US SEC Filings Daily Market Digest — August 11, 2026

11-08-2026

Energy Focus reported Q2 2026 net sales of $3.7M, up 228% YoY, driven by a 328% surge in military sales and a 192% increase in commercial sales, including initial ESS shipments to a new Australian customer. However, gross margin turned sharply negative to (6.8)% from 12.9% a year ago due to higher inventory reserves, and the net loss widened to $0.9M from $0.2M in Q2 2025. Cash remained flat at $1.1M from year-end 2025, supported by $0.9M in short-term borrowings.

• · Net cash used in operating activities was $0.8M in the first six months of 2026.
• · Accounts receivable surged to $2.6M from $0.5M at year-end 2025, while related-party accounts payable jumped to $3.2M from $0.4M.
• · Inventory reserves drove a $0.4M provision for slow-moving and obsolete inventories in Q2 2026.
• · The company raised $0.25M in a May 2026 private placement at $3.80 per share.
• · Adjusted EBITDA was negative $0.9M in Q2 2026, compared to negative $0.3M in Q2 2025.
• · The company's accumulated deficit reached $156.9M as of June 30, 2026.
• · Forward-looking statements highlight substantial doubt about ability to continue as a going concern and dependence on related-party financing.

11-08-2026

Richmond Brothers, Inc. filed its Form 13F-HR for the quarter ended June 30, 2026, reporting total holdings of approximately $192.3 million across 134 equity positions. The portfolio is heavily weighted toward technology and large-cap ETFs, with top holdings including Invesco QQQ Trust ($21.1M), Apple ($7.7M), and NVIDIA ($6.2M). The filing reflects a diversified, ETF-centric strategy with significant exposure to Vanguard sector funds and a mix of individual equities.

• · The largest single holding is Invesco QQQ Trust at $21.1 million (28,669 shares), followed by Apple Inc. at $7.7 million (26,668 shares) and NVIDIA Corporation at $6.2 million (31,181 shares).
• · The portfolio includes a significant position in Heron Therapeutics (1,483,613 shares valued at $633,206) and Connect Biopharma Holdings (395,204 shares valued at $940,586), indicating speculative biotech exposure.
• · Several positions have both sole and shared voting authority, e.g., Alphabet Inc. Class A (6,116 shares sole, 1,228 shares shared) and Microsoft Corp. (14,328 shares sole, 1,558 shares shared).
• · The filing reports 134 total positions with a combined market value of $192,315,774 as of June 30, 2026.

11-08-2026

FCA CORP /TX filed its quarterly 13F-HR for the period ending June 30, 2026, disclosing a diversified equity portfolio of approximately $405.96 million across 212 holdings. The filing shows significant positions in technology (Vanguard Info Tech ETF, Vanguard FTSE Developed ETF, Goldman Sachs ActiveBeta Intl) and various sector ETFs, with notable holdings in Apple, Microsoft, and NVIDIA. No period-over-period comparisons are available as this is a snapshot filing.

• · Top holdings by value include Vanguard Info Tech ETF ($20.5M), Vanguard FTSE Developed ETF ($15.5M), Goldman Sachs ActiveBeta Intl ($11.7M), and Invesco BulletShares 2027 CB ($6.96M).
• · Notable positions include Apple Inc (20,347 shares total), Microsoft Corp (8,719 shares total), NVIDIA Corp (13,106 shares), and Amazon.com Inc (9,302 shares total).
• · The portfolio includes a mix of U.S. and international equities, ETFs, and ADRs, with a significant allocation to technology and financial sectors.
• · Some positions have zero market value, such as Beard Company (212,569 shares) and DNAPrint Genomics (1,175,300 shares), indicating potential distressed or delisted securities.
• · The filing was signed by William LeVay, Chief Compliance Officer, on August 11, 2026.

11-08-2026

Arsenal Capital Advisors LLC filed its quarterly 13F-HR for the period ending June 30, 2026, reporting a portfolio value of approximately $169.5 million across 108 equity positions. The largest holdings include NVIDIA Corporation ($13.1M), Amazon.com Inc. ($11.2M), Apple Inc. ($9.3M), and Microsoft Corporation ($7.2M), reflecting a strong tilt toward large-cap technology and growth ETFs. The filing shows a diversified mix of individual stocks and ETFs, with no significant concentration in any single sector.

• · The portfolio includes 108 equity positions with a total market value of $169,472,658.
• · Top holdings by value: NVIDIA ($13.1M), Amazon ($11.2M), Apple ($9.3M), Microsoft ($7.2M), Meta Platforms ($5.6M), Vanguard Growth ETF ($5.8M), and JPMorgan US Quality Factor ETF ($4.6M).
• · The filing includes a small call option position in Archer Aviation Inc. (10,600 shares).
• · Notable holdings in emerging technology and crypto-related ETFs include iShares Bitcoin Trust (11,508 shares) and Terawulf Inc. (81,724 shares).
• · The portfolio is diversified across sectors with significant exposure to technology, healthcare, financials, and consumer staples.

11-08-2026

Davis Selected Advisers filed its Form 13F-HR for the quarter ended June 30, 2026, reporting total holdings valued at approximately $23.29 billion across 112 positions. The portfolio is heavily concentrated in financials, energy, and consumer cyclicals, with top holdings including Capital One Financial ($1.66B), U.S. Bancorp ($1.30B), CVS Health ($1.23B), MGM Resorts ($1.14B), and Alphabet Inc. Class A ($1.05B). The filing reflects a diversified equity strategy with significant exposure to both domestic and international securities.

• · The portfolio includes 4 proprietary ETFs: Davis Select Financial, International, U.S. Equity, and Worldwide ETFs.
• · Top 10 holdings by value: Capital One Financial ($1.66B), U.S. Bancorp ($1.30B), CVS Health ($1.23B), MGM Resorts ($1.14B), Alphabet Class A ($1.05B), Amazon ($1.02B), Devon Energy ($1.05B), Viatris ($1.19B), Meta Platforms ($0.93B), and Markel Group ($0.79B).
• · Significant positions in energy: Devon Energy (25.3M shares, $1.05B) and ConocoPhillips (1.88M shares, $195M).
• · Large holdings in financials: Capital One (8.27M shares), U.S. Bancorp (21.45M shares), Wells Fargo (8.01M shares), Bank of America (992,776 shares), and Fifth Third Bancorp (2.68M shares).
• · Healthcare exposure includes CVS Health (11.87M shares), Cigna Group (2.25M shares), UnitedHealth Group (1.27M shares), and Quest Diagnostics (1.56M shares).
• · Technology holdings include Alphabet (3.5M shares combined), Amazon (4.28M shares), Meta (1.65M shares), Microsoft (92,973 shares), NVIDIA (154,727 shares), and Texas Instruments (2.44M shares).
• · International ADR positions include JBS (50.0M shares), Full Truck Alliance (27.6M shares), Trip.com (8.76M shares), Sea Ltd. (2.01M shares), and Vale (2.93M shares).
• · Real estate exposure spans multiple REITs: American Tower, Prologis, Digital Realty, Equity Residential, and others.
• · The filing does not include period-over-period comparisons, so no changes in positions or values can be assessed.

11-08-2026

Chain Bridge Bancorp reported strong Q2 2026 results with net income of $9.5M, more than doubling from $4.6M in Q2 2025. Net interest income surged 44.6% to $17.1M, driven by a 38.7% increase in interest and dividend income. However, the company recorded an other comprehensive loss of $0.7M for the quarter, compared to a gain of $0.9M a year ago, reflecting unrealized losses on securities available for sale.

• · Deposit placement services income surged to $2.1M in Q2 2026 from $0.2M in Q2 2025, a 1,192.5% increase.
• · Interest expense on deposits declined 32.2% YoY to $0.7M in Q2 2026, reflecting lower deposit costs.
• · Total securities available for sale increased 38.4% from $608.8M (Dec 2025) to $842.3M (June 2026).
• · Net loan portfolio remained essentially flat at $270.6M, with a slight decline of 0.03% from $270.7M.
• · Other comprehensive loss was $0.7M in Q2 2026 vs a gain of $0.9M in Q2 2025, driven by unrealized losses on securities.
• · Cash and cash equivalents grew 40.1% to $821.8M from $586.6M at year-end 2025.
• · Total deposits increased 27.2% to $2.00B, with noninterest-bearing deposits rising 33.7% to $1.68B.
• · The company had no preferred shares issued or outstanding.

