Global High-Priority Regulatory Events — July 01, 2026

01-07-2026

The Hon'ble NCLAT, Principal Bench, New Delhi, on 30th June 2026, approved the Resolution Plan submitted by Micro Capitals Private Limited for KSS Limited (formerly K Sera Sera Limited), which is undergoing Corporate Insolvency Resolution Process (CIRP). The NCLAT set aside the earlier order dated 24th March 2025 by the Adjudicating Authority (NCLT Mumbai) that had rejected the plan. The approved plan proposes a total payment of approximately Rs. 3.01 crore against admitted claims exceeding Rs. 106 crore, with the Resolution Applicant (Micro Capitals) holding a 77.97% voting share in the Committee of Creditors.

• · The Resolution Plan was approved by the CoC on 17th October 2023 with 77.97% voting share (Micro Capitals), while Axis Bank (22.07%) was the dissenting financial creditor.
• · The NCLAT set aside the earlier rejection order dated 24th March 2025, which had cited grounds including absence of genuine fund infusion, non-compliance with Regulation 38, failure to consider feasibility, omission of assets, discrepancies in plan value, and conflict of interest.
• · The Adjudicating Authority (NCLT Mumbai) is directed to pass consequential orders within one month from 30th June 2026.
• · The Resolution Plan proposes a payment of approximately Rs. 3.01 crore against admitted claims exceeding Rs. 106 crore, representing a recovery rate of about 2.8%.
• · The Corporate Debtor's Fair Value was assessed at Rs. 3.21 crore and Liquidation Value at Rs. 2.52 crore.

01-07-2026

Sachin D. Patel, an immediate relative of the promoters of Gujarat Themis Biosyn Limited, acquired 24,97,190 equity shares (2.29% of diluted share capital) from Themis Medicare Limited at ₹400.45 per share on 30 June 2026, under the inter-se transfer exemption (Regulation 10(1)(a)(i) of SEBI SAST Regulations). The transaction reduced Themis Medicare's stake from 23.19% to 20.90%, while Mr. Patel's holding increased from a negligible 10 shares to 2.29%.

• · The acquisition was executed under Regulation 10(1)(a)(i) exemption for immediate relatives of promoters, avoiding an open offer.
• · Prior intimation of the inter-se transfer was made to stock exchanges on 23 June 2026, four working days before the transaction.
• · The transaction was completed on 30 June 2026, and the disclosure was filed on the same day.

01-07-2026

Bayer AG, a promoter of Bayer CropScience Limited, has agreed to acquire up to 53,54,030 equity shares (11.91% of share capital) from fellow promoter Bayer CropScience AG via a block deal, expected on or after July 8, 2026. The inter-se transfer will increase Bayer AG's stake from 8.43% to 20.34%, while Bayer CropScience AG will exit its shareholding. The transaction is exempt from an open offer under SEBI Takeover Regulations as it is a transfer among promoters who have held promoter status for over three years.

• · The acquisition price will not exceed the limits under proviso (i) to Regulation 10(1)(a) of the Takeover Regulations, and will not be more than 25% above the 60-day VWAP of ₹4,434 per share.
• · Bayer Group (all promoter entities combined) held 71.43% of Bayer CropScience Limited's equity as of April 2, 2026, and confirmed no encumbrances on those shares during FY2025-26.
• · Post-transaction, Bayer AG's stake rises to 20.34%, while other promoter entities (Bayer Vapi Private Limited, Bayer Investments India Private Limited, Bayer SAS, Monsanto Company) maintain their existing holdings.

01-07-2026

InnSuites Hospitality Trust (IHT) received a delisting notice from NYSE American on June 24, 2026, due to a stockholders' deficit of approximately $(921,921) as of April 30, 2026, and net losses in two of the three most recent fiscal years. The company must submit a compliance plan by July 24, 2026, and has until December 24, 2027, to regain compliance. While the notice does not immediately affect trading, a '.BC' indicator will be added to the ticker, and failure to meet the plan's terms could lead to delisting.

• · The compliance plan deadline is July 24, 2026, and the cure period extends to December 24, 2027.
• · A '.BC' below compliance indicator will be added to the IHT ticker five business days after the notice.
• · The company is evaluating actions including conversion of RRF LLLP units and related-party debt into equity, capital raises, restructuring, and operational improvements.

01-07-2026

Plum Acquisition Corp. IV filed an 8-K announcing an extraordinary general meeting on July 10, 2026, to approve an extension of its deadline to complete an initial business combination to January 16, 2027 (or up to July 16, 2027 with monthly extensions). To reduce redemptions, the Sponsor plans to enter into non-redemption agreements with unaffiliated shareholders, offering Class B ordinary shares as an incentive, and intends to convert substantially all of its Class B shares into Class A shares. The filing does not disclose specific financial figures or performance metrics, so no positive or negative trends can be identified.

• · The deadline for Class A ordinary shareholders to submit redemption requests is 5:00 p.m. Eastern time on July 8, 2026.
• · The Sponsor holds 5,650,000 Class B ordinary shares and 1,010,000 Class A ordinary shares.
• · The Sponsor intends to convert substantially all Class B ordinary shares into Class A ordinary shares on a one-to-one basis, which will not be entitled to trust account redemptions.
• · The form of Non-Redemption Agreement is filed as Exhibit 10.1.

01-07-2026

Aptose Biosciences Inc. was acquired by Hanmi Pharmaceuticals Co. Ltd. via a statutory plan of arrangement completed on June 30, 2026. Shareholders received C$2.41 per share in cash, with aggregate consideration of approximately USD$3.47M for 2,043,719 shares not already owned by Hanmi. All directors resigned, the stock will be delisted from the TSX, and the company will terminate its SEC reporting obligations.

