Dow Jones 30 Stocks SEC Filings — June 04, 2026

04-06-2026

PagSeguro Digital Ltd. filed its 20-F/A annual report for FY2025, showing total revenue and income increased 8.5% YoY to R$20,410,512 (thousands) driven by strong growth in financial income (+26.6% YoY). Net income was essentially flat at R$2,118,362 thousand compared to R$2,116,368 thousand in FY2024. However, the core revenue from transaction activities and other services declined 11.2% YoY to R$8,158,654 thousand, while financial costs rose sharply by 39.6% to R$5,228,792 thousand, partially offsetting gains. Operating cash flow turned strongly positive at R$7,562,429 thousand after being negative in the prior year.

• · Total assets increased 2.1% from R$72,900,617 thousand to R$74,409,523 thousand
• · Total liabilities increased 2.6% from R$58,232,245 thousand to R$59,769,953 thousand
• · Equity decreased slightly by 0.2% from R$14,668,372 thousand to R$14,639,570 thousand
• · Accounts receivable (current) decreased slightly from R$56,167,315 thousand to R$55,563,067 thousand
• · Compulsory reserve decreased from R$4,761,404 thousand to R$4,271,581 thousand
• · Credit portfolio (current+non-current) increased from R$3,152,793 thousand to R$4,206,367 thousand
• · Banking issuances (current) increased sharply from R$12,677,098 thousand to R$18,947,864 thousand
• · Borrowings (current) decreased from R$4,521,503 thousand to R$2,436,846 thousand
• · Obligations to FIDC quota holders decreased from R$1,151,384 thousand (current+non-current) to R$1,171,463 thousand (all current)
• · Dividends of R$801,746 thousand were distributed in FY2025, a new line item not present in FY2024
• · Share capital remains at R$26 thousand; share cancellation of R$1,208,680 thousand was executed in FY2025
• · Other comprehensive income became more negative: from (R$82,913 thousand) to (R$207,878 thousand), driven mainly by losses on financial assets through OCI

04-06-2026

CrowdStrike reported a net income of $27.8M for Q1 FY26, a significant turnaround from a net loss of $104.3M in Q1 FY25. Total revenue grew 25.6% YoY to $1.39B, driven by subscription revenue growth of 25.7%. However, the company generated negative operating cash flow from changes in deferred revenue, which declined $36.7M, and cash and cash equivalents fell 12.9% from January 2026 to $4.55B, partly due to $881.4M in acquisition spending and $175.6M in share repurchases.

• · Subscription gross margin improved to 78.2% in Q1 FY26 from 77.0% in Q1 FY25.
• · Professional services gross margin declined to 16.9% in Q1 FY26 from 11.7% in Q1 FY25.
• · Stock-based compensation expense was $297.7M in Q1 FY26, up from $247.7M in Q1 FY25.
• · The company repurchased 480,000 shares for $175.6M during Q1 FY26.
• · Goodwill increased 66.3% to $2.27B due to acquisitions.
• · Deferred revenue (current) declined 1.5% sequentially to $3.37B.
• · Cash used in investing activities was $994.1M, primarily for acquisitions.
• · Net cash provided by operating activities increased 53.8% YoY to $590.9M.

04-06-2026

Interactive Strength, Inc. (TRNR) announced a change of date for its 2026 Annual Meeting of Stockholders from June 4 to June 8, 2026, due to changes in planned travel for key participants. The record date of April 8, 2026, remains unchanged. The filing is a definitive additional proxy statement (DEFA14A) and does not contain any financial results or performance metrics.

• · The Annual Meeting was originally scheduled for June 4, 2026, and has been rescheduled to June 8, 2026 at 10:00 a.m. Central Time.
• · The record date for the Annual Meeting remains April 8, 2026.
• · Only stockholders of record as of the close of business on the record date are entitled to vote at the postponed meeting.
• · The company's brands include Wattbike, CLMBR, FORME, and Ergatta, which combine hardware, smart technology, and immersive content.

04-06-2026

This is a DEFA14A (additional definitive proxy soliciting material) filing by Kennedy-Wilson Holdings, Inc., submitted on June 4, 2026. The filing incorporates by reference the company’s Annual Report for the year ended December 31, 2025, and other SEC filings including subsequent Form 10-Q and Form 8-K reports.

• · Filing type is DEFA14A (additional definitive proxy materials).
• · Filing date is June 04, 2026.
• · Incorporates by reference the Form 10-K for the year ended December 31, 2025.
• · Also incorporates by reference subsequent Form 10-Q and Form 8-K filings.

04-06-2026

BlackRock Private Investments Fund and BlackRock HPS Credit Strategies Fund are holding a joint special meeting of shareholders on July 22, 2026 to elect seven Board Nominees to each Fund's Board of Trustees. The election is required because less than a majority of current Board Members were elected by shareholders following a recent retirement. The Boards unanimously recommend voting 'FOR' all nominees.

• · Meeting will be held virtually on July 22, 2026 at 11:00 a.m. Eastern time.
• · Record Date for shareholders is May 26, 2026.
• · Shareholders can vote by telephone, Internet, mail, or at the virtual meeting.
• · Beneficial shareholders must register in advance to vote at the meeting by submitting proof of proxy power to shareholdermeetings@computershare.com.
• · Two of the seven nominees are current Board Members who were appointed but not yet elected by shareholders.
• · The other five nominees are proposed to align each Fund's Board composition with the BlackRock Fixed-Income Complex.
• · The meeting is required under the 1940 Act because less than a majority of current Board Members were elected by shareholders.
• · Computershare Fund Services is acting as proxy solicitor (toll-free: 877-811-6280).

04-06-2026

This DEFA14A filing contains soliciting material for a Joint Special Meeting of Shareholders of Janus Investment Fund, including voicemail and automated call scripts urging shareholders to vote their shares. The materials provide contact information and deadlines for voting, but no financial results or performance data are disclosed.

• · Shareholders can vote by calling 1-855-206-23XX, Monday through Friday 9:00 a.m. to 10:00 p.m. ET, and weekends 10:00 a.m. to 6:00 p.m. ET.
• · The filing includes both a generic voicemail script and an automated (PL) script for adjournment reminders.
• · No fee was required for this filing.