11-08-2026

Highview Capital Management LLC reported its Q2 2026 institutional holdings as of June 30, 2026, in a Form 13F-HR filing. The portfolio had a total market value of approximately $347.4 million, with top holdings in iShares Core S&P 500 ETF ($19.4M), State Street SPDR S&P 500 ETF ($20.3M), Apple Inc. ($17.1M), and NVIDIA Corporation ($14.4M), reflecting a mix of large-cap equities and ETFs. The filing does not include prior-period data, so no period-over-period changes can be assessed.

• · Portfolio holds 118 positions across various sectors including technology, healthcare, financials, industrials, and ETFs.
• · Largest sector exposure appears to be technology through individual stocks (Apple, NVIDIA, Microsoft, Broadcom, AMD) and ETFs (QQQ, iShares S&P 500).
• · Significant positions in iShares Core S&P Mid-Cap ETF ($19.0M, 246,107 shares) and iShares MSCI USA Quality Factor ETF ($10.2M, 46,603 shares) indicate a tilt toward quality and mid-cap.
• · Notable holdings include Caterpillar ($4.3M), Deere ($1.4M), and Huntington Ingalls ($0.9M) suggesting exposure to industrial/aerospace.
• · Energy holdings such as Halliburton ($1.5M), Oneok ($1.3M) and Sempra ($1.3M) provide some commodity exposure.
• · No options or convertible bonds were listed — all entries are common stocks or ETFs held outright.

11-08-2026

Kopernik Global Investors, LLC filed its quarterly 13F-HR for the period ending June 30, 2026, disclosing a concentrated portfolio of 31 equity holdings with a total reported value of approximately $1.63 billion. The fund's top positions by market value were Range Resources Corp ($244.6M), Expand Energy Corporation ($157.2M), KT Corporation ADR ($156.3M), and Seabridge Gold Inc ($194.5M), indicating a strong tilt toward energy, metals & mining, and select international telecoms. The filing also reveals put option positions on five major U.S. stocks (AbbVie, Amgen, Apple, AutoZone), suggesting a hedging or bearish stance on those names.

• · The fund held put options on 5 stocks: AbbVie (4,600 shares), Amgen (4,200 shares), Apple (5,000 shares), AutoZone (400 shares), and Barrick Gold (134,459 shares).
• · Largest single position by value was Range Resources Corp at $244.6M (6,575,941 shares).
• · Second-largest position was Expand Energy Corporation at $157.2M (1,723,513 shares).
• · Third-largest was KT Corporation ADR at $156.3M (9,043,938 shares).
• · Smallest disclosed position by value was Platinum Group Metals Ltd at $549,592 (407,105 shares).
• · The fund held a significant position in Northern Dynasty Minerals Ltd (32,178,392 shares valued at $61.8M), a high-risk exploration-stage mining company.
• · The filing was signed by Sarah L. Bertrand, General Counsel of Kopernik Global Investors, LLC.

11-08-2026

Ninepoint Partners LP filed its quarterly 13F-HR for the period ending June 30, 2026, reporting a total of 166 equity holdings with a combined market value of approximately $1.31 billion. The portfolio is heavily weighted toward energy and mining stocks, with top positions including Baytex Energy Corp ($68M), Cenovus Energy ($126.5M), Suncor Energy ($130.8M), and Cameco Corp ($35.9M). The fund also holds significant positions in precious metals miners like Barrick Gold ($17M) and Kinross Gold ($25.2M), as well as Canadian banks and utilities. However, the filing shows no new positions or material changes from the prior quarter, and several holdings—such as ArcelorMittal, ARM Holdings, and BAE Systems—are minimal (under $5,000 each), indicating a largely static portfolio with a concentrated sector bet.

• · The filing includes options positions: iShares 20+ Year Treasury Bond ETF put (800,000 shares, $69.1M), iShares iBoxx Investment Grade Corporate Bond ETF call (400,000 shares, $43.6M), and iShares iBoxx Investment Grade Corporate Bond ETF put (400,000 shares, $43.6M), as well as SPDR S&P 500 put (43,000 shares, $32.1M).
• · Several holdings are very small (under $10,000): ArcelorMittal ($2,168), ARM Holdings ($3,900), Ascendis Pharma ($6,935), BAE Systems ($3,624), Baidu ($3,657), HSBC Holdings ($4,279), ING Groep ($9,163), Livanova ($6,907), Mizuho Financial ($7,204), Nebius ($3,590), Nvent Electric ($2,544), OVINTIV ($1,474), Silicon Motion ($4,000), TechnipFMC ($6,100), Tenaris ($2,331).
• · No new positions or changes from prior quarter are indicated; the filing appears to be a routine quarterly update with no material portfolio shifts.

11-08-2026

John G. Ullman & Associates Inc filed its quarterly 13F-HR for the period ending June 30, 2026, reporting a total of 181 equity holdings with an aggregate market value of approximately $824,411,966. The portfolio is heavily concentrated in technology and industrial names, with top positions including Cisco Systems ($37.2M), Corning Inc ($59.7M), Taiwan Semiconductor ($51.5M), and Emerson Electric ($35.5M). The filing reflects a diversified, value-oriented strategy with significant exposure to utilities and infrastructure.

• · Top 10 holdings by value: Corning Inc ($59.7M), Taiwan Semiconductor ($51.5M), Cisco Systems ($37.2M), Emerson Electric ($35.5M), TE Connectivity ($19.0M), OGE Energy ($22.3M), Essential Utilities ($14.6M), Eversource Energy ($13.3M), Dominion Energy ($13.5M), NextEra Energy ($13.0M).
• · Largest single position is Corning Inc at $59.7M (233,865 shares), representing approximately 7.2% of the portfolio.
• · Significant ETF holdings include VanEck Vietnam ETF ($5.3M), Vanguard S&P 500 ETF ($5.3M), and iShares MSCI Emerging Markets ETF ($0.2M).
• · Notable small-cap positions include Avalon Advanced Materials ($660), PureCycle Technologies ($148k), and NuScale Power ($325k).
• · The portfolio includes 181 unique equity positions, all held with sole voting and dispositive power.

11-08-2026

EQUATOR Beverage Co reported strong revenue growth of 14.2% YoY for Q2 2026 ($1.26M vs $1.10M) and 15.7% for H1 2026 ($2.22M vs $1.92M). Net income surged to $999,699 in Q2 (vs $153,056) and $1,175,814 in H1 (vs $237,090), driven by a large deferred tax benefit of $765,997. However, cash declined sharply to $73,757 from $219,457 at year-end 2025, and operating cash flow was only $55,935 despite higher net income, reflecting heavy inventory investment.

• · Gross profit margin improved to 56.6% in Q2 2026 (from 42.9% in Q2 2025) and 54.3% in H1 2026 (from 41.3% in H1 2025).
• · SG&A expenses rose 53.4% YoY in Q2 2026 and 65.4% in H1 2026, outpacing revenue growth.
• · Inventory increased 86.8% to $949,548 at June 30, 2026 from $508,301 at December 31, 2025.
• · Related party loans decreased to $160,000 at June 30, 2026 from $340,000 at December 31, 2025.
• · Deferred tax assets of $765,997 were recognized in H1 2026, contributing to the tax benefit.
• · Shares repurchased for cancellation totaled $21,635 in H1 2026, down from $60,000 in H1 2025.
• · The company issued $112,500 of restricted, non-trading common stock to directors and employees in H1 2026 (non-cash).

11-08-2026

RASP WEALTH SOLUTIONS, LLC filed its quarterly 13F-HR report for the period ending June 30, 2026, disclosing a portfolio of 97 equity holdings with a total market value of approximately $300.4 million. The largest position by far is Eli Lilly & Co (169,743 shares, valued at $203.6 million), representing about 68% of the total portfolio. The filing shows a diversified mix of large-cap U.S. stocks, ETFs, and select international ADRs, with no put or call options reported.

• · The filing was signed by Sonia Goforth, Chief Compliance Officer, on August 11, 2026.
• · All 97 positions are listed with sole voting and dispositive power; no shared or no-power holdings are reported.
• · No options or convertible securities are included in the filing.
• · Top equity holdings by market value (after Eli Lilly) include Invesco QQQ Trust ($7.7M), Vanguard S&P 500 ETF ($4.1M), Invesco S&P 500 Momentum ETF ($4.0M), and Invesco S&P 500 Quality ETF ($3.9M).
• · Significant gold exposure via Kinross Gold Corp (44,374 shares, $1.0M), iShares Gold Trust (3,404 shares, $257k), and SPDR Gold Shares (650 shares, $240k).
• · International exposure includes BP ADR (12,483 shares), BHP Billiton ADR (2,643 shares), and Taiwan Semiconductor ADR (1,392 shares).

