US Pre-Market SEC Filings Roundup — October 30, 2026

29-10-2026

Director Haggart Dylan G. bought 792 Common Stock at $78.52 (~$62.2K). Haggart Dylan G. holds 1,899,703 shares after the transaction.

• · Director Haggart Dylan G. bought 792 Common Stock at $78.52 (~$62.2K)

29-10-2026

Paul Lichty, CEO and director of Forge Nano Holdings, Inc. (formerly ATII Holdings Inc.), filed a Schedule 13D reporting beneficial ownership of 16,532,751 shares (7.5% of the 218,655,585 shares outstanding as of October 22, 2026), including 888,493 exercisable options. The filing follows the October 22, 2026 closing of the business combination with Archimedes Tech SPAC Partners II Co., in which Lichty received 15,644,258 shares, options for 1,380,471 shares, and rights to 11,773,192 earn-out shares and 1,035,356 PSUs (not included in reported beneficial ownership). The filing is for investment purposes and includes a six-month lock-up agreement expiring April 22, 2027, subject to an early release if the stock trades at or above $12.00 for 20 of 30 trading days.

• · Issuer changed name from ATII Holdings Inc. to Forge Nano Holdings, Inc. effective May 1, 2026.
• · Business Combination closed on October 22, 2026; ATII shareholders approved on October 16, 2026.
• · Total shares outstanding as of October 22, 2026: 218,655,585.
• · Lichty received 15,644,258 shares and options for 1,380,471 shares (888,493 exercisable within 60 days).
• · Lichty also received rights to 11,773,192 Earn-Out Shares and 1,035,356 PSUs, excluded from beneficial ownership.
• · Lock-up expires on the earlier of six months after closing (April 22, 2027) or when stock trades at or above $12.00 for 20 of 30 trading days.
• · No transactions in Common Stock in the past 60 days other than those described.
• · Reporting Person is party to an Amended and Restated Registration Rights Agreement dated October 22, 2026.

29-10-2026

Director Liu Ming Hui exercised/converted 4,000,000 Common Stock. Liu Ming Hui holds 24,000,000 shares after the transaction.

• · Director Liu Ming Hui exercised/converted 4,000,000 Common Stock
• · Director Liu Ming Hui exercised/converted 4,000,000 Warrants

29-10-2026

Director Sheena Jonathan sold 291 Common Stock at $406.00 (~$118K). Sheena Jonathan holds 217,686 shares after the transaction. Trades executed under a Rule 10b5-1 plan.

• · Director Sheena Jonathan sold 291 Common Stock at $406.00 (~$118K)
• · Director Sheena Jonathan sold 187 Common Stock at $426.34 (~$79.7K)

29-10-2026

Charging Robotics Inc. (CHEV) filed Form 15-12G on October 29, 2026, certifying termination of registration under Section 12(g) and suspension of its reporting obligations under the Securities Exchange Act of 1934, relying on Rule 12g-4(a)(2). The company reported approximately 365 holders of record as of the certification date, and the filing was signed by CEO Meni Nachmias. Deregistration removes the company's ongoing SEC reporting requirements, reducing disclosure and compliance obligations for investors.

• · Commission File Number: 001-43029
• · Relied upon Rule 12g-4(a)(2) to terminate registration; all other listed rule provisions (12g-4(a)(1), 12h-3(b)(1)(i), 12h-3(b)(1)(ii), 15d-6, 15d-22(b)) were not selected
• · Principal executive offices located at 20 Raul Wallenberg Street, Tel Aviv, Israel 6971916
• · No other classes of securities remain subject to Section 13(a) or 15(d) reporting duty
• · Filing signed October 29, 2026

29-10-2026

Millennium Group International Holdings reported FY2026 revenues of $20,339,679, down 19.7% YoY from $25,334,149 and down 47.2% from $38,530,773 in FY2024, with gross profit collapsing 65.0% YoY to $1,639,416 as gross margin compressed to 8.1% from 18.5%. Net loss widened to $7,090,366 (EPS -$0.63) from $6,315,385 (EPS -$0.56) in FY2025, though operating expenses fell 15.6% and total other income turned positive at $544,350 versus a $7,432 loss last year. Cash used in operations deepened to $4,491,277 from $1,719,389, and cash and equivalents fell to $5,617,259 from $10,777,061 a year earlier.

• · Gross margin compressed to 8.1% in FY2026 from 18.5% in FY2025 and 21.6% in FY2024
• · Cost of revenues fell 9.4% to $18,700,263, lagging the 19.7% revenue decline
• · Selling and marketing expense fell 37.6% to $2,080,042 while G&A fell only 5.7% to $6,947,275
• · Other income of $588,305 and net other income of $197,590 helped offset operating losses; interest expense fell to $241,545 from $354,412
• · Foreign currency translation adjustment was a $750,232 gain, reducing total comprehensive loss to $6,340,134
• · Accounts receivable collections contributed $2,309,217 to operating cash flow, partially offsetting the loss
• · Company raised $2,091,551 in related-party loans and recorded $272,398 deemed capital contribution from related-party loan discounts
• · Income tax expense of $246,815 recorded despite pre-tax loss
• · Weighted average shares constant at 11,250,000 across all three years

29-10-2026

TMD Energy Ltd filed its 20-F for fiscal year ended June 30, 2026, reporting total revenues of $545.0M, down 10.2% from $606.7M in FY2025, driven by a 10.2% decline in bunkering services to $543.8M. Gross profit collapsed 79.3% to $3.1M from $15.0M as cost of revenues fell only 8.4%, while total operating expenses rose 44.7% to $16.0M (G&A +76.4%, selling/marketing +2,478.6%), pushing the company to an operating loss of $12.9M versus income of $3.9M a year earlier. Net loss attributable to controlling interest widened to $18.6M from $3.3M, a 469.0% deterioration, with total comprehensive loss of $19.5M versus $2.0M.

