Global High-Priority Regulatory Events — September 02, 2026

02-09-2026

Cheniere Pipeline GP Interests, LLC filed an S-4 registration statement to exchange up to $1.0 billion of 5.350% Senior Notes due 2036 and $750 million of 6.050% Senior Notes due 2056 (total $1.75 billion) for unregistered notes of the same series, fulfilling a registration rights obligation. The company operates one of the world's largest LNG production facilities with over 30 mtpa capacity and has contracted approximately 90% of anticipated production through the mid-2030s, providing stable cash flows. However, the SPL Expansion Project (up to 20 mtpa) remains subject to regulatory approvals and financing, and the company faces risks of cost overruns and delays.

• · Exchange offer is to satisfy registration rights agreement from June 9, 2026 private offering.
• · New Notes are substantially identical to Old Notes except transfer restrictions, registration rights, and additional interest provisions are removed.
• · Sabine Pass LNG Terminal has five LNG storage tanks, three marine berths (two up to 266,000 cubic meters, one up to 200,000 cubic meters).
• · SPL Expansion Project is two-phased, adjacent to existing facility, includes three liquefaction trains.
• · Company holds a significant land position at Sabine Pass for further expansion.
• · No appraisal or dissenters' rights for holders of Old Notes in connection with the exchange offer.

02-09-2026

Tilaknagar Industries Limited (TIL) has approved a ₹22 Cr investment in Black Tiger Distilleries Private Limited (BTD) to acquire a 30% stake on a fully diluted basis, executed in two tranches by October 31, 2026 and October 31, 2027. The investment targets the tequila and agave spirits segment, which is a fast-growing category in India. BTD, incorporated in January 2025, has generated no revenue to date (FY 25-26: Nil) and has a net worth of approximately ₹20.83 Lakhs.

• · BTD was incorporated on January 25, 2025 and has no revenue for FY 25-26.
• · TIL has the right to nominate up to 2 non-executive directors and 1 non-voting observer on BTD's board.
• · TIL has a first right to subscribe to any additional securities issued by BTD.
• · Certain reserved matters (e.g., variation of share capital, amendment of constitutional documents, changes to business plan, appointment/removal of directors) require TIL's prior written consent.
• · The transaction is not a related party transaction and no governmental/regulatory approvals are required.
• · BTD's product is developed in partnership with Productos Finos de Agave in Jalisco, Mexico, which is also a minority shareholder.

02-09-2026

TScan Therapeutics announced a strategic reorganization to focus on in vivo cell therapy for solid tumors, pausing its Phase 3 ALLOHA-2 study of TSC-101 in heme malignancies due to insufficient capital. The company reported positive updated data from Cohort C of the Phase 1 ALLOHA study (100% complete donor chimerism in 13/13 patients tracked), but is reducing its workforce by approximately 75% to extend its cash runway into Q4 2027. While the reorganization is expected to generate $55 million in cumulative cost savings, the pause in the heme program and significant workforce reduction underscore severe capital constraints.

• · Two in vivo-engineered TCR-T candidates for solid tumors (PRAME and MAGE-A4) advanced to IND-enabling studies.
• · Company expects to file first IND in Q3 2027 and initiate Phase 1 development in Q4 2027.
• · Preclinical data for solid tumor program expected in Q1 2027.
• · Cohort C data includes two relapsed patients who converted to complete donor chimerism after third infusion or additional agents.
• · One previously disclosed non-relapse mortality in Cohort C, unrelated to TSC-101.
• · Company is evaluating strategic partnerships for autoimmune program targeting HLA-B*27-associated disorders (e.g., ankylosing spondylitis).
• · Cash, cash equivalents, and marketable securities as of June 30, 2026, expected to fund operations into Q4 2027.
• · Workforce reduction eliminates internal manufacturing organization and significantly reduces research footprint.

02-09-2026

G-III Apparel Group reported Q2 FY2027 results with GAAP net income of $0.46 per diluted share, beating guidance, compared to $0.25 in the prior year. However, net sales declined 10% to $554.1 million from $613.3 million, reflecting the loss of Calvin Klein and Tommy Hilfiger sales. The company completed the acquisition of Marc Jacobs, targeting $1 billion in long-term annual revenue, and raised its GAAP and non-GAAP net income guidance for FY2027, excluding Marc Jacobs, which is expected to be slightly dilutive in fiscal 2027.

• · Go-forward portfolio sales grew high-single digits during Q2 FY2027.
• · Gross margin expanded 440 basis points to 45.2% from 40.8% due to price increases and mix shift to owned brands.
• · Non-GAAP net income per diluted share was $0.26, up from $0.25 in the prior year.
• · The company completed the Marc Jacobs acquisition, targeting $1 billion in long-term annual revenue.
• · Marc Jacobs acquisition is expected to be slightly dilutive in fiscal 2027, with accretion expected after 12 months.
• · FY2027 net sales guidance of $2.71 billion incorporates the loss of approximately $460 million of sales from Calvin Klein and Tommy Hilfiger products.
• · FY2027 GAAP net income guidance raised to $181.0M-$185.0M ($4.10-$4.20 per diluted share) from $67.4M ($1.51) in FY2026.
• · FY2027 non-GAAP net income guidance of $97.0M-$101.0M ($2.20-$2.30 per diluted share) is down from $116.2M ($2.61) in FY2026.
• · FY2027 adjusted EBITDA guidance of $174.0M-$178.0M is down from $192.4M in FY2026.
• · Q3 FY2027 net sales guidance of $870.0M is down 12% from $988.6M in Q3 FY2026.
• · Q3 FY2027 GAAP net income guidance of $59.0M-$64.0M ($1.35-$1.45 per diluted share) is down from $80.6M ($1.84) in Q3 FY2026.
• · Cash and cash equivalents increased 75% to $529.2M from $301.8M.
• · Inventories decreased 13% to $555.0M from $639.8M.
• · Capital returned to shareholders: $7.9M in share repurchases and $4.3M in dividends.
• · IEEPA tariff refund of $122K in Q2 FY2027 and $102.8M in H1 FY2027 was excluded from non-GAAP gross profit.
• · Tax benefit from release of valuation allowance of $9.3M in Q2 FY2027.

