US SEC Filings Daily Market Digest — October 27, 2026

23-10-2026

Power REIT's Board is soliciting shareholder votes for its October 27, 2026 Annual Meeting, where approval of Proposal 3 (allowing Series A Preferred holders, voting as a separate class, to amend the Series A Articles Supplementary) requires a majority of all 367,120 outstanding Common Shares. As of October 22, 2026, only about 37% of outstanding Common Shares had voted in favor, so the proposal remains well short of the threshold, and non-votes effectively count against it. ISS has recommended a vote FOR, and the Board may adjourn the meeting if sufficient votes are not obtained.

• · Record date for voting was September 11, 2026
• · Annual Meeting scheduled for October 27, 2026 at 10:30 a.m. Eastern at 477 Madison Avenue, New York, NY
• · Board believes approval preserves capital structure flexibility, may help preserve NYSE American listing and capital-raising ability, and avoids a second common shareholder vote
• · Proxy statement risks flagged for shareholders include potential dilution
• · Broker non-votes cannot be cast on Proposal 3 without explicit shareholder instructions
• · Proxies already submitted remain valid if the meeting is adjourned; record date will not change

27-10-2026

ORIX Corporation filed a 6-K disclosing the disposal of 81,040 shares of its common stock to 355 offerees, comprising 240 employees of the Company, 112 employees of its subsidiaries, and 3 directors of its subsidiaries, at a disposal price of 5,732 yen per share. The total value of shares to be disposed is 464,521,280 yen, with no amount incorporated into capital. The filing is a routine employee share-allocation style disclosure with no stated negative or flat performance metrics.

• · Breakdown of shares: 56,280 shares to Company employees, 23,980 shares to subsidiary employees, and 780 shares to subsidiary directors
• · Amount incorporated into capital is nil
• · Disclosure references Article 2-12, Paragraph 1, Item (i) of the Cabinet Order for Enforcement of the Financial Instruments and Exchange Act regarding subsidiary directors as offerees

27-10-2026

HUTCHMED (China) Limited furnished a Form 6-K for October 2026 attaching Exhibit 99.1, a press release announcing that the company will host an expert insights event on recent savolitinib clinical data in non-small cell lung cancer. The filing itself contains no financial results, monetary amounts, or quantitative performance metrics.

• · Filing is a Form 6-K (Foreign Issuer Report) for the month of October 2026, with the press release provided as Exhibit 99.1
• · Filing signed by Johnny Cheng, Chief Financial Officer, dated October 27, 2026

27-10-2026

Novartis AG furnished a Form 6-K dated October 27, 2026, attaching its Financial Report for Q3 2026 (Exhibit 99.1) and a Condensed Financial Report (Exhibit 99.2). The filing itself is a cover document with exhibits incorporated by reference; the specific revenue, earnings, and segment figures are contained in the exhibits, which were not included in the provided text, so no quantitative results can be verified from this content.

• · Exhibit 99.1 is the Financial Report for Q3 2026, including an R&D update with key developments from the first quarter, incorporated by reference into Form S-8 registration statements
• · Exhibit 99.2 is a Condensed Financial Report furnished with the filing
• · The registrant is a foreign private issuer that files annual reports on Form 20-F

27-10-2026

Amendment No. 6 to Schedule 13D filed by Chutzpah Holdings Limited (CHL), Chutzpah Holdings LP (CHLP), Plantae Bioscience Ltd. and Alexandre Weinstein discloses CHLP's acquisition of 833,334 Pluri Inc. common shares at $1.50 per share under an October 20, 2026 Securities Purchase Agreement, settled by applying a $1,250,000 advance made under a June 14, 2026 Advance Subscription Agreement. The aggregate reporting group now beneficially owns 4,561,616 shares, or approximately 38.85% of outstanding common stock, above the 35% beneficial ownership limitation that blocks exercise of 625,000 March 2026 CHLP warrants. The October 2026 warrants (833,334 shares at $1.65) are excluded because they are not exercisable within 60 days.

• · Reporting group ownership crossed the 35% Beneficial Ownership Limitation, blocking exercise of 625,000 March 2026 CHLP warrants
• · October 2026 shares were acquired at $1.50 per share, well below the $4.00 CHLP paid in December 2025 and March 2026 and the $4.61 price in the January 2025 SPA
• · The $1.25M purchase was settled from a prior advance rather than new cash, per the June 14, 2026 Advance Subscription Agreement
• · The filing states it is primarily for disclosing the October 2026 acquisition; a reported 'fifth amendment' date of [July 1], 2026 contains an unfilled bracket placeholder
• · Weinstein's 4,561,616 share figure includes 641 RSUs vesting November 25, 2026, and excludes 3,203 unvested RSUs

27-10-2026

Aclaris Therapeutics announced positive primary analysis results from two Phase 1b proof-of-concept trials of its anti-TSLP/IL-4Rα bispecific antibody ATI-052 in atopic dermatitis (AD) and asthma, with a favorable safety profile and no conjunctivitis observed. The company will prioritize a Phase 2b trial in eosinophilic esophagitis (EoE) early next year, with an update on a potential additional indication expected in the near term. Results are based on small trials (14 AD patients, 16 asthma patients), with the AD per-protocol analysis excluding four patients and asthma subgroup data being post hoc.

• · Four AD patients were excluded from the per-protocol analysis for reasons defined before unblinding: two in the ATI-052 arm (only two doses taken; eligibility criteria not met) and two in the placebo arm (early rescue medication)
• · The asthma FEV1 subgroup result (350 ml improvement) is a post hoc analysis, not a prespecified endpoint
• · No Grade 3 or 4 TEAEs were observed and no adverse events led to study discontinuation; injection site reactions were transient and almost exclusively Grade 1
• · AD response durability at week 16 is based only on patients with available data, with follow-up ongoing
• · Company plans to provide an update on a potential additional indication in the near term
• · ATI-052 engineered to bind FcRn more tightly to extend half-life; exclusive worldwide rights excluding Greater China

27-10-2026

Hycroft Mining reported Q3 2026 results and the filing of its Form 10-Q, highlighting $211 million in unrestricted cash with no debt, a 2025-2026 exploration drill program of approximately 18,700 meters drilled, and continued high-grade silver results at Brimstone and Vortex. The company announced leadership changes, including Michael Deal's appointment as Chief Operating Officer, the planned transition of CFO Stan Rideout to Executive Vice President, Strategic Advisor effective March 16, 2027 (with a CFO search underway), and the retirement of David Thomas effective April 30, 2027. The filing contains no revenue, earnings, or period-over-period financial comparison data, and no negative operating metrics are disclosed.

