Executive Summary
Today's filings reveal a mixed picture with several high-profile SPAC transactions and corporate actions driving activity. Key themes include a significant SPAC merger valuing Terra Quantum at $3.5B, a contested tender offer for Lisata Therapeutics with financing issues, and a proxy fight at XAI Octagon over sub-adviser underperformance.
Financial sector filings show mixed results: Synchrony Financial reported record purchase volume (+8% YoY) but earnings declined 8% due to higher provisions, while Cementos Pacasmayo posted strong EBITDA growth (+34.3% YoY) but margin contraction in cement. Insider activity was limited, with notable insider selling at KB Financial Group (largest shareholder reduced stake). Capital allocation trends include Energy Transfer's $1.75B debt issuance and Novo Nordisk's ongoing buyback. Several routine foreign issuer filings provided minimal new information.
Materiality, sentiment, and priority are scored by Gunpowder’s analysis pipeline. How we score filings →
Filing types in this digest: 8-K · DEFA14A · S-1 · 13F · DEF 14A · 425
Tracking the trend? Catch up on the prior US SEC Filings Daily Market Digest digest from July 20, 2026.
Investment Signals (12)
- Synchrony Financial ↓ (MIXED)▲
Record purchase volume of $49.8B (+8% YoY) and loan receivables growth of 2% to $102.2B, but net earnings down 8% to $885M due to higher provision for credit losses (+5% to $1.2B) and efficiency ratio worsening 170 bps to 35.8%. Credit quality improved with net charge-offs down 27 bps to 5.43%.
- Cementos Pacasmayo ↓ (MIXED)▲
Q2 2026 EBITDA surged 34.3% to S/174.8M and net income jumped 61.5% to S/77.2M, driven by 15.5% increase in cement shipments. However, cement gross margin contracted 1.5 ppts to 45.2% and concrete/pavement sales declined 2.6% YoY.
- Lisata Therapeutics ↓ (BEARISH)▲
Tender offer expired with 66.8% of shares tendered, but acquirer Kuva Labs unable to secure financing, creating uncertainty. Company evaluating legal remedies.
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NAV per share declined ~54.4% since inception, with Octagon underperforming benchmark by 19.09% over 1 year. Proxy fight underway to replace sub-adviser with Rockford Tower.
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SPAC merger valuing combined entity at ~$3.5B, expected to close H2 2026. Terra Quantum has over 100 patents and customers like U.S. Air Force and Volkswagen, but no public revenue figures.
- Energy Transfer LP ↓ (NEUTRAL)▲
Completed $1.75B junior subordinated notes offering (Series 2026A $650M, Series 2026B $1.1B) due 2057, increasing long-term leverage.
- KB Financial Group ↓ (NEUTRAL)▲
Largest shareholder (Korean National Pension Service) reduced share count by 725,506 shares (2.17%) but ownership percentage increased to 9.23% due to share buybacks reducing total outstanding shares by 4.87%.
- Novo Nordisk ↓ (BULLISH)▲
Repurchased 975,000 B-shares at avg DKK 326.80 during July 13-17, accumulating 10.2M shares for DKK 3.05B under ongoing buyback programme.
- Ceragon Networks ↓ (BULLISH)▲
Secured $70M five-year agreement with Tier-1 APAC mobile operator, extending relationship. No prior comparison available.
- Jones Ventures INTL Acquisition1 Corp ↓ (NEUTRAL)▲
Priced $200M IPO (20M units at $10.00) on Nasdaq, with over-allotment option for 3M additional units.
- Samos Energy Acquisition Corp ↓ (NEUTRAL)▲
Completed $230M IPO (23M units at $10.00) on July 13, 2026, with $18.1M in transaction costs. Focused on international energy assets.
- HNO International ↓ (BEARISH)▲
Filed S-1 for IPO, but has generated no revenue and has accumulated deficit. Raised capital via convertible notes and equity purchase agreements.
Risk Flags (10)
- Lisata Therapeutics / Deal Failure Risk↓ [HIGH RISK]▼
Tender offer expired with 66.8% shares tendered, but acquirer Kuva Labs cannot secure financing. Company evaluating legal remedies. Potential for deal collapse and stock price decline.
- XAI Octagon / Underperformance↓ [HIGH RISK]▼
NAV declined 54.4% since inception; Octagon underperformed benchmark in all periods (1yr: -19.09%, 3yr: -4.30%, 5yr: -3.32%). Proxy fight adds uncertainty.
- Synchrony Financial / Margin Compression↓ [MEDIUM RISK]▼
Efficiency ratio worsened 170 bps to 35.8%, provision for credit losses increased 5% to $1.2B, and ROA fell 30 bps to 2.9%. Rising costs pressure profitability.
- Cementos Pacasmayo / Margin Contraction↓ [MEDIUM RISK]▼
Cement gross margin contracted 1.5 ppts in Q2 to 45.2%, while concrete/pavement sales declined 2.6% YoY and construction supplies sales dropped 26.8% in Q2.
- KB Financial Group / Insider Selling↓ [LOW RISK]▼
Largest shareholder reduced stake by 725,506 shares (2.17%), though percentage increased due to buybacks. Could signal reduced confidence.
- HNO International / No Revenue↓ [HIGH RISK]▼
Company has generated no revenue and has accumulated deficit. IPO filing shows ongoing losses and reliance on dilutive financing.
- Energy Transfer LP / Increased Leverage↓ [MEDIUM RISK]▼
$1.75B debt issuance increases long-term leverage, potentially raising interest expense and financial risk.
- VisionWave Holdings / Dilution Risk↓ [MEDIUM RISK]▼
Issuing up to $15M in convertible debentures at 85% of principal, with warrants for 1.8M shares. Potential for significant dilution if converted.
- Axiom Intelligence / SPAC Risk↓ [MEDIUM RISK]▼
Terra Quantum merger at $3.5B valuation with no disclosed revenue. Shareholder redemptions could reduce capital available.
- Samos Energy / SPAC Risk↓ [MEDIUM RISK]▼
$230M IPO with $18.1M in transaction costs (7.9% of gross proceeds). Shareholders' deficit of $9.1M. No target identified yet.
Opportunities (10)
- Ceragon Networks / New Contract↓ (OPPORTUNITY)◆
$70M five-year agreement with Tier-1 APAC mobile operator extends relationship. Could drive revenue growth and margin expansion.
- Cementos Pacasmayo / Strong Earnings Growth↓ (OPPORTUNITY)◆
Q2 EBITDA +34.3% YoY, net income +61.5% YoY. Despite margin contraction, top-line momentum and cost control offer upside.
- Novo Nordisk / Buyback Programme↓ (OPPORTUNITY)◆
Ongoing share repurchases (10.2M shares for DKK 3.05B) signal management confidence and support share price.
