Dow Jones 30 Stocks SEC Filings — May 26, 2026

26-05-2026

Camping World Holdings held its Annual Meeting on May 21, 2026, with strong shareholder turnout of 88.6% (129.96M of 146.67M eligible votes). All three Class I director nominees were elected and both Proposals 2 (ratification of Deloitte as auditor) and 3 (advisory say-on-pay) were approved. While Proposal 2 passed overwhelmingly (99.8% FOR), Proposal 3 saw notable dissent with approximately 6.1M votes AGAINST representing 5.0% of votes cast (excluding broker non-votes), indicating modest shareholder concerns around executive compensation.

• · Mary J. George received 116,771,893 FOR votes (96.8% of votes cast excluding broker non-votes) vs 3,815,358 WITHHELD.
• · K. Dillon Schickli received 112,196,986 FOR votes (93.0% of votes cast excluding broker non-votes) vs 8,390,265 WITHHELD, the lowest support among the three nominees.
• · Matthew D. Wagner received 120,111,420 FOR votes (99.6% of votes cast excluding broker non-votes) vs 475,831 WITHHELD, the highest support.
• · The meeting record date was March 27, 2026; the Proxy Statement was filed on April 9, 2026.
• · All voting results were consistent with Board recommendations.

26-05-2026

Serenity Investment Advisors filed its Q1 2026 13F-HR, reporting total holdings of $213,664,469 across 74 positions as of March 31, 2026. The portfolio is heavily weighted toward Schwab and Vanguard ETFs, with the largest positions in Schwab US LCAP GR ETF ($36.8M), Schwab US LCAP VA ETF ($32.0M), and Vanguard Mid Cap ETF ($18.2M). While the filing shows a diversified, ETF-centric strategy, it does not provide prior-period data for comparison, so period-over-period performance cannot be assessed.

• · The filing was submitted on May 26, 2026, covering the quarter ended March 31, 2026.
• · All 74 positions are held with sole voting and dispositive power; no shared or non-dispositive authority is reported.
• · The portfolio includes a mix of large-cap growth (Schwab US LCAP GR ETF: $36.8M), large-cap value (Schwab US LCAP VA ETF: $32.0M), international equity (Schwab International Equity ETF: $18.4M), and mid-cap (Vanguard Mid Cap ETF: $18.2M) ETFs.
• · Notable individual stock holdings include Apple Inc ($2.8M), Amazon.com Inc ($1.8M), NVIDIA Corporation ($1.9M), JPMorgan Chase & Co ($2.5M), and Microsoft Corp ($1.2M).
• · The smallest reported position is Grab Holdings Limited at $58,006 (16,526 shares).
• · The portfolio has a significant tilt toward Schwab ETFs, which collectively account for approximately $107M of the total $213.7M (about 50%).
• · No prior-period comparison data is available in this filing, so changes in positions or values cannot be calculated.

26-05-2026

VARSAL TECH, INC. filed an S-1 registration statement for an IPO of Class A Common Stock on the NYSE American. The company plans to raise approximately $30 million, allocating $15 million for U.S. specialty chemicals acquisitions and $15 million for a greenfield manufacturing plant in the Middle East (e.g., Saudi Arabia), with a total project cost of ~$100 million. However, the company discloses a material weakness in internal controls, expects substantial increased costs as a public company, and faces risks including potential delisting, stock price volatility, and management's broad discretion over proceeds.

• · The company has a material weakness in internal controls and has implemented a remediation plan including adding a controller.
• · The company qualifies as an emerging growth company (EGC) under the JOBS Act and will remain so until the earlier of: fifth anniversary of offering, $1.235B annual revenue, becoming a large accelerated filer, or issuing >$1B in non-convertible debt in three years.
• · All shares sold in the offering will be freely transferable; pre-offering shares are restricted securities subject to Rule 144 or Rule 701.
• · Lock-up agreements with underwriters restrict sales for 180 days after prospectus date, with possible waiver by R.F. Lafferty & Co., Inc.
• · Approximately [●] shares of Class A Common Stock will be available for resale under Rule 144 starting 90 days after prospectus date.
• · The company has never declared or paid cash dividends and intends to retain all earnings for business development.
• · No current agreements or commitments for any specific U.S. acquisitions; no ongoing negotiations.
• · Middle East project funding depends on securing government funds and local financing; no assurance of completion.
• · NYSE American may apply additional or more stringent listing criteria due to small public offering and large insider holdings.

26-05-2026

TriCo Bancshares (TCBK) announced a quarterly cash dividend of $0.36 per share, payable on June 26, 2026 to shareholders of record as of June 5, 2026. The dividend was declared by the Board of Directors on May 21, 2026. No comparative prior dividend or performance metrics were provided in the filing.

• · Dividend record date: June 5, 2026
• · Dividend payable date: June 26, 2026
• · Filing date: May 26, 2026; event date: May 21, 2026

26-05-2026

Veritone, Inc. filed a definitive proxy statement (DEF 14A) for its 2026 Annual Meeting of Stockholders to be held virtually on July 7, 2026. The meeting will include votes on electing two Class III directors, ratifying CBIZ CPAs P.C. as auditor, an advisory vote on executive compensation, and several capital structure proposals including increasing authorized common shares from 150 million to 225 million, amending the 2023 Equity Incentive Plan, and approving CEO Strategic Awards. The filing also highlights significant forward-looking risks, including the company's ability to continue as a going concern and repay its 1.75% convertible senior notes due November 2026.

• · The company has identified material weaknesses in internal control over financial reporting and is pursuing remediation.
• · Veritone faces a going concern risk related to its ability to repay $1.75% convertible senior notes due November 2026.
• · The proxy statement includes a proposal to increase authorized common shares from 150,000,000 to 225,000,000.
• · Stockholders of record as of May 19, 2026 are entitled to vote at the annual meeting.
• · The annual meeting will be held virtually on July 7, 2026 at 10:30 a.m. Pacific Time.