• · The arrangement was approved by the Court of King’s Bench of Alberta on March 31, 2026.
• · Locust Walk Securities, LLC provided a fairness opinion to the Special Committee of the Board.
• · Common shares are expected to be delisted from the TSX on or about July 3, 2026.
• · The company will file a Form 15 to terminate or suspend its SEC reporting obligations.

01-07-2026

Via Renewables, Inc. (VIASP) filed a Form 25-NSE with the SEC on July 1, 2026, notifying the delisting of its 8.75% Series A Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Stock from the Nasdaq Stock Market. The delisting is effective as of July 1, 2026, and was initiated under SEC Rule 17 CFR 240.12d2-2(a)(1).

• · The delisting is effective July 1, 2026.
• · The filing was made by Nasdaq Stock Market LLC as the filing entity.
• · The security being delisted is the 8.75% Series A Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Stock.
• · The delisting is pursuant to SEC Rule 17 CFR 240.12d2-2(a)(1).
• · The company was formerly known as Spark Energy, Inc. until April 23, 2014.

01-07-2026

Latent View Analytics Limited disclosed a delay in acquiring the remaining 20% equity stake in Decision Point Private Limited due to a disagreement over consideration computation and interpretation of the Share Purchase Agreement. The company has already acquired 80% of the target's diluted equity, but the final tranche is stalled as parties discuss resolution. The matter was previously highlighted in the FY26 financial results and auditor's report under 'Emphasis of Matter', and any financial impact will be recognized upon final resolution.

• · Initial board approval for acquisition was on March 28, 2024.
• · Tranche 1 (70% acquisition) completed on July 1, 2024.
• · Tranche 2 (additional 10%) completed on June 2, 2025, bringing aggregate holding to 80%.
• · Disagreement centers on computation of consideration and interpretation of certain SPA clauses.
• · The delay and dispute were already disclosed in FY26 financial results and auditor's report under 'Emphasis of Matter'.

01-07-2026

Promoter Westpac Investments Limited acquired 1,00,000 equity shares of Getalong Enterprise Limited at ₹7.95 per share on July 1, 2026, increasing its stake from 41.47% to 41.94%. The acquisition was made through open market purchase and disclosed under SEBI Takeover and Insider Trading regulations.

• · Acquisition price per share: ₹7.95
• · Total equity capital of Getalong Enterprise: ₹2,11,60,000 divided into 2,11,60,000 equity shares of ₹1 each
• · Westpac Investments Limited is a promoter entity with CIN U67190MH1995PLC089745
• · Disclosure made under both Regulation 29(2) of SEBI Takeover Code and Regulation 7(2) of SEBI Insider Trading Regulations

01-07-2026

DMR Engineering Limited announced that it has been allotted 6,00,000 equity shares through a bonus issue by its subsidiary DM Consulting Engineers Private Limited, maintaining its 60% shareholding. The bonus issue was in the proportion of 10:13 (10 new shares for every 13 existing shares). DM Consulting's turnover grew sharply from ₹4,00,000 in FY24 to ₹1,18,28,950 in FY25 and further to ₹2,80,25,400 in FY26, though the absolute revenue remains modest.

• · The bonus issue ratio was 10 new shares for every 13 existing shares held.
• · DM Consulting's authorised capital is ₹5,00,00,000 divided into 50,00,000 equity shares of ₹10 each.
• · DM Consulting's paid-up capital is ₹2,30,00,000 divided into 23,00,000 equity shares of ₹10 each.
• · The transaction is a related party transaction as promoters of DMR Engineering (Subhash Chander Mittal and Neelam Mittal) are also promoters of DM Consulting.
• · DM Consulting was incorporated on December 09, 2014, and focuses on engineering, procurement, and consulting services for infrastructure and energy projects.

01-07-2026

Tokyo Plast International Limited's Board approved the incorporation of a wholly owned subsidiary, Pinnacle Retail Private Limited (or other name as approved), with an authorized capital of ₹5,00,000 and initial paid-up capital of ₹4,99,990. The subsidiary will focus on retail distribution of the company's stainless steel and plastic drinkware products. The filing is a revised intimation to include meeting timings (3:00 PM to 3:45 PM on June 30, 2026).

• · The subsidiary will be a related party of the company, but the transaction is at arm's length and promoter/group companies have no personal interest.
• · The subsidiary's business will be trading, retail, and distribution of the company's product lines.
• · No governmental or regulatory approvals are required for the acquisition.
• · The indicative time period for completion is not applicable as the entity is yet to be incorporated.

01-07-2026

Prosperity Bancshares completed its merger with Stellar Bancorp on July 1, 2026, issuing 0.3803 shares and $11.36 in cash per Stellar share. Stellar's CEO and President joined Prosperity's leadership, and Stellar's banking offices will operate under the Stellar name until operational integration in March 2027. The combined entity operates 311 full-service banking locations across Texas and Oklahoma, with total assets of $43.619 billion as of March 31, 2026.

• · Stellar operates 52 banking offices in Houston, Beaumont, East Texas, and Dallas.
• · Stellar banking locations will continue under the Stellar Bank name until operational integration scheduled for March 2027.
• · Prosperity operates 311 full-service banking locations across Texas and Oklahoma as of June 30, 2026.
• · Prosperity's total assets were $43.619 billion as of March 31, 2026.

