US Activist Hedge Fund Institutional SEC 13D 13G — August 25, 2026

25-08-2026

Walter V. Klemp, Chairman, CEO, and President of Moleculin Biotech, Inc., filed a Schedule 13D disclosing beneficial ownership of 2,070,761 shares of common stock, representing 9.87% of the outstanding shares as of August 19, 2026. The filing details his recent purchase of 533,333 shares and warrants for $399,999.75 in a public offering, as well as his control over AnnaMed, Inc., which holds an additional 636 shares. No negative or flat metrics are present in this beneficial ownership disclosure.

• · The beneficial ownership limitation on the Series I Warrants was increased from 4.99% to 9.99% effective October 18, 2026.
• · The Series I Warrants have an exercise price of $0.75 per share, expire on August 3, 2031, and include an anti-dilution provision with a floor price of $0.21.
• · AnnaMed originally received 1,431,000 shares in 2015 for transferring an FDA IND application for Annamycin, which were reduced to 636 shares after three reverse stock splits.
• · Klemp participated in board approval of proposals for the 2026 annual meeting, including director elections, equity plan increase, elimination of supermajority voting, and a reverse stock split.

25-08-2026

Paine Schwartz Food Chain Fund V GP, Ltd. filed Amendment No. 1 to its Schedule 13D, reporting the purchase of 1,035,148 additional shares of Suja Life, Inc. Class A Common Stock from August 19 to August 25, 2026 for an aggregate of $8,544,733. The fund now beneficially owns 25,280,317 shares, representing 65.5% of the outstanding Class A Common Stock, increasing its stake and reinforcing majority control. The purchases were made at a steadily rising weighted-average price from $7.11 to $9.21 per share.

• · The purchases were executed on five consecutive trading days, with the daily volume approximately 189,300 to 233,624 shares each day.
• · The weighted average price per share increased each day: $7.11 (8/19), $7.63 (8/20), $7.96 (8/21), $8.84 (8/24), $9.21 (8/25).
• · The price range for the purchases spanned from $6.61 to $9.37 per share.
• · The beneficial ownership is structured through multiple entities including PSFC Fund V B, PSFC Fund V C, PSFC Fund V D, Consortium Aggregator, and Suja Life Aggregator.
• · Kevin Schwartz serves on Suja Life's board of directors and may be deemed to exercise investment control over the reported securities.

25-08-2026

Host-Plus Pty Ltd, as trustee for the HOSTPLUS Pooled Superannuation Trust, filed an amended Schedule 13G disclosing beneficial ownership of 15,756,215 shares of EBR Systems, Inc. common stock, representing 18.5% of the outstanding shares as of August 21, 2026. The filing reflects a significant stake held through multiple trusts and warrants, indicating a major institutional position in the company.

• · The beneficial ownership includes shares underlying CDIs and warrants held by three separate trusts.
• · Host-Plus Pty Ltd is the sole unitholder in MRCF 3 (HP) Trust and BCP (HP) Co-Investment Trust, with sole voting and investment power.
• · Host-Plus Pty Ltd is the sole beneficiary of MHC Hostplus Co-Investment Trust, with shared dispositive power over its securities.
• · The filing is an amendment to a previous Schedule 13G, indicating a change in ownership or disclosure.

25-08-2026

Black Spade Sponsor LLC III filed a Schedule 13G disclosing beneficial ownership of 5,120,000 Class B Ordinary Shares of Black Spade Acquisition III Co, representing 22.3% of the combined Class A and Class B ordinary shares outstanding as of March 31, 2026. The shares are held directly by the Sponsor and are convertible into Class A shares on a one-for-one basis upon a business combination. The filing notes that under the 'rule of three,' none of the Sponsor's three managers (Dennis Tam, Zoe Tse, Sammy Hsieh) individually exercises voting or dispositive control, and each disclaims beneficial ownership.

• · The Class B Ordinary Shares have a par value of $0.0001 per share.
• · The shares are convertible into Class A Ordinary Shares on a one-for-one basis, subject to adjustment, upon the issuer's initial business combination or earlier at the holder's option.
• · The filing is made pursuant to Rule 13d-1(d) under the Securities Exchange Act of 1934.
• · The reporting person's address is The Centrium, Suite 2902, 29/F, 60 Wyndham Street, Central, Hong Kong.

25-08-2026

Vanguard Charitable Endowment Program filed a Schedule 13G with the SEC on August 25, 2026, disclosing beneficial ownership of 215,538 shares of Solo Brands, Inc. Class A Common Stock. This stake represents 8.4% of the 2,568,010 shares outstanding as of August 7, 2026. No prior-period ownership data is available in this filing for comparison.