11-08-2026

Choate Investment Advisors filed its quarterly 13F-HR report for the period ending June 30, 2026, disclosing total holdings valued at approximately $5.69 billion across 472 equity positions. The portfolio is heavily concentrated in large-cap U.S. equities and ETFs, with top holdings including iShares Core S&P 500 ETF ($1.92B), Apple Inc. ($175.3M), Alphabet Inc. Class A ($103.9M), Amazon.com Inc. ($110.7M), and Eli Lilly & Co. ($60.9M). The filing reflects a diversified strategy with significant exposure to technology, healthcare, and consumer sectors, alongside notable positions in gold ETFs and international ETFs.

• · The filing includes 472 equity positions with a total market value of $5,690,352,490.
• · Top 10 holdings by value: iShares Core S&P 500 ETF ($1.92B), iShares Core MSCI Emerging Markets ETF ($251.0M), Harris Oakmark ETF Trust Oakmark U.S. Large Cap ($163.9M), Apple Inc. ($175.3M), Amazon.com Inc. ($110.7M), Alphabet Inc. Class A ($103.9M), Eli Lilly & Co. ($60.9M), Invesco QQQ Trust ($20.4M), iShares Russell 1000 Growth ETF ($19.0M), and iShares Expanded Tech Sector ETF ($9.6M).
• · The portfolio includes significant ETF positions: iShares Core S&P 500 ETF (2,567,736 shares), iShares Core MSCI Emerging Markets ETF (3,029,806 shares), Harris Oakmark ETF Trust Oakmark U.S. Large Cap (5,819,404 shares), and Global X S&P 500 Catholic Values ETF (207,035 shares).
• · Notable individual stock holdings include Apple Inc. (605,835 shares), Amazon.com Inc. (464,512 shares), Alphabet Inc. Class A (290,662 shares), Microsoft Corp. (not listed in the provided snippet but likely present), and Berkshire Hathaway Inc. Class B (67,929 shares).
• · The filing also includes positions in gold ETFs: iShares Gold Trust (53,409 shares), iShares Gold Trust Micro (53,698 shares), and ETFS Physical Gold Shares (333,575 shares).
• · Bitcoin exposure is present via iShares Bitcoin Trust (20,906 shares) and Bitwise Bitcoin ETF Trust (13,291 shares).
• · The portfolio has a strong tilt toward U.S. large-cap equities and passive index funds, with additional exposure to international markets through iShares MSCI EAFE ETF (50,224 shares) and iShares Core MSCI Emerging Markets ETF.
• · No period-over-period comparisons are available as this is a single-quarter snapshot filing.

11-08-2026

Fairtree Asset Management (Pty) Ltd filed its quarterly 13F-HR for the period ending June 30, 2026, disclosing 96 equity holdings with a total market value of approximately $260.9 million. The portfolio is heavily weighted toward mega-cap technology and growth names, with top positions in Microsoft, Amazon, NVIDIA, and Alphabet. The filing reflects a diversified global portfolio including ADRs from emerging markets, but no period-over-period comparison is available in this filing.

• · The filing was submitted on August 11, 2026, for the quarter ended June 30, 2026.
• · All reported positions are held with sole voting and dispositive power.
• · The portfolio includes significant positions in emerging market ADRs such as JD.com ($5.49M), PDD Holdings ($7.04M), and Kaspi.kz ($11.29M).
• · The largest single position by market value is Microsoft at $17.84M, followed by Amazon at $13.15M and NVIDIA at $13.33M.
• · The portfolio also includes a $6.03M position in iShares US Treasury Bond ETF, indicating some fixed-income exposure.
• · The filing is a routine quarterly disclosure of institutional holdings; no investment strategy or performance commentary is provided.

11-08-2026

KilterHowling LLC filed its quarterly 13F-HR report for the period ending June 30, 2026, disclosing a portfolio of 50 equity holdings with a total market value of approximately $223.2 million. The portfolio is heavily weighted toward large-cap U.S. equities and fixed-income ETFs, with top holdings including the Vanguard S&P 500 ETF ($35.1M), Vanguard Dividend Appreciation ETF ($33.0M), Schwab U.S. Aggregate Bond ETF ($31.2M), and Invesco QQQ Trust ($31.3M). The filing reflects a diversified, passive-oriented investment strategy with significant exposure to both growth and value segments.

• · The filing was made on August 11, 2026, for the quarter ended June 30, 2026.
• · All holdings are listed with sole voting and dispositive power; no shared or non-voting positions were reported.
• · The largest single position by value is the Vanguard S&P 500 ETF at $35,131,978 (51,152 shares).
• · The largest fixed-income position is the Schwab U.S. Aggregate Bond ETF at $31,158,011 (1,347,082 shares).
• · The portfolio includes a mix of individual stocks (e.g., Apple, Microsoft, NVIDIA) and broad-market ETFs, indicating a core-satellite strategy.

11-08-2026

An amended Schedule 13G filing reveals that a group of trusts affiliated with Mollie H. Carter, a director and officer of FirstSun Capital Bancorp, collectively beneficially own 2,559,640 shares of the company's common stock, representing 5.80% of the outstanding shares. The filing was triggered by a minor increase of 5,165 shares received by Carter through the vesting of a restricted stock award on April 1, 2026, which were subsequently transferred into the MHC Trust. The overall ownership percentage remains largely unchanged from prior filings, indicating no material shift in control or significant new investment.

• · The filing is an Amendment No. 2 to Schedule 13G, filed on August 11, 2026.
• · The restricted stock award vesting occurred on April 1, 2026, and the shares were transferred to the MHC Trust on May 20, 2026.
• · Carter is the trustee of Twin Meadow Trust and MHC Trust, and co-trustee of Wood Racket Trust and Orion Trust.
• · The percentage ownership was calculated based on 44,123,875 shares outstanding as of May 7, 2026.
• · The reporting persons have filed a joint filing agreement dated August 10, 2026.

11-08-2026

First Trust Advisors LP filed its quarterly 13F-HR for the period ending June 30, 2026, disclosing a portfolio of 2938 equity positions with total market value of approximately $170 billion. The filing shows a highly diversified portfolio with major holdings in technology (Alphabet, Amazon, Advanced Micro Devices), financials (Allstate, American Express, Ameriprise), and healthcare (AbbVie, Abbott, Amgen). The report includes both sole and shared voting authority positions, with the vast majority held under sole voting authority.

• · Filing date: August 11, 2026
• · Report period: June 30, 2026
• · SEC file number: 028-06487
• · Firm address: 120 East Liberty Drive, Suite 400, Wheaton, IL 60187
• · Firm phone: 630-765-8000
• · The filing includes 13 other investment managers listed on a combination report
• · Top holdings by value include Alphabet Inc. (Class A and C combined ~$2.34B), Amazon.com Inc. (~$1.0B), Advanced Micro Devices Inc. (~$633M), Allstate Corp (~$580M), and Analog Devices Inc. (~$491M)
• · Largest single position by shares: AT&T Inc. (5,633,051 shares), Algonquin Power & Utilities (5,525,283 shares), and Alphabet Inc. Class A (5,404,045 shares)

11-08-2026

All Terrain Financial Advisors, LLC filed its Form 13F-HR for the quarter ended June 30, 2026, reporting a portfolio of approximately $614.6 million in equity assets. The filing reveals a diversified portfolio with significant holdings in major ETFs and large-cap technology stocks, alongside a substantial number of put option positions, indicating a hedging or bearish tilt on several key names.

• · Top equity holdings by market value include iShares Russell 2000 ETF ($79.8M), State Street SPDR S&P 500 ETF ($73.7M), and iShares MSCI Emerging Markets ETF ($25.3M).
• · Significant put option positions were held on major indices and stocks, including $55.6M in SPDR S&P 500 ETF puts, $26.3M in iShares Russell 2000 ETF puts, and $4.7M in State Street Dow Jones Industrial ETF puts.
• · The firm held call options only on Intel Corp (200 shares) and Microsoft Corp (300 shares), with a combined market value of approximately $139,832.
• · Notable individual stock holdings include Apple Inc ($19.3M), Intel Corp ($10.8M), Lowe's Companies Inc ($26.4M), and NVIDIA Corp ($11.5M).
• · The portfolio includes a large position in VanEck ETF Trust IG Floating Rate ETF ($11.3M) and iShares Core US Aggregate Bond ETF ($7.3M), indicating fixed-income exposure.

11-08-2026

Mystic Asset Management, Inc. filed its quarterly 13F-HR report for the period ending June 30, 2026, disclosing 225 equity holdings with a total market value of approximately $467.9 million. The portfolio is heavily concentrated in mega-cap technology and financial stocks, with top positions including Apple (6.2% of portfolio), Microsoft (4.1%), NVIDIA (3.9%), Broadcom (3.7%), and JPMorgan Chase (3.1%). The filing provides a snapshot of the fund's long equity positions as of mid-2026, with no indication of performance trends or period-over-period changes.