• · Vessel chartering services total revenue fell 47.8% to $3.7M in FY2026 from $7.2M in FY2025, with all FY2026 revenue ($0.16M) coming from external customers versus none in FY2025
• · Ship management services total revenue rose 1.8% to $9.9M from $9.7M, but external customer revenue declined 8.7% to $1.1M from $1.2M
• · Related party revenues fell 38.7% to $0.19M from $0.31M, while related party cost of revenues rose 61.4% to $0.33M from $0.21M
• · Oil cargo sold cost declined 8.9% to $524.7M from $575.9M, lagging the revenue decline and compressing margins
• · Bunker own used cost jumped 39.8% to $5.2M from $3.7M; crew wages rose 8.6% to $3.9M from $3.6M
• · Interest expenses declined 2.0% to $5.3M from $5.4M; interest income rose 27.9% to $1.3M from $1.0M
• · Income tax benefit of $0.32M in FY2026 versus expense of $0.20M in FY2025
• · H2 FY2025 (six months ended June 30, 2025) gross profit fell 28.2% to $4.0M from $5.5M, and operating result swung to a $1.9M loss from $0.13M income
• · Foreign currency translation adjustment swung to a $0.36M loss in FY2026 from a $1.57M gain in FY2025

29-10-2026

Nasdaq Stock Market LLC filed a Form 25-NSE on October 29, 2026 to delist Dynamix Corp's (CIK 0002028699) Class A Ordinary Shares, Units, and Warrants from Nasdaq under 17 CFR 240.12d2-2(a)(1), with the delisting effective the same day. Dynamix Corp is a Cayman Islands-domiciled blank check company (SIC 6770) with SEC file number 001-42414. The filing contains no financial figures, pricing data, or period-over-period comparisons.

• · Delisting rule cited: 17 CFR 240.12d2-2(a)(1)
• · SEC file number: 001-42414; CIK: 0002028699
• · Filing film number: 261501568; accession 0001354457-26-001036
• · Dynamix Corp business address: PO Box 309, Ugland House, Grand Cayman, Cayman Islands (non-US location)
• · Company classified under SIC 6770 (Blank Checks) with fiscal year end 1231
• · Nasdaq filer address: One Liberty Plaza, New York, NY 10006; General Counsel office at 805 King Farm Blvd., Rockville, MD 20850
• · Nasdaq state of incorporation: DE; EIN 521165937
• · Former Nasdaq conformed name change date: 20060224
• · Document count in submission: 2 (primary_doc.xml and EX-99.25 dync-form25.txt)

29-10-2026

Nuveen Minnesota Quality Municipal Income Fund (NMS) and Nuveen Virginia Quality Municipal Income Fund (NPV) filed a Rule 425 communication urging shareholders to support their mergers into Nuveen Municipal Credit Income Fund (NZF). The special shareholder meeting was adjourned and will reconvene December 3, 2026. Pro-forma data as of March 31, 2026 shows the combined NZF fund offering a higher common earnings yield of 5.36% versus 4.13% for NMS (+1.23%) and 4.32% for NPV (+1.04%), with a taxable equivalent rate of 8.91% versus 8.25% for NMS and 7.96% for NPV. However, the combined fund carries a lower maximum federal and state tax rate of 40.80% versus 50.65% for NMS and 46.55% for NPV, reflecting differing state tax exposures.

• · Special Meeting of Shareholders was adjourned and will reconvene on December 3, 2026
• · Merger is expected to provide potential for higher after-tax earnings, lower total operating expenses (excluding leverage), and greater liquidity
• · Only the most recent vote received before the adjourned meeting will count
• · Shareholder vote assistance available at 1-888-550-8069 Monday-Friday 9 a.m.-11 p.m. and Saturday 12 p.m.-6 p.m. ET
• · Pro-forma figures are estimates based on assumptions in proxy materials and do not reflect actual combined results
• · Filing made by Nuveen Municipal Credit Income Fund under Rule 425 (Commission File No. 333-295829); subject company NMS (Commission File No. 811-22967)

29-10-2026

3 E Network Technology Group Limited (MASK) disclosed that its board approved on October 28, 2026 a further 2-for-1 share consolidation of both class A and class B ordinary shares, which combined with the previously announced 2-for-1 consolidation (approved October 10, 2026) results in a cumulative 4-for-1 consolidation. Post-consolidation trading on Nasdaq under symbol "MASK" is expected to begin at market open on October 30, 2026. The filing contains no financial results or operating metrics, so there is no period-over-period performance data to assess.

• · Class A and class B ordinary shares both move from US$0.005 to US$0.01 par value per share
• · Post-consolidation trading on Nasdaq Capital Market under symbol "MASK" expected to begin at market open on October 30, 2026
• · Prior 2-for-1 consolidation was approved by the Board on October 10, 2026 and disclosed in a Form 6-K furnished October 23, 2026
• · Press release furnished as Exhibit 99.1 to the Form 6-K
• · Commission file number: 001-42466; registrant files annual reports under Form 20-F
• · Principal executive offices located at No.118 Connaught Road West, 3003-2, Hong Kong, China

29-10-2026

AGM Group Holdings held a shareholder meeting on October 28, 2026, where holders approved the repurchase of 1,200,000 Class B ordinary shares from CEO Bo Zhu for an aggregate US$8,000,000 (approximately US$6.67 per share), including cancellation of the shares. The resolution passed with 23,561,878 votes for versus 388,708 against and 9,564 abstentions, while a related authorization resolution passed 23,660,642 for, 288,919 against and 10,589 abstentions. Quorum was met with 82.32% of total voting power represented, though Class A attendance was only ~77.73% versus 100% for Class B shares.

• · Record date for the meeting was October 15, 2026
• · Each Class A Ordinary Share carries one vote; each Class B Ordinary Share carries five votes
• · Class A and Class B shares voted together as a single class
• · Meeting held virtually via video conference at 9:00 a.m. Eastern Time on October 28, 2026
• · Par value of both share classes is US$0.05 per share
• · Repurchased Class B shares will be cancelled upon completion of the repurchase
• · Commission File Number: 001-38309

29-10-2026

Enel Chile reported net income attributable to shareholders of US$390 million for the nine months to September 2026, up 10.7% YoY, on improved operating performance. However, operating revenues were essentially flat at US$3,480 million (vs. September 2025) and cumulative EBITDA rose only 1.7% to US$1,021 million. Q3 trends were mixed: net income rose US$11 million to US$118 million and revenue grew 0.9% to US$1,212 million, but quarterly EBITDA fell 2.6% to US$336 million, with Generation Segment Q3 EBITDA down 7.8% to US$292 million on a 4.2% revenue decline.

