Dow Jones 30 Stocks SEC Filings — June 01, 2026

01-06-2026

AITX announced that its subsidiary RAD scaled production, with Q1 FY27 hardware device shipments exceeding 100 units. The company issued a press release on June 1, 2026, highlighting this milestone. No financial figures or period-over-period comparisons were provided in the filing.

• · The press release is titled 'AITX’s RAD Scales Production as Q1 FY27 Shipments Exceed 100 Hardware Devices'.
• · The filing is an 8-K under Items 8.01 and 9.01, and the press release is attached as Exhibit 99.1.
• · The company's principal executive offices are located at 10800 Galaxie Avenue, Ferndale, MI 48220.

01-06-2026

Lumentum Holdings Inc. entered into privately-negotiated exchange agreements on May 29, 2026, to exchange approximately $650.4 million principal amount of its 0.50% Convertible Senior Notes due 2028 for about 5.0 million shares of common stock, resulting in incremental dilution of approximately 0.8 million shares. The exchange transactions are expected to close on or about June 4, 2026, and will leave approximately $172.2 million in aggregate principal amount of notes outstanding with terms unchanged. The company will not receive any cash proceeds from the transactions.

• · The exchange transactions are being conducted as a private placement under Section 4(a)(2) of the Securities Act, offered only to institutional accredited investors or qualified institutional buyers.
• · Following the exchange, early conversion requests received but not settled before June 1, 2026, are taken into account for the remaining outstanding principal.
• · The company will not receive any cash proceeds from the exchange transactions.

01-06-2026

On May 27, 2026, Thomas Earl, Chief Commercial Officer of VG LNG Marketing, LLC (UK Branch), an indirect wholly-owned subsidiary of Venture Global, Inc., notified the company he will step down from his executive role effective June 1, 2026. He will remain an employee in a non-executive capacity for one year. Internal personnel have been identified to assume his duties.

• · Thomas Earl's resignation is effective June 1, 2026.
• · He will remain an employee in a non-executive capacity for a term of one year.
• · Internal personnel have been identified to assume his previous duties and responsibilities.
• · The filing was signed by Jonathan Thayer, Chief Financial Officer, on May 29, 2026.

01-06-2026

Perspective Therapeutics, Inc. filed an 8-K on June 1, 2026, to announce an update to its corporate presentation, which is attached as Exhibit 99.1. The filing does not contain any financial results or operational metrics, only the presentation update.

• · The filing is an 8-K under Items 8.01 and 9.01, with no financial statements or operational data provided.
• · The corporate presentation was updated on June 1, 2026, and filed as Exhibit 99.1.

01-06-2026

Science Applications International Corp (SAIC) announced the departure of Srinivas Attili, Executive Vice President, Civilian Business Group, effective May 29, 2026, with his final departure on or about June 12, 2026. The departure is in connection with an internal reorganization. Mr. Attili will receive severance compensation under the company's Executive Severance, Change in Control and Retirement Policy, subject to a release of claims and a two-year non-compete agreement. No financial figures or period-over-period comparisons are provided in this filing.

• · Mr. Attili stepped down from his role on May 29, 2026, and will depart the company on or about June 12, 2026.
• · Severance compensation is pursuant to Section 5 of the company's Executive Severance, Change in Control and Retirement Policy.
• · The severance requires execution and non-revocation of a release of claims and a two-year post-employment non-compete obligation.

01-06-2026

Invitation Homes Inc. filed an 8-K on June 1, 2026, to furnish an investor presentation for upcoming meetings in June 2026. The filing is a Regulation FD disclosure and does not contain any financial results or material changes; it simply attaches the presentation as Exhibit 99.1. No quantitative data or period-over-period comparisons are provided in the filing itself.

• · The filing is made under Items 7.01 (Regulation FD Disclosure) and 9.01 (Financial Statements and Exhibits).
• · The investor presentation is for use in June 2026 investor meetings.
• · The information is furnished, not filed, and is not incorporated by reference into other SEC filings.

01-06-2026

Global Net Lease, Inc. (GNL-PD) filed an S-4 registration statement on June 1, 2026, regarding its merger with Modiv Inc. Under the Merger Agreement, each share of Modiv common stock will be converted into 1.975 newly issued shares of GNL common stock, with a fixed exchange ratio not subject to market price adjustments. Closing conditions include Modiv stockholder approval, absence of legal prohibitions, and delivery of certain tax opinions; the deal is not subject to a financing condition or GNL stockholder approval. However, the merger faces risks including potential failure to close by the February 3, 2027 deadline, dilution — with legacy GNL stockholders expected to own about 89% and Modiv stockholders about 11% of the combined company — and the possibility of a $10 million to $15 million termination fee payable by Modiv under certain circumstances.

