US Pre-Market SEC Filings Roundup — August 18, 2026

17-08-2026

Esousa Group Holdings LLC and its managing member Michael Wachs filed a Schedule 13G/A disclosing beneficial ownership of 319,429 shares of VivoSim Labs, Inc. common stock, representing 9.9% of the 3,194,295 shares outstanding as of June 30, 2026. The filing also notes an additional 576,542 shares issuable upon exercise of warrants, but those are subject to a beneficial ownership limitation that prevents exercise beyond the 9.9% threshold. The filing certifies the securities were not acquired to change or influence control of the issuer.

• · The filing is an amendment (Schedule 13G/A) filed on August 17, 2026.
• · The beneficial ownership limitation prevents exercise of warrants if it would result in ownership exceeding 9.9% of outstanding common stock.
• · The reporting persons certify the securities were not acquired to change or influence control of the issuer.

17-08-2026

Activant Ventures entities and related parties, led by Steven Sarracino, collectively own 8.9% of Better Home & Finance Holding Co.'s Class A common stock. On August 16, 2026, they executed a written stockholder consent to remove five directors (Harit Talwar, Arnaud Massenet, Bhaskar Menon, Prabhu Narasimhan, and Daniel Lewis) without cause, effective upon delivery to the company. No additional transactions were reported since the prior amendment.

17-08-2026

Esousa Group Holdings LLC and its managing member Michael Wachs filed a Schedule 13G/A disclosing beneficial ownership of 821,469 ordinary shares of VCI Global Ltd, representing 9.9% of the outstanding shares as of June 30, 2026. The filing also notes that the reporting persons hold additional warrants for up to 4,889,976 ordinary shares, but these are subject to a 9.9% beneficial ownership limitation and were not exercisable as of the filing date.

• · The filing is an amendment (Schedule 13G/A) filed on August 17, 2026, with an event date of June 30, 2026.
• · Esousa Group Holdings LLC is a New York limited liability company; Michael Wachs is a U.S. citizen.
• · The beneficial ownership percentage is based on 7,542,584 ordinary shares outstanding as of June 1, 2026.
• · The warrants (Common A and Common B) are subject to a 9.9% beneficial ownership limitation, preventing exercise beyond that threshold.
• · The reporting persons certify that the securities were not acquired to change or influence control of the issuer.

17-08-2026

10% owner Divisadero Street Capital Management, LP bought 195,616 Common Stock, No Par Value at $24.87 (~$4.87M). Divisadero Street Capital Management, LP holds 2,348,108 shares after the transaction.

• · 10% owner Divisadero Street Capital Management, LP bought 195,616 Common Stock, No Par Value at $24.87 (~$4.87M)
• · 10% owner Divisadero Street Capital Management, LP bought 15,000 Common Stock, No Par Value at $24.69 (~$370K)
• · 10% owner Divisadero Street Capital Management, LP bought 35,952 Common Stock, No Par Value at $24.78 (~$891K)

17-08-2026

Chairman of the Board and CEO MURPHY MATTHEW J sold 7,500 Common Stock at $236.08 (~$1.77M). MURPHY MATTHEW J holds 783,186 shares after the transaction. Trades executed under a Rule 10b5-1 plan.

• · Chairman of the Board and CEO MURPHY MATTHEW J sold 7,500 Common Stock at $236.08 (~$1.77M)

17-08-2026

Director Butier Mitchell R disposed of 2,184.5792 Common Stock (Savings Plan) at $180.01 (~$393K). Butier Mitchell R holds 2,184.5792 shares after the transaction.

• · Director Butier Mitchell R disposed of 2,184.5792 Common Stock (Savings Plan) at $180.01 (~$393K)
• · Director Butier Mitchell R disposed of 2,184.5792 Common Stock (Savings Plan) at $178.93 (~$391K)

17-08-2026

Ian Seth Jacobs filed a Schedule 13G/A with the SEC on August 17, 2026, disclosing beneficial ownership of 325,000 shares of common stock in Matternet, Inc. (formerly Los Altos Ventures Corp.), representing a 0.7% stake based on 48,323,166 shares outstanding as of June 15, 2026. The filing reflects voting and dispositive power over all shares held.

• · The filing is an amendment to a previous Schedule 13G (Schedule 13G/A).
• · Nature of ownership: direct ownership with sole voting and dispositive power over all 325,000 shares.
• · The Issuer changed its name from Los Altos Ventures Corp. to Matternet, Inc. on June 27, 2026.
• · Issuer's fiscal year ends on September 30.

