arcosa, Inc. is being acquired for $150.00 per share in cash. Goldman Sachs has issued a fairness opinion stating that the consideration is fair from a financial point of view to the holders of shares (other than Parent and its affiliates). The filing is a definitive proxy statement (DEFM14A) soliciting stockholder approval for the merger.

• · Goldman Sachs was engaged to provide a fairness opinion to the Board of Directors.
• · The opinion is dated June 21, 2026.
• · Goldman Sachs relied on management-prepared forecasts, including utilization of net operating loss carryforwards and tax credits.
• · Goldman Sachs did not solicit interest from other potential acquirers.
• · The opinion does not address the fairness of compensation to officers, directors, or employees in connection with the transaction.

03-08-2026

Valliance Asset Management Ltd filed its Q2 2026 13F-HR with the SEC, disclosing a portfolio of seven equity holdings valued at approximately $1.0 billion as of June 30, 2026. The largest positions include Sandisk Corp ($202.2M), Micron Technology Inc ($189.3M), and Intel Corp ($161.7M), reflecting a heavy concentration in semiconductor and technology stocks. The filing does not provide prior-period data, so period-over-period comparisons are not available.

• · Valliance Asset Management Ltd is based in Hong Kong (16/F, 8 Queen's Road, Central).
• · The filing covers the period ended June 30, 2026 and was submitted on August 3, 2026.
• · All disclosed holdings are listed as sole voting and dispositive power.
• · The portfolio is concentrated in semiconductor/technology names (Astera, Intel, Micron, Sandisk, Vishay) plus one cybersecurity (CrowdStrike) and one gold ETF (SPDR Gold Trust).

03-08-2026

Ellomay Capital Ltd. announced that its 10 MW solar facility in Italy, held by 51%-owned subsidiary Ellomay Solar Italy Fifteen S.r.l., was connected to the Italian national grid on July 30, 2026, and has commenced energy production. The facility, located in the Piemonte Region, has an expected P50 annual production of approximately 16.5 GWh/year. This is a positive operational milestone, though the company faces ongoing risks from geopolitical conflicts, inflation, and project execution delays.

• · The facility is located in the Piemonte Region in northern Italy.
• · The subsidiary is 51% held by Ellomay Capital Ltd.
• · Connection date: July 30, 2026.

03-08-2026

Latigo Biotherapeutics, Inc. filed an S-1/A registration statement on August 3, 2026, for its initial public offering. The filing details significant risks including potential dilution from automatic annual increases in shares reserved under its 2026 equity incentive plan (5% of outstanding common stock) and ESPP (up to 1% or 1,882,035 shares), as well as anti-takeover provisions in its charter. The company has never paid dividends and does not anticipate doing so, meaning any return for investors will depend solely on stock price appreciation.

• · Operations are concentrated in two locations in California, exposing the company to risks from wildfires, earthquakes, and other natural disasters.
• · The company has not opted out of Section 203 of the Delaware General Corporation Law, which restricts mergers with 15% or greater stockholders.
• · The amended charter will require a 66-2/3% supermajority vote to remove directors (with cause) and to amend certain provisions.
• · Exclusive forum provisions designate Delaware Chancery Court for most disputes and federal district courts for Securities Act claims.
• · The board of directors may issue up to 10,000,000 shares of preferred stock with any rights, preferences, and privileges.

03-08-2026

Loews Corporation reported net income of $444 million ($2.16 per share) for Q2 2026, up 13.6% from $391 million ($1.87 per share) in Q2 2025, driven by strong performance at Boardwalk Pipelines and Loews Hotels. However, CNA's core income declined to $324 million from $335 million due to higher loss cost trends and a weaker underlying combined ratio (94.2% vs. 91.7%), and the corporate segment's net income was essentially flat. For the first half of 2026, net income rose slightly to $781 million from $761 million, but CNA's net income attributable to Loews decreased to $488 million from $526 million.

• · CNA's Property and Casualty combined ratio increased to 96.5% in Q2 2026 from 94.1% in Q2 2025, driven by a higher underlying loss ratio (64.1% vs. 61.5%).
• · For H1 2026, CNA's combined ratio rose to 99.4% from 96.3%, with the underlying combined ratio at 94.5% vs. 92.0%.
• · Boardwalk's EBITDA increased to $279 million in Q2 2026 from $274 million in Q2 2025.
• · Loews Hotels' Adjusted EBITDA rose 26% to $137 million in Q2 2026 from $109 million in Q2 2025.
• · Corporate segment net income was essentially unchanged at $2 million in Q2 2026 vs. $1 million in Q2 2025, but for H1 2026 it declined to a loss of $40 million from a loss of $33 million, driven by higher interest expense from a recent debt refinancing.
• · Total revenues for Q2 2026 were $4.734 billion, up from $4.555 billion in Q2 2025.
• · Weighted average shares outstanding decreased to 205.57 million in Q2 2026 from 209.36 million in Q2 2025 due to share repurchases.

