BLOG / 🇺🇸 United States / broad market · · monthly

US Pre-Market SEC Filings Roundup — August 10, 2026

USA Before-Market Intelligence

By Gunpowder Editorial ·

9 high priority 41 medium priority 50 total filings analysed

Executive Summary

Overnight filings reveal a bifurcated market with strong growth in energy services and semiconductors contrasting with consumer and healthcare margin pressures. National Energy Services Reunited (NESR) posted record revenue (+59% YoY) and a 190% net income surge, while semiconductor firms ASE Technology and ChipMOS reported robust 43%+ YoY revenue growth.

However, consumer-facing companies like AirSculpt Technologies (-3% revenue) and Dole plc (-14.8% Adj. EBITDA) face headwinds from input cost inflation. A notable capital allocation theme emerged: Yum China repurchased $530M in shares (6.7% share count reduction), while Berkshire Hathaway spent $4.5B on buybacks but saw cash drop 63% YoY due to $9.7B in acquisitions. The SPAC market showed renewed activity with two new IPOs (Eaglesky Acquisition Corp and Inflection Point Acquisition Corp VIII), signaling potential thawing. Insider trading data was sparse, but the delayed Q2 report from Beasley Broadcast Group due to debt restructuring tax accounting raises governance concerns. Overall, the data suggests rotating toward industrials/energy and away from consumer discretionary, while monitoring cash burn rates at pre-revenue companies like Blue Biofuels (cash down 66% to $22K).

Materiality, sentiment, and priority are scored by Gunpowder’s analysis pipeline. How we score filings →

Filing types in this digest: 8-K · 13F · 10-K · 10-Q · S-1 · DEFA14A

Tracking the trend? Catch up on the prior US Pre-Market SEC Filings Roundup digest from July 31, 2026.

Investment Signals (12)

  • National Energy Services Reunited (NESR) (BULLISH)

    Record Q2 revenue of $520.8M (+59% YoY, +28.7% QoQ), net income surged 190% YoY to $44M, operating cash flow +467% YoY to $174M, net debt reduced from $310M to $275M

  • July 2026 net revenues up 43.2% YoY and 12.2% sequentially, with ATM segment (64% of revenue) growing 49.5% YoY, signaling strong semiconductor demand

  • July 2026 revenue up 43.6% YoY and 11.2% MoM, consistent growth across NT$ and US$ terms, no currency distortion

  • Q2 revenue +12.6% YoY to $3.14B, net income +13.5% to $244M, aggressive buyback reducing share count 6.7% YoY ($530M YTD repurchases)

  • Raised 2026 Adjusted EBIT Margin guidance from 8.7%-9.3% to 10.0%-10.6%, FCF target more than doubled to $400M+, while keeping revenue guidance unchanged at $8.2-$8.5B

  • Q2 net earnings surged to $25.7B (vs $12.4B), operating revenues +10% to $101.8B, $4.5B in buybacks, but cash dropped 63% YoY to $41.4B due to $9.7B in acquisitions

  • IonQ (MIXED)

    Q2 revenue surged 287% YoY to $80M, but net loss widened to $1.87B (from $177.5M) due to $1.65B non-cash warrant liability loss, operating cash burn tripled to $254.8M in H1

  • Q2 revenue declined 3% YoY to $42.9M, net loss widened to $1.1M, revenue per case down 2.1% to $12,707, full-year guidance reduced at lower end

  • Q2 revenue +2.9% to $2.5B but Adj. EBITDA fell 14.8% to $116.8M due to higher fruit sourcing costs, operating income down $55.7M, though completed $95M port sale and acquired Greenfood

  • General Enterprise Ventures (GEVI) (BEARISH)

    Net loss improved to $3.9M (from $11.9M) but revenue collapsed 59% to $280K, cash burn doubled to $3.8M, cash reserves down 60% to $2.5M

  • No revenue, net loss $750K in Q2, cash burned $687K in H1 (2.3x YoY), cash balance only $22K (down 66%), working capital deficit of $3.34M

  • Artemis Wealth Advisors 13F (BULLISH)

    65% of $834M portfolio concentrated in Microchip Technology (735K shares, $541M), signaling extreme conviction in semiconductor value

Risk Flags (10)

  • Cash and equivalents of $22,040 (down 66% from year-end), $3.34M working capital deficit, no revenue, operating cash burn doubled to $687K in H1

  • Postponed Q2 2026 earnings due to tax accounting complexity from debt restructuring, new call expected by Aug 14, signals material accounting issues

  • Revenue down 59% YoY to $280K, operating loss widened 15.8% to $3.49M, cash burn doubled to $3.8M, cash down 60% to $2.5M

  • Operating income swung to loss of $29K (from +$786K), revenue per case down 2.1%, full-year guidance reduced, net loss widening

  • Gross profit down $23M due to higher fruit sourcing costs, operating income down $55.7M, Adj. EBITDA -14.8% despite revenue growth, legal settlement charges

  • Operating cash flow used $254.8M in H1 2026 (3x H1 2025), net loss ballooned to $1.87B, R&D +55% and G&A +144%, warrant liability volatility

  • Cash and equivalents fell 63% YoY to $41.4B (from $101.2B), investing activities swung to -$28.6B from +$33B, $9.7B in acquisitions vs $101M last year

  • SPAC excludes China targets but management has significant China ties, creating CFIUS and legal risks that could limit deal pool

  • Entire C-suite and board replaced, new CFO is brother of new CSO, compensation not yet determined, family relationships raise governance concerns

  • Filed 13F for Q1 2025 (March 2025) on August 10, 2026 - a 17-month delay, also filed Q4 2024 late, suggesting serious compliance issues

Opportunities (10)

  • Record revenue (+59% YoY), net income +190%, operating cash flow +467%, net debt reduced 11.5%, trading at compelling valuation given 50.5% Adj. EBITDA growth

  • ASE Technology & ChipMOS/Semiconductor Cycle (OPPORTUNITY)

    Both reported 43%+ YoY revenue growth in July, with ASE's ATM segment (64% of revenue) growing 49.5% YoY, signaling sustained semi demand into H2 2026

  • Raised EBIT margin by 130-160 bps and doubled FCF target to $400M+, with unchanged delivery targets suggesting operational leverage and cost improvements

  • $530M in buybacks YTD reducing share count 6.7%, revenue +12.6%, net income +13.5%, strong cash generation with only $21M cash decline despite massive buybacks

  • $9.7B in H1 acquisitions (vs $101M last year), deploying cash aggressively, $4.5B in Q2 buybacks, operating cash flow stable at $21.7B - value creation through capital deployment

  • Record revenue $622.7M (+25% YoY), Digital Health segment revenue surged 56.5% to $32.4M, full-year guidance raised, net debt/EBITDA at comfortable 1.8x

  • Strategic partnership with Sobi for lacutamab in T-cell lymphoma, advancing to Phase 3, new CMO appointed - biotech de-risking event

  • Acquiring Powerus for defense tech exposure, combined entity renamed Powerus Corp, no shareholder vote required, deal closing by Dec 31, 2026

  • 65% of $834M portfolio in Microchip Technology - professional money manager making concentrated bet on semiconductor value play

  • Diginex/Capital Raise (OPPORTUNITY)

    Raised $20M through private placement at $1/share with 5-year warrants, three investors with staggered payments through March 2027, provides runway for growth

Sector Themes (6)

  • Energy Services Boom

    NESR's record results (+59% revenue, +190% net income, +467% operating cash flow) highlight surging demand for oilfield services, with geopolitical instability potentially creating further upside

  • Semiconductor Demand Surge

    ASE Technology (+43.2% YoY) and ChipMOS (+43.6% YoY) both reported July revenue surges, with ASE's ATM segment growing 49.5% YoY, signaling broad-based semi recovery across testing and packaging

  • Consumer Discretionary Pressure

    AirSculpt (-3% revenue, operating loss) and Dole (-14.8% Adj. EBITDA despite +2.9% revenue) show input cost inflation and pricing power erosion, with revenue per case declining 2.1% at AirSculpt

  • Cash Burn Acceleration at Pre-Revenue Companies

    Blue Biofuels (cash $22K, burn doubled) and General Enterprise Ventures (cash down 60%, burn doubled) highlight extreme risk in early-stage names without revenue visibility

  • Aggressive Share Repurchases

    Yum China ($530M YTD, 6.7% share count reduction) and Berkshire Hathaway ($4.5B in Q2) demonstrate strong conviction in undervaluation, with Yum's buyback outpacing net income growth

  • SPAC Market Thawing

    Two new SPAC IPOs filed (Eaglesky Acquisition Corp targeting $100M, Inflection Point Acquisition Corp VIII), suggesting renewed appetite for blank-check vehicles after prolonged drought

Watch List (8)

Filing Analyses (50)
Airsculpt Technologies, Inc. 8-K mixed materiality 7/10

10-08-2026

AirSculpt Technologies reported Q2 2026 revenue of $42.9M (down 3% YoY) and a net loss of $1.1M (vs. $0.6M loss a year ago). Same-center case volume grew 1.0% for the second consecutive quarter, but total case volume declined 0.5% to 3,376. The company reaffirmed its full-year 2026 revenue at the lower end of its guidance ($151M-$157M) and reduced its adjusted EBITDA outlook to $12M-$14M.