• · CFO Stan Rideout transitions to Executive Vice President, Strategic Advisor effective March 16, 2027; a CFO search has commenced
• · David Thomas retires effective April 30, 2027 and will remain a consultant
• · Four new independent directors appointed to the Board, covering mining operations, technical services, finance, and governance
• · Conceptual underground mine design work with RESPEC and Hatch is substantially complete and will feed 2027 project optimization
• · Roasting vs. POX processing trade-off study to be finalized in Q4 2026, with results expected in Q1 2027
• · Heap leach metallurgical test work expected to complete in the first half of 2027

27-10-2026

UPS reported third-quarter 2026 consolidated revenue of $22.9B, up 6.7%, with growth across all segments, GAAP diluted EPS of $1.37 and non-GAAP adjusted diluted EPS of $1.69. GAAP results absorbed a $279M net charge ($0.32 per diluted share), including a $182M goodwill impairment in Supply Chain Solutions, while U.S. Domestic operating margin of 6.1% (7.0% adjusted) and total GAAP operating profit of $1.7B compare with prior-year levels that included a $330M sale-leaseback gain. Management raised full-year 2026 guidance for revenue, adjusted operating profit, adjusted EPS and adjusted free cash flow.

• · Supply Chain Solutions GAAP operating margin fell to 3.1% and adjusted margin to 9.2%, with segment operating profit well below Q3 2025 levels despite 18.2% revenue growth.
• · Prior-year Q3 2025 results included a $330M pre-tax sale-leaseback gain ($0.30 EPS) in Supply Chain Solutions, which flatters year-over-year comparisons.
• · U.S. Domestic GAAP operating margin of 6.1% reflects transformation-related costs; the adjusted margin of 7.0% excludes these charges.
• · Full-year 2026 transformation costs excluded from adjusted results are expected at $1.4B-$1.6B, and the Efficiency Reimagined initiative is not expected to conclude until Q4 2027.
• · Planned volume reductions from UPS's largest customer were completed in Q2 2026, following the expansion of network reconfiguration that began in Q4 2024.
• · Q3 GAAP results include an MD-11 aircraft-related gain of $33M, arising from sales of previously impaired parts recognized in 2026.

27-10-2026

Imunon, Inc. (Nasdaq: IMNN) furnished an investor presentation dated October 2026 on October 26, 2026, which the company expects to use in investor calls and/or conferences. The filing is a procedural 8-K under Item 8.01 (Other Events) with the presentation attached as Exhibit 99.1; it contains no financial results, quantitative disclosures, or new operational announcements in the body of the filing itself.

• · Filing covers an event date of October 26, 2026 and was dated October 27, 2026 per the filing metadata.
• · Securities registered under Section 12(b): common stock, par value $0.01 per share, ticker IMNN, Nasdaq Capital Market.
• · Company is headquartered at 997 Lenox Drive, Suite 100, Lawrenceville, NJ; Commission File Number 001-15911.
• · Exhibit 99.1 (Investor Presentation) and Exhibit 104 (Cover Page Interactive Data File) are furnished with the filing; the presentation's contents are not reproduced in the body text provided.

27-10-2026

Equinor ASA disclosed transactions under the third tranche of its 2026 share buy-back programme for the period 19 to 22 October 2026. Over four trading days, the company repurchased 518,500 shares on the Oslo Stock Exchange (OSE) at a volume-weighted average price of NOK 435.0082, for a total transaction value of NOK 225,551,742.20. Cumulative buy-backs under the tranche now total 8,756,607 shares for NOK 3,507,806,474.39 at an average price of NOK 400.5897.

• · Trading venues referenced include OSE, CEUX, and TQEX, but all reported volume occurred on OSE
• · Average daily repurchase volume during the period was approximately 129,600 shares
• · Weighted average price for the 19-22 October period (NOK 435.01) was above the cumulative tranche average (NOK 400.59), indicating recent purchases at higher prices

27-10-2026

ING Groep N.V. filed a Form 6-K on October 27, 2026, furnishing a press release dated the same day as Exhibit 99.1, which is incorporated by reference. The filing body contains no financial figures, named initiatives, or substantive disclosures; the press release content is not included in the provided text. The filing is signed by Raymond Vermeulen, Head of Media Relations & Issue Management.

27-10-2026

Arlo Technologies, Inc. (NYSE: ARLO) announced on October 27, 2026 that its Board of Directors authorized a share repurchase program of up to $100 million of its common stock through the end of 2028. The authorization is disclosed under Item 8.01 (Other Events) with the press release furnished as Exhibit 99.1. The filing contains no financial results, period-over-period comparisons, or performance metrics.

• · Filing is signed by CFO and COO Kurtis Binder and includes Exhibit 99.1 press release and Inline XBRL cover page data
• · Common stock trades on the New York Stock Exchange under symbol ARLO
• · Company headquarters listed at 5770 Fleet Street, Carlsbad, California

27-10-2026

HSBC USA Inc. (CIK 0000083246) reported third-quarter 2026 net income of $310 million, down 18% from $378 million a year earlier, while nine-month net income rose 20% to $991 million from $827 million. Net interest income was essentially flat at $528 million (up 1%) for the quarter, while total other revenues rose 6% to $579 million, led by trading revenue, which grew 49% to $278 million. However, comprehensive income fell 77% to $115 million for the quarter due to a $195 million other comprehensive loss, and total assets declined 1% from December 31, 2025 to $169,977 million.

• · Q3 2026 dividends declared on common stock were nil versus $500 million in Q3 2025; nine-month common dividends fell to $300 million from $1,500 million
• · Q3 2026 other comprehensive loss of $195 million was driven by a $408 million net unrealized loss on investment securities, partially offset by a $198 million gain on cash flow hedges
• · Nine-month 2026 operating cash flow was a net outflow of $9,036 million, driven by a $9,964 million increase in net trading assets and liabilities
• · Cash and interbank deposits fell to $13,813 million at September 30, 2026 from $25,094 million a year earlier
• · Q3 2026 loss on instruments designated at fair value and related derivatives widened to $50 million from $3 million
• · Q3 2026 provision for credit losses was a $21 million release versus an $84 million release in Q3 2025
• · Total common equity rose 3.5% from December 31, 2025 to $12,596 million, supported by retained earnings growth to $1,535 million from $852 million

27-10-2026

CenterPoint Energy reported Q3 2026 net income of $331M ($0.50 diluted EPS) versus $293M ($0.45) in Q3 2025, a 13% increase, driven by operating income rising 33% to $667M. Year-to-date, net income grew 13% to $891M, but results were mixed: the company recorded an $85M loss on equity securities and a $764M interest expense burden (up 15%), and the quarter's tax expense of $82M compared with a $7M benefit a year earlier. Total assets reached $49,475M, up from $46,534M at year-end 2025.