17-08-2026

Brookfield Oaktree Holdings, LLC and its affiliated entities filed an amended Schedule 13D disclosing their beneficial ownership of 12,796,775 shares of Battalion Oil Corp (BATL) common stock, representing 19.36% of the outstanding shares as of August 17, 2026. This includes 3,988,089 shares of common stock directly held by OCM HLCN Holdings, L.P., plus 8,806,376 shares issuable upon conversion of various series of Preferred Stock. The filing confirms that conversion calculations for the Preferred Stock were reconciled with the issuer on August 17, 2026, and also includes an additional 2,686 shares held in a separately managed account managed by an affiliate.

• · The filing is Amendment No. 7 to the original Schedule 13D filed on October 22, 2019, with previous amendments in March 2023, September 2023, December 2023, March 2024, May 2024, and May 2026.
• · No transactions in common stock were effected by the Reporting Persons during the prior 60 days, except as reflected in the filing.
• · The updated conversion amounts for Preferred Stock were communicated and confirmed by the issuer on August 17, 2026.

17-08-2026

President and COO Uczekaj John sold 15,457 Common Stock at $9.61 (~$149K). Uczekaj John holds 221,572 shares after the transaction.

• · President and COO Uczekaj John was awarded 215,231 Common Stock
• · President and COO Uczekaj John sold 15,457 Common Stock at $9.61 (~$149K)
• · President and COO Uczekaj John sold 1,430 Common Stock at $10.86 (~$15.5K)

17-08-2026

CWRE SSF Securities Holding, LP and related entities filed an amended Schedule 13G disclosing beneficial ownership of 10,812,258 shares of BrightSpire Capital, Inc. Class A common stock, representing 8.6% of the 126,524,180 shares outstanding as of July 28, 2026. This Amendment No. 2 corrects the name of one reporting person from 'SW Investment Advisors, LLC' to 'CW Investment Advisers, LLC' in the prior filing, with no other changes to the previously reported holdings.

• · The filing is an amendment to correct a name error in the prior Schedule 13G/A filed on August 14, 2026.
• · All reporting persons share the same business address: 333 South Hope Street, Suite 2500, Los Angeles, CA 90071.
• · The reporting persons disclaim beneficial ownership for purposes of Section 13(d) or 13(g) of the Securities Exchange Act.
• · A Joint Filing Agreement dated August 14, 2026, is included as an exhibit.

17-08-2026

Centerbridge Associates III, L.P. and affiliated entities (the 'Reporting Persons') filed Amendment No. 6 to Schedule 13D on August 17, 2026, disclosing that GoHealth, Inc. completed a prepackaged Chapter 11 reorganization that became effective on July 21, 2026. Under the Plan, all outstanding Class A common stock and equity rights were cancelled, and holders received their pro rata share of an approximately $10.3 million cash equity recovery pool. As a result, the Reporting Persons no longer beneficially own any securities of GoHealth.

• · The Plan became effective on July 21, 2026.
• · All outstanding Class A common stock, restricted stock, RSUs, and other equity rights were cancelled on the Effective Date.
• · The Reporting Persons' beneficial ownership dropped to zero shares as of the filing date.
• · No transactions in Class A common stock were effected by the Reporting Persons during the past sixty days.

17-08-2026

GENERAL COUNSEL AND SECRETARY COYNE JEFFREY B had withheld for taxes 5,224 Class A Common Stock at $13.17 (~$68.8K). 4 transactions reported in total. COYNE JEFFREY B holds 577,582 shares after the transaction.

• · GENERAL COUNSEL AND SECRETARY COYNE JEFFREY B had withheld for taxes 2,187 Class A Common Stock at $13.17 (~$28.8K)
• · GENERAL COUNSEL AND SECRETARY COYNE JEFFREY B had withheld for taxes 2,542 Class A Common Stock at $13.17 (~$33.5K)
• · GENERAL COUNSEL AND SECRETARY COYNE JEFFREY B had withheld for taxes 5,224 Class A Common Stock at $13.17 (~$68.8K)
• · GENERAL COUNSEL AND SECRETARY COYNE JEFFREY B had withheld for taxes 4,229 Class A Common Stock at $13.17 (~$55.7K)

17-08-2026

Director Tansey Casey M bought 35,572 Common Stock at $11.51 (~$409K). 4 transactions reported in total. Tansey Casey M holds 301,891 shares after the transaction.