• · The fund's largest single holding is Apple Inc. with 100,682 shares valued at $29.1 million.
• · Other significant positions include Microsoft (50,915 shares, $19.0M), NVIDIA (91,823 shares, $18.4M), Broadcom (45,974 shares, $17.4M), and JPMorgan Chase (43,626 shares, $14.3M).
• · The portfolio includes a mix of individual stocks and ETFs, with notable ETF holdings in Vanguard Mid-Cap ETF (83,999 shares, $6.8M), Invesco QQQ Trust (16,827 shares, $12.4M), and First Trust Energy Income ETF (75,778 shares, $1.7M).
• · The fund holds a large position in Zevra Therapeutics Inc. (352,110 shares, $5.0M) and LivePerson Inc. (112,107 shares, $213K), indicating exposure to smaller-cap biotech and technology names.
• · The filing is a snapshot as of June 30, 2026, and does not include any comparison to prior quarter holdings or performance metrics.

11-08-2026

Arcadia Wealth Management, Inc. filed its quarterly 13F-HR for the period ending June 30, 2026, disclosing 58 equity holdings with a total market value of approximately $209.6 million. The portfolio is heavily weighted toward ETFs, particularly Dimensional ETF Trust and American Century ETF Trust products, with the largest single holding being the Dimensional ETF Trust US Cor Equ 2 ETF at $42.0 million. The filing reflects a diversified, ETF-centric investment strategy with notable positions in major tech names like Apple, Microsoft, and Amazon, as well as smaller speculative holdings in biotech and energy.

• · The filing was signed by Allison Vanaski, Chief Compliance Officer, on August 11, 2026.
• · All 58 holdings are reported with sole voting and dispositive power; no shared or no-power positions are listed.
• · The portfolio includes a mix of large-cap ETFs, sector-specific ETFs, individual stocks (tech, healthcare, energy, consumer), and small speculative positions in biotech (Iovance Biotherapeutics $48.7K) and crypto/blockchain-related (Soluna Holdings $32.8K).
• · Notable small-cap holdings include Treace Med Concepts ($835.7K, 209,972 shares), Universal Technical Inst ($1.1M, 24,946 shares), and Audioeye Inc ($368.1K, 63,351 shares).
• · The filing does not provide prior quarter comparisons, so quarter-over-quarter changes in positions cannot be assessed.

11-08-2026

Alan B Lancz & Associates, Inc. filed its quarterly 13F-HR for the period ended June 30, 2026, reporting a total of 138 equity holdings with an aggregate market value of approximately $114,988,170. The portfolio is heavily concentrated in large-cap technology and healthcare names, with Apple Inc. as the top holding at $10,267,080, followed by Alphabet Inc. (Class A and Class C combined at $13,114,747) and Costco Wholesale Corporation at $4,299,421. No prior-period comparison data is available in this filing, so period-over-period changes cannot be assessed.

• · The filing reports 138 equity positions with a total market value of $114,988,170 as of June 30, 2026.
• · All holdings are listed with sole voting and dispositive power, indicating direct control over all shares.
• · The top 10 holdings by market value are: Apple ($10.27M), Alphabet Class A ($7.55M), Alphabet Class C ($5.56M), Costco ($4.30M), Microsoft ($3.87M), Amgen ($3.52M), NVIDIA ($2.48M), Allison Transmission ($2.37M), Qualcomm ($2.35M), and Amazon ($2.26M).
• · Notable smaller positions include Tesla (618 shares, $259,931), CrowdStrike (320 shares, $244,205), and Snowflake (792 shares, $201,564).
• · The portfolio includes a mix of U.S. and foreign equities, with ADRs for GSK, ICICI Bank, and Taiwan Semiconductor.
• · No prior-period comparison data is available in this filing, so period-over-period changes cannot be assessed.

11-08-2026

Horizon Kinetics Asset Management LLC filed its quarterly 13F-HR for the period ending June 30, 2026, reporting approximately $8.82 billion in total disclosed equity holdings. The portfolio shows significant concentration in a few large positions, with the top holdings including Landbridge Company LLC ($461M), Miami International Holdings ($291M), Hawaiian Electric Industries ($303M), and Franco-Nevada Corp ($161M). The filing also reveals substantial positions in Grayscale Bitcoin Trust ($553M), CBOE Global Markets ($101M), and Intercontinental Exchange ($121M), indicating a strong tilt toward alternative assets, exchange operators, and digital asset exposure.

• · The filing includes 351 total positions with a combined market value of approximately $8.82 billion.
• · The portfolio has a notable concentration in digital asset-related securities, including multiple Grayscale trusts (Bitcoin, Bitcoin Cash, Litecoin, Ethereum Classic, Zcash) and the iShares Bitcoin Trust.
• · Horizon Kinetics also holds its own affiliated ETFs: Horizon Kinetics Inflation ETF ($4.5M), Horizon Kinetics Blockchain ETF ($5.4M), Horizon Kinetics Energy ETF ($340K), Horizon Kinetics SPAC ETF ($6.7M), Horizon Kinetics Medical ETF ($191K), Horizon Kinetics Texas ETF ($492K), and Horizon Kinetics Japan ETF ($5.5M).
• · The firm holds a significant position in its own stock, Horizon Kinetics Holding Corp, valued at $35.5 million (1,075,416 shares).
• · Other notable large holdings include Brookfield Corp ($67.6M), Cheniere Energy Inc ($96.1M), Civeo Corp ($80.2M), Dorchester Minerals LP ($21.5M), Eaglerock LD LLC ($35.8M), Fermi Inc ($7.5M), Galaxy Digital Inc ($33.8M), Interparfums Inc ($14.6M), Liberty Energy Inc ($6.1M), Live Nation Entertainment ($18.5M), Madison Square Garden Sports Corp ($9.3M), Sphere Entertainment Co ($7.7M), Markel Group Inc ($4.0M), Marsh & McLennan Cos Inc ($23.3M), Mastercard Inc ($9.1M), Autonation Inc ($39.6M), CACI International Inc ($71.2M), and KLA Corp ($6.0M).

11-08-2026

BlueStem Wealth Partners, LLC filed its Form 13F-HR for the quarter ended June 30, 2026, reporting total holdings of approximately $1.0045 billion across 127 positions. The portfolio is heavily weighted toward ETFs, with the top holdings being Schwab International Equity ETF ($105.8M), Schwab Fundamental U.S. Large Company ETF ($73.4M), and iShares U.S. Equity Factor Rotation Active ETF ($68.7M). The filing reflects a diversified, multi-asset strategy with significant exposure to U.S. and international equities, fixed income, and sector-specific ETFs.

• · The filing includes 127 positions with a total market value of $1,004,328,500 as of June 30, 2026.
• · The top 10 holdings account for approximately $598.5 million, or about 59.6% of the total portfolio value.
• · The largest single stock holding is Apple Inc. at $5,647,748 (19,518 shares), followed by NVIDIA Corporation at $2,889,970 (14,443 shares).
• · The portfolio includes a mix of equity ETFs, fixed income ETFs, sector ETFs, and individual stocks, with a notable tilt toward Schwab and iShares products.
• · Smaller positions include Nordic American Tankers Limited ($62,910) and Envoy Medical Inc. ($8,280), indicating some micro-cap exposure.

11-08-2026

Momentus Inc. filed its quarterly report (10-Q) for the period ended June 30, 2026, reporting a sharp decline in Q2 2026 service revenue to $25,000 from $191,000 in Q2 2025, while six-month revenue surged to $3.24 million from $513,000 due to hosted payload services. Net loss widened to $8.27 million in Q2 2026 from $6.45 million a year ago, and operating expenses more than doubled; however, the company dramatically improved its balance sheet, raising $94.84 million in net cash from financing activities and boosting cash and equivalents from $12.8 million to $107.6 million, while eliminating all preferred stock and loan payable.

• · Gross profit for the six months ended June 30, 2026 was $1.84M vs $511k in 2025, a 260% increase.
• · R&D expenses for Q2 2026 doubled to $4.23M from $2.19M a year earlier.
• · SG&A expenses remained relatively flat at $3.90M in Q2 2026 vs $3.94M in Q2 2025.
• · Total stockholders' equity surged from $17.14M at Dec 31, 2025 to $114.26M at June 30, 2026.
• · Net cash used in operating activities increased to $14.88M in the first half of 2026 from $7.42M in 2025.
• · Revenue breakdown: Hosted payload services contributed $1.64M year-to-date; engineering project services $1.60M.
• · Basic and diluted net loss per share improved to $(0.70) in Q2 2026 from $(22.03) in Q2 2025 due to a massive increase in weighted average shares outstanding (11.89M vs 292,791).