• · Cumulative physical energy sales fell 0.1% (-17 GWh) to 23,974 GWh, driven by lower sales to unregulated customers, partly offset by higher spot market and regulated customer sales.
• · Generation Segment cumulative revenues fell 1.8% to US$2,413 million on lower gas sales and lower energy sales revenue; Q3 2026 fell 4.2% to US$817 million, partly due to insurance recoveries recorded in Q3 2025.
• · Distribution & Grids physical sales rose 1.0% (+106 GWh) to 11,074 GWh cumulative and 2.2% (+80 GWh) to 3,812 GWh in Q3 2026, mainly residential customers and tolls.
• · Total generation rose 0.6% cumulative to 16,966 GWh and 12.6% in Q3 2026 to 6,069 GWh.

29-10-2026

RADCOM LTD filed a 6-K on October 29, 2026, disclosing an indemnification agreement framework for directors/officers and confirming 17,056,892 Ordinary Shares outstanding (excluding shares held by subsidiary RADCOM, Inc. and repurchased shares). The filing contains no financial results or period-over-period operating metrics, consisting instead of legal/administrative provisions covering expense repayment, tax-related claims, and dividend distribution approvals. No revenue, earnings, or guidance data was provided, making this a neutral governance disclosure.

• · Indemnitee expense repayment obligations are treated as a loan subject to the minimum interest rate under Section 3(9) of the Income Tax Ordinance [New Version], 5721-1961
• · Indemnification covers a broad range of local and foreign taxes including income, sales, use, transfer, excise, value added, registration, severance, stamp, occupation, customs, duties, real property, personal property, capital stock, social security, unemployment, disability, payroll and withholding taxes, plus interest and penalties
• · All actions, consents and approvals relating to dividend distributions (cash or otherwise) under the Companies Law are addressed in the agreement

29-10-2026

TAL Education Group filed a Form 6-K on October 29, 2026, disclosing unaudited financial results for its second fiscal quarter ended August 31, 2026, declaring a cash dividend, and issuing notice of its Annual General Meeting. The filing itself contains only the cover page, signature, and exhibit index; the underlying financial figures, dividend amount, and AGM details reside in Exhibits 99.1 and 99.2, which are not included in the provided text. No quantitative performance data, period-over-period comparisons, or specific monetary amounts can be verified from the filing content supplied.

• · Filing is a Form 6-K under Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934
• · Commission File Number: 001-34900
• · Registrant files annual reports under Form 20-F
• · Filing covers the month of October 2026
• · Registered address: TAL Building No.1, Courtyard No. 9, Qixin Middle Street, Changping District, Beijing 102200, People's Republic of China
• · Exhibit 99.1 is a press release announcing unaudited Q2 FY2026 results (quarter ended August 31, 2026), a cash dividend declaration, and AGM notice
• · Exhibit 99.2 is the Notice of Annual General Meeting
• · Actual financial results, dividend amount, and AGM date are not included in the provided filing text

29-10-2026

Yimutian Inc. (YMT) filed a 6-K on October 29, 2026 containing excerpts of its Articles of Association governing share classes, liens, and dividend mechanics. The filing is purely governance/legal boilerplate — it outlines director discretion to declare dividends, reserve set-asides, and a 90-calendar-day notice requirement for persons inheriting shares by death or bankruptcy. No financial results, dividend declarations, or monetary amounts were disclosed.

• · Company holds a first and paramount lien on every share (whether or not fully paid) for amounts payable at a fixed time or called, and on shares of persons indebted to the Company
• · Directors may declare a share wholly or partly exempt from the lien provisions at any time
• · Dividends may be declared by Ordinary Resolution but cannot exceed the amount recommended by the Directors
• · Directors may set aside reserves from legally available funds before recommending dividends, usable for contingencies or dividend equalization
• · Dividends are declared and paid according to amounts paid up on shares, or by par value where nothing is paid up
• · Preferred share series terms (dividend rates, cumulative status, preference over other classes) are authorized but no specific series terms were disclosed

29-10-2026

Flex filed a DEFA14A additional proxy solicitation on October 29, 2026, urging shareholders to read the proxy statement (filed October 5, 2026) and the Form 10 registration statement filed by Axiom Solutions International, Inc. in connection with a proposed spin-off of Axiom. The filing contains no financial results or monetary figures, only procedural disclosure and forward-looking statement disclaimers; no period-over-period metrics are available.

• · Proxy statement on Schedule 14A filed October 5, 2026 and mailed/disseminated to Flex shareholders seeking approval of spin-off-related proposals
• · Form 10 registration statement filed with the SEC by Axiom Solutions International, Inc. with respect to its common stock
• · Investors can obtain free copies of the proxy statement and Form 10 on the SEC website (sec.gov) and Flex's investor relations page (investors.flex.com)
• · Flex assumes no obligation to update forward-looking statements except as required by law

30-10-2026

MicroVision reported Q3 2026 revenue of $2.4M, down 79% YoY from $11.6M, while net loss narrowed to $12.2M from $93.9M in Q3 2025. Nine-month revenue fell 87% YoY to $4.8M from $36.4M, with the nine-month net loss improving to $74.5M from $270.0M. The company completed a Scantinel acquisition for $2.2M in cash consideration that generated a $147K bargain purchase gain, and a larger $33.2M purchase transaction added $3.7M of goodwill and $12.5M of intangibles.

• · Potentially dilutive securities jumped to 24,176 thousand shares from 2,530 thousand, driven by 15,457 thousand shares issuable on derivative conversion (vs 1,159 thousand) and 7,183 thousand warrant shares (vs 383 thousand).
• · Weighted-average shares outstanding rose 39% YoY to 27,388 thousand in Q3 2026, diluting per-share metrics.
• · Q3 2026 revenue mix: product $2.236M, contract $0.152M, royalty $0.012M; nine-month mix: product $4.246M, contract $0.506M, royalty $0.056M.
• · The $147K bargain purchase gain arose because cash consideration paid in Scantinel's insolvency proceedings was below the fair value of net assets acquired.
• · Scantinel acquisition allocated $1.877M to developed technology with a 7-year useful life and $0.514M to property and equipment.
• · The larger $33.2M acquisition allocated $9.4M to developed technology and $3.1M to customer relationships, both with 10-year useful lives.
• · Exercisable outstanding options fell to 19 thousand from 44 thousand, while nonvested restricted and performance stock units rose to 1,517 thousand from 944 thousand.