  • · Same-center sales were stable in Q2 2026 and YTD, and flat YTD overall.
  • · Revenue per case declined 2.1% YoY to $12,707 in Q2 2026.
  • · Operating loss was $29,000 in Q2 2026 vs. operating income of $786,000 in Q2 2025.
  • · Cash provided by operating activities was negative $1.2M in Q2 2026 vs. positive $5.0M in Q2 2025.
  • · Full-year 2026 revenue guidance reaffirmed at lower end of $151M-$157M; adjusted EBITDA guidance reduced to $12M-$14M.
  • · On August 7, 2026, the company amended its term loan to extend maturity to November 2027, with a $2.5M payment at signing and another $2.5M due by September 30, 2026.
  • · The amendment requires 50% of net proceeds from future equity issuances (excluding equity incentive plans) to prepay term loans.
Prime Capital Management Co Ltd 13F-HR neutral materiality 5/10

10-08-2026

Prime Capital Management Co Ltd filed its 13F-HR for the quarter ended June 30, 2026, reporting a total of 7 equity holdings with an aggregate market value of approximately $1.25 billion. The portfolio is concentrated in technology and consumer stocks, with top holdings including Taiwan Semiconductor (ADS), Tesla, and Micron Technology. The filing reflects the firm's investment positions as of mid-2026, with no period-over-period comparisons available.

  • · Largest holding by value: Taiwan Semiconductor ADS at $317.0M (663,808 shares).
  • · Second largest: Tesla Inc at $302.8M (719,861 shares).
  • · Third largest: Micron Technology at $291.6M (252,618 shares).
  • · Smallest position: Kinsale Capital Group at $38.1M (115,498 shares).
  • · All positions are held with sole voting and dispositive power.
Act Two Investors LLC 13F-HR neutral materiality 3/10

10-08-2026

Act Two Investors LLC filed its quarterly 13F-HR report for the period ending June 30, 2026, disclosing 37 equity holdings with a total market value of approximately $494.7 million. The portfolio is concentrated in large-cap technology and financial stocks, with top holdings including Alphabet Inc. (Class C), Amazon.com, Microsoft Corp., and Visa Inc. No period-over-period comparisons are available as this is a single-period filing.

  • · Top five holdings by value: Alphabet Inc. Class C ($73.9M), Microsoft Corp. ($53.4M), Amazon.com Inc. ($41.9M), Visa Inc. Class A ($35.8M), and IQVIA Holdings Inc. ($30.7M).
  • · Largest position by share count: SLM Corp. (716,772 shares, $18.6M).
  • · Significant fixed-income exposure via iShares 7-10 Year Treasury Bond ETF ($19.6M) and Schwab intermediate-term and short-term Treasury ETFs ($8.7M and $6.2M respectively).
  • · Portfolio includes a mix of growth (e.g., NVIDIA, Meta) and defensive (e.g., Eversource Energy, McDonald's) holdings.
National Energy Services Reunited Corp. 8-K positive materiality 8/10

10-08-2026

NESR reported record Q2 2026 results with revenue of $520.8 million, up 59.1% YoY and 28.7% sequentially, and net income of $44.0 million, up 189.6% YoY and 84.7% sequentially. Adjusted EBITDA rose 50.5% YoY to $106.2 million, and operating cash flow surged 466.6% YoY to $174.0 million. The company reduced net debt significantly, but noted ongoing regional conflict and potential risks from geopolitical instability.

  • · Adjusted net income for Q2 2026 was $45.5 million, up 125.9% YoY and 70.1% sequentially.
  • · Adjusted diluted EPS for Q2 2026 was $0.44, up 109.5% YoY and 68.3% sequentially.
  • · Total debt decreased to $274.6 million as of June 30, 2026, from $310.1 million at year-end 2025.
  • · Net debt decreased to $99.6 million from $185.3 million at year-end 2025.
  • · The company noted continued conflict in the region but maintained operations without interruption.
  • · First half 2026 operating cash flow exceeded $200 million and free cash flow was nearly $95 million.
  • · Conference call scheduled for August 10, 2026 at 8:00 AM ET.
ASE Technology Holding Co., Ltd. 6-K positive materiality 6/10

10-08-2026

ASE Technology Holding Co., Ltd. reported net revenues for July 2026 of NT$73,784 million (US$2,309 million), up 12.2% sequentially and 43.2% year-over-year. The company's ATM (Advanced Testing & Materials) segment also showed strong growth, with July 2026 revenues of NT$47,524 million (US$1,487 million), up 9.3% sequentially and 49.5% year-over-year. All reported metrics reflect positive growth with no declines or flat performance.

  • · The ATM segment (Advanced Testing & Materials) contributed approximately 64.4% of total consolidated NT$ revenues in July 2026.
  • · ATM segment YoY growth of 49.5% (NT$) outpaced consolidated YoY growth of 43.2% (NT$).
  • · Sequential growth in US$ terms was slightly lower than in NT$ terms for both consolidated (10.4% vs 12.2%) and ATM (7.6% vs 9.3%), likely reflecting currency effects.
FIG FINANCIAL ADVISORY SERVICES INC /ADV 13F-HR neutral materiality 3/10

10-08-2026

FIG Financial Advisory Services Inc. filed its quarterly 13F-HR report for the period ending June 30, 2026, disclosing 74 equity holdings with a total market value of approximately $170.8 million. The portfolio is diversified across ETFs, equities, and ADRs, with notable positions in Tidal Trust II Even Herd LNG Sh, Starboard Inv Tr Adaptive Hdgd Mu, and Series Portfolios Tr Eldr AAA CLO ETF. No significant changes in holdings were reported compared to the prior quarter.

  • · Top holdings by value: Tidal Trust II Even Herd LNG Sh ($57.78M), Starboard Inv Tr Adaptive Hdgd Mu ($1.45M), Series Portfolios Tr Eldr AAA CLO ETF ($4.63M), PIMCO ETF Trust Ultr Sh Go Ac FD ($5.20M), Franklin Templeton ETF Trust Franklin Dyn Mun ($3.53M).
  • · Largest number of shares held: Tidal Trust II Even Herd LNG Sh (2,156,407 shares), Starboard Inv Tr Adaptive Hdgd Mu (196,418 shares), Series Portfolios Tr Eldr AAA CLO ETF (180,564 shares), Tidal Trust I RPAR Risk Pari (151,481 shares), WisdomTree Tr Hedged Hi Yld BD (146,850 shares).
  • · The portfolio includes a mix of ETFs (e.g., iShares, SPDR, Invesco, VanEck) and individual stocks (e.g., Alphabet, Exxon Mobil, Walmart).
  • · No new positions or sales were indicated; all holdings are listed as sole voting and investment discretion.
  • · The report was filed on August 10, 2026, for the period ending June 30, 2026.
FIG FINANCIAL ADVISORY SERVICES INC /ADV 13F-HR neutral materiality 3/10

10-08-2026

FIG Financial Advisory Services Inc. filed its quarterly 13F-HR report for the period ending March 31, 2026, disclosing 62 equity holdings with a total market value of approximately $159,982,673. The portfolio is diversified across ETFs, precious metals, and individual equities, with notable positions in Tidal Trust II (Even Herd LNG) and EA Series Trust (Militia Long/Short). No prior-period comparison is available in this filing.