- Axiom Intelligence / Terra Quantum Merger↓ (OPPORTUNITY)◆
SPAC merger at $3.5B valuation with quantum computing exposure. Over 100 patents and government contracts. If deal closes, could be a pure-play quantum investment.
- Synchrony Financial / Credit Improvement↓ (OPPORTUNITY)◆
Net charge-offs declined 27 bps to 5.43% and delinquencies decreased. If trend continues, provision expenses may decline, boosting earnings.
- Jones Ventures INTL Acquisition1 Corp / SPAC IPO↓ (OPPORTUNITY)◆
$200M IPO with experienced management (Harsha Agadi, Alan Hill). Potential for attractive business combination.
- Samos Energy Acquisition Corp / Energy Focus↓ (OPPORTUNITY)◆
$230M SPAC targeting cash-generative international energy assets. Could benefit from energy sector tailwinds.
- AB CarVal Credit Opportunities Fund / Fee Stability↓ (OPPORTUNITY)◆
New advisory agreement with no fee increase, same portfolio managers. Merger of Equitable with Corebridge triggers assignment but terms unchanged.
- Fulcrum Capital / Portfolio Insights↓ (OPPORTUNITY)◆
Top holdings include Vanguard Mid-Cap ETF ($40.3M), Lam Research ($30.9M), Microsoft ($30.1M). Significant tech exposure suggests conviction in sector.
- Triasima Portfolio Management / Canadian Banks↓ (OPPORTUNITY)◆
Heavy weighting in Royal Bank of Canada ($52.8M), Toronto-Dominion ($37.2M). If Canadian economy strengthens, these positions could benefit.
Sector Themes (6)
- SPAC Activity Surge (HIGH ACTIVITY)◆
Three SPAC-related filings today: Axiom Intelligence ($3.5B merger), Jones Ventures ($200M IPO), Samos Energy ($230M IPO). Indicates renewed SPAC market activity, particularly in tech and energy.
- Financial Sector Mixed Results (MIXED)◆
Synchrony Financial (record purchase volume but earnings decline) and Cementos Pacasmayo (strong EBITDA but margin contraction) show divergent performance. Credit quality improving at Synchrony, while costs rise.
- Debt Issuance for Leverage (MODERATE)◆
Energy Transfer's $1.75B notes and VisionWave's $15M convertible debentures highlight ongoing debt financing activity. Companies are locking in long-term rates despite higher leverage.
- Insider Activity Quiet (CAUTIOUS)◆
Only notable insider movement is KB Financial's largest shareholder reducing stake. Limited insider buying suggests cautious management sentiment.
- Foreign Issuer Filings Dominate (LOW SIGNAL)◆
Over 20 of 50 filings are routine 6-Ks from foreign issuers with no material new information. Highlights the importance of filtering for actionable filings.
- Proxy Fights and Contested Deals (HIGH CONFLICT)◆
Lisata Therapeutics (tender offer financing issues) and XAI Octagon (proxy fight over sub-adviser) indicate shareholder activism and deal uncertainty.
Watch List (8)
- Lisata Therapeutics / Tender Offer Resolution↓ (HIGH PRIORITY)👁
Acquirer Kuva Labs must secure financing or deal may collapse. Watch for legal actions or revised offer.
- 👁
Shareholders vote on replacing sub-adviser with Rockford Tower. Meeting date not specified but imminent.
- Axiom Intelligence Acquisition Corp 1 / Terra Quantum Merger↓ (MEDIUM PRIORITY)👁
Expected to close H2 2026. Monitor shareholder redemptions and regulatory approvals.
- Synchrony Financial / Monthly Charge-off Data↓ (MEDIUM PRIORITY)👁
Company will continue monthly disclosures. Watch for trends in credit quality and provision expenses.
- Woori Financial Group / Earnings Release↓ (MEDIUM PRIORITY)👁
2026 First Half Earnings Conference on July 24, 2026. Could provide guidance and performance insights.
- AB CarVal Credit Opportunities Fund / Special Meeting↓ (LOW PRIORITY)👁
September 1, 2026, to vote on new advisory agreement. Watch for shareholder response.
- Braskem / Quarterly Results↓ (LOW PRIORITY)👁
Q2 ITR scheduled for August 13, 2026. Monitor for operational updates and geological event impacts.
- North American Construction Group / Q2 Results Call↓ (LOW PRIORITY)👁
Date not specified. Watch for earnings and guidance.
Filing Analyses
(50)
21-07-2026
VisionWave Holdings, Inc. entered into a securities purchase agreement on July 20, 2026, to issue up to $15,000,000 in convertible debentures and warrants to accredited investors in a private placement. The first closing of $10,000,000 occurred on or about July 21, 2026, with a second closing of $5,000,000 contingent on SEC effectiveness of a registration statement. The company also issued warrants exercisable for 1,800,000 common shares and agreed to provide registration rights, while the transaction is subject to Nasdaq's exchange cap of 5,513,655 shares unless stockholder approval is obtained.
- · The securities are being sold in reliance on exemptions under Section 4(a)(2) of the Securities Act and Rule 506 of Regulation D.
- · The purchase price for the debentures is 85% of the principal amount, implying an immediate discount for investors.
- · The company must obtain stockholder approval or a legal opinion to issue shares exceeding the exchange cap of 5,513,655 shares.
- · The second closing of $5,000,000 is contingent on the SEC declaring the registration statement effective.
- · The company's subsidiaries are required to enter into a global guaranty agreement in favor of the buyers.
21-07-2026
Innate Pharma S.A. filed a Form 6-K with the SEC on July 21, 2026, attaching a press release of the same date. The filing incorporates the press release by reference into the company's existing registration statements. No specific financial results, material events, or performance metrics are disclosed in the 6-K cover or signature pages.
- · The press release (Exhibit 99.1) is incorporated by reference into Form F-3 (File No. 333-276164) and Form S-8 (File No. 333-282031).
- · The filing is a routine foreign issuer report under Rule 13a-16 or 15d-16.
21-07-2026
Gerdau S.A. filed a Form 6-K with the SEC on July 20, 2026, announcing the closing of an acquisition of an equity stake. The filing provides no financial details or performance metrics, only confirming the transaction's completion.
- · The filing is dated July 20, 2026, and references Commission File Number 1-14878.
- · The registrant's address is Av. Dra. Ruth Cardoso, 8,501 – 8° andar, São Paulo, Brazil.
- · The filing indicates Gerdau files annual reports under Form 20-F.
21-07-2026
ING Groep N.V. filed a Form 6-K with the SEC on July 21, 2026, attaching a press release of the same date. The filing is a routine foreign issuer report and contains no financial results or material corporate events.
- · The press release is attached as Exhibit 99.1 but its content is not included in the filing.
