Dow Jones 30 Stocks SEC Filings — May 27, 2026

USA Dow Jones 30

By Gunpowder Editorial ·

21 high priority 29 medium priority 50 total filings analysed

Executive Summary

The 50 filings for the Dow 30 stream reveal a bifurcated earnings landscape: while technology leaders like Salesforce and Marvell deliver record revenue and surging AI-driven growth, consumer-facing names like Bath & Body Works and U-Haul show clear signs of demand softening and margin compression.

A dominant theme is the aggressive pivot toward AI and data infrastructure, with Salesforce's Agentforce ARR surging over 200% YoY and Marvell raising its outlook on AI demand, even as capital allocation shifts heavily toward buybacks and debt financing. Several filings highlight significant insider activity and governance changes, including a notable retraction of a credit facility announcement from Fold Holdings and a major $3.5B take-private acquisition of Veris Residential. Period-over-period comparisons reveal a mixed picture: revenue growth is present but often comes at the cost of compressed margins (e.g., Home Depot's sales up 4.8% but operating income down 3.0%), while capital markets activity remains robust with large debt issuances from Oncor and Molson Coors. The overall sentiment is cautiously optimistic, with clear winners in AI and infrastructure, but growing risks in consumer discretionary and real estate segments.

Materiality, sentiment, and priority are scored by Gunpowder’s analysis pipeline. How we score filings →

Filing types in this digest: 8-K · 10-Q · 13F · S-1 · 425 · 10-K

Tracking the trend? Catch up on the prior Dow Jones 30 Stocks SEC Filings digest from May 26, 2026.

Investment Signals (12)

  • Record Q1 FY27 revenue of $11.1B (up 13% YoY), GAAP EPS up 52% YoY, and Agentforce ARR surging over 200% YoY to ~$3.4B. Raised full-year guidance to $45.9B-$46.2B. Entered a $25B ASR, returning $27.5B to shareholders.

  • Record Q1 FY27 revenue of $2.418B (up 28% YoY), non-GAAP EPS of $0.80. Guided Q2 revenue of $2.7B (+35% YoY) and raised FY2027/FY2028 outlook on AI demand. Completed acquisitions of Celestial AI and XConn.

  • Q1 FY27 net sales up 8.1% YoY (4.5% constant currency), operating income surged to $7.0M from $0.3M. Board approved a 14% dividend increase to $0.40/share, signaling confidence.

  • Q4 FY2026 revenue down 3.7% YoY, but adjusted EPS swung to $0.22 from -$4.55. FY2027 guidance implies ~40% adjusted EPS growth to $2.15. Michael Kors margin improved to 8.7% from 4.6%. [MIXED/BULLISH]

  • Q1 2026 net sales down 3% YoY, but adjusted EPS of $0.32 exceeded guidance. However, full-year guidance reaffirms a 2.5%-4.5% sales decline, and Q2 EPS guidance of $0.20-$0.25 is down from $0.37 YoY.

  • Fiscal 2026 net earnings collapsed to $83.1M from $367.1M, driven by a $295.5M drop in Moving & Storage operating earnings. Q4 net loss widened to -$127.8M. Fleet depreciation surged 26.9% to $879.3M.

  • Q1 FY2026 net sales up 4.8% YoY to $41,765M, but operating income declined 3.0% and net earnings fell 4.2%. Diluted EPS dropped to $3.30 from $3.45. Cash flow from operations improved to $6,032M. [MIXED/BEARISH]

  • Board authorized a new $1.0B stock repurchase program, signaling strong balance sheet confidence. All director nominees re-elected with strong support.

  • ProLogium (via TDAC SPAC) (BULLISH)

    Announced a definitive merger at a $3.8B valuation. The company has shipped 2.4M+ battery cells, holds 1,100+ patents, and its 4th-gen battery features zero thermal runaway risk. Merger expected to close H2 2026.

  • Retracted a previously published press release claiming a credit facility for its credit card program, stating no such facility has been entered into. Introduces significant uncertainty about program financing.

  • Reported April 30, 2026 NAVs ranging from $24.97 to $25.84 per share, with distributions declared from $0.0858 to $0.1630 per share. Consistent capital return to shareholders.

  • April 30, 2026 NAV of $26.08 per share, with aggregate NAV of $2,371.9M. Sold $148.1M in unregistered shares in May 2026, indicating continued capital raising success.

Risk Flags (10)

  • Fiscal 2026 net earnings down 77.4% YoY, with Moving & Storage operating earnings plunging 45.8%. Q4 net loss of -$127.8M is 55% worse than prior year. Fleet disposal losses swung to -$117.6M from a +$15.0M gain.

  • Full-year 2026 guidance implies a 2.5%-4.5% sales decline, and Q2 2026 adjusted EPS guidance of $0.20-$0.25 is down 32-46% from $0.37 in Q2 2025. Gross margin compressed 280 bps YoY to 42.6%. CFO is stepping down.

  • Despite 4.8% revenue growth, operating income fell 3.0% and net earnings declined 4.2%. Operating expenses are rising faster than sales, squeezing profitability.

  • Retracted a press release claiming a credit facility for its credit card program. Explicitly states no facility has been secured and cannot guarantee one will be. This could severely impact the credit card program's viability.

  • The SPAC IPO presents significant dilution risk to public shareholders, with net tangible book value per share ranging from $5.09 to $0.29 depending on redemptions, implying dilution per share of $2.91 to $7.71.

  • Sold 12.5M shares and pre-funded warrants at $1.07, raising $20M. The offering includes a 60-day lock-up, but the substantial share issuance (relative to existing float) is highly dilutive.

  • Co-founder Jessica Alba received 21.8M withheld votes (55.5% of votes cast), indicating significant shareholder dissent regarding her board position.

  • Redomesticated from Delaware to Texas, eliminating cumulative voting and setting a 25% threshold for special meetings. These governance changes could reduce shareholder rights.

  • Reported debt outstanding of $313.1M against NAV of $311.8M, indicating a debt-to-equity ratio above 1.0x. High leverage in a private credit fund amplifies risk in a downturn.

  • Debt outstanding of $307.7M against NAV of $242.3M, representing a debt-to-equity ratio of ~1.27x. Significant leverage in a portfolio of 99.4% first lien debt.

Opportunities (10)

  • Agentforce and Data 360 ARR reached nearly $3.4B (up over 200% YoY). With full-year guidance raised and a massive $25B ASR, the company is aggressively returning capital while AI revenue accelerates.

  • Record revenue up 28% YoY, Q2 guidance of $2.7B (+35% YoY), and raised FY2027/FY2028 outlook driven by AI. Acquisitions of Celestial AI and XConn strengthen the portfolio. Non-GAAP EPS of $0.80 vs GAAP $0.04 highlights acquisition-related noise.

  • ProLogium (TDAC SPAC) / Solid-State Battery Breakthrough (OPPORTUNITY)

    Merger at $3.8B valuation. The company's 4th-gen battery has zero thermal runaway risk and 360 Wh/kg density. First overseas GWh facility in France is on track for 2026 construction. Potential to disrupt the EV battery market.

  • Q1 FY27 sales up 8.1% YoY, operating income surged from $0.3M to $7.0M. Board approved a 14% dividend increase, signaling confidence in the turnaround. U.S. sales grew 8.7% YoY.

  • Q4 FY2026 adjusted EPS of $0.22 vs -$4.55 prior year. FY2027 guidance implies ~40% EPS growth. Michael Kors margin improved to 8.7% from 4.6%. The Versace sale simplifies the portfolio.

  • Board authorized a new $1.0B stock repurchase program, representing a significant capital return commitment. The company also elected a new independent director, signaling governance strength.

  • April 30, 2026 NAVs are stable between $24.97 and $25.84, with monthly distributions declared. The company continues to raise capital through unregistered sales, indicating investor demand.

  • April 30, 2026 NAV of $26.08 per share, with aggregate NAV of $2,371.9M. The company sold $148.1M in new shares in May 2026, showing strong capital inflows.

  • Completed $3.5B acquisition at $19.00/share. While the deal is done, the filing confirms the final price and the consortium's backing (Affinius Capital with $61B AUM). For those still holding, the cash-out is confirmed.

  • Extended the relapse assessment phase of its Phase 3 roluperidone trial to 52 weeks. Topline efficacy results expected H2 2027, relapse data H2 2028. ATM offering of up to $75M provides funding runway.