02-09-2026

Anupam Rasayan India Limited, along with its PAC Mates Visa Consultancy Private Limited, completed an open offer for Bliss GVS Pharma Limited, acquiring only 1,669 equity shares (0.00% of voting capital) out of the targeted 2,77,26,848 shares (26.00%), resulting in a near-total failure of the offer. The offer price was ₹299 per share, and the total consideration paid was ₹4,99,031, far below the maximum ₹829,03,27,552. The underlying share purchase agreement for a controlling stake is yet to be consummated.

• · The open offer opened on 28 July 2026 and closed on 10 August 2026.
• · Consideration was paid on 24 August 2026.
• · The Acquirer (Anupam Rasayan) acquired Mates Visa Consultancy Private Limited on 17 July 2026, designating it as a PAC.
• · The SPA for a controlling stake (minimum 42.95% of expanded voting capital) is yet to be consummated.
• · The Acquirer has a call option to acquire residual shares from sellers at ₹299 or market price within 6-12 months after closing.
• · Post-offer public shareholding remained at 52.18% (unchanged from pre-offer).

02-09-2026

Mitshi India Limited (formerly Dera Paints & Chemical Limited) has issued the recommendations of its Committee of Independent Directors (IDC) regarding the open offer by Mr. Karronn Naresh Bajaj (the Acquirer) to the shareholders of the company under SEBI (SAST) Regulations. The filing, dated September 2, 2026, includes the IDC's statement that the information provided is true and correct to the best of their knowledge. No financial figures, performance metrics, or specific offer details are disclosed in this filing.

• · The company was formerly known as Dera Paints & Chemical Limited.
• · The open offer is made under Regulation 26(7) of the SEBI (SAST) Regulations, 2011.
• · The IDC's recommendation was signed on August 27, 2026, and filed on September 2, 2026.

02-09-2026

The Committee of Independent Directors of Shankara Building Products Limited has submitted its recommendations on the open offer by The Ballygunge Family Trust and PACs to acquire up to 63,04,825 equity shares (26.00% of paid-up capital) at INR 150 per share. The recommendations are made under Regulation 26(7) of the SEBI (SAST) Regulations, 2011. The filing does not disclose the committee's specific recommendation (accept/reject) or financial details of the target company.

• · The open offer is made pursuant to Regulation 4 of the SEBI (SAST) Regulations, 2011.
• · The recommendations are submitted by the Committee of Independent Directors under Regulation 26(7) of the SEBI (SAST) Regulations, 2011.
• · The filing is dated September 02, 2026.

02-09-2026

Quantumsphere Acquisition Corp terminated its Agreement and Plan of Merger with SACH Pte. Ltd., originally dated October 3, 2025, due to the target company's failure to cure defaults within the required 30-day period following a Notice of Default issued on July 14, 2026. The Purchaser Parties reserve all rights to seek damages and other legal relief. This termination likely ends the proposed business combination, potentially impacting the SPAC's ability to complete a de-SPAC transaction.

• · Merger Agreement dated October 3, 2025
• · Notice of Default issued July 14, 2026
• · 30-day cure period expired without remedy
• · Termination effective September 1, 2026
• · Purchaser Parties reserve rights to seek damages, costs, expenses, and other legal/equitable relief

02-09-2026

Lakeshore Acquisition III Corp. filed an 8-K disclosing that CPRO Electronics Co. Ltd. (CPRO Korea) wired a second extension payment of $67,500 to the trust account on August 26, 2026, to extend the deadline to complete the initial business combination from September 1, 2026 to October 1, 2026. The extension is pursuant to the merger agreement dated May 22, 2026, signaling continued progress toward closing the pending acquisition. No negative or flat metrics are present, as this is purely an operational update on deal timeline.

• · Extension payment was made on August 26, 2026.
• · Deadline extended by one month from September 1, 2026 to October 1, 2026.
• · Merger agreement dated May 22, 2026.

02-09-2026

Indo-National Limited has invested ₹50,03,864 (Fifty Lakh Three Thousand Eight Hundred and Sixty-Four Rupees) to acquire an additional 0.78% stake in Medcuore Medical Solutions Private Ltd (MMSPL), a manufacturer of air monitoring systems and air purifiers, increasing its total shareholding to 61.87%. The acquisition was made at varying per-share prices (₹16,536 and ₹14,056) through two valuation reports, and does not constitute a related party transaction. While the acquisition supports business expansion, MMSPL's turnover declined from ₹47,68,000 (FY24) to ₹35,41,484 (FY25), before recovering to ₹1,45,60,000 in FY26, indicating volatility.

• · MMSPL was incorporated on June 7, 2020.
• · Complete acquisition is expected by FY 2027-28.
• · Consideration was entirely in cash.
• · No governmental or regulatory approvals were required for the acquisition.
• · 329 shares were acquired in two tranches at different per-share prices (₹16,536 for 153 shares and ₹14,056 for 176 shares), based on valuation reports dated May 16, 2026 and August 21, 2026.