04-06-2026

AVITA Medical, Inc. held its 2026 Annual Meeting on June 3, 2026, where stockholders approved all 15 proposals, including the election of all seven director nominees, an increase in the non-executive director cash fee pool from $750,000 to $900,000 per annum, and the issuance of equity awards to directors and officers. However, several proposals received notable opposition, with votes against ranging from approximately 1.8 million to 2.7 million shares, and broker non-votes of 3.89 million shares on most items, indicating mixed shareholder sentiment on certain governance and compensation matters.

• · All seven director nominees were elected with votes for ranging from 10,700,424 to 11,176,792, and votes withheld from 525,113 to 1,001,481.
• · Ratification of Grant Thornton LLP as independent auditor passed with 14,962,654 votes for, 255,151 against, and 374,642 abstentions.
• · Proposal to increase director fee pool to $900,000 passed with 8,582,602 for, 2,710,656 against, and 408,647 abstentions (plus 3,890,542 broker non-votes).
• · Annual equity grants to each non-executive director (22,214 RSUs and 16,133 options) passed with votes for ranging from 8,722,810 to 8,869,562, and votes against from 2,411,009 to 2,544,450.
• · Initial grant to Dr. Michael Tarnoff (26,250 RSUs and 19,063 options) passed with 8,791,498 for, 2,433,367 against, and 477,040 abstentions.
• · Initial grant to Joseph Woody (40,547 RSUs and 29,446 options) passed with 8,863,312 for, 2,395,376 against, and 443,217 abstentions.
• · Advisory vote on executive compensation (Say-on-Pay) passed with 8,918,272 for, 2,202,213 against, and 581,420 abstentions.
• · Advisory vote on frequency of Say-on-Pay favored 1 year with 9,545,151 votes, versus 924,743 for 2 years, 650,252 for 3 years, and 581,759 abstentions.
• · Issuance of warrants to Perceptive (up to 650,000 shares, 10-year term) passed with 9,322,532 for, 1,769,627 against, and 609,746 abstentions.
• · Approval to issue additional 10% equity securities under ASX Rule 7.1A passed with 8,947,195 for, 2,223,106 against, and 531,604 abstentions.

04-06-2026

Spring Valley Acquisition Corp. III (SVAC) filed a 425 communication regarding its proposed business combination with General Fusion Inc., a fusion energy developer. The transaction implies a pro-forma equity value of approximately $1 billion, including a $107.7 million PIPE and about $230 million from SVAC's trust capital. General Fusion, which has raised over $400 million to date, plans to use proceeds to advance its LM26 demonstration program and targets a first commercial plant by the mid-2030s, but has not yet built a commercial reactor producing net energy.

• · General Fusion was founded in 2002 and is one of the oldest privately funded fusion ventures.
• · The company's MTF approach uses a liquid-lithium liner to compress magnetized plasma, avoiding superconducting magnets and high-powered lasers.
• · LM26 milestones: heat plasma to 1 keV (10 million °C), then 10 keV (100 million °C), and ultimately reach the Lawson criterion for net fusion energy.
• · Spring Valley's earlier SPAC vehicles took NuScale Power and Eagle Nuclear Energy public, and brought Renewable Energy Group public at $10/share (later sold to Chevron for $61.50/share in ~$3B sale).
• · NuScale Power has $1B liquidity and a 6 GW deployment program with ENTRA1 Energy and TVA; its SMR design is NRC-approved.
• · Oklo's Aurora powerhouse received NRC approval for Principal Design Criteria, with commercial deployment at Idaho National Lab targeted for late 2027.
• · Centrus Energy raised full-year revenue guidance and has a $2.3B LEU backlog plus a $900M HALEU award.
• · NANO Nuclear submitted a Construction Permit Application to the NRC for its KRONOS MMR prototype at University of Illinois.
• · The combined company is expected to trade on Nasdaq under ticker 'GFUZ' after closing targeted for mid-2026.
• · General Fusion's leadership will participate in Stifel Boston Conference (June 2-3), ROTH London Conference (June 16-18), and FusionX:Americas (June 9-11).

04-06-2026

Silver Bow Mining Corp. issued a letter to shareholders on June 3, 2026, providing a business update on recent activities and its plan of operations. The filing is furnished under Item 7.01 (Regulation FD) and does not contain specific financial figures or performance metrics. No forward-looking guidance, quantitative data, or period-over-period comparisons were disclosed in the 8-K itself.

• · The 8-K was filed on June 4, 2026, reporting an event dated June 3, 2026.
• · Exhibit 99.1 (letter to shareholders) is furnished, not filed, under Item 7.01.
• · Silver Bow Mining Corp. is an emerging growth company and has not elected the extended transition period for new accounting standards.
• · The company is headquartered in Butte, Montana (1401 Idaho Street, 59701).
• · Common shares trade under ticker SBMT on NYSE American.
• · No financial results, projections, or material definitive agreements were disclosed in the 8-K.

04-06-2026

Atkore Inc. entered into a settlement agreement on June 3, 2026, with the End User Plaintiffs in the In re PVC Pipe Antitrust Litigation, agreeing to pay $50 million to resolve all claims. The settlement is subject to court approval and is expected to be funded from available cash, with no material adverse effect on liquidity or leverage metrics. The company does not admit fault and believes the settlement reduces legal uncertainty, but there is no assurance of final court approval.

• · The settlement will be reflected as a non-operating expense in the quarter ending June 26, 2026.
• · The settlement payment is due on or about 21 days after preliminary court approval.
• · The settlement covers all claims including potential parens patriae claims.
• · The company previously entered into settlement agreements with two of the three putative classes on April 28, 2026.
• · If the settlement is not approved, the company plans to vigorously defend itself.

04-06-2026

Activate Energy Acquisition Corp. appointed David Whitby as a director on May 20, 2026. Mr. Whitby is a retired oil and gas executive who formerly served as Managing Director of Nido Petroleum Ltd., growing it from a market capitalization of A$1 million to A$600 million. The appointment appears to be a standard board addition with no disclosed arrangements, family relationships, or material interests requiring disclosure.