21-07-2026
América Móvil, through its subsidiary América Móvil Perú S.A.C., has entered into a share purchase agreement to acquire 100% of WOW Tel S.A.C. ("WOW") from Liberty Latin America Ltd. and Narvik Capital Partners PTE. Ltd. WOW provides fixed fiber-optic telecommunications services in Peru, primarily outside Lima. The transaction is subject to customary closing conditions, including regulatory approval from INDECOPI.
- · The acquisition target, WOW, focuses on fixed telecommunication services via fiber-optic connectivity in regions of Peru primarily outside Lima.
- · The transaction is subject to regulatory approval by INDECOPI (National Institute for the Defense of Competition and Protection of Intellectual Property).
21-07-2026
United Microelectronics Corporation (UMC) filed a Form 6-K with the SEC on July 21, 2026, as a routine foreign issuer report. The filing contains no financial results, material events, or operational updates, and appears to be a procedural submission.
21-07-2026
Alterity Therapeutics Ltd filed a Form 6-K with the SEC on July 21, 2026, announcing its participation in the BTIG Biotechnology Conference. The filing is a routine foreign issuer report and does not contain any financial results or material operational updates.
- · The filing incorporates by reference several existing registration statements on Form S-8 and Form F-3.
- · The company is a development stage enterprise.
21-07-2026
Studio City International Holdings Ltd announced the completion of a partial redemption of its US$500,000,000 6.500% Senior Notes due 2028 via a subsidiary. The filing provides no financial performance data or period-over-period comparisons, only a routine debt management update.
- · The partial redemption was completed on July 21, 2026.
- · The announcement was made by subsidiary Studio City Finance Limited.
- · The filing is a Form 6-K under SEC Rule 13a-16 or 15d-16.
21-07-2026
KB Financial Group Inc. disclosed that its largest shareholder, the Korean National Pension Service, reduced its share count from 33,460,006 shares (8.97% of 372,850,455 total shares as of May 8, 2026) to 32,734,500 shares (9.23% of 354,687,734 total shares as of June 30, 2026). While the absolute number of shares decreased by 725,506 shares, the ownership percentage increased from 8.97% to 9.23% due to a reduction in total outstanding shares from 372,850,455 to 354,687,734.
- · The largest shareholder's share count decreased by 725,506 shares (2.17%) from 33,460,006 to 32,734,500.
- · Total outstanding shares decreased by 18,162,721 shares (4.87%) from 372,850,455 to 354,687,734.
- · Despite the reduction in absolute shares, the ownership percentage rose from 8.97% to 9.23% due to share buybacks or cancellations reducing the total share count.
21-07-2026
Central North Airport Group (OMA) completed the issuance of long-term notes in the Mexican market for an aggregate amount of Ps.3.0 billion on July 20, 2026. The issuance follows a press release published on July 16, 2025. No prior-period comparison data is available in this filing, so no period-over-period metrics can be reported.
- · OMA operates 13 international airports in nine states of central and northern Mexico.
- · OMA's airports serve Monterrey, Acapulco, Mazatlán, Zihuatanejo, and nine other regional centers and border cities.
- · OMA is listed on the Mexican Stock Exchange (OMA) and NASDAQ Global Select Market (OMAB).
- · Since December 2022, OMA is part of VINCI Airports.
21-07-2026
Synchrony Financial furnished monthly charge-off and delinquency statistics for the thirteen months ended June 30, 2026, via an 8-K filing under Regulation FD. The company intends to continue providing these statistics monthly, with quarter-end data released alongside quarterly earnings. The filing does not include any specific financial results or commentary on performance trends.
- · The statistics cover each of the thirteen months ended June 30, 2026.
- · The company will continue to furnish these statistics on a monthly basis.
- · For the last month of each calendar quarter, the statistics will be furnished contemporaneously with the company's quarterly financial results announcement.
21-07-2026
Novo Nordisk A/S disclosed weekly share repurchase activity under its ongoing buyback programme. Between July 13-17, 2026, the company repurchased 975,000 B-shares at an average price of approximately DKK 326.80, bringing total accumulated repurchases under the programme to 10.2 million shares for DKK 3.05 billion.
- · Daily repurchase volumes were consistent at 195,000 shares each day from July 13-17.
- · Average purchase prices ranged from DKK 320.55 (July 14) to DKK 333.59 (July 16).
- · The programme has accumulated 10.2 million shares out of an authorized total (not disclosed in this filing).
21-07-2026
Ceragon Networks Ltd. announced a new five-year agreement valued at $70 million with a Tier-1 mobile operator in the Asia-Pacific (APAC) region. The filing does not provide any prior-period comparison or additional financial details, so no balanced view of performance is available.
- · The agreement is for an additional five-year term, extending the relationship with the Tier-1 APAC mobile operator.
- · No prior agreement value or revenue contribution was disclosed for comparison.
21-07-2026
Alterity Therapeutics Ltd submitted a Form 6-K to the SEC for July 2026, providing an application for quotation of securities (exhibit 99.1). This is a routine administrative filing with no financial results or strategic developments.
21-07-2026
Lisata Therapeutics disclosed that its tender offer by Kuva Acquisition Corp. expired on July 20, 2026, with approximately 6,095,868 shares (66.8% of outstanding) validly tendered, satisfying the minimum tender condition. However, the acquirer, Kuva Labs Inc., has been unable to obtain sufficient financing to fund the offer, and Purchaser has not yet accepted the tendered shares or confirmed a payment date. The Company is evaluating its legal remedies, creating significant uncertainty about the deal's completion.
- · The tender offer expired at 11:59 p.m. New York City Time on July 20, 2026.
- · All conditions to the offer have been satisfied, obligating Purchaser to accept and pay for tendered shares.
- · Parent (Kuva Labs) has been unable to obtain sufficient financing to fund the offer as of the expiration time.
- · The Company is evaluating its rights and remedies, but has not withdrawn or modified its board recommendation.
21-07-2026
Synchrony Financial reported Q2 2026 net earnings of $885M ($2.59/diluted share), down 8% from $967M ($2.50/diluted share) in Q2 2025, as provision for credit losses increased and efficiency ratio worsened. However, the company achieved record purchase volume of $49.8B (+8% YoY) and loan receivables grew 2% to $102.2B, while credit quality improved with net charge-offs declining 27 bps to 5.43% and delinquencies decreasing. Return on assets fell 30 bps to 2.9% and return on equity dropped 170 bps to 21.4%, reflecting mixed performance with strong top-line momentum offset by higher expenses and lower profitability ratios.
- · Efficiency ratio worsened 170 bps to 35.8%, indicating higher operating costs relative to revenue.
- · Other expense increased 7% to $1.3B, driven by higher operational losses and technology investment costs.
- · Provision for credit losses increased 5% to $1.2B, with a smaller reserve release ($163M vs $265M in prior year).
- · Lifestyle platform loan receivables declined 1% YoY, the only platform to shrink.