30-10-2026

DXC Technology reported Q2 FY27 revenue of $3,034M, down 4.0% YoY from $3,161M, while net income attributable to common stockholders fell 33% to $24M ($0.15 diluted EPS) from $36M ($0.20). First-half net income more than doubled to $146M ($0.89 diluted) from $52M, helped by a $251M other income benefit and lower SG&A ($647M vs $760M), but revenue declined 4.5% to $6,033M and operating cash flow rose only 6.7% to $635M. The company returned $132M via buybacks and repaid $400M of long-term debt, reducing total debt to $3,059M from $3,552M, while cash fell to $1,599M from $1,737M at fiscal year-end.

• · Q2 FY27 income before income taxes fell 58.8% to $54M from $131M, with income tax expense of $41M vs $91M
• · Q2 FY27 net loss attributable to non-controlling interest was $11M vs income of $4M a year earlier
• · Six-month FY27 other income, net of $251M (vs $95M) materially boosted pre-tax income
• · Six-month FY27 depreciation and amortization declined to $553M from $599M; software purchased and developed fell to $48M from $113M
• · Six-month FY27 net cash used in financing activities was $618M vs $246M, driven by $400M debt repayment
• · Total debt fell to $3,059M (current $935M + long-term $2,124M) from $3,552M at March 31, 2026
• · Intangible assets, net declined to $1,370M from $1,612M; goodwill flat at $527M
• · Accumulated deficit improved to $(2,401)M from $(2,937)M
• · Six-month FY27 comprehensive income attributable to DXC was $224M vs $(67)M loss prior year, aided by $65M favorable FX translation
• · Share count reduced via 12,367 thousand shares repurchased for $522M in additional paid-in capital reduction during six-month FY27

30-10-2026

Dorian LPG's Board declared an irregular dividend of $1.25 per share of common stock, payable on or about November 24, 2026 to shareholders of record as of November 9, 2026. The company noted the dividend is irregular and future declarations remain at the Board's discretion, subject to factors including results of operations, financial condition, indebtedness, and contractual restrictions. No financial results or period-over-period metrics were disclosed in this filing.

• · Dividend record date: close of business November 9, 2026
• · Dividend payment date: on or about November 24, 2026
• · Press Release furnished as Exhibit 99.1; cover page XBRL as Exhibit 104
• · Information furnished under Item 7.01 is not deemed 'filed' for Section 18 purposes
• · Company incorporated in the Republic of Marshall Islands; Commission File Number 001-36437

30-10-2026

Naploy Corp. filed an NT 10-K late filing notice on October 30, 2026, indicating it cannot file its Annual Report on Form 10-K for the fiscal year ended July 31, 2026 within the prescribed deadline because it needs additional time to prepare and review its financial statements to ensure adequate disclosure. The company checked the Rule 12b-25(b) box seeking relief and stated it does not anticipate any significant change in results of operations versus the prior fiscal year, though no quantitative figures were provided.

• · Fiscal year ended July 31, 2026; filing made October 30, 2026
• · Registrant incorporated in Wyoming, CIK 0001978111, SEC File Number 000-56729, classified under Services-Health Services [8000]
• · Principal executive office located at 95 Lias Estate Kafe District, Abuja, FCT 900108, Nigeria
• · Company affirmed all other periodic reports required under Section 13 or 15(d) during the preceding 12 months have been filed
• · Company answered 'No' to anticipating any significant change in results of operations from the corresponding prior-year period
• · Relief sought under Rule 12b-25(b); no accountant's statement exhibit (Rule 12b-25(c)) indicated as attached
• · Notification signed October 29, 2026 by President Frederick Sidney Reinhard Arnold; contact telephone 13072133163

30-10-2026

Mullooly Asset Management filed its Q3 2026 13F-HR disclosing 57 holdings valued at $323,684,438 as of September 30, 2026. The portfolio is heavily ETF-weighted, with the largest positions being iShares MSCI USA Min Vol Factor ETF ($42.9M), iShares MSCI USA Value Factor ETF ($45.8M), Vanguard FTSE All-World ex-US ETF ($36.4M), and iShares Core S&P Mid-Cap ETF ($30.8M). Individual equity exposure is comparatively modest, led by Apple ($1.7M), Home Depot ($1.2M), and Alphabet Class A ($1.2M).

• · All 57 positions are held in sole voting authority with zero shared or discretionary-other voting power reported.
• · Portfolio is dominated by ETFs; the top ten ETF positions alone account for roughly $290M of the $323.7M total.
• · Largest single-stock holdings are Apple ($1,699,851), O'Reilly Automotive ($1,508,341), Alphabet Class A ($1,223,491), Home Depot ($1,177,182), and JPMorgan ($1,118,319).
• · Notable small positions include NVIDIA ($395,920), Microsoft ($402,646), and Amazon ($401,381).
• · Filing signed by Thomas P. Mullooly, President, on 10-29-2026; SEC file number 028-25551.

30-10-2026

Factory Mutual Insurance Co filed its Q3 2026 13F-HR disclosing $11.21B in reportable holdings across 216 positions as of September 30, 2026. The portfolio is heavily concentrated in mega-cap technology and index ETFs, led by NVIDIA ($626.9M), Apple ($542.1M), Alphabet Class C ($500.6M), Microsoft ($473.5M), and Amazon ($350.2M), with large fixed-income and sector ETF allocations. However, several positions are comparatively small, including minor stakes in Adobe ($215,946), Salesforce ($631,318), and MongoDB ($697,220), reflecting a barbell structure rather than uniform conviction.