• · Nine-month operating income rose 19% to $1,859M, while net income growth of 13% was held back by a swing to an $85M loss on equity securities (versus an $18M gain) and higher interest expense of $764M (up from $663M).
• · Q3 2026 income tax expense was $82M versus a $7M benefit in Q3 2025, a major headwind to net income growth despite higher pre-tax income of $413M (up 44%).
• · Depreciation and amortization rose 17% YoY for nine months to $1,312M, reflecting continued capital investment, and Q3 D&A increased 13% to $444M.
• · Net property, plant and equipment grew to $36,420M from $34,056M at year-end 2025 (up 7%), while total gross PP&E reached $47,619M.
• · Current assets held for sale remain significant at $2,639M, tied to pending divestitures including the Ohio (CEOH) and Louisiana/Mississippi (LAMS) gas businesses.
• · Q3 2026 indexed debt securities produced a $24M loss, reversing a $105M gain in Q3 2025, and the nine-month figure is a gain of $80M compared with a $16M loss a year earlier.
• · Cash and cash equivalents rose to $132M from $38M, with $128M held by VIEs (securitization entities), up from $34M.
• · Investment in equity securities declined to $425M from $510M at year-end 2025, consistent with the reported equity securities losses.

27-10-2026

Cizzle Brands Corporation filed a Form 6-K on October 27, 2026, furnishing a press release dated October 26, 2026 (Exhibit 99.1) that it had previously filed with Canadian securities regulators via SEDAR+. The filing itself contains no financial results, quantitative metrics, or substantive business details; its content is limited to a cover reference to the attached press release, signed by CEO John Celenza.

• · Press release (Exhibit 99.1) dated October 26, 2026 was previously filed with Canadian Securities Regulatory Authorities via SEDAR+
• · Registrant is a foreign private issuer reporting on Form 40-F (Form 20-F box unchecked)
• · Principal executive office: 35 McCleary Court, Unit 21, Concord, Ontario L4K 3Y9, Canada
• · Report covers the month of October 2026; Commission File Number 333-298427

27-10-2026

Woodside Energy Group Ltd furnished a 6-K on October 27, 2026 attaching an ASX announcement titled "Woodside agrees Greater Sunrise sale to Timor Gap," indicating an agreement to sell its Greater Sunrise interest to Timor Gap. The filing body itself contains only the cover page, exhibit index, and signature block, so no transaction price, consideration, or financial terms are disclosed in the text provided.

• · Filing is a Form 6-K (Foreign Private Issuer report) for the month of October 2026, Commission File No. 001-41404
• · Attached Exhibit 99.1 is the ASX announcement dated October 27, 2026
• · Woodside is a Form 20-F filer and reports under Regulation S-T as a foreign private issuer

27-10-2026

Independent Bank Corporation (NASDAQ: IBCP) reported Q3 2026 net income of $17.9 million, or $0.80 per diluted share, versus $17.5 million, or $0.84 per diluted share, in the prior-year period, a slight decline in per-share earnings. Adjusted net income excluding after-tax merger-related expenses was $20.6 million, or $0.92 per diluted share. Net interest margin expanded to 3.79% and total assets rose to $6.26 billion following the July 1, 2026 acquisition of HCB Financial Corp. and Highpoint Community Bank, while provision for credit losses rose to $4.81 million and non-performing loans increased to $39.2 million.

• · Non-performing loans rose primarily in commercial loans, from $13.8 million to $37.6 million year over year, driven by four commercial relationships placed on non-accrual status
• · Q3 2026 net income includes $3.4 million in favorable mortgage servicing rights fair value changes ($0.12 per diluted share), versus a $0.6 million unfavorable change a year earlier
• · Expected Highpoint Community Bank full system integration on November 9, 2026
• · Q3 2026 dividend of $0.28 per share paid August 14, 2026
• · Tangible book value per share declined to $23.10 from $24.24, reflecting $39.1 million of goodwill and intangibles from the HCB acquisition
• · Earnings call scheduled for October 27, 2026 at 11:00 am ET

27-10-2026

Valion Bio, Inc. (Nasdaq: VBIO) disclosed that on October 26, 2026 it closed a Series B preferred stock tranche with 3i, LP, issuing 50 Series B Preferred Shares and warrants for 1,539 common shares at $1.0092 for $50,000. It also issued 4,717.73 Series C Preferred Shares and warrants for 2,524,343 common shares at $1.0092 to Series C purchasers, for an aggregate price of $4,717,717.61, of which $3,217,717.61 was retained to satisfy overdue cash true-up payments and $1,500,000 was paid in cash. The filing indicates the Series C true-up payments were overdue, and the cash component is small relative to the $75,000,000 Series C program, so the financing outcome is mixed.

• · Series B and Series C warrant exercise price of $1.0092 per share, with issuance under Section 4(a)(2) and/or Rule 506(b)
• · Series C Side Letter consideration partly consisted of retaining $3,217,717.61 to cover overdue cash true-up payments under Section 6(b) of the Series C Certificate of Designation
• · Exhibit 10.1 (Fourth 3i Side Letter) and Exhibit 10.2 (Series C Side Letter) are incorporated by reference
• · Company is an emerging growth company

27-10-2026

Nomura Holdings reported capital adequacy metrics as of June 30, 2026, with a common equity Tier 1 capital ratio of 13.20%, a Tier 1 capital ratio of 15.03%, and a consolidated capital adequacy ratio of 15.99%. Total risk-weighted assets stood at ¥25,015.3 Billion, and the consolidated leverage ratio was 4.77%. The filing provides no prior-period comparison, so the direction of change cannot be assessed from this document alone.

• · External TLAC ratio is 29.97% on a risk-weighted assets basis and 10.52% on a leverage ratio exposure measure basis
• · Risk-weighted assets are split as credit risk ¥14700.0 Billion, market risk ¥6113.3 Billion and operational risk ¥4201.9 Billion
• · No prior-period figures are provided, so period-over-period changes cannot be determined from this filing

27-10-2026

ioneer Ltd filed a Form 6-K on October 27, 2026 furnishing its Quarterly Report for the three months ended September 30, 2026 as Exhibit 99.1. The filing itself is a cover document that incorporates the press release by reference into ioneer's Form S-8 and Form F-3 registration statements; the excerpt provided does not contain the quarterly figures, so no financial performance metrics can be assessed from this content.