01-07-2026

Jhaveri Credits & Capital Ltd. disclosed the acquisition of 1,178,605 equity shares (10.62% of the company) by promoter and promoter group acquirers, effective June 29, 2026, under a Scheme of Amalgamation with U R Energy (India) Private Limited. The acquisition was exempted from an open offer under SEBI (SAST) Regulation 10(1)(d)(ii). Post-transaction, promoter group shareholding increased from 61.60% to 63.24%, while Vishnubhai Patel's individual stake decreased from 50.96% to 46.51% due to dilution from new shares.

• · The acquisition was made under Regulation 10(1)(d)(ii) of SEBI (SAST) Regulations, exempting the acquirers from making an open offer.
• · The share exchange ratio was 253 equity shares of Jhaveri Credits & Capital Ltd. (₹10 each) for every 500 equity shares held in U R Energy (India) Private Limited.
• · The NCLT Ahmedabad Bench certified the Scheme of Amalgamation on March 16, 2026.
• · Post-transaction, Riddhi Landmark LLP's stake increased from 10.54% to 11.74%, while Arjunkumar Jagdishbhai Patel moved from public to promoter category with 0.18% stake.
• · Several acquirers (e.g., Rajeshbhai Khandubhai Patel, Bluekite Investments, Dhyan Holding) held zero shares pre-transaction and acquired stakes post-transaction.

01-07-2026

Stellar Bancorp, Inc. was acquired by Prosperity Bancshares, Inc. effective July 1, 2026. Stellar shareholders received 0.3803 Prosperity shares plus $11.36 cash per Stellar share. Stellar stock was delisted from the NYSE, and its directors and officers resigned, with two directors joining Prosperity's board. In connection with the closing, Stellar sold approximately $466.4 million of securities as part of a balance sheet repositioning.

• · Stellar stock options with exercise price below the Per Share Merger Consideration Value were cancelled for cash; those at or above were cancelled for no consideration.
• · Performance unit awards vested at 100% of target (200% for 2024 grants).
• · Stellar's Second Amended and Restated Certificate of Formation and Amended and Restated Bylaws ceased to be in effect; Prosperity's governing documents continue.
• · Stellar notified NYSE of delisting on June 30, 2026, and trading was suspended before July 1, 2026 opening.

01-07-2026

Arrow Financial Corporation completed its strategic acquisition of Adirondack Bancorp, Inc., merging Adirondack Bank into Arrow Bank. The combined company holds approximately $5.4 billion in total assets, $4.8 billion in deposits, and $4.1 billion in gross loans as of March 31, 2026, expanding Arrow's footprint to 57 branches across northeastern New York and the Mohawk Valley. Rocco F. Arcuri Sr., former President and CEO of Adirondack, has been appointed Senior Vice President, Regional President, Mohawk Valley, and to the Arrow Board of Directors. Integration of banking systems is expected later in 2026, with no specific financial performance metrics or cost savings disclosed.

• · Arrow Financial Corporation is celebrating its 175th anniversary in 2026.
• · The acquisition extends Arrow's footprint into Oneida, Herkimer, and Franklin counties, and strengthens its commitment to Essex and Clinton counties.
• · Customers will begin to see Arrow Bank branding at Adirondack branch locations starting July 1, 2026.
• · Conversion and integration of banking systems to Arrow Bank's platform is expected later in 2026.
• · No purchase price, cost savings, or revenue synergy targets were disclosed in the filing.

01-07-2026

VR Venkataachalam, a promoter of Binny Mills Limited, acquired 74,600 equity shares (2.89% of diluted share capital) from his son V Sengutuvan via an off-market gift on June 29, 2026. The transaction is an inter-se transfer among promoters, exempt from open offer under SEBI SAST Regulations. Post-acquisition, Venkataachalam's holding increased from 59.62% to 62.51%, while Sengutuvan's stake reduced to nil.

• · Transaction date: June 29, 2026
• · Disclosure filed with BSE on July 1, 2026
• · Prior disclosure under Regulation 10(5) was made on June 22, 2026
• · Exemption relied upon: Regulation 10(1)(a)(i) and 10(1)(a)(ii) of SEBI SAST Regulations
• · Transfer was by way of gift, no price involved

01-07-2026

Mr. Jitesh Kothari and Mr. Atul Jaiswal have launched an open offer to acquire up to 27,74,970 equity shares (25.57% of expanded voting capital) of Arco Leasing Ltd at ₹10.00 per share, aggregating to a maximum consideration of ₹2,77,49,700. The filing also includes a notice of change of registered office from Delhi to Haryana for Meghalaya Lubricants Private Limited and a scheme of arrangement involving the reduction of share capital from 2,35,69,000 to 2,19,49,500 shares (6.87% reduction). The independent directors' committee recommendation has been published in newspapers as required by SEBI regulations.

• · Public announcement date: March 13, 2026; Detailed Public Statement: March 21, 2026; Draft Letter of Offer: April 1, 2026; Letter of Offer: June 23, 2026.
• · Recommendation of the Committee of Independent Directors published on July 1, 2026 in Financial Express (All Editions), Jansatta (All Editions), and Pratahkal (Mumbai Edition).
• · Meghalaya Lubricants Private Limited (CIN U23201DL2010PTC199857) proposes to shift its registered office from Delhi to Haryana, approved by special resolution on June 9, 2026.
• · National Company Law Tribunal, Chandigarh Bench, approved a scheme of arrangement (CP No. 44/Chd/Hry/2026) for reduction of share capital from 2,35,69,000 to 2,19,49,500 shares (6.87% reduction).
• · Fair value per share determined by independent registered valuer at ₹288.19 per share.