• · Filing signed by Sanjay Chawla, Chief Investment Officer, on October 29, 2026
• · Report period: September 30, 2026; filed October 30, 2026
• · All 216 positions reported as sole voting authority with zero shared or discretionary-none holdings
• · Significant fixed-income ETF allocation: Dimensional Core Fixed Income ($405.0M), iShares Core US Aggregate Bond ($383.4M), JPMorgan Core Plus Bond ($357.5M)
• · Large sector ETF positions include Energy ($273.7M), Technology ($183.4M), and Utilities ($124.8M)
• · Smallest disclosed positions include Adobe (900 shares, $215,946), Praxis Precision Medicines (1,019 shares, $296,763), and Glaukos (2,129 shares, $349,561)

30-10-2026

Maplebear Inc. (Instacart) has signed a definitive agreement to be acquired by DoorDash, Inc. via merger subsidiary Ibiza Merger Sub, Inc., disclosed in a Rule 425 filing dated October 30, 2026. Instacart's CEO touted Q3 2026 as its 'best quarter ever as a public company' with solid consumer demand, improving engagement, and expanding profitability, but the deal is not expected to close until end-2027 or H1 2028, pending HSR, Canadian Competition Act, and Israeli competition clearances plus stockholder approval, leaving a long period of regulatory and integration risk. No transaction value, exchange ratio, or financing amounts were disclosed in this communication.

• · Transaction expected to close by end of 2027 or in the first half of 2028
• · Instacart and DoorDash will operate as separate, independent companies until closing
• · Regulatory approvals required include expiration/termination of the HSR waiting period, clearance under the Competition Act (Canada), and the Israeli Economic Competition Law-1988
• · DoorDash stockholder consideration will be shares of DoorDash common stock registered on Form S-4, with proration risk if holders elect a different form of consideration
• · Blog post and CEO employee email were made public on October 29, 2026, one day before the filing date
• · Instacart Q3 2026 results were announced alongside the acquisition announcement
• · Termination fee or expense reimbursement obligations could arise if the Merger Agreement is terminated

30-10-2026

Braskem's 3Q26 operational indicators show mixed performance: Brazil resins sales volume rose 12% QoQ and 9% YoY to 854 kt, and Mexico sales volume jumped 28% QoQ to 159 kt, while Brazil main chemicals volume fell 4% QoQ and 18% YoY to 574 kt. However, profitability spreads deteriorated sharply in the quarter — Brazil resins spreads dropped 43% QoQ to US$372/t and Mexico PE spread fell 35% QoQ to US$921/t — and green PE sales declined 19% QoQ and 29% YoY to 31 kt, with green ethylene utilization down 19 p.p. QoQ to 47%.

• · Brazil ethylene utilization rate was 69% in 3Q26, down 1 p.p. QoQ but up 4 p.p. YoY; 9M26 at 69% vs 71% in 9M25 (-2 p.p.)
• · Green ethylene utilization rate fell to 47% in 3Q26 from 66% in 2Q26 (-19 p.p.), though up 7 p.p. YoY; 9M26 at 59% vs 66% (-7 p.p.)
• · US and Europe utilization rate was 74% in 3Q26, down 2 p.p. QoQ and 5 p.p. YoY
• · Mexico utilization rate rose to 62% in 3Q26 from 43% in 2Q26 (+19 p.p.) and 47% in 3Q25 (+15 p.p.)
• · Brazil main chemicals 9M26 sales volume was 1,794 kt vs 1,964 kt in 9M25 (-9%)
• · Brazil resins 9M26 sales volume was 2,399 kt vs 2,423 kt in 9M25 (-1%, flat)
• · Brazil resins exports 9M26 were 597 kt vs 646 kt in 9M25 (-8%)
• · Mexico 9M26 sales volume was 424 kt vs 487 kt in 9M25 (-13%)
• · US and Europe 9M26 sales volume was 1,485 kt vs 1,497 kt in 9M25 (-1%, flat)
• · Green PE 9M26 sales were 96 kt vs 130 kt in 9M25 (-26%)

30-10-2026

Gilead reported Q3 2026 total revenues of $8,300M, up 6.8% YoY from $7,769M, driven by product sales rising 12.9% to $8,289M, while royalty, contract and other revenues collapsed 97.4% to just $11M from $424M. Q3 net income fell 20.4% YoY to $2,429M and diluted EPS declined to $1.94 from $2.43, while for the nine-month period the company swung to a net loss of $6,045M (EPS -$4.87) from net income of $6,327M, driven by $11,307M in acquired IPR&D expenses and $1,750M in IPR&D impairments versus $485M and $190M respectively a year earlier.

• · Nine-month 2026 operating loss was $4,346M versus operating income of $8,038M in the prior-year period
• · Nine-month 2026 in-process research and development impairments were $1,750M versus $190M in 2025
• · Retained earnings fell to $3,107M from $13,730M at December 31, 2025
• · Intangible assets, net declined to $13,424M from $16,978M at year-end 2025
• · Long-term marketable debt securities dropped to zero from $2,974M at December 31, 2025
• · Q3 2026 share repurchases averaged $139.84 per share versus $113.25 in Q3 2025
• · Quarterly dividend raised to $0.82 per share from $0.79 per share YoY
• · Nine-month 2026 dividends declared totaled $3,095M ($2.46 per share) versus $2,996M ($2.37 per share) in 2025
• · Q3 2026 other (income) expense was a net expense of $130M versus net income of $569M in Q3 2025
• · Cash and cash equivalents decreased to $6,437M from $7,564M at December 31, 2025

30-10-2026

Armlogi Holding Corp. (Nasdaq: BTOC) disclosed in an 8-K that on October 29, 2026 it received a Nasdaq Listing Qualifications letter confirming it had regained compliance with the $1.00 minimum closing bid price requirement under Nasdaq Listing Rule 5550(a)(2), closing the prior deficiency matter. The stock closed at $1.00 or above for 10 consecutive business days from October 15, 2026 to October 28, 2026. No financial results, revenue, or operational metrics were disclosed in this filing.