  • · Largest holding: Tidal Trust II (Even Herd LNG) with a market value of $54,818,836 (2,198,126 shares).
  • · Second largest: EA Series Trust (Militia Long/Short) with $13,033,292 (357,566 shares).
  • · Other significant positions include Harbor Commodity ($4,373,578), USCF SummerHaven K1 ($3,943,316), and Capital Group Municipal Income ($2,759,709).
  • · The portfolio includes a mix of ETFs, precious metals (gold, silver), and individual stocks across sectors such as energy, mining, technology, and healthcare.
  • · Notable individual stock holdings include Alphabet, Exxon Mobil, Walmart, and Newmont.
RadNet, Inc. 8-K mixed materiality 8/10

10-08-2026

RadNet reported record quarterly revenue of $622.7M for Q2 2026, up 25.0% YoY, and record Adjusted EBITDA of $99.7M, up 22.7% YoY. The Digital Health segment revenue surged 56.5% to $32.4M, but its Adjusted EBITDA declined 27.2% to $2.5M due to infrastructure investments. The company revised its full-year 2026 Imaging Center guidance upward for revenue, Adjusted EBITDA, and Free Cash Flow.

  • · Net Debt to Adjusted EBITDA Ratio was 1.8x as of June 30, 2026.
  • · Imaging Center Segment Adjusted EBITDA margin improved 17 bps to 16.1% in Q2 2026 from 16.0% in Q2 2025.
  • · Digital Health segment Adjusted EBITDA decreased 27.2% YoY due to investments in headcount for sales, marketing, customer service, and implementation.
  • · Total Company Net Income declined 48.3% YoY to $7.5M in Q2 2026 from $14.5M in Q2 2025.
  • · Adjusted Earnings Per Share (diluted) fell 14.7% YoY to $0.29 in Q2 2026 from $0.34 in Q2 2025.
  • · Net Loss for the first six months of 2026 was $25.9M, wider than the $23.5M loss in the prior year period.
  • · Same-center routine imaging volume grew only 1.7% YoY, indicating flat performance in that category.
  • · Digital Health segment Free Cash Flow guidance remains negative at $(17) to $(19) million after non-capitalized R&D.
  • · New business Total Contract Value in Q2 2026 was approximately $21M, bringing six-month total to approximately $37M.
  • · External (non-RadNet) customers now comprise approximately 63% of Digital Health Revenue.
  • · DeepHealth's breast ultrasound AI solution received FDA clearance at the end of July 2026.
  • · A multi-site joint venture in Boise, Idaho with Trinity Health's Saint Alphonsus Health System was announced during Q2 2026.
FIG FINANCIAL ADVISORY SERVICES INC /ADV 13F-HR neutral materiality 3/10

10-08-2026

FIG Financial Advisory Services Inc. filed its Form 13F-HR for the quarter ended December 31, 2025, reporting total holdings valued at approximately $157.9 million across 57 equity positions. The portfolio shows a strong tilt toward ETFs and commodity funds, with the largest single holding being the Tidal Trust II Even Herd LNG Shs at $53.8 million, representing about 34% of total assets. The filing provides a snapshot of the firm's long-only equity and ETF positions as of year-end 2025, with no prior-period comparison available in this filing.

  • · The portfolio includes significant exposure to alternative and commodity ETFs, with the top three holdings (Tidal Trust II Even Herd LNG, EA Series Trust Militia Long/Sh, and Harbor Commodity) representing approximately 45% of total assets.
  • · The firm holds positions in both iShares Bitcoin Trust ($3.1M) and iShares Ethereum Trust ($1.5M), indicating exposure to digital assets.
  • · Notable equity positions include Deutsche Bank ($1.3M), Citizens Financial ($1.2M), and Korea Electric Power ADR ($1.0M).
  • · The filing reports no options or convertible securities; all 57 positions are common stocks or ETF shares.
  • · The portfolio is diversified across sectors including energy, financials, technology, healthcare, and precious metals.
FIG FINANCIAL ADVISORY SERVICES INC /ADV 13F-HR neutral materiality 2/10

10-08-2026

FIG Financial Advisory Services Inc. filed its Form 13F-HR for the quarter ended September 30, 2025, disclosing a portfolio of 59 positions valued at approximately $159.6 million. The filing provides a detailed snapshot of the firm's U.S. equity and ETF holdings as of the reporting period.

  • · The largest holding by value is TIDAL TRUST II EVEN HERD LNG SH at approximately $55.0 million (2,345,448 shares).
  • · Other significant positions include ISHARES TR CONV BD ETF at $9.0 million, USCF ETF TR SUMMERHAVEN K1 at $4.8 million, and ISHARES INC JP MRGN EM HI BD at $4.2 million.
  • · Holding values range from $397,620 (PACER FDS TR ARISTOTLE PACIFI) to $55.0 million.
  • · The portfolio is diversified across sectors including precious metals, energy, technology, healthcare, and fixed income ETFs.
  • · No prior period comparison data is available in this filing.
FIG FINANCIAL ADVISORY SERVICES INC /ADV 13F-HR neutral materiality 5/10

10-08-2026

FIG Financial Advisory Services Inc. filed its Form 13F-HR for the quarter ended June 30, 2025, reporting 61 equity holdings with a total market value of approximately $149.7 million. The portfolio is heavily weighted toward ETFs and commodity funds, with the largest position being the Tidal Trust II Even Herd LNG Sh at $52.3 million (35% of total). The filing shows a diversified mix across sectors including energy, precious metals, technology, and fixed income, with no single equity representing more than 1% of the portfolio aside from the dominant ETF position.

  • · The portfolio is concentrated in ETFs and funds, with the top 10 positions accounting for approximately 60% of total value.
  • · The largest single equity holding by market value is Tidal Trust II Even Herd LNG Sh at $52.3 million (2,332,097 shares).
  • · Fixed income exposure includes iShares Convertible Bond ETF ($6.3M), iShares AAA CLO ETF ($4.4M), and iShares JP Morgan EM High Yield Bond ETF ($5.5M).
  • · Precious metals exposure includes ETFS Physical Gold Shares ($2.8M), iShares Gold Trust ($1.3M), and iShares MSCI Global Gold Miners ETF ($1.4M).
  • · Technology holdings include Alibaba ADS ($1.1M), Netflix ($0.9M), Spotify ($1.4M), and Robinhood Markets ($1.6M).
  • · Energy sector holdings include Exxon Mobil ($0.4M), EQT Corp ($1.2M), and Williams Companies ($1.2M).
  • · The filing is for the quarter ended June 30, 2025, submitted on August 10, 2026 (note: filing date appears to be one year after the period end, which is unusual but may be a typo in the source).
FIG FINANCIAL ADVISORY SERVICES INC /ADV 13F-HR neutral materiality 5/10

10-08-2026

FIG Financial Advisory Services Inc. filed its Form 13F-HR for the quarter ended March 31, 2025, reporting total holdings of approximately $141.8 million across 66 equity positions. The portfolio is heavily weighted toward ETFs and fixed-income instruments, with the largest single holding being the Tidal Trust II Even Herd LNG SH ETF at $46.8 million, representing about 33% of total assets. The filing reflects a diversified, income-oriented strategy with significant allocations to gold, infrastructure, and short-term bond ETFs.