01-07-2026

Allcargo Logistics Limited has entered into a Share Purchase Agreement on July 1, 2026 to acquire a 25% equity stake in Allcargo Group Services Private Limited (formerly Allcargo Warehousing Management Private Limited). The acquisition was disclosed pursuant to SEBI Listing Regulations and follows a prior intimation on May 14, 2026. No financial terms, premium, or valuation details were disclosed in this filing.

• · The target entity was formerly known as Allcargo Warehousing Management Private Limited.
• · The company provided a prior intimation on May 14, 2026 regarding this acquisition.

01-07-2026

Optimum Communications subsidiary CSC Investments II announced preliminary results of its tender offer to repurchase up to 120 million shares of Class A Common Stock at $2.50 per share, for a total cost not exceeding $300 million. The offer was heavily oversubscribed with approximately 254.96 million shares validly tendered, resulting in a proration factor of about 47.1%. The company expects to accept 120 million shares, representing roughly 42.5% of outstanding shares as of June 30, 2026.

• · Tender offer expired at 5:00 p.m. New York City time on June 30, 2026.
• · 20,062,734 shares were tendered through notice of guaranteed delivery.
• · Odd lots will be accepted in full; conditional tenders not satisfied will be regarded as withdrawn.
• · Payment for accepted shares will be made in cash, subject to applicable withholding and without interest.
• · Final results will be announced after the guaranteed delivery period and confirmation process.
• · Optimum serves approximately 4.3 million residential and business customers across 21 states.

01-07-2026

Devyani International Limited completed a ~THB 1,210 Mn (~INR 3,473 Mn) investment in its Thailand KFC subsidiary Restaurants Development Co., Ltd. (RD) via its subsidiaries Devyani International DMCC (DID) and Yellow Palm Co., Ltd. (Yellow). A convertible loan of ~THB 400 Mn (~INR 1,148 Mn) to DID was converted into equity, increasing Devyani's stake in DID from ~51% to ~56.7% (subject to DMCC approval). A corporate guarantee-backed short-term loan of ~USD 25.50 Mn from Axis Bank, Dubai was fully repaid and the guarantee released. The group's net investment in RD is ~THB 400 Mn (~INR 1,148 Mn). There are no negative or flat metrics reported.

• · The acquisition was first intimated on March 20, 2026, with an indicative completion timeline of June 30, 2026.
• · DID and Yellow Palm continue to hold 49% and 51% respectively in RD post the investment.
• · The corporate guarantee provided to Axis Bank, Dubai was for a short-term credit facility up to ~THB 810 Mn (~INR 2,325 Mn).
• · The loan converted into equity is subject to approval from DMCC Authority.

01-07-2026

Persistent Systems Limited has completed the customary closing conditions for its acquisition of part of the business of M/s. Concise Systems OÜ, Estonia, as per the Business Purchase Agreement dated May 28, 2026. The closing occurred on July 1, 2026, marking the finalization of the transaction.

• · The Business Purchase Agreement was originally entered on May 28, 2026.
• · The filing is an update to the earlier intimation (Ref. No. NSE & BSE / 2026-27/ 040).
• · The acquisition is for part of the business of Concise Systems OÜ, Estonia.

01-07-2026

POCL Enterprises Ltd (POEL) has approved the acquisition of a 51% stake in Trichy Metals and Alloys Private Limited (TMA) for a total cash consideration of ₹12,46,88,690 (₹12.47 Crore). TMA, a profitable lead and alloys manufacturer with an installed refining capacity of 26,000 MTPA, reported a turnover of ₹163.74 Crore and a PAT of ₹3.60 Crore for FY26. The acquisition is expected to close by August 30, 2026, and will make TMA a subsidiary of POEL, aligning with POEL's strategy to boost resource efficiency and market share in lead recycling.

• · TMA has an installed refining capacity of approx. 26,000 MTPA and smelting capacity of approx. 21,500 MTPA.
• · TMA is in the process of obtaining MoEF approval for import of lead scrap, which could open opportunities for diversification into copper and aluminium.
• · The acquisition is not a related party transaction; none of the promoters or promoter group have any interest in TMA.
• · The Board Meeting commenced at 4:00 PM and concluded at 6:30 PM on July 01, 2026.

01-07-2026

Arihant Capital Markets Limited (ACML) has received observation letters with 'no adverse observations' from BSE Limited and 'no objection' from NSE Limited on June 25, 2026, for its composite scheme of arrangement involving five group companies. The scheme involves the amalgamation of Arihant Financial Services Limited into ACML, the demerger of ACML's distribution, merchant banking, and NBFC businesses into Arihant Elite Financial Solutions Limited (AEFSL), and the subsequent transfer of certain businesses from AEFSL to Arihant Investment Banking Services Limited and Arihant Money Marvel Wealth Management Limited. The scheme remains subject to other regulatory approvals and must be filed with the NCLT within six months.

• · The observation letters were received from BSE and NSE on June 25, 2026.
• · The scheme must be filed with the NCLT within six months from the date of the BSE observation letter (validity until December 25, 2026).
• · AEFSL is advised to complete listing of its securities and commence trading within 60 days of receipt of the NCLT order.
• · The scheme includes compliance with 18 specific observations/conditions from SEBI/BSE, including disclosures on ongoing adjudication, recovery proceedings, and enforcement actions against the company, promoters, and directors.
• · The company must disclose the no-objection letter on its website within 24 hours of receipt.
• · No changes to the draft scheme are permitted except those mandated by regulators/authorities/tribunals.

01-07-2026

Endurance Technologies Limited, through its wholly-owned subsidiary Endurance Overseas SpA (EOSpA), acquired an additional 8% stake in Stöferle GmbH and Stöferle Automotive GmbH, increasing its shareholding from 60% to 68%. The acquisition was executed on June 29, 2026, pursuant to the original Share Purchase Agreement signed in December 2024. The updated shareholding rises to 68%, reflecting continued consolidation.