• · The exchange ratio of 1.975 GNL shares per Modiv share is fixed and will not be adjusted for changes in stock prices, though adjustments are possible for stock splits, dividends, or recapitalizations.
• · Based on GNL stock prices from May 1-29, 2026, the exchange ratio implied a per-share market value for Modiv ranging from $17.83 to $18.82.
• · Modiv stockholders will vote on the merger; GNL stockholder approval is not required.
• · Neither GNL nor Modiv can assure that all conditions will be satisfied or waived by the February 3, 2027 outside date.
• · The merger will divert management attention and may adversely affect operations, financial condition, and ability to make distributions.
• · Modiv is restricted from soliciting alternative transactions and must pay termination fees if it changes its recommendation or breaches covenants.
• · Modiv Board received a fairness opinion from Truist dated May 3, 2026, but the opinion does not reflect subsequent developments.

01-06-2026

Weatherford International plc announced a definitive agreement to acquire NCS Multistage Holdings, Inc., expected to close in H2 2026. The acquisition aims to expand Weatherford's well completions and unconventional reservoir capabilities. No financial terms were disclosed.

• · Transaction expected to close in second half of 2026, subject to regulatory approvals.
• · Pre-integration team established under Manoj Nimbalkar.
• · Employees instructed not to alter pricing or engage customers on combined capabilities until close.
• · Weatherford and NCS Multistage will operate independently until close.

01-06-2026

D-Wave Quantum Inc. announced a new gate-model roadmap on June 1, 2026, targeting 100 logical qubits capable of over one million operations by 2032, leveraging its dual-rail qubit and quantum error correction technology. The roadmap includes milestones from a 17-physical-qubit system in 2026 to a 100-logical-qubit system in 2032, aiming to accelerate fault-tolerant quantum computing for commercial applications. No financial metrics or period-over-period comparisons were provided in this disclosure.

• · 2026 milestone: 17-physical-qubit system with logical error rates 2 times lower than physical error rates.
• · 2027 milestone: 49-physical-qubit system delivering an expected 20-fold error reduction factor.
• · 2028 milestone: 181-physical-qubit system with an expected 2,000-fold error reduction factor, serving as a scalable blueprint.
• · 2030 milestone: 10-logical-qubit system supporting first fault-tolerant algorithms.
• · 2032 milestone: 100-logical-qubit system capable of over one million operations for quantum chemistry and quantum AI applications.
• · The roadmap is based on D-Wave's superconducting dual-rail architecture, described as a fundamentally different approach.

01-06-2026

FrontView REIT, Inc. furnished update slides in connection with NAREIT's REITweek 2026 Investor Conference on June 1, 2026. The slides, attached as Exhibit 99.1, provide an update on the company's operations and strategy. No specific financial figures or performance metrics were disclosed in the filing itself.

• · The filing is a Regulation FD disclosure (Item 7.01) and the slides are furnished, not filed, for SEC purposes.
• · The company is an emerging growth company as defined under SEC rules.
• · The slides were released for the REITweek 2026 Investor Conference.

01-06-2026

Elite Pharmaceuticals filed an Abbreviated New Drug Application (ANDA) with the FDA for a generic version of an undisclosed anticoagulant drug. The filing was disclosed via press release on June 1, 2026, and furnished as an exhibit to this Form 8-K. This is a positive step toward potential market entry, though no financial terms or approval timelines were provided.

• · The drug product is in the class of anticoagulants, but the specific drug was not disclosed.
• · Common stock trades on OTCQB under symbol ELTP.
• · The press release is dated June 1, 2026, while the report is signed on the same date.

01-06-2026

Verano Holdings Corp. announced a 1-for-5 reverse stock split effective June 11, 2026, reducing outstanding shares from 364,381,806 to 72,876,361, and authorized shares from 5,000,000,000 to 1,000,000,000. The move is intended to prepare the Company for a prospective U.S. stock exchange listing, building on its November 2025 redomiciling to Nevada. While the split does not change any stockholder's ownership percentage (except for fractional share cash-outs), it reflects management's strategic positioning for future growth and capital markets opportunities, though the Company's stock will continue to trade on Cboe Canada and OTCQX under the symbol 'VRNO' for now.

• · The reverse stock split is scheduled to become effective on or about June 11, 2026.
• · Stockholders who would otherwise receive a fractional share will receive a cash payment based on the closing price of the common stock on Cboe Canada on the trading day preceding the effective date.
• · Stockholders owning fewer than 5 shares before the split will be cashed out and will no longer be stockholders.
• · All outstanding equity awards under the Stock and Incentive Plan will be automatically adjusted: number of shares divided by five, and per-share exercise price multiplied by five.
• · The Company's Annual Meeting of Stockholders is scheduled for June 18, 2026.
• · The Definitive Proxy Statement was filed on April 29, 2026, and all share numbers in it reflect pre-split amounts.
• · Proposal 4 (Reapproval of Unallocated Entitlements under the Stock and Incentive Plan) allows issuance of up to 10% of outstanding shares, which will be based on post-split share count.
• · The Company's common stock will continue to trade on Cboe Canada and OTCQX under the symbol 'VRNO' after the split.

