US Pre-Market SEC Filings Roundup — June 24, 2026

23-06-2026

Ambiq Micro, Inc. filed an S-1MEF registration statement on June 23, 2026, to register an additional 230,000 shares of common stock (including 30,000 shares subject to the underwriters' option) for its IPO, increasing the total offering size by up to 20% of the maximum aggregate offering price set in the earlier S-1. The filing incorporates by reference the earlier S-1 (File No. 333-296930) and is effective upon filing under Rule 462(b).

• · The earlier S-1 (File No. 333-296930) was declared effective by the SEC on June 23, 2026.
• · The company is headquartered at 6500 River Place Blvd., Building 7, Suite 200, Austin, Texas 78730.
• · The company is classified as a non-accelerated filer, smaller reporting company, and emerging growth company.
• · The registration statement is effective upon filing under Rule 462(b).

23-06-2026

Director Priya Shanti was awarded 514,019 Class A Common Stock. Priya Shanti holds 808,806 shares after the transaction.

• · Director Priya Shanti was awarded 514,019 Class A Common Stock

23-06-2026

Director SYLEBRA CAPITAL LLC was awarded 6,150 Common Stock at $24.39 (~$150K). SYLEBRA CAPITAL LLC holds 16,240,671 shares after the transaction.

• · Director SYLEBRA CAPITAL LLC was awarded 6,150 Common Stock at $24.39 (~$150K)

23-06-2026

VP, Gen Counsel and Secretary Stone Juliet Lynn exercised/converted 1,725 Common Stock. 6 transactions reported in total. Stone Juliet Lynn holds 38,838 shares after the transaction.

• · VP, Gen Counsel and Secretary Stone Juliet Lynn exercised/converted 1,725 Common Stock
• · VP, Gen Counsel and Secretary Stone Juliet Lynn exercised/converted 3,717 Common Stock
• · VP, Gen Counsel and Secretary Stone Juliet Lynn exercised/converted 1,725 Restricted Stock Units
• · VP, Gen Counsel and Secretary Stone Juliet Lynn exercised/converted 3,717 Restricted Stock Units
• · VP, Gen Counsel and Secretary Stone Juliet Lynn was awarded 2,244 Performance-Vesting Restricted Stock Units
• · VP, Gen Counsel and Secretary Stone Juliet Lynn was awarded 2,244 Restricted Stock Units

23-06-2026

CFO Pulik Richard had withheld for taxes 2,129 Common Shares at $31.43 (~$66.9K). Pulik Richard holds 276,420 shares after the transaction.

• · CFO Pulik Richard had withheld for taxes 2,129 Common Shares at $31.43 (~$66.9K)

23-06-2026

Director Orsel Karin Y was awarded 5,545 Restricted Stock Units.

• · Director Orsel Karin Y was awarded 5,545 Restricted Stock Units

23-06-2026

CTO & EVP of Product Thayne Daren was awarded 140,121 Class B Common Stock. Thayne Daren holds 550,416 shares after the transaction.

• · CTO & EVP of Product Thayne Daren was awarded 140,121 Class B Common Stock

23-06-2026

Director HENDERSON MICHAEL THOMAS sold 20,000 Common Stock at $100.00 (~$2M). HENDERSON MICHAEL THOMAS holds 68,606 shares after the transaction. Trades executed under a Rule 10b5-1 plan.

• · Director HENDERSON MICHAEL THOMAS sold 20,000 Common Stock at $100.00 (~$2M)

23-06-2026

C. John Wilder, Jr. and Susan Anne Wilder, along with a chain of entities they control (including JSW Interests LLC, JSW Energy Holdings LLC, JSW Energy Interests LP, Bluescape Resources Investors LLC, Bluescape Resources Company LLC, BRC Property Holdings LP, BRC-Oxy Marcellus Tax Partnership LLC, BRC Exploration Holdings LLC, and Nautilus Resources LLC), reported beneficial ownership of 62,268,545 shares of AleAnna, Inc. Class A Common Stock, representing 93.03% of the outstanding shares as of June 23, 2026. This includes 30,152,940 shares directly held and 25,994,400 shares acquirable within 60 days upon exchange of Class C Common Stock and HoldCo units, plus 6,121,205 shares held by The John and Susan Wilder Foundation. The filing indicates an extremely concentrated ownership structure with the Wilder group controlling the vast majority of the company.