02-09-2026

Parsvnath Developers Limited, under Corporate Insolvency Resolution Process (CIRP) since April 30, 2026, has filed a list of creditors as of August 31, 2026, with total claims received of ₹1,00,43,03,32,064.08 (₹10,043.03 Cr). Of this, claims admitted total ₹71,09,31,50,141.35 (₹7,109.32 Cr), while claims under verification amount to ₹28,60,37,66,908.73 (₹2,860.38 Cr). The largest category is unsecured financial creditors (homebuyers), with 3,362 claims totaling ₹3,108.49 Cr received, of which ₹1,684.09 Cr has been admitted.

• · CIRP commencement date: April 30, 2026
• · List of creditors filed as on August 31, 2026
• · No claims received from secured financial creditors belonging to any class (Annexure-1 is empty)
• · No claims received from workmen operational creditors (Annexure-5 is empty)
• · Government dues claims of ₹2,15,10,85,680.00 (₹215.11 Cr) received but none admitted — all under verification
• · Other creditors (non-financial, non-operational) claims of ₹6,72,72,83,116.00 (₹672.73 Cr) received but none admitted — all under verification
• · Secured financial creditors have the highest admission rate: ₹54,00,36,74,185.00 admitted out of ₹55,55,10,42,940.00 claimed (97.2%)
• · Unsecured financial creditors (homebuyers) have a lower admission rate: ₹16,84,08,87,389.63 admitted out of ₹31,08,49,17,130.22 claimed (54.2%)
• · Employee claims: ₹26,33,47,271.37 received, ₹12,66,32,029.00 admitted (48.1%)

02-09-2026

Anand Rathi Wealth Limited has infused additional capital of ₹5,49,00,000 (₹5.49 Crore) into its wholly owned subsidiary, Anand Rathi FME (IFSC) Private Limited, by subscribing to a rights issue of 54,90,000 equity shares at ₹10 each. The subsidiary, incorporated in February 2026, has received in-principle approval from IFSCA to set up a fund management entity (non-retail) at GIFT City, Gujarat. As the subsidiary is newly incorporated with no prior turnover, there are no period-over-period comparisons available.

• · The subsidiary was incorporated on February 16, 2026, and has no financial statements yet.
• · The transaction is exempt from shareholder approval under Regulation 23(5) of SEBI LODR as it is a related party transaction with a wholly owned subsidiary.
• · The subsidiary has received in-principle approval from IFSCA and will seek final approval to carry out fund management business.

02-09-2026

B-Right Realestate's material subsidiary, B-Right Realestate Ventures LLP, acquired an additional 31% stake in B-Right Bombay Highlines Developers Private Limited for ₹31,000, increasing its holding from 49% to 80% and gaining better management and operational control. The target entity, incorporated in July 2024, reported nil turnover and a net loss of ₹5,900 for FY 2025-26, reflecting its early-stage operations.

• · The target entity was incorporated on 18 July 2024 under the Companies Act, 2013.
• · The turnover for FY 2025-26 was nil.
• · The acquisition was classified as not a related party transaction.
• · Consideration was in the form of cash.

02-09-2026

Astron Paper & Board Mill Limited, currently under Corporate Insolvency Resolution Process (CIRP), has adjourned the 4th meeting of the Committee of Creditors (CoC) from September 2, 2026 to September 8, 2026, following a request from CoC members. The company is being managed by a deemed Resolution Professional, Atul Sheth.

• · The 4th CoC meeting was originally scheduled for September 2, 2026 and has been adjourned to September 8, 2026.
• · The Resolution Professional's authorization for assignment is valid until June 30, 2027.
• · The company's registered office is at 407, Satyamev Eminence, Science City Road, Sola, G. Highway, Ahmedabad - 380060.

02-09-2026

The India Cements Limited has agreed to acquire a 26% equity stake in Amplus TN One Energy Private Limited, a special purpose vehicle developing a 41.80 MW solar power project with battery storage, for a cash consideration of up to ₹14,06,27,240 (₹14,06,27,240). The acquisition aims to meet the company's green energy needs, optimize energy costs, and comply with captive power regulatory requirements. No negative or flat financial metrics are present in this filing as it is a forward-looking investment disclosure with no performance data.

• · The target entity, Amplus TN One Energy Private Limited, was incorporated on June 6, 2024 and has nil turnover for the last three years.
• · The solar power project (41.80 MW AC) integrated with Battery Energy Storage System (BESS) is being established to supply renewable power to four cement manufacturing units in Andhra Pradesh and Telangana.
• · The acquisition is not a related party transaction and the promoter/promoter group/group companies have no interest in the entity being acquired.
• · Completion of the acquisition is expected within 180 days from the execution of the Power Purchase Agreements and Share Subscription and Shareholders Agreement.
• · No governmental or regulatory approvals are required for the acquisition.

02-09-2026

OBCL Infrastructure Private Limited, a member of the promoter group of OBCL Limited (formerly Orissa Bengal Carrier Ltd.), acquired a total of 7,489 equity shares of the company through on-market purchases between August 31 and September 2, 2026, for a total value of ₹409,901.6. The acquisitions represent approximately 0.034% of the total paid-up equity capital, indicating a very small increase in promoter holding.

• · The acquisition was executed on the National Stock Exchange (NSE).
• · The promoter group member's holding increased from 11.05% to 11.09% of total paid-up equity.
• · The disclosure is made under Regulation 7(2) of SEBI (Prohibition of Insider Trading) Regulations, 2015.
• · The company's name was changed from Orissa Bengal Carrier Ltd. to OBCL Limited.

02-09-2026

SEBI issued an adjudication order against Jainam Broking Limited on September 2, 2026, in an enforcement matter. The filing provides no details on penalties, financial figures, or specific allegations, indicating a regulatory action but lacking quantitative data or scope.