03-08-2026

Skyworks Solutions, Inc. entered into a merger agreement with Qorvo, Inc. on October 27, 2025, involving a two-step merger process where Skyworks will acquire Qorvo. The filing includes unaudited financial statements of Qorvo and pro forma financial information for the combined company. No specific financial figures or performance metrics from the pro forma or Qorvo's standalone reports are disclosed in this filing.

• · The merger agreement was entered into on October 27, 2025.
• · The transaction is structured as two sequential mergers: first, Merger Sub I merges into Qorvo, then Qorvo merges into Merger Sub II, resulting in Qorvo becoming a wholly owned subsidiary of Skyworks.
• · A registration statement on Form S-4 has been filed with the SEC, including a proxy statement/prospectus for Qorvo shareholders.
• · The filing includes Qorvo's unaudited consolidated financial statements for fiscal years ended June 27, 2026 and June 28, 2025, and the three-month period ended June 27, 2026.
• · Pro forma condensed combined balance sheet as of July 3, 2026 and pro forma statement of operations for the nine-month period ended July 3, 2026 are included.

03-08-2026

Macquarie Focused Access Fund, LLC filed a Schedule TO with the SEC on August 3, 2026, announcing an issuer tender offer to repurchase up to $288,397,702 of its Class F1, F2, A, and I units. The offer expires on August 31, 2026, and the Fund will use cash to buy tendered units. The Fund's net asset values per unit as of May 31, 2026, were $14.95 (Class F1), $15.54 (Class F2), $21.15 (Class A), and $29.28 (Class I).

• · The Fund is a closed-end, non-diversified, management investment company organized as a Delaware limited liability company.
• · The tender offer is an issuer tender offer subject to Rule 13e-4, not a third-party offer.
• · The offer expires at 12:00 midnight New York time on August 31, 2026, subject to extensions.
• · The Fund's audited financial statements for fiscal years ended April 30, 2025 and April 30, 2026 are incorporated by reference.
• · Net asset values per unit as of May 31, 2026: Class F1 $14.95, Class F2 $15.54, Class A $21.15, Class I $29.28.
• · The Fund's assets will be reduced by the value of units purchased, which may affect income relative to assets.

03-08-2026

ChipMOS TECHNOLOGIES INC. announced that its Board of Directors will meet on August 11, 2026, to approve the company's consolidated financial statements for the second quarter of 2026. The notice was filed with the TWSE on August 3, 2026, and reported via SEC Form 6-K. No other matters were specified.

• · The Board meeting is scheduled for August 11, 2026.
• · The filing is a routine notice of a board meeting to approve Q2 2026 consolidated financial statements.
• · No financial results or performance data were disclosed in this filing.

03-08-2026

Palatin Technologies held its 2026 annual meeting on July 28, 2026, with 54.3% of eligible votes cast. Stockholders elected four directors, ratified KPMG LLP as auditor, approved a 260,000-share increase to the 2011 Stock Incentive Plan, and gave non-binding approval of named executive officer compensation. Notably, two director nominees (Carl Spana and John Prendergast) received more votes withheld than for, indicating significant shareholder dissent.

• · Two director nominees (Carl Spana and John Prendergast) received more votes withheld than for (349,772 for vs 331,047 withheld; 337,172 for vs 343,647 withheld).
• · Ratification of KPMG LLP as auditor passed overwhelmingly with 982,584 for, 15,833 against, 2,089 abstain.
• · The stock incentive plan amendment passed with 650,452 for, 28,736 against, 1,630 abstain, plus 319,687 broker non-votes.
• · Advisory vote on executive compensation passed with 649,559 for, 28,732 against, 2,527 abstain, plus 319,687 broker non-votes.

03-08-2026

BlossomHill Therapeutics, Inc. filed Amendment No. 1 to its S-1 registration statement for an initial public offering. The filing details significant risk factors including potential dilution from equity incentive plans, limited public float due to insider participation, and no anticipated cash dividends. The company had federal NOL carryforwards of $72.3 million and state NOL carryforwards of $23.5 million as of December 31, 2025, but has incurred significant losses and does not expect profitability in the near future.

• · The company has never declared or paid cash dividends and does not anticipate doing so for the foreseeable future.
• · The board of directors is authorized to issue up to 10,000,000 shares of preferred stock with any rights, preferences, and privileges.
• · Directors can only be removed with cause and the affirmative vote of at least 66-2/3% of voting power.
• · The board is divided into three classes with staggered three-year terms.
• · Stockholder actions must be at a duly called meeting, not by written consent.
• · Special meetings can only be called by the Chairman, CEO, or board resolution.
• · The company is subject to Section 203 of the DGCL, which restricts mergers with 15%+ stockholders for a period.
• · Exclusive forum provisions designate Delaware Chancery Court for internal disputes and federal district courts for Securities Act claims.

03-08-2026

Park Ha Biological Technology Co., Ltd. filed a Form 6-K with the SEC on August 3, 2026, which includes a detailed definition of the conversion price formula for warrants or similar securities, referencing VWAP and Bid Price calculations. The filing also notes that certain portions of an exhibit have been omitted under Regulation S-K, with a commitment to provide them to the SEC upon request. No financial results, operational updates, or period-over-period comparisons were disclosed.