• · The filing is an amendment (Schedule 13D/A) filed on June 23, 2026.
• · The ownership is structured through a multi-tiered chain of entities ultimately controlled by C. John Wilder, Jr. and Susan Anne Wilder.
• · The Wilder group's ownership includes 30,152,940 shares directly held and 25,994,400 shares acquirable within 60 days via exchange of Class C Common Stock and Class C HoldCo Units.
• · The John and Susan Wilder Foundation directly holds an additional 6,121,205 shares.
• · Total outstanding shares used for percentage calculation is 66,934,400, based on the Issuer's Q1 2026 10-Q filed May 14, 2026.
• · The filing does not indicate any change in ownership from a prior filing; it is an amendment to update the number of shares outstanding.

23-06-2026

Principal Financial Officer Choudhury Mahesh bought 950 Common Stock at $6.92 (~$6.57K). This amends a previously filed Form 4. 5 transactions reported in total. Choudhury Mahesh holds 37,192 shares after the transaction.

• · Principal Financial Officer Choudhury Mahesh bought 950 Common Stock at $6.92 (~$6.57K)
• · Principal Financial Officer Choudhury Mahesh bought 500 Common Stock at $6.91 (~$3.46K)
• · Principal Financial Officer Choudhury Mahesh bought 50 Common Stock at $6.54 (~$327)
• · Principal Financial Officer Choudhury Mahesh bought 537 Common Stock at $6.74 (~$3.62K)
• · Principal Financial Officer Choudhury Mahesh bought 600 Common Stock at $7.62 (~$4.57K)

23-06-2026

Director Sousa Mauad Bruno sold 57,988 Cash-Settled Total Return Swap at $20.68 (~$1.2M). 7 transactions reported in total.

• · Director Sousa Mauad Bruno disposed of 29,700 Brazilian Depositary Receipts
• · Director Sousa Mauad Bruno acquired 29,700 Securities Lending Agreement
• · Director Sousa Mauad Bruno disposed of 10,120 Brazilian Depositary Receipts
• · Director Sousa Mauad Bruno acquired 10,120 Securities Lending Agreement
• · Director Sousa Mauad Bruno bought 200 Brazilian Depositary Receipts at $21.25 (~$4.25K)
• · Director Sousa Mauad Bruno sold 9,623 Cash-Settled Total Return Swap at $20.86 (~$201K)
• · Director Sousa Mauad Bruno sold 57,988 Cash-Settled Total Return Swap at $20.68 (~$1.2M)

24-06-2026

Jianpu Technology Inc. (OTCQB: AIJTY) announced the resignation of Mr. Caofeng Liu as director, acting CEO, CTO, and COO effective June 30, 2026, due to personal reasons with no dispute with the company. The Board appointed Mr. Yisheng Gong as CEO effective July 1, 2026, who brings extensive fintech and risk management experience from roles at RONG360 Inc., VCredit, and Capital One. The filing does not include any financial results or performance metrics, so no period-over-period comparisons are available.

• · Mr. Liu's resignation is effective June 30, 2026, and is not due to any dispute or disagreement with the company.
• · Mr. Gong has been CEO of RONG360 Inc. since November 2025 and previously served as chief risk officer at VCredit from 2019 to 2025.
• · Mr. Gong holds a master's degree in economics from Temple University (2003) and a bachelor's in business administration from Peking University (1997).

24-06-2026

Takeda Pharmaceutical announced new board assignments and the appointment of Julie Kim as Representative Director, President and CEO, effective June 24, 2026. This leadership change marks a significant transition in top management for the company.