• · Commission File Number 001-41412; registrant files annual reports on Form 20-F (not 40-F)
• · Exhibit 99.1 covers the quarterly period ended September 30, 2026, and its contents are not included in the provided text
• · Exhibit 99.1 is incorporated by reference into Form S-8 (File No. 333-266137) and Form F-3 (File No. 333-297577)

27-10-2026

Hilton reported Q3 2026 diluted EPS of $2.37 (adjusted $2.45) and net income of $536 million, up from $421 million a year earlier, with system-wide comparable RevPAR up 5.8% on a currency-neutral basis. Results were strong, though management noted that Q4 RevPAR is guided to a slower 3.0%-3.5% increase, with Middle East pressure and timeshare license fees weighing on full-year Adjusted EBITDA guidance, which was lowered versus prior guidance. Hilton also reaffirmed roughly $3.5 billion in planned capital return for 2026 and announced a Nasdaq listing transfer effective November 5, 2026.

• · Q4 2026 RevPAR guidance (3.0%-3.5%) implies deceleration from Q3's 5.8%, citing midterm elections and increased Middle East impact
• · Full-year Adjusted EBITDA guidance was reduced relative to prior guidance due to lower Middle East expectations and timeshare license fees
• · Q3 RevPAR benefited from the World Cup and favorable calendar and holiday shifts, which are non-recurring tailwinds
• · $600 million of Senior Notes mature April 2027; management expects to address them at or before maturity
• · Net unit growth is expected near the midpoint of the 6.0%-7.0% range, with sequential growth in net additional rooms expected in Q4
• · Hilton is listing on Nasdaq under the unchanged HLT ticker effective November 5, 2026; no shareholder action is required
• · Q4 2026 guidance: diluted EPS $2.25-$2.31, net income $508M-$522M, Adjusted EBITDA $1,047M-$1,067M

27-10-2026

Atour Lifestyle Holdings Limited furnished a Form 6-K (Exhibit 99.1) announcing that it will report its third quarter 2026 financial results on November 10, 2026. The filing itself contains no financial figures, so no performance metrics can be assessed from this document.

• · Third quarter 2026 financial results release scheduled for November 10, 2026
• · Filing is a Form 6-K for the month of October 2026, signed October 27, 2026
• · Company headquartered at 618 Wuzhong Road, Minhang District, Shanghai, PRC; NYSE/SEC file number 001-40540

27-10-2026

INVESTMENT ADVISORY SERVICES INC /TX /ADV (The Woodlands, TX) filed a Form 13F-HR for the period ended September 30, 2026, reporting 135 holdings with an aggregate reported market value of approximately $355.1 billion. The portfolio is concentrated in large-cap technology and ETF positions, led by Apple, Microsoft, and Invesco QQQ, with the single largest line items being Apple at $15.66 billion and Microsoft at $18.63 billion. This is a routine quarterly institutional holdings disclosure with no reported share-count changes presented as trades in this document.

• · Filer is headquartered at 9303 New Trails Dr., Suite 450, The Woodlands, TX 77381; SEC file number 028-21110; report period ended September 30, 2026
• · Portfolio is heavily weighted toward ETFs and index-style vehicles, with many positions held as sole investment discretion
• · Ring Energy Inc is the notable small-cap position at 100,000 shares valued at roughly $131,000 (about $1.31 per share)
• · Exxon Mobil is listed under the name 'EXXONMOBIL HOLDINGS CORP' in the filing, a naming variant worth noting for data matching

27-10-2026

Armstrong World Industries reported record third-quarter 2026 net sales of $475.8 million, up 11.9% YoY, with operating income up 11.9% to $131.2 million and adjusted EBITDA up 11.0% to $164 million. Diluted EPS rose 9.6% to $2.17 and adjusted diluted EPS rose 10.2% to $2.26. Results were mixed: operating and adjusted EBITDA margins were flat-to-down (adjusted EBITDA margin down 30 bps to 34.5%) under input cost inflation, tariffs and Mineral Fiber mix headwinds, year-to-date operating cash flow fell 10%, and 2026 guidance was updated upward on sales but reflects accelerating cost pressures.

• · Architectural Specialties organic net sales rose $25M, with an $8M inorganic contribution; lower project margins from elevated metal costs partially offset the gain.
• · Mineral Fiber Q3 volume growth was driven primarily by timing-related demand from Canadian customers, a factor the company itself flags as non-recurring in nature.
• · Q3 manufacturing costs rose $10M on input cost inflation (freight and raw materials) and the ongoing tariff impact.
• · Year-to-date operating cash flow declined $23M (10%) on unfavorable receivables timing and higher income tax payments.
• · Year-to-date investing outflows rose $52M, mainly from the Eventscape acquisition cash payment.
• · 2026 guidance raised net sales outlook and reflects accelerating cost pressures and softer contributions from recent acquisitions.
• · Remaining buyback authorization of $1.1B as of September 30, 2026, under a $2.5B program running through December 2029.

27-10-2026

Titan Mining Corporation (TIMCD) furnished a Form 6-K on October 27, 2026, submitting Exhibit 99.1, a press release dated the same day. The cover page identifies the filing as a report of a foreign private issuer for the month of October 2026, and the filing was signed by Purni Parikh, SVP Corporate Affairs and Corporate Secretary. The filing body contains no financial figures, operational metrics, or deal terms; the substantive content resides entirely in the referenced press release, which was not included in the text provided.

• · Filed under Form 40-F multijurisdictional disclosure framework (check mark on Form 40-F), indicating a Canadian-style issuer reporting regime
• · Commission File Number 001-42955
• · Principal executive office listed at 408 Sylvia Lake Rd, Gouverneur, New York 13642
• · Substantive content is contained in Exhibit 99.1 (press release dated October 27, 2026), which was not provided for review

27-10-2026

TMT General Partner Ltd, a Hong Kong-based investment manager, filed its Form 13F-HR for the quarter ended September 30, 2026, reporting three equity positions: XPeng Inc ADS (10,285,837 shares, approx. $98.3M), Agora Inc ADS (2,352,651 shares, approx. $9.8M), and Pony AI Inc Sponsored ADS (6,942,135 shares, approx. $45.4M), all held with sole investment and voting authority. The filing reports total holdings of approximately $153.6M across these three China-linked technology and mobility names, with no comparison to prior-quarter positions provided in the filing itself.

• · XPeng Inc represents roughly 64% of reported 13F portfolio value, with Pony AI about 30% and Agora about 6%
• · Filer reports a single signatory (Qin LIU, Director) and Hong Kong business address
• · Filing was submitted October 26-27, 2026, roughly 27 days after the September 30 quarter end, within the standard 45-day 13F deadline

27-10-2026

FORESIGHT CAPITAL MANAGEMENT ADVISORS, INC. (CIK 0001630936, Saline, Michigan) filed a Form 13F-HR for the quarter ended September 30, 2026, reporting 13(f) securities holdings with an aggregate reported value of $202,032,866 (approximately $202.0 million) across a broad, diversified portfolio of individual equities, ETFs, closed-end funds, convertible notes, and physical commodity trusts. The filing does not contain period-over-period comparison data, so no YoY or QoQ change can be assessed from this document.