25-08-2026

Tall Pines Capital, LLC and Stonebridge Wealth Management, LLC filed a Schedule 13G with the SEC on August 25, 2026, disclosing a combined beneficial ownership of 1,934,590 shares of Usio, Inc. common stock, representing 5.93% of the outstanding shares. The filing indicates that the shares were acquired in the ordinary course of business and not with the purpose of changing or influencing control of the issuer.

• · The filing is made under Rule 13d-1(c), indicating the filers are passive investors.
• · Christopher M. Plahm serves as the investment advisor for both Tall Pines Capital, LLC and Stonebridge Wealth Management, LLC.
• · The filing certifies that the securities were not acquired with the purpose of changing or influencing control of Usio, Inc.

25-08-2026

Bleichroeder LP filed Amendment No. 6 to its Schedule 13D on August 25, 2026, disclosing a 19.9% beneficial ownership stake in Identiv, Inc. The amendment clarifies a Governance Letter Supplement dated August 24, 2026, which confirms that proportional voting requirements apply if Bleichroeder holds more than 40% of the issuer's voting stock, regardless of the cause of such ownership. No changes in ownership percentage or new purchases were reported.

• · The Governance Letter Supplement was entered into on August 24, 2026, and clarifies that proportional voting requirements apply if Bleichroeder holds more than 40% of voting stock from any cause, including share repurchases by the issuer.
• · This is Amendment No. 6 to the original Schedule 13D filed on May 8, 2023.
• · Bleichroeder LP's ownership remains at 19.9% with 5,247,467 shares, unchanged from prior filings.

25-08-2026

Perceptive Advisors LLC and related entities disclosed a 19.99% beneficial ownership stake in LeonaBio, Inc. (formerly Athira Pharma, Inc.) as of August 22, 2026, based on 9,421,663 shares outstanding. The filing reports no transactions in the past 60 days and includes a forthcoming distribution of Sermonix Pre-Funded Warrants exercisable for 2,352,932 shares, expected to be effective October 26, 2026, subject to a 19.99% beneficial ownership limitation.

• · No transactions in Common Stock were effected by the Reporting Persons in the past 60 days.
• · Joseph Edelman holds vested stock options as a director of LeonaBio, but these are excluded from beneficial ownership due to a 61-day notice agreement to stay under the 19.99% threshold.
• · The Sermonix Pre-Funded Warrants distribution is expected to be effective on October 26, 2026.
• · The beneficial ownership limitation permits exercise of warrants/pre-funded warrants for only 30,081 shares as of the filing date.

25-08-2026

JPMorgan Chase Bank, N.A. filed a Schedule 13G/A with the SEC on August 25, 2026, disclosing beneficial ownership of 0% of the Remarketable Variable Rate MuniFund Term Preferred Shares (RVMTP Shares) of PIMCO New York Municipal Income Fund II (PNI). The filing indicates JPMorgan holds no shares in the preferred share class, representing 0% ownership of all preferred shares outstanding.

• · Filing is an amendment (Schedule 13G/A) to a prior beneficial ownership report.
• · JPMorgan certifies the securities were acquired and held in the ordinary course of business, not for changing or influencing control of the issuer.
• · The filing is made under Rule 13d-1(b), indicating passive investment intent.

25-08-2026

Stonepine Capital Management, LLC and related entities filed a Schedule 13G on August 25, 2026, disclosing beneficial ownership of 2,149,522 shares of CalciMedica, Inc. (CALC) common stock, representing 6.0% of the 34,141,460 shares outstanding as of August 5, 2026. The holdings consist of 643,357 common shares and warrants to acquire 1,506,165 additional shares, subject to a 9.99% beneficial ownership limitation. The filing is a passive investment disclosure under Rule 13d-1(c), with no intent to change or influence control of the issuer.

• · The filing is made pursuant to Rule 13d-1(c), indicating a passive investment intent.
• · Each reporting entity disclaims beneficial ownership except for its pecuniary interest, and disclaims membership in a group.
• · The warrants are subject to a 9.99% beneficial ownership limitation.
• · The percentage ownership is calculated based on 34,141,460 shares outstanding as of August 5, 2026, per the issuer's Form 10-Q for the quarter ended June 30, 2026.