24-06-2026

HDFC BANK LTD filed a Form 6-K with the SEC on June 24, 2026, for the month of June 2026, primarily to furnish an intimation of a Board Meeting (Exhibit 99). The filing was signed by Company Secretary Ajay Agarwal on June 23, 2026. No financial results or quantitative data were disclosed in this report.

• · The filing is a Form 6-K (Foreign Private Issuer Report) for the month of June 2026.
• · The registrant files annual reports under Form 20-F.
• · The sole exhibit (Exhibit 99) is an 'Intimation of Board Meeting'.

24-06-2026

Galapagos NV (GLPGF) filed a Form 6-K with the SEC on June 24, 2026, attaching a press release issued on June 23, 2026. The filing is a routine foreign private issuer report and does not contain any financial results or operational updates beyond the incorporation of the press release by reference.

• · The filing incorporates the press release into several Registration Statements on Form S-8 (File Nos. 333-204567 through 333-292050).
• · The registrant's address is Schaliënhoevedreef 20T, 2800 Mechelen, Belgium.

24-06-2026

SK hynix Inc. filed a Form F-1 registration statement with the SEC on June 24, 2026, for an initial public offering of American Depositary Shares (ADSs) to be listed on Nasdaq under the symbol "SKHY." The filing highlights significant risks for investors, including substantial and immediate dilution, lack of an active trading market for ADSs, and limitations on voting rights, distributions, and preemptive rights for ADS holders. Additionally, the company will rely on exemptions available to foreign private issuers, which may result in less disclosure than U.S. domestic companies.

• · The ADSs will trade on Nasdaq under the symbol "SKHY."
• · ADS holders will not be treated as shareholders under Korean law and cannot directly exercise voting rights or dissenter's rights without surrendering ADSs.
• · The depositary may refuse to transfer or register ADSs under certain conditions, including legal requirements or corporate events.
• · Fluctuations in the Won/USD exchange rate may materially affect the value of ADSs and dividend payments.
• · The company will rely on foreign private issuer exemptions, including filing annual reports on Form 20-F within four months (vs. 75 days for U.S. accelerated filers) and exemption from Regulation Fair Disclosure.
• · Preemptive rights for new shares will not apply to this offering, and ADS holders may not be able to exercise such rights in future offerings.
• · The deposit agreement can be amended without ADS holder consent, with limited recourse for holders who disagree.

24-06-2026

Orion Energy Systems, Inc. filed a DEFA14A proxy statement on June 24, 2026, for its upcoming shareholder meeting. The board recommends voting for all four proposals: election of directors Richard A. Shapiro and Heather L. Wishart-Smith, advisory approval of executive compensation, ratification of BDO USA as auditor for FY2027, and approval of the amended 2016 Omnibus Incentive Plan. Shareholders can request materials until July 23, 2026.

• · Shareholders can request paper or email copies of proxy materials until July 23, 2026.
• · Voting is available online at www.ProxyVote.com, by phone at 1-800-579-1639, or by email.
• · The proxy will be voted in accordance with the board's recommendations if no direction is given.
• · The meeting materials may have special requirements for attendance.

24-06-2026

Nomura Holdings Inc. held its Annual General Meeting where all 11 director proposals were approved by shareholders. Approval ratios ranged from 90.4% (Takahisa Takahara) to 98.1% (Patricia Mosser and Nellie Liang), indicating strong shareholder support across the board. The filing also notes that a portion of voting rights exercised at the meeting were excluded from the calculation for unspecified reasons.

• · All 11 director proposals were approved at the AGM.
• · Approval ratios ranged from 90.4% (Takahisa Takahara) to 98.1% (Patricia Mosser and Nellie Liang).
• · A portion of voting rights exercised by shareholders present at the meeting were excluded from the calculation for unspecified reasons.

24-06-2026

Sony Group Corporation announced the issuance of USD-denominated senior unsecured notes totaling $1.0 billion, split equally between $500 million 5-year notes due 2031 at 4.657% and $500 million 10-year notes due 2036 at 5.089%. The notes are rated A2 by Moody's and A+ by S&P, with proceeds earmarked for general corporate purposes. The offering is made under a shelf registration statement filed with the SEC on June 18, 2026.

