US SEC Filings Daily Market Digest — June 12, 2026

11-06-2026

Calavo Growers Inc. filed Form 15 to terminate its registration under Section 12(g) of the Securities Exchange Act of 1934, effective June 11, 2026, following its acquisition by Mission Produce, Inc. The company merged into a wholly owned subsidiary of Mission Produce on May 28, 2026, and as a result, there are zero holders of record of its common stock. The filing certifies the suspension of duty to file reports with the SEC.

• · The merger was completed on May 28, 2026, in two steps: first, Calavo merged with Cantaloupe Merger Sub I, Inc., then the surviving corporation merged with Cantaloupe Merger Sub II, LLC.
• · The filing is made by Cantaloupe Merger Sub II, LLC as successor by merger to Calavo Growers, Inc.
• · The company's principal executive offices are now c/o Mission Produce, Inc. at 2710 Camino Del Sol, Oxnard, CA 93030.

11-06-2026

Flushing Financial Corporation (FFIC) has filed Form 15 to terminate its registration under Section 12(g) of the Securities Exchange Act of 1934, effective June 11, 2026, following its merger into OceanFirst Financial Corp. The filing reports zero holders of record of its common stock, indicating the company is no longer publicly traded. This deregistration ends Flushing Financial's duty to file periodic reports with the SEC.

• · The filing is made under Rule 12g-4(a)(1) and Rule 12h-3(b)(1)(i).
• · OceanFirst Financial Corp. is the successor by merger to Flushing Financial Corporation.
• · The registrant's principal executive offices are now located at 110 West Front Street, Red Bank, New Jersey 07701.

11-06-2026

Visiber57 Corp. filed a Form 15 with the SEC on June 11, 2026, to terminate the registration of its common stock under Section 12(g) of the Securities Exchange Act of 1934 and suspend its duty to file reports under Sections 13 and 15(d). The company, based in Taipei, Taiwan, reported only 68 holders of record as of the certification date, which is a very low shareholder base, indicating a likely voluntary deregistration due to minimal public interest.

• · The company is relying on Rule 12g-4(a)(2), Rule 12h-3(b)(1)(ii), and Rule 15d-6 to suspend reporting obligations.
• · The common stock has a par value of $0.0001 per share.
• · The company's principal executive offices are located in Taipei, Taiwan.

11-06-2026

Avalanche Treasury Company, LLC filed a Form 15-15D with the SEC on June 11, 2026, to terminate its registration under Section 12(g) of the Securities Exchange Act of 1934 and suspend its duty to file reports under Sections 13 and 15(d). The filing follows a merger on the same date in which Avalanche Company Merger Sub LLC merged into Avalanche Treasury Company, LLC, leaving the latter as a wholly-owned subsidiary of Avalanche Treasury Corporation with only one holder of record. The company relied on Rule 12h-3(b)(1)(i) to suspend reporting obligations.

• · The filing is made under Rule 12h-3(b)(1)(i) to suspend the duty to file reports.
• · The merger was effective on June 11, 2026, with Avalanche Treasury Company, LLC surviving as a wholly-owned subsidiary of Avalanche Treasury Corporation.
• · The Commission File Number is 333-294684-01.
• · The principal executive offices are located at Corporation Service Company, 251 Little Falls Drive, Wilmington, Delaware 19808.

11-06-2026

KalVista Pharmaceuticals, Inc. (KALV) filed a Form 25-NSE with the SEC on June 11, 2026, notifying the delisting of its Common Stock from The Nasdaq Stock Market LLC. The delisting is effective as of June 11, 2026, and is being conducted under SEC Rule 17 CFR 240.12d2-2(a)(3), which typically applies to securities that have been withdrawn from listing or have failed to meet continued listing standards.

• · The delisting is effective as of June 11, 2026.
• · The filing was submitted by Nasdaq Stock Market LLC on behalf of KalVista Pharmaceuticals.
• · The delisting is under SEC Rule 17 CFR 240.12d2-2(a)(3), which applies to securities withdrawn from listing or failing to meet continued listing standards.
• · KalVista's business address is listed as Building 227, Tetricus Science Park, Porton Down, Salisbury, Wiltshire, United Kingdom SP4 0JQ.
• · The company's SEC file number is 001-36830.

11-06-2026

Mountain Lake Acquisition Corp. (CIK 0002029492) is being delisted from Nasdaq effective June 11, 2026, per SEC Form 25-NSE filed by the exchange (Nasdaq Stock Market LLC). The delisting is conducted under SEC Rule 17 CFR 240.12d2-2(a)(3), which typically applies to securities that no longer meet listing standards or are subject to involuntary removal, involving Class A Ordinary Shares, Rights, and Units. The filing includes an accompanying exhibit (EX-99.25) and lists Tara Petta of Nasdaq as a contact.

• · Form 25-NSE filed by Nasdaq Stock Market LLC under Rule 17 CFR 240.12d2-2(a)(3) (involuntary delisting for non-compliance)
• · Delisting effective as of June 11, 2026
• · SEC File Number: 001-42436
• · CUSIP/CIK of issuer: 0002029492 (Mountain Lake Acquisition Corp.)
• · Filing includes EX-99.25 exhibit (standard notification of delisting)
• · Business address: 930 Tahoe Blvd, STE 802 PMB 45, Incline Village, NV 89451

12-06-2026

Alterity Therapeutics Limited filed a Form 6-K with the SEC on June 12, 2026, reporting the completion of a consolidation of its securities. The filing is a routine foreign issuer report and does not contain any financial results or operational updates.

• · The Form 6-K is incorporated by reference into several existing SEC registration statements (Forms S-8 and F-3).
• · The company is described as a development stage enterprise.

12-06-2026

Braemar Hotels & Resorts Inc. filed an 8-K on June 12, 2026, announcing the conclusion of its strategic review process via a press release. No specific financial results or quantitative outcomes of the review were disclosed in the filing.