• · Notification Letter received October 29, 2026 from Nasdaq Listing Qualifications Department
• · Compliance window ran from October 15, 2026 to October 28, 2026
• · Nasdaq formally closed the minimum bid price deficiency matter
• · Company is an emerging growth company incorporated in Nevada
• · SIC classification: Public Warehousing & Storage [4220]
• · Exhibit 104 cover page interactive data file (Inline XBRL) filed under Item 9.01

30-10-2026

Revolve Group disclosed in an 8-K that it detected unauthorized access to certain systems, which it says was promptly remediated with no operational disruption or service interruption to customers. The company believes an unauthorized actor may have obtained, via automated means, the name, contact information, payment card number and expiration date of certain customers who saved payment info on its e-commerce platform. Revolve notified federal law enforcement and engaged external cybersecurity experts, and as of the filing date does not believe the incident will have a material impact on its business, though it flags legal, regulatory, reputational and financial risks.

• · Potentially compromised data elements: customer name, contact information, payment card number and payment card expiration date
• · Affected population limited to customers who saved payment information to their online shopping account
• · Incident date of earliest event reported: October 29, 2026; 8-K filed October 30, 2026
• · Company notified federal law enforcement authorities and engaged leading external cybersecurity experts
• · No operational disruption or service interruption reported as of the filing date
• · Forward-looking statement references risks from the ongoing assessment and potential additional incidents
• · Company's principal executive offices located at 12889 Moore Street, Cerritos, California 90703
• · Referenced prior filings: Form 10-K for year ended December 31, 2025 and Form 10-Q for quarter ended June 30, 2026 (filed August 4, 2026)

30-10-2026

Vale reported 3Q26 net operating revenues of US$10,599 million, up 2% y/y but only 1% q/q, while Proforma EBITDA fell 20% y/y to US$3,508 million (-14% q/q) on lower iron ore realized prices (US$85.1/t, -10% y/y and q/q), BRL appreciation and higher freight/diesel costs. Attributable proforma net income dropped 54% y/y to US$1,255 million, though recurring free cash flow of US$1,373 million (-12% y/y) and total free cash flow of US$2,230 million (-9% y/y) remained solid, and expanded net debt eased 1% y/y to US$16,413 million. Iron ore production declined 6% y/y to 88.4 Mt, offset by record Serra Sul output and 7% pellet growth, while Vale Base Metals EBITDA jumped 61% y/y to US$1,105 million on record Salobo copper output and 16.1% higher nickel sales.

• · Iron ore sales rose 0.3% (0.3 Mt) y/y to 86.3 Mt despite a 6% (6 Mt) production decline, aided by inventory drawdown
• · Northern System production fell 6.9 Mt y/y to 42.8 Mt, with Serra Norte down 31% (-7.7 Mt) on run-of-mine constraints
• · Serra Sul hit a record quarterly output of 23.8 Mt (+0.2 Mt y/y)
• · Sossego copper production fell 9.2 kt y/y to 10.1 kt on planned SAG mill rebuild; Salobo rose 4.6 kt to 57.6 kt
• · Onça Puma nickel production rose 2.8 kt y/y to 8.7 kt; Sudbury Refinery hit highest quarterly output since 4Q13
• · Iron ore all-in costs reached US$60.4/t (+21% y/y); including Brent hedge effect would be ~US$59/dmt
• · Nickel all-in costs rose 18% y/y to US$14,552/t; copper all-in costs were US$-175/t
• · Thompson Mine Complex sold to Exiro Nickel in October; VBM retained 18.9% interest and offtake agreement
• · Salobo CPF to add ~30 ktpy copper and ~15 kozpy gold, IRR above 50%, start-up 1H28
• · 2026 guidance reaffirmed: iron ore 335-345 Mt (low end), pellets 30-34 Mt (midpoint), copper 360-380 kt and nickel 185-200 kt (upper half)
• · Average cost of debt after hedge rose to 5.9% from 5.6% q/q; average maturity 8.2 years
• · US$1.7 billion in dividends and interest on capital paid during the quarter; cash fell US$735 million
• · B7A dam emergency level lifted; 29 dams removed from emergency status since 2020 (83% reduction)
• · Approximately 84% of Brumadinho Integral Reparation Agreement commitments completed by 3Q26

30-10-2026

MoneyWise, Inc. filed its Q3 2026 13F-HR disclosing 63 holdings with a total reported value of $105,275,429 as of September 30, 2026. The portfolio is heavily concentrated in broad-market and fixed-income ETFs, led by Schwab US Large Cap ETF (33,452,100 shares), Schwab International Equity ETF (19,607,900 shares), and Schwab US Mid-Cap ETF (16,789,700 shares). The filing reflects a passive, index-oriented allocation with minimal single-stock exposure (notably Tesla at 70,800 shares and Greif Cl A/B), offering no period-over-period comparison since prior-quarter holdings are not disclosed in this filing.

• · Portfolio is overwhelmingly ETF-based with only two individual equities disclosed: Tesla (70,800 shares) and Greif Class A (975,000 shares) and Class B (200,000 shares)
• · Largest single position by share count is Schwab US Large Cap ETF at 33,452,100 shares
• · Fixed-income exposure spans Treasury, corporate, MBS, municipal, and aggregate bond ETFs
• · No prior-period holdings disclosed, so quarter-over-quarter position changes cannot be calculated
• · Filing signed by Aryn Sands as Agent on 10-29-2026

30-10-2026

First Northern Community Bancorp reported Q3 2026 net income of $6.2 million ($0.38 diluted EPS), up 3.1% YoY from $6.0 million, while nine-month net income rose 11.1% to $16.8 million ($1.02 diluted EPS). Net interest income grew 14.95% YoY to $19.4 million on a 4.12% net interest margin (up from 3.75%), but non-interest income declined 1.33% YoY and non-interest expense rose 6.57% YoY to $12.7 million due to core banking system upgrade costs. Total assets grew 4.3% YoY to $1.99 billion and net loans rose 7.4% to $1.13 billion, though ROAA slipped to 1.24% from 1.27% and ROAE fell to 11.25% from 12.15% YoY, with book value per share down to $12.76 from $13.24 in the prior quarter.