• · Settlement date for both tranches is June 30, 2026.
• · The notes are being offered under an automatic shelf registration statement filed with the SEC on June 18, 2026.
• · Joint bookrunners for the offering are BofA Securities and Morgan Stanley.
• · The notes are rated A2 by Moody's and A+ by S&P.

24-06-2026

Triller Group Inc. filed an 8-K on June 24, 2026, disclosing a Certificate of Amendment to its Certificate of Incorporation effecting a 1-for-10 reverse stock split of its common stock, effective June 22, 2026. The reverse split was authorized by the Board of Directors and approved by stockholders, with no fractional shares issued (cash paid in lieu). The amendment does not change the number of authorized shares or par value.

• · The certificate of amendment was filed with the Delaware Secretary of State on June 22, 2026, at 11:05 a.m. and became effective at 5:00 p.m. on the same day.
• · The reverse split ratio is no more than 1-for-10, with the precise ratio determined by the Board (here 1-for-10).
• · No fractional shares will be issued; stockholders otherwise entitled to a fractional share will receive cash in lieu.
• · The amendment does not affect the number of authorized shares or the par value per share of the corporation.
• · The Board of Directors adopted resolutions authorizing the reverse split within one year after the 2025 Annual Meeting.

24-06-2026

Archer Aviation Inc. filed definitive additional proxy soliciting materials (DEFA14A) on June 24, 2026, in connection with its upcoming Annual Meeting of Stockholders scheduled for June 26, 2026. The filing includes a social media post (X post) from founder Adam Goldstein urging stockholders to vote, and provides standard instructions for accessing the proxy statement and related documents. No financial results or quantitative performance data are disclosed in this filing.

• · Annual Meeting date: June 26, 2026
• · Filing type: Definitive Additional Materials (DEFA14A) under Rule 14a-6(b)
• · Proxy statement and proxy card are available free of charge on SEC website (www.sec.gov) and Archer's investor relations website
• · Physical address for document requests: Archer Aviation Inc., c/o Legal, 190 W. Tasman Drive, San Jose, California 95134

24-06-2026

Comstock Inc. sold 100% of its legacy mining assets to Mackay Precious Metals Inc. for over $45 million, including $20 million in cash at closing, 2 million shares of Mackay Gold & Silver Corp. valued at over $3.5 million, a secured second-tranche cash payment of $7 million due within 18 months, a retained 1.5% NSR royalty, and a contingent future payment of $10 million. The transaction is expected to reduce ongoing costs by over $1.5 million annually and marks a strategic shift from a junior mining company to a renewable metals and materials company. However, the contingent payment is subject to uncertain milestones, and the second-tranche payment may be partially satisfied with shares, introducing dilution risk.

• · The transaction follows a prior lease of Comstock's Northern Targets starting June 2023 and their purchase in December 2024 for $3.85 million.
• · Over the life of all transactions with Mackay, Comstock received approximately $8 million including prior lease payments and reimbursed expenses.
• · Mackay may elect to satisfy up to $2 million of the second-tranche payment through additional shares, subject to pricing thresholds.
• · The contingent $10 million payment is triggered if Mackay decides to construct a mine or undergoes a change-of-control transaction with aggregate consideration of at least $500 million within seven years.
• · If the contingent payment does not occur, the NSR buy-out price doubles from $3.5 million to $7 million.
• · All reclamation obligations, liabilities, and associated surety bond deposits and collateral are assumed by the sold entities.
• · Comstock retains a 1.5% NSR royalty on all valuable minerals extracted from the properties.

24-06-2026

TELUS Corporation filed a Form 6-K with the SEC for June 2026, incorporating a news release dated June 22, 2026, by reference into its existing registration statements. The filing was signed by Executive Vice President and Chief Legal and Governance Officer Andrea Wood. No financial results or quantitative data are included in this filing.