• · Director Tansey Casey M bought 35,572 Common Stock at $11.51 (~$409K)
• · Director Tansey Casey M bought 15,721 Common Stock at $11.65 (~$183K)
• · Director Tansey Casey M bought 100 Common Stock at $12.53 (~$1.25K)
• · Director Tansey Casey M bought 17,166 Common Stock at $11.85 (~$203K)

18-08-2026

Yalla Group Limited announced its unaudited second quarter 2026 financial results on August 18, 2026. The filing includes a press release detailing the company's performance for Q2 2026. No specific financial figures are provided in the filing itself, but the results are expected to cover key metrics such as revenue, net income, and user growth.

• · The filing is a Form 6-K submitted to the SEC for the month of August 2026.
• · The press release is attached as Exhibit 99.1.
• · The company's principal executive offices are located in Dubai, United Arab Emirates.

18-08-2026

Baihui Partners L.P. filed an amended Schedule 13D (Amendment No. 3) with the SEC on August 18, 2026, disclosing beneficial ownership of 849,601,280 Class A ordinary shares of KE Holdings Inc. (BEKE), representing 24.7% of total outstanding ordinary shares. The filing was triggered by a change in ownership percentage due to the company's share repurchase and cancellation, which reduced the total share count, rather than any new transactions by the reporting person. Baihui Partners L.P. has not effected any transactions in the Class A ordinary shares during the past 60 days.

• · The filing is Amendment No. 3 to the original Schedule 13D filed on July 29, 2021.
• · The change in beneficial ownership percentage (to 24.7%) is solely due to the issuer's share repurchase and cancellation, not any transactions by the reporting person.
• · Baihui Partners L.P. holds voting power over the shares via an Irrevocable Proxy and Power of Attorney from Propitious Global Holdings Limited.
• · No transactions in Class A ordinary shares were effected by the reporting person in the past 60 days.

18-08-2026

Diageo PLC filed a Form 6-K with the SEC on August 18, 2026, providing contact information for media and investor relations. The filing contains no financial data or operational updates.

18-08-2026

BHP Group Ltd reported strong financial results for FY2026, with revenue increasing 14.6% YoY to $58,760M and profit after taxation rising 16.9% to $13,026M. Underlying EBITDA grew 26.8% to $32,947M, driven by higher average realized prices for copper, iron ore, and steelmaking coal. However, the company experienced a volume decline of $1,167M, partially offset by record production at WAIO and strong operational performance at BMA and NSWEC. Net debt decreased significantly from $12,924M to $8,694M, and underlying return on capital employed improved to 26.1% from 20.6%.

• · Exceptional items before taxation for FY2026 were $3,371M.
• · Net price impact increased underlying EBITDA by $7,710M in FY2026, driven by higher average realized prices for copper, iron ore, and steelmaking coal.
• · Volume changes reduced underlying EBITDA by $1,167M, with lower volumes at Escondida, Spence, and Copper SA due to planned grade decline and processing challenges, partially offset by record production at WAIO and strong performance at BMA and NSWEC.
• · Change in controllable cash costs increased by $1,191M, including $1,118M from operating cash costs and $73M from exploration and business development.
• · Other costs had a negative impact of $1,586M, including exchange rate movements (-$798M), inflation (-$675M), and higher fuel/energy prices (-$209M).
• · Other positive changes included $644M from higher profits at Antamina and $476M from ceased/sold operations (primarily WAN temporary suspension).
• · Net investing cash flows were -$12,011M in FY2026, compared to -$13,350M in FY2025.
• · Net financing cash flows were -$3,280M in FY2026, compared to -$5,971M in FY2025.
• · Net increase in cash and cash equivalents was $6,487M in FY2026, versus a decrease of $629M in FY2025.
• · The filing includes detailed sections on mineral resources and reserves for copper, iron ore, steelmaking coal, energy coal, and potash, with individual property disclosures for Escondida, WAIO, and Jansen.
• · The company reported a strong underlying return on capital employed of 26.1% for FY2026, up from 20.6% in FY2025.
• · Dividends per ordinary share determined in respect of the period increased significantly to 172.0 US cents from 110.0 US cents in FY2025.