26-05-2026

Core AI Holdings, Inc. filed an Amendment No. 1 to its Annual Report on Form 20-F/A on May 26, 2026, primarily to update exhibits. The filing incorporates by reference various corporate documents, including articles of association, warrant forms, stock option plans, promissory notes, securities purchase agreements, and consulting agreements. No new financial results or operational metrics are disclosed in this filing.

• · The filing includes a new form of pre-funded warrant to purchase 588,236 shares at an exercise price of $0.00004 per share.
• · The filing incorporates by reference multiple prior securities purchase agreements, promissory notes, and consulting agreements from 2024.
• · The company's articles of association have been amended multiple times, with the latest alteration filed on October 29, 2024.

26-05-2026

Octave Intelligence plc, a spin-off from Hexagon AB, announced the distribution of its shares to Hexagon shareholders and the commencement of trading on Nasdaq Stockholm (SDRs under 'OCTV SDB') and Nasdaq New York (class B ordinary shares under 'OCTV'), with the first day of regular-way trading on Nasdaq New York expected on May 28, 2026. The company also designated Ireland as its Home Member State for regulatory purposes. The filing highlights the successful separation from Hexagon and the dual listing, but notes forward-looking risks related to operating as an independent public company and market conditions.

• · Share distribution ratio: one class A ordinary share in Octave for every ten Series A shares held in Hexagon, and one class B ordinary share for every ten Series B shares held in Hexagon.
• · Record date for distribution: May 22, 2026.
• · SDRs trade on Nasdaq Stockholm under ticker 'OCTV SDB' with ISIN SE0028329433.
• · Class B ordinary shares trade on Nasdaq New York under ticker 'OCTV' with ISIN IE0003YHD8K8 and CUSIP G22845 104.
• · First day of regular-way trading on Nasdaq New York expected May 28, 2026.
• · SDR conversion to underlying class B ordinary shares is free of charge for the first six months from the first day of trading on Nasdaq Stockholm; thereafter a conversion fee applies.
• · Octave is an Irish company with registered office in Ireland and has chosen Ireland as its Home Member State.
• · Forward-looking statements caution about risks including separation from Hexagon, independent operations, market conditions, and competitive pricing.

26-05-2026

AITX announced that its subsidiary RAD has added 12 more RIO Minis at a massive construction site, as per a press release issued on May 26, 2026. The filing is an 8-K furnishing the press release under Item 8.01, with no financial details or performance metrics provided.

• · The press release is titled 'AITX's RAD Adds 12 More RIO Minis at Massive Construction Site'.
• · The filing is dated May 26, 2026, and is furnished under Item 8.01.

26-05-2026

Calavo Growers (CVGW) and Mission Produce announced receipt of antitrust clearance from Mexico's COFECE for Mission Produce's pending acquisition of Calavo. Subject to all conditions being satisfied, the merger is currently expected to close on May 28, 2026.

• · Antitrust clearance was obtained from Mexico's Federal Economic Competition Commission (COFECE).
• · The merger is expected to be consummated on May 28, 2026.
• · A joint proxy statement/prospectus was mailed to shareholders on or about March 25, 2026.
• · The registration statement on Form S-4 (File Number 333-294128) has become effective.

26-05-2026

Goldman Sachs Private Credit Corp. reported a NAV of approximately $9.3 billion as of April 30, 2026, with a fair value investment portfolio of $16.9 billion and fund leverage of 0.8x. The company sold 3,413,404 unregistered shares for $84,185,000 in May 2026, and declared an April distribution with annualized yields ranging from 8.2% to 9.0%. Total return based on NAV for Class I shares was 7.8% over one year, but Class S and D shares have limited track records (inception in 2026) with year-to-date returns of 1.0% and 1.3%, respectively.

• · Fund leverage was 0.8x as of April 30, 2026, calculated using average daily borrowings divided by average net assets.
• · The April 2026 distribution is payable on or about May 28, 2026 to stockholders of record as of April 30, 2026.
• · Class I shares have been outstanding since April 6, 2023; Class S shares since February 1, 2026; Class D shares since March 1, 2026.
• · NAV per share for all three classes was $24.66 as of April 30, 2026.
• · No Class D shares were sold in the May 2026 offering.

26-05-2026

Nuvve Holding Corp. received a Nasdaq notice on May 22, 2026, for failing to file its Q1 2026 Form 10-Q on time, violating Listing Rule 5250(c)(1). This adds a second delisting basis to an existing proceeding for the stock price falling below $1.00. The company has until May 29, 2026, to request a stay of suspension and intends to take all reasonable measures to regain compliance and remain listed.

• · The company is already before the Nasdaq Hearings Panel due to its common stock closing price falling below $1.00 per share for 30 consecutive trading days under Listing Rule 5550(a)(2).
• · The new delisting basis stems from failure to file the Quarterly Report on Form 10-Q for the period ended March 31, 2026.
• · If the company regains compliance before a scheduled hearing, the hearing may be mooted out.
• · The company issued a press release on May 22, 2026, regarding the notice, furnished as Exhibit 99.1.

26-05-2026

Golub Capital Private Income Fund S reported a NAV per share of $24.17 as of April 30, 2026, with a portfolio of 142 companies valued at approximately $248 million. The fund sold 11,570 unregistered common shares for $279,650 and declared a May 2026 net distribution of $0.1493 per share. The portfolio is heavily weighted toward first lien senior secured debt (98%) and floating-rate investments (100%), with a debt-to-equity leverage ratio of 1.31x.