• · Provision for credit losses was zero in Q3 2026 versus $600 thousand in Q2 2026
• · Provision for income taxes rose 268.01% YoY to $2.094 million in Q3 2026 from $569 thousand
• · Cost of funds rose to 0.95% in Q3 2026 from 0.88% in Q3 2025
• · Loan growth was driven by commercial loans, partially offset by net reductions in commercial real estate, agriculture, residential mortgage and consumer loans
• · Leverage ratio improved to 12.5% from 11.5% YoY, while total capital ratio slipped to 18.4% from 18.6%
• · Tangible common equity ratio declined to 10.2% from 11.0% in Q2 2026 and 10.5% in Q3 2025
• · Cash and cash equivalents fell 15.37% to $123.2 million from $145.6 million at December 31, 2025
• · Additional core system upgrade costs expected in Q4 2026
• · Company remains 'well capitalized' exceeding 10% total risk-based capital ratio threshold

30-10-2026

News Corp filed an 8-K disclosing routine daily ASX buyback transaction notices under its existing stock repurchase program, which authorizes up to $1 billion in aggregate repurchases of Class A and Class B common stock. The filing contains no new financial results or changes to the program's authorization size, and no specific repurchase amounts were disclosed in the body text beyond the $1 billion aggregate authorization.

• · Filing made under Items 8.01 (Other Events) and 9.01 (Financial Statements and Exhibits)
• · Company is required to provide daily disclosure to the ASX of any repurchase transactions under the program
• · Exhibits 99.1 and 99.2 contain the information provided to the ASX on the respective dates noted therein
• · Filing signed by Michael L. Bunder, Senior Vice President, Deputy General Counsel and Corporate Secretary, dated October 30, 2026
• · Date of earliest event reported: October 29, 2026
• · No specific share count or dollar value of repurchases executed was disclosed in the filing text

30-10-2026

VS Trust filed Amendment No. 2 to its Form S-1 registration statement for six new daily 3x leveraged commodity futures ETFs (3x Gold, 3x Silver, 3x Bitcoin, 3x Ether, 3x Crude Oil, 3x Natural Gas), none of which have commenced trading or have any performance history. Each fund targets 3x the daily performance of its benchmark for a single day only, and the filing warns that returns over longer periods will very likely differ in amount and possibly direction from the objective, with investors potentially losing the full principal value within a single day. The funds will not hold physical commodities, instead using rolling futures portfolios (roughly 20% of expiring positions rolled per day over five-day windows) and may fall back on linked ETPs/ETFs, options, and cash if futures become unavailable.

• · The pool has not commenced trading and has no performance history.
• · Funds intend to be treated as partnerships for U.S. federal income tax purposes; investors may owe tax on allocable income and gains even without selling shares or receiving distributions.
• · Gold and silver futures rolls occur over five business days in January, March, May, July, September and November (gold) and February, April, June, August and November (silver).
• · Bitcoin and ether futures roll from near-month to next-month contracts over a five-day period beginning on the sixth business day prior to expiry of the near-month contract.
• · Funds will not invest in physical gold, silver, bitcoin, or ether; exposure is via futures contracts and cash.
• · Fallback instruments if futures are unavailable include linked ETPs, registered ETFs, exchange-traded options, and cash.
• · Futures selection is based on open interest and volume among contracts traded and settled during U.S. market hours.
• · Filing is Amendment No. 2 to Form S-1, Registration No. 333-298396, filed under the 1933 Act.

30-10-2026

Garner Asset Management Corp filed its Q3 2026 13F-HR disclosing 162 holdings with an aggregate reported value of approximately $302.7 million as of September 30, 2026. The portfolio is heavily concentrated in mega-cap technology and index ETFs, with NVIDIA ($96.1M), Apple ($129.7M), Amazon ($64.9M), Microsoft ($46.7M) and Alphabet Class C ($60.6M) among the largest positions. The filing is a routine quarterly holdings disclosure with no period-over-period comparison data provided, so no growth or decline metrics can be derived.

• · Filer is Garner Asset Management Corp, a Texas-based investment adviser (SEC File No. 028-18125) located in Plano, TX
• · Report period is September 30, 2026; filing date October 30, 2026
• · Total reported portfolio value is $302,744,804 across 162 holdings
• · Largest single position is Apple Inc at $129,678,713 (3,770,700 shares)
• · NVIDIA position of $96,087,684 (4,448,500 shares) is the second-largest holding
• · Portfolio includes significant ETF exposure including State Street SPDR S&P 500 ETF Trust ($140,145,918, 183,100 units) and Invesco QQQ Trust ($204,372,312, 2,869,600 units)
• · Notable small/illiquid positions include Berkshire Hathaway Class A (100 shares, $821,931) and Seaboard Corp (19,600 shares, $75,655,019)
• · Significant BDC and closed-end fund exposure: Kayne Anderson Energy Infrastructure (28,875,800 shares), VanEck BDC Income ETF (32,275,300 shares), Virtus InfraCap (72,624,900 shares)
• · No period-over-period comparison data is disclosed in a 13F-HR filing; changes versus prior quarter cannot be determined from this document alone

30-10-2026

Carmel Capital Management L.L.C. filed its Q3 2026 13F-HR disclosing 31 institutional equity holdings as of September 30, 2026. The portfolio is heavily concentrated in large-cap technology and semiconductor names, with Broadcom (14,034,900 shares), Vistra (25,552,200 shares), Garrett Motion (48,165,000 shares), and ICICI Bank ADR (27,052,500 shares) among the largest positions by share count. The filing is a routine quarterly holdings disclosure and does not report performance, flows, or period-over-period changes, so no growth or decline metrics can be derived from the document itself.

• · Filing is for the period ended September 30, 2026, filed October 30, 2026 (accession 0001754960-26-000959).
• · Filer CIK 0001878547; SEC file number 028-22264; state of incorporation CA; fiscal year end 1231.
• · Information table reports 31 total holdings; no dollar values or period-over-period changes are disclosed in the provided text.
• · Portfolio spans semiconductors (AVGO, AMAT, KLAC, NXPI, TER, TXN, ASML, SMH), financials (C, JPM, EWBC, IBN), industrials (EMR, GNRC, RBC, RTX, J, MLI), energy (VLO, VST), and ETFs (ROBO, SCHX, SCHA, GLD, equal-weight S&P 500).
• · Largest share-count positions include Garrett Motion (48,165,000), ICICI Bank ADR (27,052,500), Vistra (25,552,200), Citigroup (17,259,000), and Mueller Industries (16,395,000).