Sector Themes (6)

  • AI-Driven Revenue Acceleration

    Salesforce and Marvell both reported record revenues driven by AI-related products. Salesforce's Agentforce ARR grew over 200% YoY, while Marvell raised its FY2027/FY2028 outlook on AI demand. This confirms that AI monetization is accelerating for enterprise software and semiconductor companies. [IMPLICATION: Overweight AI-exposed names in Dow 30]

  • Consumer Discretionary Weakness

    Bath & Body Works and U-Haul both reported declining sales and compressed margins. BBWI's Q1 sales fell 3% YoY with gross margin down 280 bps, while U-Haul's Moving & Storage operating earnings plunged 45.8%. This suggests consumer spending is softening in non-essential categories. [IMPLICATION: Underweight consumer discretionary, watch for further weakness]

  • Margin Compression Despite Revenue Growth

    Home Depot reported 4.8% revenue growth but operating income fell 3.0% and net earnings declined 4.2%. This pattern of 'growth without profit' is a warning sign that input costs and operating expenses are rising faster than pricing power. [IMPLICATION: Focus on companies with expanding margins, not just top-line growth]

  • Capital Markets Activity Remains Robust

    Large debt issuances from Oncor (€850M) and Molson Coors ($1.5B equivalent) indicate that companies are taking advantage of favorable credit markets to refinance and raise capital. Quanta Services authorized a $1.0B buyback, while Salesforce entered a $25B ASR. [IMPLICATION: Strong balance sheets are being used for both growth and shareholder returns]

  • SPAC and Private Credit Markets Active

    ProLogium's $3.8B SPAC merger and Veris Residential's $3.5B take-private show that SPACs and private equity are still active in large transactions. Private credit funds (StepStone, North Haven, LGAM) continue to raise capital and report stable NAVs, indicating investor appetite for yield. [IMPLICATION: Monitor SPAC merger timelines and private credit leverage ratios]

  • Governance and Insider Activity Signals Mixed

    Several filings show notable insider dissent (Honest Company's Jessica Alba with 55.5% withheld votes) and governance changes (TTEC redomestication reducing shareholder rights). Conversely, Movado's 14% dividend increase and Quanta's $1B buyback signal management confidence. [IMPLICATION: Scrutinize governance changes and insider voting patterns for red flags]

Watch List (8)

  • Q2 FY27 revenue guidance of $11.27B-$11.35B implies a deceleration to 10-11% YoY growth. Watch for any further guidance raises or commentary on Agentforce adoption. [Next: Earnings call in August 2026]

  • Q2 revenue guidance of $2.7B (+35% YoY) is a significant acceleration. Watch for execution on AI demand and integration of Celestial AI and XConn acquisitions. [Next: Earnings call in August 2026]

  • ProLogium (TDAC) / SPAC Merger Close
    👁

    Merger expected to close in H2 2026. Monitor for shareholder approval, regulatory clearances, and any updates on the $250M minimum cash condition. [Next: Shareholder vote expected Q3 2026]

  • Q2 adjusted EPS guidance of $0.20-$0.25 is well below the $0.37 in Q2 2025. Watch for any further guidance cuts or commentary on consumer demand. New interim CFO Tom Javitch will be in the spotlight. [Next: Earnings call in August 2026]

  • After a disastrous FY2026, watch for any signs of stabilization in Moving & Storage segment, fleet depreciation trends, and self-storage revenue growth. [Next: Earnings call in August 2026]

  • The retraction of the credit facility announcement creates uncertainty. Watch for any new filing or press release regarding financing for the credit card program. [Next: No specific date; monitor 8-K filings]

  • Topline efficacy results for roluperidone expected in H2 2027, with relapse data in H2 2028. The ATM offering provides up to $75M in funding. Watch for any trial updates or enrollment milestones. [Next: H2 2027 for topline results]

  • The $19.00/share cash-out is confirmed. For remaining shareholders, the process of receiving payment should be monitored. [Next: Payment processing in coming weeks]

Filing Analyses (50)
Capri Holdings Ltd 8-K mixed materiality 8/10

27-05-2026

Capri Holdings reported Q4 FY2026 revenue of $796M, down 3.7% YoY (7.0% constant currency), but improved operating margin to (3.4)% from (6.9)% and returned to profitability with adjusted EPS of $0.22 vs. $(4.55) prior year. Michael Kors revenue declined 5.5% while Jimmy Choo grew 5.3% (flat constant currency). The company issued FY2027 guidance of low-single-digit revenue growth (~$3.525B) and ~40% adjusted EPS growth to $2.15, but faces headwinds from tariffs and mixed brand performance.

  • · The company completed the sale of Versace on December 2, 2025, and Versace is classified as discontinued operations.
  • · IEEPA tariff refund receivable of $65 million recorded, with $40 million reducing cost of goods sold and $25 million reducing inventory.
  • · Michael Kors Q4 operating income improved to $57M from $32M, margin 8.7% vs 4.6%.
  • · Jimmy Choo Q4 operating loss widened to $20M from $10M, margin (14.3)% vs (7.5)%.
  • · FY2027 guidance includes an incremental 10% tariff rate assumption effective February 24, 2026.
  • · Q1 FY2027 revenue guidance of $750M and EPS of $0.40.
  • · Share repurchase authorization remaining $921M as of March 28, 2026.
Civeo Corp 8-K positive materiality 5/10

27-05-2026

At Civeo Corporation's 2026 Annual General Meeting on May 27, 2026, shareholders elected six directors, approved executive compensation on an advisory basis, authorized an amendment to the 2014 Equity Participation Plan to increase shares by 520,920, and ratified Ernst & Young LLP as the independent auditor for 2026. All proposals passed with strong shareholder support, though advisory compensation approval had 323,411 abstentions and 33,269 against, indicating some dissent.

  • · All six director nominees were elected with 'For' votes ranging from 8,293,243 (Daniel B. Silvers) to 8,572,412 (Bradley J. Dodson).
  • · Proposal 2 (advisory compensation) received 8,247,893 For, 33,269 Against, and 323,411 Abstentions, with 1,496,244 broker non-votes.
  • · Proposal 3 (Plan amendment) received 8,240,482 For, 53,383 Against, and 310,708 Abstentions, with 1,496,244 broker non-votes.
  • · Proposal 4 (auditor ratification) passed unanimously with 10,096,589 For and only 4,228 Withheld, with no broker non-votes.
  • · The meeting date was May 27, 2026, and the filing was made on the same day.
HOME DEPOT, INC. 10-Q mixed materiality 8/10

27-05-2026

Home Depot reported Q1 FY2026 net sales of $41,765M, up 4.8% YoY from $39,856M, driven by growth in the core Home Depot segment. However, operating income declined 3.0% to $4,981M from $5,133M, and net earnings fell 4.2% to $3,289M from $3,433M, reflecting higher operating expenses and a slight increase in interest expense. Diluted EPS decreased to $3.30 from $3.45, while cash flow from operations improved significantly to $6,032M from $4,325M.

  • · Total assets increased to $107,904M as of May 3, 2026 from $105,095M at February 1, 2026.
  • · Total liabilities rose to $94,030M from $92,282M over the same period.
  • · Cash dividends paid were $2,320M in Q1 FY2026, up slightly from $2,286M in Q1 FY2025.
  • · Capital expenditures were $844M in Q1 FY2026 vs. $806M in the prior year quarter.
  • · Payments for businesses acquired, net, totaled $286M in Q1 FY2026, up from $156M in Q1 FY2025.
  • · Short-term debt decreased to $3,503M from $4,464M at fiscal year-end.
  • · Long-term debt (excluding current installments) decreased to $44,828M from $46,341M.
  • · Merchandise inventories increased to $27,280M from $25,817M at fiscal year-end.
  • · Accounts payable rose to $14,373M from $11,491M.
  • · The effective tax rate was approximately 24.9% for Q1 FY2026 vs. 24.4% for Q1 FY2025.
  • · Foreign currency translation adjustments resulted in a loss of $8M in Q1 FY2026 vs. a gain of $122M in Q1 FY2025.
  • · Cash paid for income taxes dropped sharply to $180M from $1,098M year-over-year.
Rani Therapeutics Holdings, Inc. 8-K neutral materiality 7/10

27-05-2026

Rani Therapeutics Holdings, Inc. (RANI) entered into a securities purchase agreement on May 26, 2026, to sell 12,476,637 shares of Class A common stock and pre-funded warrants to purchase 6,214,953 shares at a combined offering price of $1.07 per share/warrant, expecting gross proceeds of approximately $20.0 million. The offering, which closed on May 27, 2026, includes a 60-day lock-up for directors, officers, and certain stockholders, and a 90-day restriction on Rani issuing additional shares. The company engaged H.C. Wainwright & Co. as lead placement agent and Chardan Capital Markets as placement agent, paying a 6.0% cash fee on gross proceeds.

  • · The offering was made under Rani's existing Form S-3 registration statement (No. 333-289424), declared effective on August 14, 2025.
  • · The pre-funded warrants are exercisable immediately at $0.0001 per share and have no expiration until exercised in full.
  • · Rani agreed to reimburse placement agents for certain expenses in addition to the 6.0% cash fee.
  • · The Purchase Agreement includes customary representations, warranties, indemnification obligations, and conditions to closing.
  • · The lock-up agreements for directors, officers, and certain stockholders last 60 days from the date of the Purchase Agreement.
Ramiah Investment Group 13F-HR neutral materiality 6/10

27-05-2026

Ramiah Investment Group filed its Form 13F for the period ending December 31, 2019, reporting a portfolio value of approximately $101.3 million across 72 equity holdings. The portfolio is heavily weighted toward fixed-income and income-oriented ETFs and closed-end funds, with the largest positions in Invesco QQQ Trust ($13.4M), SPDR S&P 500 ETF ($11.6M), and iShares S&P 500 Growth ETF ($8.4M). The filing reflects a diversified, income-focused strategy with significant exposure to municipal bonds, high-yield bonds, and real estate ETFs, alongside select large-cap financial and technology stocks.