• · The acquisition agreement (transfer agreement) was executed on June 29, 2026, but the company was informed on July 1, 2026.
• · The transaction is a follow-up to the 60% stake acquisition announced in December 2024 and April 2025.

01-07-2026

Advent Hotels International Limited's board approved the acquisition of 10,95,000 9% Non-Cumulative Redeemable Preference Shares (face value ₹100 each) of its subsidiary BD and P Hotels (India) Private Limited (BDP) from existing preference shareholders for a cash consideration of ₹10,95,00,000. The acquisition is a related party transaction (at arm's length) and aims to consolidate preference shareholding to facilitate pledging of shares as security for proposed NCD issuance by BDP and another subsidiary. BDP's revenue grew 3.9% YoY to ₹102.36 Cr in FY26, while its FY24 revenue was ₹79.57 Cr, showing a 23.8% increase over two years.

• · The acquisition is a related party transaction; promoter/promoter group have interest in the preference shares of BDP, but the transaction is at arm's length.
• · Post-acquisition, Advent Hotels will hold 100% preference holdings in BDP (it already holds 75% equity).
• · The acquisition is to facilitate pledging of preference shares as security for NCDs to be issued by BDP and Goan Hotels & Realty Private Limited.
• · Completion expected within 30 days or mutually extended period.
• · No governmental or regulatory approvals required.

01-07-2026

Sila Realty Trust, Inc. (SILA) filed a Form 25-NSE with the SEC on July 1, 2026, notifying the delisting of its common stock from the New York Stock Exchange effective July 13, 2026. The delisting follows the completion of a merger with Sunshine Holding REIT LLC, a subsidiary of Sunshine Ultimate Parent LLC, an affiliate of private real estate funds managed by Blue Owl Real Estate Capital LLC. Each share of Sila common stock was converted into $30.38 in cash, resulting in the company going private.

• · The merger became effective on July 1, 2026.
• · Trading was suspended on July 1, 2026.
• · The delisting is scheduled for the opening of business on July 13, 2026.
• · The cash consideration of $30.38 per share is subject to applicable fees and taxes.
• · The filing was made under SEC Rule 12d2-2(a)(3).

01-07-2026

TopBuild Corp (BLD) was delisted from NYSE effective July 13, 2026, following its merger with QXO, Inc. on July 1, 2026. Shareholders could elect cash or stock consideration, with non-electing shareholders receiving stock. Trading was suspended on July 1, 2026.

• · Delisting effective date: July 13, 2026
• · Merger effective date: July 1, 2026
• · Non-electing shareholders receive stock consideration by default
• · SEC file number: 001-36870

01-07-2026

Janus Henderson Group plc (JHG) was delisted from the NYSE effective July 13, 2026, following its merger with Jupiter Merger Sub Limited, a subsidiary of Jupiter Company Limited formed by funds associated with Trian Fund Management, L.P. The merger closed on June 30, 2026, and each ordinary share was converted into $52.00 in cash. Trading was suspended on July 1, 2026.

• · The delisting is effective at the opening of business on July 13, 2026.
• · The merger was structured under Rule 12d2-2(a)(3) of the Securities Exchange Act of 1934.
• · The cash consideration of $52.00 per share is without interest and less any applicable fees and taxes.

01-07-2026

Sancode Technologies Limited has allotted 4,00,000 equity shares of Sancode Semi Private Limited (its wholly-owned subsidiary) through a rights issue for a cash consideration of ₹40,00,000, maintaining its 100% shareholding. The subsidiary, incorporated in September 2025, is engaged in semiconductor manufacturing and OSAT/ATMP services, aligning with Sancode's strategic expansion into the semiconductor sector. The transaction is a related party transaction as directors of Sancode Technologies are also directors of Sancode Semi, but it is stated to be at arm's length.

• · Sancode Semi Private Limited was incorporated on September 22, 2025, and has nil revenue for FY 2025-26.
• · The acquisition is a related party transaction as Mihir Deepak Vora and Amit Vijay Jain are directors of both companies.
• · The consideration is cash, and no governmental or regulatory approvals are required.
• · The subsidiary's business includes OSAT and ATMP services in the semiconductor sector.

01-07-2026

ExxonMobil completed its redomiciliation reorganization from New Jersey to Texas on July 1, 2026, via a merger with ExxonMobil Holdings Corporation. Each share of ExxonMobil common stock was exchanged for one share of the new Texas corporation, which will trade under the same ticker 'XOM' starting July 2, 2026. The directors and executive officers remain the same, and all equity awards were converted on a one-for-one basis with identical terms.

• · ExxonMobil's authorized common stock was reduced from 9,000,000,000 shares to 100 shares.
• · ExxonMobil's board size was adjusted to a range of 3 to 5 directors.
• · ExxonMobil Holdings Corporation fully and unconditionally guaranteed all of ExxonMobil's payment obligations under the Indenture and Notes via a Second Supplemental Indenture.
• · ExxonMobil's former directors resigned and three new directors were elected by ExxonMobil Holdings Corporation as sole shareholder.
• · ExxonMobil's named executive officers ceased to hold their offices; James R. Chapman became President and Treasurer, Susan E. Buchanan became Vice President and Controller.