• · Mr. Whitby holds a bachelor of engineering degree from the Royal Military College of Canada
• · There are no family relationships between Mr. Whitby and any other director or executive officer
• · The company is incorporated in the Cayman Islands and files under SEC file number 001-42992
• · The company qualifies as an emerging growth company and has elected not to use the extended transition period for complying with new or revised accounting standards

04-06-2026

At Loar Holdings Inc.'s 2026 Annual Meeting held June 2, shareholders re-elected Raja Bobbili, Alison Bomberg, and Margaret (Peg) McGetrick as directors, ratified Ernst & Young LLP as independent auditor for fiscal 2026, approved on an advisory basis the 2025 named executive officer compensation, and voted to hold future advisory 'say-on-pay' votes annually. All proposals passed with substantial shareholder support; no matters were opposed or declined.

• · Raja Bobbili received 71,125,296 votes for and 994,780 withheld, with 4,062,159 broker non-votes.
• · Alison Bomberg received 64,582,644 votes for and 7,537,432 withheld, the highest withhold count among directors.
• · Margaret (Peg) McGetrick received 71,612,205 votes for and 507,871 withheld.
• · Ratification of Ernst & Young: 76,125,490 for, 54,974 against, 1,771 abstain, zero broker non-votes.
• · Advisory vote on executive compensation: 68,741,460 for, 3,375,301 against, 3,315 abstain, 4,062,159 broker non-votes.
• · Future 'say-on-pay' frequency: 71,950,589 voted for 1 year, 42,262 for 2 years, 125,158 for 3 years, 2,067 abstain.
• · No other matters were brought before shareholders for a vote.
• · The meeting was held on June 2, 2026, and the 8-K was filed on June 4, 2026.

04-06-2026

Trulieve Cannabis Corp. completed a deconsolidation transaction on June 3, 2026, spinning off its mixed-use cannabis business (Harvest Enterprises, LLC) to segregate it from its medical cannabis business, aiming to list its subordinate voting shares on the NYSE. The pro forma impact shows a significant reduction in total assets from $2.78B to $2.10B, and a dramatic swing in net income attributable to common shareholders from a reported net income of $2.4M for Q1 2026 to a pro forma net income of $6.0M, but for the full year 2025, the pro forma net loss widened from $116.4M to $802.6M largely due to a one-time $688.7M pre-tax loss on deconsolidation. The retained investment in Harvest is valued at $188.5M under the equity method.

• · Pro forma gross profit was $137.9M for Q1 2026 compared to $170.1M as reported, and $582.1M for FY 2025 compared to $711.2M as reported.
• · Pro forma income from operations was $30.2M for Q1 2026, down from $35.7M as reported.
• · The retained investment in Harvest is classified as equity method investment, not consolidated, and the Non-Voting Units cannot be converted into Common Units until NYSE permits listing of companies that consolidate financials of cannabis businesses with non-medical US operations (Stock Exchange Permissibility Date).
• · Pro forma cash and cash equivalents decreased from $352.9M to $317.6M post-deconsolidation, reflecting the removal of $50.1M in Harvest cash plus $14.8M received in consideration less $3.0M in transaction costs.
• · Pro forma total liabilities decreased by $372.8M, from $1.633B to $1.260B, reflecting removal of Harvest's debt and deferred tax liabilities.
• · The net loss from discontinued operations was eliminated in the pro forma statements, as Harvest is no longer consolidated.

04-06-2026

Avery Dennison announced the appointment of Danny Allouche as President of its Materials Group. Allouche, previously SVP and Chief Strategy and Corporate Development Officer (and interim CFO in late 2024), brings 16 years of internal experience across strategy, M&A, and treasury. The appointment reflects an internal succession but does not disclose separate financial metrics for the Materials Group vs the broader company.

• · Danny Allouche served as interim CFO for a brief period beginning in late 2024.
• · Allouche holds an MBA from UCLA Anderson School of Management and a bachelor’s in economics from Northwestern University.
• · Avery Dennison employs approximately 35,000 employees in more than 50 countries.
• · Reported sales in 2025 were $8.9B.

04-06-2026

Atlantic Union Bankshares Corporation announced via an 8-K filing on June 4, 2026, that it will participate in a fireside chat at the Morgan Stanley US Financials Conference on June 10, 2026, at 4:00 p.m. EDT. The event will be accessible virtually. The filing is a Regulation FD disclosure and does not contain any financial results or material operational changes.

• · The press release was issued on June 4, 2026, and is attached as Exhibit 99.1.
• · The conference event is scheduled for Wednesday, June 10, 2026, at 4:00 p.m. EDT.
• · The filing is furnished under Item 7.01 and is not deemed filed for Section 18 of the Exchange Act.

04-06-2026

Advanced Biomed Inc. (ADVB) filed a definitive proxy statement (DEF 14A) for its 2026 Annual Meeting of Stockholders to be held on June 30, 2026. The Board recommends voting FOR the election of five director nominees, FOR the advisory vote on executive compensation, ONE YEAR for the frequency of future advisory votes, FOR the ratification of WWC, P.C. as independent auditor, and FOR adjournment if needed. As of the record date (May 29, 2026), there were 1,652,133 shares of common stock outstanding and entitled to vote.

• · The Annual Meeting will be held in person at No. 689-85 Xiaodong Road, Yongkang District, Tainan City, Taiwan on June 30, 2026 at 10:00 a.m. Eastern Time.
• · A quorum requires a majority of outstanding shares present in person or by proxy.
• · Directors are elected by a plurality of votes cast; broker non-votes have no effect on Proposal 1.
• · Proposal 2 (advisory vote on executive compensation) requires a majority of votes cast for approval.
• · Proposal 3 (frequency) will be decided by the option receiving the most votes among one, two, or three years.
• · Proposal 4 (ratification of auditor) and Proposal 5 (adjournment) require a majority of votes cast in favor.
• · Broker non-votes will be counted for quorum but not for non-routine proposals (Proposals 1, 2, 3, 5).
• · Proxies may be revoked by submitting a later-dated proxy, written revocation, or voting in person.
• · Final voting results will be filed on Form 8-K within four business days after the meeting.
• · Xiaomin Chen has over 20 years of experience in AI and fintech, previously worked at Google Inc.
• · Mingze Yin has over 11 years of financial and investment banking experience.
• · Jing Zhang has more than 25 years of financial management experience.
• · Cheang I Kei has experience in corporate governance and legal management.
• · Mingyue Cai is also an independent director nominee.