• · The May 2026 net distribution per common share is $0.1493, payable to shareholders of record as of May 31, 2026, paid on or around June 29, 2026.
• · The gross distribution per share is $0.1667, with a shareholder servicing/distribution fee of $0.0174.
• · Top industry exposures: Software 25%, Insurance 10%, Healthcare Providers & Services 6%, Hotels, Restaurants & Leisure 6%, Healthcare Equipment & Supplies 5%, Automobiles 5%, Commercial Services & Supplies 5%, Containers & Packaging 4%, Healthcare Technology 4%, Professional Services 4%.
• · Three debt investments (less than 1% of portfolio) have fixed interest rates.
• · No underwriting discounts or commissions were paid in connection with the share sale; selling agents may charge up to 3.5% of NAV in fees.

26-05-2026

Golub Capital Private Income Fund I disclosed its April 30, 2026 portfolio and NAV metrics in an 8-K filing. The fund reported a NAV per share of $24.22, total portfolio fair value of approximately $433 million across 142 companies, and a debt-to-equity leverage ratio of 1.24x. The fund also announced a May 2026 regular distribution of $0.1667 per common share, payable on June 29, 2026.

• · The fund's GAAP debt-to-equity ratio, net of cash, was 1.19x as of April 30, 2026.
• · Three debt investments representing less than 1% of the portfolio had fixed interest rates.
• · Top industry exposure was Software at 23% of fair value, followed by Insurance (10%) and Commercial Services & Supplies (7%).
• · The May 2026 regular distribution of $0.1667 per share is payable to shareholders of record as of May 31, 2026.
• · No underwriting discounts or commissions were paid in connection with the unregistered share sale.

26-05-2026

SharonAI Holdings appointed Mr. Andrew Penn AO as non-executive Chairman of the board, effective May 22, 2026. Mr. Penn brings extensive experience from Telstra, AXA Asia Pacific, and McKinsey, and is expected to guide the company's strategic growth. No financial figures or period-over-period comparisons were provided in this filing.

• · Mr. Penn was formerly CEO of Telstra (2015-2022) and CEO of AXA Asia Pacific Holdings (2006-2011).
• · He is currently a non-executive director and Chair of the Audit and Risk Committee of Coles Group, Chair of Visit Victoria, and a Senior Adviser with McKinsey & Company.
• · Mr. Penn was named an Officer of the Order of Australia (AO) in the 2023 Australia Day honours.
• · Sharon AI primarily uses its Investor Relations page for material disclosures and also uses X and LinkedIn for additional dissemination.

26-05-2026

Global Interactive Technologies, Inc. (GITS) filed its 10-K annual report for the fiscal year ended May 26, 2026, detailing its monetization model centered on Vote & Boost sales, premium subscriptions, and scalable advertising. The company continues to incur recurring losses, has a working capital deficiency, and its auditors have expressed substantial doubt about its ability to continue as a going concern, requiring significant additional capital. Despite these risks, GITS is expanding its IP portfolio (including music distribution and The Nut Job 3) and leveraging a user-centric economy with 50% of daily net advertising profits distributed as FP to users.

• · The company's auditors have stated that substantial doubt exists about its ability to continue as a going concern.
• · The company has incurred recurring losses from operations and has a working capital deficiency.
• · The company requires significant additional capital to continue as a going concern.
• · The value of FP is maintained at a fixed ratio of 1 FP to 100 Korean Won.
• · The company expanded its IP portfolio in 2025 to include distribution of music for K-pop artists and international animation projects such as The Nut Job 3.
• · The real-time translation engine currently supports 17 languages.
• · Communications are protected through end-to-end encryption (E2EE).
• · New communities are automatically activated when user requests for a specific topic reach a strategic threshold.
• · The company plans to produce 2-minute short-form cultural content for distribution on Faning and third-party social media networks.

26-05-2026

Amerant Bancorp Inc. filed an 8-K on May 26, 2026, disclosing an investor presentation (Exhibit 99.1) to be used with existing and prospective investors. The filing is a Regulation FD disclosure and does not contain any financial results or material operational updates.

• · The presentation is attached as Exhibit 99.1 and incorporated by reference.
• · The information is furnished under Item 7.01 and not deemed filed for Section 18 liability purposes.
• · The filing includes a cover page interactive data file (Inline XBRL).

26-05-2026

D-Wave Quantum Inc. announced on May 26, 2026 that its subsidiary Quantum Circuits, LLC received second year funding for the SQFab project from NORDTECH, a U.S. Department of War initiative. The award underscores the role of quantum computing in microelectronics innovation. No financial details were disclosed.

• · The SQFab project is one of four innovative programs selected by the U.S. Department of War through NORDTECH.
• · NORDTECH is one of eight hubs composing the U.S. Microelectronics Commons program.
• · The award is for second year funding, indicating continuation of a multi-year project.

26-05-2026

Ryan Specialty Holdings, Inc. announced on May 26, 2026 that its Board of Directors approved a $300 million increase to its share repurchase program, bringing the total authorization to $600 million. As of May 22, 2026, after accounting for recent repurchases in Q2 2026, $300 million remains available under the program. The company may repurchase shares through open market, private transactions, or Rule 10b5-1 plans, subject to market conditions and liquidity.

• · The share repurchase program increase was approved by the Board of Directors on May 26, 2026.
• · Repurchases may be executed via open market, privately negotiated transactions, Rule 10b5-1 trading plans, or accelerated share repurchases.
• · The company is not obligated to purchase any shares and may suspend or discontinue the program at any time without notice.
• · The press release is attached as Exhibit 99.1 and incorporated by reference.

26-05-2026

Carlyle Private Equity Partners Fund, L.P. reported a Transactional NAV of $102.5 million as of April 30, 2026, and disclosed the sale of unregistered limited partnership units for aggregate consideration of approximately $9.3 million on May 1, 2026. The fund's Transactional NAV per unit ranged from $29.33 (Class E-S) to $30.15 (Class C), with the Investment Advisor limiting Specified Expenses to 0.60% of net assets during the first twelve months following the Initial Closing on October 1, 2025. However, the filing does not provide prior-period comparisons, so no period-over-period performance trends are available.