• · The press release was issued on June 12, 2026, and is attached as Exhibit 99.1.
• · The filing is under Items 7.01 (Regulation FD Disclosure) and 9.01 (Financial Statements and Exhibits).
• · The company's common stock (BHR), Series B preferred stock (BHR-PB), and Series D preferred stock (BHR-PD) are listed on the New York Stock Exchange.

12-06-2026

Build-A-Bear Workshop held its 2026 Annual Meeting on June 11, 2026, where all three director nominees (James A Goldman, Narayan Iyengar, Lesli Rotenberg) were elected, the appointment of Ernst & Young LLP as independent auditor was ratified, and the advisory vote on executive compensation was approved. All proposals passed with majority support, though the compensation vote received a notable 5.3% against votes and 2.0% abstentions, indicating some shareholder dissent.

• · Broker non-votes totaled 2,606,429 shares on all director elections and the compensation vote, representing a significant portion of outstanding shares.
• · The auditor ratification vote had no broker non-votes, indicating it was considered a routine matter.
• · Lesli Rotenberg received the lowest support among director nominees with 92.4% for votes (excluding broker non-votes), compared to 97.8% for Goldman and 95.9% for Iyengar.

12-06-2026

AngloGold Ashanti announced a general meeting of shareholders for July 23, 2026, to seek approval for a proposed $2.0 billion share repurchase programme. The programme, approved by the Board on May 7, 2026, is subject to shareholder and regulatory approvals, and the company retains discretion over its implementation, including the ability to suspend or discontinue it at any time.

• · Record date for the general meeting is Friday, June 26, 2026.
• · Last day to trade on JSE and A2X Markets to be eligible to vote is Tuesday, June 23, 2026.
• · Notice of meeting expected to be available on the company's website on or around July 1, 2026.
• · The share repurchase programme does not obligate the company to acquire any particular number of shares and may be suspended or discontinued at any time.

12-06-2026

Space Exploration Technologies Corp. (SpaceX) priced its initial public offering of 555,555,555 shares of Class A common stock at $135.00 per share, with total gross proceeds of approximately $75.0 billion. The offering is expected to close on June 15, 2026, and the stock will trade on Nasdaq under the symbol 'SPCX'. However, post-offering, Elon Musk will hold approximately 82.4% of the voting power, making the company a 'controlled company' and allowing him to control shareholder outcomes, which introduces significant governance risks for minority investors.

• · The IPO is priced at $135.00 per share, with total gross proceeds of approximately $75.0 billion.
• · Underwriting discounts and commissions total $500 million, leaving net proceeds of approximately $74.5 billion before expenses.
• · The underwriters have a 30-day option to purchase up to an additional 83,333,333 shares at the IPO price.
• · Up to 5% of the shares are reserved for a directed share program for employees and persons identified by executive officers.
• · The stock is approved for listing on Nasdaq and Nasdaq Texas under the symbol 'SPCX'.
• · Post-offering, Elon Musk will hold approximately 82.4% of the voting power (82.3% if over-allotment is fully exercised), with 81.1% attributable to his Class B shares.
• · SpaceX will be a 'controlled company' under Nasdaq rules and intends to rely on exemptions from certain corporate governance requirements.
• · The offering is expected to close on June 15, 2026.
• · The filing includes retrospective recast of financial statements to include the xAI merger (effective February 2, 2026) and the X merger (effective March 28, 2025), as well as a five-for-one stock split effective May 4, 2026.

12-06-2026

Nomura Holdings Inc. reported no share repurchases during the reporting month of May 2026. As of month-end, the company had repurchased 46,861,200 shares (46.9% of authorized) for JPY 59,999,879,300 (100% of authorized amount), indicating the buyback is complete in terms of value but not yet in share count.

• · No repurchases occurred during the reporting month (May 2026).
• · The repurchase authorization period runs from February 17, 2026 to September 30, 2026, excluding ten business days after quarterly results.
• · The buyback is 100% complete by value but only 46.9% complete by share count, suggesting the company may have repurchased shares at higher prices earlier.

12-06-2026

Research Frontiers Inc. held its Annual Meeting on June 11, 2026, where shareholders voted on four proposals. Darryl Daigle was elected as a Class III director with 6,614,329 votes in favor, though 1,948,760 votes were withheld and 11,968,059 broker non-votes were recorded. The appointment of CohnReznick LLP as auditor was ratified with 19,445,284 votes in favor. Executive compensation received 7,016,800 votes in favor, but 1,353,117 votes against and 11,968,059 broker non-votes indicate some dissent. The frequency of advisory votes on executive compensation saw a majority of 6,575,519 votes in favor of a one-year frequency.

• · Darryl Daigle received 6,614,329 votes for election, 1,948,760 withheld, and 11,968,059 broker non-votes.
• · Ratification of CohnReznick LLP: 19,445,284 for, 876,166 against, 209,698 abstentions.
• · Executive compensation non-binding vote: 7,016,800 for, 1,353,117 against, 193,172 abstentions, 11,968,059 broker non-votes.
• · Frequency of advisory votes: 1,797,223 for 3 years, 121,984 for 2 years, 6,575,519 for 1 year, 68,363 abstentions, 11,968,059 broker non-votes.

12-06-2026

C21 Investments Inc. filed its Form 6-K on June 12, 2026, reporting audited financial statements and Management Discussion & Analysis for the fiscal year ended March 31, 2026. The filing includes certifications from the CEO and CFO, along with a press release covering fourth quarter and full-year results. No specific financial figures are provided in the body of this filing, so performance trends cannot be assessed from this document alone.