• · Filer is a Michigan-incorporated institutional investment adviser (EIN 74-3254828, SEC File No. 028-22451), with a Saline, MI business address; filing was submitted October 26, 2026 and filed October 27, 2026.
• · Holdings include a large ETF/fund component spanning broad-market, sector, factor, international, fixed-income, covered-call, MLP, cybersecurity, AI/data-center, defense, and crypto-linked vehicles.
• · Meaningful direct equity positions by reported share count include Abbott, AbbVie, Accenture, Alphabet (Class A), Amazon, Apple, Bank of America, Berkshire Hathaway Class B, Broadcom, Bristol-Myers Squibb, Eli Lilly, Corning, Costco, Coca-Cola, Cisco-related and semiconductor names (Micron, Marvell, KLA, Nvidia), Oracle, Palantir, Microsoft, Netflix, Meta, Visa-related and payment names (Mastercard).
• · The portfolio includes a notable allocation to convertible/corporate debt instruments, with multiple convertible note positions of $4M to $28M face-value per issue, suggesting a fixed-income/convertible arbitrage or income sleeve alongside equity holdings.
• · Precious metals and mining exposure includes Agnico Eagle, Kinross Gold, Equinox Gold, Coeur Mining, Franco-Nevada, Pan American Silver, Seabridge Gold, Skeena Resources, AYA Gold & Silver, New Pacific Metals, and physical gold/precious metals trusts.
• · Filing contains no amendment indicators (report type 13F HOLDINGS REPORT, not an amended 13F-HR/A), and no change-in-holdings or prior-quarter comparison data is included in the document.
• · Reported values for individual line items are not all shown in the provided text excerpt; the aggregate $202.0M figure is taken from the cover page table value total.

27-10-2026

Terra Innovatum Global N.V. (NKLR) filed its DEF 14A proxy statement on October 27, 2026, seeking shareholder approval for an Equity Incentive Plan (Proposal 3) and amendments to its remuneration policy (Proposal 4). The plan reserves an initial 12,555,139 ordinary shares, with automatic annual increases of 5% of outstanding shares through 2036, and no director awards have yet been approved, so benefits are not currently determinable. The Board recommends a FOR vote on both proposals; Proposal 3 requires a majority of votes cast.

• · No awards have been granted under the Equity Incentive Plan to Board members or Executive Directors during FY2025, and the Board has not approved any director awards under the proposed limits.
• · Proposal 4 would allow additional cash fees to Non-Executive Directors serving on ad hoc, special or other Board committees, upon Remuneration Committee recommendation.
• · Proposal 4 would permit a future long-term incentive plan for Executive Directors, which could include share-based, option or cash-settled awards.
• · Under the plan, exercise prices for options cannot be reduced, and options cannot be cancelled for cash or new awards, without shareholder approval, except in change of control or capitalization adjustments.
• · Proposal 3 is non-routine, so broker non-votes will occur without client instructions, and abstentions and broker non-votes have no effect on the outcome.

27-10-2026

David's Bridal announced a proposed business combination with SPAC K&F Growth Acquisition Corp. II (KFIIU) to take its AI wedding-planning platform Pearl public as a standalone company, with a proposed valuation of $350 million. Pearl would own the David's Bridal brand and intellectual property, and David's Bridal is expected to remain a significant Pearl shareholder while its physical stores continue operating as usual. The filing is a Rule 425 communication for information purposes only; no definitive agreement is described, and the deal remains subject to S-4 registration, shareholder approval, and closing conditions, alongside a separate SPAC shareholder vote on an extension of the deadline to complete a business combination.

• · Pearl launched in 2023 and is positioned as a digital marketplace connecting couples with wedding vendors and integrating gift and cash registries
• · Pearl already sells advertising and vendor subscriptions on its first-party bride data
• · Cook said the spin-off is expected to close next year (2027) and that she will become CEO of the new public company upon closing
• · The SPAC filed an Extension Proxy Statement around October 16, 2026 seeking shareholder approval to extend its deadline to complete a business combination
• · The filing contains forward-looking statements and cautions that the proposed transaction may not close and that the registration statement (Form S-4) has not yet been filed or declared effective
• · Pearl's plans to expand into home and baby markets are referenced in forward-looking statements

27-10-2026

Rexford Industrial Realty's Q3 2026 10-Q reports total revenues of $239.1M for the quarter, down 5.6% from $253.2M a year earlier, while net income fell to $18.1M from $93.1M. Nine-month results were hit by a $703.4M impairment of real estate, driving a net loss of $(411.2)M versus net income of $287.5M in the prior-year period. Balance-sheet and cash positions improved through $1.46B in real estate sale proceeds and cash rising to $423.6M, while total assets declined to $10.79B from $12.61B.

• · Nine-month impairment of real estate of $703.4M is the primary driver of the swing to a net loss, with $71.8M recognized in Q3 2026 alone
• · Q3 2026 common stock repurchases totaled $308.9M (8,143,611 shares), and nine-month repurchases reached $609.1M versus $150.1M a year earlier
• · Real estate held for investment fell to $10.96B from $13.02B, with land declining to $6.33B from $7.69B
• · Nine-month proceeds from real estate sales of $1.46B exceeded capital expenditures of $167.1M, while $575.0M of new borrowings was used alongside $1.07B of debt repayments
• · Total stockholders' equity declined to $7.17B from $8.46B, and cumulative distributions in excess of earnings widened to $(1.33)B from $(642.1)M
• · Q3 2026 common dividend of $0.435 per share totaled $93.5M, and preferred dividends were flat year-over-year at $2.3M per quarter
• · Q3 2026 general and administrative expense fell 33% to $13.4M from $20.0M, and interest expense was roughly flat at $24.8M

27-10-2026

FireFly Automatix, Inc. filed an amended S-1 registration statement dated October 27, 2026, in connection with a proposed initial public offering. The excerpt provided is almost entirely inline XBRL tagging metadata (contexts, members, and fair value hierarchy labels) and contains no narrative financial results, offering size, share price, or use-of-proceeds disclosure, so the substantive financial content cannot be verified from this text.

