S&P 500 Consumer Staples Sector SEC Filings — May 12, 2026

12-05-2026

Pangaea Logistics Solutions Ltd. held its 2026 Annual Meeting of Shareholders on May 7, 2026, with 54,259,260 shares represented out of 65,318,647 outstanding, satisfying quorum requirements. Shareholders elected all Class I, II, and III director nominees, ratified the appointment of Deloitte & Touche LLP as independent auditors for fiscal year 2026, and approved executive compensation on an advisory basis, with all proposals receiving majority votes for despite some opposition and consistent broker non-votes of 5,731,075 shares.

• · Class III director votes: Richard T. du Moulin (44,406,109 For, 3,441,523 Against, 680,553 Abstain); Karen H. Beachy (47,068,821 For, 775,680 Against, 683,684 Abstain); Gary Vogel (46,568,495 For, 1,417,883 Against, 541,807 Abstain); Paul M. Leand, Jr. (47,396,611 For, 1,099,077 Against, 32,497 Abstain).
• · Class I director votes: Mads Rosenberg Boye Petersen (48,201,270 For, 293,007 Against, 33,908 Abstain).
• · Class II director votes: Eugene I. Davis (46,867,026 For, 963,350 Against, 697,809 Abstain).
• · Auditor ratification: 53,448,589 For, 280,481 Against, 530,190 Abstain.
• · Executive compensation: 47,010,138 For, 825,844 Against, 692,203 Abstain.

12-05-2026

Sumitomo Life Insurance Co filed its 13F-HR on May 12, 2026, disclosing US equity holdings as of March 31, 2026, with a total market value of $4,254,732,909 across 282 positions. Largest holdings include iShares Core S&P 500 ETF ($672,153,090), iShares TIPS Bond ETF ($167,024,894), Invesco S&P 500 BuyWrite ETF ($136,777,800), iShares S&P 500 BuyWrite ETF ($132,289,800), and NVIDIA Corporation ($110,693,598). Most positions are held with sole voting authority, featuring a mix of ETFs and individual large-cap stocks.

• · Conformed period end date: 2026-03-31
• · Business address: 2-2-1, Yaesu, Chuo-ku, Tokyo 104-8430, Japan
• · Filer CIK: 0000937760

12-05-2026

Qnity Electronics reported first quarter 2026 net sales of $1.3 billion, up 18% year-over-year (organic sales up 17%), driven by Semiconductor Technologies at $722 million (up 12% YoY) and Interconnect Solutions at $593 million (up 25% YoY). While GAAP net income fell 19% YoY to $162 million and GAAP EPS declined 22% to $0.72, adjusted metrics were strong with Adjusted Operating EBITDA up 22% to $411 million and Adjusted EPS up 33% to $1.08. The company raised full-year 2026 guidance, including net sales to $5.225B-$5.375B, reflecting confidence in continued momentum.

• · Conference call scheduled for May 12, 2026, at 8:00 a.m. ET.
• · Q1 2026 ended March 31, 2026.
• · FY2026 Adjusted EPS guidance: $3.80 - $4.14.
• · FY2026 Adjusted Free Cash Flow guidance: $500M - $600M.

12-05-2026

Portland General Electric Company (POR) filed an 8-K on May 12, 2026, under Items 7.01 (Regulation FD Disclosure) and 9.01, furnishing an investor presentation that management intends to use beginning on that date. The presentation is accessible on the company's investor relations website at https://investors.portlandgeneral.com and included as Exhibit 99.1. The filing was signed by Joseph R. Trpik, Senior Vice President, Finance and Chief Financial Officer.

12-05-2026

Apeiron Acquisition Vehicle I, a Cayman Islands blank check company (SPAC), filed Amendment No. 2 to its Form S-1 registration statement on May 11, 2026 (effective filing date May 12), solely to include an updated consent from auditor Withum Smith+Brown, PC (Exhibit 23.1). The IPO proposes up to 8,050,000 units (if underwriters' over-allotment exercised in full), with Apeiron Sponsor I and BBG committing to 246,350 private placement units at $10.00 each for $2,463,500 total. Estimated non-underwriting offering expenses total $743,500, including $300,000 in legal fees.

• · Sponsor originally received 2,683,333 founder shares for $25,000 on August 8, 2025; surrendered 1,341,667 on September 11, 2025; added one share for $0.001 on January 27, 2026; converted 300,000 Class B to Class A on March 3, 2026.
• · BBG received 1,341,666 founder shares for $12,500 on September 11, 2025; converted 300,000 Class B to Class A on March 3, 2026.
• · Previous name: American Dream Acquisition Co I Ltd (changed September 11, 2025).
• · SEC file number: 333-293174; EIN: 98-1903018.