  • · The portfolio includes 72 positions with a total market value of $101,284,028 as of December 31, 2019.
  • · The largest position by market value is Invesco QQQ Trust at $13,419,305 (63,117 shares).
  • · The largest position by share count is iShares U.S. Real Estate ETF with 81,713 shares ($7,605,846).
  • · Fixed-income exposure is significant: iShares Core US Aggregate Bond ETF ($2.1M), Vanguard Total Bond Market ETF ($2.4M), PIMCO Active Bond ETF ($1.0M), and multiple municipal bond funds from BlackRock, Invesco, Eaton Vance, BNY Mellon, and Neuberger Berman.
  • · Regional bank exposure includes Citizens Financial ($450,690), Huntington Bancshares ($413,659), KeyCorp ($483,857), Regions Financial ($471,351), Truist Financial ($929,111), and Zions Bancorporation ($453,625).
  • · Technology holdings include Oracle ($428,131), Synopsys ($572,530), and JPMorgan Chase ($494,731).
  • · The filing is signed by Daena Ramiah, VP of Investments, dated May 26, 2026, for the period ending December 31, 2019 (a significant filing delay of over 6 years).
  • · No period-over-period comparisons are available as this is a single-period snapshot filing.
Bain Capital Private Credit 8-K neutral materiality 5/10

27-05-2026

Bain Capital Private Credit's subsidiary BCPC I, LLC secured a new $50 million commitment from Goldman Sachs Bank USA under its existing credit agreement, increasing total lender commitments to $250 million. The new commitment, effective May 21, 2026, was added to the existing facility originally dated November 29, 2023, with Goldman Sachs serving as both administrative agent and lender. The filing reflects continued access to credit facilities but does not disclose any changes in financial performance or operational metrics.

  • · The new commitment was made under Section 2.1(e) of the credit agreement dated November 29, 2023.
  • · Goldman Sachs Bank USA acted as both administrative agent and lender for the new commitment.
  • · The effective date of the new commitment is May 21, 2026.
  • · Conditions precedent include satisfaction of standard credit agreement conditions, delivery of legal opinions, and no existing default.
  • · The agreement is governed by New York law.
Artificial Intelligence Technology Solutions Inc. 8-K neutral materiality 3/10

27-05-2026

AITX announced that its subsidiary RAD has converted a retail security pilot into a long-term deployment, as disclosed in a press release issued on May 27, 2026. The filing provides no financial details, quantitative metrics, or period-over-period comparisons, limiting the ability to assess material impact.

  • · The filing is an 8-K under Items 8.01 and 9.01, with the press release attached as Exhibit 99.1.
  • · No financial figures, revenue impact, or deployment scale were disclosed.
  • · The press release is furnished (not filed) under the Exchange Act, limiting liability.
Apollo Asset Backed Credit Co LLC 8-K neutral materiality 5/10

27-05-2026

Apollo Asset Backed Credit Co LLC filed an 8-K on May 27, 2026, reporting unregistered sales of equity securities as of May 1, 2026, with aggregate consideration of $54,624,975 across Series I and II shares. The company also announced net asset values per share as of April 30, 2026, ranging from $24.97 to $25.84 for various share classes, and declared distributions payable on June 29, 2026, with amounts per share from $0.0858 to $0.1630. No prior period comparisons are provided, limiting trend analysis.

  • · Net asset values per share as of April 30, 2026 range from $24.97 (Series I P-S Shares) to $25.84 (Series II T-I Shares).
  • · Distributions declared per share range from $0.0858 (Series I T-S Shares) to $0.1630 (Series II E Shares).
  • · Record date for distributions is May 31, 2026, payable on or about June 29, 2026.
  • · No A-II Shares, I (Acc) or F-I (Acc) Shares were outstanding as of April 30, 2026.
Five9, Inc. 8-K neutral materiality 1/10

27-05-2026

Five9, Inc. filed a restated certificate of incorporation with the Delaware Secretary of State on May 20, 2026, as disclosed in an 8-K filing on May 27, 2026. This amendment to the charter/bylaws is a routine corporate governance update with no immediate financial impact.

  • · The restated certificate of incorporation was filed on May 20, 2026, at 11:42 AM.
  • · The filing is an 8-K under Item 5.03 (Amendments to Articles of Incorporation or Bylaws).
Futurewave Acquisition Corp S-1/A mixed materiality 8/10

27-05-2026

Futurewave Acquisition Corp filed an S-1/A registration statement for its initial public offering of 5,000,000 units (or 5,750,000 if over-allotment is exercised) at $10.00 per unit, with gross proceeds of $50,000,000 ($57,500,000 with over-allotment). The SPAC has no operations and no target identified, and proceeds will be held in trust. However, the offering presents significant dilution to public shareholders, with net tangible book value per share ranging from $5.09 (25% redemptions, no over-allotment) to $0.29 (maximum redemptions), and dilution per share from $2.91 to $7.71, highlighting substantial risk.

  • · The SPAC qualifies as an 'emerging growth company' under the JOBS Act, subject to reduced reporting requirements.
  • · The company was incorporated on February 16, 2026, as a Cayman Islands exempted company.
  • · The trust account will be maintained by Continental Stock Transfer & Trust Company and invested only in U.S. government treasury obligations or money market funds under Rule 2a-7.
  • · The underwriter, Polaris Advisory Partners, will receive Representative Shares equal to 3% of total ordinary shares sold in the offering.
  • · The company has no specific business combination under consideration and has not contacted any prospective target.
  • · The offering is on a firm commitment basis.
  • · The securities are expected to trade on Nasdaq under symbols FWAC (ordinary shares), FWACW (warrants), and FWACR (rights).
Backblaze, Inc. 8-K positive materiality 3/10

27-05-2026

Backblaze, Inc. held its 2026 Annual Meeting on May 26, 2026, where two proposals were voted on. Jocelyn Carter-Miller was elected as a Class II director with 17.7 million votes for and 8.8 million against, while the ratification of Deloitte & Touche LLP as independent auditor was overwhelmingly approved with 40.1 million votes for. The meeting had a quorum of 41.7 million shares representing over 69.53% of voting power.

  • · Quorum was achieved with 41,732,676 shares out of shares entitled to vote as of April 1, 2026.
  • · For Proposal One (Director election): 17,716,763 for, 8,798,882 against, 43,583 abstained, 15,173,448 broker non-votes.
  • · For Proposal Two (Auditor ratification): 40,101,662 for, 467,994 against, 1,163,020 abstained, no broker non-votes.
  • · Auditor ratification had no broker non-votes because it is considered a routine matter under NYSE/Nasdaq rules.
  • · The definitive proxy statement was filed with the SEC on April 15, 2026.
Bath & Body Works, Inc. 8-K mixed materiality 8/10

27-05-2026

Bath & Body Works reported Q1 2026 net sales of $1,378M, down 3% YoY, but exceeded guidance with adjusted EPS of $0.32. However, the company reaffirmed full-year 2026 guidance of net sales declining 4.5% to 2.5%, and Q2 2026 adjusted EPS is forecasted at $0.20-$0.25, down from $0.37 in Q2 2025. CFO Eva Boratto will step down on June 12, with Tom Javitch appointed interim CFO.

  • · Q1 2026 gross profit was $587M, down from $646M in Q1 2025, with gross margin declining from 45.4% to 42.6%.
  • · Q1 2026 general, administrative and store operating expenses decreased to $356M from $437M in Q1 2025, a decline of 18.5%.
  • · Interest expense was $69M in Q1 2026, slightly down from $71M in Q1 2025.
  • · The company repurchased no shares in Q1 2026, compared to $136M in share repurchases in Q1 2025.
  • · Dividends paid were $40M in Q1 2026, down from $43M in Q1 2025.
  • · Capital expenditures were $49M in Q1 2026, up from $37M in Q1 2025.
  • · Inventories decreased to $782M as of May 2, 2026, from $869M a year earlier, a decline of 10.0%.
  • · Total equity deficit improved to $(1,131)M from $(1,450)M a year earlier.
  • · The company opened 13 company-operated stores and closed 17 in Q1 2026, net decrease of 4 stores.
  • · International partner-operated stores increased by 6 net (8 opened, 2 closed) in Q1 2026.
  • · Full-year 2026 forecasted net cash provided by operating activities is $870M, with forecasted capital expenditures of $270M.
  • · No share repurchases or tariff refunds are assumed in the 2026 outlook.
MOVADO GROUP INC 8-K mixed materiality 8/10

27-05-2026

Movado Group reported strong Q1 fiscal 2027 results with net sales increasing 8.1% to $142.4 million and operating income surging to $7.0 million from $0.3 million in the prior year. However, the company noted that first quarter results benefited from positive foreign exchange fluctuations and replenishment shipments, and it expects net sales growth to moderate in the second quarter. Additionally, the Board approved a 14% increase in the quarterly dividend to $0.40 per share, reflecting confidence in long-term prospects despite ongoing geopolitical uncertainty.