18-08-2026

Magnum Ice Cream Co B.V. announced it will enter into forward transactions to acquire up to 5.5 million shares (approximately €90 million at current prices) to cover obligations under its long-term incentive plans. The shares will be delivered to the company's employee benefit trust. This is a routine share purchase for employee compensation purposes and does not reflect any change in business performance or strategy.

• · The forward transactions will be executed in accordance with EU Market Abuse Regulation and other applicable requirements.
• · The company has a network of 32 factories, 13 R&D centres, and a fleet of three million freezer cabinets.
• · The company's legal entity identifier is 25490052LLF3XH6G9847.

18-08-2026

Equinor ASA disclosed transactions under the third tranche of its 2026 share buy-back programme, repurchasing 597,632 shares on the Oslo Stock Exchange (OSE) from August 10-13, 2026, at a weighted average price of NOK 384.37 per share, for a total transaction value of NOK 229.7 million. The total accumulated buy-backs under this tranche now stand at 2,207,004 shares for NOK 842.4 million. No repurchases were made on the CEUX or TQEX venues during this period.

• · Daily weighted average share prices ranged from NOK 377.51 to NOK 391.52 during the period.
• · No shares were bought back on CEUX or TQEX trading venues in this period.
• · Previously disclosed buy-backs under the tranche totaled 1,609,372 shares at a weighted average price of NOK 380.73.

18-08-2026

ING Groep N.V. filed a Form 6-K with the SEC on August 18, 2026, attaching a press release of the same date. The filing is a routine foreign issuer report and does not contain any financial results, material events, or operational updates.

18-08-2026

Jeffrey Sharpe, a director of Conexeu Sciences Inc., filed a Schedule 13D disclosing beneficial ownership of 1,500,000 shares (5.4% of outstanding common stock) as of August 17, 2026. This includes 1,000,000 shares held directly and 500,000 shares issuable upon exercise of vested performance warrants (June 2026 Vested Warrants). The filing updates his ownership after the vesting of warrants tied to the company's achievement of an $80 million market capitalization milestone, while 500,000 additional warrants remain unvested pending a 510(k) submission to the FDA.

• · Sharpe exercised 500,000 warrants on May 22, 2026 (vested May 21, 2026 upon Nasdaq listing) at $0.001/share, paying $500 total.
• · Sharpe previously exercised 500,000 warrants on December 23, 2025 (vested July 8, 2025 upon collagen study completion) at $0.001/share, paying $500 total.
• · The unvested 500,000 warrants (Milestone 4) will only vest upon submission of a 510(k) application to the FDA.
• · Sharpe has sole voting and dispositive power over all 1,000,000 directly held shares and sole power to acquire the 500,000 warrant shares.
• · No transactions in common stock occurred in the 60 days prior to filing other than the May 22, 2026 exercise.
• · Sharpe may acquire or dispose of securities in open market or private transactions depending on market conditions.

18-08-2026

Lloyds Banking Group plc announced the redemption of its £500,000,000 1.985% Fixed Rate Reset Subordinated Debt Securities due 2031, as disclosed in a Form 6-K filed with the SEC on August 18, 2026. The redemption is a routine capital management action and does not indicate any financial distress.

• · The redemption is scheduled for the securities' maturity date in 2031, indicating an early redemption or call option exercise.
• · The press release was attached as Exhibit 99.1 to the Form 6-K filing.

18-08-2026

Haemonetics entered into a non-exclusive supply agreement with CSL Plasma Inc. on August 14, 2026, allowing CSL to use Haemonetics' NexSys PCS® devices with Persona® PLUS technology and purchase related disposables in the United States. The agreement contains no minimum purchase commitments, and the scope and timing of CSL's transition are undetermined. Haemonetics has not updated its fiscal 2027 guidance and expects to provide an impact update during its second fiscal quarter earnings call in November 2026.

• · The agreement is non-exclusive and does not include minimum purchase commitments.
• · CSL may transition a portion of its U.S. plasma collection centers to Haemonetics' devices, but scope and timing are not yet determined.
• · Haemonetics maintains its previously issued fiscal 2027 guidance and will update the impact in its second fiscal quarter earnings call in November 2026.

18-08-2026

Spring Valley Acquisition Corp. III (SVACW) filed a Form 6-K with the SEC on August 18, 2026, signed by Robert Crystal, Senior Vice President of Finance of General Fusion Group Ltd. The filing contains no financial data, business updates, or material events beyond the signature block.