• · The Fund sold 85,889 Class E-A units for $2,521,691, 215,015 Class E-I units for $6,315,000, and 16,584 Class C units for $500,000.
• · Class C units were purchased by an affiliate of the Fund's general partner, CPEP GP, LLC.
• · Transactional NAV per unit as of April 30, 2026: Class A-I $29.46, Class A-S $29.36, Class E-A $29.36, Class E-I $29.37, Class E-S $29.33, Class C $30.15.
• · The Investment Advisor may waive management fees or absorb expenses to keep Specified Expenses at or below 0.60% of net assets (annualized) during the first twelve months after the Initial Closing on October 1, 2025.
• · Servicing Fees are recognized as a reduction to Transactional NAV on a monthly basis.
• · Certain contingent tax liabilities may not be recognized as a reduction to Transactional NAV if the General Partner expects they will not be realized upon divestment.
• · Transactional NAV per unit may differ from U.S. GAAP net asset value.

26-05-2026

Ameris Bancorp held its Annual Meeting on May 21, 2026, with 88.38% of outstanding shares represented. Shareholders elected 10 directors, ratified KPMG LLP as auditor for 2026, and approved executive compensation on an advisory basis. All proposals passed, though director William H. Stern received the lowest support with 50,067,725 votes for and 6,575,312 against.

• · William H. Stern received the lowest support among director nominees with 50,067,725 votes for and 6,575,312 against.
• · Ratification of KPMG LLP as auditor passed overwhelmingly with 60,277,906 votes for, 45,689 against, and 18,339 abstentions.
• · Advisory vote on executive compensation passed with 55,662,993 for, 898,391 against, and 121,588 abstentions.
• · Broker non-votes totaled 3,658,962 for all director elections and the executive compensation proposal.
• · The meeting was held on May 21, 2026, and the filing was made on May 26, 2026.

26-05-2026

Verra Mobility Corporation (VRRM) disclosed on May 26, 2026 that it received a contract termination notice from Avis Budget Group, which represented over 10% of total revenue in Q1 2026 (three months ended March 2026) and for the full year 2025. In connection with this loss, the company also revised its full-year 2026 guidance downward. This represents a material adverse development as a major customer relationship is being terminated, likely reducing near-term revenue and profitability.

• · Filing items include Regulation FD Disclosure (7.01) and Other Events (8.01), indicating both regulatory communication and material event disclosure.
• · Avis Budget's contract termination was announced on May 26, 2026, the same date as the filing.
• · Avis Budget represented >10% of total revenue for the three months ended March 2026 and for the year ended December 2025.
• · The company revised its full-year 2026 guidance due to the termination, though specific revised figures were not provided in the 8-K (referenced in Exhibit 99.1 press release).
• · The press release is furnished (not filed) under Item 7.01, limiting certain securities law liabilities.

26-05-2026

On May 21, 2026, NorthEast Community Bancorp, Inc. held its annual meeting where stockholders elected four directors for three-year terms and approved the 2026 Equity Incentive Plan. The appointment of S.R. Snodgrass, P.C. as independent auditor for fiscal year 2026 was also ratified. Director John F. McKenzie received a relatively high number of withheld votes (2,003,337), representing about 22.6% of votes cast, indicating notable shareholder dissent.

• · The annual meeting was held on May 21, 2026.
• · All four director nominees were elected for three-year terms.
• · The 2026 Equity Incentive Plan was approved with 8,177,774 votes FOR, 553,081 AGAINST, and 139,307 abstentions.
• · Ratification of S.R. Snodgrass, P.C. as independent auditor passed with 10,833,710 FOR, 138,801 AGAINST, and 225,861 abstentions.
• · There were 2,328,210 broker non-votes on the director election and equity plan proposals, but none on the auditor ratification.

26-05-2026

On May 18, 2026, Milan Rao informed SS Innovations International, Inc. that he would step down as Global Chief Operating Officer and Chief Financial Officer, effective May 25, 2026. The company has initiated a search for a permanent CFO successor. No financial details or performance metrics were disclosed in this filing.

• · The resignation is effective May 25, 2026, and the company is actively searching for a permanent CFO.
• · The filing does not provide any financial impact or performance data.

26-05-2026

Cogent Communications Holdings, Inc. announced a definitive agreement to sell 10 data center facilities to a newly formed entity sponsored by I Squared Capital for $225 million in cash. The transaction is expected to close on or after June 12, 2026, subject to HSR Act waiting period expiration. The sale represents a strategic divestiture of non-core assets, but no financial impact or gain/loss details were disclosed.

• · The 10 facilities are located in Phoenix, AZ; Anaheim, CA; Burbank, CA; Stockton, CA; Atlanta, GA; Chicago, IL; Elkridge, MD; Kansas City, MO; Nashville, TN; and Houston, TX.
• · The transaction is expected to close on the later of June 12, 2026 and the expiration or termination of the HSR Act waiting period.
• · Cogent's all-optical IP network provides services in 306 markets globally.
• · No financial details on expected gain, loss, or use of proceeds were provided.

26-05-2026

PNC Financial Services Group completed a public offering of $1.65 billion in senior notes on May 26, 2026, comprising $1.35 billion of 4.618% Fixed Rate/Floating Rate Senior Notes due 2029 and $300 million of Senior Floating Rate Notes due 2029. The notes were issued under an underwriting agreement with PNC Capital Markets, Citigroup, and Morgan Stanley. The filing does not disclose any negative or flat performance metrics, as it is a routine debt issuance event.

• · The notes were issued under an Indenture dated September 6, 2012, as supplemented by a First Supplemental Indenture dated April 23, 2021, with The Bank of New York Mellon as trustee.
• · The offering was made pursuant to a prospectus supplement filed May 21, 2026, and a base prospectus filed December 13, 2024, as part of an automatic shelf registration statement (File No. 333-283793).
• · The underwriting agreement was dated May 20, 2026, and the offering closed on May 26, 2026.