• · The filing defines the conversion/exercise price based on VWAP or Bid Price depending on the timing of the Notice of Exercise.
• · Certain exhibit portions have been omitted under Item 601(a)(6) of Regulation S-K, with a commitment to furnish them upon SEC request.

03-08-2026

Himalaya Shipping Ltd. filed a Form 6-K with the SEC on August 3, 2026, attaching a press release as Exhibit 99.1. The filing is a routine foreign issuer report and does not contain any financial results or material operational updates.

• · The filing is a Form 6-K for the month of August 2026.
• · Commission file number is 001-41676.
• · The registrant is incorporated in Bermuda with principal executive offices in Hamilton, Bermuda.

03-08-2026

TotalEnergies SE filed a Form 6-K with the SEC on August 3, 2026, covering multiple corporate developments. Key items include Q2 and H1 2026 results, a second interim dividend of €0.90/share (up 5.9% YoY), divestments in Malaysia and European distributed solar, first LNG cargo from Mexico, approval of Cyprus gas field development, and an appeal against a climate-related judgment. The filing also includes several disclosures of transactions in own shares.

• · TotalEnergies divested its minority non-operated interest in the Marjoram Gas Field in Malaysia (July 2, 2026).
• · TotalEnergies shipped the first cargo from the ECA LNG plant in Mexico to Asia (July 9, 2026).
• · TotalEnergies divested its distributed solar generation activities in Europe (July 9, 2026).
• · TotalEnergies approved the development of the Cronos Gas Field in Cyprus to supply Europe with LNG (July 28, 2026).
• · TotalEnergies appealed the June 25, 2026 judgment in the duty of vigilance climate case (July 27, 2026).
• · The filing includes multiple disclosures of transactions in own shares (July 7, 14, 21, 28, 2026).

03-08-2026

Zhihu Inc. filed a Form 6-K with the SEC for August 2026, attaching Next Day Disclosure Returns dated July 27-31, 2026. The report is signed by CFO Han Wang. No financial results or material operational updates are disclosed in this filing.

• · Filing is a routine SEC Form 6-K for a foreign private issuer.
• · Attached exhibits are Next Day Disclosure Returns for five consecutive trading days (July 27-31, 2026).
• · Registrant's address is 18 Xueqing Road, Haidian District, Beijing, China.

03-08-2026

LEEF Brands closed an oversubscribed preferred financing raising total gross proceeds of approximately US$14.5 million, including a final tranche of US$5.2 million. The proceeds will be used to purchase a cannabis processing and storage facility to support its Salisbury Canyon Ranch cultivation expansion and potentially generate additional revenue from third-party services. The financing involved a related-party transaction with insider Jamie Mendola, which was exempt from formal valuation and minority approval requirements.

• · The financing was oversubscribed and previously announced on March 12, 2026, and May 11, 2026.
• · The facility will dry, cure, freeze, and store biomass before transport to LEEF Labs in Mendocino County for extraction.
• · The facility has potential to generate additional revenue by providing processing and storage services for other cultivators.
• · The related-party transaction with insider Jamie Mendola was exempt from formal valuation and minority shareholder approval under MI 61-101 because the fair market value did not exceed 25% of the Company's market capitalization.

03-08-2026

EchoStar reported a dramatic turnaround for Q2 2026, swinging to net income of $8.46B from a net loss of $306M in Q2 2025, driven primarily by a $9.73B deconsolidation gain. Total revenue declined 4.0% YoY to $3.58B, with service revenue falling 6.7% to $3.30B. However, operating income improved to $513M from a loss of $213M, and the company's accumulated deficit flipped to positive $5.44B from negative $2.88B at year-end 2025. Cash and cash equivalents dropped sharply to $440M from $1.88B, and the company disclosed that certain subsidiaries lack sufficient cash or committed financing to fund obligations over the next twelve months, raising substantial doubt about their ability to continue as a going concern.

• · The company recognized a $9.73B deconsolidation gain in Q2 2026.
• · Interest expense increased 82.4% YoY to $509M in Q2 2026 from $279M in Q2 2025.
• · Depreciation and amortization decreased 65.4% YoY to $171M from $493M.
• · Current portion of debt, finance lease and other obligations fell to $1.45B from $7.32B at year-end 2025.
• · Deferred tax liabilities increased to $3.41B from $599M at year-end 2025.
• · Trade accounts receivable decreased to $906M from $1.27B.
• · Accrued programming dropped to $0 from $1.22B at year-end 2025.
• · Operating lease liabilities decreased to $120M from $4.14B at year-end 2025.
• · Regulatory authorizations held for sale, net of $16.82B were classified as current assets as of Jun 30, 2026 (none at year-end 2025).
• · Certain subsidiaries do not have necessary cash, projected future cash flows or committed financing to fund obligations over the next twelve months, raising substantial doubt about their ability to continue as a going concern.
• · The timing and closing of the SpaceX Transactions are subject to conditions outside the company's control.