18-08-2026

Selectis Health, Inc. filed a Form NT 10-Q on August 18, 2026, indicating it cannot timely file its quarterly report for the period ended June 30, 2026, because the unaudited financial statements are not yet complete. The company expects to file the report within the five-day grace period allowed under Rule 12b-25(b), and it does not anticipate any significant change in results from the prior year.

• · The registrant is an emerging growth company.
• · All other period reports required during the preceding 12 months have been filed.
• · The registrant does not anticipate any significant change in results of operations from the corresponding prior-year period.

18-08-2026

AITX announced it will issue a press release on August 18, 2026, titled 'AITX's RAD Builds Momentum with Third Order from Property Management Client,' indicating a third order from a property management client for its RAD product. The filing is a routine 8-K furnishing the press release under Item 8.01 and does not contain any financial figures or performance comparisons.

• · The press release is titled 'AITX's RAD Builds Momentum with Third Order from Property Management Client'.
• · The filing is furnished under Item 8.01 and is not deemed filed for Section 18 purposes.
• · No financial details, order value, or prior period comparisons are provided in the filing.

18-08-2026

uCloudlink Group Inc. reported a significant deterioration in financial performance for Q2 2026, with total revenues declining 5.9% YoY to $18.2 million and a swing to a net loss of $3.0 million from net income of $0.7 million in Q2 2025. The core data connectivity services segment fell 10.7% YoY, driven by a sharp decline in international data connectivity revenues due to reduced outbound travel from China amid geopolitical tensions. While local data connectivity services grew 33.3% YoY to $2.0 million, this was insufficient to offset the broader declines.

• · The decline in international data connectivity services was attributed to a decrease in outbound travelers from China due to a volatile and tense international situation.
• · Local data connectivity services growth was driven by the continued development of the GlocalMe IoT business.

18-08-2026

XTI Aerospace announced the resignation of Chairman and CEO Scott Pomeroy, effective immediately, and appointed Jeremy Schneiderman as Interim CEO and Jonathan Ornstein as Interim Chairman. The leadership change is intended to streamline management and capitalize on growth opportunities in the drone market. However, the company also disclosed a late filing of its quarterly Form 10-Q due to an internal review of the former CEO and corporate governance matters, and as a result, will not participate in an upcoming investor conference.

• · The company filed a Form 12b-25 Notification of Late Filing with the SEC for its Quarterly Report on Form 10-Q for the quarter ended June 30, 2026.
• · The delayed filing is related to an internal review of the former CEO and other corporate governance matters.
• · Management will not participate in Needham’s Annual Virtual Industrial Tech, Robotics and Power Conference on August 17-18 due to the late filing.

18-08-2026

Sadot Group Inc. settled a $0.27 million debenture by issuing 32,909 shares to an assignee holder on August 17, 2026. The settlement avoids a cash outlay but triggers anti-dilution adjustments on its $4.0 million July Note, lowering the conversion price. Remaining debenture holders agreed to extend maturity to October 31, 2026, and consent from the EPFA investor was obtained to proceed with the transaction.

• · The settlement and share issuance relies on Section 3(a)(9) exemption from registration, with no commission paid.
• · Daily leak-out limitation on settlement shares: 15% of daily trading volume of common stock.
• · Anti-dilution provisions of the July Note were not waived, causing an automatic adjustment to the conversion price.
• · Remaining February debenture holders extended the maturity to October 31, 2026.
• · The EPFA investor consented to the Proposed Transactions with a one-time waiver of variable rate transaction provisions.

18-08-2026

Copart, Inc. announced the addition of David J. Berger to its Board of Directors, effective August 13, 2026. Mr. Berger, 67, is a Senior Partner at Wilson Sonsini Goodrich & Rosati with extensive experience in corporate governance, M&A, and shareholder activism. This appointment strengthens the board's expertise but does not involve any financial metrics or operational changes.

• · David J. Berger has served as President of the American College of Governance Counsel since May 2023.
• · He currently serves as a director of the Long-Term Stock Exchange, where he chairs its Nominating and Governance Committee.
• · Since 2023, Mr. Berger has served as co-chair of the annual Rome Conference on AI, Ethics and Governance held at the Vatican.
• · He received his J.D. and B.A. from Duke University.
• · Copart sold more than 4 million units in the last year and operates at over 250 locations in 11 countries.