25-08-2026

JPMorgan Chase Bank, N.A. filed an amended Schedule 13G/A with the SEC on August 25, 2026, disclosing beneficial ownership of 0 Remarketable Variable Rate MuniFund Term Preferred Shares (RVMTP) in PIMCO California Municipal Income Fund (PCQ). The filing indicates JPMorgan holds 0% of the preferred shares outstanding, reflecting a complete exit from its prior position in the fund.

• · The filing is an amendment (Schedule 13G/A) filed under Rule 13d-1(b).
• · JPMorgan's business address is 1111 Polaris Parkway, Columbus, OH 43240.
• · The filing certifies the securities were acquired and held in the ordinary course of business, not for changing or influencing control of the issuer.

25-08-2026

Velan Capital entities disclosed a 9.99% beneficial ownership stake in Edesa Biotech, Inc. (EDSA) as of August 21, 2026, following an underwritten public offering. The filing details purchases of common shares and warrants, including 445,100 shares and warrants by Velan Master Fund LP for $2,448,050. However, if conversion and warrant limitations were removed, the group would own 27.8% of outstanding shares, indicating significant potential dilution.

• · New Warrants are exercisable at $7.50 per share, with an 18-month expiration or 30 days after Phase 2 vitiligo topline data for EB06, whichever is earlier.
• · Warrant exercise is limited to 9.99% beneficial ownership, but can be increased with 61 days' notice (not above 9.99%).
• · The Offering closed on August 21, 2026, with Velan Master purchasing 445,100 shares and warrants for $2,448,050, and Velan Horizon purchasing 9,445 shares and warrants for $51,948.
• · No other transactions by Reporting Persons in the past 60 days aside from the Offering.

25-08-2026

Thrivent Financial for Lutherans filed a Schedule 13G/A with the SEC on August 25, 2026, reporting that it beneficially owns 0 shares of Calamos Convertible Opportunities & Income Fund (CHI) as of August 24, 2026. The filing indicates Thrivent has completely exited its position in the fund's Mandatory Redeemable Preferred Shares, Series D, reducing from a prior ownership level to zero.

• · Thrivent Financial for Lutherans is a Wisconsin fraternal benefit society.
• · The filing was made pursuant to Rule 13d-1(b) under the Securities Exchange Act of 1934.
• · Thrivent certifies the securities were acquired and held in the ordinary course of business, not to change or influence control of the issuer.

25-08-2026

Lind Global Fund III LP, along with its general partner Lind Global Partners III LLC and managing member Jeff Easton, filed a Schedule 13G with the SEC on August 25, 2026, disclosing beneficial ownership of 347,315 common shares of DEFSEC Technologies Inc. (formerly KWESST Micro Systems Inc.), representing 9.99% of the company. The filing indicates the shares were acquired in the ordinary course of business and not with the intent to change or influence control of the issuer.

• · The filing is made under Rule 13d-1(c), indicating the holder is a passive investor.
• · The reporting persons include Lind Global Fund III LP, Lind Global Partners III LLC, and Jeff Easton, all with the same business address at 444 Madison Ave, Floor 41, New York, NY 10022.
• · The Initial Warrants have a lower conversion limitation (4.99%) compared to the Pre-funded and Additional Warrants (9.99%).
• · The subject company changed its name from KWESST Micro Systems Inc. on October 21, 2021.
• · The filing includes a joint filing agreement among the reporting persons.

25-08-2026

Diana Shipping Inc. filed an amended Schedule 13D disclosing beneficial ownership of 5,064,548 shares (11.62%) of Genco Shipping & Trading Ltd as of August 24, 2026. However, the filing reveals that Diana sold a total of 1,200,000 shares in open market transactions on August 21 and August 24, 2026, at prices ranging from $26.29 to $27.50 per share, indicating a reduction in its stake.

• · This is Amendment No. 33 to the original Schedule 13D filed on July 17, 2025.
• · Diana Shipping Inc. has sole voting and dispositive power over all 5,064,548 shares.
• · The sales occurred in multiple transactions with price ranges provided for each batch.
• · No other transactions in the shares were effected by the Reporting Person in the last sixty days.

25-08-2026

Thrivent Financial for Lutherans filed an amended Schedule 13G/A with the SEC on August 25, 2026, disclosing that it holds 0% of the Mandatory Redeemable Preferred Shares, Series D, of Calamos Dynamic Convertible & Income Fund (CCD). The filing indicates no shares are beneficially owned, with the securities acquired and held in the ordinary course of business and not for control purposes.

• · Thrivent Financial for Lutherans is a Wisconsin fraternal benefit society.
• · The filing is made under Rule 13d-1(b) of the Securities Exchange Act of 1934.
• · The filing was signed by David S. Royal, Chief Investment Officer, on August 25, 2026.