26-05-2026

Global Net Lease, Inc. held its 2026 annual meeting on May 21, 2026, where all eight director nominees were elected, PricewaterhouseCoopers LLP was ratified as auditor, and executive compensation was approved on a non-binding advisory basis. Additionally, following the retirement of two directors, the Board appointed Lisa Kabnick to the Audit Committee and Dr. M. Therese Antone to the Nominating and Corporate Governance Committee.

• · Proposal 1: All eight director nominees received a majority of votes for, with the highest votes for Lisa D. Kabnick (151,518,868 for) and the lowest for Leslie D. Michelson (135,211,852 for).
• · Proposal 2: Ratification of PwC as auditor passed with 179,564,468 votes for, 1,151,933 against, and 436,602 abstentions.
• · Proposal 3: Non-binding advisory vote on executive compensation passed with 145,876,071 for, 6,366,683 against, and 590,309 abstentions.
• · Broker non-votes on Proposals 1 and 3 were 28,319,940; there were no broker non-votes on Proposal 2.
• · Board committee composition updated: Audit Committee (Stanley R. Perla Chair, Lisa D. Kabnick, Leon C. Richardson); Compensation Committee (Dr. M. Therese Antone Chair, Michael J.U. Monahan, Stanley R. Perla); Finance Committee (Robert I. Kauffman Chair, Lisa D. Kabnick, Michael J.U. Monahan, Edward M. Weil, Jr.); Nominating and Corporate Governance Committee (Leslie D. Michelson Chair, Dr. M. Therese Antone, Leon C. Richardson).

26-05-2026

Palomar Holdings, Inc. appointed Scott Beiser, Co-Chairman of Houlihan Lokey (NYSE:HLI), to its Board of Directors effective May 21, 2026. Mr. Beiser brings decades of executive leadership, public company experience, and expertise in strategic planning, corporate governance, and capital allocation. He is expected to support the execution of Palomar's "Palomar 2X" growth strategy, with no other material financial or operational metrics disclosed.

• · Scott Beiser served as CEO of Houlihan Lokey from 2003 to 2024 and led its 2015 IPO.
• · Beiser joined Houlihan Lokey in 1984 and has been on its board since 1991.
• · Palomar's insurance subsidiaries hold an A.M. Best financial strength rating of 'A' (Excellent) for PSIC, PSRE, PESIC, and FIA; PCSC has an 'A-' (Excellent) rating.
• · Palomar operates in five product categories: Earthquake, Inland Marine and Property, Casualty, Surety & Credit, and Crop.

26-05-2026

Urban Outfitters, Inc. entered into a Fifth Amendment to its Credit Agreement on May 19, 2026, extending the Maturity Date, terminating the Canadian sub-facility, and releasing URBN Canada Retail, Inc. from its obligations and liens. The amendment requires the company to maintain at least $225 million in aggregate availability after giving effect to the amendment. No financial performance metrics or period-over-period comparisons are provided in this filing.

• · The amendment was dated May 19, 2026, and filed on May 26, 2026.
• · The original credit agreement was dated June 29, 2018, and had been amended four times previously.
• · The amendment includes the release of URBN Canada from all obligations and liens under the credit agreement.
• · Departing Canadian Lenders were paid in full for principal, accrued interest, and fees as of the effective date.
• · Conditions for effectiveness included delivery of legal opinions, secretary's certificates, good standing certificates, and lien search results.

26-05-2026

Veradigm Inc. filed its long-delayed 2023 and 2024 Form 10-K, a major milestone toward becoming current with SEC filings. Revenue declined 5.1% YoY to $594M in 2024 from $626M in 2023, while net income swung to a loss of $292M from a profit of $49M, driven by a $108M goodwill impairment and transaction costs. Adjusted EBITDA fell 28.5% to $94M from $132M, and management's preliminary 2025 revenue guidance of $584M-$589M implies a further decline of 1-2% from 2024 levels.

• · Provider segment revenue was flat at $472.6M in 2024 vs $472.7M in 2023 on a non-GAAP basis.
• · Payer segment revenue declined 6.9% to $67.3M in 2024 from $72.3M in 2023.
• · Life Science segment revenue declined 12.3% to $54.0M in 2024 from $61.6M in 2023.
• · Non-GAAP gross margin for Provider fell from 59.2% in 2023 to 56.3% in 2024.
• · Non-GAAP gross margin for Payer fell from 61.1% in 2023 to 58.7% in 2024.
• · Non-GAAP gross margin for Life Science fell from 61.2% in 2023 to 57.8% in 2024.
• · Total assets decreased 14.0% to $1,352.3M at Dec 31, 2024 from $1,572.9M at Dec 31, 2023.
• · Long-term debt increased from $0 to $72.2M at Dec 31, 2024.
• · The company plans to file the 2025 Form 10-K before year-end 2026 and subsequently relist its common stock on a national exchange.
• · An investor conference call is scheduled for May 27, 2026 at 8:00 a.m. ET.

26-05-2026

Quantum Cyber N.V. (formerly Mainz Biomed N.V.) filed an 8-K detailing a complete transformation of its business from a pharmaceutical company to a technology company focused on AI, quantum computing, and autonomous systems. The company has executed an IP License Agreement with BP United Inc., established a commercial supply arrangement for autonomous systems, and changed its name and ticker symbol to QUCY. However, the filing is forward-looking with no current revenue from these new operations, and the company remains an emerging growth company with significant risks and uncertainties.