  • · Net sales increased 8.1% to $142.4 million, or 4.5% on a constant-dollar basis.
  • · U.S. net sales increased 8.7% YoY; international net sales increased 7.6% (1.6% constant-dollar).
  • · Gross profit was $81.6 million (57.3% margin) vs. $71.4 million (54.1%) in prior year.
  • · Operating expenses were $74.6 million (52.4% of sales) vs. $71.1 million (53.9%) in prior year.
  • · Adjusted operating expenses were $74.1 million (52.0% of sales) vs. $70.5 million (53.5%) in prior year.
  • · Tax provision was $1.9 million vs. $0.7 million in prior year; adjusted tax rate fell to 22.1% from 30.9%.
  • · Net income was $6.9 million ($0.30 EPS) vs. $1.4 million ($0.06 EPS) in prior year.
  • · Adjusted net income was $7.3 million ($0.32 EPS) vs. $1.9 million ($0.08 EPS) in prior year.
  • · Board approved a $0.05 increase in quarterly dividend to $0.40 per share, payable June 24, 2026 to holders of record June 10, 2026.
  • · Company repurchased 61,000 shares during Q1; $44.6 million remaining under share repurchase program.
  • · Company elected not to provide fiscal 2027 outlook due to economic and geopolitical uncertainty, including Middle East conflict.
  • · First quarter results benefited from positive foreign exchange fluctuations and replenishment shipments; net sales growth expected to moderate in Q2.
  • · Declines in the Middle East due to regional conflict were more than offset by strong performance in the U.S. and Europe.
  • · Q1 fiscal 2027 includes a $0.5 million pre-tax charge ($0.4 million after tax, $0.02 per share) related to investigation of misconduct in Dubai branch of Swiss subsidiary.
  • · Q1 fiscal 2026 included a $0.6 million pre-tax charge ($0.5 million after tax, $0.02 per share) for a corporate cost-savings initiative.
Translational Development Acquisition Corp. 8-K mixed materiality 9/10

27-05-2026

ProLogium, a solid-state battery developer, announced a definitive agreement to merge with SPAC Translational Development Acquisition Corp. (TDAC) at a pre-money valuation of approximately $3.8 billion. The transaction is expected to close in H2 2026, with the combined company listing on Nasdaq under ticker 'PRLG'. ProLogium has shipped over 2.4 million battery cells since 2013 and holds 1,100+ patents, but the merger is subject to shareholder and regulatory approvals, and the company faces risks including potential delays and market competition.

  • · ProLogium commercialized solid-state batteries in 2013 and delivered the world's first solid-state battery demo car with ENOVATE Motor in 2019.
  • · The 4th-generation battery features zero thermal runaway risk, 360 Wh/kg energy density (confirmed by TÜV Rheinland), and UL Solutions ARC testing verified no thermal runaway under HWS method.
  • · ProLogium's first overseas GWh-class facility in Dunkirk, France, completed environmental assessment and building permit by end of 2024; construction expected in 2026, ramp-up Q4 2028–Q1 2029, mass production Q2 2029.
  • · ProLogium received the 2026 Edison Awards Gold Award for its superfluidized all-inorganic solid-state battery technology.
  • · The transaction is subject to approval by shareholders of both ProLogium and TDAC, regulatory approvals, and other customary closing conditions.
  • · ProLogium is expanding into AI data centers, aerospace, robotics, and defense markets in addition to EVs.
Translational Development Acquisition Corp. 425 positive materiality 9/10

27-05-2026

On May 27, 2026, Translational Development Acquisition Corp. (TDAC) entered into a definitive Business Combination Agreement with ProLogium Holding Inc., implying an approximately $3.8 billion valuation for ProLogium on a net cash-free basis. The combined company is expected to be named ProLogium Technology and list on Nasdaq under ticker PRLG. The transaction is subject to several conditions including TDAC shareholder approval, Company shareholder approval, Nasdaq listing effectiveness, and TDAC having at least $250M of Available Cash at closing. The board of directors of both companies have approved the agreement.

  • · TDAC warrants will convert to Company warrants on the same terms.
  • · The Business Combination Agreement includes a condition that TDAC must extend its deadline to consummate an initial business combination to after June 24, 2026.
  • · The Recapitalization involves a share consolidation at a Consolidation Factor equal to Per Share Equity Value divided by $10.00.
  • · Pursuant to the agreement, the Company will adopt an amended and restated memorandum and articles of association (Listing A&R AoA) effective at Closing.
  • · Representations and warranties of both parties will not survive the Second Merger Effective Time except as otherwise specified.
  • · The Company will reserve up to 2.5% of fully diluted shares for Founder IP Compensation, subject to independent valuation.
  • · The new equity incentive plan pool is capped at 12.5% of fully diluted post-Closing share capital, but limited to 6.0% until initial PIPE closing.
  • · TDAC shareholders have the right to redeem their Class A ordinary shares in connection with the shareholder vote.
  • · Non-solicitation restrictions apply to both TDAC and the Company.
  • · TDAC must have at least $5,000,001 of net tangible assets after closing and redemptions.
NEXTNAV INC. 8-K positive materiality 3/10

27-05-2026

NextNav Inc. held its 2026 Annual Meeting on May 21, 2026, where stockholders elected ten director nominees and ratified Ernst & Young LLP as independent auditor for FY2026. All director nominees received majority support, though some faced significant withheld votes (e.g., Nicola Palmer with 5.6M withheld). The auditor ratification passed overwhelmingly with 77.3M votes for and only 38.9K against.

  • · Broker non-votes totaled 21,345,975 for each director nominee.
  • · Nicola Palmer received the highest withheld votes (5,620,371), while Lorin Selby received the lowest (97,196).
  • · Proposal 2 (auditor ratification) had 11,588 abstentions.
ONCOR ELECTRIC DELIVERY CO LLC 8-K neutral materiality 7/10

27-05-2026

Oncor Electric Delivery Company LLC issued €850 million aggregate principal amount of 4.55% Junior Subordinated Notes due 2056, with net proceeds of approximately €839.8 million (US$974.3 million) for general corporate purposes, including repaying commercial paper. The notes are subordinated and unsecured, and the interest rate will reset periodically. The all-in U.S. dollar fixed-rate coupon is 5.98535% through cross-currency swaps.

  • · The notes mature on November 26, 2056.
  • · Interest is payable annually on November 26, starting November 26, 2026.
  • · The notes are subordinated to all existing and future senior indebtedness and effectively subordinated to secured indebtedness and structurally subordinated to subsidiary liabilities.
  • · Oncor may redeem the notes at 100% of principal plus accrued interest from August 28, 2031 to the First Interest Reset Date and on any interest payment date thereafter.
  • · The notes were sold to qualified institutional buyers under Rule 144A and to non-U.S. persons under Regulation S.
  • · The notes have been admitted to trading on the Global Exchange Market of Euronext Dublin.
LAUREATE EDUCATION, INC. 8-K positive materiality 5/10

27-05-2026

Laureate Education held its 2026 Annual Meeting on May 21, 2026, where stockholders approved the 2026 Long-Term Incentive Plan and elected nine directors. All proposals passed with strong support, including the advisory vote on executive compensation (94.7% FOR) and ratification of PricewaterhouseCoopers as auditor (98.9% FOR).

  • · Andrew B. Cohen received 103,689,693 FOR votes and 27,148,347 WITHHELD, with 2,569,173 broker non-votes.
  • · Ian K. Snow received 98,386,712 FOR and 32,451,328 WITHHELD, the lowest FOR count among nominees.
  • · Proposal 2 (executive compensation) had 123,923,828 FOR, 5,954,593 AGAINST, 959,619 ABSTAIN, and 2,569,173 broker non-votes.
  • · Proposal 4 (incentive plan) had 122,859,974 FOR, 7,052,457 AGAINST, 925,609 ABSTAIN, and 2,569,173 broker non-votes.
Stepstone Private Credit Fund LLC 8-K neutral materiality 6/10

27-05-2026

StepStone Private Credit Fund LLC reported an April 30, 2026 net asset value per share of $26.08, with aggregate NAV of $2,371.9M and a portfolio fair value of $3,486.9M. The company sold 5,680,855 unregistered shares for $148.1M in May 2026, and has issued 92,302,619 shares in its continuous private offering for total consideration of $2,409.4M. Debt outstanding stood at $1,291.2M.