• · The adjudication order was issued by SEBI's Adjudication Officer (AO).
• · The order is listed under SEBI's Enforcement actions category.
• · No specific monetary penalty, violation details, or timeline are disclosed in this filing.

02-09-2026

Nandini Modi and Kirit Modi, along with seven PACs, have announced an open offer to acquire up to 48,75,000 equity shares (26% of voting capital) of South India Paper Mills at ₹120 per share, pursuant to SEBI (SAST) Regulations. The offer opens on October 13, 2026 and closes on October 27, 2026, with no minimum acceptance condition. The draft letter of offer has been submitted to the exchange, and the acquisition is part of a change in control transaction.

• · Offer opens on Tuesday, October 13, 2026 and closes on Tuesday, October 27, 2026.
• · Offer is not conditional upon any minimum level of acceptance.
• · No statutory approvals are currently required for the open offer.
• · Acquirers may revise the offer price upwards if they acquire shares at a higher price during the offer period.
• · The acquisition is pursuant to a Share Purchase Agreement dated August 18, 2026.
• · The marketable lot for the equity shares is 1 (one).

02-09-2026

Ekam Leasing & Finance Co. Ltd. has published newspaper notices for the hearing of its scheme of amalgamation with Rex Overseas Private Limited and S & S Balajee Mercantile Private Limited, as directed by the NCLT, New Delhi Bench-III. The NCLT admitted the joint application on August 10, 2026, and the hearing for the scheme petition is scheduled for October 12, 2026. This is a procedural update with no financial figures disclosed.

• · NCLT order pronounced on August 10, 2026 admitted the joint application.
• · Notices published in The Financial Express (English) and Jansatta (Hindi), both Delhi editions.
• · Hearing of the Company Scheme Petition scheduled on October 12, 2026.

02-09-2026

Ashika Global Securities Limited (formerly Ashika Credit Capital Ltd.) announced that SEBI has extended the validity of its in-principle approval for sponsoring and setting up a proposed Mutual Fund by six months from June 29, 2026. The company plans to incorporate two wholly-owned subsidiaries: Ashika Global Asset Management Private Limited (the Asset Management Company) and Ashika Global Trustee Company Private Limited (the Trustee Company), subject to final SEBI approval and compliance with regulatory requirements. No financial figures or period-over-period comparisons were provided in this filing.

• · SEBI extended the validity of in-principle approval for the proposed Mutual Fund sponsorship by six months from 29th June 2026.
• · The company plans to incorporate two wholly-owned subsidiaries: Ashika Global Asset Management Private Limited (AMC) and Ashika Global Trustee Company Private Limited.
• · Both proposed entities will be wholly-owned subsidiaries of Ashika Global Securities Limited and will be incorporated in India.
• · The initial share capital for both entities will be subscribed at face value, with 100% subscription by the listed entity.
• · The consideration for incorporation will be in cash.

02-09-2026

Fine Organic Industries Limited has executed Share Transfer Agreements to acquire an 80% equity stake in Oleofine Organics SDN. BHD. (OFM), a Malaysian specialty chemicals company, for up to RM 3,42,08,000 (approx. INR 80.28 crore) in cash. The acquisition includes a 50% stake from promoter group entity Smoothex Chemicals Private Limited, making it a related party transaction, and the remaining 30% from unrelated shareholders. OFM's turnover declined from RM 2,76,15,137 (INR 48.55 crore) in FY2024 to RM 23,287,742 (INR 54.17 crore) in FY2026, showing a mixed performance trend.

• · OFM was incorporated on August 19, 1988 in Malaysia.
• · The acquisition is a related party transaction because Smoothex Chemicals Private Limited is a promoter group entity; Mr. Mukesh Shah, Mr. Jayen Shah, and Mr. Tushar Shah are directors/members of Smoothex.
• · The transaction will be carried out on an arm's length basis.
• · No governmental or regulatory approvals are required for the acquisition.
• · The consideration is cash, with completion subject to fulfilment of conditions precedent in the STAs.
• · OFM net worth as at January 31, 2026 is RM 3,42,45,075 (approx. INR 79.65 crore).

02-09-2026

Baron Infotech Ltd, currently under the Corporate Insolvency Resolution Process (CIRP), disclosed that the Hon'ble NCLT Hyderabad Bench-II heard parties in multiple applications related to its insolvency proceedings on September 2, 2026, and reserved orders on an intervention petition and two other IAs. The company is the respondent in a Section 7 IBC petition filed by Avantine Software Pvt Ltd, and the resolution professional has submitted a resolution plan. No financial figures or period-over-period comparisons are available in this filing.

• · The NCLT Hyderabad Bench-II heard Intervention Petition (IBC)/11/2026, IA (IBC) (Plan)/03/2026, and IA (IBC)/772/2026 in Company Petition IB No.164/7/HDB/2023.
• · The resolution plan was submitted by the Resolution Professional in IA (IBC) (Plan)/03/2026.
• · The insolvency petition was filed under Section 7 of the IBC by Avantine Software Pvt Ltd.
• · Orders on all three matters were reserved by the bench on September 2, 2026.

02-09-2026

MSP Steel & Power Limited's board approved a Scheme of Arrangement to demerge the manufacturing business of MSP Sponge Iron Limited into MSP Steel, aiming to consolidate similar iron and steel operations under one entity. The board also approved the annual report for FY2025-26, the AGM notice for September 30, 2026, and the appointment of internal and cost auditors. The demerger is expected to achieve cost efficiencies and enhance net worth, but is subject to regulatory approvals.