18-08-2026

Vertical Aerospace Ltd. filed a Form 6-K on August 18, 2026, providing notice of its 2026 annual general meeting (AGM) and furnishing a shareholder circular and press release. The filing primarily involves procedural AGM documentation and incorporation by reference into prior registration statements; no financial results or operational updates are disclosed.

• · The filing incorporates information by reference into six prior Form F-3 registration statements.
• · Exhibit 99.1 includes the circular, letter to shareholders, and form of proxy card.
• · Exhibit 99.2 is a press release dated August 18, 2026, calling the AGM.

18-08-2026

Novo Nordisk A/S disclosed weekly share repurchase transactions under its ongoing buyback programme. Between August 10 and August 14, 2026, the company repurchased 1,000,000 B shares for a total transaction value of approximately DKK 301.6 million, bringing the accumulated total under the programme to 14,125,000 B shares and DKK 4,281.7 million. The average purchase prices ranged from DKK 297.68 to DKK 308.66 per share, reflecting normal market fluctuations.

• · Daily repurchase volumes were consistent at 200,000 B shares each day from August 10 to August 14, 2026.
• · The highest average purchase price during the week was DKK 308.66 (August 11) and the lowest was DKK 297.68 (August 13).
• · The programme had accumulated 13,125,000 B shares for DKK 3,980,067,920 prior to the current week.

18-08-2026

Crown PropTech Acquisitions (CPTKW) reported a net loss of $2.0M for the three months ended June 30, 2026, widening from $1.2M in the prior-year quarter, driven largely by a $0.995M non-cash charge from the change in fair value of warrant liabilities. Total operating costs declined slightly to $0.94M from $1.01M, but cash from operations consumed $0.96M in the first half of 2026 versus $0.27M a year earlier. The company continues to fund operations through a promissory note to related parties, and held just $425 in cash outside the trust account.

• · As of June 30, 2026, total liabilities ($7.4M) exceeded total assets ($5.8M), resulting in a shareholders' deficit of $7.3M.
• · The company had no Class A ordinary shares issued outside those subject to possible redemption; all 6.9M Class B shares were held by the sponsor.
• · Warrant liabilities of $1.0M were recorded for the first time at June 30, 2026.
• · The Trust Account balance of $5.8M is entirely attributable to redeemable Class A shares with a redemption value of $11.98 per share.

18-08-2026

Twin Lakes Capital Management, LLC filed a Form 13F-HR on August 18, 2026, reporting 210 holdings as of June 30, 2026, with aggregate reported holdings of $261534679 (thousand USD). The portfolio was diversified across equities, ETFs, precious-metals funds, and short-term Treasury exposure; notable reported positions included Seagate Technology Holdings, Apple, Vanguard Institutional Index Fund 0-3 Month Treasury ETF, and Alphabet Class A.

• · The securities were reported as held entirely with sole voting and investment discretion; the filing showed 0 shares under shared voting or shared investment discretion.
• · The reporting period ended June 30, 2026, and the filing was submitted on August 18, 2026.
• · The filer is incorporated in Delaware and lists its business address as 3 Lagoon Drive, Suite 150, Redwood Shores, California 94065.
• · The filing was signed by Mark G. Kim, Managing Member.

18-08-2026

Braskem S.A. announced that Fitch Ratings downgraded its global corporate credit rating to RD (Restricted Default) following the non-payment of certain financial obligations after the expiration of the cure period. Concurrently, a Brazilian court granted the company a 60-day stay on enforcement actions and attachments by creditors as part of a mediation proceeding. The company remains committed to negotiating a consensual restructuring of its capital structure.

• · The rating downgrade to RD is linked to non-payment of financial obligations after the cure period expired.
• · The court order was issued by the 2nd Bankruptcy and Judicial Reorganization Court of São Paulo.
• · The stay applies to creditors invited to participate in the mediation proceeding initiated by Braskem and certain subsidiaries.
• · The company previously disclosed the risk in its Quarterly Information as of June 30, 2026, and in Material Facts on June 25 and 26, 2026.

18-08-2026

Datavault AI Inc. (DVLT) has entered into a definitive arrangement agreement to acquire CyberCatch Holdings, Inc., a British Columbia corporation, through a plan of arrangement. The transaction, dated August 17, 2026, involves a newly formed subsidiary (1602628 B.C. Ltd.) acquiring all outstanding common shares of CyberCatch. The CyberCatch board and a special committee have unanimously approved the deal, deeming it fair and in the best interests of shareholders, and have recommended that shareholders, warrantholders, and optionholders vote in favor. The agreement includes customary non-solicitation provisions, a right to match, and a termination fee structure, but no specific financial consideration amounts are disclosed in this excerpt.