12-05-2026

Circle Wealth Management, LLC disclosed $7,015,622,120 in equity holdings across 266 positions in its 13F-HR filing as of March 31, 2026. The portfolio is heavily concentrated in Apple Inc. ($3,031,393,087; 11,944,494 shares), representing over 43% of total value, with additional significant positions in broad-market ETFs including iShares Core S&P 500 ETF ($711,278,956), iShares Russell 1000 Growth ETF ($581,384,887), and SPDR S&P 500 ETF ($539,944,085). Minor put positions were reported in Apple, Merck & Co., and SPDR S&P 500, but no period-over-period changes are available in this snapshot filing.

• · Filing date: May 12, 2026
• · Report period end date: March 31, 2026
• · Filer CIK: 0001578242
• · Business address: 47 Maple Street, Suite 201, Summit, NJ 07901
• · All positions held with sole voting authority

12-05-2026

Chicago Wealth Management, Inc. reported 59 equity holdings totaling $250511451 as of March 31, 2026, in its 13F-HR filing submitted on May 12, 2026. The portfolio features significant allocations to ETFs, including iShares Global Infrastructure ETF at $14019648 (209248 shares), the largest position, and First Trust Global Tactical Commodity Strategy Fund at $5977278 (208195 shares). Individual stocks like Apple Inc. ($3462871, 13645 shares) are also prominent, with all positions held under sole discretionary authority.

• · All holdings reported as SH SOLE with 0 shared voting power, 0 put options, and 0 call options.
• · Filing covers period ending 2026-03-31, filed 2026-05-12.

12-05-2026

Diodes Incorporated announced the immediate retirement of Chairman Dr. Keh-Shew Lu after more than 25 years of service, during which he scaled the company from $215 million annual revenue in 2005 to a multibillion-dollar semiconductor firm via 10 strategic acquisitions and 34 consecutive years of profitability. The Board elected Angie Chen Button, an independent director since April 2021 and Lead Director since May 2023, as the new Chairwoman, leveraging her 30+ years at Texas Instruments and legislative experience. CEO Gary Yu highlighted her qualifications for driving continued revenue and earnings growth.

• · Dr. Lu joined Diodes in June 2005.
• · Ms. Button served as Chair of Governance and Stockholder Relations Committee and Compensation Committee.
• · Ms. Button served in Texas House of Representatives since 2009, chairs Trade, Workforce, and Economic Development Committee.
• · Ms. Button recognized as 'Top 10 Best Legislator' by Texas Monthly in 2021 and 2023.

12-05-2026

Channel Wealth LLC, a California-based investment advisor, filed its quarterly 13F-HR on May 12, 2026, disclosing total holdings valued at 412819075 USD across 175 positions as of March 31, 2026. Top holdings by market value include Apple Inc COM (25233350 USD, 99426 shares), NVIDIA CORPORATION COM (12985569 USD, 74459 shares), and Microsoft Corp COM (12494447 USD, 33753 shares), with all positions reported under sole discretionary voting authority. No changes or performance metrics relative to prior periods are disclosed in this filing.

• · Filing CIK: 0001975550
• · Business address: 3760 State Street #201, Santa Barbara, CA 93105
• · SEC file number: 028-23193

12-05-2026

Keeler Thomas Management LLC disclosed its 13F-HR holdings as of March 31, 2026, reporting 118 positions with a total market value of $236,267,605,000. The portfolio is dominated by fixed income and dividend-focused ETFs, including significant stakes in iShares broad USD high yield corporate bond ETF ($21,977,834,000) and various iBonds term treasury ETFs, alongside equity positions in large-cap names like NVIDIA ($6,745,973,000), Microsoft ($5,831,061,000), and Amazon ($622,519,000). All holdings are reported as sole discretionary with no put or call options.

• · All 118 positions held with sole voting power (SH SOLE) and no reported put or call options.
• · Filing submitted May 12, 2026, for quarter ended March 31, 2026.
• · Firm address: 1327 S. 800 E., Orem, UT 84097.