• · The filing incorporates the news release into registration statements on Form F-10 (File No. 333-291929), Form F-3D (File No. 333-258770), and Form S-8 (File Nos. 333-291404, 333-268186, 333-181463, and 333-125486).
• · The report is for the month of June 2026 and was signed on June 23, 2026.

24-06-2026

Novo Nordisk A/S disclosed its ongoing share repurchase programme under EU Market Abuse Regulation, reporting the repurchase of 1,075,000 B shares between June 15-19, 2026 at an average price of approximately DKK 286.46 per share, for a total transaction value of DKK 307,949,349. Since the last announcement, the company has accumulated 6,200,000 B shares under the programme at a total cost of DKK 1,777,005,178.

• · The average purchase price for the week ranged from DKK 282.33 to DKK 293.48 per share.
• · The daily repurchase volumes were relatively consistent, with 220,000 shares on three of the five days.
• · The programme is conducted under the EU Market Abuse Regulation (MAR) safe harbour for buy-backs.

24-06-2026

Capstone 72, Inc. filed Amendment No. 2 to its S-11 registration statement for an initial public offering of 3,750,000 shares of common stock at an assumed price of $4.00 per share, targeting gross proceeds of $15,000,000. The company, a real estate investment firm focused on single-family homes, intends to list on Nasdaq under the symbol 'CAPI' and is controlled by CEO Bonnie Wu, who holds over 50% voting power. The filing highlights risks including a lack of prior public market, controlled company status, and reliance on forward-looking statements, with no historical financial performance data provided in this excerpt.

• · The company effected a 1-for-180,000 stock split on May 18, 2026, increasing authorized shares from 990 to 30,000,000.
• · The offering will not proceed unless shares are approved for listing on Nasdaq.
• · The underwriters have a 45-day option to purchase up to an additional 562,500 shares to cover over-allotments.
• · The company is an 'emerging growth company' and 'smaller reporting company', eligible for reduced public reporting requirements.
• · Bonnie Wu holds more than 50% voting power, making Capstone 72 a 'controlled company' exempt from certain Nasdaq corporate governance rules.

24-06-2026

Orion Digital Corp. (formerly Mogo Inc.) filed a Form 6-K with the SEC on June 24, 2026, reporting the results of its annual general meeting of shareholders held on June 23, 2026. The filing includes a press release (Exhibit 99.1) and a report of voting results (Exhibit 99.2). No financial results or operational metrics were disclosed in this filing.

• · The company changed its name from Mogo Inc. to Orion Digital Corp.
• · The filing was submitted under Form 20-F (not Form 40-F).
• · The annual general meeting results were announced on June 23, 2026.

24-06-2026

Liminatus Pharma, Inc. filed an S-1 registration statement on June 24, 2026, for a proposed best-efforts public offering of common stock and pre-funded warrants. The company has a history of significant related-party loans and notes, including from Feelux Co., Ltd., Valetudo, Prophase, Hana, Ewon, CarTcellkor, and Amantes, and has accumulated substantial deficits (retained earnings of -$112,375,356 as of March 31, 2026). The filing also details a CD47 license and development agreement with Innobation, but the company remains pre-revenue with no disclosed revenue figures.

• · The S-1 filing is for a best-efforts public offering of common stock and pre-funded warrants.
• · The company has a par value of $0.25 per common share and $1.50 per preferred share.
• · Total assets as of March 31, 2026, were $117,500,000.
• · The filing includes extensive related-party loans from entities such as Feelux Co., Ltd., Valetudo, Prophase, Hana, Ewon, CarTcellkor, and Amantes, with various loan dates from 2018 to 2026.
• · A CD47 license and development agreement with Innobation is referenced for the periods ending March 31, 2025, and March 31, 2026.
• · The company has no disclosed revenue, indicating it is pre-revenue.

24-06-2026

Graf Global Corp. filed a transcript of Ice Cube's interview discussing the BIG3's planned SPAC merger at a $290M valuation. Ice Cube highlighted strong viewership (560,000 weekly) and ambitions for city-based and global expansion, but acknowledged ongoing capital-raising challenges and the need for scale.