11-08-2026

BlackDiamond Wealth Management, LLC filed its Form 13F-HR for the quarter ended June 30, 2026, reporting total holdings of approximately $248.9 million across 226 positions. The portfolio is heavily weighted toward large-cap U.S. equities and ETFs, with top holdings including SPDR S&P 500 ETF ($9.8M), Apple ($8.4M), Microsoft ($8.2M), and NVIDIA ($7.6M). The filing reflects a diversified strategy with significant allocations to fixed-income and international ETFs, but no prior-period comparison is available to assess performance trends.

• · The portfolio includes a put option on Costco Wholesale Corporation (1,600 contracts).
• · Top 10 holdings by value: SPDR S&P 500 ETF ($9.8M), Apple ($8.4M), Microsoft ($8.2M), NVIDIA ($7.6M), iShares Core S&P Total US Stock Market ETF ($6.9M), Alphabet Class A ($5.5M), Amazon ($5.2M), Capital Group Dividend Value ETF ($5.8M), Pacer Metaurus Capital 400 ETF ($6.0M), and iShares U.S. Aerospace & Defense ETF ($2.5M).
• · The largest single equity position by shares is Odyssey Marine Exploration Inc. (100,000 shares, value $87,650).
• · The filing reports 226 positions with a total market value of $248,869,914 as of June 30, 2026.
• · No prior-period comparison data is available in this filing.

11-08-2026

Bearing Point Capital, LLC filed its Form 13F-HR for the quarter ended June 30, 2026, reporting a portfolio value of approximately $740.2 million across 203 equity positions. The top holdings include NVIDIA Corporation ($35.6M), Palo Alto Networks ($27.1M), Apple Inc. ($27.0M), Dell Technologies ($19.4M), and Hartford Multifactor Developed Markets ETF ($18.5M). The filing reflects a diversified portfolio spanning technology, healthcare, energy, and ETFs, with no prior-period comparison available to assess performance trends.

• · The portfolio consists of 203 positions with a total value of $740,161,813.
• · Top 5 holdings account for approximately $122.8 million or 16.6% of the portfolio.
• · The filing includes a mix of common stocks, ETFs, ADRs, and closed-end funds.
• · Notable ETF holdings include Hartford Multifactor Developed Markets ETF ($18.5M), VanEck Junior Gold Miners ETF ($16.5M), and WisdomTree Japan Hedged Equity Fund ($11.6M).
• · The portfolio includes exposure to Bitcoin through Fidelity Bitcoin Fund ($1.2M) and iShares Bitcoin Trust ($0.5M).
• · No prior quarter comparison is available in this filing, so period-over-period changes cannot be assessed.

11-08-2026

MARIPAU WEALTH MANAGEMENT LLC filed a Form 13F-HR on August 11, 2026, reporting 177 holdings as of June 30, 2026, with a reported aggregate value of 280450892 in the filing’s 13F value field. The portfolio was diversified across broad-market ETFs, equities, fixed income, commodities, and digital-asset-related exposures; its largest reported positions included SPDR Portfolio S&P 500 ETF, Pacer Swan SOS Fund of Funds, Vanguard Developed Markets Index Fund ETF, and Aptus Collared Investment ETF.

• · The reporting period ended June 30, 2026, and the filing became effective on August 11, 2026.
• · All listed positions were reported with sole voting and investment discretion.
• · The filing included exposure to bitcoin-related securities, including 118434 shares of iShares Bitcoin Trust ETF and 22609 shares of Fidelity Wise Origin Bitcoin Fund.
• · The portfolio also included 60953 shares of GameStop Corporation, 9149 shares of Strategy Inc., and 40586 shares of American Bitcoin Corp.
• · Fixed-income and defensive exposures included bond, Treasury, mortgage-backed-securities, preferred-income, and municipal-bond ETFs.
• · The filing was submitted under SEC file number 028-21797, with accession number 0001890698-26-000005.

11-08-2026

Private Wealth Asset Management, LLC filed its 13F-HR for the quarter ended June 30, 2026, reporting approximately $1.04 billion in total 13F securities. The portfolio is heavily concentrated in large-cap equities and ETFs, with top holdings including Apple ($31.7M), Caterpillar ($14.7M), Berkshire Hathaway Class B ($17.3M), and Alphabet Class A ($11.1M). The filing reflects a diversified, long-only equity strategy with significant exposure to technology, financials, and consumer staples.

• · The filing includes 930 positions with a total market value of $1,037,784,716.
• · Top 10 holdings by value: Apple ($31.7M), Berkshire Hathaway Class B ($17.3M), Caterpillar ($14.7M), Cohen & Steers Real Estate Active ETF ($13.4M), EA Series Trust Cambria Endowment ETF ($11.4M), Alphabet Class A ($11.1M), Alphabet Class C ($7.5M), Deere & Co. ($9.1M), AbbVie ($6.1M), and Amazon ($5.9M).
• · The portfolio includes significant ETF positions: Avantis US Large Cap Equity ETF ($5.9M), Avantis International Large Cap Value ETF ($5.3M), Avantis Emerging Markets Equity ETF ($5.9M), and BlackRock iShares Short Duration High Yield Muni Active ETF ($482K).
• · Notable smaller positions include AMC Entertainment Holdings ($1,754), AMC Global Media ($14,970), and Bitwise 10 Crypto Index Fund ($513,643).
• · The filing does not include any period-over-period comparisons, as 13F filings are point-in-time snapshots.

11-08-2026

Chaince Digital Holdings Inc. (Nasdaq: CD) announced a registered direct offering of 30,560,000 ordinary shares for gross proceeds of approximately $16.2 million (including purchases in USDC), expected to close on or about August 11, 2026. The company plans to use the net proceeds for working capital and general corporate purposes, including expanding institutional-grade digital asset management, advancing real-world asset tokenization infrastructure, and scaling its regulated broker-dealer subsidiary, Chaince Securities, LLC. CEO Shi Qiu emphasized disciplined capital deployment to build ahead of institutional demand for regulated on-chain financial products.

• · The offering is made under the company's effective shelf registration statement on Form F-3 (File No. 333-287428), initially filed on May 20, 2025 and declared effective on June 27, 2025.
• · The company was formerly known as Mercurity Fintech Holding Inc.
• · Chaince Digital's subsidiaries include Chaince Securities, LLC (a FINRA-registered broker-dealer) and AI/HPC infrastructure platforms.
• · The company aims to bridge traditional financial markets with the digital-asset economy through compliant, scalable, institutional-grade infrastructure.

11-08-2026

Momentous Wealth Management, Inc. filed its quarterly 13F-HR for the period ending June 30, 2026, reporting a total of 48 equity holdings with an aggregate market value of approximately $195.1 million. The portfolio is heavily weighted toward large-cap U.S. equities and ETFs, with top holdings including Apple Inc. ($3.45M), NVIDIA Corporation ($2.08M), and Microsoft Corp ($1.60M). The firm also holds significant positions in Dimensional ETF Trust products, which together account for over $130 million in value, indicating a strong tilt toward factor-based and sustainable investing strategies.

• · The filing includes one share of Berkshire Hathaway Class A (market value $748,850), a notable high-value holding.
• · The largest single position by market value is Dimensional US Core Equity 2 ETF at $50.4M, representing about 26% of the total portfolio.
• · The portfolio includes a small position in Outdoor Holding Co. (12,600 shares, $28,728) and Rumble Inc. (13,867 shares, $87,917), indicating some exposure to speculative or micro-cap names.
• · All holdings are reported as sole voting and dispositive power, with no shared or non-dispositive authority.
• · The filing was signed by Linde Carroll, Chief Compliance Officer, on August 11, 2026.

11-08-2026

Anchor Bay Capital, Inc. filed its Form 13F-HR for the quarter ended June 30, 2026, reporting a total of 341 equity positions with an aggregate fair value of approximately $185.3 million. The portfolio is heavily concentrated in information technology (e.g., Apple, Microsoft, Amazon), healthcare (McKesson, Gilead, HCA), and fixed-income ETFs, reflecting a diversified institutional strategy. While top holdings like Amazon ($4.9M) and Alphabet ($3.4M) underscore a tech tilt, the inclusion of significant bond ETFs (iShares A Rate Corp Bond ETF at $3.4M) and defensive sectors (AT&T, Dominion Energy) indicates a balanced approach seeking income and stability alongside growth.