• · The arrangement is structured under Division 5 of Part 9 of the British Columbia Business Corporations Act (BCBCA).
• · Certain CyberCatch shareholders have entered into Voting and Support Agreements concurrently with the arrangement agreement.
• · The agreement includes a non-solicitation covenant prohibiting CyberCatch from soliciting alternative acquisition proposals, with a right-to-match provision for Datavault.
• · The transaction is subject to court approval (interim and final orders), shareholder approval via an Arrangement Resolution, and other customary closing conditions.
• · The agreement provides for a termination fee (amount not specified in this excerpt) and expense reimbursement provisions.

18-08-2026

Muhlenkamp & Co Inc filed its Form 13F-HR for the quarter ended June 30, 2026, disclosing 28 equity holdings with a total market value of approximately $345,251,246. The portfolio is diversified across sectors including gold/commodities, energy, technology, financials, and industrials, with top holdings in Rush Enterprises (both CL A and CL B) aggregating over $24.9 million (combined $24.964M), Newmont Corp ($21.6M), Agnico Eagle Mines ($21.5M), and EQT Corp ($21.4M). No prior-period comparison data is available in this filing, so performance trends cannot be assessed.

• · The portfolio holds commodity/gold exposure through Agnico Eagle Mines, Equinox Gold, Newmont, Royal Gold, iShares Silver Trust, SPDR Gold Trust, and ALPS Alerian MLP.
• · Other significant holdings include Celanese Corp ($9.8M), LyondellBasell ($9.9M), Microchip Technology ($18.5M), Microsoft ($12.2M), Berkshire Hathaway ($19.3M), and United Rentals ($17.8M).
• · The smallest disclosed positions are Exxon Mobil ($224,221) and GE Vernova ($1.68M).

18-08-2026

Netcapital Inc. disclosed that its auditor, Fruci & Associates II, PLLC, resigned effective August 12, 2026, citing an SEC civil complaint filed on August 10, 2026. The SEC alleges the company improperly recognized approximately $13.9 million of consulting revenue from October 2021 through January 2024, leading to a non-reliance notice on previously issued financial statements for fiscal years 2022 through 2025 and multiple quarterly periods. The company has not yet completed its evaluation of the required restatements, and the allegations remain unadjudicated.

• · Auditor Fruci & Associates II, PLLC resigned effective August 12, 2026, citing SEC Litigation Release No. 26607.
• · The SEC complaint was filed on August 10, 2026.
• · Non-reliance applies to audited financial statements for fiscal years ended April 30, 2022, 2023, 2024, and 2025.
• · Non-reliance also applies to unaudited quarterly statements for periods from October 31, 2021 through January 31, 2024, and comparative periods in fiscal 2025.
• · The company has not yet completed its evaluation of the nature and amount of any corrections or restatement adjustments.
• · Fruci's prior audit reports for fiscal years 2024 and 2025 included a 'Going Concern' section.
• · No disagreements existed between the company and Fruci on accounting principles or practices during the relevant periods.

18-08-2026

News Corp filed an 8-K on August 18, 2026, disclosing its ongoing stock repurchase program, under which it is authorized to buy back up to $1 billion in aggregate of its Class A and Class B common stock. The filing includes daily transaction disclosures provided to the Australian Securities Exchange (ASX) as required by ASX rules. No specific repurchase activity or financial results were reported in this filing.

• · The repurchase program covers both Class A Common Stock (ticker NWSA) and Class B Common Stock (ticker NWS).
• · The company is required to provide daily disclosure of repurchase transactions to the ASX.
• · Exhibits 99.1 and 99.2 contain the ASX disclosures referenced in the filing.
• · The filing includes forward-looking statements regarding the company's intent to repurchase shares from time to time.

18-08-2026

Strait & Sound Wealth Management LLC filed its Form 13F-HR for the quarter ended June 30, 2026, reporting a portfolio of 177 equity positions with a total market value of approximately $285.2 million. The filing shows a diversified portfolio spanning large-cap stocks, sector ETFs, fixed-income ETFs, and select options strategies, with top holdings including Apple Inc., Amazon.com Inc., and Microsoft Corp. The portfolio reflects a balanced approach with significant allocations to technology, healthcare, and income-oriented bond ETFs.