04-06-2026

Vivani Medical, Inc. filed an 8-K announcing its presentation at the Jefferies Global Healthcare Conference on June 4, 2026, with a slide presentation attached as Exhibit 99.1. The presentation, led by CEO Dr. Adam Mendelsohn, will cover the company's pipeline and strategy, but no detailed financial results or material updates are included in the filing.

• · The presentation will occur at 11:05 a.m. Eastern on June 4, 2026, in New York.
• · The 8-K was signed by Chief Business Officer Donald Dwyer.
• · The slide presentation is only current as of June 4, 2026, and Vivani disclaims any obligation to update it.

04-06-2026

Evolent Health, Inc. held its 2026 Annual Meeting on June 4, 2026, where stockholders elected ten director nominees, ratified Deloitte & Touche LLP as independent auditor for fiscal 2026, approved executive compensation on an advisory basis, and approved an amendment to the 2015 Omnibus Incentive Compensation Plan. All proposals passed, though the compensation plan amendment received significant opposition with 18.7 million votes against.

• · Broker non-votes totaled 15,840,302–15,840,305 across all proposals except auditor ratification (which had no broker non-votes).
• · Director nominees with the highest 'For' votes: Jill Smith (65,919,489), Shawn Guertin (65,881,893), Craig Barbarosh (65,818,775).
• · Director nominee with the lowest 'For' votes: Richard Jelinek (60,027,846).
• · Ratification of Deloitte & Touche LLP received 82,036,843 'For' votes, 124,362 'Against', and 55,493 abstentions.
• · Say-on-pay proposal received 58,369,473 'For' and 7,922,802 'Against'.
• · Amendment to the 2015 Omnibus Incentive Compensation Plan received 47,536,873 'For' and 18,712,636 'Against' (28.3% opposition).

04-06-2026

Minerva Neurosciences, Inc. filed a Certificate of Amendment to its Amended and Restated Certificate of Incorporation on June 4, 2026. The amendment limits the monetary liability of directors and officers for breach of fiduciary duty to the fullest extent permitted under Delaware law, and reserves Article NINTH. The amendment was approved by the Board and stockholders.

• · The original certificate of incorporation was filed on April 23, 2007 under the name Cyrenaic Pharmaceuticals, Inc.
• · The amendment to Article EIGHTH limits director and officer liability for monetary damages for breach of fiduciary duty, with 'officer' defined per Section 102(b)(7) of the DGCL.
• · Article NINTH is now reserved.
• · The amendment was adopted in accordance with Section 242 of the DGCL.

04-06-2026

Trevi Therapeutics, Inc. filed an 8-K announcing amendments to its Restated Certificate of Incorporation to increase the authorized shares from 205,000,000 to 405,000,000, consisting of 400,000,000 shares of Common Stock and 5,000,000 shares of Preferred Stock. The amendment was approved by the Board of Directors and stockholders, and was executed on June 3, 2026.

• · The amendment increased total authorized shares from 205,000,000 to 405,000,000.
• · The amendment was filed under Section 242 of the General Corporation Law of the State of Delaware.

04-06-2026

OneSpaWorld Holdings Limited held its 2026 Annual Meeting on June 3, 2026, with approximately 96% of outstanding shares voted. All director nominees were elected and all proposals were approved, including the advisory vote on executive compensation and the amended equity incentive plan. The ratification of Ernst & Young LLP as independent auditor received overwhelming support with 97,197,301 votes for and only 622,401 against.

• · Andrew R. Heyer received the lowest support among director nominees with 41,524,159 votes for and 52,525,466 withheld, indicating significant shareholder opposition.
• · The advisory vote on executive compensation (Say-on-Pay) passed with 88,518,672 for, 4,679,736 against, and 851,217 abstentions.
• · The Amended and Restated 2019 Equity Incentive Plan was approved with 90,153,442 for, 3,881,792 against, and 14,391 abstentions.
• · Broker non-votes were 3,780,862 on all director elections and proposals except the ratification of auditors, which had zero broker non-votes.

04-06-2026

KIDZ AI Inc. (formerly Classover Holdings, Inc.) filed a DEFA14A supplement to its definitive proxy statement on June 4, 2026, announcing a one-for-ten reverse stock split effective June 8, 2026, and adjourning the annual meeting to June 10, 2026. The supplement also corrects the authorized share proposal to reflect a post-split increase from 4,000,000 to 2,500,000,000 shares of Class B common stock, and clarifies that the quorum requirement is one-third of outstanding voting power (not a majority) and that both proposals require approval by a majority of voting power present at the meeting. The company notes it may need another reverse stock split in the future to maintain Nasdaq listing compliance.

• · The reverse stock split became effective at 12:01 a.m. Eastern Time on June 8, 2026.
• · Class B common stock will begin trading on Nasdaq on a post-split basis at the open of business on June 8, 2026.
• · The annual meeting was adjourned from June 4, 2026 to June 10, 2026 at 9:00 a.m. EST.
• · The authorized share proposal now asks to increase Class B authorized shares from 4,000,000 (post-split) to 2,500,000,000.
• · The company may need another reverse stock split in the future to maintain Nasdaq listing compliance.
• · Quorum requirement is one-third of outstanding voting power (not a majority as originally stated).
• · Each proposal can be approved by a majority of voting power present at the meeting.
• · Stockholders who would otherwise receive fractional shares will receive one whole share instead.
• · There is no change in the par value of the common stock.

04-06-2026

Z Squared Inc. (Nasdaq: ZSQR) announced a $50 million committed equity forward purchase agreement with LucentHash / Data Part Capital to fund its Phase 1 AI infrastructure buildout, targeting 100 megawatts of AI-ready capacity across multiple U.S. sites. The company has signed a binding letter of intent to acquire Skycore Digital, which owns three North Carolina sites with up to 42 megawatts of total potential capacity (18 megawatts currently available). However, the company currently generates no revenue from AI infrastructure operations and remains dependent on volatile cryptocurrency mining for existing revenue, with significant execution risks around acquisitions, conversions, and customer contracting.