• · Total fair value of reportable holdings: $185,301,206 across 341 positions.
• · Largest single holding by value: McKesson Corp. ($15,165,721), representing about 8.2% of total portfolio.
• · Top tech holdings: Amazon ($4,922,750), Alphabet ($3,420,914), Apple ($3,247,804), Microsoft ($4,411,443).
• · Significant bond ETF exposure: iShares A Rate Corp Bond ETF ($3,417,871), iShares 0-3 Month Treasury ($1,242,384), FlexShares High Yield VL ETF ($2,506,599).
• · Other major sector bets: Boeing ($3,695,542), Caterpillar ($3,415,016), Lam Research ($4,267,846), NRG Energy ($2,032,947).
• · Portfolio has a global tilt through ADRs and international ETFs, including Alibaba, ASML, Novo Nordisk, and Franklin India ETF.

11-08-2026

Mustico Financial Group, Inc. filed its Form 13F-HR for the quarter ended June 30, 2026, reporting 49 equity holdings with a total market value of approximately $153,974,499. The portfolio is heavily weighted toward fixed-income ETFs (Fidelity Total Bond ETF, iShares IBoxx Inv Cp ETF, iShares TIPS Bond ETF) and large-cap equity ETFs (Invesco S&P 500 Equal Weight ETF, iShares Core S&P 500 ETF, Vanguard Mid-Cap ETF). No period-over-period comparison data is available in this initial filing.

• · Top holdings by market value: Invesco S&P 500 Equal Weight ETF ($31,740,404), Fidelity Total Bond ETF ($14,099,731), iShares Core S&P 500 ETF ($19,814,715), iShares IBoxx Inv Cp ETF ($13,300,986), Vanguard Mid-Cap ETF ($13,339,423).
• · Largest single stock positions: Nucor Corp. ($12,470,995), Apple Inc. ($1,154,534), Corning Inc. ($1,128,444).
• · Notable cryptocurrency exposure: iShares Bitcoin Trust ETF ($1,549,806) and ETF Opportunities Trust REX Osprey XRP ($582,844).
• · Commodity exposure includes iShares Silver Trust ($2,912,646), SPDR Gold Trust ($425,306), and United States Commodity Index Copper Fund ($251,772).
• · No prior period data is available for comparison as this appears to be a first-time 13F filing or the filing does not include comparative figures.

11-08-2026

Astronics Corp reported record Q2 2026 results with sales up 27.0% to $260.0M and operating income surging to $40.5M (15.6% of sales) from $4.8M a year ago. Aerospace segment achieved record sales of $237.3M and a 20.3% operating margin, while Test Systems sales more than doubled to $22.7M but remained marginally profitable at $0.6M due to mix and under-absorption issues. The company raised its 2026 revenue guidance to $1.02B–$1.04B and reported record bookings of $306.2M and backlog of $780.6M.

• · Test Systems segment operating profit was only $0.6M in Q2 2026, though improved from a $6.7M loss in Q2 2025; profitability remains negatively affected by mix, under-absorption of fixed costs, and $4.1M of zero-margin revenue related to dedicated raw materials for U.S. Army/Marine Corps Radio Test Set programs.
• · Aerospace segment bookings were $243.1M for a book-to-bill of 1.02:1, while Test Systems bookings surged to $63.1M (book-to-bill 2.78:1) including a $44.7M U.S. Army order for full-rate production of TS-4549/T Radio Test Sets.
• · The company expects to be free cash flow positive for the remainder of 2026; capital expenditures were $5.7M in Q2 and $16.9M year-to-date, with full-year guidance of $40M–$45M.
• · Long-term debt decreased $24.1M to $310.3M from year-end 2025; available liquidity was $253.2M including $15.4M cash and $237.8M revolver availability.
• · The UK Court of Appeal ruled favorably on July 27, 2026, in the patent dispute with Lufthansa Technik; approximately $2.2M (including interest) of damages paid is expected to be repaid, plus partial legal fee reimbursement, to be recorded in Q3 2026.
• · IEEPA tariff refunds of $6M–$8M are estimated but timing is uncertain; a $2.0M refund was already recognized in Q2 2026.

11-08-2026

Inhibikase Therapeutics reported a net loss of $19.6M for Q2 2026, widening from $9.9M in Q2 2025, driven by a surge in R&D expenses to $13.4M (up 154% YoY). Total cash and marketable securities fell sharply to $159.0M from $178.8M at year-end 2025, while operating cash burn more than doubled to $24.5M in the first half of 2026. The company's accumulated deficit grew to $178.7M.

• · Net loss per share (basic and diluted) was $0.11 for Q2 2026, unchanged from Q2 2025.
• · Weighted-average shares outstanding surged to 174.6M in Q2 2026 from 90.0M in Q2 2025, reflecting significant equity issuances.
• · Stock-based compensation expense was $10.9M for H1 2026, up from $6.3M in H1 2025.
• · The company held $127.8M in marketable securities (primarily U.S. Treasury obligations) as of June 30, 2026, up from $39.5M at year-end 2025.
• · Accrued research and development expenses jumped to $6.2M as of June 30, 2026 from $0.6M at December 31, 2025.
• · Contingent consideration liability was fully settled during H1 2026, with a $2.7M non-cash settlement.
• · Cash used in investing activities was $86.4M in H1 2026, driven by net purchases of marketable securities, compared to $30.9M provided in H1 2025.
• · Cash provided by financing activities was $2.9M in H1 2026, primarily from issuance of common stock, pre-funded warrants and warrants.

11-08-2026

Burnham & Co LLC filed a Form 13F-HR on August 11, 2026, reporting 197 holdings with an aggregate reported value of $124016060 as of June 30, 2026. The portfolio is broadly diversified across equities, ETFs, fixed income, commodities, infrastructure, technology, energy, financials, healthcare and consumer companies, with notable positions including HNI Corp, Eli Lilly, Centrus Energy, Microsoft, Nvidia, Apple and UPS. No prior-period holdings data was provided, so period-over-period growth, declines or flat performance cannot be calculated.

• · The report covers the period ended June 30, 2026 and was filed August 11, 2026.
• · The filer is headquartered at 4930 Cascade Road SE, Suite B, Grand Rapids, Michigan 49546.
• · The filing identifies SEC file number 028-27112 and Central Index Key 0002136877.
• · The portfolio includes exposure to digital assets and related vehicles, including Bitcoin, Ether, Coinbase, Robinhood and Trump Media & Technology Group.
• · The report includes concentrated share positions such as 99589 shares of HNI Corp, 42502 shares of Centrus Energy Corp, 213015 shares of NuScale Power Corp and 39507 shares of ICON Public Limited Company.
• · The filing reports sole voting authority for the listed positions and no shared or none voting authority in the provided holdings records.

11-08-2026

Hour Loop, Inc. filed its 10-Q for the quarter ended June 30, 2026, reporting a 25.2% YoY increase in revenue to $33.9M for Q2, driven by 23.9% growth in the first half. However, net income for Q2 declined 10.6% YoY to $1.05M, and operating income fell 20.8% to $1.28M due to disproportionate growth in selling and marketing expenses (+23.9%) and cost of revenues (+37.7%). Cash flows remained negative, with cash used in operations of $3.56M in H1 2026, compared to $0.93M in the prior-year period, and cash at period-end was only $0.99M, though up from $0.33M a year ago.

• · Basic and diluted earnings per common share for Q2 2026 were $0.03, down from $0.04 in Q2 2025.
• · The company had $985,404 in cash at period-end, compared to $325,354 a year ago, but also had a negative cash flow from operations of $3.56M in H1 2026 (versus -$0.93M in H1 2025).
• · Inventory increased by 14% to $20.85M from $18.30M at December 31, 2025, while the inventory allowance decreased to $370,981 from $447,841.
• · Accounts receivable swung from a positive $1.17M in H1 2025 to a negative $2.47M in H1 2026, a major driver of the cash burn.
• · Stock-based compensation for H1 2026 was $29,999, essentially flat with $30,001 in the prior period.
• · The company received $1.63M from related parties during H1 2026, offset by $0.88M in repayments, compared to net payments of $0.84M in H1 2025.
• · Foreign currency translation adjustments were a loss of $13,657 in H1 2026 versus a gain of $141,403 in H1 2025.

11-08-2026

Harvard Bioscience (HBIO) reported Q2 2026 revenue of $22.7M, up 11.1% YoY from $20.5M, driven by growth in instruments/equipment ($20.3M vs $18.2M) and service contracts ($2.4M vs $2.3M). However, the company posted a net loss of $2.9M for the quarter, wider than the $2.3M loss a year ago, and operating cash flow turned negative at -$0.3M for the first half of 2026 versus positive $5.7M in H1 2025. Total stockholders' equity fell sharply to $7.4M from $13.7M at year-end 2025, reflecting the accumulated deficit and other comprehensive losses.