- · Home & Auto loan receivables were flat YoY despite 6% purchase volume growth, reflecting elevated payment rates.
- · CET1 ratio declined 100 bps to 13.2% from 14.2% in prior year, partly due to capital return and preferred issuance.
- · Allowance for credit losses as a % of loan receivables improved to 10.09% from 10.59% a year ago.
- · Preferred stock issued at 7.25% dividend rate, a 100 bps improvement from the February 2024 resettable deal.
- · Net interest margin improved 30 bps to 15.08%, aided by lower funding costs from declining benchmark rates.
- · Interest and fees on loans grew only 1% to $5.4B, as lower benchmark rates offset loan growth.
21-07-2026
Woori Financial Group Inc. announced it will hold its 2026 First Half Earnings Release Conference on July 24, 2026, via live audio webcast and conference call. The event will include a Q&A session and simultaneous interpretation for English-speaking participants. No financial results or performance data were disclosed in this filing.
- · The conference is scheduled for Friday, July 24, 2026, at 16:00 Korea Time.
- · The format includes a live audio webcast and conference call, with simultaneous interpretation for English speakers.
- · Registration for the conference call is required in advance via http://pin.teletogether.com/eng with passcode 312285.
- · IR materials will be available on the company's website (www.woorifg.com) on the day of the event.
21-07-2026
Samos Energy Acquisition Corp completed its IPO of 23,000,000 units at $10.00 per unit on July 13, 2026, generating $230 million in gross proceeds, which have been placed in a trust account. The SPAC is focused on acquiring cash-generative international energy assets. As of the balance sheet date, the company had not yet commenced operations and reported a shareholders' deficit of $9.1 million due to transaction costs.
- · Transaction costs totaled $18,075,702, including $4,000,000 cash underwriting fees and $2,992,000 fair value of 1,600,000 founder shares issued to non-managing sponsor investors.
- · Founder shares issued at $1.87 per share.
- · Company had $1,910,007 in current assets (mostly due from sponsor) and $11,047,844 in total liabilities.
- · Shareholders' deficit of $9,137,837 as of July 13, 2026.
- · Warrants exercise price is $11.50 per share; warrants become exercisable 30 days after a business combination and expire five years thereafter.
21-07-2026
ZenaTech, Inc. filed a Form 6-K with the SEC on July 21, 2026, incorporating by reference its unaudited consolidated financial statements for the three months ended March 31, 2026 and 2025, and an amended MD&A, which were previously filed on June 3, 2026. The filing is a routine foreign issuer report and does not contain any new financial data or material events beyond the incorporation by reference.
- · The filing incorporates by reference the Registration Statement on Form F-3/A (No. 333-293356).
- · The financial statements and MD&A were previously filed under Form 6-K on June 3, 2026.
21-07-2026
XAI Octagon Floating Rate & Alternative Income Trust (XFLT) filed definitive additional proxy materials (DEFA14A) on July 21, 2026, urging shareholders to vote FOR the appointment of King Street Capital Management's Rockford Tower division as the new sub-adviser, replacing Octagon, which was terminated for underperformance. The filing highlights that XFLT's NAV per share declined approximately 54.40% since inception, and Octagon underperformed its benchmark in every time period (by 19.09% over the last year, 4.30% over three years, 3.32% over five years, and 1.91% since inception). However, the filing also notes that management fees will remain unchanged, and XA Investments will earn a lower fee split (48% vs. 50%) under the new agreement, while Octagon is contesting the termination through a proxy fight.
- · Octagon was the only portfolio manager responsible for all XFLT investment decisions since inception in 2017.
- · Octagon underperformed its benchmark (Morningstar LSTA Leveraged Loan 100 Index) in every time period; the benchmark was selected and approved by Octagon at inception.
- · XFLT's NAV per share declined approximately 54.40% since inception, implying ~$406.7M of current-share-equivalent NAV erosion as of 3/31/26.
- · Octagon CLOs defaulted on 7 debt tranches across 5 CLOs as reported by S&P Global Ratings on June 16, 2026.
- · CLO debt tranche defaults are historically rare: <0.10% default rate over past seven years; only 6 defaults globally in 2025 and 5 in 2024.
- · Senior loans represent 50% of XFLT's investment portfolio exposure.
- · Under the new sub-advisory agreement, XAI retains 48% of fees and King Street earns 52%; prior arrangement with Octagon was 50/50 on assets above $500M.
- · King Street manages over $30bn in assets, has twice as many credit professionals as Octagon, and manages 20 U.S. CLOs and 9 European CLOs.
- · The Board of Trustees unanimously recommends voting FOR the proposal using the WHITE proxy card; shareholders are advised to disregard any BLUE proxy card.
- · Octagon is contesting the termination through a proxy fight, claiming the decision was about fees, but the filing asserts it was about underperformance.
- · King Street is expected to become portfolio manager on July 31, 2026.
21-07-2026
Apex Tech Acquisition Inc. announced the resignation of CEO Shaoren Liu, effective July 20, 2026, who will remain CFO, Chairman, and director. The board appointed Florence Ng as the new CEO, effective the same day. Ms. Ng brings extensive M&A, capital markets, and public company advisory experience, including her role as founder of FNC Advisory LLC and prior executive positions at Mega Matrix Corp.
- · Ms. Ng holds a Bachelor of Laws from the University of London, a Master of Laws with Distinction and a Postgraduate Certificate in Laws from City University of Hong Kong, and completed the AI Leadership Certificate at Stanford University and the Fintech Programme at the University of Oxford.
- · Ms. Ng is admitted as a Solicitor of the High Court of the Hong Kong Special Administrative Region.
- · There are no family relationships between Ms. Ng and any director or executive officer, and no arrangements or understandings with any other person regarding her appointment.
- · Ms. Ng has no direct or indirect material interest in any transaction required to be disclosed under Item 404(a) of Regulation S-K.
- · A Service Agreement with Ms. Ng was entered into and filed as Exhibit 10.1.
21-07-2026
Hyperliquid Strategies Inc (PURR) filed an S-1/A registration statement on July 20, 2026, detailing its business combination with Sonnet BioTherapeutics Holdings, Inc. and Rorschach I LLC, which closed on December 2, 2025. The company was formed to acquire HYPE tokens, the native digital asset of the Hyperliquid protocol. The filing provides pro forma financial information as of March 31, 2026, and includes the issuance of common stock, warrants, and contingent value rights to former Sonnet shareholders, as well as a concurrent PIPE financing and HYPE token contributions from accredited investors.
- · The S-1/A was filed on July 20, 2026, with a registration number of 333-296145.
- · The business combination closed on December 2, 2025, with Sonnet surviving as a wholly owned subsidiary.
- · Each share of Sonnet common stock was converted into one-fifth of one share of Company common stock and one Contingent Value Right (CVR).