01-06-2026

Inotiv, Inc. entered into a Second Supplemental Indenture on May 28, 2026, extending the grace period for a missed interest payment on its 3.25% Convertible Senior Notes due 2027 from 44 to 51 days, now expiring June 5, 2026. The company failed to make a $2.139 million interest payment due April 15, 2026, and has now extended the grace period twice, indicating ongoing liquidity stress.

• · The original grace period was 30 days (through May 15, 2026), extended to 44 days (through May 29, 2026) via a First Supplemental Indenture dated May 15, 2026.
• · The Second Supplemental Indenture extends the grace period to 51 days total, through June 5, 2026.
• · Consents were obtained from holders of a majority in aggregate principal amount of the outstanding Convertible Notes.
• · The filing does not disclose whether the interest payment has been made or if the company has sufficient liquidity to make it by the new deadline.

01-06-2026

Cabaletta Bio, Inc. filed a DEFA14A supplement to its 2026 proxy statement, announcing the withdrawal of Proposal 3 (amendment to the 2019 Stock Option and Incentive Plan) from the June 9, 2026 annual meeting agenda. The Board decided on May 31, 2026, after further discussions with management and advisors, to remove the proposal. All other proposals (1, 2, 4, 5, and 6) remain on the agenda, and previously submitted proxy cards remain valid for those items. The company intends to continue evaluating its equity compensation program and may propose a similar amendment in the future.

• · The record date for the annual meeting remains April 20, 2026.
• · The annual meeting is scheduled for June 9, 2026, at 9:00 a.m. Eastern Time, accessible via live webcast at www.proxydocs.com/CABA.
• · No new proxy cards or voting instructions are needed solely due to the removal of Proposal 3.
• · Proxy cards with direction on Proposal 3 will not be voted on that proposal.
• · Previously submitted proxy cards for Proposals 1, 2, 4, 5, and 6 remain valid and will be voted as directed.

01-06-2026

On June 1, 2026, Sunstone Hotel Investors, Inc. disclosed via an 8-K filing that it added an investor presentation to its website for use at upcoming conferences and meetings. The presentation contains forward-looking information but is furnished, not filed, under SEC rules. No specific financial figures or performance details were provided in the filing itself.

• · The investor presentation was added to the Investor Relations section of www.sunstonehotels.com on June 1, 2026.
• · The presentation will be used at various conferences and meetings in the coming weeks following the filing date.
• · The filing is under Item 7.01 (Regulation FD Disclosure) and includes Exhibit 99.1.

01-06-2026

Eikon Therapeutics updated its corporate presentation and issued a press release on May 30, 2026, announcing updated Phase 2 data for EIK1001 in first-line stage 4 non-small cell lung cancer and new/updated Phase 1/2 data for EIK1003 in advanced solid tumors, presented at the 2026 ASCO Annual Meeting. The filing does not include specific quantitative results, so no period-over-period comparisons or financial metrics are available.

• · The updated corporate presentation is furnished as Exhibit 99.1 and incorporated by reference.
• · The press release is attached as Exhibit 99.2 and incorporated into Item 8.01.
• · The filing is furnished under Regulation FD and not deemed filed for Exchange Act purposes.

01-06-2026

Arrive AI Inc. filed an S-3 registration statement on June 1, 2026, to register securities for future offerings. The company faces significant challenges including Nasdaq non-compliance due to failure to meet the minimum Market Value of Publicly Held Shares requirement, and dependence on a financing arrangement with Streeterville Capital that has caused substantial shareholder dilution. Recent developments include a standstill agreement with Streeterville Capital and conversion of $7.5 million of principal into 14.1 million shares since March 31, 2026.

• · Standstill Agreement with Streeterville Capital runs from May 14, 2026 to December 31, 2026, during which Streeterville cannot deliver purchase notices unless stock price is at least 15% above Nasdaq Minimum Price.
• · Nasdaq notified Arrive on March 31, 2026 of non-compliance with MVPHS requirement of $15 million.
• · Share repurchase program of up to $10 million expired March 31, 2026.
• · Company expects three primary revenue streams: subscription services, data monetization, and Arrive Point Exchange.
• · Third-generation Arrive Points (AP3) began revenue operation in 2025.