• · The demerger will result in promoter group shareholding increasing from 45.12% to 59.52% (fully diluted), while public shareholding will decrease from 54.88% to 40.48%.
• · Share exchange ratio: 5 fully paid equity shares of MSP Steel (₹10 each) for every 1 equity share of MSP Sponge (₹10 each).
• · The scheme is a related party transaction but done at arm's length, with valuation by Finvox Analytics and SSPA & Co., and a fairness opinion from Fortress Capital Management Services.
• · The AGM is scheduled for September 30, 2026 at 3:00 PM via video conferencing.
• · M/s S K Agrawal and Co appointed as Internal Auditor for FY2026-27; Mr. Sambhu Banerjee re-appointed as Cost Auditor for FY2026-27.

02-09-2026

ARC Group Acquisition I Corp received a Nasdaq deficiency notice on August 27, 2026, because the aggregate market value of its outstanding warrants fell below the required $1 million threshold, violating Nasdaq Listing Rule 5452(b)(C). The company has 45 calendar days (until October 12, 2026) to submit a compliance plan, and if accepted, may receive up to 180 additional days (until February 23, 2027) to regain compliance. While the notice does not affect the listing of the company's other securities and is not an imminent delisting, failure to regain compliance could lead to warrant delisting.

• · The deficiency notice relates only to the Company's warrants and has no effect on the listing or trading of the Company's other securities (units, Class A ordinary shares, rights).
• · If Nasdaq rejects the compliance plan, the Company may appeal the decision to a hearings panel.
• · The Company's warrants trade under the symbol ARCLW on the Nasdaq Global Market.

02-09-2026

02-09-2026

Blue Acquisition Corp. (BACCU) filed a Fifth Amendment to its Business Combination Agreement with Blockfusion Digital Infrastructure, Inc., extending the Outside Date to November 30, 2026. This marks the fifth extension since the original agreement was signed on November 19, 2025, indicating ongoing delays in closing the merger. The extension reflects the parties' commitment to the deal but also highlights the prolonged negotiation process.

• · The Business Combination Agreement was originally signed on November 19, 2025, and has now been amended five times.
• · The Outside Date was extended from a prior date (effective under the Fourth Amendment) to November 30, 2026.
• · No termination right is available to a party whose breach caused the failure to close by the Outside Date.

02-09-2026

INNOVATE Corp. closed the sale of a controlling 75% interest in its Broadcasting segment (HC2) to CONX Corp., retaining a 25% stake. CONX committed up to $75M in equity funding for HC2, and a $105M loan was extinguished. INNOVATE retains an option to buy an additional 15% of HC2 over 18 months, while a CONX affiliate holds a two-year option to acquire up to 80.1% of HC2, which could generate cash proceeds for INNOVATE. The transaction strengthens INNOVATE's balance sheet but leaves it with a minority stake and no immediate cash inflow unless the CONX option is exercised.

• · INNOVATE retains an option to acquire up to an additional 15% ownership interest in HC2 from CONX for 18 months post-closing.
• · A CONX affiliate holds a two-year option (from May 29, 2026) to acquire up to 80.1% of HC2 on a fully-diluted basis; if exercised, INNOVATE may receive cash proceeds.
• · INNOVATE will not receive any cash proceeds from the transaction unless the CONX affiliate exercises its option.
• · HC2 operates more than 260 broadcast television stations and distributes over 50 broadcast networks across more than 40 states.
• · INNOVATE employs approximately 3,700 people across its subsidiaries.

02-09-2026

EGH Acquisition Corp. (EGH) disclosed a settlement agreement on August 27, 2026, resolving a declaratory judgment claim brought by NEC Fund VI HE Lender entities in Delaware Chancery Court. The settlement, which involves a mutual release, removes a key legal hurdle for EGH's proposed business combination with Hecate Energy LLC. EGH continues to work toward completing the business combination and will file a registration statement with the SEC containing a proxy statement/prospectus for shareholder approval.

• · The litigation was filed on March 5, 2026, and EGH was added as a defendant in a declaratory judgment claim asserted by a lender of Parent.
• · The settlement agreement was entered into on August 27, 2026, and the parties intend to file a motion to dismiss the suit.
• · EGH's units, Class A ordinary shares, and rights are listed on Nasdaq under symbols EGHAU, EGHA, and EGHAR respectively.
• · EGH is an emerging growth company and has not elected to use the extended transition period for complying with new financial accounting standards.

02-09-2026

Arqit Quantum Inc. (ARQQW) has been delisted from the Nasdaq Stock Market LLC effective September 2, 2026, as notified by the exchange via Form 25-NSE. The delisting pertains to the company's warrants (ticker ARQQW) under SEC Rule 17 CFR 240.12d2-2(a)(2). This regulatory action removes the security from Nasdaq listing and registration.

• · Delisting effective date: September 2, 2026
• · Security involved: Warrant (ticker ARQQW)
• · Regulatory basis: 17 CFR 240.12d2-2(a)(2)
• · Filing submitted by Nasdaq Stock Market LLC (CIK 0001354457)
• · Company address: 1st Floor, 3 More London Riverside, London, UK SE1 2RE

02-09-2026

FiscalNote Holdings, Inc. completed the sale of its FrontierView market intelligence business to Oxford Economics, sharpening its focus on its core AI-driven policy and regulatory intelligence platform, PolicyNote. The company updated its full-year 2026 guidance to reflect the divestiture, now expecting revenue of $74 to $76 million and adjusted EBITDA of $8 to $10 million. The outlook for the core Policy business remains unchanged, and the transaction simplifies operations and strengthens the balance sheet.