- · Sonnet in-the-money warrants were canceled and converted into the right to receive the Per Share Merger Consideration.
- · Sonnet out-of-the-money warrants were assumed by the Company and converted into warrants to acquire Company common stock.
- · The filing includes pro forma financial information as of September 30, 2025, and actual financial data as of March 31, 2026.
- · The company holds HYPE tokens and USDC as digital assets on its balance sheet.
21-07-2026
Immuron Ltd (ASX: IMC, NASDAQ: IMRN) announced that CEO Steven Lydeamore will present at the TechKnow Invest Roadshow on July 27, 2026, in Melbourne. The filing includes a detailed corporate presentation covering its lead product Travelan® (for travelers' diarrhea), pipeline candidate IMM-529 (for C. diff infection), and the recently distributed ProIBS® (for IBS symptoms). No financial results or material changes were disclosed.
- · Travelan® is a listed medicine on the Australian Register for Therapeutic Goods (AUST L 106709) and a licensed natural health product in Canada (NPN 80046016). In the U.S., it is sold as a dietary supplement.
- · IMM-529 targets three C. diff virulence components: Toxin B (TcB), spores, and surface layer proteins of vegetative cells.
- · Immuron has an exclusive distribution agreement with Calmino group AB for ProIBS® in Australia and New Zealand.
- · The Australian IBS treatment market is estimated at AU$221.14 million in 2025 with a projected annual growth rate of 3.28%.
21-07-2026
Sagimet Biosciences Inc. filed an 8-K on July 20, 2026, to disclose an updated investor slide presentation (Exhibit 99.1) that will be used in meetings with investors. The filing is a routine Regulation FD disclosure and does not contain any new financial results or material operational updates.
- · The filing is furnished under Item 7.01 and is not deemed 'filed' for Exchange Act purposes.
- · The investor presentation is dated July 20, 2026, and will be used in various investor meetings.
21-07-2026
Rydar Equities, Inc. filed its Form 13F-HR for the quarter ended June 30, 2026, reporting a total of 107 equity holdings with an aggregate market value of approximately $177.6 million. The portfolio is heavily weighted toward large-cap technology and financial stocks, with top holdings including Apple ($14.7M), Amazon ($9.5M), and Alphabet Class A ($8.3M). The filing reflects a diversified, long-only equity strategy with no short positions or options reported.
- · The filing was signed by Aryn Sands as agent for Rydar Equities, Inc.
- · All 107 positions are held with sole voting and dispositive power.
- · The largest single position by value is Apple Inc. at $14.7 million (44,366 shares).
- · The largest position by share count is Plains All American Pipeline L.P. with 149,464 units valued at $3.6 million.
- · The portfolio includes a mix of common stocks, ETFs, and a limited partnership interest.
- · No put or call options are reported; all positions are long equity.
21-07-2026
CEMEX SAB DE CV filed a Form 6-K with the SEC on July 21, 2026, signed by Chief Comptroller Jaime Martínez Merla on July 20, 2026. The filing contains no substantive financial or operational disclosures beyond the signature block, indicating a routine foreign issuer report with no material new information.
21-07-2026
Cottage Street Advisors LLC filed its quarterly 13F-HR for the period ending June 30, 2026, reporting a total portfolio value of approximately $258.6 million across 149 equity positions. The filing shows a diversified portfolio with top holdings in technology (Alphabet, Apple, Microsoft, NVIDIA), financials (JPMorgan, Blackstone), and fixed-income ETFs (PIMCO Enhanced Short Maturity Active ETF, JPMorgan Ultra-Short Income ETF). The portfolio reflects a balanced approach with significant allocations to both growth and income-oriented securities.
- · Top 10 holdings by market value include: PIMCO Enhanced Short Maturity Active ETF ($14.8M), Alphabet Class C ($10.6M), Apple ($11.4M), JPMorgan Ultra-Short Income ETF ($9.1M), NVIDIA ($12.9M), Microsoft ($7.9M), iShares Core S&P Mid-Cap ETF ($7.3M), iShares S&P Small-Cap 600 Growth ETF ($7.6M), Applied Materials ($6.7M), and Blackstone ($7.0M).
- · The portfolio includes a mix of large-cap growth stocks, value stocks, sector ETFs, fixed-income ETFs, and a small allocation to gold (iShares Gold Trust and SPDR Gold Trust).
- · Notable holdings in alternative investments include Ares Capital Corp. ($2.7M), Bain Capital Specialty Finance ($0.2M), and Nuveen Preferred & Income Opportunities ($0.4M).
- · The filing indicates all positions are held with sole voting and dispositive power.
21-07-2026
Mesoblast Ltd filed a Form 6-K with the SEC on July 21, 2026, reporting the filing of a new issue announcement and related documents (Appendix 3Y, 3G, 2A) with the Australian Securities Exchange. The filings relate to a new issue of securities, changes in director interests, and applications for quotation of unquoted equity securities. No financial results or performance metrics were disclosed in this filing.
- · The filing includes a new issue announcement (Exhibit 99.1), a change of director's interest notice (Appendix 3Y, Exhibit 99.2), a notification of issue/conversion/payment of unquoted equity securities (Appendix 3G, Exhibit 99.3), and an application for quotation of securities (Appendix 2A, Exhibit 99.4).
- · The report was signed by Company Secretary Niva Sivakumar on July 21, 2026.
21-07-2026
Ecopetrol S.A. filed a Form 6-K with the SEC for July 2026, confirming its status as a foreign private issuer under Rule 13a-16. The report was signed by CFO Alfonso Camilo Barco and contains no substantive financial or operational updates. This is a routine regulatory filing with no material new information.
21-07-2026
Motive Wealth Advisors filed its Form 13F-HR for the quarter ended June 30, 2026, reporting total holdings of approximately $243.2 million across 96 equity positions. The portfolio is heavily weighted toward large-cap ETFs and mega-cap technology stocks, with top holdings including Vanguard Tax-Managed FTSE Developed Markets ETF ($25.2M), iShares Core US Aggregate Bond ETF ($15.0M), and iShares MSCI USA Quality Factor ETF ($15.9M). The filing reflects a diversified, passive-oriented strategy with significant exposure to fixed income and international equities.
- · The portfolio holds 96 positions with a total market value of $243,159,882 as of June 30, 2026.
- · Top 10 holdings by value: Vanguard Tax-Managed FTSE Developed Markets ETF ($25.2M), iShares Core US Aggregate Bond ETF ($15.0M), iShares MSCI USA Quality Factor ETF ($15.9M), iShares Core S&P US Growth ETF ($9.1M), iShares 0-3 Month Treasury ETF ($9.9M), iShares Core MSCI EAFE ETF ($14.1M), iShares Core S&P US Value ETF ($8.3M), SPDR S&P 500 Growth ETF ($4.8M), iShares Core MSCI Emerging Markets ETF ($4.1M), and Vanguard Dividend Appreciation ETF ($16.6M).