03-08-2026

Nomura Holdings reported strong Q1 FY2026/27 results with net revenue of ¥686.7B (+19% QoQ, +31% YoY) and income before income taxes of ¥211.5B (+96% QoQ, +32% YoY), driven by record performance across all four business segments. Wealth Management, Investment Management, and Wholesale all posted record-high income before income taxes, while the Banking segment showed modest growth. However, the 'Other' segment posted a loss of ¥7.0B, and the Europe region remained in the red with a loss of ¥11.7B, partially offsetting the strong overall performance.

• · Wealth Management recurring revenue cost coverage ratio reached 76%, progressing towards FY2030/31 target.
• · Wealth Management net inflows of recurring revenue assets hit a record high of +¥539.6B.
• · Investment Management assets under management reached a record high of ¥156.4T.
• · Wholesale Revenue/modified RWA improved to 9.3% from 7.6% in Q4 FY2025/26.
• · Equities net revenue in Wholesale climbed to a record high for the fourth consecutive quarter at ¥179.4B.
• · Investment Banking net revenue exceeded ¥50B in 1Q for the first time ever at ¥50.4B.
• · Banking deposit sweep service launched on April 27, 2026, with deposit balance growing from ¥1,334.5B to ¥1,664.2B.
• · Europe region remained unprofitable with a loss of ¥11.7B, worsening from a loss of ¥7.0B in the prior year quarter.
• · The 'Other' segment posted a loss of ¥7.0B, compared to a gain of ¥54.6B in Q1 FY2025/26.
• · Non-interest expenses increased 1% QoQ to ¥475.2B, with compensation and benefits up 4% QoQ.
• · CET1 capital ratio stood at 12.9% as of June 2026, slightly up from 12.8% in March 2026.
• · Consolidated leverage ratio decreased to 4.64% from 5.18% in March 2026.
• · LCR decreased to 196.9% from 214.0% in March 2026.
• · TLAC ratio (RWA basis) increased to 29.4% from 26.7% in March 2026.

03-08-2026

Mitsubishi UFJ Financial Group reported a strong Q1 FY2027 (three months ended June 30, 2026) with ordinary profits surging 57.8% YoY to ¥1,117,934 million and profits attributable to owners of parent rising 48.2% to ¥809,427 million. Total assets grew slightly to ¥433,913,478 million, while total deposits declined 1.0% to ¥236,937,385 million. The equity-to-asset ratio remained flat at 5.2%.

• · Interest income increased 15.5% YoY to ¥2,336,667 million.
• · Fees and commissions income rose 20.4% YoY to ¥682,130 million.
• · Trading income surged 65.5% YoY to ¥133,316 million.
• · General and administrative expenses increased 13.0% YoY to ¥900,551 million.
• · Total other comprehensive income swung from a loss of ¥445,834 million to a gain of ¥294,133 million.
• · Comprehensive income attributable to owners of parent rose from ¥108,064 million to ¥1,102,078 million.
• · Dividend forecast for fiscal year ending March 31, 2027 is ¥96.00 per share (up from ¥86.00 for the prior fiscal year).
• · The financial statements are prepared under Japanese GAAP, which may differ materially from U.S. GAAP.

03-08-2026

Karnit Road Accident Victims Compensation Fund, an Israeli statutory compensation fund, filed its Form 13F-HR for the period ended June 30, 2026, disclosing 17 equity holdings with a total market value of approximately $175,983,741. The fund holds a concentrated portfolio of U.S. and international ETFs, with the largest positions in the SPDR S&P 500 ETF ($101.99M) and Vanguard S&P 500 ETF ($56.58M). Karnit disclaims beneficial ownership and states the filing is made for cautionary purposes.

• · The fund is based in Tel Aviv, Israel, and was established under the Israeli Road Accident Victims Compensation Law, 1975.
• · The filing includes only securities dual-listed on a U.S. exchange and the Tel Aviv Stock Exchange that were purchased in the U.S.
• · Karnit uses third-party portfolio managers for investment and voting decisions.
• · The fund explicitly disclaims beneficial ownership of all reported securities.
• · The filing was signed on July 29, 2026, and filed on August 3, 2026.

03-08-2026

IperionX Limited filed a Form 6-K with the SEC on August 3, 2026, attaching a press release as Exhibit 99.1. The filing is a routine foreign private issuer report and does not contain any financial results or material operational updates.

• · The filing is a Form 6-K under Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934.
• · The press release (Exhibit 99.1) is referenced but not included in the provided text.

03-08-2026

Flutter Entertainment plc announced the completion of the delisting of its ordinary shares from the London Stock Exchange on August 3, 2026, as disclosed via a Regulatory News Service (RNS) announcement. The company continues to trade on the New York Stock Exchange (NYSE) under the symbol FLUT. The delisting marks a strategic shift in listing venue, with no other immediate financial events disclosed.

03-08-2026

Fidelity Private Credit Company LLC filed a Form 15-12G with the SEC on August 3, 2026, to terminate its registration under Section 12(g) of the Securities Exchange Act of 1934. The deregistration follows the company's merger into Fidelity Private Credit Company II LLC (now the successor entity) on March 25, 2026, after which the company ceased to have any holders of record. This filing is a routine procedural step to formally end reporting obligations post-merger.