• · Company changed name from Mainz Biomed N.V. to Quantum Cyber N.V. in April 2026.
• · Ticker symbol changed from MYNZ to QUCY in April 2026.
• · Company incorporated in the Netherlands on March 8, 2021, and converted to a public company on November 9, 2021.
• · U.S. subsidiary Quantum Drones Corporation was incorporated in Nevada in May 2026.
• · Principal executive offices are located in West Palm Beach, Florida.
• · Company is an emerging growth company and has elected not to use the extended transition period for complying with new financial accounting standards.
• · The filing supersedes the business description in the Annual Report on Form 10-K for FY2025 filed March 31, 2026.
• · No current revenue from the new business operations is reported; revenue generation is expected from licensing, IP commercialization, system sales, and software licensing.

26-05-2026

NIQ Global Intelligence plc held its 2026 Annual General Meeting on May 21, 2026, where all four Class I director nominees were elected and all seven proposals were approved by shareholders. Key approvals included ratification of Ernst & Young LLP as independent auditor, advisory approval of executive compensation, authorization for market purchases of ordinary shares, and creation of distributable reserves. All director nominees received strong support with over 247 million votes for each, while the advisory vote on executive compensation frequency favored a one-year interval.

• · Proposal 5 (market purchases of ordinary shares) received 265,812,207 votes for, 173,814 against, and 30,472 abstentions, with no broker non-votes.
• · Proposal 6 (price range for re-allotment of treasury shares) received 265,720,147 for, 219,500 against, and 76,846 abstentions.
• · Proposal 7 (capital reduction and creation of distributable reserves) received 265,704,195 for, 180,946 against, and 131,352 abstentions.
• · The advisory vote on executive compensation frequency showed 254,069,090 votes for 1 year, 482 for 2 years, and 2,542,606 for 3 years.
• · All director nominees received over 244 million votes for, with Todd Lachman receiving the lowest for votes at 244,078,915.

26-05-2026

Aurora Innovation held its 2026 Annual Meeting on May 21, 2026, where stockholders elected three Class II directors (Gloria Boyland, Michelangelo Volpi, Lara Caimi), approved advisory say-on-pay, and ratified PwC as auditor. All proposals passed with strong support, though director Boyland received the lowest 'for' votes among nominees.

• · Record date for voting was March 23, 2026.
• · Class B common stock holders had ten votes per share, while Class A had one vote per share.
• · Broker non-votes were 476,909,651 for director elections and say-on-pay, but none for auditor ratification.
• · Proposal 3 (auditor ratification) passed with 3,618,888,003 for, 6,926,524 against, and 3,154,097 abstain.

26-05-2026

Venture Lending & Leasing IX, Inc. (the Fund) held its annual shareholder meeting on May 20, 2026. The sole shareholder, Venture Lending & Leasing IX, LLC, cast 100% of the Fund's 100,000 outstanding shares in favor of both proposals: electing four directors (Roger V. Smith, Robert J. Hutter, Scott C. Taylor, Maurice C. Werdegar) and ratifying Deloitte & Touche LLP as independent auditor for fiscal 2026. The LLC's membership interests voted 87.82% FOR on both items out of 460,000 total outstanding LLC shares, with no votes against or abstentions.

• · The LLC holds 100% of the Fund's common shares, and cannot vote on Fund matters without prior approval of LLC members.
• · All four director nominees were elected unopposed; no other director candidates were proposed.
• · No votes were cast AGAINST or ABSTAIN on either proposal at the LLC member level.
• · The Fund's fiscal year end is December 31, 2026.

26-05-2026

SOLV Energy, Inc. filed an S-1 registration statement on May 26, 2026, for its initial public offering. The filing includes financial data showing the company's cost structure, customer concentration, and segment operations across Existing Infrastructure and New Construction. However, the company operates with significant customer concentration risk and multiemployer pension plan exposure, highlighting potential revenue and liability vulnerabilities.

• · The filing identifies two operating segments: Existing Infrastructure and New Construction.
• · Key customers included Customer H, Customer C, Customer E, and Customer G in 2024; and Customer C, Customer D, and Customer B in 2025.
• · Accounts receivable concentration risk exists with Customer A in 2025.
• · The company participates in multiple multiemployer pension plans including California Ironworkers Field Pension Trust, Construction Laborers Pension Trust for So. California, National Electrical Benefit Fund, and others.
• · A subsequent event on February 12, 2026, involved common stock issuances (Class A and Class B) and a revolving credit facility amendment with base rate or SOFR-based interest ranging from minimum to maximum rates.
• · The S-1 includes audited financials for fiscal years 2024 and 2025, and the first quarter of 2026 (through March 31, 2026).

26-05-2026

BlackRock Monticello Debt Real Estate Investment Trust entered into a First Amendment to its Revolving Credit Agreement with JPMorgan Chase Bank, N.A. on May 21, 2026. The amendment extends the stated maturity date to May 20, 2027 (from the original May 22, 2025 date) and adjusts the applicable interest rate margins to 0.85% for ABR loans and 1.85% for Term Benchmark or Daily Simple SOFR loans. The amendment also includes a facility extension fee of [***] basis points per annum on the maximum commitment, prorated through the new maturity date.

• · The amendment was executed on May 21, 2026 and filed on May 26, 2026.
• · The original credit agreement was dated May 22, 2025.
• · The amendment includes a facility extension fee of [***] basis points per annum on the maximum commitment, prorated from the prior maturity date to the new stated maturity date.
• · The borrower represented that no event of default, potential default, or mandatory prepayment event exists as of the amendment date.
• · The extended maturity date is no later than 30 days prior to the termination of the borrower's ability to call capital commitments for repaying obligations.

26-05-2026

Topgolf Callaway Brands Corp. (MODG) held its 2026 Annual Meeting on May 21, 2026, where shareholders elected nine directors, ratified Deloitte & Touche LLP as the independent auditor for fiscal 2026, and approved executive compensation on an advisory basis. Following the election, the company entered into standard indemnification agreements with newly elected directors Thomas G. Dundon and Mark D. Mandel. While all proposals passed, director Adebayo O. Ogunlesi received a notable 9.7 million against votes (6.6% of votes cast), and the say-on-pay proposal saw 8.9 million against votes (6.1% of votes cast), indicating some shareholder dissent.