  • · The private offering is authorized for up to $10 billion in Shares.
  • · The company intends to continue selling Shares in the Private Offering on a monthly basis.
  • · The share count and consideration figures do not include shares issued under the distribution reinvestment plan or shares repurchased under the discretionary quarterly share repurchase program.
  • · The filing is an 8-K covering Items 3.02 (unregistered sales of equity securities), 8.01 (other events), and 9.01 (financial statements and exhibits).
Powercheck AI Holdings Ltd F-1 neutral materiality 8/10

27-05-2026

Powercheck AI Holdings Ltd filed an F-1 registration statement with the SEC on May 27, 2026, for an initial public offering of ordinary shares. The company plans to use net proceeds primarily for AI and data system development (30%), market expansion in Southeast Asia (25%), and physical health center construction (20%). As a BVI-incorporated foreign private issuer, the company will be subject to reduced U.S. reporting requirements and expects increased costs and compliance burdens as a public company.

  • · The company is incorporated in the British Virgin Islands (BVI) and qualifies as a foreign private issuer, exempting it from certain U.S. domestic issuer requirements (e.g., U.S. GAAP financial statements, proxy solicitation rules, insider trading reports under Section 16, and Regulation FD).
  • · The functional currency is the Malaysian Ringgit (MYR); the reporting currency is USD. As of Dec 31, 2025, the period-end exchange rate was 1 USD to 4.0580 MYR, and the weighted average rate for revenue/expenses was 1 USD to 4.2825 MYR.
  • · The company has no current plans to pay dividends; any future dividends require board authorization and satisfaction of a solvency test under BVI law.
  • · The offering includes an underwriters' over-allotment option; the dilution table shows both with and without over-allotment scenarios, but all figures remain placeholders.
  • · The company will not receive any proceeds from the sale of shares by selling shareholders.
F&M BANK CORP 8-K neutral materiality 3/10

27-05-2026

F&M Bank Corp. filed an 8-K on May 27, 2026, reporting that its Board of Directors approved an amendment to the 2020 Stock Incentive Plan on May 21, 2026. The amendment adds a 'Retirement' definition (age 65 and five years of service), grants the Compensation Committee discretion to accelerate vesting upon Retirement, and updates the clawback provision to comply with legal and regulatory requirements. No financial figures or performance metrics were disclosed in this filing.

  • · The amendment was approved by the Board of Directors on May 21, 2026.
  • · The Retirement definition requires age 65 and at least five consecutive years of employment or service.
  • · The Compensation Committee has discretionary authority to accelerate vesting of unvested awards upon Retirement.
  • · The clawback provision was updated to align with any applicable law, regulation, or stock exchange listing requirement.
  • · The full text of the amendment is filed as Exhibit 10.1.
Salesforce, Inc. 8-K mixed materiality 9/10

27-05-2026

Salesforce reported record Q1 FY27 results with revenue of $11.1B (up 13% YoY), GAAP EPS of $2.42 (up 52% YoY), and non-GAAP EPS of $3.88 (up 50% YoY). Agentforce and Data 360 ARR reached nearly $3.4B (up over 200% YoY). However, operating cash flow growth slowed to 3% YoY, and Q2 FY27 revenue guidance of $11.27B-$11.35B implies a deceleration to 10-11% YoY growth. The company also raised full-year FY27 revenue guidance to $45.9B-$46.2B.

  • · GAAP operating margin of 21.1% and non-GAAP operating margin of 34.8% in Q1 FY27.
  • · Returned $27.5B to shareholders in Q1, including $27.1B in share repurchases and $365M in dividends.
  • · Entered into $25B ASR with upfront delivery of 103M shares (approx. 80% of total expected).
  • · Bookings from Agentforce One Edition and Agentforce for Apps grew nearly 60% YoY.
  • · More than 50% of Agentforce and Data 360 bookings came from existing customers in Q1.
  • · Data 360 ingested 52 trillion records in Q1, up 136% YoY, including 35 trillion via Zero Copy (up 277% YoY).
  • · Processed nearly 1 trillion API calls across Core products in Q1.
  • · Public Sector Industry Cloud ARR surpasses $2B, up 23% YoY, with Public Sector AWUs up nearly 400% QoQ.
  • · Full year FY27 GAAP operating margin guidance updated to 20.6%, non-GAAP operating margin maintained at 34.3%.
  • · Full year FY27 operating cash flow growth guidance updated to approx. 4-5% YoY due to $25B debt issuance for ASR.
  • · Q2 FY27 revenue guidance implies deceleration to 10-11% YoY growth from Q1's 13%.
  • · Full year FY27 subscription & support revenue growth guidance maintained at slightly under 12% YoY.
Apple Hospitality REIT, Inc. 8-K neutral materiality 5/10

27-05-2026

Apple Hospitality REIT held its 2025 Annual Meeting on May 22, 2026, where shareholders elected all eight director nominees, ratified KPMG LLP as independent auditor for 2026, and approved executive compensation in a non-binding advisory vote. The Board also extended the existing share repurchase program through July 2027, authorizing up to $242.5 million in common share repurchases. While all proposals passed, director Howard E. Woolley received a notable 11.3 million withhold votes (6.2% of votes cast), indicating some shareholder dissent.

  • · All eight director nominees were elected with substantial majorities; the highest vote total was Carolyn B. Handlon with 180,820,187 for votes.
  • · The ratification of KPMG LLP as independent auditor passed with 199,438,485 for votes and only 2,704,182 against.
  • · The advisory vote on executive compensation passed with 175,328,993 for, 5,940,374 against, and 730,287 abstentions.
  • · The share repurchase program extension was approved by the Board on May 22, 2026, and extends through July 2027.
  • · Repurchases under the program may be made in open market, through 10b5-1 plans, or privately negotiated transactions.
HEALTHCARE SERVICES GROUP INC 8-K neutral materiality 3/10

27-05-2026

Healthcare Services Group, Inc. held its annual meeting on May 26, 2026, where all nine director nominees were elected and all management proposals passed, including the Say on Pay vote, ratification of Grant Thornton as auditor, and an amendment to the 2020 Omnibus Plan to increase available shares by 2,500,000. While all proposals received majority support, the Omnibus Plan amendment had the highest opposition with 2,747,530 votes against (4.4% of votes cast), and the Say on Pay vote also saw notable dissent with 1,305,516 votes against (2.1% of votes cast).

  • · Broker non-votes totaled 3,607,184 for all director elections and proposals except the auditor ratification (which had no broker non-votes).
  • · The auditor ratification received 64,821,277 votes for, 1,247,022 against, and 38,617 abstentions.
  • · The Say on Pay vote had 61,059,063 votes for, 1,305,516 against, and 135,153 abstentions.
  • · Director Thomas M. Gallagher received the highest votes for (62,144,612) and the fewest votes withheld (355,120).
  • · Director Diane S. Casey received the lowest votes for (60,583,583) and the most votes withheld (1,916,149).
LGAM Private Credit LLC 8-K mixed materiality 7/10

27-05-2026

LGAM Private Credit LLC reported an estimated net asset value of $242.3 million as of April 30, 2026, with a portfolio of $664.1 million par value across 145 companies, 99.4% in first lien debt. The company sold 394,562 common units for $7.7 million in an unregistered offering and declared a $0.1389 per unit distribution payable June 3, 2026. However, the company had $307.7 million in debt outstanding, indicating significant leverage relative to NAV.

  • · The distribution of $0.1389 per unit was declared on May 26, 2026, payable June 3, 2026 to holders of record as of May 31, 2026.
  • · The unregistered sale of 394,562 units at $19.61 per unit was exempt under Regulation S and other exemptions, relying on representations that purchasers were non-U.S. persons.
  • · Top industry exposures: Software 19.0%, Insurance Services 10.1%, Health Care Providers & Services 9.7%, Professional Services 8.4%, Commercial Services & Supplies 7.4%.
  • · Top 10 portfolio companies account for 18.2% of total par value, with the largest single exposure at 2.3%.
  • · The company is an emerging growth company and has elected not to use the extended transition period for complying with new financial accounting standards.
ALPINE WOODS CAPITAL INVESTORS, LLC 13F-HR neutral materiality 5/10

27-05-2026

Alpine Woods Capital Investors, LLC filed its 13F-HR for the quarter ended March 31, 2026, reporting a portfolio of approximately $416.7 million in equity holdings across 200+ positions. The largest holdings include NVIDIA Corporation (two positions totaling ~182,262 shares worth ~$31.8 million), Wells Fargo & Co. (174,191 shares worth ~$13.9 million), and Broadcom Inc. (50,392 shares worth ~$15.6 million). The filing shows a diversified portfolio with significant exposure to technology, financials, and healthcare sectors.

  • · The filing was submitted on May 27, 2026, for the period ending March 31, 2026.
  • · The filer's CIK is 0001226886 and the SEC file number is 028-10578.
  • · The filer was formerly known as ALPINE MANAGEMENT & RESEARCH LLC until a name change on April 10, 2003.
  • · The portfolio includes a mix of common stocks, ETFs, and ADRs, with notable positions in NVIDIA (two separate holdings), Wells Fargo, Broadcom, JPMorgan Chase, and L3Harris Technologies.
  • · Several holdings have shared voting authority (e.g., ABBVIE INC: 5,308 shares shared, 25,926 sole), indicating co-investment or managed accounts.
  • · The filing includes a small number of shares in Berkshire Hathaway Inc. Class A (1 share, value $718,140).
Marvell Technology, Inc. 8-K positive materiality 9/10

27-05-2026

Marvell Technology reported record Q1 FY2027 revenue of $2.418B, up 28% YoY, with non-GAAP EPS of $0.80. However, GAAP net income was only $34.5M ($0.04 per share) due to acquisition-related costs. The company guided Q2 revenue of $2.7B (+35% YoY) and raised its FY2027 and FY2028 outlook driven by AI demand.