• · Merger date: March 25, 2026
• · Surviving entity: Fidelity Private Credit Company II LLC (renamed to Fidelity Private Credit Company LLC)
• · Commission File Number: 000-56538
• · Principal executive offices: 245 Summer Street, Boston, Massachusetts 02210

03-08-2026

Costamare Bulkers Holdings Ltd filed a Form 6-K with the SEC on August 3, 2026, reporting its financial results for the second quarter and six-month period ended June 30, 2026. The filing includes a press release (Exhibit 99.1) and a financial report (Exhibit 99.2). No specific financial figures or performance metrics are provided in the filing itself, so a balanced assessment of positive and negative trends cannot be determined from this document alone.

• · The filing is a Form 6-K for the month of August 2026.
• · Commission File Number: 001-42581.
• · The registrant's address is 7 rue du Gabian, MC 98000 Monaco.
• · Exhibit 99.2 is incorporated by reference into the company's Form F-3 registration statement (File No. 333-287685) filed on May 30, 2025.

03-08-2026

Crystal Rock Capital Management filed its quarterly 13F-HR for the period ending June 30, 2026, reporting 34 equity positions with a total market value of approximately $196.19 million. The portfolio is concentrated in large-cap technology and consumer names, with top holdings including Alphabet, Meta, Amazon, and Vertiv. No period-over-period comparison is available in this filing, so performance trends cannot be assessed.

• · Top 5 holdings by value: Alphabet Class A ($22.86M), Meta Platforms ($16.12M), Vertiv Holdings ($13.74M), Amazon.com ($11.54M), and Alphabet Class C ($9.45M).
• · Largest share counts: DraftKings (209,610 shares), Amazon.com (48,430 shares), Boston Scientific (47,245 shares), Estee Lauder (43,663 shares), and Vertiv Holdings (41,025 shares).
• · Smallest positions: National Energy Services (450 shares, $13,469) and GE Vernova (1,550 shares, $1.82M).
• · Portfolio includes a mix of mega-cap tech (Microsoft, NVIDIA, Tesla) and consumer/industrial names (Home Depot, Procter & Gamble, TransDigm).
• · All positions are held with sole voting and dispositive power; no shared or other ownership reported.

03-08-2026

New Mountain Net Lease Trust declared monthly distributions for its five classes of common shares on July 31, 2026, payable on or about August 10, 2026. Gross distributions are uniform at $0.1546 per share across all classes, but net distributions vary from $0.1336 (Class I) to $0.1546 (Class E) after deducting management and servicing fees. The filing is a routine Regulation FD disclosure with no period-over-period comparisons or negative metrics.

• · Record date for distributions is July 31, 2026.
• · Payment date is on or about August 10, 2026.
• · Shareholders may receive distributions in cash or reinvest in shares via the distribution reinvestment plan.
• · No shareholder servicing fee is charged for any class in this distribution.

03-08-2026

Albatross Acquisition Corp (ATAC) filed an S-1/A registration statement for a $100M SPAC IPO, offering 10M units at $10.00 each, with an over-allotment option for an additional 1.5M units. The company is a blank check company targeting any industry or geography, but its sponsor's ties to a Chinese citizen may complicate non-PRC deals and subject U.S. targets to CFIUS review. Public shareholders face immediate and substantial dilution, with pro forma net tangible book value per share ranging from $5.14 (25% redemptions) to $0.12 (maximum redemptions) without the over-allotment, and dilution per share from $2.86 to $7.88.

• · The company qualifies as an 'emerging growth company' under the JOBS Act, subject to reduced reporting requirements.
• · The sponsor acquired founder shares at a nominal price, leading to immediate and substantial dilution for public shareholders.
• · The offering is on a firm commitment basis with Polaris Advisory Partners as sole book-running manager.
• · The trust account will hold $10.00 per unit sold, maintained by Continental Stock Transfer & Trust Company.
• · The company's sponsor is a British Virgin Islands entity; Mr. Zihan Chen, a Chinese citizen, owns 100% of the sponsor's equity.
• · The company may be perceived as having ties to the PRC, which could make it less attractive to non-PRC target companies and subject U.S. deals to CFIUS review.
• · Pro forma net tangible book value per share without over-allotment: $5.14 (25% redemptions), $4.15 (50%), $2.65 (75%), $0.12 (maximum redemptions).
• · Dilution to public shareholders without over-allotment: $2.86 (25% redemptions), $3.85 (50%), $5.35 (75%), $7.88 (maximum redemptions).

03-08-2026

East West Ave Acquisition Corp. priced its initial public offering of 10,000,000 units at $10.00 per unit, raising $100,000,000. The SPAC will focus on targets in financial technology, compute infrastructure, and energy solutions, but will not pursue any company based in or with majority operations in China (including Hong Kong and Macau). The company has 12 months (extendable to 15 months with a definitive agreement) to complete a business combination or it will liquidate. While the offering is fully subscribed, the SPAC faces significant risks from its ties to Hong Kong and China, including potential regulatory intervention and difficulty enforcing judgments against overseas insiders, which could materially hinder its search for a target or the value of its securities.