- · Largest single stock positions: Apple Inc. ($4.7M), NVIDIA Corp ($5.3M), Microsoft Corp ($2.9M), Amazon.com Inc ($2.6M), Alphabet Inc Class A ($2.3M), Tesla Inc ($2.1M), Broadcom Inc ($1.9M), Meta Platforms Inc ($1.4M), Eli Lilly & Co ($1.1M), and JPMorgan Chase & Co ($1.1M).
- · The portfolio includes significant fixed-income exposure via iShares Core US Aggregate Bond ETF ($15.0M), iShares National Muni Bond ETF ($4.9M), and iShares 0-3 Month Treasury ETF ($9.9M).
- · International equity exposure is substantial through Vanguard FTSE Developed Markets ETF ($25.2M), iShares Core MSCI EAFE ETF ($14.1M), iShares MSCI EAFE Value ETF ($722K), and Schwab International Equity ETF ($3.2M).
- · No period-over-period comparisons are available as this is a single-quarter filing without prior quarter data.
21-07-2026
AB CarVal Credit Opportunities Fund filed definitive additional proxy materials (DEFA14A) urging shareholders to vote FOR a new investment advisory agreement with AB CarVal Investors, L.P. at the Special Meeting on September 1, 2026. The new agreement is needed because the current agreement automatically terminates upon an assignment triggered by the merger of Equitable (majority holder of AllianceBernstein) with Corebridge Financial. The Board unanimously recommends approval, noting that fees will not increase, investment strategies will remain unchanged, and the same portfolio managers will continue to oversee the fund.
- · Special Meeting of Shareholders scheduled for September 1, 2026 at 12:45 p.m. (ET).
- · Shareholders can vote by phone at 800-434-8831 (weekdays 10 a.m. to 11 p.m. ET) or via internet.
- · The new investment advisory agreement will NOT increase fees.
- · The Fund's investment objectives, strategies, and processes will remain the same.
- · The same AB CarVal Investors, L.P. portfolio managers will continue to oversee the fund.
- · The merger between Equitable and Corebridge Financial may constitute an assignment of the current investment advisory agreement.
21-07-2026
AB CarVal Credit Opportunities Fund has filed a DEFA14A (definitive additional proxy materials) to notify shareholders of a Special Meeting to be held virtually on September 1, 2026 at 12:45 p.m. Eastern Time. Shareholders of record as of July 9, 2026 are being asked to vote via phone, online, or by mail. The filing does not contain any financial results, performance data, or material business updates beyond the meeting logistics.
- · Special Meeting date: September 1, 2026 at 12:45 p.m. Eastern Time
- · Record date for shareholders: July 9, 2026
- · Voting methods: toll-free phone (1-855-672-4278), online (www.proxyvotenow.com/abcvco), or by mail
- · Contact for questions: 1-800-434-8831
- · Proxy materials available at www.proxyvotenow.com/abcvco
21-07-2026
AB CarVal Credit Opportunities Fund filed a definitive proxy statement (DEF 14A) for a special meeting of shareholders. The filing details the solicitation of proxies, board composition, and the investment advisory agreement with AB CarVal Investors, L.P., which charges a 1.50% annual management fee on average daily net assets. The Adviser manages approximately $24.5 billion in assets as of May 31, 2026, and the fund is a non-diversified closed-end management investment company with four share classes.
- · The fund is a statutory trust formed under Delaware law and registered as a non-diversified, closed-end management investment company under the 1940 Act.
- · The fund has elected to be treated as a regulated investment company for federal income tax purposes under Subchapter M of the Internal Revenue Code.
- · The Board is comprised of five trustees, with two interested trustees and three independent trustees.
- · The Adviser is a separately managed, wholly owned subsidiary of AllianceBernstein L.P.
- · The fund may co-invest with affiliated funds pursuant to an SEC exemptive order dated January 19, 2024.
- · The Administration Agreement allows the Administrator to engage sub-administrators (State Street and Northern Trust) to provide administrative and accounting services.
21-07-2026
Hingham Institution for Savings filed its quarterly 13F-HR for the period ending June 30, 2026, reporting a total of 15 equity holdings with an aggregate market value of approximately $134.3 million. The portfolio is concentrated in financial services and insurance stocks, with top holdings including Alphabet Inc. (Class A), Berkshire Hathaway Inc. (Class B), and Visa Inc. (Class A). No period-over-period comparisons are available as this is a single-period snapshot filing.
- · The filing was submitted on July 21, 2026, for the period ending June 30, 2026.
- · The largest single position by value is Alphabet Inc. Class A at $37.86 million (105,950 shares).
- · Berkshire Hathaway Class B is the second-largest holding at $20.74 million (41,450 shares).
- · Chain Bridge Bancorp Inc. is a notable smaller bank holding at $14.05 million (334,137 shares).
- · All 15 positions are listed with sole voting and dispositive power.
21-07-2026
Osisko Gold Group Inc. filed a Form 6-K with the SEC on July 21, 2026, reporting a change in corporate structure via a Notice of Change in Corporate Structure and a Material Change Report dated July 20, 2026. The filing does not provide specific financial figures or performance metrics, so no period-over-period comparisons are available.
- · The filing includes a Notice of Change in Corporate Structure and a Material Change Report, both dated July 20, 2026.
- · The company is a foreign private issuer filing under Form 40-F.
21-07-2026
Cementos Pacasmayo SAA reported strong Q2 2026 results with consolidated EBITDA up 34.3% to S/174.8M and net income surging 61.5% to S/77.2M, driven by a 15.5% increase in cement, concrete and precast shipments. However, the concrete, pavement and mortar segment saw sales decline 2.6% in Q2 and 9.3% in the first half, while construction supplies sales dropped 26.8% in Q2, highlighting mixed performance across product lines.
- · Total operating expenses decreased 4.8% YoY in Q2 2026 to S/84.7M, but increased 1.5% in 6M 2026 to S/179.4M.
- · Income tax expense rose 73.4% in Q2 and 71.5% in 6M, outpacing profit growth.
- · Cement gross margin contracted 1.5 percentage points in Q2 to 45.2%, though it was nearly flat for 6M at 46.7%.
- · Construction supplies gross margin turned to 0.0% in Q2 2026 from 0.8% in Q2 2025.
- · Concrete, pavement and mortar gross profit swung from a loss of S/1.3M in Q2 2025 to a profit of S/10.7M in Q2 2026.