• · The company listed on the Nasdaq Global Market in April 2026.
• · The company currently has virtually no debt on its balance sheet.
• · LucentHash / Data Part Capital is contractually prohibited from short-selling or hedging ZSQR common stock.
• · The company is actively evaluating additional acquisition opportunities beyond Skycore Digital.
• · The company's existing revenue is dependent on cryptocurrency mining (Dogecoin) and is subject to volatility in cryptocurrency markets, mining economics, and network difficulty.

04-06-2026

Hanover Bancorp, Inc. filed an S-4 registration statement to exchange up to $35,000,000 aggregate principal amount of its 7.25% Fixed-to-Floating Rate Subordinated Notes due 2036 (New Notes) for any and all outstanding unregistered 7.25% Fixed-to-Floating Rate Subordinated Notes due 2036 (Old Notes) issued in a private placement on March 12, 2026. The exchange offer is being made to satisfy registration rights obligations and will not generate any cash proceeds or increase outstanding indebtedness. The New Notes are identical in material terms to the Old Notes except for being registered under the Securities Act and not subject to transfer restrictions or additional interest provisions.

• · The exchange offer expires at 11:59 p.m., New York City time, on a date to be specified (noted as [·], 2026).
• · Old Notes not exchanged will remain outstanding; the offer is not subject to any minimum tender condition.
• · There is no existing public market for the Old Notes or New Notes, and no listing on any national securities exchange is intended.
• · Broker-dealers receiving New Notes for their own account must deliver a prospectus for resales for 180 days after the exchange offer completion.
• · The securities are not savings accounts, deposits, or obligations of any bank and are not FDIC-insured.

04-06-2026

Heritage Global Inc. held its 2026 Annual Meeting of Shareholders on June 3, 2026. Shareholders elected Michael Hexner and William Burnham as Class II directors and ratified UHY LLP as the independent auditor for fiscal year 2026, each with significant majority support.

• · Record date for the Annual Meeting was April 6, 2026.
• · Michael Hexner received 12,393,622 votes for (with 331,369 withheld), and William Burnham received 12,591,056 for (with 133,935 withheld). Both had 10,793,957 broker non-votes.
• · Ratification of UHY LLP received 23,370,993 votes for, 145,179 against, and 2,776 abstentions, with zero broker non-votes.

04-06-2026

Cheetah Net Supply Chain Service Inc. (CTNT) announced the resignation of CFO Cindy Tang, effective May 29, 2026, with no disagreement cited. Chairman and CEO Huan Liu has assumed the role of interim CFO. The company entered into a Separation Agreement with Tang on June 4, 2026, providing a $50,000 stock incentive payment (settled in cash) in exchange for confidentiality, non-disparagement, and release of claims. The departure creates a leadership gap, though the board plans to search for a permanent replacement.

• · Resignation was effective May 29, 2026, and the Separation Agreement was signed June 4, 2026.
• · Tang received her final paycheck on May 29, 2026.
• · The board intends to conduct a search for internal and external candidates to fill the CFO vacancy.
• · No disagreement was cited as the reason for resignation.

04-06-2026

NSTS Bancorp, Inc. disclosed that its subsidiary bank, North Shore Trust and Savings, divested its mortgage lending division, Oak Leaf Community Mortgage (OLCM), effective June 1, 2026, as part of the pending merger with Brookfield Bancshares, Inc. The divestiture involved transferring certain assets to an unaffiliated national mortgage lender, with 12 employees leaving the company and four more expected to depart by August 3, 2026. The company does not expect any material gain, loss, or expenses from the divestiture.

• · The OLCM division operated in three locations in the north and western suburbs of Chicago.
• · Transferred assets include certain real estate leases, third party vendor contracts, trademark rights, and other information technology assets.
• · A substantial majority of OLCM employees were hired by the acquiring national mortgage lender.
• · The divestiture is a condition of the merger agreement with Brookfield Bancshares, Inc., signed on May 12, 2026.

04-06-2026

On May 29, 2026, ChronoScale Corporation's Board committed to divest its wholly owned subsidiary Ekso Bionics, Inc. to focus solely on its cloud business, expecting completion in the first fiscal quarter. The company anticipates material charges including severance, lease termination, and transaction costs, but is not yet able to estimate the total amount or range of such charges.

• · The divestiture plan was committed to on May 29, 2026.
• · The company expects to complete the divestiture during the first fiscal quarter.
• · The company will amend the 8-K within four business days after determining cost estimates.

04-06-2026

DLH Holdings Corp. filed an S-3 shelf registration statement on June 4, 2026, to offer up to $100,000,000 in common stock, preferred stock, warrants, rights, or units from time to time. The company's common stock trades on Nasdaq under 'DLHC' and closed at $5.51 per share on June 3, 2026. As a non-accelerated filer and smaller reporting company, DLH is subject to the 'baby shelf' rule, limiting sales to one-third of the non-affiliate market value ($57.3 million) in any 12-month period, which restricts the effective offering capacity.

• · The shelf registration is filed under Rule 415 for delayed or continuous offerings.
• · The company is a non-accelerated filer and a smaller reporting company, not an emerging growth company.
• · The prospectus is subject to completion and cannot be used to sell securities until the registration statement becomes effective.
• · The company has not offered any securities under General Instruction I.B.6 in the prior 12 months.
• · Principal executive office is in Atlanta, Georgia, with a National Capital Region office in Bethesda, Maryland.

04-06-2026

Navitas Semiconductor Corp issued 3,283,844 shares of Class A common stock on June 4, 2026, primarily to satisfy obligations under its Business Combination Agreement related to Triggering Event II (3,277,438 shares) and net tax withholding for employees (6,406 shares). As of this date, all required issuances under Triggering Event I and Triggering Event II have been completed, with a total of 6,561,282 shares issued under the agreement. Former stockholders of Legacy Navitas retain a contingent right to receive up to 10,000,000 additional shares if the company's stock price meets certain targets before October 19, 2026.

• · The contingent right for former stockholders to receive up to 10,000,000 additional shares expires on October 19, 2026, and is dependent on the company's stock price achieving certain price targets.
• · The Business Combination Agreement was originally dated May 6, 2021.
• · The company's Class A common stock has a par value of $0.0001 per share and trades on Nasdaq under the symbol NVTS.