25-08-2026

Fund 1 Investments, LLC disclosed a 9.9% beneficial ownership stake in Xponential Fitness, Inc. (XPOF), holding 4,170,610 Class A common shares as of August 25, 2026, with an aggregate purchase price of approximately $25.85 million. The reporting person, which serves as managing member of investment adviser Pleasant Lake Partners LLC, stated it believes the shares were undervalued and intends to engage with the board and management on operational and strategic opportunities. However, the filing also reveals significant recent trading activity, including large purchases and sales, and the use of cash-settled total return swaps and short put options, indicating an active and potentially activist investment approach.

• · Fund 1 Investments has sole voting and dispositive power over all 4,170,610 shares.
• · The reporting person disclaims beneficial ownership except for pecuniary interest.
• · Cash-settled total return swaps provide economic exposure to 2,161,006 notional shares (5.1% of outstanding).
• · Sold short 2,000,000 put options with $5 exercise price, expiring September 18, 2026.
• · Recent trading activity shows active buying and selling, with purchases at prices ranging from $4.88 to $7.12 per share.
• · The reporting person intends to engage in discussions with the board and management regarding operational and strategic opportunities to enhance stockholder value.
• · The reporting person may increase or decrease its position, engage in hedging or derivative transactions, or propose changes to capitalization, ownership structure, or board composition.
• · The reporting person has not been convicted in any criminal proceeding or been subject to any securities-related civil judgment in the last five years.
• · The shares were purchased with working capital of the Funds, which may include margin loans.

25-08-2026

Cox Enterprises and its wholly-owned subsidiary, Cox Communications Equity Holdings (CCEH), filed a Schedule 13D disclosing a 27.9% beneficial ownership stake in Charter Communications (CHTR) as of August 19, 2026. The filing details the closing of a transaction under which CCEH sold the commercial fiber & managed IT services businesses to Charter for $3.5B in cash and contributed Cox Communications' residential cable business to a Charter subsidiary in exchange for ~$724M in cash, $6.0B of convertible preferred units (6.875% coupon), and 33.6M Class C common units priced at $353.64 per unit. The transaction also grants Cox Enterprises the right to designate three board members, with Alexander C. Taylor serving as Chairman for a three-year term.

• · Conversion price of Preferred Units is approximately $477.41 per Class C Common Unit
• · Cox Enterprises' board appoints the directors; ultimate control is held by the Cox Family Voting Trust Trustees
• · No transactions in Class A Common Stock were effected by the Reporting Persons in the past 60 days
• · Cox Enterprises expressly disclaims membership in any group with other stockholders
• · The Third Amended and Restated SHA includes preemptive rights and top-up rights for Cox Enterprises

25-08-2026

Thrivent Financial for Lutherans filed an amended Schedule 13G with the SEC on August 25, 2026, reporting that it beneficially owns 0 shares (0%) of the Series D Mandatory Redeemable Preferred Shares of Calamos Convertible & High Income Fund (CHY). The filing indicates Thrivent has completely exited its position in this security, down from any prior holdings, and certifies the securities were acquired and held in the ordinary course of business without intent to influence control.

• · Thrivent Financial for Lutherans is a Wisconsin fraternal benefit society.
• · The filing is an amendment (Schedule 13G/A) to a prior beneficial ownership report.
• · The filing was made under Rule 13d-1(b), indicating passive investment intent.
• · Thrivent certifies the securities were not acquired to change or influence control of the issuer.

25-08-2026

Orca Capital AG disclosed a 9.5% beneficial ownership stake in Singularity Future Technology Ltd. (SGLY) as of August 18, 2026, holding 340,000 shares of common stock. The filing is made under Rule 13d-1(c) and notes that the ownership percentage is calculated based on 3,581,289 shares outstanding after the company's registered offering, excluding 260,000 shares issuable upon exercise of pre-funded warrants subject to a 4.99% blocker. The filing certifies the securities were not acquired to change or influence control of the issuer.

• · The filing is a Schedule 13G (passive investment), not a 13D (activist intent).
• · Orca Capital AG is based in Pfaffenhofen, Germany.
• · The 4.99% blocker prevents Orca from exercising pre-funded warrants that would push its beneficial ownership above 4.99%.
• · The issuer's common stock has no par value and is listed under ticker SGLY (CUSIP 82935V406).