01-06-2026

ContextLogic Holdings Inc. (OTCQB: LOGC) announced the appointment of Scott Stewart as Chief Financial Officer and Chief Operating Officer, effective June 1, 2026. Mr. Stewart brings extensive experience in acquisitions, integration, and financial infrastructure from his roles at Cantaloupe, Inc. and Intercontinental Exchange. The filing contains no financial results or period-over-period comparisons, so no quantitative performance metrics are available.

• · Mr. Stewart previously served as CFO of Cantaloupe, Inc. (Nasdaq: CTLP), a technology and payments company.
• · He spent 13 years at Intercontinental Exchange, Inc., a Fortune 500 company that owns equity and commodity exchanges including the NYSE.
• · During his tenure at ICE, he supported more than 30 acquisitions and integrations, including the landmark acquisition of the NYSE.
• · Earlier in his career, Mr. Stewart spent four years at Ernst & Young in their audit practice.
• · He holds a Bachelor of Science in Accounting and a Master of Professional Accountancy from Clemson University.
• · The filing includes forward-looking statements regarding the Company's plans to acquire businesses, integrate them, and build financial infrastructure.

01-06-2026

CVB Financial Corp. (CVBF) entered into a Third Amended and Restated Employment Agreement with CEO David A. Brager on June 1, 2026, extending his term through June 30, 2029. The agreement maintains his base salary at $966,000 and provides a target bonus of 120% of base salary, with a maximum of 180%, along with annual equity grants expected at 180% of base salary. The early renewal, originally set to expire in 2027, reflects the Board's confidence in Mr. Brager's leadership, but the extended term and enhanced severance provisions (including 2.5x pay upon change-in-control) increase the company's long-term compensation commitments.

• · Mr. Brager has been employed by the company since 2003 and served as Executive Vice President and Sales Division Manager from 2010 to 2020.
• · The agreement includes a monthly automobile allowance of $2,000 and reimbursement for one country club and one social club membership.
• · Upon death or permanent disability, all unvested options, Time RSUs, and Performance RSUs vest in full (Performance RSUs at target).
• · Severance benefits are conditioned upon execution of a release of claims in favor of the company.
• · The agreement provides for successive one-year renewal terms after June 30, 2029, unless terminated by either party.

01-06-2026

Universal Corp reported a challenging fiscal year ended March 31, 2026, with consolidated sales declining 1% to $2,924.5M and operating income falling 28% to $168.5M, driven by a $41.1M goodwill impairment and a 74% plunge in Ingredients operating income to $3.2M. Adjusted diluted EPS dropped 43% to $2.64, while net debt rose to $845.5M and net debt/net capitalization increased to 37%. However, the company reduced SG&A expenses by 2% and significantly lowered restructuring costs by 83%.

• · Goodwill impairment of $41.1M was recorded in FY2026, compared to none in FY2025.
• · Total debt decreased to $904.3M as of March 31, 2026 from $1,072.9M a year earlier, primarily due to a reduction in notes payable and overdrafts.
• · Net debt/net capitalization (non-GAAP) edged up to 37% from 36%.
• · Total shareholders' equity declined to $1,461.1M from $1,500.5M.
• · Total assets decreased to $2,766.8M from $2,989.6M.
• · Inventory purchase obligations for tobacco total $857.3M, with $698.5M due within one year.
• · Interest expense decreased to $74.0M from $79.6M.
• · Equity in pretax earnings of unconsolidated affiliates fell to $3.4M from $9.1M.
• · Pension settlement charge of $14.1M was recorded in FY2025 but none in FY2026.
• · Other comprehensive income was $6.4M in FY2026 vs. $1.1M in FY2025.

01-06-2026

Hanover Bancorp, Inc. held its annual shareholder meeting on May 28, 2026, where shareholders elected three directors for three-year terms (Michael Katz, John R. Sorrenti, and Philip Okun) and approved the 2026 Equity Incentive Plan. The appointment of Crowe LLP as the independent auditor for fiscal year 2026 was also ratified. All proposals passed with strong shareholder support, though there were 903,723 broker non-votes on the director election and equity plan proposals.

• · The 2026 Equity Incentive Plan was approved with 4,755,228 FOR votes, 27,522 AGAINST, and 43,684 ABSTAIN.
• · Ratification of Crowe LLP as independent auditor received 5,725,927 FOR, 2,908 AGAINST, and 1,322 ABSTAIN, with no broker non-votes.
• · There were 903,723 broker non-votes on both the director election and the equity plan proposal.

01-06-2026

NSTS Bancorp, Inc. held its 2026 Annual Meeting on May 27, 2026, with 4,001,612 shares (76.05% of outstanding) represented. All three director nominees (Apolonio Arenas, Thomas J. Kneesel, and Rodney J. True) were elected, and the appointment of Plante & Moran, PLLC as independent auditor for fiscal 2026 was ratified with overwhelming support (3,708,805 votes for). However, each director nominee received over 1.2 million broker non-votes, indicating a significant portion of shares did not vote on the election.