04-06-2026

BAB, Inc. held its annual meeting on June 3, 2026, where shareholders elected four directors and ratified the appointment of CBIZ CPAs P.C. as independent auditors for fiscal year 2026. All director nominees received substantial support, with votes for ranging from 2.94M to 2.97M, and the auditor ratification passed with 4.40M votes for, 98k against, and 128k abstentions.

• · All four director nominees were elected with votes for exceeding 2.94 million each.
• · The ratification of CBIZ CPAs P.C. as auditors passed with over 4.4 million votes in favor.
• · Broker non-votes totaled 993,743 for each director election item.
• · No broker non-votes were reported for the auditor ratification proposal.

04-06-2026

CV Sciences held its 2026 Annual Meeting on June 2, 2026, with 60.1% quorum. Stockholders elected three directors (Dr. Jamie Corroon, Joseph Dowling, Bill McCorkle) and ratified Haskell & White LLP as auditor. However, a proposal to authorize a reverse stock split (ratio 1:10 to 1:800) was not approved, with 59,628,926 votes against versus 48,496,747 for.

• · Record date for the meeting was April 6, 2026.
• · Reverse stock split proposal failed: 48,496,747 for, 59,628,926 against, 8,109,111 abstain.
• · Auditor ratification passed with 102,384,289 for, 12,488,529 against, 1,361,966 abstain.
• · Director votes: Corroon 39,505,495 for; Dowling 37,674,977 for; McCorkle 22,671,092 for (with 17,168,371 abstain).

04-06-2026

Kohl's Corp reported a net loss of $14M for Q1 ended May 2, 2026, slightly improved from a $15M loss in the prior-year quarter, as total revenue declined 2.0% to $3,167M from $3,233M. While net sales decreased 1.7% to $2,998M, the company reduced selling, general, and administrative expenses and lowered interest expense, but inventory increased 5.5% and cash fell sharply by $245M from the prior quarter.

• · Operating income declined 23.3% to $46M from $60M YoY.
• · Interest expense net decreased 17.1% to $63M from $76M, partly offsetting sales declines.
• · Cash used in operating activities improved to -$74M from -$92M YoY.
• · Capital expenditures fell 23.6% to $84M from $110M.
• · Dividends of $14M ($0.125 per share) were maintained in both periods.
• · Net sales decline was broad-based with all segments declining or flat; the steepest drop was in Footwear (-8.4%).
• · Merchandise inventories fell 7.7% YoY to $2,897M from $3,137M.

04-06-2026

GameSquare Holdings issued a shareholder letter projecting strong Q2 2026 revenue of at least $18.5 million, representing over 137% YoY growth and over 27% sequential growth from Q1 2026. The company also expects first-half 2026 proforma revenue of over $34.3 million (up at least 125% YoY) and reiterated full-year 2026 guidance of $85M-$90M proforma revenue, 35%-40% gross margin, and over $5M adjusted EBITDA. However, the company acknowledges its share price has not yet reflected the value being built, and the letter is part of soliciting shareholder votes for governance resolutions.

• · Approximately 60% of revenue historically occurs in the second half of the year.
• · Creator deployment revenue in H1 2026 expected to be ~$5M, compared to $5.4M in all of 2025 (a decline on an annualized basis).
• · GSX has increased its recurring client base by over 3x and grown revenue by approximately 14x since Q1 2024.
• · The company expects to launch new AI-enabled tools (Creative Communities) later in 2026.
• · International revenue currently represents about 25% of total revenue.
• · The 2026 Esports World Cup will take place July–August in Paris, France with a $75M prize pool.
• · Full Q2 2026 results expected to be reported in mid-August 2026.

04-06-2026

Creative Realities, Inc. filed an S-3 registration statement on June 4, 2026, covering the potential offering of common stock, preferred stock, debt securities, and other securities. The filing details the terms of its Series A Redeemable Convertible Preferred Stock, including a stated value of $1,000 per share, a 5.25% annual dividend rate, and a conversion price of $3.00 per share, with mandatory conversion triggers tied to EBITDA of at least $30.0 million and a net debt leverage ratio below 1.5x. The company also notes shareholder approval obtained on December 29, 2025, to increase the beneficial ownership limitation to 49.99% and to issue shares beyond the Exchange Cap of 2,102,734 shares.

• · The S-3 registration statement was filed on June 4, 2026, under SEC file number 333-296498.
• · Series A Preferred Stock ranks senior to common stock in liquidation and distributions.
• · Dividends on Series A Preferred Stock accrue for a five-year Guaranteed Term at 5.25% per year, compounded quarterly, payable in cash only at the company's option after the term.
• · A Make Whole Payment increases accrued dividends if a liquidation, Fundamental Transaction, or Mandatory Conversion occurs before the end of the Guaranteed Term.
• · Optional conversion of Series A Preferred Stock is at the holder's option at a conversion price of $3.00 per share, subject to a 19.99% beneficial ownership limitation (increased to 49.99% after shareholder approval) and an Exchange Cap of 2,102,734 shares.
• · Mandatory conversion can be triggered after three years if EBITDA >= $30.0M, net debt leverage ratio < 1.5x, and closing price >= 300% of conversion price for 45 of 60 trading days.
• · Automatic redemption at the greater of Liquidation Preference or common stock consideration occurs upon a Fundamental Transaction (merger, asset sale, change of control).
• · Protective provisions require Lead Investor consent for actions such as issuing senior or pari passu stock, incurring debt with debt-to-EBITDA > 2.5:1, acquisitions over $5.0M, and related party transactions.
• · The board of directors has authority to issue undesignated preferred stock without stockholder approval, which could discourage takeovers.

04-06-2026

Baldwin Insurance Group appointed Johnathan Daniel as interim Chief Accounting Officer effective mid-to-late June 2026 during Corbyn Lichon's maternity leave. At the 2026 Annual Meeting, shareholders elected four Class I directors, approved say-on-pay compensation, and ratified PwC as auditor. No negative or flat metrics were reported.