30-10-2026

Teck Resources Limited filed a Form 6-K (foreign private issuer report) on October 30, 2026, covering the month of October 2026 under Commission File Number 001-13184. The filing is a cover/signature document that indexes two press releases, both numbered 26-25-TR and dated October 28, 2026 (Exhibits 99.1 and 99.2), signed by Corporate Secretary Amanda R. Robinson. No financial figures, operational metrics, or period-over-period comparisons are disclosed in the filing text itself.

• · Filed as a Form 6-K under the Securities Exchange Act of 1934; registrant files annual reports on Form 40-F
• · Commission File Number: 001-13184
• · Registered office: Suite 3300 – 550 Burrard Street, Vancouver, British Columbia V6C 0B3
• · Exhibit 99.1: Press Release 26-25-TR dated October 28, 2026
• · Exhibit 99.2: Press Release 26-25-TR dated October 28, 2026 (same release number as Exhibit 99.1)
• · Filing signed October 28, 2026; SEC filing date October 30, 2026
• · No financial or operational data included in the filing body

30-10-2026

Esquire Financial Holdings, Inc. (Nasdaq: ESQ) announced a regular quarterly cash dividend of $0.20 per share of common stock on October 29, 2026, payable December 1, 2026 to stockholders of record as of November 13, 2026. The 8-K filing contains no financial results, period-over-period comparisons, or other operating metrics, so no growth or decline data is available to assess.

• · Dividend payable date: December 1, 2026
• · Record date: November 13, 2026
• · Date of report (earliest event reported): October 29, 2026
• · Commission File Number: 001-38131; IRS Employer Identification No.: 27-5107901
• · Principal executive offices: 100 Jericho Quadrangle, Suite 100, Jericho, New York 11753
• · Registrant incorporated in Maryland; common stock par value $0.01
• · Company is not an emerging growth company (box unchecked)
• · Exhibit 99.1 is the press release dated October 29, 2026; Exhibit 104 is the cover page interactive data file (inline XBRL)

30-10-2026

Aetherion Technologies Inc. (the registrant identified in the filing, referenced in the prompt as Westport Fuel Systems Inc./WPRT) filed a Form 6-K for October 2026 disclosing that it issued a press release on October 29, 2026, attached as Exhibit 99.1 and incorporated by reference. The filing itself contains no financial figures, period-over-period comparisons, or operational metrics; the substantive content resides in the referenced exhibit, which was not included in the provided text. CFO Elizabeth Owens signed the report.

• · Commission File Number: 001-34152
• · Registrant files annual reports under Form 20-F (Form 20-F box checked; Form 40-F not checked)
• · Principal executive office address: 1691 West 75th Avenue, Vancouver, British Columbia, Canada, V6P 6P2
• · Press release dated October 29, 2026 attached as Exhibit 99.1 and incorporated by reference
• · Filing covers the month of October 2026
• · No financial amounts, percentages, or period comparisons are disclosed in the filing body

30-10-2026

Intel reported Q3 2026 net revenue of $16,513M, up 20.9% YoY from $13,653M, with gross profit rising 36.0% to $7,096M and operating income of $2,522M versus $683M a year ago. However, net income attributable to Intel fell 18.3% YoY to $3,320M (EPS $0.60 vs $0.90) as prior-year results benefited from a $3,670M interest and other gain versus $1,130M this quarter. For the nine-month period, revenue grew 18.0% to $46,218M but Intel swung to a net loss of $11,441M (EPS -$2.22) from a $324M profit, driven by a $12,614M mark-to-market loss on Escrowed Shares and $4,294M in restructuring charges.

• · Intel Foundry posted an operating loss of $1,853M in Q3 2026 despite $6,697M in revenue.
• · CCPG segment operating income was $2,285M and DCAI $3,039M, together offsetting Foundry losses.
• · Nine-month 2026 interest and other, net was -$12,184M versus +$3,402M a year earlier, driven by a $12,614M mark-to-market loss on Escrowed Shares.
• · Nine-month 2026 net loss attributable to Intel was $11,441M (EPS -$2.22) versus $324M profit (EPS $0.07) in 2025.
• · R&D spending declined 3.1% YoY over nine months to $10,233M from $10,555M.
• · Company raised $22,617M net from a public offering of common stock and issued $13,000M in term debt during the nine months.
• · Goodwill declined to $20,465M from $23,912M at Dec 27, 2025.
• · Retained earnings fell to $36,969M from $48,983M at fiscal year-end 2025.
• · Nine-month 2026 operating cash flow was $13,184M, up from $5,409M, while investing activities used $20,259M.
• · Partner distributions of $14,442M were paid in the nine months versus $159M a year earlier.

30-10-2026

ASGN Inc reported Q3 2026 revenue of $1,031.4M, up 2.0% YoY, but net income fell 39.4% to $23.1M and diluted EPS dropped 35.6% to $0.56 due to margin compression and higher interest expense. For the nine months, revenue was flat (+0.2%) at $3,006.7M while net income plunged 51.5% to $42.8M, with operating income down 28.0% and gross margin contracting 130 basis points.

• · Gross margin declined to 28.3% in Q3 2026 from 29.4% in Q3 2025, and to 28.0% from 28.9% for 9M 2026.
• · Operating margin fell to 5.5% in Q3 2026 from 6.7% in Q3 2025, and to 4.2% from 5.8% for 9M 2026.
• · SG&A expenses rose 2.6% YoY to $217.7M in Q3 2026 and 3.9% to $668.3M for 9M 2026.
• · Long-term debt increased to $1,391.0M at Sep 30, 2026 from $1,169.4M at Dec 31, 2025, a 19.0% rise.
• · Cash and cash equivalents decreased to $147.5M from $161.2M at Dec 31, 2025.
• · 9M 2026 net cash provided by operating activities fell 42.6% to $129.4M from $225.6M.
• · The company repurchased $50.5M of common stock in 9M 2026, down from $105.9M in 9M 2025.
• · 9M 2026 cash paid for acquisitions was $283.6M, compared to $306.1M in 9M 2025.
• · Effective tax rate was 36.5% in Q3 2026 versus 24.6% in Q3 2025, and 36.8% versus 28.3% for 9M 2026.