• · The meeting was held on May 27, 2026, and the 8-K was filed on June 1, 2026.
• · Three director nominees were elected for three-year terms expiring at the 2029 Annual Meeting.
• · Thomas J. Kneesel received the highest number of votes for (2,575,890) among director nominees.
• · Rodney J. True received the highest number of votes withheld (300,988) among director nominees.
• · Broker non-votes were 1,207,967 for each director nominee, representing about 30.2% of shares present.
• · Ratification of Plante & Moran, PLLC received 3,708,805 votes for, 207,145 against, and 85,662 abstentions, with zero broker non-votes.

01-06-2026

On May 28, 2026, CitroTech Inc. entered into Exchange Agreements with holders of its Series A Preferred Stock, reacquiring all 1,666,667 outstanding shares of Series A Preferred Stock. In exchange, the company issued 103,558 shares of Series C Convertible Preferred Stock to BoltRock Holdings, LLC at closing and agreed to issue 467,012 shares of Series C Preferred Stock to TC Special Investments LLC after 18 months (or earlier upon a change of control, including the appointment of Theodore S. Ralston to the board). The transaction eliminates the Series A Preferred Stock entirely, but the deferred issuance to TCSI introduces future dilution risk.

• · The Exchange Agreements provide board designation or observer rights to holders while they maintain a 10% stake.
• · BoltRock Holdings receives certain limited consent rights for a period after closing.
• · The Series C Preferred Stock issued carries registration rights.
• · The company relied on Section 4(a)(2) of the Securities Act for exemption from registration.
• · Theodore S. Ralston's appointment to the board would trigger an earlier issuance of the TCSI shares under a change of control provision.

01-06-2026

Barings BDC, Inc. (BBDC) entered into a Termination and Cancellation Agreement with Barings LLC on May 29, 2026, terminating the existing credit support agreement (CSA) originally established in connection with BBDC's acquisition of Sierra Income Corporation. Under the agreement, Barings LLC will make a cash payment of $67,027,611 to BBDC by June 30, 2026, settling obligations on certain investments, while a new CSA for $10,994,928 will be entered into for remaining investments. The settlement covers investments that have been realized, have a fair value of $500,000 or less, or are in an unrealized loss position as of the agreement date.

• · The original CSA was dated February 25, 2022, and provided up to $100 million in credit support for losses on investments acquired from Sierra in connection with the Merger Transaction.
• · The Cash Payment of $67,027,611 is due on or before June 30, 2026.
• · The Settled Obligation covers investments that have been realized, have a fair value of $500,000 or less, or are in an unrealized loss position as of the agreement date.
• · For investments with fair value of $500,000 or less, the settlement amount was calculated as if those investments had zero value.
• · The Cash Payment will be treated as gain attributable to termination of a right with respect to a capital asset for tax purposes under Section 1234A of the Internal Revenue Code.
• · The agreement is governed by New York law.

01-06-2026

Disciplined Growth Acquisition Corporation announced the pricing of its $150 million initial public offering of 15,000,000 units at $10.00 per unit. The units consist of one Class A ordinary share and one right to receive one-fourth of a Class A ordinary share upon a future business combination. The offering is expected to close on May 28, 2026, with units trading on the NYSE under the symbol DGACU starting May 27, 2026.

• · The underwriter has a 45-day option to purchase up to an additional 2,250,000 units at the IPO price to cover over-allotments.
• · The registration statement was declared effective by the SEC on May 26, 2026.
• · The Company intends to focus its search for a business combination target in financial technology, aerospace and defense technology, clean technology, and other sectors with disruptive market opportunities.
• · The Company's management team is led by Robert Wotczak (CEO and Chairman) and Emma Dell'Acqua (CFO).

01-06-2026

National Health Investors, Inc. (NHI) announced that on May 26, 2026, the parties received early termination of the HSR Waiting Period and the Purchaser Parties waived their rights to terminate the Purchase and Sale Agreement, clearing a key regulatory hurdle for the sale of 32 skilled nursing facilities and three independent living facilities to NHC/OP, L.P., a wholly-owned subsidiary of National HealthCare Corporation (NHC). The transaction is expected to close on or about July 1, 2026, subject to remaining customary closing conditions. No financial terms of the transaction were disclosed in this filing.

• · The Purchase and Sale Agreement was originally entered into on April 21, 2026.
• · The HSR Waiting Period was terminated early on May 26, 2026.
• · The Purchaser Parties waived their rights to terminate the Agreement during the Review Period, which ended on May 26, 2026.
• · The closing is anticipated on or about July 1, 2026.
• · The properties are currently leased by the Purchaser Parties under a Master Agreement to Lease dated October 17, 1991, as amended.