• · The company is incorporated in Nevada and is an 'emerging growth company' under federal securities laws.
• · Units will list on Nasdaq Global Market under symbol 'EWAVU'; common stock and rights will begin separate trading on the 52nd day after the prospectus date unless the Representative allows earlier trading, under symbols 'EWAV' and 'EWAVR' respectively.
• · All officers and directors are U.S. citizens or permanent residents except Mr. Honna (Hong Kong resident); Sponsor B is a Hong Kong company.
• · The company currently has no PRC subsidiary or China operations and believes it is not required to obtain permissions from PRC authorities (CSRC or CAC) for the offering or U.S. listing.
• · If the company inadvertently concludes permissions are not required, or laws change, it could be subject to a stringent approval process from PRC government entities, potentially affecting the offering, listing, and business combination.
• · Public stockholders are restricted from redeeming more than an aggregate of 15% of the shares sold in the offering (together with affiliates or group members).
• · The company will not undertake a business combination with any company based in or having majority operations in China (including Hong Kong and Macau).
• · The company's ties to Hong Kong/China could make it a less attractive partner to non-China-based target companies, potentially limiting its search for a business combination.

03-08-2026

Matternet, Inc. (formerly Los Altos Ventures Corp.) filed Amendment No. 1 to its S-1 registration statement on August 3, 2026, for a proposed initial public offering. The company, a drone delivery logistics provider, reported a net loss of $27.4 million for the fiscal year ended September 30, 2025, compared to a net loss of $19.8 million in the prior year, reflecting widening losses. The filing details the company's capital structure, including multiple series of preferred stock and convertible notes, and notes a name change from Los Altos Ventures Corp. to Matternet, Inc. effective June 27, 2025.

• · The company changed its name from Los Altos Ventures Corp. to Matternet, Inc. on June 27, 2025.
• · The filing is an amendment to the initial S-1 filed under SEC file number 333-297143.
• · The company's fiscal year ends on December 31.
• · The filing includes details on multiple series of preferred stock (Seed, Series A, A2, B1, B2, B3, B4, B5) and convertible notes (2023 and 2024 notes).
• · Subsequent events include the issuance of secured convertible promissory notes on March 3, 2026, and related party transactions on May 12, 2026.

03-08-2026

Black Hawk Acquisition Corp filed an S-4/A registration statement in connection with its proposed business combination with Vesicor Therapeutics, a preclinical-stage biopharmaceutical company. The filing details shareholder voting procedures for the Extraordinary General Meeting, redemption rights, and the company's ongoing Nasdaq listing deficiency due to market value of listed securities falling below $50 million. While the trust account holds approximately $22.7 million for the combination, the company faces significant risks including a Nasdaq delisting threat and a 69.2% public share redemption rate following an extension vote.

• · Black Hawk has no revenue and has incurred losses since inception.
• · Vesicor's sole product candidate, ecm-RV/p53, is in preclinical planning phase; IND-enabling studies expected to commence in Q4 2026.
• · Black Hawk received a Nasdaq MVLS deficiency notice on March 31, 2026; compliance deadline is September 28, 2026.
• · Four convertible notes issued to Sponsor: June 2025 ($350k, 6%), September 2025 ($350k, 10%), February 2026 ($300k, 10%), May 2026 ($300k, 10%).
• · Shareholders who fail to vote but the business combination is approved can still elect redemption up to two business days before the Extraordinary General Meeting.

03-08-2026

Anfield Energy Inc. filed a Form 6-K with the SEC for July 2026, attaching a press release dated July 31, 2026. The filing is a routine foreign issuer report under Rule 13a-16, with no specific financial results or material events disclosed in the cover page. The press release content is not included, so no quantitative data or performance metrics are available for analysis.

• · Filing is a Form 6-K for the month of July 2026.
• · Commission file number: 001-42808.
• · Address: 2005-4390 Grange Street, Burnaby, British Columbia, Canada, V5H 1P6.
• · Registrant files annual reports under Form 40-F.
• · Press release dated July 31, 2026 is attached as Exhibit 99.1.

03-08-2026

Solowin Holdings' fiscal 2026 revenue surged to approximately US$28.05 million from US$2.82 million in fiscal 2025, driven by AI infrastructure services (US$22.2 million, ~79% of revenue). However, the company recorded a net loss of approximately US$13.29 million and incurred US$21.3 million in AI cloud-service costs, with revenue still concentrated in AI infrastructure. Operating metrics showed growth across segments, but profitability remains elusive and regulatory risks persist, particularly regarding PRC foreign exchange controls.

• · Cash flows between Solowin and subsidiaries: Solomon JFZ (Asia) Holdings Limited received $430,000 in FY2026, $7,000 in FY2025, $774,000 in FY2024; Solomon Private Wealth Limited received $1,307,000 in FY2026, $544,000 in FY2025; AlloyX HK received $4,660,000 in FY2026.
• · Fee structure: Stablecoin minting/redemption fee is 0.02% of transaction amount; transaction and distribution-related fees are 0.1% of volume.
• · Regulatory risk: PRC limits annual Renminbi-to-foreign-currency conversions to $50,000 for personal use; company does not accept Renminbi deposits but may be viewed as assisting with currency conversion, risking penalties or suspension.
• · Gartner projects 40% of enterprise applications could include task-specific agents by end of 2026, but only 20% of PwC survey respondents trusted agents for financial transactions.
• · SC Ventures signed an MoU to incubate AgenPay; 4Paradigm entered a strategic collaboration for AI-enabled blockchain compliance and RegTech.
• · Neither collaboration establishes commercial adoption; competitive advantage depends on product performance and conversion of proofs of concept into recurring revenue.