  • · Completed acquisitions of Celestial AI (Feb 2, 2026) and XConn (Feb 10, 2026).
  • · Q1 GAAP gross margin 52.1%, non-GAAP gross margin 58.9%.
  • · Q1 GAAP diluted EPS $0.04, non-GAAP diluted EPS $0.80.
  • · Q2 guidance: GAAP gross margin 52.1%-53.1%, non-GAAP gross margin 58.25%-59.25%.
  • · Q2 GAAP diluted EPS guidance $0.37 +/- $0.05, non-GAAP diluted EPS $0.93 +/- $0.05.
  • · Non-GAAP tax rate of 11.0% applied in Q1.
  • · Series A Convertible Preferred Stock issued on March 31, 2026, affecting EPS calculation under two-class method.
Appalachian Power Recovery Funding LLC 8-K neutral materiality 6/10

27-05-2026

On May 27, 2026, Appalachian Power Recovery Funding LLC issued $1,375,500,000 aggregate principal amount of its Series 2026-A Senior Secured SAC Bonds, pursuant to an Indenture and Series Supplement dated the same day. The bonds were offered under a Prospectus dated May 19, 2026, and the filing includes related legal opinions and servicing agreements. No prior-period comparisons are available in this filing, so no period-over-period analysis is possible.

  • · The bonds were issued under an Indenture dated May 27, 2026, with U.S. Bank Trust Company as Indenture Trustee and U.S. Bank National Association as Securities Intermediary.
  • · The offering was made pursuant to a Prospectus dated May 19, 2026.
  • · Exhibits filed include the Indenture, Series Supplement, Servicing Agreement, Purchase and Sale Agreement, Administration Agreement, Joinder to Intercreditor Agreement, and legal opinions from Sidley Austin LLP and Troutman Pepper Locke LLP.
Aptevo Therapeutics Inc. 8-K positive materiality 8/10

27-05-2026

Aptevo Therapeutics Inc. (APVO) announced a 50/50 strategic collaboration with Niowave, Inc. to develop up to three radiopharmaceutical oncology programs. Niowave made an at-the-market equity investment in Aptevo at closing, representing an initial ownership of 7.9% (based on shares outstanding as of May 13, 2026), with potential to increase to up to 19.99% through warrant exercises at a premium. The collaboration marks Aptevo's expansion into radiopharmaceuticals and Niowave's first investment in a therapeutic development program, combining Aptevo's multispecific platforms with Niowave's radioisotope manufacturing and supply capabilities, beginning with a Nectin-4 targeting asset.

  • · The collaboration is structured as a 50/50 strategic collaboration to develop up to three radiopharmaceutical programs.
  • · Niowave's initial ownership of 7.9% is based on Aptevo's shares outstanding as of May 13, 2026, with no exercise of warrants at closing.
  • · The initial target for the collaboration is Nectin-4, a clinically validated cancer target expressed on the surface of cancer cells.
  • · Niowave will provide radioisotopes including Actinium-225 and additional radioisotopes, along with manufacturing and supply capabilities.
  • · The companies have designed and are ready to initiate the first stage of the collaboration.
  • · The press release notes that radiopharmaceutical therapies have seen multi-billion-dollar transactions by large pharma companies such as Novartis, Bristol Myers Squibb, Eli Lilly, and AstraZeneca.
Bath & Body Works, Inc. 10-Q mixed materiality 8/10

27-05-2026

Bath & Body Works reported Q1 2026 net sales of $1,378M, down 3.2% from $1,424M in Q1 2025, driven by declines in both U.S./Canada stores (-4.3%) and direct channels (-1.6%). However, net income surged 74.3% to $183M from $105M, benefiting from a $62M tax benefit and lower operating expenses. Operating income rose 10.5% to $231M, while cash flow from operations improved to $244M from $188M.

  • · Gross profit margin declined to 42.6% in Q1 2026 from 45.4% in Q1 2025, as cost of goods sold increased 1.7% while sales fell.
  • · General, administrative and store operating expenses decreased 18.5% YoY to $356M from $437M, contributing to operating income growth.
  • · Interest expense was nearly flat at $69M vs $71M.
  • · The company recorded a $62M tax benefit from resolution of certain tax matters, boosting net income.
  • · Inventories increased 11.9% sequentially to $782M from $699M at year-end, but decreased 10.0% from $869M a year ago.
  • · Total debt (current + long-term) was $3,613M as of May 2, 2026, down from $3,892M at January 31, 2026, reflecting $289M in debt repayments.
  • · Shareholders' deficit improved to ($1,131M) from ($1,279M) at year-end, driven by net income and dividends.
  • · No share repurchases occurred in Q1 2026, compared to $136M in Q1 2025.
  • · Cash and cash equivalents fell 14.0% from year-end to $820M, primarily due to debt repayments and dividends.
  • · Easton assets held for sale remained at $81M, unchanged from year-end.
Lightwave Logic, Inc. 8-K neutral materiality 3/10

27-05-2026

Lightwave Logic, Inc. held its 2026 Annual Meeting on May 21, 2026, with a quorum of 52.4% of outstanding shares represented. Shareholders elected Laila Partridge and Thomas Connelly, Jr. to the Board of Directors and ratified Stephano Slack LLP as the independent auditor for fiscal year 2026. However, the election of directors showed significant broker non-votes (39,005,262 for each nominee), indicating a substantial portion of shares did not vote on this proposal.

  • · The 2026 Annual Meeting was held on May 21, 2026.
  • · Record date for voting was April 6, 2026.
  • · Proposal 1 (Election of Directors) had 39,005,262 broker non-votes for each nominee, representing about 49.4% of shares represented.
  • · Proposal 2 (Ratification of Auditor) had no broker non-votes and was approved with 78,101,889 votes for, 66,274 against, and 877,822 abstentions.
  • · The company's common stock trades on Nasdaq under the symbol LWLG.
EQT Private Equity Co LLC 8-K positive materiality 6/10

27-05-2026

EQT Private Equity Company LLC sold unregistered shares to third-party investors for $28.9M and to EQT Holdings AB for $58.1M, totaling $87.0M in new equity. Since inception in July 2025, the company has raised $746.2M from its continuous private offering.

  • · The sales were exempt from registration under Section 4(a)(2), Regulation D, and/or Regulation S.
  • · The price per share was based on Transactional Net Asset Value as of April 30, 2026.
  • · The company is an emerging growth company.
PERDOCEO EDUCATION Corp 8-K neutral materiality 3/10

27-05-2026

At its annual meeting on May 21, 2026, Perdoceo Education Corporation stockholders approved the 2026 Long-Term Incentive Plan (authorizing 4,500,000 new shares plus certain shares from the 2016 Plan). The Compensation Committee also approved new award agreements (restricted stock units, performance share units, and non-employee director RSUs). Directors were elected and executive compensation was approved on a nonbinding advisory basis; Grant Thornton LLP was ratified as independent auditor for FY 2026. The filing reflects routine governance actions and no material negative or flat financial metrics were reported.

  • · All nine director nominees were elected with votes-for ranging from ~51.4M to ~54.0M, against from ~206K to ~2.8M.
  • · Stockholders approved executive compensation on a nonbinding advisory basis with 53,091,201 votes for, 1,058,312 against.
  • · Ratification of Grant Thornton LLP as auditor for FY 2026 was approved with 57,810,135 votes for, 671,429 against.
  • · Broker non-votes totaled 4,273,446 on each of the three non-routine proposals (directors, 2026 Plan, say-on-pay).
Minerva Neurosciences, Inc. 8-K mixed materiality 7/10

27-05-2026

Minerva Neurosciences entered into an at-the-market offering agreement with Leerink Partners to sell up to $75.0 million of common stock. The company also extended the relapse assessment phase of its Phase 3 roluperidone trial from 40 to 52 weeks, with topline efficacy results expected in H2 2027 and relapse data in H2 2028.

  • · The ATM offering is under an existing S-3 registration statement (File No. 333-294203) effective March 19, 2026.
  • · The company has no obligation to sell any shares, and the agent is not required to sell any specific number or dollar amount.
  • · The trial design includes a crossover to either daily 64 mg roluperidone or antipsychotics during the relapse assessment phase.
  • · Topline efficacy results expected in H2 2027; relapse assessment data in H2 2028.
KKR Private Equity Conglomerate LLC 8-K neutral materiality 6/10

27-05-2026

KKR Private Equity Conglomerate LLC sold unregistered shares across four classes for total aggregate consideration of $205,379,594 in a private offering completed on May 21, 2026. Since inception in August 2023, the company has raised approximately $9,806 million through its continuous private offering, while the broader Private Equity K-Series Platform has sold interests for approximately $16,904 million since inception. The filing does not disclose any financial performance metrics, so no positive or negative trends can be assessed.