• · The divestiture of FrontierView to Oxford Economics was announced and completed on August 27, 2026.
• · The updated full-year 2026 guidance (revenue $74M-$76M, adjusted EBITDA $8M-$10M) reflects the removal of FrontierView from results as of the closing date.
• · The company's core Policy business outlook is unchanged by the transaction.
• · FiscalNote's stock trades on OTC under the ticker NOTE.

02-09-2026

Rocket Pharmaceuticals, Inc. (RCKTW) received a Form 25-NSE delisting notice from Nasdaq, effective September 2, 2026, for its warrants (expiring 9/2/2026) under Rule 12d2-2(a)(2). The delisting is due to the warrants' expiration, not a regulatory action or financial distress. No financial figures are provided in this filing.

• · Warrants expire on 9/2/2026
• · Delisting effective date: 9/2/2026
• · Filing made under 17 CFR 240.12d2-2(a)(2)
• · Former company name: Inotek Pharmaceuticals Corp (changed 2004-02-26)

02-09-2026

IRIDEX Corporation received a Nasdaq non-compliance notice on August 27, 2026, because its common stock closing bid price remained below $1.00 per share for 30 consecutive business days, violating the Minimum Bid Price Requirement. The company has a 180-day cure period until February 23, 2027, to regain compliance by achieving a closing bid price of at least $1.00 for ten consecutive business days. If it fails, it may qualify for an additional 180-day extension or face delisting, though the notice does not immediately affect its listing or business operations.

• · The company may be eligible for a second 180-day compliance period if it meets other listing standards and provides written notice of intent to cure, including a potential reverse stock split.
• · If compliance is not regained during the second period, Nasdaq will issue a delisting notice, which the company can appeal to a hearings panel.
• · The non-compliance does not affect ongoing business operations or SEC reporting requirements.

02-09-2026

Four Leaf Acquisition Corporation (FORL) and Data443 Risk Mitigation, Inc. (ATDS) announced a definitive Business Combination Agreement dated August 27, 2026, to create a combined company focused on AI-driven threat intelligence, collaboration, and data security platforms. The combined entity intends to list on Nasdaq, subject to stockholder approval, SEC effectiveness of Form S-4, and other conditions. However, the transaction is subject to significant risks and uncertainties, including potential failure to close, high redemptions, and Data443's history of losses and need for additional capital.

• · Data443 has over 10,000 customers in more than 100 countries.
• · Data443 operates validator nodes in a major distributed ledger network but does not participate in token rewards or economic incentives.
• · The Business Combination Agreement was signed on August 27, 2026.
• · Completion requires Four Leaf stockholder approval, effectiveness of Form S-4, and Nasdaq approval.
• · Data443 has a history of losses and needs additional capital.
• · The combined company intends to list on Nasdaq, but there is no assurance of completion.

02-09-2026

Inflection Point Acquisition Corp. VIII announced the pricing of its $250 million initial public offering of 25,000,000 units at $10.00 per unit, with the units trading on Nasdaq under the ticker “IPHXU” starting August 28, 2026. The SPAC intends to pursue a business combination with a North American or European business in disruptive growth sectors, led by Chairman Michael Blitzer, CEO Kevin Shannon, CFO Adam Saks, and other directors. The offering is expected to close on August 31, 2026, and the underwriters have a 45-day option to purchase up to an additional 3,750,000 units to cover over-allotments.

• · The registration statement on Form S-1 (File No. 333-298162) was declared effective by the SEC on August 27, 2026.
• · The Company may pursue an initial business combination in any industry, sector, or geographic region, though it intends to focus on North American or European businesses in disruptive growth sectors.
• · The underwriters have a 45-day option to purchase up to an additional 3,750,000 units to cover over-allotments.

02-09-2026

Southern Cross Acquisition II Corp. completed its IPO of 7,652,630 units at $10.00 per unit, generating gross proceeds of $76,526,300, and concurrently closed a private placement of 224,932 units to its sponsor and underwriter representative for $2,249,320. A total of $76,717,616 from the IPO and private sale proceeds (net of expenses and working capital) has been placed in a trust account for public shareholders and underwriters. The filing reports no prior-period comparisons as this is an initial public offering event.

• · Each unit consists of one ordinary share ($0.0001 par value), one redeemable warrant exercisable at $11.50 per share, and one right entitling holder to receive one-fourth of one ordinary share upon completion of initial business combination.
• · Private units are identical to IPO units subject to limited exceptions as described in the Registration Statement on Form S-1 (File No. 333-297331).
• · The trust account is held with Equiniti Trust Company, LLC as trustee.
• · The company is an emerging growth company and has not elected to use the extended transition period for complying with new or revised financial accounting standards.

02-09-2026

Triller Group Inc. received a Nasdaq deficiency notice on August 27, 2026, for failing to maintain a minimum market value of listed securities (MVLS) of $35 million over 30 consecutive business days, risking delisting. The company has seven days to submit a compliance plan to the Nasdaq Hearings Panel, which it intends to do. Additionally, Triller is disputing the Panel's discretionary authority to retain jurisdiction through October 14, 2026, arguing it lacks a fair procedure, and is evaluating options including judicial relief.

• · The company's common stock trades under symbol ILLR and warrants under ILLRW on Nasdaq Capital Market.
• · The Panel previously determined Triller was compliant with all listing criteria, including the $1.00 bid price requirement, but retained discretionary jurisdiction through October 14, 2026.
• · Triller's counsel sent a letter on August 26, 2026, disputing the Panel's authority to retain jurisdiction, citing Nasdaq Listing Rule 5815(c)(1)(A) and Section 6(b)(7) of the Securities Exchange Act of 1934.
• · If not resolved, Triller may seek judicial relief in federal district court.