01-06-2026

Valmont Industries entered into a separation and release agreement with former CFO Thomas Liguori on May 26, 2026, formalizing his retirement. Liguori will provide consulting services until December 26, 2026, receiving base salary, benefits, and accelerated vesting of equity awards, but no new incentive grants. The agreement includes confidentiality and restrictive covenants.

• · Liguori's retirement effective April 8, 2026, with consulting through December 26, 2026.
• · Accelerated vesting of restricted stock units and stock options on December 26, 2026.
• · Cash payment includes severance (20 weeks base salary plus 2 weeks for service), 2026 short-term incentive, and performance stock unit awards under 2024-2026, 2025-2027, and 2026-2028 plans.
• · Incentive payouts no later than March 15, 2027.
• · Liguori not eligible for new incentive grants.

01-06-2026

REPAY completed the acquisition of KUBRA for $372 million in cash, expanding its position as a leading consumer bill payment provider. The company raised its FY2026 revenue outlook to $490-$500 million (from $340-$346 million) and Adjusted EBITDA to $168.5-$176 million (from $141-$146 million), but Free Cash Flow Conversion guidance dropped to 30% from 45%. REPAY expects $15+ million in annual run-rate cost synergies and plans an Investor Day in December 2026.

• · Combined net leverage at closing is approximately 4.0x, expected to reduce to below 3.0x within 18 months.
• · REPAY expects approximately $8 million of identified run-rate expense synergies during 2026.
• · Expected revenue opportunities of approximately $5+ million by 2028 from cross-selling.
• · KUBRA was founded in 1992 and is headquartered in Mississauga, Ontario.
• · KUBRA serves over 250 clients in utility, government, and insurance sectors.

01-06-2026

Service Properties Trust (SVC) filed an 8-K on June 1, 2026, disclosing that it posted an investor presentation to its website. The filing is a Regulation FD disclosure and does not contain any financial results or material operational updates. No quantitative data or period-over-period comparisons are provided in the filing.

• · The investor presentation was posted to the company's website on June 1, 2026.
• · The filing is furnished under Item 7.01 (Regulation FD Disclosure) and Item 9.01 (Financial Statements and Exhibits).
• · Exhibit 99.1 is the investor presentation dated June 1, 2026.
• · The filing was signed by Brian E. Donley, CFO and Treasurer.

01-06-2026

TDS subsidiary Array Digital Infrastructure (formerly U.S. Cellular) completed the sale of select spectrum assets to Verizon for $1.0 billion in cash on June 1, 2026. Concurrently, Array's Board declared a special cash dividend of $11.00 per share, with TDS holding a combined 70,788,703 shares of Array common and Series A common stock, resulting in a significant cash inflow to TDS.

• · The sale was completed under a License Purchase Agreement dated October 17, 2024.
• · The special dividend record date is June 11, 2026, and the payment date is June 25, 2026.
• · TDS held 33,005,877 shares of Series A Common Stock and 37,782,826 shares of Common Stock of Array as of June 1, 2026.

01-06-2026

V2X LLC, a subsidiary of V2X, Inc., entered into Amendment No. 6 to its First Lien Credit Agreement on May 29, 2026, refinancing all outstanding 2024 Term B-2 Loans into new 2026 Term Loans with an initial aggregate principal amount of $868,522,978.38. The refinancing was executed with Royal Bank of Canada as administrative agent and includes participation from an additional lender and consenting existing lenders. The amendment became effective upon satisfaction of customary conditions, including repayment of prior loans and delivery of legal opinions and solvency certificates.

• · The amendment is the sixth amendment to the original First Lien Credit Agreement dated December 6, 2021.
• · Prior amendments were dated July 5, 2022, May 31, 2023, October 3, 2023, May 30, 2024, and January 2, 2025.
• · The 2026 Term Loans are guaranteed by the Guarantors and secured by Liens under the Collateral Documents.
• · Conditions for effectiveness included receipt of a solvency certificate from the borrower's CFO and a legal opinion from Reed Smith LLP.
• · The borrower paid all fees and reasonable out-of-pocket expenses to the administrative agent and arrangers.

01-06-2026

01-06-2026

RE/MAX Holdings, Inc. announced it has entered into an agreement to be acquired by Real Brokerage, expected to close in the second half of 2026, forming a combined entity called Real REMAX Group. The company reported strong agent productivity with REMAX agents averaging 11.3 closed transaction sides versus 5.3 for competitors, and over 200 brokerages qualified for the 2026 RISMedia Power Broker Survey with combined sales volume of nearly $150 billion. However, the filing highlights that the transaction will not close until later this year, and until then both companies will operate independently with no business changes for REMAX brokerages or agents.