03-08-2026

Eliot Finkel Investment Counsel, LLC filed its quarterly 13F-HR report for the period ending June 30, 2026, disclosing 33 equity holdings with a total market value of approximately $213.9 million. The portfolio is concentrated in large-cap U.S. equities, with top holdings including Corning Inc. ($26.9M), Applied Materials ($16.0M), Eaton Corp ($15.6M), Deere & Co ($13.6M), and Lockheed Martin ($9.1M). The filing shows a diversified mix across industrials, technology, energy, and consumer staples, with no single position exceeding 13% of the portfolio.

• · The largest position by market value is Corning Inc. at $26.9M (105,350 shares), representing approximately 12.6% of the portfolio.
• · The second-largest holding is Applied Materials Inc. at $16.0M (22,085 shares).
• · The smallest disclosed position is State Street SPDR S&P 500 ETF at $481,667 (645 shares).
• · The portfolio includes 13 industrial sector holdings (e.g., Deere, Eaton, General Dynamics, Lockheed Martin, PACCAR, RTX, UPS) and 4 technology holdings (Analog Devices, Apple, Applied Materials, Cisco).
• · No prior-period comparison data is available in this filing, so quarter-over-quarter changes cannot be assessed.

03-08-2026

Telefônica Brasil S.A. announced the merger of its wholly-owned subsidiary Fibrasil Infraestrutura e Fibra Ótica S.A. into the Company, effective August 1, 2026. The merger does not result in any increase in share capital, issuance of new shares, or change in shareholding structure, and there is no share exchange ratio or right of withdrawal.

• · Merger of Fibrasil into Telefônica Brasil approved at Extraordinary Shareholders' Meeting on July 31, 2026.
• · Effective date of merger: August 1, 2026.
• · No increase in share capital, no issuance of new shares, no change in shareholding structure.
• · No share exchange ratio or right of withdrawal.

03-08-2026

Turtle Beach Corp adopted a new Executive Severance Policy on July 28, 2026, providing cash severance of three months' base salary plus outplacement and COBRA reimbursement for the CEO and certain executives upon a qualifying termination. Separately, on July 29, 2026, the company entered into a severance agreement with Megan Wynne that offers up to 12 months of base salary payments (or 1.5x annual salary in a lump sum if termination occurs within six months of a change in control), a pro-rata bonus, and up to 12 months of health coverage. The filings do not disclose any financial results or period-over-period comparisons.

• · The Executive Severance Policy covers the CEO and certain other executives, providing 3 months of base salary, up to $3,000 in outplacement services, and up to 3 months of COBRA premium reimbursement.
• · Megan Wynne's severance agreement provides 12 months of base salary payments (or 1.5x annual salary lump sum if termination occurs within 6 months of a Change in Control), a pro-rata annual bonus, and up to 12 months of health coverage.
• · The filing does not include any financial results, revenue figures, or period-over-period comparisons.

03-08-2026

Spectrum Asset Management, Inc. (NB/CA) filed its Form 13F-HR for the quarter ended June 30, 2026, reporting total equity holdings of approximately $360.4 million. The portfolio is heavily weighted toward ETFs, with top positions in Invesco S&P 500 Equal Weight ETF ($26.8M), Vanguard Ultra-Short Bond ETF ($24.3M), and First Trust FT Vest U.S. Equity Buffer ETFs (multiple series totaling ~$62.5M). The filing also reveals significant individual stock holdings in Wells Fargo ($33.7M), Chevron ($5.3M), and Cisco ($6.4M), alongside notable put option positions on Apple, NVIDIA, and Wells Fargo, indicating hedging or bearish bets on those names.

• · The filing includes three put option positions: Apple (200 contracts, $193 value), NVIDIA (5,000 contracts, $1,650 value), and Wells Fargo (100,000 contracts, $284,920 value), suggesting hedging or bearish views on these stocks.
• · The portfolio is heavily concentrated in ETFs, with the top 10 ETF holdings accounting for approximately $140 million (39% of total).
• · The largest individual stock holdings by value are Wells Fargo ($33.7M), Chevron ($5.3M), Cisco ($6.4M), and Walmart ($4.6M).
• · The filing includes a small position in Tenon Medical Inc warrants (679,420 shares, $7,338 value) and common stock (10,650 shares, $3,476 value), indicating a speculative or early-stage investment.
• · The portfolio includes a significant position in Solstice Advanced Materials Inc ($2.7M), a materials company.
• · The filing was signed by Tony Jung, COO, on July 31, 2026.

03-08-2026

Immutep Limited filed a Form 6-K with the SEC on July 30, 2026, attaching its Quarterly Activities Report and Appendix 4C for Q4 FY26. The filing provides an update on the company's operational and financial performance for the quarter, though specific financial figures are not included in the cover page.