• · Director Adebayo O. Ogunlesi received the highest number of against votes among all director candidates at 9,691,484 (6.6% of votes cast).
• · The say-on-pay proposal passed with 136,918,067 for, 8,942,872 against, and 585,222 abstentions, representing 6.1% against votes (excluding broker non-votes).
• · Ratification of Deloitte & Touche LLP as auditor passed with 156,259,310 for, 3,553,082 against, and 561,077 abstentions.
• · Broker non-votes totaled 13,927,308 for all director elections and the say-on-pay proposal.
• · The company entered into standard indemnification agreements with new directors Thomas G. Dundon and Mark D. Mandel on May 21, 2026.

26-05-2026

ARM Holdings reported total revenue of $4,920M for the fiscal year ended March 31, 2026, up 23% from $4,007M in FY2025, driven by strong growth in both license & other revenue (+25%) and royalty revenue (+21%). However, operating expenses grew faster than revenue (R&D up 34%, SG&A up 13%), causing operating margin to shrink from 21% to 18%. Net income rose 14% to $904M, but income tax expense swung from a benefit of $72M to a charge of $253M, and cash flow from operations jumped to $1,524M from $397M.

• · R&D expense grew 34% YoY to $2,776M, significantly outpacing revenue growth and pressuring margins.
• · License and Other Revenue from external customers declined 9% YoY to $1,298M, while the same category from related parties surged 141% to $1,009M, shifting the revenue mix heavily toward related parties.
• · Operating margin contracted from 20.7% in FY2025 to 18.3% in FY2026 despite higher gross margins.
• · Income from equity investments swung positive to $14M from a loss of $237M in FY2025, a key driver of pre-tax income growth.
• · Interest income net declined slightly (-4%) to $111M.
• · Cash from operations surged 284% to $1,524M, but investing activities consumed $325M (vs $35M in FY2025) and cash from financing was an outflow of $548M.
• · The effective tax rate jumped from negative 10.0% to 21.9%, causing income tax expense of $253M compared to a $72M benefit in the prior year.
• · Cost of sales remained flat at $121M, unchanged YoY.

26-05-2026

Sculptor Diversified Real Estate Income Trust, Inc. filed a second supplement to its proxy statement for the 2026 annual meeting, disclosing the resignation of CFO/Treasurer and director Ellen Conti and Chief Accounting Officer Scott Ciccone, effective May 15, 2026. Anthony Boni was appointed as CFO, Treasurer, and director, and Christine Yap as CAO. The board nominated Boni as a substitute director nominee in place of Conti. The changes were not due to disagreements with the company or its adviser.

• · Anthony Boni, age 43, is Managing Director, Director of Fund Accounting for Sculptor since December 2024, and a CPA licensed in New York.
• · Christine Yap, age 55, is a Director, Senior Controller for Sculptor since September 2024, and a CPA licensed in New York.
• · Boni and Yap do not receive cash compensation from the company; they are compensated by Sculptor.
• · Boni and Yap entered into indemnification agreements with the company effective May 15, 2026.
• · The annual meeting will be held on June 25, 2026, via live webcast.

26-05-2026

PG&E Corporation and Pacific Gas and Electric Company held their joint annual meeting on May 21, 2026, where shareholders elected all 14 director nominees for PG&E Corp and 15 for the Utility, approved non-binding advisory votes on executive compensation, and ratified Deloitte & Touche LLP as the independent auditor for 2026. All proposals passed with strong support, though Jessica L. Denecour received a notable 10.1% against vote at PG&E Corp, and the advisory say-on-pay vote saw 9.2% opposition at the parent level.

• · PG&E Corp had 94,215,653 broker non-votes on director elections and the say-on-pay proposal, representing about 4.9% of total shares outstanding.
• · The Utility had 4,341,224 broker non-votes on director elections and say-on-pay.
• · PG&E Corp director Patricia K. Poppe received the highest for-vote count at 1,834,112,470 (99.7% of votes cast).
• · Jessica L. Denecour received the lowest for-vote count at PG&E Corp with 1,654,081,012 (89.9% of votes cast).
• · Ratification of Deloitte & Touche LLP passed with 1,799,578,512 for (92.5%) vs 133,964,864 against at PG&E Corp.
• · Utility director nominees all received over 99.9% for-votes, with W. Craig Fugate receiving the highest against count (84,066).
• · Sumeet Singh was a director nominee only for the Utility, not for PG&E Corp.

26-05-2026

Northwest Bancshares, Inc. held its Annual Meeting on May 20, 2026, where shareholders approved the 2026 Equity Incentive Plan and Discounted Stock Purchase Plan, elected directors, ratified KPMG as auditor, and approved executive compensation on an advisory basis. All proposals passed with strong support, though director Amber L. Williams received a notable 5.99 million withheld votes (6.2% of votes cast).

• · All director nominees were elected with over 91 million votes for each, but Amber L. Williams had the highest withheld votes at 5,989,717 (6.2% of votes cast).
• · Ratification of KPMG as auditor passed with 114,141,735 for, 1,967,195 against, and 247,020 abstentions.
• · Say-on-pay advisory vote passed with 89,274,329 for, 7,171,131 against, and 583,625 abstentions.
• · The 2026 Equity Incentive Plan was approved with 92,456,593 for, 4,152,782 against, and 419,710 abstentions.
• · The Discounted Stock Purchase Plan was approved with 93,563,437 for, 3,061,203 against, and 404,445 abstentions.
• · Broker non-votes were 19,326,865 for director elections, say-on-pay, and the two equity plans.