25-08-2026

Motive GM Holdings II LLC, Gary Magness, and GMIT Lending Company, LLC filed an amended Schedule 13D on August 25, 2026, reporting the acquisition of warrants to purchase 1,500,000 shares of Workhorse Group Inc. common stock at $10.00 per share. The warrants were issued as consideration for additional borrowings totaling $20 million under amendments to the company's credit agreements. The Reporting Persons now beneficially own 8,129,800 shares (65.4% of the outstanding common stock, including the warrant shares).

• · The warrants have an exercise price of $10.00 per share, subject to customary adjustments, and expire five years from issuance.
• · The Credit Agreement Amendments also deferred interest payments on certain borrowings.
• · The revolving cash flow credit facility was increased from $10M to $40M, while the revolving customer order facility was decreased from $40M to $20M.

25-08-2026

CAPTRUST Financial Advisors filed a Schedule 13G with the SEC on August 25, 2026, disclosing beneficial ownership of 7,657,142 common shares of Bluerock Private Real Estate Fund (BPRE), representing a 5.4% stake. The filing indicates CAPTRUST has sole voting power over 4,407,780 shares and sole dispositive power over 7,449,559 shares, with the remaining shares held indirectly. This is a routine disclosure of a passive investment exceeding the 5% threshold, with no indication of an activist or control intent.

• · The filing is made pursuant to Rule 13d-1(d), indicating a passive investment intent.
• · CAPTRUST's beneficial ownership is 5.4% of the outstanding common shares of Bluerock Private Real Estate Fund.
• · CAPTRUST has sole voting power over 4,407,780 shares and sole dispositive power over 7,449,559 shares.
• · The filing date is August 25, 2026, with the period ended December 31, 2025.

25-08-2026

Fred Tejada filed a Schedule 13D disclosing beneficial ownership of 8,131,250 shares of Nu-Med Plus common stock (9.7% of the class) through a Voting Agreement with key shareholders, plus 1,000,000 shares of Series X Super Voting Preferred Stock granting 100,000,000 votes. The filing stems from the July 2026 closing of a Share Exchange Agreement where Avid Gold Ltd became a wholly-owned subsidiary of Nu-Med Plus, and Tejada was appointed Director, Sr. VP, and Chief Geologist. However, Tejada disclaims beneficial ownership of the common shares held by the Voting Shareholders and has no sole voting or dispositive power over any common stock.

• · Tejada is a Canadian citizen and has not been convicted of any criminal proceeding or party to securities-related civil proceedings in the last five years.
• · The Voting Agreement terminates upon the earliest of: ten years after execution, Avid Gold stockholders no longer hold Company securities, Voting Shareholder no longer holds covered securities, or written notice from Avid Gold stockholders.
• · Proposed corporate actions under the Voting Agreement include: fixing board size at five, electing at least three designated directors, increasing authorized common stock from 90M to 500M shares, a 1-for-27 reverse stock split, redomiciling from Utah to Nevada, and changing the company name.
• · Tejada's Series A Preferred Stock is subject to a 4.999% beneficial ownership limitation (can be increased to 9.999% with 61 days' notice), preventing conversion into common stock.
• · Tejada has no sole voting power, sole dispositive power, or shared dispositive power over any common stock; shared voting power exists only over the 8,131,250 shares held by Voting Shareholders.

25-08-2026

In this Schedule 13D/A filed on August 25, 2026, Activant Ventures Advisors III, LLC and related entities (collectively the Reporting Persons) disclose an aggregate beneficial ownership of 1,290,178 Class A common shares (8.9%) of Better Home & Finance Holding Co. The filing reports that the Reporting Persons intend to provide their consent to the removal of incumbent directors as part of a consent solicitation by Vishal Garg (the Garg Group), but state they are not affiliated with or participants in that solicitation. There have been no transactions by the Reporting Persons since the prior amendment, and they disclaim any prior group membership with other parties.

• · The consent solicitation by the Garg Group was filed on Schedule 14A on August 17, 2026, with amendments on August 18 and August 25, 2026.
• · Reporting Persons beneficially own 8.9% of the company (1,290,178 shares).
• · No transactions in shares have occurred since the filing of Amendment No. 6.
• · Reporting Persons explicitly disclaim any prior group membership under Section 13(d)(3) with any other person regarding the issuer.

25-08-2026

Engine Capital, L.P. and related entities filed Amendment No. 7 to their Schedule 13D, disclosing that as of August 21, 2026, they ceased to beneficially own 5% or more of Civeo Corp's common shares. The group's aggregate beneficial ownership dropped to approximately 4.7% (481,479 shares), down from a prior above-5% threshold, following a series of sales in July and August 2026. The filing details extensive share sales by Engine Capital, Engine Jet Capital, and Engine Lift Capital during the past sixty days, with only minor purchases on July 6, 2026.