• · Reporting periods referenced include fiscal years 2023 through 2025 and the six-month interim period ended June 30, 2026, indicating the registration statement contains audited annual and unaudited interim financial information.
• · Disclosures reference customer concentration in accounts receivable: one customer for fiscal 2024 and four customers for fiscal 2025.
• · The filing reports fair value hierarchy (Level 1, 2, and 3) disclosures for 11% and 15% debentures issued between 2019 and 2025 and for associated warrants, indicating outstanding convertible or debt instruments with warrant coverage.
• · Tagged items reference IRS-related matters for 2022 and 2023, which may indicate a tax contingency or dispute, though the underlying amounts are not present in this excerpt.
• · The excerpt includes a stockholders' equity statement covering periods from December 31, 2023 through June 30, 2026.
• · The text is truncated and does not include the prospectus summary, offering terms, risk factors, or use of proceeds.

27-10-2026

Chilwa Minerals Ltd's 20-F for the year ended June 30, 2026 shows a widening loss before income tax of A$6.88M versus A$3.36M in FY2025, driven mainly by higher share-based payments (A$2.85M vs A$0.95M), compliance and regulatory costs (A$1.57M vs A$0.53M) and employee benefits (A$1.30M vs A$0.92M). Financing inflows of A$12.19M more than covered operating (A$3.53M) and investing (A$8.10M) outflows, while the filing also discloses warrants exercisable into ADSs at US$5.60 and a material weakness remediation risk.

• · Net cash used in operating activities rose to A$3.53M from A$2.05M, while FY2025 operating outflow itself grew from A$1.75M in FY2024
• · Investing outflows were broadly stable at A$8.10M versus A$8.38M, after a sharp step-up from A$1.71M in FY2024
• · Financing inflows of A$12.19M were up 72.7% YoY, compared with a net financing outflow of A$0.40M in FY2024
• · Other income of A$11,181 and exploration expenditure expensed of A$151,370 appeared in FY2026 with no FY2025 equivalent
• · Warrants are exercisable for up to five years, subject to a 4.99% (or elective 9.99%) beneficial ownership cap and ASX anti-dilution adjustments
• · The filing flags risk from the company's ability to remediate identified material weaknesses in internal control over financial reporting

27-10-2026

InMed Pharmaceuticals (NASDAQ: INM) announced that its board has fixed November 5, 2026 as the CVR Distribution Record Date for contingent value rights to be issued to shareholders in connection with its proposed merger with Mentari Therapeutics, Inc. The CVR distribution is conditional on shareholder approval of the Return of Capital Proposal at the annual general and special meeting scheduled for November 4, 2026. The filing contains no quantitative financial figures; the outcome of the merger, CVR payment amounts, and payment triggers remain uncertain and subject to the terms of a CVR Agreement not yet executed.

• · CVR Distribution Record Date is close of business November 5, 2026; shareholders of record on that date receive one CVR per common share.
• · Annual general and special meeting scheduled for November 4, 2026, where Proposal No. 2 (Return of Capital Proposal) must be approved for the CVR distribution to occur.
• · Form S-4 registration statement was declared effective by the SEC on October 1, 2026; definitive proxy statement/prospectus and management information circular have been mailed to shareholders.
• · Merger Agreement is dated May 19, 2026 and involves a two-step structure: First Merger (Merger Sub into Mentari, Mentari survives as wholly owned subsidiary) followed by Second Merger (Mentari into Second Merger Sub LLC).
• · Common shares issued on exercise/surrender of in-the-money stock options will not carry CVR entitlements.
• · Investors purchasing common shares on November 5, 2026 are not expected to be holders of record for CVR purposes.
• · No action is required from shareholders holding in book-entry or brokerage form; Odyssey Transfer and Trust Company is the CVR rights agent.

27-10-2026

ROMAN BUTLER FULLERTON & CO (CIK 0000733444, St. Louis, MO) filed a Form 13F-HR for the period ended September 30, 2026, disclosing a long-only equity and ETF holdings portfolio with an aggregate reported market value of $435,536,199 across 278 information table positions, all held with sole investment discretion. Largest disclosed positions include NVIDIA, Apple, Microsoft, Amazon and Alphabet (Class C). The filing is a routine quarterly institutional holdings disclosure with no reported corporate actions, regulatory matters or company-level events.

• · Portfolio is heavily weighted toward ETFs and index-tracking funds, with a sizable allocation to bitcoin-linked ETFs and closed-end funds alongside individual large-cap equities
• · Filing reports 278 positions, all with sole voting and investment discretion (no shared or other-manager discretion reported)
• · Position sizes are notably concentrated in NVIDIA ($25.4M) and Apple ($21.5M) relative to the $435.5M total portfolio

27-10-2026

The filing is an excerpt from Webus International Ltd.'s (WETO) governing articles of association, covering director eligibility, alternate directors, powers of directors, meetings, dividends, share forfeiture, seal usage, indemnity, notices, and winding up. It contains no specific financial results, transaction amounts, or new corporate actions, so no period-over-period performance is reported. The content is a governance and corporate-structure reference rather than a material event.

• · Articles cover director appointment, removal, resignation, and alternate director rules
• · Dividends may be declared from share premium account with Ordinary Resolution approval
• · Interim dividends create no debt until paid; final dividends create a debt on declaration
• · Directors may forfeit shares for non-compliance with payment notices, or accept surrender in lieu

27-10-2026

Las Vegas Sands Corp. and its majority-owned subsidiary Sands China Ltd. announced on October 26, 2026 that Sands China intends to offer USD-denominated senior unsecured notes, as disclosed in a press release attached as Exhibit 99.1. The 8-K itself contains no offering size, pricing, coupon, maturity, or use-of-proceeds terms, so the financial impact cannot be assessed from this filing alone.

• · Filing is under Items 8.01 (Other Events) and 9.01 (Financial Statements and Exhibits); terms are only in Exhibit 99.1 press release
• · Sands China Ltd. is the Company's majority-owned subsidiary, so the debt would be issued at the subsidiary level

27-10-2026

PPSC Investment Service Corp, a Tokyo-based institutional manager (SEC File No. 028-22801), filed a Form 13F-HR reporting equity and ETF holdings as of September 30, 2026. The filing lists 8 positions with an aggregate reported market value of approximately $1.675 billion, led by a leveraged S&P 500 ETF, broad-market and Nasdaq-100 index funds, a gold trust, and Bitcoin and Ethereum ETFs. The filing contains no prior-period comparison, so no period-over-period changes can be assessed.