  • · The share sale was exempt from registration under Section 4(a)(2), Regulation D, and/or Regulation S of the Securities Act of 1933.
  • · The final number of shares was determined on May 21, 2026, with the sale occurring on May 1, 2026.
  • · The Private Equity K-Series Platform includes the Company and other KKR-managed vehicles with similar objectives, structures, and strategies.
  • · The cumulative figures do not account for any share repurchases or shares issued under distribution reinvestment plans.
Nuvation Bio Inc. 8-K positive materiality 5/10

27-05-2026

Nuvation Bio Inc. held its 2026 Annual Meeting on May 21, 2026, with 83.6% of Class A and 100% of Class B shares represented. Stockholders elected three directors (Robert B. Bazemore Jr., Robert Mashal, M.D., and Kim Blickenstaff), ratified KPMG LLP as independent auditor for FY 2026, and approved advisory say-on-pay compensation for named executive officers. All proposals passed with strong support, though director Bazemore received a notable 16% withhold vote (37.7 million shares).

  • · Record date for the meeting was March 25, 2026.
  • · Proxy statement was filed on April 10, 2026.
  • · Directors elected to serve until the 2029 annual meeting.
  • · Broker non-votes totaled 55,602,434 on director elections and say-on-pay.
  • · Ratification of KPMG had no broker non-votes and passed with 99.8% of votes cast in favor.
  • · Say-on-pay received 97.8% of votes cast in favor (excluding broker non-votes).
MOLSON COORS BEVERAGE CO 8-K neutral materiality 7/10

27-05-2026

Molson Coors Beverage Company issued $1.0 billion in U.S. dollar-denominated senior notes (4.900% due 2031 and 5.500% due 2036) and C$500 million in Canadian dollar-denominated senior notes (4.300% due 2033) in concurrent offerings. Net proceeds of approximately $1,846 million will be used for general corporate purposes, including repayment of $2.0 billion 3.00% Senior Notes due 2026 and C$500 million 3.44% Senior Notes due 2026. The notes are senior unsecured obligations and rank pari passu with existing unsubordinated debt.

  • · The U.S. Notes and CAD Notes are senior unsecured obligations and rank pari passu with all other unsubordinated debt.
  • · Interest on the U.S. Notes and CAD Notes is payable semi-annually on January 8 and July 8, beginning January 8, 2027.
  • · The notes are subject to customary covenants limiting additional secured indebtedness, sale and leaseback transactions, and asset sales.
  • · The company may redeem the notes at any time at applicable redemption prices.
  • · The CAD Notes were issued under a base indenture dated July 7, 2016, as supplemented by multiple supplemental indentures.
Star Equity Holdings, Inc. 8-K neutral materiality 5/10

27-05-2026

Star Equity Holdings, Inc. held its Annual Meeting on May 27, 2026, with a quorum of 3,176,323 shares (85.7% of outstanding common stock). Stockholders elected seven directors, approved non-binding advisory compensation for named executive officers, and ratified the appointment of Wolf & Company, P.C. as independent auditor. All proposals passed, though Proposal 2 (say-on-pay) received notable opposition with 99,960 votes against and 100,601 abstentions.

  • · Proposal 1: All seven director nominees received over 2.2 million votes for, with broker non-votes of 927,862 for each.
  • · Proposal 2 (say-on-pay): 2,047,900 votes for, 99,960 against, 100,601 abstentions, and 927,862 broker non-votes.
  • · Proposal 3 (auditor ratification): 3,173,908 votes for, 2,415 against, no abstentions or broker non-votes.
  • · Record date for the meeting was March 31, 2026.
  • · The filing includes a Cover Page Interactive Data File (Inline XBRL) as Exhibit 104.
North Haven Private Income Fund A LLC 8-K neutral materiality 6/10

27-05-2026

North Haven Private Income Fund A LLC disclosed its portfolio composition and estimated net asset value as of April 30, 2026, alongside a distribution declaration. The fund reported aggregate net asset value of approximately $311.8 million and total debt outstanding of $313.1 million, indicating a slightly leveraged position. New investment commitments during April 2026 totaled $11.7 million, entirely in private senior secured loans.

  • · The distribution declared is $0.1406 per unit, payable on or around June 3, 2026 to unitholders of record as of May 31, 2026.
  • · The fund's largest industry exposure is Software at 19.9% of total par/cost ($148.4 million).
  • · The top ten portfolio companies represent 14.6% of total investments, with the largest single holding at 1.9%.
  • · The fund's debt outstanding ($313.1M) slightly exceeds its net asset value ($311.8M), indicating a debt-to-equity ratio above 1.0.
  • · The net asset value estimate is preliminary and subject to change after quarter-end closing procedures.
U-Haul Holding Co /NV/ 8-K mixed materiality 9/10

27-05-2026

U-Haul Holding Company reported a sharp decline in fiscal 2026 net earnings to $83.1M from $367.1M in fiscal 2025, driven by a $295.5M drop in Moving and Storage operating earnings due to higher depreciation and disposal losses on rental equipment. However, adjusted EBITDA improved to $1,645.9M (+$26.1M YoY) and self-storage revenues grew 8.3% for the full year, while same-store occupancy fell 5.4% to 86.1% and the company posted a net loss of ($127.8M) in Q4, wider than the ($82.3M) loss a year ago.

  • · Moving and Storage operating losses before equity in earnings widened to ($97.2M) in Q4 FY2026 from ($57.3M) in Q4 FY2025.
  • · Losses from disposal of retired rental equipment totaled $117.6M for FY2026 vs a gain of $15.0M in FY2025.
  • · Fleet depreciation expense increased $186.6M for FY2026 to $879.3M.
  • · Liability costs increased $76.4M for FY2026.
  • · Self-moving equipment rental revenue per transaction was flat YoY for FY2026.
  • · Same-store occupancy declined to 86.1% in Q4 FY2026 from 91.5% in Q4 FY2025, a drop of 5.4 percentage points.
  • · Non-same-store occupancy was 57.9% in Q4 FY2026, down from 62.8% in Q4 FY2025.
  • · Net debt to adjusted EBITDA ratio increased to 4.3x as of March 31, 2026 from 3.9x a year earlier.
  • · Total debt at Moving and Storage rose to $8.12B from $7.23B, a 12.4% increase.
  • · Percent of debt unsecured declined to 20.9% from 23.5%.
  • · The company added 55 locations to the same-store pool.
  • · Average monthly occupancy rate based on unit count for owned storage fell to 71.1% in Q4 FY2026 from 77.3% in Q4 FY2025.
  • · Life insurance segment earnings from operations declined to $15.3M in FY2026 from $16.6M in FY2025.
  • · Property and casualty insurance segment earnings from operations increased to $67.2M in FY2026 from $54.7M in FY2025.
Perspective Therapeutics, Inc. 8-K mixed materiality 5/10

27-05-2026

Perspective Therapeutics, Inc. held its 2026 Annual Meeting on May 27, 2026, with 85.85% of outstanding shares represented. Stockholders elected all six director nominees, ratified the appointment of WithumSmith+Brown, PC as auditor, and voted, on a non-binding advisory basis, to hold future advisory votes on executive compensation annually. However, two directors—Lori A. Woods and Frank Morich—received notably lower support, with 7,660,689 and 14,965,406 votes withheld, respectively, indicating some shareholder dissent.

  • · Proposal 1: Director elections — Lori A. Woods received 69,622,536 For and 7,660,689 Withheld; Frank Morich received 62,317,819 For and 14,965,406 Withheld.
  • · Proposal 2: Auditor ratification passed with 97,636,978 For, 125,426 Against, and 120,058 Abstain.
  • · Proposal 3: Advisory vote on frequency of executive compensation votes — 76,479,166 voted for 1 Year, 274,495 for 2 Years, 364,497 for 3 Years, and 165,067 Abstain.
  • · The Board intends to hold annual non-binding advisory votes on executive compensation until the next required frequency vote or until otherwise determined.
USCB FINANCIAL HOLDINGS, INC. 8-K mixed materiality 5/10

27-05-2026

USCB Financial Holdings held its Annual Meeting on May 26, 2026, with 16,182,501 of 18,257,400 outstanding shares represented (88.6% quorum). All nine director nominees were elected, with Ramon Abadin receiving notably lower support (13,602,037 for, 1,812,579 withheld) compared to others (over 15 million for each). The ratification of Crowe LLP as independent auditor was approved with 16,042,785 votes for, 135,886 against. The company also announced Raymond M. Rodriguez's election to the Board following the meeting. On the positive side, board elections passed; however, the significant withheld votes for director Abadin (11.8% of votes cast) and the 135,886 votes against auditor ratification indicate some shareholder dissent.