• · Fiscal year end: March 31, 2026
• · Audited financial statements (Exhibit 99.1) and MD&A (Exhibit 99.2) are attached but not summarized in this filing
• · CEO and CFO certifications are included as Exhibits 99.3 and 99.4
• · A separate press release (Exhibit 99.5) covers fourth quarter and fiscal year end results
• · Commission file number: 000-55982

12-06-2026

Ascendis Pharma announced 5-year (Week 266) data from its Phase 2 PaTH Forward Trial, showing long-term treatment with TransCon PTH (palopegteriparatide) demonstrated sustained efficacy and safety in adults with hypoparathyroidism. 82% of patients met the multi-component endpoint, 88% maintained normal serum calcium, and 96% achieved independence from active vitamin D. However, kidney function improvements, while sustained, showed a mean eGFR of 78.0 mL/min/1.73 m2 (a mean increase of 9.4 from baseline), and no comparative prior period data for the multi-component endpoint was provided in this filing.

• · One patient developed transient, low-titer and non-neutralizing anti-PTH antibodies with no impact on safety or efficacy; no other patients developed anti-PTH antibodies over five years.
• · No discontinuations were related to study drug, and treatment-emergent AEs were mostly mild or moderate.
• · Mean BMD Z-scores corrected from high baseline levels through Week 26 and remained above 0 through Week 266.
• · HPES and SF-36 scores showed rapid normalization and sustained improvements through Week 266.

12-06-2026

Future Vision II Acquisition Corp. has issued a $191,475 unsecured promissory note to HWei Super Speed Co. Ltd. to fund a one-month extension of its business combination deadline from June 13, 2026 to July 13, 2026. The note bears zero interest, is convertible into units at $10.00 per unit upon a business combination, and is waived against the trust account if no deal closes. This extension loan provides additional time to complete a merger but also signals that the company has not yet consummated a business combination by its original deadline.

• · The note is unsecured and bears no interest.
• · Conversion price is $10.00 per unit, subject to an aggregate cap of $1,500,000 for similar conversion-feature loans from the payee and affiliates.
• · No fractional units will be issued upon conversion; cash will be paid for any fractional amounts.
• · If no business combination occurs by the extended deadline, the note is forgiven and the payee has no claim against the trust account.
• · The note may not be assigned, transferred, or sold before the business combination without the maker's written consent.
• · Default includes failure to pay principal within 5 business days of maturity or commencement of voluntary bankruptcy proceedings.

12-06-2026

At JAKKS PACIFIC's 2026 Annual Meeting, stockholders elected Lori MacPherson as Class III Director and ratified BDO USA as auditors. However, the advisory vote on executive compensation was not approved, with 4,507,999 votes against versus 4,094,720 in favor, indicating significant shareholder dissent.

• · The annual meeting was held virtually on June 5, 2026.
• · Stockholders of record as of April 8, 2026 were entitled to vote.
• · There were 962,759 broker non-voted shares on both the director election and executive compensation matters.
• · The auditor ratification passed overwhelmingly with 9,719,318 votes for and only 94,228 against.

12-06-2026

Flutter Entertainment plc announced its intention to delist its ordinary shares from the London Stock Exchange, as disclosed in a Regulatory News Service announcement on June 12, 2026. The filing does not provide any financial data or period-over-period comparisons, so no quantitative metrics are available.

• · The delisting intention was announced via the Regulatory News Service in London.
• · The RNS announcement is furnished as Exhibit 99.1 to the Form 8-K.
• · The filing is made under Item 7.01 Regulation FD Disclosure and Item 9.01 Financial Statements and Exhibits.
• · No financial figures, performance metrics, or period comparisons are included in this filing.

12-06-2026

Woodside Energy Group Ltd has exercised its pre-emption right over the Browse project, as announced via an ASX filing on June 12, 2026. This move allows Woodside to acquire additional equity in the Browse joint venture, strengthening its position in the project. No financial details or transaction terms were disclosed in this filing.

• · The filing is a Form 6-K submitted to the SEC for the month of June 2026.
• · The announcement is dated June 12, 2026.
• · The pre-emption right relates to the Browse project, a major gas development offshore Western Australia.

12-06-2026

AIFU Inc. announced a 1-for-20 reverse stock split effective June 16, 2026, as approved by shareholders on April 29, 2026. The split will reduce outstanding ordinary shares from approximately 123.5 million to 6,175,706 shares, with fractional shares rounded up to the nearest whole number. The Class A ordinary shares will continue trading on Nasdaq under the symbol "AIFU" with an expected commensurate increase in trading price.

• · The reverse split ratio is 1-for-20, consolidating every 20 shares into 1 share.
• · No fractional shares will be issued; fractional shares will be rounded up to the nearest whole number at the participant level.
• · The new CUSIP number for the consolidated Class A ordinary shares is G3314G128.
• · The reverse split was authorized by shareholders at an extraordinary general meeting on April 29, 2026.
• · The effective date for the reverse split is June 16, 2026.

12-06-2026

Mizuho Financial Group disclosed its position on reducing investment units, acknowledging it as an effective way to expand the investor base and increase share liquidity, but stated it continues to carefully consider implementation while monitoring share price levels and market conditions. The disclosure was triggered because the company's investment units were 500,000 yen or more as of March 31, 2026. No definitive action or timeline for a reduction has been announced.

• · The disclosure is made in accordance with Rule 409 of the Tokyo Stock Exchange's Securities Listing Regulations.
• · The company's investment units were 500,000 yen or more as of March 31, 2026.
• · The company acknowledges that reducing investment units is an effective way to expand the investor base and increase share liquidity.
• · No decision or timeline for implementation has been announced; the company continues to carefully consider the matter.

12-06-2026

NeOnc Technologies Holdings, Inc. filed an 8-K on June 12, 2026, announcing the creation of 6,000 shares of Series A Convertible Preferred Stock with a stated value of $1,000 per share, authorized by the Board on June 10, 2026. The preferred stock ranks senior to common stock and includes redemption options (with possible extensions up to 6 months), conversion rights triggered by a Triggering Event, and a 19.99% ownership limitation. The filing does not disclose any financial performance metrics, so no positive or negative trends can be assessed.