21-07-2026
Jones Ventures INTL Acquisition1 Corp, a blank check company, announced the pricing of its $200 million initial public offering of 20,000,000 units at $10.00 per unit. The units will trade on Nasdaq under the ticker 'JONEU', with the Class A ordinary shares and rights expected to list separately under 'JONE' and 'JONER'. The company is led by Harsha Agadi (Chairman), Alan F. Hill (CEO), and Bryan Turley (CFO), and its business purpose is to effect a merger or business combination with one or more businesses.
- · Each unit consists of one Class A ordinary share and one right to receive one-eighth of a Class A ordinary share upon consummation of an initial business combination.
- · The underwriters have a 45-day option to purchase up to an additional 3,000,000 units to cover over-allotments.
- · The registration statement was declared effective by the SEC on July 13, 2026.
- · The company is a newly organized blank check company formed for the purpose of effecting a business combination.
21-07-2026
SmartStop Self Storage REIT, Inc. issued a letter to stockholders on July 21, 2026, which is available on its website and attached as Exhibit 99.1 to this Form 8-K. The filing is a Regulation FD disclosure and does not contain specific financial results or operational metrics.
- · The stockholder letter is dated July 21, 2026.
- · The letter is furnished under Item 7.01 and is not deemed filed for Section 18 purposes.
- · The company's common stock trades on the NYSE under the symbol SMA.
21-07-2026
Eldorado Gold Corporation filed a Form 6-K with the SEC for July 2026, attaching a news release dated July 20, 2026. The filing is a routine foreign issuer report and does not contain any financial results or material operational updates.
- · Filing is a Form 6-K for the month of July 2026.
- · Exhibit 99.1 is a news release dated July 20, 2026, but its content is not included in the filing text.
- · The registrant files annual reports under Form 40-F.
21-07-2026
Axiom Intelligence Acquisition Corp 1 (AXINR) is merging with Terra Quantum AG in a SPAC transaction valuing the combined entity at approximately $3.5 billion. The deal, expected to close in H2 2026, could provide Terra Quantum with up to $190 million in additional capital to accelerate R&D, expand sales, and pursue strategic acquisitions. While Terra Quantum boasts a strong IP portfolio of over 100 patents and marquee customers like the U.S. Air Force and Volkswagen, the company does not publicly disclose current revenue figures, and the final capital raised depends on shareholder redemptions.
- · Terra Quantum was founded in 2019 by Markus Pflitsch, a former CERN research scientist and finance executive.
- · The company is headquartered in St. Gallen, Switzerland, with offices in San Francisco and Helsinki.
- · Pflitsch attended President Trump's inauguration and visited Mar-a-Lago to discuss quantum technology.
- · The global quantum market is estimated at $1.9B today, with McKinsey projecting $1.3T-$2.7T in economic value by 2035.
- · Fewer pure-play quantum startups have been founded since 2021 as investors concentrate on mature companies.
- · Europe lacks harmonized quantum standards and certification frameworks, slowing market adoption.
- · The Asia-Pacific region is the fastest-growing quantum economy.
21-07-2026
Flex Ltd. filed a DEFA14A (additional proxy soliciting material) on July 21, 2026, in connection with its proposed spin-off of a new entity (SpinCo). The filing urges shareholders to read the forthcoming proxy statement and Form 10 registration statement for important details about the spin-off. It also identifies Flex's directors and executive officers as potential participants in the proxy solicitation, referencing their holdings as disclosed in the 2026 annual meeting proxy statement filed on June 24, 2026.
- · The filing is a DEFA14A (additional proxy material) filed on July 21, 2026.
- · Flex intends to file a proxy statement on Schedule 14A and SpinCo will file a Form 10 registration statement.
- · Flex's 2026 annual meeting proxy statement was filed on June 24, 2026.
- · Directors and executive officers may be deemed participants in the proxy solicitation; their holdings are detailed in the 2026 proxy statement.
21-07-2026
Valued Wealth Advisors LLC filed its quarterly 13F-HR report for the period ending June 30, 2026, disclosing a portfolio of 913 holdings with a total market value of approximately $275.2 million. The filing shows a diversified equity portfolio with significant positions in large-cap technology and consumer stocks, alongside substantial allocations to Dimensional and American Century ETFs. The report reflects the firm's investment strategy as of mid-2026, with no prior-period comparison provided in the filing.
- · The portfolio includes 913 distinct securities, with the largest single holding being Apple Inc. at $1,209,158 (4,179 shares).
- · Top equity positions include Amazon.com ($673,549), Alphabet Inc. Class A ($543,196), Berkshire Hathaway Class B ($420,828), and Broadcom ($281,425).
- · The firm holds significant ETF positions, notably Dimensional US Core Equity Market ETF ($49.6M), Dimensional International Core Equity Market ETF ($33.5M), and Dimensional Short Duration Fixed Income ETF ($28.7M).
- · American Century ETFs are heavily represented, including US Small Cap Value ETF ($35.6M), US Large Cap Value ETF ($16.8M), and International Small Cap Value ETF ($16.7M).
- · Other notable holdings include Advanced Micro Devices ($162,655), Cisco Systems ($121,263), Bank of America ($106,995), and AT&T ($65,391).
- · The filing does not provide prior-period comparisons, so no period-over-period changes can be calculated.
21-07-2026
North American Construction Group Ltd. filed a Form 6-K with the SEC on July 21, 2026, announcing a conference call and webcast to discuss its second quarter results. The call is scheduled for a future date, with details provided in Exhibit 99.1. No financial results or performance metrics are included in this filing.
- · The filing is a notification for a second quarter results conference call and webcast.
- · The report is signed by Barry Palmer, President and CEO.
- · The filing is under Form 6-K, indicating the company files annual reports under Form 40-F.
21-07-2026
Braskem S.A. filed an amended Form 6-K/A on July 21, 2026, providing its annual calendar of corporate events for 2026. The calendar includes scheduled dates for financial statements, shareholder meetings, and quarterly reports, with the Annual Shareholders' Meeting held on April 29, 2026. The filing also contains standard forward-looking statements and risk disclosures regarding the geological event in Alagoas and the COVID-19 pandemic.
- · Annual Financial Statement and Standardized Financial Statement (DFP) as of 12/31/2025 was scheduled for 03/26/2026.
- · Reference Form for the current fiscal year was scheduled for 05/27/2026.
- · Quarterly Financial Statements (ITR) are scheduled: Q1 on 05/13/2026, Q2 on 08/13/2026, Q3 on 11/12/2026.
- · Annual Shareholders' Meeting was held on 04/29/2026.
- · Public Meetings with Analysts are to be defined on 11/12/2026.
21-07-2026
News Corp filed an 8-K on July 21, 2026, disclosing its ongoing stock repurchase program, under which it is authorized to buy back up to $1 billion in aggregate of its Class A and Class B common stock. The filing includes daily transaction disclosures provided to the Australian Securities Exchange (ASX) as required by ASX rules. No financial results or material changes in operations were reported.