01-07-2026

IFGL Refractories Limited announced the completion of voluntary liquidation of its step-down subsidiary, Hofmann Ceramic CZ s.r.o. (Czech Republic), effective July 1, 2026. The subsidiary was wound up and its name deleted from the Commercial Register. The financial impact is negligible: the subsidiary contributed turnover of ₹17.16 lacs (0.00% of consolidated turnover) and net worth of ₹1.43 lacs (0.00% of consolidated net worth) for the year ended March 31, 2026.

• · The liquidation is effective from July 1, 2026, and the subsidiary's name is deleted from the Commercial Register in Pilsen, Czech Republic.
• · No consideration was received (Not Applicable), and no buyer was involved.
• · The transaction does not fall under related party transactions.
• · The disclosure is hosted on the company's website at the specified link.

01-07-2026

Tech Mahindra's wholly-owned subsidiary, Tech Mahindra Servicos De Informatica S.A, has entered into a Quota Purchase Agreement with Orange Business Services Brasil LTDA to acquire Alyis Serviços Técnicos LTDA for a cash consideration of BRL 1.2 million (approximately Rs 2.21 crore). The acquisition, which will make Alyis a wholly-owned stepdown subsidiary of Tech Mahindra, is part of a partnership with Orange Business to outsource selected international operations including global customer support, quote to bill, and post sale support, enabling seamless support to Orange Business customers in the LATAM region. The transaction is not a related party transaction and is expected to be completed on 2 July 2026.

• · Alyis Serviços Técnicos LTDA was incorporated on 27 May 2026 in Petropolis, State of Rio de Janeiro, Brazil.
• · The acquisition is for 100% shareholding comprising 1,199,718 equity shares of face value BRL 1 each.
• · The transaction is not a related party transaction, but post-acquisition Alyis will become a related party of the Company.
• · No governmental or regulatory approvals are required for the acquisition.
• · The acquisition is expected to be completed on 2 July 2026.

01-07-2026

NDL Ventures Limited has convened a meeting of equity shareholders on July 30, 2026, to consider and approve a scheme of merger by absorption of Hinduja Leyland Finance Limited (HLFL) into NDL Ventures, as directed by the NCLT Mumbai Bench. The notice and explanatory statement have been sent to shareholders, and e-voting will be conducted via NSDL from July 27 to July 29, 2026. No financial figures or performance metrics are disclosed in this filing.

• · Meeting date: July 30, 2026 at 12:00 p.m. IST via VC/OAVM
• · Cut-off date for e-voting: July 23, 2026
• · Remote e-voting period: July 27, 2026 (9:00 a.m. IST) to July 29, 2026 (5:00 p.m. IST)
• · NCLT order date: June 17, 2026
• · Notice and documents available at https://ndlventures.in/investors/nclt-convened-meeting/

01-07-2026

QXO, Inc. completed its acquisition of TopBuild Corp., significantly expanding its scale in building products distribution. The deal is expected to be substantially accretive to earnings, with plans to generate at least $300 million in annual synergies by 2030. However, the acquisition was funded with cash and stock, and no specific financial terms were disclosed; the company also faces integration risks and the departure of board member Jared Kushner.

• · QXO is now #1 in insulation, #2 in roofing, #1 in waterproofing, and #1 or #2 in lumber/building materials in key geographies.
• · TopBuild shares stopped trading on NYSE before market open on July 1, 2026.
• · Morgan Stanley acted as lead financial advisor; Barclays and Wells Fargo as additional advisors.
• · TopBuild is now a wholly owned subsidiary of QXO.
• · Brad Jacobs stated the acquisition expands exposure to fast-growing end markets like data centers.

01-07-2026

Arogo Capital Acquisition Corp. filed a Fifth Amendment to its Certificate of Incorporation, extending the deadline to consummate an initial business combination to 78 months from the closing of its offering and revising stockholder action-by-written-consent provisions. The amendment was approved by at least 65% of outstanding common stock at a stockholder meeting. The extension signals the company has not yet completed a merger or acquisition and needed additional time, though the length of the extension (78 months from offering close) is unusually long and may raise governance concerns.

• · The original certificate was filed June 9, 2021; the first amendment was March 28, 2023; the second amendment September 28, 2023; the third amendment July 10, 2024; the fourth amendment December 29, 2024.
• · Section 7.3 now permits stockholder action by written consent if signed by holders with at least the minimum votes needed at a meeting.
• · The 78-month deadline replaces any earlier date that might have been in the prior amendment.
• · If no business combination occurs by the deadline, the company will cease operations, redeem 100% of Offering Shares at a per-share cash price equal to Trust Account balance (net of taxes, less up to $100,000 for dissolution expenses), then dissolve.
• · Public stockholders retain redemption rights if the substance or timing of Section 9.2(d) is amended in the future.

01-07-2026

SITE Centers Corp. completed the sale of its ground leasehold interest in The Pike Outlets (Long Beach, CA) for $50.0 million in cash, with net proceeds of approximately $46.5 million. The transaction closed on June 30, 2026.

• · Purchase Agreement dated May 1, 2026
• · Property located in Long Beach, California
• · Seller is a subsidiary of SITE Centers Corp.

01-07-2026

Nixxy, Inc. (formerly Recruiter.com Group, Inc.) received a delisting notice from Nasdaq Stock Market LLC for its warrants expiring July 2, 2026, filed on July 1, 2026. The delisting is effective as of July 1, 2026, under SEC Rule 17 CFR 240.12d2-2(a)(2).

• · The company has undergone multiple name changes: Truli Media Group, Inc. (until 2012), TRULI TECHNOLOGIES, INC. (until 2018), Recruiter.com Group, Inc. (until 2019), and Nixxy, Inc. (current).
• · The delisting is specifically for warrants, not common stock, with an expiration date of July 2, 2026.
• · The filing was made by Nasdaq Stock Market LLC as the filer, not by Nixxy, Inc. itself.