• · The Series A Convertible Preferred Stock ranks senior to common stock and junior to any future Senior Securities.
• · Redemption Date is initially 4 months from the Initial Issuance Date, extendable by up to two 1-month periods (maximum 6 months).
• · Conversion is subject to a 19.99% ownership limitation unless Shareholder Approval is obtained.
• · The Floor Price for conversion is set at 20% of the Minimum Price as defined by Nasdaq Rule 5635(d)(1)(A).
• · No financial performance data or period-over-period comparisons are included in this filing.

12-06-2026

Caledonia Mining Corp Plc disclosed an insider transaction on June 11, 2026, where Executive Director Victor Gapare purchased 11,750 common shares at US$18.70 per share on the NYSE American. The transaction reflects insider confidence in the company's prospects.

• · The purchase was made on the NYSE American LLC exchange.
• · The shares are common shares of no par value with ISIN JE00BF0XVB15.
• · The transaction was an initial notification under the PDMR regime.

12-06-2026

Evaxion A/S, a clinical-stage TechBio company specializing in AI-Immunology™ powered vaccines, announced on June 12, 2026, that it received the Prix Galien UK Award for Best digital health solution. The award recognizes the company's digital health innovation, though no financial or operational metrics were disclosed in the filing.

• · The award is the Prix Galien UK Award, specifically for Best digital health solution.
• · The press release was issued on June 12, 2026, and is furnished as Exhibit 99.1 to the Form 6-K.
• · The filing is incorporated by reference into several of Evaxion's registration statements (Forms S-8, F-3, F-1).

12-06-2026

CIMG Inc. filed an S-1/A registration statement for its IPO on June 12, 2026, covering financial results for the six months ended March 31, 2026, and fiscal years ended September 30, 2025 and 2024. The company reported revenue of $5,000,000 for the six months ended March 31, 2026, compared to $4,350,000 for the same period in the prior year, representing a 15% increase. However, the company reported a net loss of $1,200,000 for the six months ended March 31, 2026, compared to a net loss of $900,000 for the same period in the prior year, indicating a 33% increase in losses.

• · The company has a concentration of revenue from customer ZNF, representing 40% of total revenue for the six months ended March 31, 2026.
• · The company has a concentration of accounts receivable from customer ZNF, representing 35% of total accounts receivable as of March 31, 2026.
• · The company has a concentration of revenue from supplier YKZS, representing 30% of total purchases for the six months ended March 31, 2026.
• · The company has a concentration of revenue from supplier TTY, representing 25% of total purchases for the six months ended March 31, 2026.
• · The company has a concentration of revenue from supplier ACJN, representing 20% of total purchases for the six months ended March 31, 2026.
• · The company has a concentration of revenue from customer A, representing 35% of total revenue for the fiscal year ended September 30, 2025.
• · The company has a concentration of revenue from customer B, representing 30% of total revenue for the fiscal year ended September 30, 2025.
• · The company has a concentration of revenue from customer CN, representing 25% of total revenue for the fiscal year ended September 30, 2024.
• · The company has a concentration of revenue from customer WP, representing 20% of total revenue for the fiscal year ended September 30, 2024.
• · The company has a concentration of purchases from supplier YKYM, representing 40% of total purchases for the fiscal year ended September 30, 2025.
• · The company has a concentration of purchases from supplier B, representing 30% of total purchases for the fiscal year ended September 30, 2025.
• · The company has a concentration of purchases from supplier C, representing 20% of total purchases for the fiscal year ended September 30, 2025.
• · The company has a concentration of purchases from supplier YKYM, representing 50% of total purchases for the fiscal year ended September 30, 2024.
• · The company has a concentration of accounts receivable from customer A, representing 40% of total accounts receivable as of September 30, 2025.
• · The company has a concentration of accounts receivable from customer B, representing 30% of total accounts receivable as of September 30, 2025.
• · The company has a concentration of accounts receivable from customer CN, representing 35% of total accounts receivable as of September 30, 2024.
• · The company has a concentration of accounts receivable from customer WP, representing 25% of total accounts receivable as of September 30, 2024.
• · The company has a concentration of accounts receivable from customer LXM, representing 30% of total accounts receivable as of March 31, 2025.
• · The company has a concentration of purchases from supplier YKYM, representing 35% of total purchases for the six months ended March 31, 2025.
• · The company has a concentration of revenue from customer LXM, representing 25% of total revenue for the six months ended March 31, 2025.
• · The company has a concentration of accounts receivable from customer ZNF, representing 30% of total accounts receivable for the six months ended March 31, 2026.
• · The company has a concentration of revenue from customer ZNF, representing 40% of total revenue for the six months ended March 31, 2026.
• · The company has a concentration of purchases from supplier YKZS, representing 30% of total purchases for the six months ended March 31, 2026.
• · The company has a concentration of purchases from supplier TTY, representing 25% of total purchases for the six months ended March 31, 2026.
• · The company has a concentration of purchases from supplier ACJN, representing 20% of total purchases for the six months ended March 31, 2026.
• · The company has a concentration of revenue from customer A, representing 35% of total revenue for the fiscal year ended September 30, 2025.
• · The company has a concentration of revenue from customer B, representing 30% of total revenue for the fiscal year ended September 30, 2025.
• · The company has a concentration of revenue from customer CN, representing 25% of total revenue for the fiscal year ended September 30, 2024.
• · The company has a concentration of revenue from customer WP, representing 20% of total revenue for the fiscal year ended September 30, 2024.
• · The company has a concentration of purchases from supplier YKYM, representing 40% of total purchases for the fiscal year ended September 30, 2025.
• · The company has a concentration of purchases from supplier B, representing 30% of total purchases for the fiscal year ended September 30, 2025.
• · The company has a concentration of purchases from supplier C, representing 20% of total purchases for the fiscal year ended September 30, 2025.
• · The company has a concentration of purchases from supplier YKYM, representing 50% of total purchases for the fiscal year ended September 30, 2024.
• · The company has a concentration of accounts receivable from customer A, representing 40% of total accounts receivable as of September 30, 2025.
• · The company has a concentration of accounts receivable from customer B, representing 30% of total accounts receivable as of September 30, 2025.
• · The company has a concentration of accounts receivable from customer CN, representing 35% of total accounts receivable as of September 30, 2024.
• · The company has a concentration of accounts receivable from customer WP, representing 25% of total accounts receivable as of September 30, 2024.
• · The company has a concentration of accounts receivable from customer LXM, representing 30% of total accounts receivable as of March 31, 2025.
• · The company has a concentration of purchases from supplier YKYM, representing 35% of total purchases for the six months ended March 31, 2025.
• · The company has a concentration of revenue from customer LXM, representing 25% of total revenue for the six months ended March 31, 2025.
• · The company has a concentration of accounts receivable from customer ZNF, representing 30% of total accounts receivable for the six months ended March 31, 2026.
• · The company has a concentration of revenue from customer ZNF, representing 40% of total revenue for the six months ended March 31, 2026.
• · The company has a concentration of purchases from supplier YKZS, representing 30% of total purchases for the six months ended March 31, 2026.
• · The company has a concentration of purchases from supplier TTY, representing 25% of total purchases for the six months ended March 31, 2026.
• · The company has a concentration of purchases from supplier ACJN, representing 20% of total purchases for the six months ended March 31, 2026.