• · BIG3 is entering its ninth season.
• · Ice Cube stated the league owns all teams initially (NASCAR model) but plans to transition to city-based teams with 9 current teams and targets of 12, 16, 20, 24+ teams.
• · Ice Cube expressed interest in expanding to cities like London, Mexico City, Toronto, and mentioned potential team sales.
• · The league has been in talks with the East Asian Super League about a BIG3 Asia.
• · Ice Cube noted the league survived the pandemic and described raising capital as 'not fun' but necessary.
• · Ice Cube said the league aims to be around as long as the NBA (nearly 100 years).
• · Ice Cube mentioned the league is still a 'whiteboard' and open to changes.
• · Games are broadcast live on CBS.

24-06-2026

Green Dot Corporation held a special meeting on June 23, 2026, where stockholders overwhelmingly approved the merger with CommerceOne Financial Corporation and the related separation agreement, with over 99% of votes cast in favor of each proposal. The advisory compensation proposal also passed but with a lower margin (87.7% for), and the adjournment proposal was not needed. The transaction is expected to close in Q3 2026, pending regulatory approvals.

• · The merger proposal received 40,869,891 for, 139,918 against, 52,234 abstain.
• · The separation proposal received 40,709,555 for, 300,237 against, 52,251 abstain.
• · The compensation proposal received 35,353,034 for, 4,957,445 against, 751,564 abstain.
• · The adjournment proposal received 40,501,916 for, 500,917 against, 59,210 abstain.
• · No adjournment was necessary because sufficient votes were present.
• · The transaction is expected to close in Q3 2026, subject to regulatory approvals and customary conditions.
• · The record date for the meeting was May 15, 2026.

24-06-2026

Grove Collaborative Holdings, Inc. disclosed in an 8-K filing that CFO Tom Siragusa will resign effective August 16, 2026, to pursue another opportunity, with no disagreement with the company. Separately, at the June 18, 2026 annual meeting, stockholders elected three Class I directors (Larry Cheng, Stuart Landesberg, Kristine Miller) and ratified Baker Tilly US, LLP as independent auditor for fiscal 2026. The meeting had 76.6% voting power represented, but broker non-votes on director elections totaled 12,926,872, indicating significant passive shares.

• · CFO Tom Siragusa will remain in his position until August 16, 2026.
• · The company is initiating a search for a successor CFO.
• · Director election votes: Larry Cheng received 28,636,819 for, 220,273 withheld; Stuart Landesberg 28,773,075 for, 84,017 withheld; Kristine Miller 28,788,043 for, 69,049 withheld.
• · Ratification of Baker Tilly US, LLP: 41,099,169 for, 43,643 against, 641,152 abstentions.
• · Record date for annual meeting was April 24, 2026.

24-06-2026

EagleRock Land, LLC (NYSE: EROK) filed its Quarterly Report on Form 10-Q for the quarter ended March 31, 2026, primarily reflecting its accounting predecessor Lea & Eddy Holdings, LLC. The company completed its IPO on May 15, 2026, repaid a $269 million predecessor credit facility, and established a new $200 million revolving credit facility with no outstanding debt. Preliminary pro forma revenue for Q1 2026 is estimated between $29.6 million and $36.1 million, with net income between $13.3 million and $16.2 million, and Adjusted EBITDA between $25.7 million and $31.5 million.

• · EagleRock expects to file unaudited pro forma financial statements for Q1 2026 by July 31, 2026.
• · The company will host its inaugural quarterly conference call beginning with Q2 2026 reporting cycle.
• · The new credit facility became effective on June 8, 2026, after repayment and termination of the predecessor facility.
• · Adjusted EBITDA reconciliation shows $13.6M in depreciation, depletion, amortization, and accretion, $96K in net interest expense, and $1.0M in income tax expense.
• · Transaction-related expenses of $2.4M and other adjustments of -$3.3M (primarily nonrecurring gain on sales-type lease) were applied to EBITDA to arrive at Adjusted EBITDA.