26-05-2026

ServisFirst Bancshares, Inc. filed an 8-K on May 26, 2026, disclosing an updated investor presentation containing current quarter financial information and other data. The presentation is attached as Exhibit 99.1 and will be used in discussions with investors. No specific financial figures or performance metrics were provided in the filing itself.

• · The updated investor presentation is available through the Investor Relations link at www.servisfirstbank.com.
• · The information in this 8-K is furnished, not filed, under Regulation FD and will not be incorporated by reference into any registration statement unless specifically identified.

26-05-2026

Viking Therapeutics held its 2026 Annual Meeting on May 19, 2026, with 69.1% of outstanding shares represented. Stockholders elected J. Matthew Singleton and S. Kathryn Rouan as Class II directors, ratified CBIZ CPAs P.C. as independent auditor for FY 2026, and approved advisory say-on-pay compensation. Notably, Dr. Rouan received a significant 49.2% withhold vote (21,250,268 votes withheld vs. 21,960,203 for), indicating notable shareholder dissent, while the say-on-pay proposal passed with 69.5% support but faced 29.5% opposition.

• · Proposal 1: J. Matthew Singleton received 28,648,459 votes for and 14,562,012 withheld (66.3% support excluding broker non-votes).
• · Proposal 1: S. Kathryn Rouan received 21,960,203 votes for and 21,250,268 withheld (50.8% support excluding broker non-votes).
• · Proposal 2: Ratification of CBIZ CPAs P.C. passed with 78,368,957 for, 1,241,969 against, and 478,606 abstentions (97.8% support).
• · Proposal 3: Say-on-pay received 30,045,938 for, 12,763,135 against, and 401,396 abstentions, with 36,879,063 broker non-votes.
• · Broker non-votes were 36,879,061 for director elections and 36,879,063 for say-on-pay, representing about 46% of shares represented.

26-05-2026

BlackRock ESG Capital Allocation Term Trust (ECAT) filed a DEFA14A (definitive additional proxy materials) with the SEC on May 26, 2026. The filing supplements the trust's proxy statement and includes soliciting material under Section 14(a) of the Securities Exchange Act of 1934. No fee was required for this filing.

• · Filing type: DEFA14A (Definitive Additional Proxy Materials)
• · SEC file number: 811-23701
• · Trust incorporated in Maryland (MD)
• · Business address: 100 Bellevue Parkway, Wilmington, DE 19809
• · Former name: BlackRock ESG Capital Allocation Trust (name changed May 27, 2021)

26-05-2026

Barnwell Industries reported Q2 FY2026 (ended March 31, 2026) revenue of $2.535M and a net loss of $1.15M, improving sequentially from Q1 FY2026 revenue of $2.63M and net loss of $1.426M. The company reduced costs, completed its headquarters transition to Houston, and advanced a strategic review including a potential sale of its Canadian oil and gas business. However, revenue declined year-over-year from $3.569M in Q2 FY2025, and the company continues to report net losses.

• · The company remained debt-free as of March 31, 2026.
• · Salaries, wages and bonuses declined 26% sequentially.
• · Oil and natural gas operating results improved to positive $87,000 from negative $32,000 in the prior quarter.
• · Foreign currency loss of $58,000 in Q2 vs gain of $47,000 in prior quarter, an unfavorable swing of $105,000.
• · The company has issued 1,810,496 shares under the ATM facility at an average price of $1.27/share.
• · The ATM facility limit was increased from $3.2M to $4.298M in April 2026.
• · The company holds a 77.6% economic interest in Kaupulehu Developments and a 19.6% interest in the KD entities.
• · Net loss per share improved to $0.09 from $0.13 sequentially, but was $0.09 vs $0.12 in the year-ago quarter.
• · Revenue for the six months ended March 31, 2026 was $5.281M, down 29.6% from $7.503M in the prior year period.
• · The company's weighted-average shares outstanding increased to 12.67M from 10.05M year-over-year due to equity issuances.

26-05-2026

Axiom Intelligence Acquisition Corp 1 (SPAC) announced a definitive Business Combination Agreement with Terra Quantum AG, a Swiss quantum technology company, dated May 25, 2026. The transaction will result in a new Swiss public company (PubCo) becoming publicly traded, with both Axiom and Terra Quantum becoming wholly owned subsidiaries of PubCo. No financial terms, valuations, or performance metrics were disclosed in this filing.

• · The Business Combination Agreement was signed on May 25, 2026, and the press release was issued on May 26, 2026.
• · The transaction structure involves a Swiss public company (PubCo) as the ultimate parent, with a Cayman Islands merger subsidiary.
• · Axiom's securities trade on Nasdaq under symbols AXINU (Units), AXIN (Class A ordinary shares), and AXINR (Rights).
• · Axiom is an emerging growth company and has elected not to use the extended transition period for complying with new financial accounting standards.
• · A registration statement on Form F-4 will be filed with the SEC, containing a proxy statement/prospectus for shareholder vote.
• · No financial projections, deal value, or expected closing timeline were provided in this filing.

26-05-2026

OPGEN INC reported total revenue of $30.2M for 2025, a 481% increase from $5.2M in 2024, driven by a 504% surge in listing sponsorship services to $30.2M. However, product sales and laboratory services revenue dropped to zero as the company scaled down legacy operations. Operating expenses increased 27% to $6.2M, while net cash used in operations improved to $1.2M from $4.9M. The company repositioned its business, resulting in a net decrease in cash of $0.7M.

• · Cost of services increased from $1,575 to $3,020,000 (191,646% increase) due to new listing sponsorship business.
• · Gain on extinguishment of debt in 2024 was $9,738,487; no such gain in 2025.
• · Gain on impairment adjustment in 2024 was $2,079,575; none in 2025.
• · Net cash provided by financing activities was $496,719 in 2025 vs $5,028,574 in 2024.
• · Weighted average exercise price of outstanding options is $9.01.
• · No securities remaining available for future issuance under equity compensation plans.