  • · The filing is for the quarter ended March 31, 2025, but was filed on August 10, 2026, indicating a significant delay.
  • · The portfolio includes 66 positions with a total market value of $141,761,162.
  • · The largest holding is Tidal Trust II Even Herd LNG SH ETF (46.8M, 33% of portfolio), suggesting a concentrated bet on LNG/shipping.
  • · Other top holdings include Invesco Actively Managed Exch Var Rate Invt ($4.1M), VanEck Emerging Mrkt Hi ($4.1M), iShares Convertible Bond ETF ($4.0M), and Vanguard Strm Infproidx ($3.5M).
  • · The portfolio has a strong fixed-income tilt with multiple short-term bond, variable rate, and convertible bond ETFs.
  • · Commodity exposure includes gold (iShares Gold Trust $2.2M, abrdn Physical Gold $2.2M), platinum (abrdn Platinum $1.0M), and precious metals basket (abrdn $2.2M).
  • · Equity holdings include major names like AT&T, Exxon Mobil, Walmart, Broadcom, IBM, and Procter & Gamble, but each represents a small portion of the portfolio.
  • · The portfolio includes a Bitcoin ETF (iShares Bitcoin Trust $1.35M) and a China technology ETF (Invesco China Technology $1.19M).
  • · No period-over-period comparisons are available as this is a single snapshot filing.
FIG FINANCIAL ADVISORY SERVICES INC /ADV 13F-HR neutral materiality 3/10

10-08-2026

FIG Financial Advisory Services Inc. filed its Form 13F-HR for the quarter ended December 31, 2024, reporting 66 equity holdings with a total market value of approximately $147,084,955. The portfolio is diversified across ETFs, fixed income, and individual equities, with top holdings including Tidal Trust II Even Herd Long/Short ETF ($51.1M), ProShares Investment Interest Rate Hedged ($4.6M), and iShares Convertible Bond ETF ($4.8M). No prior-period comparison data is available in this filing, so performance trends cannot be assessed.

  • · The filing was made on August 10, 2026, for the period ended December 31, 2024, indicating a significant delay in reporting.
  • · The largest single holding is Tidal Trust II Even Herd Long/Short ETF with a market value of $51,055,255 (2,319,871 shares).
  • · Other significant positions include ProShares Investment Interest Rate Hedged ($4,602,248), iShares Convertible Bond ETF ($4,798,471), and VanEck Emerging Market High Yield Bond ETF ($4,131,674).
  • · The portfolio includes a mix of fixed-income ETFs, sector ETFs, commodity ETFs (gold, precious metals), and a Bitcoin trust.
  • · Individual stock holdings include Meta Platforms ($1,075,097), Exxon Mobil ($350,463), Procter & Gamble ($205,539), and Walmart ($1,485,525).
  • · No prior-period comparison data is available in this filing, so changes in holdings or market value cannot be assessed.
Chaince Digital Holdings Inc. 10-K/A neutral materiality 1/10

10-08-2026

Chaince Digital Holdings Inc. (CD) has disclosed in an amended 10-K filing that it is subject to Nasdaq Listing Rules 5635(c) and 5635(d), which impose shareholder approval requirements for certain equity issuances and below-market-price transactions exceeding the 20% threshold. The filing is a procedural disclosure rather than a report of a completed transaction, with no current-period financial results provided.

  • · Shareholder approval is required before implementing equity compensation plans or materially amending them under Rule 5635(c).
  • · A '20% Issuance' includes any transaction, excluding certain public offerings, that results in 20% or more of common stock or voting power being issued at a price below the 'Minimum Price'.
  • · Minimum Price is defined as the lower of the Nasdaq Official Closing Price on the signing date or the average closing price over the five trading days before signing.
Amber International Holding Ltd 6-K neutral materiality 1/10

10-08-2026

Amber International Holding Ltd filed a Form 6-K with the SEC on August 10, 2026, containing standard forward-looking statements and signed by Chairman and CEO Michael Wu. The filing contains no financial results, operational updates, or material business developments.

Dole plc 8-K mixed materiality 8/10

10-08-2026

Dole plc reported Q2 2026 revenue of $2,499 million, up 2.9% YoY, but Adjusted EBITDA fell 14.8% to $116.8 million due to higher fruit sourcing and shipping costs in Fresh Fruit. Net income attributable to Dole plc rose to $26.0 million from $10.0 million, helped by lower interest and tax expenses and prior-year discontinued operations loss. Post-quarter, Dole completed the sale of its Ecuador port for ~$95 million and acquired Greenfood Fresh Produce in Scandinavia, while reaffirming full-year Adjusted EBITDA guidance of ~$400 million.

  • · Gross profit decreased $23.0 million in Q2 2026 due to higher fruit sourcing costs.
  • · Operating income decreased $55.7 million in Q2 2026, impacted by a non-recurring legal settlement charge and restructuring costs.
  • · Free cash flow from continuing operations improved to an outflow of $51.0 million for H1 2026 from $132.6 million outflow in H1 2025.
  • · Net leverage was 2.0x as of June 30, 2026.
  • · Q2 2026 dividend of $0.085 per share declared, payable October 7, 2026.
  • · Fresh Fruit revenue was flat YoY at $972.8 million, with lower pineapple volumes across all markets due to adverse weather.
  • · Diversified Fresh Produce - EMEA like-for-like revenue declined 1.7% and like-for-like Adjusted EBITDA declined 8.2%.
  • · Diversified Fresh Produce - Americas & ROW revenue grew 13.9% and Adjusted EBITDA grew 33.8%.
  • · Full-year 2026 Adjusted EBITDA target of approximately $400 million reaffirmed.
National Energy Services Reunited Corp. 8-K neutral materiality 5/10

10-08-2026

National Energy Services Reunited Corp. (NESR) dismissed Grant Thornton (GT) as its independent auditor effective after the 2026 audit and appointed PricewaterhouseCoopers (PwC) for the 2027 fiscal year, following a competitive tender process. The change was not triggered by any disagreements or reportable events, though a previously disclosed material weakness related to tone at the top was remediated in 2025. No financial impact or performance metrics are provided in this filing.

  • · The dismissal of GT is effective upon completion of GT's audit of the Company's financial statements for the year ending December 31, 2026.
  • · GT's reports for fiscal years 2024 and 2025 were unqualified and contained no adverse opinion or disclaimer.
  • · No disagreements (as defined in Item 304(a)(1)(iv) of Regulation S-K) occurred between NESR and GT during the relevant periods.
  • · A material weakness related to tone at the top, organizational structure, communication protocols, and technical accounting resources was disclosed in the 2024 Form 20-F and was remediated during 2025.
  • · No other reportable events (as defined in Item 304(a)(1)(v) of Regulation S-K) occurred during the covered periods.
  • · PwC was appointed effective for the audit of fiscal year ending December 31, 2027, and has not been consulted on any accounting or auditing matters prior to appointment.
BLUE BIOFUELS, INC. 10-Q negative materiality 8/10

10-08-2026

Blue Biofuels, Inc. reported a net loss of $750,795 for the June quarter of 2026, an improvement from a $920,752 loss a year earlier. However, the six-month net loss widened to $1,414,596 from $1,164,585, as the prior-year period included $444,970 in grant income that was absent in fiscal 2026. The company continues to generate no revenue and ended the quarter with cash and equivalents of only $22,040, a 66% decline from year-end 2025. Total shareholders' deficit deepened to $4,058,672 from $3,706,083.

  • · Cash used in operating activities for the six months ended June 30, 2026 was $687,359, more than double the $298,723 used in the same period of 2025.
  • · Net cash provided by financing activities totaled $702,000 in the first half of 2026, up from $451,250 a year earlier, primarily from issuances of common stock, warrants, and notes.
  • · The company's current liabilities of $3,375,368 exceeded current assets of $34,091 at June 30, 2026, indicating a working capital deficit of approximately $3.34 million.
  • · Deferred wages and directors fees – related parties rose to $2,859,070 from $2,525,135 at year-end 2025, increasing by 13.2%.
  • · No revenue was recorded for any period presented.
Scully Royalty Ltd. 6-K neutral materiality 3/10

10-08-2026

Scully Royalty Ltd. announced on August 10, 2026 that its Board of Directors adopted an Advance Notice Policy for director nominations, effective immediately. The policy is intended to provide a structured process for shareholders to nominate directors. No financial figures or performance metrics were disclosed in this filing.