02-09-2026

Reborn Coffee, Inc. (REBN) received a Nasdaq deficiency notice on August 27, 2026 for failing to file its Quarterly Report on Form 10-Q for the period ended June 30, 2026, violating Listing Rule 5250(c)(1). The company has 60 days to submit a compliance plan and may receive an extension until February 16, 2027, but there is no assurance of regaining compliance. The notice has no immediate effect on the listing of the company's common stock.

• · The company's common stock trades under the symbol REBN on the Nasdaq Capital Market.
• · The company has the opportunity to appeal a rejection of its compliance plan to a Hearings Panel.
• · The company issued a press release on September 2, 2026 regarding the notice.
• · The company's audit report includes an explanatory paragraph about going concern due to recurring net losses.

02-09-2026

JATT III Acquisition Corp, a blank-check company, completed its initial public offering (IPO) of 6,900,000 ordinary shares at $10.00 per share on August 27, 2026, generating gross proceeds of $69,000,000. Simultaneously, it completed a private placement of 234,000 shares to its sponsor, JATT Ventures III L.P., for $2,340,000. The company has 24 months to complete a business combination and has not yet identified any target.

• · The company has 24 months from the closing of the offering (August 27, 2026) to complete a business combination.
• · Transaction costs totaled $2,988,379, including $517,500 cash underwriting fee (net of $172,500 reimbursement), $2,070,000 deferred underwriting fee, and $400,879 other offering costs.
• · As of August 27, 2026, the company had an accumulated deficit of $706,794 and total shareholders' deficit of $706,598.
• · The company has not commenced any operations and has not selected any business combination target.
• · The trust account holds $69,000,000 ($10.00 per public share) and will be held in cash or U.S. government treasury obligations.

02-09-2026

Cheniere Energy, Inc. filed an S-4 registration statement on September 2, 2026, to exchange up to $1.0 billion of 5.200% Senior Notes due 2036 and $750 million of 6.000% Senior Notes due 2056 (New Notes) for an equal amount of outstanding unregistered Old Notes issued in a March 19, 2026 private offering. The exchange offer is being made to satisfy registration rights obligations and will result in New Notes that are substantially identical except for the removal of transfer restrictions and registration rights. The filing also provides an overview of Cheniere's business, including its ownership of the Sabine Pass LNG Terminal and Corpus Christi LNG Terminal, with ongoing construction of midscale Trains expected to add over 10 mtpa and approximately 5 mtpa of LNG capacity, respectively.

• · The exchange offer expires at 5:00 p.m. New York City time on a date to be specified, subject to extension.
• · Holders must tender Old Notes via certificate delivery with letter of transmittal or book-entry transfer to the exchange agent by the expiration time.
• · No guaranteed delivery procedures are provided; holders must allow sufficient time for DTC procedures.
• · The New Notes will have a different CUSIP number from any remaining outstanding Old Notes.
• · As of June 30, 2026, the first six midscale Trains at Corpus Christi had reached substantial completion, with over 1 mtpa under construction and the remainder in operation.
• · The second project of two additional midscale Trains is expected to add approximately 5 mtpa of LNG capacity, inclusive of estimated debottlenecking opportunities.

02-09-2026

Chase General Corporation's subsidiary, Dye Candy Company, transferred substantially all of its business assets to its lender, G.W. Chase Candy Company LLC, via a deed in lieu of foreclosure on August 31, 2026. The transaction discharged approximately $500,000 in principal debt plus accrued interest, but the company will cease ongoing business operations and retain no residual interest in the transferred assets. This represents a complete disposition of the company's operating assets, effectively ending its business activities.

• · The transferred assets constituted substantially all of Chase General Corporation's business assets.
• · Dye Candy Company was in default under its loan documents prior to the transaction.
• · The lender released Dye Candy Company from all outstanding payment obligations under the loan documents.
• · Following the closing, the company will cease to have any ongoing business operations, other than winding-up activities.
• · The filing date of the 8-K is September 2, 2026, with the event occurring on August 31, 2026.

02-09-2026

TEN Holdings, Inc. (XHLD) disclosed a non-compliance with Nasdaq Listing Rule 5605(c)(2) due to the resignation of director Yuji Ishida, which left the Audit Committee with fewer than three members. The company promptly appointed Kevin Cheong Jia Jin to the Audit Committee, and Nasdaq confirmed that compliance has been regained and the matter is closed. This is a routine governance compliance issue that was quickly resolved with no financial or operational impact.

• · The non-compliance was triggered by the resignation of Yuji Ishida from the Board and Audit Committee.
• · The company relied on the cure period under Nasdaq Rule 5605(c)(4) before appointing Kevin Cheong Jia Jin.
• · Nasdaq's Notification Letter was received on September 1, 2026, and confirmed regained compliance effective upon the appointment.
• · The matter is now closed with no further action required.

02-09-2026

D. Boral ARC Merger Corp (BCAR) completed its business combination with Exascale Labs Inc. on August 27, 2026, renaming the combined entity Exascale Labs Holdings Inc. The deal valued Exascale at $500 million, paid in 50 million shares of common stock. However, 26,865,211 BCAR Class A shares were redeemed for cash, leaving only 1,134,789 public shares outstanding, indicating significant shareholder redemptions. The combined company has no revenue from Exascale's core GaaS business yet, and pro forma financials are illustrative only.