• · Engine Capital sold 5,259 shares on July 1, 2026 at $35.0266 per share, and 4,005 shares on July 17, 2026 at $35.1792 per share.
• · Engine Capital sold 51,592 shares on August 21, 2026 at $34.1616 per share, the largest single sale in the period.
• · Engine Jet Capital sold 4,315 shares on August 21, 2026 at $34.1616 per share.
• · Engine Lift Capital sold 4,688 shares on August 21, 2026 at $34.1616 per share.
• · The only purchases during the sixty-day period were by Engine Capital (3,911 shares), Engine Jet Capital (323 shares), and Engine Lift Capital (388 shares) on July 6, 2026 at $31.4406 per share.
• · The group's aggregate ownership fell below 5% as of August 21, 2026, triggering the filing of this amendment.

25-08-2026

Fairfax Financial Holdings Limited and related entities disclosed a 6.4% beneficial ownership stake in Equinox Gold Corp. as of July 31, 2026, holding 75,943,806 common shares. The filing is a Schedule 13G, indicating passive investment intent, and was signed by V. Prem Watsa and Peter Clarke on August 25, 2026.

• · The filing was made under Rule 13d-1(c), confirming passive investor status.
• · Fairfax entities disclaim beneficial ownership of the shares for purposes beyond Section 13(d) or 13(g).
• · The filing group comprises 25 entities, including multiple insurance subsidiaries under the Fairfax umbrella.

25-08-2026

Bit Digital, Inc. filed an amended Schedule 13D disclosing that its beneficial ownership of WhiteFiber, Inc. ordinary shares decreased from 74.3% to 59.9% solely due to an increase in WhiteFiber's total outstanding shares following a convertible senior notes offering. Bit Digital's share count remained unchanged at 27,043,750 shares, and it entered into a 60-day lock-up agreement with Barclays Capital Inc. restricting sales of its shares.

• · Bit Digital has sole voting and dispositive power over all 27,043,750 shares.
• · The lock-up period runs from August 18, 2026 to 60 days after the offering memorandum date (Restricted Period).
• · The lock-up agreement includes customary exceptions for gifts, estate planning, transfers to affiliates, and tax withholding.
• · Bit Digital did not sell or dispose of any shares; the ownership percentage drop is entirely due to dilution from the note offering.

25-08-2026

Conversant Capital LLC and affiliated entities filed Amendment No. 10 to their Schedule 13D, disclosing a distribution of 1,182,595 shares of Sonida Senior Living common stock to certain limited partners of CPIF Sparti SAF, L.P. in connection with their withdrawal. Following the distribution, the Reporting Persons collectively beneficially own 14,454,529 shares (29.5%), including 1,031,250 shares issuable upon exercise of warrants. The distribution was made for no consideration and reflects a reduction in the group's holdings.

• · The distribution was made at the request of certain limited partners of CPIF SAF unaffiliated with Conversant Capital, in satisfaction of Conversant Private GP's pre-existing obligations.
• · The distribution was made for no consideration.
• · The distribution occurred on August 21, 2026.
• · Conversant Capital retains a non-discretionary investment advisory relationship with one distributee and an ongoing interest in the proceeds of the sale of distributed shares, subject to an agreed-upon hurdle rate.
• · The filing is Amendment No. 10 to the original Schedule 13D filed on November 12, 2021.

25-08-2026

Howard Amster filed an amended Schedule 13D with the SEC on August 25, 2026, disclosing beneficial ownership of 4,381,764 shares of Adamas Trust, Inc. (formerly New York Mortgage Trust), representing 4.9% of the outstanding common stock. The filing details a series of open-market share sales by Mr. Amster between June 25 and August 20, 2026, totaling 1,365,600 shares sold at prices ranging from $9.04 to $10.24 per share, generating aggregate proceeds of approximately $12.8 million. While the filing shows a reduction in his direct holdings, his overall beneficial ownership remains just under the 5% threshold.

• · The filing is an amendment to the initial Schedule 13D filed on February 26, 2025.
• · Howard Amster directly owns 1,926,093 shares; the remaining 2,455,671 shares are held through various entities and trusts over which he has voting and dispositive power.
• · The largest single sale was 250,000 shares on July 1, 2026, at a weighted average price of $9.35 per share.
• · The highest sale price was $10.24 per share on August 12, 2026 (20,000 shares); the lowest was $9.04 per share on July 8, 2026 (33,000 shares).
• · No other person is known to have the right to receive dividends or proceeds from the shares beneficially owned by the Reporting Persons.