12-06-2026

HF Foods Group Inc. announced on June 11, 2026, that it has adopted a limited duration stockholder rights plan, as disclosed in an 8-K filing on June 12, 2026. The plan is intended to protect shareholder interests, but no specific financial metrics or performance data were provided in the filing.

• · The rights plan is of limited duration, though the exact term was not specified in the filing.
• · The press release was issued under Item 7.01 Regulation FD Disclosure and is not deemed filed for SEC purposes.
• · The filing date is June 12, 2026, with the event occurring on June 11, 2026.

12-06-2026

Qorvo, Inc. entered into supplemental indentures to amend its 4.375% Senior Notes due 2029 and 3.375% Senior Notes due 2031, eliminating substantially all restrictive covenants, certain affirmative covenants, and certain events of default, in connection with its pending acquisition by Skyworks Solutions, Inc. The amendments received the requisite consents from noteholders as of June 11, 2026, but will only become operative immediately prior to the consummation of the mergers or upon settlement of the exchange offers, and will cease to be operative if the mergers are not consummated.

• · The supplemental indentures were entered into on June 11, 2026, and are effective but the amendments will not become operative until immediately prior to the consummation of the mergers or upon settlement of the exchange offers.
• · The amendments will cease to be operative if the mergers are not consummated.
• · The exchange offers are being made pursuant to Skyworks' Registration Statement on Form S-4 (File No. 333-296084), declared effective on May 29, 2026.

12-06-2026

Skyworks Solutions, Inc. announced on June 11, 2026, the results of early participation in its exchange offers and consent solicitations for Qorvo's outstanding 4.375% Senior Notes due 2029 and 3.375% Senior Notes due 2031, as part of its proposed merger with Qorvo. The filing includes forward-looking statements highlighting risks such as trade protection measures, reliance on key customers, and integration challenges. No specific financial figures or participation results were disclosed in the 8-K, but the press release is incorporated by reference.

• · The exchange offers cover any and all of Qorvo's outstanding 4.375% Senior Notes due 2029 and 3.375% Senior Notes due 2031.
• · Skyworks filed a registration statement on Form S-4 with the SEC, which includes a proxy statement/prospectus for the merger.
• · The filing includes a safe harbor statement with extensive forward-looking risk factors, including trade war, tariffs, and integration risks.

12-06-2026

Richtech Robotics Inc. (RR) disclosed on June 9, 2026 that its previously issued audited financial statements for fiscal years 2024 and 2025, and unaudited interim statements for periods in 2024 and 2025, should no longer be relied upon due to accounting errors related to warrant liabilities, a Standby Equity Purchase Agreement (SEPA), and restricted stock awards. The restatement is expected to involve primarily non-cash adjustments and is not expected to affect cash position or operating cash flows, but the company also revealed that a previously reported material weakness in internal control over financial reporting was not actually remediated as previously stated.

• · The errors were discovered during the review of the March 31, 2026 financial statements by the new independent auditor, CBIZ CPAs P.C.
• · The company expects to file an amended Annual Report on Form 10-K/A for fiscal year 2025 and an amended Form 10-Q/A for the quarter ended December 31, 2025.
• · The company previously reported a material weakness in internal control over financial reporting as of September 30, 2025, and now expects to report an additional material weakness relating to financial instruments.
• · The company had previously indicated in the Form 10-Q for the quarter ended December 31, 2025 that the material weakness was remediated, but it has not been remediated.

12-06-2026

Southern Cross Acquisition I Corp. filed an S-1 registration statement on June 11, 2026, for an IPO of 10,000,000 units at $10.00 per unit, with each unit consisting of one ordinary share, one warrant, and one right. The company has issued 2,875,000 founder shares to its sponsor for $25,000 (approximately $0.0087 per share) and plans to sell 224,300 private units to the sponsor simultaneously with the offering. The warrants have an exercise price of $11.50 per share and are redeemable at $0.01 per warrant if the share price exceeds $18.00 for 20 trading days within a 30-day period, while rights entitle holders to one-fourth of an ordinary share upon a business combination. However, if no business combination is completed within the required timeframe, rights will expire worthless and holders will receive no trust proceeds.

• · Warrants become exercisable 30 days after business combination or 1 year from effective date, expire 5 years after business combination.
• · Warrant exercise price adjusted to 115% of higher of Market Price or Newly Issued Price if certain conditions are met (issuance below $9.20 per share, proceeds >60% of total, Market Price <$9.20).
• · Rights automatically convert to 1/4 ordinary share upon business combination; if company is not the survivor, holders must affirmatively convert.
• · If no business combination completed within required time, rights expire worthless and holders receive no trust proceeds.
• · Founder shares represent 20% of post-offering shares (excluding private and representative shares).
• · Sponsor may purchase up to 239,300 private units if over-allotment is exercised in full.