  • · The policy was adopted by the Board of Directors and is effective immediately.
  • · The press release and full policy are attached as exhibits to the Form 6-K.
Danica Pension, Livsforsikringsaktieselskab 13F-HR neutral materiality 3/10

10-08-2026

Danica Pension, Livsforsikringsaktieselskab filed its quarterly 13F-HR report with the SEC for the period ending June 30, 2026, disclosing 187 equity holdings with a total market value of approximately $6.26 billion. The portfolio is heavily weighted toward U.S. mega-cap technology and financial stocks, with top positions in NVIDIA ($499M), Alphabet Class C ($294M), Microsoft ($273M), Amazon ($259M), and Apple ($362M). The filing reflects a diversified institutional portfolio with significant exposure to growth and value names across multiple sectors.

  • · The filing was signed by Jesper Lorenzen, Head of Finance Investment Administration, on August 7, 2026.
  • · The portfolio includes 187 equity positions with a total market value of $6,262,291,558.
  • · Top holdings by value: NVIDIA ($499M), Apple ($362M), Alphabet Class C ($294M), Microsoft ($273M), Amazon ($259M), Broadcom ($208M), Meta Platforms ($148M), Micron Technology ($145M), Bank of America ($102M).
  • · Largest position by share count: PG&E Corp with 4,561,272 shares.
  • · Notable smaller positions include AST SpaceMobile (4,550 shares), Rocket Lab (4,469 shares), and United Rentals (650 shares).
  • · The portfolio is diversified across technology, financials, healthcare, consumer, industrials, and energy sectors.
CHIPMOS TECHNOLOGIES INC 6-K positive materiality 5/10

10-08-2026

ChipMOS Technologies reported consolidated monthly revenues for July 2026 of NT$2,823.0 million (US$87.5 million), representing an 11.2% increase month-over-month and a 43.6% increase year-over-year. The strong growth was driven by higher demand across key segments.

  • · Revenue growth was consistent in both NT$ and US$ terms, with no currency distortion.
  • · The filing is a routine monthly revenue update and does not include any forward guidance or segment breakdown.
Aureus Greenway Holdings Inc S-4/A mixed materiality 9/10

10-08-2026

Aureus Greenway Holdings Inc (AGH) is acquiring Autonomous Power Corporation (Powerus) via a merger, with Powerus stockholders receiving approximately 599.18 AGH shares per Powerus share. The combined entity will be renamed Powerus Corporation and will operate both AGH's golf country club business and Powerus's autonomous systems and defense technology business. The merger has been approved by written consent of AGH's majority stockholder and Powerus stockholders, so no stockholder vote is required.

  • · The Merger Agreement was entered into on March 8, 2026, and amended on July 17, 2026.
  • · The End Date for the merger is December 31, 2026, subject to extension.
  • · Powerus Options will be converted into Replacement Options to purchase Newco Common Stock, adjusted by the Exchange Ratio.
  • · The merger is structured as a reverse triangular merger: Merger Sub (a wholly owned subsidiary of AGH) will merge with and into Powerus, with Powerus surviving as a wholly owned subsidiary of AGH.
  • · The combined company will be renamed 'Powerus Corporation' and will have a new charter and bylaws.
  • · The filing includes unaudited pro forma condensed combined financial information for the combined entity.
  • · The AGH Board received a fairness opinion from Marshall & Stevens Transaction Advisory Services LLC.
  • · The merger is intended to be treated as a tax-free reorganization for U.S. federal income tax purposes.
General Enterprise Ventures, Inc. 10-Q/A mixed materiality 8/10

10-08-2026

General Enterprise Ventures, Inc. (GEVI) reported a net loss of $3.9M for Q2 2026, a significant improvement from the $11.9M loss in Q2 2025, driven by a sharp reduction in non-cash charges such as derivative liability losses and debt settlement losses. However, revenue declined 59% year-over-year to $280,666, and operating cash flow worsened to a use of $3.8M in the first half of 2026 versus $1.9M in the prior year period. The company's cash balance fell 60% from $6.3M at year-end 2025 to $2.5M at June 30, 2026.

  • · Operating cash flow used $3.8M in H1 2026 vs $1.9M in H1 2025, a 99% increase in cash burn.
  • · Total liabilities decreased 65% from $2.9M at Dec 31, 2025 to $1.0M at June 30, 2026, primarily due to conversion of convertible notes and related party debt into equity.
  • · Payroll and management compensation was the largest operating expense at $5.2M for H1 2026, up 72% from $3.0M in H1 2025.
  • · Research and development expense surged to $197,067 in Q2 2026 from $41,276 in Q2 2025, a 377% increase.
  • · The company had no convertible notes outstanding at June 30, 2026, compared to $1.5M at Dec 31, 2025.
  • · All 1,666,667 shares of Series A Preferred Stock were exchanged for Series C Preferred Stock during Q2 2026.
  • · Net loss per share improved to $(0.18) in Q2 2026 from $(1.14) in Q2 2025.
Innate Pharma SA 6-K positive materiality 7/10

10-08-2026

Innate Pharma announced a strategic partnership with Sobi to license lacutamab in T-cell lymphoma, and plans to advance lacutamab towards Phase 3. The company also appointed a new Chief Medical Officer. Financial terms were not disclosed, and the partnership is expected to support the Phase 3 development.

  • · The partnership with Sobi is for licensing lacutamab in T-cell lymphoma.
  • · Innate Pharma will advance lacutamab towards Phase 3 following the partnership.
  • · Dr. Markus Jensen has been appointed as the new Chief Medical Officer, succeeding Dr. Sonia Quaratino.
Yum China Holdings, Inc. 10-Q positive materiality 8/10

10-08-2026

Yum China Holdings, Inc. reported strong financial results for Q2 and H1 2026, with total revenues increasing 12.6% to $3,138 million in Q2 and 11.1% to $6,409 million year-to-date. Net income attributable to Yum China rose 13.5% to $244 million in Q2 and 9.1% to $553 million year-to-date. However, the company experienced a decline in basic weighted-average shares outstanding (down 6.7% in Q2 and 6.4% year-to-date) due to significant share repurchases ($530 million year-to-date), and interest income decreased sharply by 51.9% in Q2 and 45.1% year-to-date.

  • · Cash and cash equivalents decreased from $506M at Dec 31, 2025 to $485M at June 30, 2026.
  • · Total assets increased by $88M from $10.783B at Dec 31, 2025 to $10.871B at June 30, 2026.
  • · The company repurchased and retired 6 million shares of common stock in Q2 2026, compared to 4 million shares in Q2 2025.
  • · Yum China paid $203 million in cash dividends on common stock in H1 2026, up 12.8% from $180M in H1 2025.
  • · Cash dividends declared per common share increased 20.8% from $0.24 to $0.29.
  • · Capital spending increased 4.6% to $271M in H1 2026 from $259M in H1 2025.
  • · KFC segment company sales were $2,294M in Q2 2026, Pizza Hut $604M, and All Other Segments $12M.
  • · Net cash used in financing activities was $739M in H1 2026 vs $709M in H1 2025.
  • · Equity in net earnings from equity method investments remained unchanged at $2M in Q2 and $4M in H1.
EMBRAER S.A. 6-K positive materiality 8/10

10-08-2026

Embraer S.A. revised upward its 2026 guidance for Adjusted EBIT Margin and Free Cash Flow, while keeping delivery and revenue targets unchanged. The Adjusted EBIT Margin range was raised from 8.7%-9.3% to 10.0%-10.6%, and the Free Cash Flow target more than doubled from $200 million or higher to $400 million or higher.

  • · Commercial Aviation deliveries unchanged at 80–85 aircraft
  • · Executive Aviation deliveries unchanged at 160–170 aircraft
  • · Consolidated Revenues unchanged at $8.2–$8.5 billion (USD)
JOCOM HOLDINGS CORP. 8-K neutral materiality 6/10

10-08-2026

On August 6, 2026, JOCOM Holdings Corp. announced a comprehensive overhaul of its executive team and board. LOKE WENG CHAN resigned as President, Secretary, Treasurer, Managing Director, and Director, and Dr. JIMMY LOKE (LOKE YU) resigned as CEO and CFO, both without any disagreement with the company. The company appointed CHAI KOK LEONG as President, CEO, and Director; GILBERT LOKE (LOKE CHE CHAN) as CFO, Treasurer, Chairman, and Director; LOUIS TANG as CMO and Director; Dr. JIMMY LOKE as Chief Strategy Officer; and ZHENG XIANG as CTO and Director. Compensation for the new officers has not yet been determined.