25-08-2026

Much Wow Ltd. filed a Schedule 13D with the SEC on August 25, 2026, disclosing beneficial ownership of 7,718,866 shares of House of Doge Inc. (formerly Brag House Holdings, Inc.) common stock, representing approximately 10.09% of the outstanding shares. The shares were acquired as merger consideration in connection with a merger completed on June 30, 2026, with no cash paid by the reporting person. Much Wow Ltd. is a UK-based entity focused on supporting the Dogecoin ecosystem through open-source software development.

• · The filing was made under SEC Schedule 13D, indicating an active investor intent.
• · Much Wow Ltd. is a private company limited by guarantee without share capital, incorporated in England and Wales (Company No. 13726736).
• · The reporting person has sole voting and dispositive power over all 7,718,866 shares.
• · No transactions in the issuer's common stock were effected by the reporting person during the preceding sixty days except the merger consideration acquisition.
• · The reporting person may acquire additional securities or dispose of some or all depending on market, legal, operational, and financial conditions.

25-08-2026

Iroquois Capital Management, LLC, along with Richard Abbe and Kimberly Page, filed a Schedule 13G with the SEC on August 25, 2026, disclosing a combined 9.9% beneficial ownership stake in 22nd Century Group, Inc. as of August 14, 2026. The filing reports ownership of 70,824 shares of common stock, comprising 28,531 shares held by Iroquois Master Fund Ltd. and 42,293 shares held by Iroquois Capital Investment Group LLC. The group disclaims having acquired the shares for the purpose of changing or influencing control of the issuer.

• · The filing is a Schedule 13G (passive investment), not a 13D (activist), indicating the group does not intend to change or influence control.
• · Richard Abbe individually holds the same 9.9% stake as the combined group, while Iroquois Capital Management and Kimberly Page each hold 4.0% individually.
• · The beneficial ownership is based on 713,994 shares outstanding per the company's Form 10-Q filed on August 14, 2026.

25-08-2026

Ming Shing Group Holdings Ltd director Chi Ming Lam filed a Schedule 13D/A disclosing the sale of 320,000 Class A Ordinary Shares between August 13 and August 21, 2026, in a series of open-market transactions. Following these sales, Mr. Lam’s beneficial ownership decreased to 8,094,865 ordinary shares, representing 62.4% of the company’s outstanding shares, of which 5,400,000 Class B Ordinary Shares remain pledged.

• · The sales were made after the expiration of a lock-up period that ended 6 months after the company's IPO.
• · Mr. Lam still holds 6,000,000 Class B Ordinary Shares, which carry 100 votes per share, giving him significant voting control.
• · As of August 21, 2026, Mr. Lam’s holdings consist of 2,094,865 Class A Ordinary Shares and 6,000,000 Class B Ordinary Shares.
• · No persons other than Mr. Lam have the right to receive dividends or proceeds from the sale of shares he beneficially owns.

25-08-2026

Swedbank Robur Fonder AB disclosed a 6.68% beneficial ownership stake in CI&T Inc as of June 18, 2026, holding 1,600,000 Class A common shares. The filing was made under Rule 13d-1(b) and certifies the shares were acquired in the ordinary course of business without intent to change or influence control.

• · The filing is a Schedule 13G, indicating passive investment intent (not activist).
• · Swedbank Robur Fonder AB is a Swedish investment manager.
• · The filing date is August 25, 2026, with an event date of June 18, 2026.

25-08-2026

NexGenAI Holding Group, Inc. filed a Schedule 13G with the SEC on August 25, 2026, disclosing beneficial ownership of 1,386,851 shares of Nixxy, Inc. (NIXXW) common stock, representing a 4.79% stake. The filing indicates that the shares were acquired in the ordinary course of business and not with the intent to change or influence control of the issuer. No prior period comparison is available as this is an initial filing.

• · The filing is a Schedule 13G, indicating passive investment intent (not activist).
• · NexGenAI Holding Group, Inc. is based in Ossining, NY, and Nixxy, Inc. is headquartered in New York, NY.
• · Nixxy, Inc. has undergone multiple name changes, previously known as Recruiter.com Group, Inc., Truli Technologies, Inc., and Truli Media Group, Inc.