• · REMAX closed over 1.56 million residential transaction sides in 2025 (1.63 million total).
• · REMAX agents averaged 11.3 closed transaction sides each, more than double the 5.3 average of all competing agents in the RISMedia survey.
• · remax.com attracts more than 93 million annual visitors and is the industry's No. 1 most-visited real estate franchisor website.
• · REMAX has a presence in over 120 countries and territories with more than 75,000 agents outside the U.S. and Canada.
• · REMAX of Turkey added more than 1,000 agents in 2025, reaching nearly 9,000 total.
• · Lead Concierge has contributed to more than 600 closed transactions since its late 2024 launch.
• · MAXRefer participants averaged seven more closed transactions than non-users.
• · The acquisition by Real Brokerage is expected to close in the second half of 2026; until then, both companies operate independently.
• · REMAX became the official real estate partner of INDYCAR team Meyer Shank Racing for the 2026 season.

01-06-2026

Star Equity Holdings, Inc. furnished an investor presentation on June 1, 2026, via an 8-K filing under Regulation FD. The presentation provides summary information about the company's business and operations as of March 31, 2026, and is available on its website. The filing does not include any financial results or material changes.

• · The investor presentation was made available on June 1, 2026, on the company's website.
• · The filing is under Item 7.01 Regulation FD Disclosure and Item 9.01 Financial Statements and Exhibits.
• · The company disclaims any obligation to update the presentation.

01-06-2026

Callaway Golf Company (now Topgolf Callaway Brands Corp.) announced the full repayment of its Term Loan B on June 1, 2026, as disclosed in an 8-K filing. The repayment strengthens the company's balance sheet by eliminating a significant debt obligation, though no financial details on the loan amount or impact on leverage were provided.

• · The filing is a Regulation FD Disclosure under Item 7.01.
• · The press release is attached as Exhibit 99.1 and incorporated by reference.
• · The company's common stock trades under the symbol CALY on the New York Stock Exchange.

01-06-2026

Stewart Information Services Corp announced a cash dividend of $0.525 per share for Q2 2026, payable June 30, 2026 to holders of record on June 15, 2026. The dividend amount remains unchanged from the prior quarter, indicating stable shareholder returns but no growth in payout.

01-06-2026

Caerus Investment Advisors, LLC filed its quarterly Form 13F for the period ending March 31, 2026, reporting approximately $240.26 million in qualifying equity holdings. The portfolio, which includes 281 unique positions, is diversified across ETFs and large-cap equities, with major holdings in J.P. Morgan ETFs, iShares ETFs, Global X covered-call ETFs, and individual stocks such as Alphabet, Apple, Bristol-Myers Squibb, and NVIDIA. A moderate options strategy is also employed, evidenced by sizable put and call positions.

• · Largest single stock positions by market value: Alphabet Inc. (Class C ~$12.45M, Class A ~$4.52M), Apple Inc. (~$5.10M), Bristol-Myers Squibb (~$1.41M), NVIDIA Corp. (~$4.81M + call option), Figma Inc. (~$2.87M common + $2.96M put).
• · Notable ETF holdings: Global X NASDAQ 100 Covered Call ETF (~$9.95M), Global X S&P 500 Covered Call ETF (~$10.51M), iShares MSCI EAFE ETF (~$6.80M), iShares Russell 2000 ETF (~$6.82M).
• · Options: Put option on Figma Inc. (140,000 shares notional) and call option on NVIDIA Corp. (1,200 shares notional).
• · No period-over-period data is provided in this filing; the 13F is a snapshot of holdings as of March 31, 2026.

01-06-2026

Verra Mobility announced a CEO transition, with David Roberts stepping down immediately and Jon Keyser appointed interim President and CEO. The Board cited a need for leadership change to realign cost structure and position for future growth, while a search for a permanent CEO is underway. The company faces a dynamic market and is taking decisive actions to reduce costs and strengthen customer relationships.

• · Jon Keyser has served as Chief Transformation Officer since 2025, driving cost optimization and streamlining business processes.
• · David Roberts had led the company for 12 years, including taking it public.
• · The Board has retained a leading global executive search firm to identify the next CEO, considering both internal and external candidates.
• · Jon Keyser previously served as Vice President and General Counsel of Honeywell Performance Materials and Technologies and as Assistant General Counsel at Harley-Davidson.
• · Jon Keyser is a former intelligence officer in the United States Air Force with combat deployments in Iraq and Afghanistan.

01-06-2026

Sirius XM Holdings Inc. held its 2026 Annual Meeting on May 28, 2026, where stockholders approved Amendment No. 1 to the 2024 Long-Term Stock Incentive Plan, increasing the aggregate shares available for awards by 7,200,000 to a total of 22,565,993 shares. All director nominees were elected, and the advisory vote on executive compensation and ratification of KPMG LLP as independent auditor for 2026 were also approved. However, the vote tallies show significant broker non-votes (51,448,019) across most items, and some directors received notable votes withheld (e.g., Jonelle Procope with 23,500,101 votes withheld).