  • · Gilbert Loke (new CFO) is the brother of Dr. Jimmy Loke (new CSO), creating a family relationship among officers.
  • · Compensation arrangements for the new appointees have not yet been determined.
  • · The resignations were not due to any disagreement with the company's operations, policies, or practices.
  • · The company's common stock trades on the OTC Market Pink Sheets under symbol JOCM.
Caledonia Mining Corp Plc 6-K neutral materiality 3/10

10-08-2026

Caledonia Mining Corporation Plc filed its Form 6-K with the SEC for the month of August 2026, incorporating by reference its interim financial statements, MD&A, and certifications. The filing includes exhibits 99.1, 99.2, and 99.5, which are incorporated into its F-3 registration statement. No specific financial figures are provided in the filing itself.

  • · The filing incorporates by reference Exhibits 99.1 (Interim Financial Statements), 99.2 (Interim MD&A), and 99.5 (Consent of Craig Havey) into the F-3 registration statement (File No. 333-281436).
  • · The report is for the month of August 2026, with a filing date of August 10, 2026.
DANSKE BANK A/S 13F-HR neutral materiality 5/10

10-08-2026

This is a standard 13F-HR filing by Danske Bank A/S for the period ending June 30, 2026, reporting its institutional holdings. The filing lists equity positions in various companies including Applied Materials, Aptiv PLC, Aramark, Arch Capital Group, Archer-Daniels-Midland, Arcosa, Atmos Energy, Aurinia Pharmaceuticals, AutoZone, Autodesk, Axon Enterprise, BILL Holdings, BJ's Wholesale Club, BWX Technologies, Baker Hughes, Ball Corp, Best Buy, BigBear.ai, Bio-Rad Laboratories, Bio-Techne, BioMarin Pharmaceutical, Biogen, Blackrock, Blackstone, Block Inc, Bloom Energy, Blue Owl Capital, and Boeing. No specific financial figures (e.g., total portfolio value, changes in holdings) are extractable from the provided text due to formatting truncation.

Mount Lucas Management LP 13F-HR neutral materiality 5/10

10-08-2026

Mount Lucas Management LP filed its quarterly 13F-HR for the period ending June 30, 2026, reporting a total of 168 equity holdings with an aggregate market value of approximately $280.7 million. The fund's largest positions include the Invesco S&P 500 Pure Value ETF ($15.9M), Invesco QQQ Trust Series 1 ($15.6M), and iShares 1-3 Year Treasury Bond ETF ($6.9M). The portfolio shows a mix of U.S. and international ETFs, along with individual equities across sectors such as airlines, mining, technology, and financials.

  • · The filing includes 168 equity holdings with a total market value of $280,703,160.
  • · The largest single equity position is Invesco S&P 500 Pure Value ETF at $15,902,020 (139,712 shares).
  • · The second largest position is Invesco QQQ Trust Series 1 at $15,614,626 (21,204 shares).
  • · The third largest position is iShares 1-3 Year Treasury Bond ETF at $6,938,870 (84,507 shares).
  • · Notable individual stock holdings include Adobe Inc ($3,587,850), Eli Lilly & Co ($347,835), and Palantir Technologies ($206,856).
  • · The fund holds a significant position in iShares MSCI Brazil ETF ($17,250,000 across 500,000 shares) listed separately from a smaller iShares MSCI Brazil ETF position ($1,737,627).
  • · Other large positions include Nebius Group NV ($5,523,400 and $2,761,700 in two separate entries), IREN Ltd ($4,573,000), and JPMorgan Betabuilders Japan ETF ($4,244,698).
  • · The portfolio includes a mix of U.S. and international ETFs covering equities, bonds, and real estate.
Artificial Intelligence Technology Solutions Inc. 8-K neutral materiality 1/10

10-08-2026

AITX filed an 8-K on August 10, 2026, announcing a press release titled 'AITX CEO Addresses Viral ROAMEO Video and the Engineering Behind the Moment.' The filing is a routine disclosure of a press release and contains no financial data, operational metrics, or period-over-period comparisons.

  • · The press release is attached as Exhibit 99.1 to the 8-K.
  • · The filing is furnished under Item 8.01 and is not deemed 'filed' for Exchange Act purposes.
BEASLEY BROADCAST GROUP INC 8-K neutral materiality 5/10

10-08-2026

Beasley Broadcast Group, Inc. announced on August 9, 2026, that it is postponing the release of its Q2 2026 financial results and related conference call to allow additional time to finalize the tax accounting treatment for a debt restructuring completed during the quarter. The company expects to reschedule the call on or before August 14, 2026. This delay signals a material accounting complexity, but no financial figures or performance metrics were disclosed, making the overall impact uncertain.

  • · The postponement is due to finalizing tax accounting treatment for a refinancing and debt restructuring completed in the fiscal quarter ended June 30, 2026.
  • · The rescheduled conference call is expected on or before Friday, August 14, 2026.
  • · No financial results or performance metrics were provided in this filing.
Goldman Sachs Private Credit Corp. 8-K neutral materiality 2/10

10-08-2026

Goldman Sachs Private Credit Corp. furnished an 8-K on August 10, 2026, attaching a letter to investors regarding company updates. The filing contains no financial results or quantitative disclosures, only a procedural Regulation FD disclosure. The letter's specific content is not included in the filing excerpt.

  • · Filing is furnished under Items 7.01 (Regulation FD) and 9.01 (Exhibits), not filed for SEC liability purposes.
  • · No financial data, performance metrics, or material business changes are disclosed in the provided content.
BERKSHIRE HATHAWAY INC 10-Q mixed materiality 9/10

10-08-2026

Berkshire Hathaway reported strong Q2 2026 results with net earnings attributable to shareholders surging to $25.7B from $12.4B in Q2 2025, driven by $16.1B in investment gains versus $6.4B a year ago. Operating revenues grew 10% to $101.8B, led by a 15% increase in sales and service revenues. However, the company's cash and cash equivalents fell sharply to $35.1B from $47.7B at year-end 2025, and the company spent $4.5B on share repurchases during the quarter, while total cash and equivalents including restricted cash dropped to $41.4B from $101.2B a year earlier.

  • · Net cash flows from operating activities were $21.7B in H1 2026, up slightly from $21.0B in H1 2025.
  • · Net cash flows from investing activities were -$28.6B in H1 2026 vs +$33.0B in H1 2025, a swing of $61.6B due to large equity and Treasury purchases.
  • · Berkshire spent $9.7B on business acquisitions in H1 2026 vs just $101M in H1 2025.
  • · Share repurchases totaled $4.5B in Q2 2026 and $4.4B in H1 2026, compared to zero in H1 2025.
  • · Equity method earnings swung from a loss of $4.7B in Q2 2025 to a gain of $248M in Q2 2026.
  • · Accumulated other comprehensive income was -$2.97B at June 30, 2026 vs -$2.45B at Dec 31, 2025, a decline of $523M.
  • · Treasury stock at cost increased to $83.7B from $78.9B at year-end 2025, reflecting buybacks.
  • · Insurance underwriting expenses rose 7.5% to $4.8B in Q2 2026 from $4.5B in Q2 2025.
  • · Selling, general and administrative expenses decreased 15.2% to $6.7B in Q2 2026 from $7.9B in Q2 2025.
  • · Income tax expense more than doubled to $6.3B in Q2 2026 from $2.3B in Q2 2025, reflecting higher pre-tax earnings.
Zhihu Inc. 6-K neutral materiality 1/10

10-08-2026

Zhihu Inc. filed a Form 6-K with the SEC on August 10, 2026, attaching several routine disclosure returns and a monthly securities movement return filed with the Hong Kong Stock Exchange. The exhibits include multiple Next Day Disclosure Returns (August 3-7, 2026) and a Monthly Return for Equity Issuer, indicating ongoing compliance with Hong Kong listing rules but no specific material event or financial results.