01-07-2026

Real Asset Acquisition Corp. (RAAQW) filed a Form 25-NSE with the SEC on July 1, 2026, providing notice of delisting from Nasdaq for its Class A ordinary shares, warrants, and units. The delisting is pursuant to 17 CFR 240.12d2-2(a)(2), which typically relates to the exchange's removal from listing and/or registration under Section 12(b) of the Securities Exchange Act. No financial performance data is included in this filing.

• · The filing type is 25-NSE, a notice of delisting submitted by Nasdaq.
• · The SEC file number is 333-284777.
• · The effective date of the delisting is July 1, 2026.
• · The company is a blank check company (SIC 6770) incorporated in E9 (likely Cayman Islands).

01-07-2026

ESS Tech, Inc. received notification from the NYSE on June 30, 2026, that the exchange will commence proceedings to delist the company's Public Warrants (ticker: GWH.W) due to "abnormally low" trading price levels. Trading in the company's common stock (GWH) is unaffected and will continue on the NYSE. The delisting action applies only to the warrants, each 15 of which are exercisable for one share of common stock at $172.50 per share.

• · The delisting is based on Section 802.01D of the NYSE Listed Company Manual for "abnormally low" trading price levels.
• · Trading in the Public Warrants was immediately suspended as of the announcement.
• · The warrants were originally issued in connection with ACON S2 Acquisition Corp.'s initial public offering.
• · The company's common stock continues to trade on the NYSE under symbol GWH, subject to continued compliance with other listing requirements.

01-07-2026

Cumberland Pharmaceuticals closed a strategic transaction with Apotex, selling its branded pharmaceutical line for $100 million in cash, with over 99% shareholder approval. The deal strengthens Cumberland's financial position to focus on its rare disease pipeline, including ifetroban for Duchenne Muscular Dystrophy, Systemic Sclerosis, Idiopathic Pulmonary Fibrosis, and Cancer Metastasis. However, the company is divesting its existing branded revenue stream, shifting to a development-stage pipeline with no approved products, which introduces execution risk.

• · Cumberland retains its majority ownership in Cumberland Emerging Technologies Inc.
• · Ifetroban has FDA Orphan Drug, Rare Pediatric Disease, and Fast Track designations for Duchenne Muscular Dystrophy Cardiomyopathy.
• · Phase II study for Idiopathic Pulmonary Fibrosis is actively enrolling with favorable interim safety findings.
• · Cancer Metastasis pilot study showed a favorable trend in fewer deaths due to metastatic disease with ifetroban vs. placebo.

01-07-2026

FortuneX Acquisition Corporation filed an 8-K on July 1, 2026, announcing that holders of its units may elect to separately trade the ordinary shares and warrants included in the units, effective July 1, 2026. The units will continue to trade on Nasdaq under the symbol FXACU, while separated ordinary shares and warrants will trade under the symbols FXAC and FXACW, respectively. This is a procedural step for a SPAC's security structure and does not reflect financial performance or completion of a business combination.

• · Separate trading of ordinary shares and warrants began on or about July 1, 2026.
• · Holders must have their brokers contact Continental Stock Transfer & Trust Company to separate units.
• · The exercise price for warrants is $11.50 per share.
• · The ordinary shares have a par value of $0.0001 per share.

01-07-2026

Marchex, Inc. completed the acquisition of 100% of Archenia, Inc. on July 1, 2026, issuing $10 million in convertible promissory notes (6% interest, convertible at $1.80/share) and potential earn-out shares of up to 2 million shares per each of two 12-month periods based on revenue/EBITDA and integration targets. The transaction was approved by approximately 99.9% of both the simple majority and majority-of-the-minority votes. The filing includes audited and unaudited financial statements of Archenia and pro forma financial information, but no specific revenue or profit figures are disclosed in this 8-K.

• · The Notes are payable in three equal tranches on the 12-, 18-, and 24-month anniversaries of the Closing Date.
• · Conversion price of Notes is $1.80 per share of Marchex Class B common stock.
• · Earn-out shares of up to 2 million shares per period are contingent on Archenia's revenue or Adjusted EBITDA exceeding prior 12-month levels and achieving integration/customer retention targets.
• · Russell C. Horowitz and Michael Arends are both Sellers and directors of Marchex, creating related-party transaction considerations.
• · Audited financial statements of Archenia for year ended Dec 31, 2025, and unaudited for Q1 2026 are included as exhibits.

01-07-2026

EVgo Inc. (EVGOW) received a delisting notice from Nasdaq Stock Market LLC, filed on July 1, 2026, for its warrants (each whole warrant exercisable for one share of Class A Common Stock at $11.50) under SEC Rule 17 CFR 240.12d2-2(a)(2). The filing indicates the securities are being removed from listing and registration on Nasdaq, though no specific reason or financial impact is provided in the filing.

• · The delisting is effective as of July 1, 2026.
• · The filing was made by Nasdaq Stock Market LLC, not by EVgo Inc.
• · The warrants were originally listed under SEC file number 001-39572.
• · EVgo Inc. was formerly known as Climate Change Crisis Real Impact I Acquisition Corp until July 2, 2021.

01-07-2026

SEG Partners Long/Short Equity Fund announced a tender offer to repurchase up to 25% of its net assets (approximately $39.9 million, or 1,535,012 shares) from shareholders at NAV as of September 30, 2026. Shareholders must tender by July 31, 2026, and payment will be made via promissory notes with an initial cash payment of at least 90% of NAV and a post-audit final payment. However, the offer is subject to oversubscription proration, early repurchase fees of 2% for shares held less than 12 months, and a $50,000 minimum remaining account balance, which may limit participation.