  • · Six of nine director nominees received over 15.2 million votes for, while Ramon Abadin received only 13,602,037 for (1,812,579 withheld).
  • · Luis de la Aguilera received the most votes for among nominees: 15,253,267.
  • · The ratification of Crowe LLP as auditor had 3,830 abstentions in addition to the 135,886 against.
  • · The company's common stock trades on Nasdaq under ticker USCB.
  • · The Company is an emerging growth company as defined by SEC rules.
Honest Company, Inc. 8-K neutral materiality 5/10

27-05-2026

The Honest Company, Inc. (HNST) announced the promotion of Curtiss Bruce to Chief Financial & Operating Officer, effective May 21, 2026, adding principal operating officer responsibilities to his existing CFO role. He received a long-term incentive award of approximately $200,000 in time-vesting RSUs. Separately, at the 2026 annual meeting held on May 21, 2026, stockholders elected three Class II directors (Jessica Alba, Alissa Hsu Lynch, Andrea A. Turner) and ratified PricewaterhouseCoopers LLP as independent auditor for fiscal 2026. Notably, Jessica Alba received a significant number of withheld votes (21,791,263) compared to the other nominees, indicating mixed shareholder support.

  • · Curtiss Bruce's promotion was effective May 21, 2026; he previously served as CFO since June 2025.
  • · The RSU award vests 25% on May 19, 2027, and 1/12th of the remaining on each of the next 12 quarterly vesting dates.
  • · Jessica Alba received 21,791,263 withheld votes (55.5% of votes cast), significantly more than the other director nominees.
  • · Alissa Hsu Lynch received 5,819,114 withheld votes; Andrea A. Turner received 1,338,601 withheld votes.
  • · Ratification of PwC passed with 71,155,449 votes for, 299,331 against, and 537,968 abstentions.
  • · The company is an emerging growth company and has elected not to use the extended transition period for new financial accounting standards.
Spring Valley Acquisition Corp. III 425 neutral materiality 3/10

27-05-2026

General Fusion announced the appointment of Joanna Cameron as General Counsel and Corporate Secretary as the company prepares to go public via a business combination with Spring Valley Acquisition Corp. III (SVAC). Ms. Cameron brings three decades of experience in capital markets, public M&A, and corporate governance, including prior roles at Osler, Hoskin & Harcourt LLP and NexGen Energy Ltd. The filing is purely an announcement of a key personnel hire and provides no new financial metrics or business performance updates.

  • · Joanna Cameron holds an MBA from University of Toronto's Rotman School of Management, an LLB from University of Saskatchewan, and a BA in Economics from Queen's University.
  • · General Fusion was established in 2002 and is funded by a global syndicate of leading energy venture capital firms, industry leaders, and technology pioneers.
  • · Spring Valley III previously raised $920M across four IPOs over the past 5 years.
  • · The business combination involves SVAC continuing from Cayman Islands to British Columbia, NewCo amalgamating into General Fusion, and SVAC changing name to 'General Fusion Group Ltd.'
TTEC Holdings, Inc. 8-K neutral materiality 6/10

27-05-2026

TTEC Holdings, Inc. completed a redomestication from Delaware to Texas on May 22, 2026, effective with the filing of an 8-K on May 27, 2026. The company filed a new Certificate of Formation under the Texas Business Organizations Code, authorizing 150 million shares of Common Stock ($0.01 par value) and 10 million shares of Preferred Stock ($0.01 par value). Key governance changes include elimination of cumulative voting, a 25% threshold for shareholders to call special meetings, and officer/director liability protection to the fullest extent permitted by Texas law.

  • · The redomestication was accomplished via a plan of conversion from a Delaware corporation to a Texas corporation.
  • · The corporation's initial registered agent in Texas is CT Corporation System.
  • · Initial registered office is at 1999 Bryan Street, Suite 900, Dallas, Texas 75201; initial mailing address is 100 Congress Avenue, Suite 1425, Austin, Texas 78701.
  • · The corporation elects to be governed by Section 21.419 of the TBOC regarding derivative proceedings.
  • · The Certificate of Formation eliminates preemptive rights for shareholders and provides for indemnification of directors, officers, and agents to the fullest extent permitted by Texas law.
QUANTA SERVICES, INC. 8-K positive materiality 7/10

27-05-2026

Quanta Services held its 2026 Annual Meeting on May 21, 2026, re-electing ten directors and approving advisory executive compensation and the appointment of PricewaterhouseCoopers as independent auditor. Separately, the Board authorized a new $1.0B stock repurchase program effective May 21, 2026, and announced the election of Joseph Kim as a new independent director.

  • · All ten director nominees were elected, with Worthing F. Jackman receiving the lowest 'for' vote count (106,953,127) and the most votes cast against (14,239,457).
  • · Advisory vote on executive compensation passed with 114,220,186 votes for, 7,122,529 against, and 231,119 abstentions.
  • · Ratification of PricewaterhouseCoopers LLP as auditor for fiscal 2026 passed with 125,199,372 for, 8,114,219 against, and 67,276 abstentions (no broker non-votes on this item).
  • · The company's common stock trades on the NYSE under the symbol PWR.
  • · The definitive proxy statement for the 2026 Annual Meeting was filed on April 10, 2026.
  • · The stock repurchase program may be modified or terminated at the Board's discretion at any time without notice.
  • · The new stock repurchase program is in addition to any existing repurchase authorizations (not mentioned).
Veris Residential, L.P. 8-K neutral materiality 9/10

27-05-2026

Veris Residential, Inc. announced the completion of its $3.5 billion acquisition by an investor consortium led by Affinius Capital and Vista Hill Partners. Shareholders received $19.00 per share in cash, and the company's common stock has ceased trading on the NYSE.

  • · Affinius Capital has $61 billion in assets under management.
  • · Affinius Capital's portfolio includes over $14 billion in U.S. multifamily acquisitions and developments representing approximately 35,000 units.
  • · Vista Hill Partners is co-led by Jonathan Kushner of Kushner Real Estate Group.
  • · Goldman Sachs & Co LLC acted as lead arranger and underwriter on the bridge loan; UBS Securities LLC acted as co-arranger and underwriter.
Fold Holdings, Inc. 8-K negative materiality 6/10

27-05-2026

Fold Holdings, Inc. filed an 8-K on May 27, 2026, retracting a previously published press release that claimed the company had entered into a credit facility to support its credit card program. The company clarified that no such credit facility has been entered into as of the filing date, and while it continues to explore options, it cannot guarantee that any credit facility will be secured. This retraction introduces uncertainty regarding the company's credit card program financing.

  • · The press release announcing the credit facility was published and subsequently retracted on May 27, 2026.
  • · The company explicitly states it cannot guarantee entering into any credit facility for the credit card program with any third party.
  • · The filing is under Item 7.01 Regulation FD Disclosure and is not deemed filed for Exchange Act purposes.
U-Haul Holding Co /NV/ 10-K mixed materiality 9/10

27-05-2026

U-Haul Holding Co reported consolidated revenue of $6.04B for the fiscal year ended March 31, 2026, a 3.6% increase from $5.83B in the prior year. However, earnings from operations declined sharply by 39.6% to $432.6M from $716.2M, driven by a 45.8% drop in Moving and Storage segment operating earnings to $350.2M, which was impacted by a significant increase in depreciation and net losses on equipment disposals. The company maintained a consistent quarterly dividend of $0.05 per share on non-voting common stock throughout the fiscal year.

  • · Life insurance segment revenues were nearly flat at $221.8M (FY2026) vs $221.9M (FY2025), while earnings from operations declined 8.0% to $15.3M.
  • · Property and Casualty insurance segment revenues grew 12.8% to $141.2M, with earnings from operations increasing 22.8% to $67.2M.
  • · Total depreciation expense increased 21.7% to $1.18B, driven by a 26.9% increase in rental equipment depreciation to $879.3M.
  • · The company recorded net losses on disposals of rental equipment of $104.5M in FY2026, compared to net gains of $15.0M in FY2025.
  • · Gross capital expenditures decreased 8.8% to $3.15B, with purchases of real estate, construction and renovations declining 35.9% to $965.9M.
  • · Cash and cash equivalents increased 13.3% to $1.12B at the end of FY2026 from $988.8M at the end of FY2025.
  • · The Moving & Storage segment held $8.12B in debt obligations (excluding $41.6M in issuance costs) as of the balance sheet date.
Fortress Value Acquisition Corp. V 8-K neutral materiality 3/10

27-05-2026

Fortress Value Acquisition Corp. V appointed Karen Park as a director, effective May 27, 2026, and she will also serve on the Audit and Compensation Committees. Ms. Park will receive 30,000 founder shares from the sponsor. No financial results or period comparisons are provided.

  • · Karen Park is a partner at Zukerman Gore Brandeis & Crossman, LLP, with over 16 years of finance and investments experience.
  • · She holds a B.A. from University of Waterloo, J.D. from University of Toronto, and M.B.A. from Columbia Business School.
  • · The Audit Committee and Compensation Committee each now consist of Tripp Jones and Karen Park.
  • · Ms. Park entered into an indemnification agreement and a joinder to the letter agreement and registration rights agreement dated February 25, 2026.

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