• · Filing is a 13F-HR for the period ending September 30, 2026, filed October 27, 2026, with a fiscal year end of March 31
• · Portfolio is concentrated in leveraged and index ETFs: the 3X leveraged S&P 500 position alone represents roughly 43% of reported value
• · Holdings include leveraged products (3X Bull ETFs) alongside unleveraged index funds, which may indicate an active or tactical allocation strategy
• · Report includes crypto exposure via iShares Bitcoin Trust (~$33.1M) and iShares Ethereum Trust (~$4.7M), together about 2% of reported value
• · All positions are reported as sole investment discretion (DFND), with no shared or other-manager voting or investment authority reported
• · Filing states the reported value is in US dollars and lists 8 holdings, with the table total matching the sum of individual positions

27-10-2026

Cementos Pacasmayo reported strong third-quarter 2026 results, with sales of goods rising 16.3% YoY to S/667.4 million and Consolidated EBITDA up 45.1% to S/233.1 million. Net income more than doubled in margin terms, increasing 69.8% to S/121.4 million, while nine-month figures showed Consolidated EBITDA of S/585.8 million (+37.7%). Performance was mixed across segments: cement sales grew 21.3% YoY, whereas the concrete, pavement and mortar segment declined 19.7% in sales and remained loss-making in the prior-year comparison period.

• · Concrete, pavement and mortar segment swung to a 3Q26 gross profit of S/13.0M from a loss of S/1.0M in 3Q25, with gross margin improving to 19.8% from -1.2%
• · Concrete, pavement and mortar segment remained weak on a 9M basis with sales down 13.0% YoY and sales of S/198.4M versus S/228.1M
• · Total operating expenses rose 2.5% YoY in 3Q26 and 1.9% YoY on a 9M basis, growing slower than sales
• · Income tax expense rose 56.4% in 3Q26 and 65.0% on a 9M basis, outpacing pre-tax profit growth of 65.4% and 63.7% respectively
• · Consolidated EBITDA growth was attributed to revenue growth, lower energy costs, and completion of the Piura airport project; the 9M EBITDA increase cited higher profitability in the concrete sector

27-10-2026

IMG Wealth Management, Inc. (CIK 0002032103, Jacksonville, FL) filed a Form 13F-HR on October 27, 2026 reporting its institutional equity holdings as of September 30, 2026. The filing's information table lists a large portfolio, led by Apple (4,599 shares), Alphabet Class C (1,923 shares), and Amazon (1,914 shares), with heavy concentration in ETFs, particularly First Trust and Capital Group funds. The filing reports a total of 639 line items and a total reported value of $193,883,169 in the cover page summary.

• · Filing covers the period ended September 30, 2026, with a fiscal year end of December 31.
• · Filer SEC file number is 028-24863; Form 13F-HR is the quarterly institutional holdings report under Section 13(f) of the Securities Exchange Act of 1934.
• · Holdings are concentrated in a small number of large-cap technology and ETF positions; the Apple position alone is the largest single-name share count at 4,599 shares.
• · Almost all reported positions are held with sole investment discretion (SOLE column), with no shared or other-manager voting authority reported.
• · Portfolio includes a substantial number of First Trust, Capital Group, and American Century ETF positions, which together make up a significant share of the line items.

27-10-2026

PayPay Securities Corp, a Tokyo-based broker-dealer (SEC File No. 028-22802), filed a Form 13F-HR combination report on October 27, 2026 covering holdings as of September 30, 2026. The information table lists a large book of U.S.-listed equities and ETFs, led by leveraged and inverse Direxion and ProShares products alongside large-cap names such as NVIDIA, Apple, Microsoft and Alphabet. The filing contains holdings data only, with no period-over-period comparison available in the document.

• · Holdings are concentrated in leveraged and inverse ETFs (Direxion 3X and 2X/1X bull and bear products, ProShares UltraPro products), which are typically short-term trading instruments rather than long-term core holdings
• · Filing is a combination report: PayPay Securities Corp is the filer, with PPSC Investment Service Corp (CIK 0001964389) as the other included manager for certain positions
• · Several line items are attributed to PPSC Investment Service Corp as the other manager, including ProShares UltraPro QQQ, Invesco QQQ Trust, SPDR Gold Trust, and State Street SPDR S&P 500 ETF
• · Information table is reported with holdings in shares (SH) and investment discretion designated DFND (defined), with no sole/shared voting authority reported in the visible portion
• · Visible portion of the information table is truncated, so the full total portfolio value and complete position count are not verifiable from the provided text

27-10-2026

SNDL Inc. filed a Form 6-K on October 26-27, 2026 furnishing its condensed consolidated interim financial statements and MD&A for the three and nine months ended September 30, 2026 (Exhibits 99.1 and 99.2), along with CEO and CFO interim certifications (Exhibits 99.3 and 99.4). The filing body itself contains no quantitative results, so specific revenue, earnings, or segment figures cannot be verified from the provided content and are not reported here.

• · Filing is a Form 40-F-eligible foreign issuer report (Form 20-F box unchecked, Form 40-F box checked), submitted under Rule 13a-16 / 15d-16 of the Securities Exchange Act of 1934
• · Incorporates by reference six Form S-8 registration statements (File Nos. 333-233156, 333-262233, 333-267510, 333-269242, 333-278683, 333-286169)
• · Financial statements and MD&A for the Q3 2026 period were furnished as exhibits; the financial figures themselves are in those exhibits, not in the provided text

27-10-2026

Blue Moon Metals Inc. (BMOOF) furnished a Form 6-K for October 2026 under Rule 13a-16, incorporating by reference a press release it filed on SEDAR+ on October 26, 2026 (attached as Exhibit 99.1). The filing itself contains no financial figures, operational metrics, or narrative disclosures; the substantive content resides entirely in the unattached press release.

• · Press release dated October 26, 2026 was filed with Canadian securities regulators on SEDAR+ and is incorporated by reference as Exhibit 99.1
• · Registrant's principal executive office is 220 Bay Street, Suite 550, Toronto, Ontario, Canada
• · Commission File Number 001-43058
• · Filing is signed by Frances Kwong, CFO and Corporate Secretary, dated October 26, 2026

27-10-2026

Centene reported Q3 2026 results with total revenues of $50,647 Million and premium and service revenues up 0.5% YoY to $45,105 Million, while GAAP diluted EPS was a loss of $(0.14) and adjusted diluted EPS was $0.58. The company raised its 2026 GAAP diluted EPS guidance floor to greater than $3.46 and adjusted diluted EPS floor to greater than $5.20, while lowering its HBR guidance range to 90.4%-91.1% and cash flow from operations was negative at $(3,669) Million. Performance was mixed: Commercial premium revenue fell 21% YoY, Marketplace membership dropped sharply, and total at-risk membership declined from 27.97 million to 25.70 million, offsetting Medicare and PDP growth.