• · Johnathan Daniel, age 41, has been Executive Director of Finance since January 1, 2026.
• · Daniel previously served as CFO of CAC Group (acquired by Baldwin in Jan 2026) from July 2025 to Dec 2025.
• · Daniel is a CPA and Accredited in Business Valuation.
• · Employment Agreement provides for indefinite term, 120-day notice by Daniel, and standard benefits including open PTO.
• · Annual Meeting voting results: Lowry Baldwin received 94,869,684 For, 4,282,765 Withheld; Sathish Muthukrishnan 98,197,244 For, 955,205 Withheld; Sunita Parasuraman 98,076,188 For, 1,076,261 Withheld; Ellyn Shook 81,501,294 For, 17,651,155 Withheld.
• · Say-on-Pay: 94,240,293 For, 4,125,200 Against, 786,956 Abstain.
• · Ratification of PwC: 109,549,914 For, 62,128 Against, 50,867 Abstain.

04-06-2026

Seneca Bancorp, Inc. announced the retirement of EVP and CFO Vincent Fazio effective June 30, 2026, and the appointment of Angela Krezmer as his successor effective July 1, 2026. The company also appointed Angelo Testani as EVP and Chief Banking Officer, and entered into an amended employment agreement with CEO Joseph Vitale. The changes reflect a leadership transition with new executives receiving base salaries of $220,000 (Krezmer) and $201,375 (Testani), while Fazio will receive a modest $1,000 monthly consulting fee and an increased SERP benefit of $15,000 annually.

• · Angela Krezmer previously served as President, CEO, and CFO of Generations Bank and Generations Bancorp NY, Inc. through their acquisition by ESL Federal Credit Union.
• · Angelo Testani has served as Senior Vice President of Commercial Lending since 2016.
• · The employment agreements for Krezmer and Testani have an initial term through December 31, 2028, with automatic one-year renewals.
• · Severance for change-in-control termination includes three times the sum of base salary and highest annual cash bonus, plus COBRA premium reimbursement for 36 months.
• · Non-competition and non-solicitation restrictions apply for one year after termination (other than following a change in control).
• · CEO Joseph Vitale's amended employment agreement runs through December 31, 2028, with automatic renewals.

04-06-2026

Wesbanco, Inc. announced the retirement of Michael L. Perkins as Senior Executive Vice President and Chief Risk Officer, effective June 30, 2026, and entered into an Executive Transition and Consulting Agreement on June 3, 2026. Under the agreement, Mr. Perkins will serve as a consultant from July 1, 2026, through June 30, 2027, receiving a monthly consulting fee of $33,334, with continued equity vesting conditioned on compliance with a non-competition covenant. The filing does not include any financial results or period-over-period comparisons, so no positive or negative performance metrics are available.

• · Mr. Perkins' retirement was previously announced on January 22, 2026.
• · The consulting period expires on June 30, 2027, unless earlier terminated.
• · The agreement includes a non-competition covenant effective during the consulting term and for one year thereafter.
• · Continued vesting of equity awards is conditioned on compliance with the non-competition covenant.
• · The agreement also includes customary covenants: non-disparagement, cooperation, and return of company property.

04-06-2026

La Rosa Holdings Corp. filed Amendment No. 2 to its Form 8-K to correct the presentation of pro forma financial information related to the February 4, 2026 disposition of its membership interest in Horeb Kissimmee Realty LLC. The pro forma adjustments show a reduction in total assets from $21.7M to $17.5M and an increase in net loss attributable to common stockholders from $23.1M to $23.05M for the nine months ended September 30, 2025. The filing does not contain any positive or negative performance metrics beyond the pro forma adjustments.

• · The filing is an amendment to correct the presentation of pro forma financial information under Rule 11-02(b) of Regulation S-X.
• · No significant changes were made to the pro forma amounts compared to Amendment No. 1.
• · The disposition of LR Kissimmee closed on February 4, 2026.
• · Pro forma adjustments include removal of LR Kissimmee's assets and liabilities, resulting in a decrease in total assets of $4,147,334.
• · Pro forma net loss attributable to common stockholders for the nine months ended September 30, 2025 improved by $54,947 compared to as reported.

04-06-2026

Abacus Global Management, Inc. held its Annual Meeting on June 3, 2026, where shareholders approved the 2026 Long-Term Equity Incentive Plan, ratified KPMG LLP as independent auditor, and re-elected directors Jay Jackson and Thomas W. Corbett, Jr. as Class III directors. The advisory vote on executive compensation passed, and shareholders selected a one-year frequency for future Say-on-Pay votes. However, the 2026 LTIP and the advisory compensation vote each received over 8 million votes against, indicating notable shareholder dissent.

• · The 2026 LTIP became effective immediately upon shareholder approval on June 3, 2026.
• · The 2026 LTIP is described in Proposal 3 of the Definitive Proxy Statement filed on April 21, 2026.
• · The full text of the 2026 LTIP is filed as Exhibit 10.1 to this Form 8-K.
• · Jay Jackson received 72,107,921 votes FOR and 849,086 WITHHELD; Thomas W. Corbett, Jr. received 67,618,868 FOR and 5,338,139 WITHHELD.
• · Ratification of KPMG LLP passed with 78,073,928 FOR, 33,924 AGAINST, and 65,711 abstentions.
• · Advisory vote on executive compensation passed with 62,263,261 FOR, 8,351,613 AGAINST, and 2,342,133 abstentions.
• · The frequency vote resulted in 52,503,249 FOR 1 year, 54,412 FOR 2 years, and 18,117,425 FOR 3 years, with 2,281,921 abstentions.

04-06-2026

Torrid Holdings Inc. reported Q1 FY2026 net sales of $245.8M, down 7.6% YoY from $266.0M, and net income of $0.4M ($0.00 per share), a sharp decline from $5.9M ($0.06 per share) in the prior year. Adjusted EBITDA fell to $17.6M (7.2% of sales) from $27.1M (10.2% of sales). However, comparable sales improved to -1.7% from -3.5% YoY, and the company exceeded net sales guidance with adjusted EBITDA at the high end of its range, while providing full-year FY2026 guidance of $940M-$960M in net sales and $65M-$75M in adjusted EBITDA.