- · The repurchase program covers both Class A common stock (ticker NWSA) and Class B common stock (ticker NWS).
- · Disclosures to the ASX are made on a daily basis for any transactions under the program.
- · The filing includes forward-looking statements regarding the company's intent to repurchase shares from time to time.
21-07-2026
Triasima Portfolio Management inc. filed its quarterly 13F-HR for the period ending June 30, 2026, disclosing 127 equity holdings with a total market value of approximately $740.3 million. The portfolio is heavily weighted toward Canadian financials, energy, and materials, with top positions in Royal Bank of Canada ($52.8M), Toronto-Dominion Bank ($37.2M), Canadian Imperial Bank of Commerce ($28.0M), and Bank of Montreal ($27.2M). The filing shows a diversified mix of U.S. and international equities, but no period-over-period comparisons are available as this is a single-period snapshot.
- · Top 10 holdings by value: Royal Bank of Canada ($52.8M), Toronto-Dominion Bank ($37.2M), Canadian Imperial Bank of Commerce ($28.0M), Bank of Montreal ($27.2M), Millicom International Cellular ($18.6M), Taiwan Semiconductor ($16.0M), Fortis Inc. ($15.1M), Canadian National Railway ($12.8M), TJX Companies ($11.3M), and Welltower Inc. ($11.0M).
- · Significant energy exposure: Enbridge ($9.6M), Suncor ($2.2M), Cenovus ($8.0M), Canadian Natural Resources ($6.6M), TC Energy ($3.1M), Pembina Pipeline ($3.1M), Imperial Oil ($5.7M).
- · Gold and precious metals holdings: Kinross Gold ($8.4M), Pan American Silver ($7.0M), Wheaton Precious Metals ($4.8M), Agnico Eagle ($1.3M), IAMGOLD ($3.0M), Alamos Gold ($0.2M), Aris Mining ($1.4M), Orla Mining ($1.9M), Highlander Silver ($2.0M).
- · Technology holdings include Apple ($10.7M), Microsoft ($10.6M), NVIDIA ($10.3M), Broadcom ($8.5M), Alphabet Class A ($17.1M), Alphabet Class C ($1.3M), Meta Platforms ($0.5M), ASML ($5.1M), Lam Research ($11.0M), KLA ($9.4M), Taiwan Semiconductor ($16.0M).
- · No period-over-period comparison data available; this is a single-quarter snapshot.
21-07-2026
HNO International, Inc. filed an S-1 registration statement with the SEC on July 21, 2026, for a proposed initial public offering. The filing includes financial results for the fiscal year ended October 31, 2025, and the six-month period ended April 30, 2026. The company has incurred significant net losses and has an accumulated deficit, but has raised capital through convertible notes and equity purchase agreements with investors including Lambda Ventures LLC and Jefferson Street Capital LLC.
- · The company has generated no revenue in the periods presented.
- · The company has an accumulated deficit indicating ongoing losses.
- · The company entered into an equity purchase agreement with Lambda Ventures LLC on April 26-27, 2026.
- · The company issued convertible notes to Jefferson Street Capital LLC and Lambda Ventures LLC.
- · Subsequent events include a purchase agreement with MSC on May 5, 2026.
- · The company has multiple series of preferred stock (Series A and Series B) outstanding.
21-07-2026
Fulcrum Capital LLC filed its Form 13F-HR for the quarter ended June 30, 2026, reporting a diversified equity portfolio of 103 positions with total holdings valued at approximately $492.9 million. The fund's largest disclosed positions include Vanguard Mid-Cap ETF ($40.3M), Lam Research ($30.9M), Microsoft ($30.1M), Apple ($27.8M), and Alphabet Class A ($27.1M). The filing reflects a broad mix of large-cap growth, technology, healthcare, and consumer stocks, with notable exposure to Fortinet ($25.4M), NVIDIA ($23.8M), and Amazon ($24.6M).
- · Filing is for the period ending June 30, 2026, filed on July 21, 2026.
- · The fund's top 10 holdings by value are: Vanguard Mid-Cap ETF ($40.3M), Lam Research ($30.9M), Microsoft ($30.1M), Apple ($27.8M), Alphabet Class A ($27.1M), Fortinet ($25.4M), NVIDIA ($23.8M), Amazon ($24.6M), Edwards Lifesciences ($11.9M), and Waste Management ($10.6M).
- · Significant sector exposure includes technology (Lam Research, Microsoft, Apple, NVIDIA, Fortinet), healthcare (Edwards Lifesciences, Eli Lilly, Vertex Pharmaceuticals), and consumer cyclical (Amazon, Ulta Beauty, D.R. Horton).
- · The fund holds several ETFs including iShares Core S&P 500, iShares Core MSCI EAFE, Vanguard Growth ETF, and SPDR Biotech ETF.
- · No period-over-period comparison data is available as this is a single-quarter snapshot filing.
21-07-2026
Triumph Capital Management filed its Form 13F-HR for the quarter ended June 30, 2026, reporting a portfolio of 1,861 positions with a total market value of approximately $552,025,522. The filing shows a diversified portfolio spanning large-cap equities, ETFs, and closed-end funds, with top holdings including Apple Inc. ($19.5M), Amazon.com Inc. ($5.3M), Berkshire Hathaway Inc. ($4.0M), and Alphabet Inc. ($2.7M). No prior-period comparison data is available in this filing, so period-over-period changes cannot be assessed.
- · The filing was submitted on July 21, 2026, for the period ending June 30, 2026.
- · All 1,861 positions are held with sole voting and dispositive power.
- · The portfolio includes a mix of common stocks, ETFs, closed-end funds, and REITs.
- · Notable large positions include AGNC Investment Corp. ($784,865), Annaly Capital Management ($1.8M), and BlackRock Capital Allocation Term Trust ($692,047).
- · The filing does not provide prior-quarter comparisons, so changes in holdings or values cannot be determined.
21-07-2026
Energy Transfer LP completed a $1.75 billion underwritten public offering of junior subordinated notes due 2057, comprising $650 million of Series 2026A Notes and $1.1 billion of Series 2026B Notes. The notes were issued under an existing indenture with U.S. Bank Trust Company as trustee, with the offering registered under the Securities Act. This is a significant debt financing transaction that increases the company's long-term leverage, with no corresponding period-over-period performance data available in this filing.
- · The notes were issued under an Indenture dated December 14, 2022, supplemented by the Eleventh and Twelfth Supplemental Indentures dated July 20, 2026.
- · The offering was registered under the Securities Act via a Form S-3ASR (File No. 333-279982) effective June 6, 2024, with a prospectus supplement filed July 8, 2026.
- · The legal opinion for the notes was provided by Latham & Watkins LLP.
- · The filing does not disclose the interest rates or coupon terms for either series of notes.
- · No financial statements or period-over-period comparisons are included in this filing.
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