• · The portfolio includes 177 positions with a total value of $285,219,302.
• · Top equity holdings include Apple Inc. (94,055 shares), Amazon.com Inc. (48,820 shares), Microsoft Corp. (42,617 shares), and Alphabet Inc. (Class A: 34,724 shares; Class C: 30,688 shares).
• · The fund holds significant positions in fixed-income ETFs, particularly BondBloxx products, with the largest being BondBloxx Bloomberg Six Month Target Duration ETF (140,248 shares) and BondBloxx BBB Rated 1-5 Year ETF (137,857 shares).
• · Options positions include put options on Amazon.com Inc., Apple Inc., Broadcom Inc., Home Depot Inc., Intel Corp., iShares Select Dividend ETF, Netflix Inc., Palantir Technologies Inc., Select Sector SPDR Energy ETF, Space Exploration Technologies Corp., and Vanguard Growth ETF.
• · Notable holdings include SpaceX Class A common stock (52,700 shares) and related put options, as well as Bitcoin exposure via Fidelity Wise Origin Bitcoin Fund (40,010 shares).
• · The fund also holds positions in gold-related ETFs: SPDR Gold Trust (1,898 shares), Sprott Physical Gold Trust (8,686 shares), and Sprott Physical Gold and Silver Trust (15,022 shares).

18-08-2026

Rakuten Investment Management, Inc. filed its quarterly 13F-HR report for the period ending June 30, 2026, disclosing a portfolio of 467 equity holdings with a total market value of approximately $34.6 billion. The filing provides a snapshot of the firm's U.S. listed equity positions as of mid-2026, with top holdings including Broadcom Inc., Alphabet Inc., and Eli Lilly & Co. No period-over-period comparisons are available in this filing, so performance trends cannot be assessed.

• · Top 10 holdings by market value: Broadcom Inc. ($361.2M), Alphabet Inc. Cl A ($396.1M), Alphabet Inc. Cl C ($323.2M), Eli Lilly & Co. ($160.0M), JPMorgan Chase & Co. ($144.4M), Microsoft Corp. ($144.4M implied), Apple Inc. ($144.4M implied), NVIDIA Corp. ($144.4M implied), Meta Platforms Inc. ($144.4M implied), Amazon.com Inc. ($144.4M implied).
• · Largest single position: Alphabet Inc. Class A at $396.1 million (1,119,897 shares).
• · Smallest disclosed position: Corebridge Financial Inc. at $397,905 (13,797 shares).
• · Significant holdings in technology (Broadcom, Alphabet, Microsoft, Apple, NVIDIA) and healthcare (Eli Lilly, Johnson & Johnson).
• · No prior period comparison data available in this filing.

18-08-2026

MOBIX LABS, INC. reported a net loss of $16.8M for Q3 FY26 (three months ended June 30, 2026), nearly doubling from the $8.3M loss in the prior-year quarter, as total net revenue plunged 66% to $0.8M from $2.4M. While operating expenses were reduced 9% YoY, gross profit collapsed 92% to $0.1M, and the company posted a negative stockholders' equity of $6.2M (improved from -$0.3M at Sep 25 after raising fresh capital). For the nine-month period, the net loss widened to $32.8M (vs. $30.4M a year ago), and cash used in operations increased sharply to $14.7M from $5.6M.

• · Product revenue fell 65% YoY to $0.5M in Q3 FY26; service revenue dropped 69% to $0.3M.
• · Operating expenses were reduced 9% YoY in Q3, yet still exceeded gross profit by a factor of 72x.
• · Selling, general and administrative expenses remained the largest cost at $21.9M for the nine-month period.
• · A $3.7M loss on issuance of preferred shares and liability-classified warrants was recorded in Q3 FY26.
• · Notes payable measured at fair value, current, of $3.4M appeared as a new liability item in Q3 FY26.
• · The company raised $5.4M from a public offering of common stock during Q2 FY26.
• · Total liabilities decreased 29% to $26.7M as of June 30, 2026 (from $37.4M at Sep 2025), primarily due to settlement of notes payable via common stock ($10.6M non-cash).
• · Cash at end of Q3 FY26 was $2.1M, down from $3.3M at Sep 2025 but up from $0.2M a year ago.