• · Q2 FY2026 guidance: net sales $232M-$240M, adjusted EBITDA $12M-$16M.
• · Full year FY2026 guidance: net sales $940M-$960M, adjusted EBITDA $65M-$75M, capital expenditures $8M-$10M.
• · Comparable sales improved to -1.7% from -3.5% YoY, a 1.8 percentage point improvement.
• · Net cash from operations swung positive to $11.2M from -$18.0M in the prior year.
• · Store count reduced by 169 stores YoY (from 632 to 463) due to the Store Footprint Optimization Project.
• · Gross profit margin contracted 280 basis points YoY to 35.3%.
• · Adjusted EBITDA margin contracted 300 basis points YoY to 7.2%.
• · The company plans to relaunch its Casting Call platform in July 2026 as a year-round customer engagement initiative.
• · Conference call scheduled for June 4, 2026 at 4:30 p.m. ET.

04-06-2026

Bally's Chicago, Inc. disclosed the appointment of Cheryl Ash as Senior Vice President, Finance and North America and CFO of Bally's Chicago, effective May 29, 2026. Her annual compensation includes a base salary of $350,000, a target bonus of 75% of base salary, and eligibility for future equity grants. No negative or flat performance metrics are present in this filing.

• · Cheryl Ash's employment agreement is with Bally's Management Group, LLC, a subsidiary of Bally's Corporation.
• · The base salary of $350,000 will be reviewed annually.
• · Future equity grants are subject to determination by the compensation committee of Bally's Corporation board of directors.
• · The filing includes a cautionary note regarding forward-looking statements.

04-06-2026

This is a DEFA14A filing by Enovix Corp, which serves as an additional proxy solicitation material. The document contains a standard forward-looking statements disclaimer, noting that such statements speak only as of the date made and that the company undertakes no obligation to update them. No specific financial figures, business updates, or material events are disclosed in this filing.

04-06-2026

Direct Digital Holdings, Inc. (DRCT) announced the appointment of Ohad Harlev to its Board of Directors, effective June 4, 2026. Mr. Harlev brings extensive experience in executive leadership, M&A, and business scaling from roles at Gizat Global Communications, LyteLoop Technologies, and other firms. The filing does not include any financial results or period-over-period comparisons, so no quantitative performance data is available.

• · Mr. Harlev holds a Bachelor of Laws degree from Radzyner Law School and an MBA from the Arison School of Business in Herzliya, Israel.
• · He previously served as COO of World-Link Communications, where he led a strategic acquisition that doubled the company's size.
• · As president of RRSat Global Communications Network, he grew the business into a major player in the US television market and significantly enhanced revenue over 18 months.
• · The filing includes extensive forward-looking statements and risk factors, including going concern doubts and customer concentration risks.

04-06-2026

Voyager Technologies, Inc. has agreed to acquire 100% of Astrobotic Technology, Inc. in a deal expected to close in the second half of 2026. As partial consideration, Voyager will issue up to an estimated 2,031,694 unregistered shares of Class A common stock as closing shares and additional contingent shares tied to earnout milestones. The shares are issued under Section 4(a)(2) of the Securities Act and are restricted securities.

• · Transaction structure includes both fixed closing shares and contingent earnout shares.
• · Contingent Shares calculation uses 20-trading day VWAP preceding each earnout valuation date.
• · Closing is subject to customary conditions including regulatory approvals; no guarantee of completion.
• · Exact number of Closing Shares depends on final adjustments for cash, indebtedness, option exercises, and transaction expenses.

04-06-2026

Ivanhoe Electric Inc. held its 2026 Annual Meeting on June 4, 2026, with 142,590,791 shares (90.25% of outstanding) represented. Stockholders approved all proposals: election of nine directors, advisory vote on executive compensation, and ratification of Deloitte LLP as auditor. However, two director nominees—Sofia Bianchi and Priya Patil—received notably lower support, with 13,056,085 and 25,486,966 votes against, respectively, indicating significant shareholder dissent.

• · Broker non-votes totaled 14,273,699 for all director elections and the advisory compensation vote.
• · Ratification of Deloitte LLP passed with 142,509,114 votes for, 56,042 against, and 25,635 abstentions, with no broker non-votes.
• · Advisory vote on executive compensation received 126,520,556 votes for, 1,754,587 against, and 41,949 abstentions.
• · Priya Patil received the highest number of against votes among director nominees at 25,486,966 (19.8% of votes cast excluding broker non-votes).
• · Sofia Bianchi received 13,056,085 against votes (10.2% of votes cast excluding broker non-votes).

04-06-2026

SEACOR Marine Holdings Inc. held its 2026 Annual Meeting on June 2, 2026, where stockholders elected all six director nominees, approved advisory say-on-pay compensation, and ratified Grant Thornton LLP as auditor for FY2026. All proposals passed with significant support, though broker non-votes were high for director elections and say-on-pay.

• · All director nominees received over 13.2 million votes for, with John Gellert receiving the most votes (13,656,993.37).
• · Broker non-votes totaled 7,672,693.23 for each director election and the say-on-pay proposal.
• · Ratification of Grant Thornton received 21,260,381.59 votes for, with only 94,949 against and 100 abstentions, and no broker non-votes.
• · Say-on-pay proposal had 13,314,887.69 votes for, 339,632.85 against, and 28,216.82 abstentions.

04-06-2026

Knight-Swift Transportation Holdings Inc. announced the retirement of co-founder Kevin P. Knight as Executive Chairman, effective June 3, 2026. Lead Independent Director David Vander Ploeg has been appointed as Chairman. Mr. Knight will continue as a consultant for two years. The filing does not include any financial results or period-over-period comparisons.

• · Kevin Knight served as CEO from 1994 to 2014 and as Executive Chairman thereafter.
• · The 2017 merger of Knight Transportation and Swift Transportation is highlighted as the company's greatest collective achievement.
• · Adam Miller expressed gratitude for Knight's role in instilling a culture of safety, operational excellence, and financial discipline.

04-06-2026

First Guaranty Bancshares, Inc. announced a quarterly cash dividend of $0.01 per share on its common stock, payable on June 30, 2026 to shareholders of record as of June 26, 2026. This marks the 132nd consecutive quarterly dividend paid to common shareholders, demonstrating a long-standing commitment to returning capital to shareholders.

• · Dividend declared on May 21, 2026 by the Board of Directors.
• · Record date: June 26, 2026.
• · Payment date: June 30, 2026.
• · 132nd consecutive quarterly dividend to common shareholders.