25-08-2026

M&G Investment Management Ltd filed an amended Schedule 13D with the SEC on August 25, 2026, reporting beneficial ownership of 9,866,094 shares of Freightos Ltd common stock, including 2,995,000 shares issuable upon exercise of warrants. This represents approximately 18.18% of the outstanding shares, based on 51,285,848 shares outstanding as of November 7, 2025. The filing was made solely to reflect a change in ownership percentage due to a change in the number of shares outstanding, not because of any transactions by M&G.

• · M&G has sole voting and investment discretion over all 9,866,094 shares.
• · The securities are held for the accounts of M&G (ACS) Japan Equity Fund and The Prudential Assurance Company Limited.
• · M&G has not effected any transactions in the common stock in the past 60 days.
• · The filing is an amendment to Schedule 13D, not an initial filing.

25-08-2026

Feis Equities LLC and its managing member Lawrence M. Feis filed a Schedule 13G/A with the SEC on August 25, 2026, disclosing beneficial ownership of 304,694 Class A ordinary shares of Alpex Acquisition Corp, representing 2.56% of the 11,915,500 shares outstanding as of August 13, 2026. The filing indicates the shares were acquired in the ordinary course of business and not with the purpose of changing or influencing control of the issuer.

• · The filing is an amendment (Schedule 13G/A) filed under Rule 13d-1(c).
• · Feis Equities LLC is organized under the laws of Illinois.
• · Alpex Acquisition Corp is a blank check company (SIC 6770) incorporated in the Cayman Islands (E9).
• · The reporting persons disclaim any purpose of changing or influencing control of the issuer.

25-08-2026

Goldenwise Capital Group Ltd, led by CEO Huakun (Richard) Ding, disclosed a 7% beneficial ownership stake in Phunware, Inc. (1,438,755 shares) via a Schedule 13D/A filing on August 25, 2026. The group has nominated Mona Zhang for election to the board at the 2026 Annual Meeting, citing the company as undervalued and seeking governance reforms to enhance shareholder value. The filing also reveals active options trading, including short put and call positions, indicating a complex hedging strategy.

• · The filing is an amendment (SC 13D/A) filed on August 25, 2026, by Goldenwise Capital Group Ltd, based in Hong Kong.
• · The reporting persons include GoldenFuture Fund, Goldenwise Capital Group, and Huakun Ding, who may be deemed to have sole voting and dispositive power over the 1,438,755 shares.
• · The group submitted a formal notice on August 21, 2026, nominating Mona Zhang for election to the board at the 2026 Annual Meeting.
• · Mona Zhang has 15+ years of experience in global financial markets, including roles at Mackenzie Investments, Burgundy Asset Management, and Invesco Canada.
• · The group is also evaluating the exercise of other shareholder rights, including inspection of books and records.
• · The filing details extensive options trading in the past 60 days, including short put and call options with strike prices of $2.50, $5.00, and $7.50, with expirations in October 2026 and January 2027.
• · The group purchased shares at prices ranging from $1.89 to $2.50 per share between June 23 and August 11, 2026.
• · No reporting person has been convicted in a criminal proceeding or been party to a civil proceeding involving securities laws in the last five years.

25-08-2026

Streeterville Capital LLC, along with Streeterville Management LLC and John M. Fife, filed a Schedule 13G disclosing beneficial ownership of 900,000 Units (8.8%) of NorthStrive Acquisition Corp I, a blank-check company. The filing indicates the securities were not acquired to influence control of the issuer.

• · The filing is made under Rule 13d-1(c), indicating the filer is a passive investor.
• · Streeterville Capital LLC directly owns all 900,000 Units; Streeterville Management LLC and John M. Fife are indirect beneficial owners.
• · The issuer is a blank-check company (SIC 6770) incorporated in the Cayman Islands.

25-08-2026

Brown Brothers Harriman & Co. and its affiliate Brown Brothers Harriman Credit Partners, LLC filed an amended Schedule 13D, reporting aggregate beneficial ownership of 2,038,790.89 Class S Units (56.94%) in AMG BBH Asset-Backed Credit Fund, LLC. The filing discloses recent purchases of 161,896.24 units at $11.18/unit on August 21, 2026, and 6,696.43 units at $11.20/unit on August 24, 2026, using working capital and client account funds. No prior period comparison is available in this filing.

• · The issuer was formerly named AMG BBH Asset-Backed Fund, LLC and changed its name on November 19, 2025.
• · The filing is an amendment to the original Schedule 13D filed on July 14, 2026.
• · No transactions in the issuer's securities were reported during the 60 days prior to this filing other than the two purchases listed in Exhibit 99.2.