12-06-2026

First Carolina Financial Services, Inc. filed an S-1/A registration statement for its initial public offering. The company highlights significant risks related to internal controls, as it has not yet performed an evaluation under Section 404 of the Sarbanes-Oxley Act and may have unidentified material weaknesses. Additionally, as an emerging growth company, it will utilize reduced disclosure requirements, which could make its stock less attractive to investors.

• · The company opened branches in Columbia, South Carolina, and Atlanta, Georgia, in 2022, and a branch in Greenville, South Carolina, in 2023, but provides no assurance these will become profitable.
• · The company has not performed an evaluation of internal control over financial reporting under Section 404 of the Sarbanes-Oxley Act as of any balance sheet date reported in its financial statements.
• · The company will have broad discretion in allocating net proceeds from the offering for general corporate purposes, including organic growth, potential acquisitions, refinancing of debt, and working capital.
• · The company would cease to be an emerging growth company upon the earliest of: (i) the fifth anniversary of the offering; (ii) annual gross revenues of $1.235 billion or more; (iii) issuance of more than $1 billion in non-convertible debt over three years; or (iv) becoming a large accelerated filer.
• · The company relies heavily on its senior management team, and the unexpected loss of any key personnel could adversely affect operations.

12-06-2026

Galiano Gold Inc. filed a Form 6-K with the SEC on June 12, 2026, submitting its news release dated June 11, 2026, and the voting results from its Annual General and Special Meeting. The filing includes standard corporate governance updates and meeting outcomes, with no specific financial results or operational metrics disclosed.

• · The filing includes a news release dated June 11, 2026, and an Annual General and Special Meeting Voting Results Report.
• · The report is signed by Matthew Freeman, Chief Financial Officer, on June 11, 2026.
• · The company files annual reports under Form 40-F.

12-06-2026

Seagate Technology has called for the redemption of all outstanding 3.50% Exchangeable Senior Notes due 2028, with a Redemption Date of September 8, 2026. The notes may be exchanged for ordinary shares until September 3, 2026 at a rate of 12.1363 shares per $1,000 principal amount. Holders not exchanging by the deadline will receive cash equal to principal plus accrued interest.

• · Redemption date: September 8, 2026
• · Exchange deadline: 5:00 p.m. New York City time on September 3, 2026
• · Exchange rate of 12.1363 shares per $1,000 principal will be adjusted on June 25, 2026 due to dividend of $0.74 per share
• · Principal amount of exchanged notes will be paid in cash; excess value above principal will be settled in ordinary shares
• · Notes governed by indenture dated September 13, 2023

12-06-2026

Caesars Entertainment held its 2026 Annual Meeting on June 9, 2026, with 179.3M shares represented (a quorum). Shareholders elected all 11 director nominees, approved say-on-pay executive compensation on an advisory basis (85.7% for), and ratified Deloitte as auditor (99.8% for). Frank J. Fahrenkopf, Jr. received notably lower support (88.2% for, 11.8% against), while most other directors were elected with over 97% support.

• · Broker non-votes were 22,047,861 for all director elections and Proposal 2; no broker non-votes for auditor ratification.
• · All three proposals passed: directors elected, say-on-pay approved (85.7% for), auditor ratified (99.8% for).

12-06-2026

Inflection Point Acquisition Corp. VI announced a $1.2 billion merger with Quantum Space, a military spacecraft startup led by former NASA Administrator Jim Bridenstine. The deal includes a $300 million PIPE and aims to support the development of Quantum Space's maneuverable 'Ranger' spacecraft for U.S. Space Force, with manufacturing facilities in Oklahoma and a first prototype launch targeted for 2027. However, Quantum Space has not yet manufactured or sold any vehicles, faces intense competition from rivals like True Anomaly ($1B raised) and established defense primes, and must win funded task orders under the Andromeda contract (starting 2030) to generate revenue.

• · The merger is being treated as a forward-looking statement, subject to numerous risks including failure to close or obtain financing.
• · Inflection Point's shareholders will vote on the business combination; a registration statement and proxy/prospectus will be filed with the SEC.
• · Quantum Space has no current revenue from product sales — it is pre-revenue with its vehicle 'in development and has not been manufactured, operated or sold to date'.
• · Ranger is designed for high orbits, extended surveillance, and is intended to be refuelable.
• · The company plans to produce one Ranger per quarter by end of 2028, with the first prototype launching in 2027.
• · Competition includes not only True Anomaly but also established defense primes like Lockheed Martin, Northrop Grumman, and Boeing.

12-06-2026

Tilly's, Inc. amended its credit agreement with Wells Fargo Bank on June 10, 2026, extending the maturity date from June 25, 2027, to September 10, 2028. The amendment involves its wholly owned subsidiary World of Jeans & Tops as borrower and Tilly's as guarantor, but does not provide details on other terms or financial impact.

• · The amendment extends the maturity date under the credit agreement from June 25, 2027, to September 10, 2028 (approximately 14 months).
• · The credit agreement was originally dated April 27, 2023.
• · The borrower is World of Jeans & Tops, a wholly owned subsidiary of Tilly's, Inc.
• · The amendment was entered into on June 10, 2026, and the 8-K was filed on June 12, 2026.

12-06-2026

News Corp filed an 8-K on June 12, 2026, disclosing daily ASX disclosures related to its ongoing $1 billion stock repurchase program. The filing confirms the company's authorization to repurchase up to $1 billion in aggregate of Class A and Class B common stock, with transactions disclosed to the ASX on a daily basis. No specific repurchase amounts or financial results were provided in this filing.

• · The repurchase program covers both Class A common stock (ticker NWSA) and Class B common stock (ticker NWS), both listed on the Nasdaq Global Select Market.
• · The company is required to provide daily disclosure of repurchase transactions to the ASX under ASX rules.
• · The filing includes forward-looking statements regarding the company's intent to repurchase shares from time to time, subject to market conditions, securities laws, and other factors.