• · The 2026 Annual Meeting was held on May 28, 2026, and the Form 8-K was filed on June 1, 2026.
• · All director nominees were elected, but Jonelle Procope received 23,500,101 votes withheld (10.0% of votes cast), and Anjali Sud received 21,244,073 votes withheld (9.1% of votes cast).
• · The advisory vote on executive compensation passed with 228,280,853 votes for, but 4,764,836 votes against and 1,349,137 abstentions.
• · Amendment No. 1 to the 2024 Plan was approved with 224,632,532 votes for, 8,579,820 against, and 1,182,474 abstentions.
• · Ratification of KPMG LLP as independent auditor for 2026 received 281,049,339 votes for, 2,379,515 against, and 2,413,991 abstentions.
• · Broker non-votes totaled 51,448,019 for director elections and Items 2 and 3, indicating significant shares not voted by brokers.

01-06-2026

Celsius Holdings, Inc. filed an 8-K on June 1, 2026, disclosing its participation in the Deutsche Bank Global Consumer Conference on June 2, 2026. The company furnished an investor presentation as Exhibit 99.1, which is incorporated by reference. No financial results or specific quantitative updates were provided in the filing itself.

• · The filing is a Regulation FD Disclosure under Item 7.01.
• · The conference presentation is furnished as Exhibit 99.1 and is not deemed filed for SEC liability purposes.
• · The event date for the conference is June 2, 2026.
• · The registrant is a Nevada corporation with common stock trading on Nasdaq under symbol CELH.

01-06-2026

AtlasClear Holdings, Inc. filed an 8-K on June 1, 2026, reporting that stockholders approved a first amendment to the company's 2024 Equity Incentive Plan on May 27, 2026. The amendment increases the number of shares authorized for issuance under the plan by 15,000,000 shares of common stock. The filing does not include any financial results or performance metrics, so no positive or negative trends can be assessed.

• · The Plan Amendment was previously approved by the board of directors, subject to stockholder approval.
• · A detailed summary of the Plan and Plan Amendment appears on pages 13–20 of the definitive proxy statement filed April 30, 2026, as supplemented on May 12, 2026.
• · The amendment is filed as Exhibit 10.1 to the 8-K.

01-06-2026

BlackRock ESG Capital Allocation Term Trust (ECAT) announced that all three leading proxy advisory firms—ISS, Egan-Jones, and Glass Lewis—recommend shareholders vote for the incumbent Board nominees on the WHITE card ahead of the June 9, 2026 annual meeting. The recommendations highlight the Board's successful shareholder-value initiatives, including a cumulative total shareholder return of +92.7% since January 2023 (vs. peer median of +58.8%), a 233% increase in the distribution rate, and over $100 million in share repurchases. However, ISS recommended voting for only seven of nine nominees, not the full slate, and the dissident's full slate was rejected by all three firms.

• · ISS recommended voting for seven of nine incumbent Board nominees, not the full slate.
• · Egan-Jones and Glass Lewis recommended voting for all nine incumbent Board nominees.
• · All three proxy advisors rejected the dissident's full slate of nominees.
• · The Fund has averaged the lowest discount to net asset value among competitor funds (1-year average discount as of April 30, 2026).
• · ECAT's term structure, managed distribution plan, and ESG mandate could be jeopardized if Saba gains control, according to Egan-Jones.
• · The annual meeting is scheduled for June 9, 2026.
• · Shareholders are advised to vote only on the WHITE proxy card and not to return any other proxy card.

01-06-2026

Embassy Bancorp, Inc. announced on June 1, 2026 that its Board of Directors approved an amendment to its existing common stock repurchase program, authorizing the purchase of an additional $5 million of the Company's outstanding common stock, effective immediately. The expanded repurchase program signals management's confidence in the company's financial position and commitment to returning capital to shareholders.

• · The stock repurchase program expansion was approved by the Board of Directors and becomes effective on June 1, 2026.
• · The company serves as the holding company for Embassy Bank For the Lehigh Valley.

01-06-2026

AEVEX Corp. filed an S-1 registration statement for an IPO. The filing includes financial data for Athena Technology Solutions Holdings LLC, showing revenue of $500 million for the year ended December 31, 2025, compared to $450 million in 2024, a 11.1% increase. However, net income declined to $30 million from $35 million, a 14.3% decrease. The company also reported a $0.5 million legal settlement expense.

• · State taxes in Virginia made up the majority (greater than 50%) of the tax effect in this category.
• · Corporate costs include executive and staff functions such as CEO, COO, IT, HR, Legal, Finance, etc.
• · Other expenses include $0.5 million legal expenses related to non-recurring Viking legal settlement.