  • · Filing includes 7 exhibits: 5 Next Day Disclosure Returns (Aug 3, 4, 5, 6, 7), 1 Board Meeting date announcement, and 1 Monthly Return for Equity Issuer.
  • · The Monthly Return covers movements in securities for equity issuers and Hong Kong Depositary Receipts listed under Chapter 19B of the Exchange Listing Rules.
IonQ, Inc. 10-Q mixed materiality 9/10

10-08-2026

IonQ reported Q2 2026 revenue of $80.05M, up 287% YoY from $20.69M, driven by strong customer adoption. However, the net loss widened significantly to $1.87B from $177.5M in Q2 2025, primarily due to a $1.65B non-cash loss on the change in fair value of warrant liabilities. Operating expenses more than doubled, with R&D spending up 55% and G&A up 144%, reflecting the company's continued investment in growth and acquisitions.

  • · Net loss per share (basic and diluted) was $(5.08) for Q2 2026, compared to $(0.70) for Q2 2025.
  • · Operating cash flow used $254.78M in H1 2026, up from $85.60M used in H1 2025.
  • · Investing activities provided $442.12M in H1 2026, driven by maturities and sales of available-for-sale securities, compared to $200.98M used in H1 2025.
  • · Financing activities provided $18.92M in H1 2026, down from $372.86M in H1 2025, as the prior period included $358.25M in proceeds from common stock and warrant issuance.
  • · Total comprehensive loss attributable to IonQ was $1.87B for Q2 2026 vs $172.76M for Q2 2025.
  • · Goodwill increased to $2.19B as of June 30, 2026 from $1.96B at December 31, 2025, reflecting acquisitions.
  • · Intangible assets, net were $778.87M as of June 30, 2026, up from $767.43M at December 31, 2025.
  • · Noncontrolling interests were $12.37M as of June 30, 2026, down from $14.18M at December 31, 2025.
CORPORACION AMERICA AIRPORTS S.A. 6-K neutral materiality 3/10

10-08-2026

Corporación América Airports S.A. (CAAP) filed a Form 6-K furnishing the stand-alone condensed consolidated and individual financial statements of its Argentine subsidiary, Aeropuertos Argentina 2000 S.A. (AA2000), for the quarter and six-month period ended June 30, 2026. The filing is for informational purposes only and the AA2000 financial statements are not comparable to CAAP's consolidated Argentine segment information. No specific financial figures or performance metrics are disclosed in the filing itself.

  • · The filing is a Form 6-K under Rule 13a-16 or 15d-16 for the month of August 2026.
  • · AA2000's financial statements are prepared in Argentine pesos and audited in accordance with International Standards on Auditing.
  • · The financial statements are based on the accounting framework established by the CNV, which uses IFRS as issued by the IASB.
  • · Differences exist between AA2000's consolidated financial statements and CAAP's Argentine segment due to different IFRS transition dates and reporting currencies.
  • · The filing includes Exhibits 99.1 (AA2000 Condensed Consolidated Financial Statements) and 99.2 (AA2000 Condensed Individual Financial Statements).
Caledonia Mining Corp Plc 6-K neutral materiality 1/10

10-08-2026

Caledonia Mining Corporation Plc filed a Form 6-K with the SEC on August 10, 2026, incorporating a press release (Exhibit 99.1) by reference into its F-3 registration statement. The filing is a routine foreign issuer report and does not contain any financial results or operational updates.

  • · The press release is dated August 10, 2026.
  • · The filing is incorporated by reference into Registration Statement on Form F-3 (File No. 333-281436).
  • · Commission File Number: 001-38164.
ALTERITY THERAPEUTICS LTD 6-K neutral materiality 2/10

10-08-2026

Alterity Therapeutics Ltd filed a Form 6-K with the SEC on August 10, 2026, primarily to submit an application for quotation of securities (Exhibit 99.1). The filing is a routine foreign issuer report and does not disclose any financial results, material business developments, or period-over-period comparisons.

  • · The filing incorporates by reference several existing SEC registration statements (Forms S-8 and F-3).
  • · The company is described as a development stage enterprise.
  • · The application for quotation of securities (Exhibit 99.1) relates to the company's stock ticker ATH.
General Enterprise Ventures, Inc. 10-Q mixed materiality 8/10

10-08-2026

General Enterprise Ventures, Inc. (GEVI) reported a net loss of $3.9M for Q2 2026, a significant improvement from the $11.9M loss in Q2 2025, driven by lower financing expenses and the absence of large non-cash charges. However, revenue declined sharply by 59% to $280,666 from $687,638 in the prior-year quarter, and operating expenses remained elevated at $3.77M, resulting in a wider operating loss of $3.49M. Cash reserves fell by 60% to $2.52M from $6.27M at year-end 2025, while total assets decreased to $10.04M from $14.18M.

  • · Total liabilities decreased 65% to $1.02M at June 30, 2026 from $2.92M at December 31, 2025, primarily due to conversion of convertible notes and repayment of related-party payables.
  • · Operating loss widened 15.8% YoY to $3.49M in Q2 2026 and 22.6% to $7.94M in H1 2026, driven by higher payroll, professional fees, and R&D expenses.
  • · Net cash used in operating activities increased to $3.84M in H1 2026 from $1.93M in H1 2025, reflecting higher cash burn.
  • · The company issued 2.33M common shares upon conversion of Series C Preferred Stock and 941k shares for debt conversion during Q2 2026.
  • · Management stock compensation was $1.30M in Q2 2026 and $3.42M in H1 2026, a significant component of operating expenses.
  • · Accumulated deficit grew to $123.3M at June 30, 2026 from $113.2M at December 31, 2025.
  • · The company had no derivative liability at June 30, 2026, compared to a $3.78M loss on fair value of derivative liability in H1 2025.
  • · Deferred revenue increased to $21,394 at June 30, 2026 from $3,000 at December 31, 2025.
Diginex Ltd 6-K neutral materiality 7/10

10-08-2026

Diginex Ltd raised $20 million through a private placement of 20 million ordinary shares and 20 million warrants exercisable at $1 per share for 5 years. The offering involves three investors with staggered payment schedules, and the company will pay a $1 million introducer fee in shares to VB Capital Limited. No prior-period financial data is provided, so no period-over-period comparisons are possible.

  • · Warrants are exercisable at $1 per share for 5 years from issuance.
  • · Investor 1 (Dubai resident) pays $10M in five tranches: $1M by July 30, 2026; $1M by Oct 16, 2026; $1.5M by Nov 20, 2026; $1.5M by Dec 18, 2026; $5M by Mar 31, 2027.
  • · Investor 2 (Dubai entity) pays $5M: $750k by July 28, 2026; $4.25M by Jan 31, 2026 (note: date appears to be in the past).
  • · Investor 3 (Cayman Islands entity) pays $5M: $750k by July 28, 2026; $4.25M by Feb 28, 2026 (note: date appears to be in the past).
  • · Shares and warrants sold under Section 4(a)(2) and Regulation D/Regulation S exemptions.
Artemis Wealth Advisors, LLC 13F-HR neutral materiality 5/10

10-08-2026

Artemis Wealth Advisors, LLC filed its 13F-HR for the quarter ended June 30, 2026, reporting a portfolio of 55 equity holdings with a total fair value of approximately $834.5 million. The filing shows concentrated positions in semiconductors (Microchip Technology, Micron Technology, Applied Materials) and large-cap tech (Microsoft, Apple, Alphabet). The portfolio is heavily weighted toward technology and semiconductor stocks, with notable holdings in Microchip Technology ($541.4M), Micron Technology ($58.5M), and Applied Materials ($17.6M).