• · GAAP net loss attributable to Centene was $(71) Million in Q3 2026 vs $(6,631) Million in Q3 2025, which included a $6,723 Million goodwill impairment
• · Nine-month 2026 GAAP net earnings were $2,561 Million vs a $(5,573) Million loss in 2025
• · Nine-month 2026 adjusted net earnings were $3,210 Million vs $1,611 Million in 2025
• · Q3 2026 effective tax rate on adjusted earnings was 14.5% vs 2.5% in Q3 2025
• · Full-year 2026 SG&A expense ratio guidance is 7.2%-7.8% and adjusted SG&A ratio guidance is 6.9%-7.5%
• · Diluted shares outstanding guidance is 497.0 to 500.0 Million
• · Severance and contract exit costs of $276 Million were recognized in Q3 2026 under enterprise optimization

27-10-2026

Better Home & Finance Holding Co appointed Linda Yaccarino, former CEO of X Corp (formerly Twitter) and former Chairman of Global Advertising and Partnerships at NBC Universal, as an independent director effective October 20, 2026, with a term expiring at the 2027 annual meeting and annual compensation of $175,000 in restricted stock. Concurrently, director Paula Tuffin resigned from the Board effective immediately, a decision the company states was not due to any disagreement; she will continue as General Counsel, Chief Compliance Officer and Secretary.

• · Yaccarino has been CEO of eMed, a telehealth company, since August 2025, and was CEO of X Corp from June 2023 to July 2025
• · Yaccarino's board committee assignments have not yet been determined
• · Tuffin's resignation was not the result of any disagreement with the Company on operations, policies or practices
• · Yaccarino has no related-party transactions requiring disclosure under Item 404(a) of Regulation S-K

27-10-2026

Elemental Royalty Corporation (ELEMF) furnished a Form 6-K for October 2026 under Rule 13a-16, submitting as Exhibit 99.1 a news release dated October 26, 2026. The cover page and signature block contain no financial figures, operational details, or substantive disclosures; the filing functions as a transmittal for the attached news release, which is not reproduced in the provided content.

• · Filing is a Form 40-F filer (MJDS) status indicated by checkbox; commission file number 001-42900
• · Principal executive office listed in Littleton, Colorado, USA
• · Substantive content is contained in Exhibit 99.1 (News Release dated October 26, 2026), which was not included in the provided text

27-10-2026

MB Generational Wealth, LLC (Spokane, WA) filed a Form 13F-HR reporting equity and fund holdings as of June 30, 2025, submitted October 27, 2026 (a filing lag of roughly 16 months, which warrants note). The portfolio is dominated by ETFs across US small-cap value, international small-cap value, and US high-profitability/core equity strategies, with a single large individual equity position in Gossamer Bio Inc. (1,220,324 shares). The filing lists 61 holdings with an aggregate reported value of approximately $145.65 billion per the cover page header, which appears inconsistent with the sum of the individual line items and should be verified against the source.

• · Filing covers holdings as of June 30, 2025 but was submitted October 27, 2026, a delay of about 16 months versus the standard 45-day deadline after quarter end
• · Holdings are predominantly passive/factor-based ETFs; Gossamer Bio Inc. is the only single-stock equity position listed
• · Portfolio tilts toward small-cap value and international small-cap value exposures
• · Cover page total value ($145.65B) does not reconcile to the sum of listed line items, which appears materially smaller; the header value should be treated with caution
• · The filer reports sole investment discretion over all positions (SOLE column for every line item)

27-10-2026

Insight Inv LLC (CIK 0001909322) filed a Form 13F-HR for the period ended September 30, 2026, reporting 108 holdings with a total reported portfolio value of $210,418,589 thousand (approximately $210.4 billion). The top positions by value include Apple, Marvell Technology, Alphabet, Microsoft, and Corning, while the portfolio also holds a broad mix of ETFs, including large Vanguard, iShares, and First Trust funds. The filing is a routine quarterly disclosure of institutional holdings and does not itself report any performance comparison, trading action, or regulatory event.

• · Filer is registered with the SEC under file number 028-22463 and CIK 0001909322, based in El Segundo, CA.
• · Filing covers 108 holdings reported on an all-SOLE investment discretion basis with no shared or other-manager voting or investment authority reported.
• · Portfolio includes substantial concentration in technology names (Apple, Marvell, Alphabet, Microsoft, Corning, Applied Materials) alongside large ETF holdings.

27-10-2026

Nautilus Biotechnology reported Q3 2026 revenue of $0.2 million (grant and service revenue) against zero revenue in the prior-year quarter, while operating expenses rose 10% YoY to $16.9 million and the net loss widened to $15.6 million from $13.6 million. Cash, cash equivalents, and investments totaled $114.3 million at September 30, 2026. Positive developments included a Nature Methods publication, early oncology proteoform assay data (AKT1), and a subsequent-quarter ARPA-H SEEDS consortium participation with up to $6 million expected, but the quarter's financial performance deteriorated on higher spending and a larger loss.

• · Nine-month net cash used in operating activities was $40.1M versus $38.3M a year earlier
• · Q3 SG&A rose 15.4% YoY to $6.8M, outpacing the 6.0% R&D increase
• · Accumulated deficit reached $376.8M, up from $332.0M at December 31, 2025
• · Long-term investments fell to $27.8M from $52.7M, while short-term investments declined to $76.1M from $91.0M
• · Management targets twenty proteoform assays through mid-2028 and instrument availability in mid-2027
• · Filing cautions that the Voyager platform is not yet commercially available and SEEDS funding may be reduced, delayed, or terminated

27-10-2026

Livet Wealth, LLC (Spanish Fork, UT) filed a Form 13F-HR for the quarter ended September 30, 2026, reporting 119 holdings with an aggregate reported market value of $180,450,855 (approximately $180.45 Million). The portfolio is concentrated in ETFs and index funds, with large positions in Cloudflare Inc. (CLOUDFLARE INC CL A, $4.93 Million), Invesco and iShares/Schwab/Vanguard fixed-income and equity ETFs, and mega-cap technology stocks such as NVIDIA, Apple, Microsoft, and Amazon. The filing discloses no period-over-period comparison data, so performance trends cannot be assessed from this document alone.

• · Filing covers the quarter ended September 30, 2026 and was filed October 27, 2026 under SEC file number 028-26291
• · All 119 positions are reported with SOLE investment discretion and no shared or other-manager voting authority
• · Portfolio is heavily weighted toward ETFs and index funds, with fixed-income ETFs (e.g., Invesco BulletShares, iShares IBonds, Vanguard bond funds) comprising a large share of holdings by value
• · Cloudflare Inc. appears as the single largest individual common stock position by reported value at approximately $4.93 Million