• · Gross profit margin improved slightly: Q2 2026 gross profit $12.6M (55.6% of revenue) vs $11.5M (56.4%) in Q2 2025.
• · Sales and marketing expenses rose 19.0% YoY to $5.4M in Q2 2026, outpacing revenue growth.
• · Interest expense nearly doubled to $1.8M in Q2 2026 from $1.0M in Q2 2025, reflecting higher debt levels.
• · Long-term debt increased to $36.7M at June 30, 2026 from $35.9M at December 31, 2025.
• · Accounts payable surged 70.5% to $6.2M from $3.7M at year-end 2025.
• · Inventory increased 6.8% to $22.2M from $20.8M at December 31, 2025.
• · Goodwill decreased slightly to $9.3M from $9.6M, with no impairment in 2026 (vs $48.0M impairment in H1 2025).
• · Restructuring expenses were $318K in Q2 2026 vs $30K in Q2 2025.
• · Cash paid for interest increased 62.7% to $2.6M in H1 2026 from $1.6M in H1 2025.

11-08-2026

Twin Disc's Board approved an amended and restated 2021 Omnibus Incentive Plan, increasing authorized shares by 700,000 to 2,336,550, and set fiscal 2027 base salaries and bonus targets for named executive officers. CEO John H. Batten received a 4% salary increase to $740,554 with a 100% target bonus, and CFO Jeffrey S. Knutson received a 4% increase to $454,480 with a 60% target bonus. The plan is subject to shareholder approval at the next annual meeting; if not approved by August 5, 2027, the prior plan remains in effect.

• · The Omnibus Plan amendment increases authorized shares from 1,636,550 to 2,336,550.
• · The CIP weights: net sales (20%), EBITDA as % of net sales (40%), operating cash flow (20%), corporate growth and profitability (10%), individual performance (10%).
• · Performance stock awards vest based on three-year period ending June 30, 2029, with metrics: average return on invested capital (50%) and cumulative EBITDA (50%).
• · Restricted stock awards vest in three years subject to continued employment.
• · CEO may adjust NEO incentive payments by up to 20% (except his own, which is adjusted by the Committee).

11-08-2026

Independent Family Office, LLC disclosed its Q2 2026 13F holdings with a total reported market value of approximately $248.9 million across 85 positions. The portfolio is heavily weighted toward gold and precious metals ETFs (iShares Gold Trust, SPDR Gold Shares, Sprott Physical Gold Trust) and broad-market equity ETFs (SPDR S&P 500 ETF, Vanguard S&P 500 ETF, iShares Russell 1000 Value ETF), along with significant individual equity stakes in PTC Inc., Toast Inc., and Berkshire Hathaway. While the portfolio shows strong allocation to large-cap value and gold, the filing is a snapshot and does not provide performance context or indicate which positions were added or trimmed.

• · The filing reports 85 positions, all held with sole voting and dispositive power.
• · Largest positions by market value: SPDR S&P 500 ETF ($34.5M), iShares Gold Trust ($28.4M), iShares Russell 1000 Value ETF ($20.9M), Vanguard S&P 500 ETF ($19.1M), and PTC Inc. ($12.7M).
• · Notable individual stock positions include Berkshire Hathaway (Class B: $6.1M; Class A: $1.5M), Toast Inc. ($7.0M), and Taiwan Semiconductor ADS ($5.0M).
• · Gold and precious metals ETFs collectively account for a substantial portion of the portfolio (iShares Gold Trust, SPDR Gold Shares, Sprott Physical Gold, VanEck Gold Miners, etc.).
• · The filing does not include comparative prior-period data, so no period-over-period analysis is possible.

11-08-2026

Brightwood Capital Corp I reported its quarterly results for the period ended June 30, 2026. Net investment income declined sharply: Q3 NII fell 18.9% YoY to $11.126 million and H1 NII slipped 6.9% to $24.849 million, hurt by lower interest income and higher unrealized losses on investments. However, net asset value (NAV) per share rose 2.9% from $9.87 at year-end to $10.16, and total net assets increased 3.8% to $416.6 million, helped by a $3.2 million net realized gain in H1 2026 versus none in the prior-year period.

• · Total debt investments of $804.9M at fair value represent 193.2% of net assets, indicating significant leverage (total liabilities of $437.8M vs net assets $416.6M).
• · Interest income declined to $19.413M (Q2 2026) from $22.981M (Q2 2025), down 15.5%.
• · Net realized gain on investments in H1 2026 was $3.202 million compared to zero in H1 2025.
• · Distributions paid to shareholders fell from $14.826M to $12.657M (-14.6%) for both Q2 and six-month periods.
• · Operating cash flow turned positive to $2.443M in H1 2026 versus negative $27.182M in H1 2025, driven by higher proceeds from principal repayments ($87.571M vs $36.809M).
• · Share count increased by about 0.47 million shares due to dividend reinvestment.

11-08-2026

Solstice Advanced Materials Inc. is acquiring Element Solutions Inc. to create a combined advanced materials powerhouse focused on AI-critical infrastructure, including advanced computing, next-generation cooling, and nuclear power. The combined company is projected to have $6.8B in 2025 revenue with 26% margins, and management expressed strong optimism about growth opportunities. However, the filing is forward-looking and contains no concrete financial results or performance data for the current period, and the transaction is still pending close with integration risks.

• · The integration team has kicked off with Element leadership and will have work streams across functions and regions.
• · TSMC's Gary Chen expressed extremely positive feedback and a desire for Solstice to accelerate advanced packaging capabilities.
• · Samsung requested a technology review meeting immediately after close, and Intel also sees significant opportunity.
• · The Spokane facility is being doubled in size with a beam signing ceremony attended by TSMC's procurement head.
• · The company expects to leverage common R&D teams and manufacturing footprint across platforms.
• · The filing is confidential and for internal use only, not to be distributed.

11-08-2026

Gaxos.ai Inc. held its 2026 annual meeting on August 11, 2026, where shareholders approved an amendment to the 2022 Omnibus Equity Incentive Plan to increase reserved shares from 803,637 to 1,000,000, and granted the board authority to effect a reverse stock split at a ratio between 1-for-2 and 1-for-50 by August 11, 2028. All four director nominees (Vadim Mats, Adam Holzer, Scott Grayson, Roman Feldman) were elected, and Salberg & Company, P.A. was ratified as independent auditor for FY2026. Notably, the reverse stock split proposal passed with 63% of votes cast in favor, while the plan amendment received only 76% of non-broker votes in favor, indicating some shareholder dissent.

• · Reverse stock split authority expires August 11, 2028.
• · Broker non-votes were 4,039,445 on director elections and the plan amendment, but zero on auditor ratification and reverse split proposal.
• · Auditor ratification passed with 4,585,107 for, 245,714 against, 39,121 abstain.
• · The plan amendment received 630,447 for, 197,790 against, 2,260 abstain (excluding broker non-votes).
• · Reverse split proposal: 3,068,168 for, 1,754,234 against, 47,540 abstain.

11-08-2026

Tron Inc. reported a net income of $2.87M for Q2 2026 (up 95.3% YoY) and $24.5M for H1 2026 (up 2,883% YoY), driven primarily by large unrealized gains on digital asset investments and staking income. However, operating losses continued at $535,776 in Q2 and $1.13M in H1, while cash flow from operations was negative $959,762. The company also saw massive share dilution, with basic weighted average shares increasing from 21.6M to 470.2M YoY.

• · Total assets increased 21.2% from $211.4M to $256.2M, driven by a $35.7M increase in digital asset investments.
• · Total liabilities more than tripled from $1.12M to $3.39M, primarily due to a $2.25M deferred tax liability.
• · Shareholders' equity grew 20.2% from $210.3M to $252.8M, largely from net income and additional paid-in capital.
• · Inventory decreased 32.0% from $704,171 to $478,867.
• · Accounts receivable increased 56.0% from $671,779 to $1,047,995.
• · Prepayment for Digital Asset Purchases from an Affiliate was $10.05M as of June 30, 2026 (none at Dec 31, 2025).
• · The company issued 200 million common shares to Bravemorning Ltd upon conversion of Series B Preferred stock in Q2 2026.
• · Net cash used in operating activities worsened to -$959,762 in H1 2026 from -$165,653 in H1 2025.
• · No cash was raised from financing activities in H1 2026, compared to $4.11M in H1 2025.
• · The company purchased $7.95M of TRX tokens using USDT stablecoins in H1 2026.
• · Fair value of sTRX tokens increased from $198.1M to $229.7M, driven by unrealized gains and staking income.