• · BCAR's IPO included 3,000,000 units from partial exercise of underwriters' over-allotment option.
• · 1,000,000 Class A shares issued to underwriter representative as non-cash expense.
• · Exascale's GaaS business has not yet generated revenue as of the filing date.
• · Exascale's modular data center, liquid cooling, HVDC power, and energy storage solutions are ready for commercial engagement but have not generated revenue.
• · PubCo Class B Super Common Stock carries 20 votes per share, while Class A carries one vote per share.
• · No fractional shares were issued in the business combination.
• · Pro forma financials are illustrative only and may not reflect actual future results.

02-09-2026

ROC completed its previously announced acquisition of Zuccaro Technical Consulting LLC (ZTC), which now operates as a wholly owned subsidiary, expanding ROC Evidence into an end-to-end investigative intelligence offering. The deal adds specialized digital forensics engineering expertise, established federal customer relationships, incremental revenue, and cross-selling opportunities across ROC's Vision AI platform. While the acquisition is expected to accelerate growth and expand ROC's addressable market, the company faces integration risks, dependence on federal contracts, and potential loss of cleared personnel or key customer relationships.

• · ZTC is now a wholly owned subsidiary of ROC.
• · Tony Zuccaro, founder of ZTC, becomes ROC's Chief Innovation Officer.
• · The acquisition adds a team of cleared engineers to serve federal government customers.
• · Historical financial statements and pro forma financial information will be made available pursuant to SEC rules.
• · ROC is headquartered in Denver, Colo., with hubs in Grand Rapids, Mich., and Morgantown, W.Va.

02-09-2026

Eureka Acquisition Corp (EURKU) filed an 8-K on September 2, 2026, disclosing that it received a notice of delisting or failure to satisfy a continued listing rule or standard from the exchange. The event date is August 27, 2026. This regulatory action threatens the company's listing status and may impact its ability to raise capital or complete its business combination.

• · The filing is under Item 3.01 of Form 8-K, which specifically covers notices of delisting or failure to satisfy a continued listing rule.
• · The company is incorporated in the Cayman Islands (E9) and headquartered in Singapore.
• · The company's securities include units, ordinary shares, and rights, all of which are likely affected by the delisting notice.
• · No financial figures or business combination details were provided in this filing.

02-09-2026

Presidio Property Trust, Inc. filed Amendment No. 2 to its Schedule TO, launching an exchange offer for its 9.375% Series D Cumulative Redeemable Perpetual Preferred Stock (SQFTP). The company is offering 5.5 shares of Series A Common Stock for each share of Series D Preferred Stock tendered, with the offer expiring on October 2, 2026. The Series D Preferred Stock has experienced significant price volatility over the past two years, with a high of $15.99 and a low of $3.65 in recent quarters, indicating substantial risk and potential dilution for common shareholders.

• · The exchange offer is an issuer tender offer under Rule 13e-4, not a third-party offer.
• · The company is not making any recommendation to holders regarding whether to tender shares.
• · No officer, director, or affiliate has transacted in Series D Preferred Stock in the past 60 days.
• · The Series D Preferred Stock is listed on Nasdaq under symbol SQFTP.
• · The exchange offer expires at 11:59 p.m. New York City time on October 2, 2026, unless extended or terminated earlier.
• · Tendered shares of Series D Preferred Stock will be restored to authorized but unissued status.

02-09-2026

cbdMD, Inc. (NYSE American: YCBD) has entered into a definitive asset purchase agreement to acquire the operating assets and brands of Twinlab, including Twinlab, Reserveage, Metabolife, and Alvita Tea, through an assignment for the benefit of creditors (ABC) proceeding. The acquisition is expected to increase cbdMD's combined trailing twelve-month revenue to approximately $30 million as of June 2026, representing a 40% increase over its standalone revenue. However, the transaction is subject to court approval and customary closing conditions, and the combined revenue figure is provided for illustrative purposes only, not as a guarantee of future results.

• · Twinlab was founded in 1968 and serves 50,000 retail outlets including Vitamin Shop and GNC.
• · The acquired portfolio includes brands spanning daily wellness, active lifestyle, weight management, longevity, recovery, beauty, and functional supplementation.
• · Reserveage is positioned as a premium longevity, resveratrol, collagen, and beauty-from-within brand.
• · Metabolife brings established weight management brand recognition.
• · The transaction follows cbdMD's earlier acquisition and integration of Bluebird Botanicals.
• · The acquisition is subject to court approval and customary closing conditions.
• · The combined revenue figure is provided for illustrative purposes only and should not be viewed as indicative of future results.

02-09-2026

FlowStone Opportunity Fund filed a Schedule TO-I with the SEC on September 2, 2026, announcing an issuer tender offer to repurchase up to approximately 2,019,197 of its own shares, representing about 5.00% of shares outstanding as of March 31, 2026. The offer is open to holders of Class D, Class I, and Class M shares, with a purchase price equal to net asset value as of the close of business on September 30, 2026, and expires at 11:59 p.m. Eastern Time on that date. The fund has no established trading market for its shares, and no trustees or officers currently own any shares.

• · The Fund is registered under the Investment Company Act of 1940 as a closed-end, non-diversified management investment company organized as a Delaware statutory trust.
• · The purchase price will be paid via a non-interest bearing, non-transferable promissory note (a 'Note') promptly after the Notice Due Date, with payment equal to the NAV as of the Valuation Date, subject to adjustment after the next annual audit.
• · No trustees or officers of the Fund owned any shares as of March 31, 2026.
• · No transactions involving shares were effected by the Fund, Adviser, or any trustee/officer in the last 60 days.
• · The Fund's audited financial statements for the fiscal year ended March 31, 2026, were filed on Form N-CSR on June 8, 2026.
• · Class D Shares NAV per share: $17.48; Class I Shares NAV per share: $17.60; Class M Shares NAV per share: $17.60 (as of March 31, 2026).