• · The filing is a Form 6-K under SEC Rule 13a-16 or 15d-16.
• · Commission File Number: 001-35428.
• · The company is a foreign private issuer filing under Form 20-F.
• · The attached exhibit is the Quarterly Activities Report & Appendix 4C for Q4 FY26.

03-08-2026

Braskem S.A. responded to a B3 exchange inquiry regarding media reports that the company is moving closer to a judicial reorganization after failed negotiations. The company confirmed it has received non-binding indicative proposals from creditor groups for a potential capital structure restructuring, including possible capitalization and asset collateral, but stated no decision has been reached. Braskem reiterated its commitment to pursuing a consensual solution while continuing operations, though the precautionary injunction protecting it from creditor enforcement actions has fewer than 30 days remaining.

• · The company retained specialized financial and legal advisors in September 2025 to assess capital structure alternatives.
• · The precautionary injunction was granted by the 2nd Bankruptcy and Judicial Reorganization Court of São Paulo.
• · The company has been exchanging information with holders of Senior Notes and Debentures since at least June 2026.
• · The company responded to prior B3 and CVM letters on July 21 and July 28, 2026.
• · No decision has been reached on any potential restructuring or additional judicial measures as of the filing date.

03-08-2026

GreenPower Motor Company Inc. filed a Form 12b-25 notification of late filing for its Annual Report on Form 20-F for the fiscal year ended March 31, 2026. The delay is attributed to the substantial time required by senior management to complete a series of securities issuances on June 30, 2026, and the additional review needed as fiscal 2026 is the first year audited by its current independent accounting firm. The company expects to file within the 15-day extension period and does not anticipate any changes to the preliminary financial results, which include revenue of $16,388,579, gross profit of $9,215,103, loss from operations of $3,995,442, and a net loss of $5,476,778.

• · The company completed a series of issuances of common shares, Series A preferred shares, and Series B preferred shares on June 30, 2026.
• · Fiscal 2026 is the first year the financial statements have been audited by the current independent registered public accounting firm.
• · The original due date for the Form 20-F was July 31, 2026.
• · The company does not expect the delay to result in any changes to the reported preliminary financial results.

03-08-2026

Greenbriar Sustainable Living Inc. filed a Form 6-K with the SEC for July 2026, submitting a news release dated July 30, 2026. The filing is a routine foreign issuer report and does not contain any financial results or material operational updates.

• · The filing is a Form 6-K for the month of July 2026.
• · Commission File No. 000-56391.
• · The company's principal executive office is at 632 Foster Avenue, Coquitlam, British Columbia, Canada V3J 2L7.
• · The company files annual reports under Form 20-F.
• · The news release (Exhibit 99.1) is dated July 30, 2026.
• · The report was signed by CEO Jeff Ciachurski on July 31, 2026.

03-08-2026

Nextpower Inc. reported Q1 FY2027 revenue of $935.17M, up 8.2% YoY from $864.25M, and net income of $165.36M, up 5.2% from $157.18M. Gross profit rose 19.2% to $335.85M, but operating income grew only 2.5% to $190.91M due to a 35.8% surge in SG&A and a 106.4% jump in R&D. Cash flow from operations improved to $121.06M from $81.32M, while cash and equivalents increased to $1.21B.

• · Revenue recognized over time was $839.20M (89.7% of total) vs $847.29M in prior year; point-in-time revenue surged to $95.97M from $16.96M.
• · Cash used in investing activities was $21.90M, including $15.90M for property and equipment; prior year included $86.41M for business acquisitions.
• · Financing activities provided $19.76M, driven by $26.01M option exercises, partially offset by $6.25M deferred purchase price payment.
• · Stock-based compensation expense rose to $29.64M from $22.31M.
• · Accumulated deficit improved to $(1.81B) from $(1.97B) at March 31, 2026.
• · Total assets increased to $4.26B from $4.07B, while total liabilities decreased to $1.71B from $1.74B.

03-08-2026

Warburton Capital Management, LLC filed its Form 13F-HR for the quarter ended June 30, 2026, reporting approximately $245.9 million in total disclosed equity holdings. The portfolio is heavily weighted toward Dimensional ETF Trust funds, which account for the vast majority of assets, with the largest single position being Dimensional US Core Equity 2 ETF at $91.2 million. The filing also shows a put option on Walmart Inc. valued at $237,000, representing a bearish hedge on an otherwise long position.

• · The portfolio includes a put option on Walmart Inc. (2,100 shares, $237,000 value) alongside a long position of 5,653 shares ($640,000 value).
• · The largest single stock holding by value is Apple Inc. at $2.91 million (10,069 shares).
• · NVIDIA Corp. is the second largest single stock holding at $3.03 million (15,148 shares).
• · The smallest reported position is Berkshire Hathaway Class A (1 share, $748,000).
• · Outdoor Holding Co. has the largest share count among individual stocks at 50,000 shares, valued at $114,000.
• · No period-over-period comparisons are available as this is a first-time filing (no prior quarter data in the document).