11-08-2026

Jaws Mustang Acquisition Corp (JWSWF) filed its Form 10-Q for the quarter ended June 30, 2026, reporting net income of $268,330 for Q2 2026 and $537,756 for the first half of 2026, compared to a net loss of $267,778 in the prior-year six-month period. The improvement was driven by a $744,500 non-cash gain from the change in fair value of warrant liabilities. However, the company continues to operate at a loss from operations ($217,886 for H1 2026 vs. $281,547 for H1 2025) and remains in a shareholders' deficit of $6,607,549, with total liabilities of $6,921,194 exceeding total assets of $1,386,363.

• · The company had no revenue-generating operations; all income was from interest on trust and warrant liability fair value changes.
• · Promissory notes from related parties increased by $435,771 during H1 2026, reaching $2,257,771 as of June 30, 2026.
• · Working capital loan from related party remained unchanged at $500,000.
• · Accrued expenses increased slightly from $1,169,888 to $1,189,423.
• · Net cash used in operating activities improved to $225,389 in H1 2026 from $280,910 in H1 2025.
• · The company's accumulated deficit improved to $6,610,137 from $7,136,751 at year-end 2025.
• · Basic and diluted net income per share for non-redeemable shares was $0.02 for H1 2026 vs. a loss of $0.01 for H1 2025.

11-08-2026

RBC Bearings Incorporated, through its Dodge Industrial, Inc. subsidiary, acquired the business assets of PSC Couplings, LLC, a manufacturer of disc coupling solutions, for a cash purchase price of $24.2 million. The acquisition's net sales for the trailing twelve months were approximately $15.1 million, implying an acquisition multiple of roughly 1.6x revenue. While the deal expands RBC's industrial product offering with a niche, high-reliability coupling line, the relatively small size and lack of disclosed profitability or post-acquisition revenue targets limit the immediate financial impact.

• · PSC Couplings is headquartered in Richfield, Wisconsin.
• · PSC manufactures disc couplings for industrial applications requiring high reliability and performance.
• · RBC Bearings has been in business since 1919, focusing on precision bearings and components for industrial, aerospace, and defense markets.
• · The acquisition is purely a cash transaction with no stock component.
• · No financial impact or guidance for RBC Bearings was provided beyond the purchase price and seller's past net sales.

11-08-2026

Cauble & Harre Wealth Management, Inc. filed its quarterly 13F-HR report with the SEC for the period ending June 30, 2026, disclosing 72 equity holdings with a total market value of approximately $124.67 million. The portfolio is heavily weighted toward fixed-income ETFs from Capital Group and American Century, as well as gold-related ETFs, indicating a conservative, income-oriented strategy. The filing is a routine disclosure of institutional holdings and does not contain any negative or flat performance metrics, as it only reports current positions without period-over-period comparisons.

• · Top holdings by market value include Capital Group Short Duration Income ETF ($8.77M), iShares Gold Trust ($7.55M), Capital Group Municipal Income ETF ($6.30M), Capital Group Dividend Value ETF ($6.25M), and J.P. Morgan Ultra-Short Income ETF ($5.64M).
• · The portfolio holds a significant position in Enovix Corporation (131,088 shares, $795,704), a relatively small-cap holding compared to the rest of the portfolio.
• · Gold-related ETFs (iShares Gold Trust, SPDR Gold Trust, Sprott Physical Gold Trust, ETFS Gold Trust) collectively represent a substantial allocation, reflecting a defensive or inflation-hedging strategy.
• · The filing is a snapshot of holdings as of June 30, 2026, with no prior-period comparison data provided.

11-08-2026

Alaska Permanent Capital Management, LLC filed its quarterly 13F-HR report for the period ending June 30, 2026, disclosing 41 equity holdings with a total market value of approximately $1.53 billion. The portfolio is heavily weighted toward fixed-income and broad-market ETFs, with top positions in SPDR S&P 500 ETF ($308.8M), iShares Core S&P Mid-Cap ETF ($182.0M), and Vanguard Total Bond Market ETF ($163.8M). The filing reflects a diversified, income-oriented strategy with significant allocations to bond and infrastructure ETFs, while the only individual stock holding is a small position in NVIDIA ($400K).

• · The filing was signed by Gail Mannix, Chief Compliance Officer, on August 11, 2026.
• · All 41 holdings are listed as sole voting and dispositive power held by the firm.
• · The portfolio includes a mix of U.S. equity, international equity, fixed-income, commodity, and thematic ETFs, with no individual stock holdings other than NVIDIA.
• · Notable sector exposures include infrastructure (FlexShares STOXX Global Infrastructure ETF, Global X US Infrastructure Development ETF), semiconductors (First Trust Nasdaq Semiconductor ETF, iShares Semiconductor ETF), and high yield bonds (SPDR Portfolio High Yield ETF, iShares iBonds Dec 2029 Term High Yield ETF).

11-08-2026

BiomX Inc. entered into a Share Purchase and Option Agreement on August 5, 2026 to acquire a 10% stake in M.E.A. Testing Systems Ltd. (MEA) for $50,000 cash and 1,300,000 restricted shares of BiomX common stock, with an exclusive option to purchase the remaining ~78.9% of MEA through June 30, 2028. The acquisition is intended to strengthen BiomX's defense systems capabilities by adding MEA's electric motor testing and drone testing technology. The closing is subject to NYSE American approval and execution of a license agreement for MEA's technology.

• · The option purchase price is based on either 2x net revenue or 4x EBITDA of MEA Companies for FY2027, at BiomX's election.
• · Motomova holds ~88.9% of MEA's issued share capital; Mayers holds ~76% of Motomova.
• · MEA's assets are subject to a first-priority lien in favor of Bank Hapoalim, subject to due diligence.
• · The Consideration Shares are unregistered and issued under Section 4(a)(2) and/or Regulation S.
• · The SPA includes a no-shop clause preventing MEA/Motomova from soliciting other offers through the Option Exercise Date.

11-08-2026

Frazier Life Sciences entities disclosed beneficial ownership of approximately 6,968,703 shares of Attovia Therapeutics, Inc. common stock, representing about 15.3% of the 45,579,017 shares outstanding post-IPO. The filing details a series of pre-IPO private purchases totaling ~$60M and post-IPO open-market acquisitions at prices ranging from $19.37 to $22.00 per share. However, the filing states the Reporting Persons have no present plans for any extraordinary corporate transaction or change in control, and substantially all pre-IPO shares are subject to a 180-day lock-up agreement.

• · The filing was made on August 11, 2026, following the company's IPO which closed around August 5, 2026.
• · Pre-IPO preferred stock (Series A-1, A-2, B, C) converted to common stock on a 9.29-to-1 basis at IPO closing.
• · Post-IPO open-market purchases occurred on August 5, 6, and 7, 2026, at prices ranging from $19.37 to $22.00 per share.
• · The IPO price was $17.00 per share.
• · The Reporting Persons have no present plans for any merger, reorganization, sale of assets, change in board/management, or other extraordinary transaction.
• · The lock-up agreement restricts FLS XI from disposing of or hedging shares for 180 days after the final prospectus date, subject to exceptions and waiver by underwriter representatives.
• · The Amended and Restated Investors' Rights Agreement grants certain holders, including Frazier entities, demand and piggyback registration rights.

11-08-2026

Rithm Acquisition Corp. filed its 10-Q for the quarter ended June 30, 2026, reporting net income of $2.04M for the quarter and $6.24M for the nine-month period. The company's cash held in trust increased to $242.89M from $235.99M at fiscal year-end, driven by interest income. However, operating cash flow remained negative at -$542k, and cash on hand fell sharply from $551k to just $8.8k, as the company continues to search for a business combination target.

• · Trust account per-share redemption value rose to $10.56 as of June 30, 2026, from $10.26 at September 30, 2025.
• · Accumulated deficit increased to ($7,889,542) as of June 30, 2026, from ($7,220,746) at September 30, 2025.
• · No investing or financing activities occurred in the nine months ended June 30, 2026; all prior-period activity related to the IPO in 2025.
• · Interest earned on trust account was $2.24M for Q3 FY26 vs $2.56M for Q3 FY25, a decrease of 12.5%.
• · Weighted average shares outstanding for Class A ordinary shares remained constant at 23,660,000 across all periods.
• · Basic and diluted net income per share for both share classes was $0.07 for Q3 FY26, down from $0.08 in Q3 FY25.