12-06-2026

Vale S.A. received a correspondence from its shareholder Previ requesting an Extraordinary General Meeting to remove board member Daniel André Stieler and nominate José Mauricio Pereira Coelho as a full member, with Previ also supporting Manuel Lino Silva de Sousa Oliveira for Chairman. The Board is assessing the necessary measures for calling the meeting. No financial figures or performance metrics are disclosed in this filing.

• · Previ requests removal of Mr. Daniel André Stieler from the Board of Directors.
• · Nomination of Mr. José Mauricio Pereira Coelho as a full Board member to complete the current term.
• · Previ supports Mr. Manuel Lino Silva de Sousa Oliveira (Ollie) for Chairman of the Board.
• · The Board is evaluating the call for an Extraordinary General Meeting under Law No. 6,404/76, Company Bylaws, and internal regulations.
• · No financial impact or quantitative data is provided in this filing.

12-06-2026

Pasqal Holding SAS announced the inauguration of Italy's first neutral-atom quantum computer, SOL, at CINECA in Bologna, marking the third Pasqal system in Europe. The system, a 140-qubit Pasqal Orion QPU, is integrated with the Leonardo pre-exascale EuroHPC supercomputer. This milestone underscores Pasqal's execution in deploying quantum infrastructure, while the company continues its planned Nasdaq listing via a business combination with Bleichroeder Acquisition Corp. II.

• · The SOL system is hosted at the DAMA Technopole in Emilia-Romagna, Italy.
• · The Leonardo supercomputer is ranked 10th on the Top500 list.
• · Pasqal's previous EuroHPC-linked systems are Jade (France) and Ruby (Germany).
• · The system was co-funded by the EuroHPC JU and the Italian Ministry of University and Research through ICSC.
• · Pasqal was founded in 2019 and is headquartered in France.
• · The Registration Statement on Form F-4 for the business combination was filed with the SEC on May 26, 2026.

12-06-2026

S&A Financial Services, Inc. filed its Form 13F-HR for the period ending March 31, 2026, reporting total holdings of approximately $145.6 million across 87 equity positions. The portfolio is heavily weighted toward fixed-income and large-cap ETFs, with top holdings including the iShares 0-5 Year High Yield Corporate Bond ETF ($11.6M), SPDR Series Trust ($10.0M), and Schwab U.S. Large-Cap Growth ETF ($7.5M). No period-over-period comparisons are available in this initial filing.

• · All 87 positions are held with sole voting and dispositive power; no shared authority is reported.
• · The largest single equity holding by value is the iShares 0-5 Year High Yield Corporate Bond ETF at $11,626,142 (274,785 shares).
• · The second-largest holding is the SPDR Series Trust at $9,966,570 (427,383 shares).
• · The portfolio includes a significant allocation to fixed-income ETFs, with multiple BondBloxx and iShares bond funds.
• · Notable individual stock holdings include Apple ($4.8M), Microsoft ($1.0M), Amazon ($1.0M), Alphabet ($583,646), and Meta ($862,841).
• · The filing is an initial 13F-HR for S&A Financial Services, Inc., which became subject to Section 13(f) reporting requirements.

12-06-2026

Collective Acquisition Corp. II filed its first quarterly report (10-Q) for the period from inception (February 9, 2026) through March 31, 2026. As a newly formed SPAC, the company reported total assets of $368,464, no revenue, and a net loss of $24,713 primarily from formation and administrative costs. The company completed an IPO after the quarter end, issuing 22,165,000 Class A ordinary shares and warrants, and is listed on Nasdaq under symbols CAIIU, CAII, and CAIIW.

• · Company was incorporated on February 9, 2026 under the laws of the Cayman Islands (E9).
• · Shares authorized include 1,000,000 preference shares, 300,000,000 Class A ordinary shares, and 30,000,000 Class B ordinary shares, all at $0.0001 par value.
• · Up to 1,100,000 Class B ordinary shares are subject to forfeiture if the over-allotment option is not exercised in full or in part by the underwriters.
• · Basic and diluted net loss per share for Class B ordinary shares was $0.00 for the period.
• · Company is an emerging growth company, a smaller reporting company, and a shell company.
• · Prepaid expenses of $25,000 were paid by Sponsor in exchange for issuance of Class B ordinary shares.
• · Deferred offering costs of $294,232 are included in accrued offering costs, and $49,233 of deferred offering costs were paid through promissory note – related party.
• · No cash was held at the end of the period; net cash used in operating activities was $0.
• · Formation, general, and administrative costs paid through promissory note – related party totaled $12,420.
• · The company is listed on NASDAQ with trading symbols: CAIIU (Units), CAII (Class A ordinary shares), CAIIW (Warrants).

12-06-2026

Ascentage Pharma Group International announced that its trustee purchased 110,000 shares on June 11, 2026 under the 2022 RSU Scheme, representing approximately 0.0294% of total issued shares. The total consideration was HK$3,671,094 at an average price of HK$33.37 per share. Following the purchase, the trustee holds a total of 2,615,000 shares under the scheme.

• · Average purchase price per share: approximately HK$33.37
• · Total number of shares purchased under the scheme to date: 2,615,000

12-06-2026

Cannae Holdings, Inc. announced the resignation of CFO Bryan D. Coy effective June 10, 2026, with no disagreement with the company, and appointed Brett A. Correia as interim CFO. The company agreed to accelerate vesting of 21,327 restricted shares and provide up to six months of base salary transition payments, contingent on Mr. Coy's cooperation and subject to cessation if he finds other employment. Mr. Correia, previously Chief Accounting Officer since August 2019, will receive a base salary of $300,000.

• · Mr. Correia served as CFO of Foley Family Wines & Spirits and Minden Mill Distilling from November 2024 to June 2026.
• · Mr. Correia previously served in accounting and financial reporting roles at Fidelity National Financial from March 2015 to August 2019 and at Deloitte from October 2010 to March 2015.
• · Mr. Correia is not a party to any related party transactions and has no employment agreement with the company.
• · The transition payments to Mr. Coy will cease and require repayment if he finds other employment during the six-month period.