  • · The filing was signed by J. David Duebendorfer, President/COO, on August 6, 2026.
  • · The portfolio includes 55 holdings with a total value of $834,513,809.
  • · The largest single holding by far is Microchip Technology Inc. at $541,412,586 (735,215 shares), representing about 65% of the total portfolio value.
  • · Other significant holdings include Micron Technology ($58.5M), PIMCO Active Bond ETF ($23.9M), Microsoft ($20.0M), Applied Materials ($17.6M), and Invesco QQQ Trust ($17.3M).
  • · The portfolio has a strong semiconductor/technology tilt, with multiple chip companies (AMD, Ambarella, Applied Materials, Applied Optoelectronics, ARM, Coherent, Intel, KLA, Lam Research, Lattice, Lumentum, Marvell, Microchip, Micron, NVIDIA, ON Semi, Qorvo, Sandisk, Semtech, SiTime, Teradyne, Vishay, Wolfspeed).
  • · Several holdings are held in 'other' (OTR) capacity, indicating they may be managed for clients or through other arrangements: Apple (24,550 shares), Invesco QQQ Trust (40,000 shares), iShares MSCI Emerging China ETF (33,000 shares), iShares Core S&P Mid-Cap ETF (80,000 shares), Johnson & Johnson (7,000 shares), and RTX Corporation (36,000 shares).
  • · No prior quarter comparison data is available in this filing, so period-over-period changes cannot be assessed.
Eaglesky Acquisition Corp S-1 mixed materiality 8/10

10-08-2026

Eaglesky Acquisition Corp, a Cayman Islands blank check company (SPAC), filed an S-1 registration statement for an IPO of 10,000,000 units at $10.00 per unit, aiming to raise $100 million. The company will focus on a business combination with a U.S. target and explicitly excludes any entity with principal operations in China (including Hong Kong and Macau). However, certain executive officers and directors have significant ties to China, creating legal, operational, and CFIUS-related risks that could limit the pool of potential targets and negatively impact the search for a business combination.

  • · The company is an 'emerging growth company' and a 'smaller reporting company' under federal securities laws.
  • · The company will not consider or undertake a business combination with any entity whose principal business operations are in China (including Hong Kong and Macau).
  • · The company will not consider a target with financial statements audited by a PCAOB-identified firm that has been uninspected for two consecutive years.
  • · The sponsor, Eaglesky Holdings Corp, is incorporated in the Cayman Islands and controlled by Ms. Mia (Zimuyin) Jiang.
  • · The company has not identified any acquisition target and has not initiated any discussions to identify one.
  • · The company may be considered a 'foreign person' under CFIUS rules, potentially limiting U.S. target opportunities.
  • · If no business combination is completed within 24 months, the company will be unable to repay loans or reimburse expenses except from limited funds outside the trust account.
  • · The company does not intend to pay cash dividends in the foreseeable future.
Inflection Point Acquisition Corp. VIII S-1 neutral materiality 5/10

10-08-2026

Inflection Point Acquisition Corp. VIII filed an S-1 registration statement with the SEC on August 10, 2026, for an initial public offering. The SPAC is offering units consisting of ordinary shares and warrants, with the sponsor and management team holding founder shares and private placement warrants. The filing details various redemption scenarios and the potential exercise of an over-allotment option, but does not disclose the proposed offering size or price range.

  • · The filing is an S-1 registration statement for a SPAC IPO, filed under SEC file number 333-298162.
  • · The company is incorporated in the Cayman Islands (E9) and headquartered in Miami Beach, Florida.
  • · The filing includes detailed pro forma scenarios for redemptions at 100%, 75%, 50%, 25%, and 0% of maximum, with and without the over-allotment option.
  • · Key parties include the sponsor (Inflection Point Asset Management LLC), officers/directors, and affiliates who hold founder shares and private placement warrants.
ANFIELD ENERGY INC. 6-K neutral materiality 1/10

10-08-2026

Anfield Energy Inc. filed a Form 6-K with the SEC on August 10, 2026, for the month of August 2026, incorporating a Material Change Report (Exhibit 99.1) by reference into its Registration Statement on Form F-10. The filing provides no specific financial data, metrics, or narrative details about the material change, making it a routine disclosure for foreign private issuers.

  • · Filing references Commission File Number 001-42808.
  • · Registrant address: 2005-4390 Grange Street, Burnaby, British Columbia, Canada, V5H 1P6.
  • · The Company files annual reports under Form 40-F (checked).
  • · Exhibit 99.1 (Material Change Report) is incorporated by reference into Registration Statement on Form F-10 (File No. 333-291078).
  • · Signed by Corey Dias, CEO, on August 7, 2026.
PURE CYCLE CORP DEFA14A neutral materiality 6/10

10-08-2026

Pure Cycle Corporation confirmed receipt of a notice from Maran Partners Fund nominating five director candidates for election at the 2027 Annual Meeting. The Board's Nominating and Corporate Governance Committee will review the nominees, and no shareholder action is required at this time. The company continues to grow its operations across water/wastewater services, land development, and single-family home rentals.

  • · No shareholder action is required at this time.
  • · The Board's formal recommendation regarding director nominations will be made in the proxy statement for the 2027 Annual Meeting.
  • · Pure Cycle operates three business segments: wholesale water/wastewater services, land development (launched 2017), and single-family home rentals (launched 2021).
  • · The company's fiscal year ended August 31, 2025.
LINCOLN NATIONAL CORP 13F-HR neutral materiality 3/10

10-08-2026

Lincoln National Corp filed its quarterly 13F-HR report for the period ended June 30, 2026, disclosing institutional holdings managed by its subsidiary Lincoln Financial Investments Corp. The portfolio, valued at approximately $3.9 billion, consists primarily of Vanguard and iShares ETFs with a focus on fixed income, U.S. equity, and international equity strategies.

  • · Largest holding by value is Vanguard Growth ETF ($350.7 million), followed by Vanguard Short Term Bond ETF ($310.0 million) and Vanguard Total Stock Market ETF ($302.7 million).
  • · The filing includes no period-over-period data, so no comparisons to prior quarters are available.
Diversify Advisory Services, LLC 13F-HR materiality 4/10

10-08-2026

GABLES CAPITAL MANAGEMENT INC. 13F-HR neutral materiality 5/10

10-08-2026

GABLES CAPITAL MANAGEMENT INC. filed its quarterly 13F-HR for the period ending June 30, 2026, disclosing a portfolio of 508 equity holdings with a total market value of approximately $276.9 million. The filing shows a diversified portfolio with top holdings in Apple Inc. ($16.2M), Alphabet Inc. (Class C, $6.0M), Amazon.com Inc. ($5.5M), Caterpillar Inc. ($7.7M), and Home Depot Inc. ($5.6M). The filing does not provide prior-period comparisons, so period-over-period changes cannot be assessed.

  • · The filing was signed by Eric McKenna, President of GABLES CAPITAL MANAGEMENT INC., on August 7, 2026.
  • · The portfolio includes 508 distinct equity positions, with the largest single holding being Apple Inc. at $16.2 million.
  • · Other significant positions include Alphabet Inc. Class C ($6.0M), Amazon.com Inc. ($5.5M), Caterpillar Inc. ($7.7M), and Home Depot Inc. ($5.6M).
  • · The filing does not include any prior-period comparison data, so no period-over-period changes can be calculated.
Bonfire Financial 13F-HR neutral materiality 3/10

10-08-2026

Bonfire Financial filed its Form 13F-HR for the quarter ended June 30, 2026, reporting total holdings of approximately $155.6 million across 60 equity and ETF positions. The portfolio is heavily weighted toward sector ETFs, with the largest positions in the Technology Select Sector SPDR ($27.1M), WisdomTree Floating Rate Treasury Fund ($22.1M), and Berkshire Hathaway ($8.1M). The filing reflects a diversified, ETF-centric strategy with significant exposure to U.S. large-cap, sector, and fixed-income ETFs.

  • · Top 5 holdings by value: Technology Select Sector SPDR ($27.1M), WisdomTree Floating Rate Treasury Fund ($22.1M), Select Sector SPDR Financial ETF ($7.9M), Berkshire Hathaway ($8.1M), and Vanguard Growth ETF ($8.9M).
  • · The portfolio includes a Bitcoin ETF (Bitwise Bitcoin ETF Trust) valued at $907,723.
  • · The filing was signed by Brian Colvert, Chief Compliance Officer, on August 7, 2026.

Get daily alerts with 12 investment signals, 10 risk alerts, 10 opportunities and full AI analysis of all 50 filings

$30/mo after a 14-day free trial — no credit card required. See pricing or explore intelligence streams.

More from: US Pre-Market SEC Filings Roundup

🇺🇸 More from United States

View all →