• · The Fund is a closed-end, non-diversified management investment company registered under the 1940 Act and organized as a Delaware statutory trust.
• · Shares have no established trading market and transfers are strictly limited by the Declaration of Trust.
• · The tender offer is an issuer tender offer subject to Rule 13e-4.
• · The Fund may extend the offer period at the absolute discretion of the Board.
• · If the offer is oversubscribed, the Fund may extend the offer, increase the amount purchased, or repurchase on a pro rata basis.
• · Payment is made via non-transferable promissory notes held by U.S. Bank Global Fund Services.
• · The Post-Audit Payment is expected within 60 days after the Fund's fiscal year end (October 31).
• · The Fund may also choose to pay 100% of NAV in cash, avoiding a promissory note.
• · Shareholders have withdrawal rights until the Notice Due Date and may cancel after 40 business days if the Fund has not accepted the tender.
• · The investment adviser is Select Equity Group, L.P.

01-07-2026

Allegro Merger Corp. is soliciting stockholder and warrant holder written consents to approve its merger with SeeQC, Inc., a quantum computing company. Under the merger, each share of Allegro common stock will convert into one share of SeeQC common stock, and Allegro warrants will be amended to convert into 0.1 share of SeeQC common stock. The transaction is supported by a $65 million PIPE investment at $5.00 per share and requires SeeQC to complete a public offering of at least $75 million at $6.50 per share. However, the warrant amendment requires approval from 65% of warrant holders, and currently only 48.8% have committed to vote in favor, leaving a shortfall of 16.2% that must be obtained through the solicitation.

• · The Allegro Board set June 12, 2026 as the record date for determining holders entitled to execute written consents.
• · The consent solicitation statement/prospectus is dated July 1, 2026 and first mailed on or about July 1, 2026.
• · Allegro stockholders have appraisal rights under Section 262 of the DGCL if they do not consent and comply with statutory procedures.
• · The Allegro Warrant Amendment requires approval by 65% of outstanding warrants; currently only 48.8% have committed, leaving a 16.2% shortfall.
• · The PIPE Investment is a condition to the merger, and the public offering condition requires gross proceeds of at least the lesser of 150% of PIPE proceeds or $75.0 million.
• · The SEEQC Support Agreement covers holders of more than 66.7% of SEEQC Preferred Stock and more than 50% of SEEQC capital stock.
• · The Allegro Support Agreement covers holders of more than 50% of Allegro Common Stock.

01-07-2026

Cantor Equity Partners II, Inc. (CEPT) filed a Form 25-NSE with the SEC on July 1, 2026, to delist its Class A Ordinary Shares from the Nasdaq Stock Market. The delisting is effective as of the filing date, and the notice cites SEC Rule 17 CFR 240.12d2-2(a)(3) as the basis. No financial data or reasons for delisting were provided in the filing.

• · Delisting effective date: July 1, 2026
• · SEC file number: 333-285681
• · Rule cited: 17 CFR 240.12d2-2(a)(3)
• · Company incorporated in E9 (likely Cayman Islands), fiscal year end December 31
• · Business address: 110 East 59th Street, New York, NY 10022

01-07-2026

Stratus Properties Inc. (STRS) announced it will voluntarily delist its common stock from Nasdaq, effective around August 10, 2026, and subsequently deregister with the SEC, as part of its previously approved plan of complete liquidation and dissolution. Concurrently, the Board declared an initial liquidating distribution of $5.00 per share payable on July 20, 2026 to stockholders of record as of July 13, 2026. The company does not intend to list on another exchange and expects reporting obligations to cease shortly, but future distributions remain subject to debt restrictions and other conditions.

• · Board unanimously approved voluntary delisting on July 1, 2026.
• · Form 25 to be filed with SEC on or about July 31, 2026; delisting effective on or about August 10, 2026 (10 days after filing).
• · Trading on Nasdaq to be suspended effective before market opens on August 10, 2026.
• · Common stock may still trade in the over-the-counter market if broker-dealers make a market.
• · Deregistration Form 15 to be filed after delisting; SEC reporting obligations (10-K, 10-Q, 8-K) cease immediately upon filing; deregistration effective 90 days after filing Form 15.
• · Initial liquidating distribution of $5.00 per share declared July 1, 2026; payable July 20, 2026 to holders of record July 13, 2026.
• · The $5.00 distribution is a special cash dividend under the Plan of Liquidation.
• · Under the Fifth Third Bank debt agreements, Stratus cannot repurchase more than $1.0M of common stock or pay dividends without prior written consent—any future liquidating distributions are subject to that restriction and Board discretion.
• · The filing warns that future distribution amounts and timing are uncertain and depend on asset sales, costs, liabilities, and adequate reserves.

01-07-2026

National Health Investors, Inc. (NHI) completed the sale of 35 properties (32 skilled nursing and 3 independent living facilities) to NHC/OP, L.P., a subsidiary of National HealthCare Corporation (NHC), for $560 million. The transaction closed on July 1, 2026, and resulted in the termination of the Master Lease for all facilities except four skilled nursing facilities in Florida, which were assigned to an NHC subsidiary. The sale was approved by a Special Committee of independent directors due to NHC's stockholder relationship with NHI.

• · The Master Agreement to Lease was originally dated October 17, 1991.
• · The Special Committee unanimously approved the Transaction.
• · The Master Lease was terminated for all facilities except the four Florida skilled nursing facilities.
• · NHC owned 1,630,642 shares of NHI common stock as of December 31, 2025.