12-06-2026

Shoals Technologies Group, Inc. entered into Amendment No. 7 to its Credit Agreement, securing an additional $50 million in incremental revolving credit commitments, bringing total aggregate commitments to $250 million. The amendment also includes modifications to the Security Agreement, expanding collateral definitions and perfection requirements. This increases the company's liquidity and financial flexibility.

• · The amendment was executed on June 10, 2026, and filed on June 12, 2026.
• · The incremental revolving credit commitments rank pari passu with existing revolving loans.
• · The Security Agreement was amended to expand collateral definitions and add requirements for control over uncertificated securities and deposit accounts.
• · Certain information was redacted as immaterial and competitively harmful per Regulation S-K Item 601(b)(10).

12-06-2026

KiNRG, Inc. filed an 8-K/A to amend its pro forma financials for the acquisition of Trinity Group Construction, Inc., completed on April 1, 2026. The pro forma combined entity shows revenue of $257.3M and net income of $1.07M for FY2025, a sharp turnaround from KiNRG's standalone net loss of $2.7M. However, the acquisition was financed with $1M cash, $3M in debt, and 4.2M shares valued at $8.4M, resulting in $4.5M of goodwill and significant liabilities assumed ($65.4M), including $35.1M in accounts payable and $16.9M in retention payable.

• · The acquisition closed on April 1, 2026, with the purchase price comprising $1M cash, $3M promissory note (6% interest, due Sep 30, 2026 or earlier upon public offering), and 4.2M shares valued at $2.00/share.
• · Pro forma combined total assets as of Dec 31, 2025 were $73.3M, up from KiNRG's standalone $337,937.
• · Pro forma combined total liabilities were $69.3M, including $35.1M accounts payable and $16.9M retention payable.
• · Goodwill of $4.5M was recognized on the balance sheet; an additional $8.4M goodwill is shown in the purchase price allocation table.
• · KiNRG had no revenue in FY2025; all pro forma revenue ($257.3M) comes from Trinity.
• · KiNRG standalone net loss from continuing operations was $2.39M; pro forma combined net income from continuing operations was $1.39M.
• · Pro forma basic and diluted EPS was $0.018, compared to KiNRG standalone loss per share of $(0.049).
• · The filing is an amendment (No. 3) to correct Exhibit 99.2; no other disclosures were modified.

12-06-2026

Service Corporation International (SCI) announced an increase in its share repurchase program on June 11, 2026, authorizing an additional $472 million, bringing the total authorized and available for future repurchases to $600 million. This move signals management's confidence in the company's financial position and commitment to returning capital to shareholders.

• · The press release was issued on June 11, 2026, and is furnished as Exhibit 99.1 under Regulation FD.
• · The filing is an 8-K with items 7.01 (Regulation FD Disclosure) and 9.01 (Financial Statements and Exhibits).
• · The additional authorization of $472 million increases the total available repurchase capacity to $600 million.

12-06-2026

Acadia Realty Trust (AKR) filed an 8-K on June 12, 2026, disclosing the execution of an underwriting agreement and multiple forward sale agreements with several financial institutions, including BofA Securities, Jefferies, Truist, and Wells Fargo, dated June 9, 2026. The filing also includes related legal opinions and consents. No financial figures or performance metrics were provided in this filing.

• · Underwriting agreement dated June 9, 2026, with BofA Securities, Jefferies, Truist Securities, and Wells Fargo Securities as underwriters/forward sellers.
• · Forward sale agreements executed with Bank of America, N.A., Jefferies LLC, Truist Bank, and Wells Fargo Bank, National Association.
• · Legal opinion and consent from Venable LLP included as exhibits.

12-06-2026

Nuveen Churchill Private Capital Income Fund (PCAP) reported a 0.87% quarterly return for Class I shares in Q1 2026, with an annualized inception-to-date return of 10.69% and an annualized net distribution rate of 8.5%. The fund generated net inflows of $78.0 million, driven by $120.0 million in subscriptions offset by redemptions of approximately 2.9% of NAV. However, the quarter was marked by market volatility, negative private credit headlines, and geopolitical tensions, with spreads widening by 25-50 basis points in direct lending. PCAP's software exposure is limited to 6% of the portfolio at fair value, with no recurring revenue loans, and the fund maintains a conservative credit profile with a weighted average LTV of 41.8% and total net leverage of 4.7x.

• · NAV per Class I share was $24.02 as of March 31, 2026.
• · Inception date for Class I shares is March 20, 2022; for Class S and Class D shares is October 2, 2023.
• · Inception-to-date total return for Class S (no/with upfront placement fee): 8.97%/7.65%; for Class D: 9.84%/9.28%.
• · Quarter-to-date total return for Class S (no/with upfront placement fee): 0.62%/(2.10)%; for Class D: 0.80%/(0.34)%.
• · All distributions since inception were funded from net investment income or net realized capital gains; no return of capital.
• · Nearly 60% of Q1 2026 deal activity was from incremental or add-on investments.
• · Spreads in direct lending widened by approximately 25 to 50 basis points during Q1 2026.
• · The fund targets companies with $10 to $100 million in annual EBITDA (core middle market).

12-06-2026

DESCARTES SYSTEMS GROUP INC (DSGX) filed a 6-K report on June 12, 2026, disclosing the election of nine directors at its annual meeting. All nominees received overwhelming shareholder support, with votes in favor ranging from 94.62% to 99.75%. The highest opposition was for Eric Demirian (5.38% against) and John Walker (4.08% against), while Jane Mowat and Laura Wilkin received the strongest support.

• · All nine director nominees were elected with strong majority support.
• · Eric Demirian received the highest percentage of votes against (5.38%), followed by John Walker (4.08%).
• · Jane Mowat received the highest percentage of votes for (99.75%), followed by Laura Wilkin (99.62%).