12-05-2026

Sittner & Nelson, LLC filed its 13F-HR report disclosing $273,579,550 in equity holdings as of March 31, 2026, across 573 positions held on a sole discretionary basis. Top holdings include Apple Inc. ($39,177,879, 154,371 shares), Alphabet Inc. Class A ($5,933,918, 20,635 shares), and Alphabet Inc. Class C ($6,519,354, 22,727 shares), with significant allocations to Capital Group and Dimensional ETFs. No prior period comparisons or performance changes are provided in the filing.

• · Filing date: May 12, 2026
• · Report period end: March 31, 2026
• · All positions held as SH SOLE (sole discretionary)
• · Other notable holdings: Chevron Corp. ($5,630,455, 27,213 shares), Berkshire Hathaway Inc. Cl A ($4,308,840, 6 shares)

12-05-2026

Magellan Asset Management Ltd filed a 13F-HR report disclosing 79 equity holdings totaling $7707757646 as of March 31, 2026. Top positions include Amazon.com Inc at $468374446, Microsoft Corp at $440189506, and Alphabet Inc (Cl A and Cl C combined) exceeding $312 million. The portfolio is heavily weighted toward technology and utility sectors with no prior period comparisons provided.

• · Filing date: May 12, 2026
• · Report period end: March 31, 2026
• · All holdings reported with sole voting power
• · Heavy concentration in utilities (e.g., NextEra Energy Inc 52908163, Eversource Energy 428329281) and technology names

12-05-2026

At the Clearwater Paper Corporation 2026 Annual Meeting on May 7, 2026, stockholders elected six directors including Jeanne M. Hillman and John P. O’Donnell, ratified KPMG LLP as the independent auditor for 2026, approved say-on-pay compensation, and approved amendments to the Restated Certificate of Incorporation (exculpation for officers) and Bylaws (forum selection and director nomination requirements). Stockholders also approved the 2026 Stock Incentive Plan establishing a new reserve of 2,000,000 shares, though with a relatively narrow margin of 6,562,984 votes for versus 5,430,608 against. All proposals passed, with strong support for most items but softer approval for the equity plan.

• · Proposal 2 ratification of KPMG: 13,435,154 For, 347,742 Against, 56,012 Abstain.
• · Proposal 3 say-on-pay: 10,189,046 For, 1,808,030 Against, 37,732 Abstain.
• · Proposal 4 Restated Certificate amendment: 10,947,284 For, 1,037,386 Against, 50,138 Abstain.
• · Proposal 5 Bylaws amendment: 10,314,342 For, 1,678,208 Against, 42,258 Abstain.

12-05-2026

Chase Investment Counsel Corp, an institutional investment manager, filed its 13F-HR report disclosing 149 equity positions with a total market value of $380,884,000 as of March 31, 2026. Top holdings include NVIDIA Corporation (91,160 shares valued at $15,898,000), Vertiv Holdings Co (53,910 shares valued at $13,508,000), and TechnipFMC PLC (189,369 shares valued at $13,091,000). The report was signed by Jennifer King, CEO & CCO, with no prior period comparisons provided in the filing.

• · Filing submitted on May 12, 2026, for period ending March 31, 2026
• · Business address: 350 Old Ivy Way, Suite 100, Charlottesville, VA 22903-4897
• · Contact phone: 434-293-9104
• · All positions reported as sole discretionary voting authority

12-05-2026

SmartStop Self Storage REIT, Inc. disclosed same-store metrics (stabilized properties owned since January 1, 2025, excluding four others), showing physical occupancy slightly declined to 92.3% as of March 31, 2026 (from 93.0% YoY) and 92.6% as of April 30, 2026 (from 93.0% YoY). Monthly web rates fell to $1.04 (March) and $1.03 (April) from $1.07 and $1.13 YoY, respectively, and move-in rates dropped to $0.91/$0.92 from $0.95/$0.99, while in-place rates rose slightly to $1.65 from $1.62 in both months.

• · Metrics apply to stabilized and comparable properties included in consolidated results since January 1, 2025, excluding four other properties.
• · Disclosure deemed furnished under Regulation FD, not filed for liability purposes.

12-05-2026

Verde Clean Fuels, Inc. reported an improved net loss of $2,393 thousand for the three months ended March 31, 2026, compared to $2,704 thousand in the prior year period, driven by lower general and administrative expenses of $2,673 thousand (down 10.8% YoY) and slightly reduced R&D expenses. However, the company continued to incur operating losses and used $2,617 thousand in cash from operations (improved from $3,702 thousand YoY), resulting in a net cash decrease of $2,934 thousand and ending cash of $54,381 thousand. Stockholders' equity declined slightly to $56,338 thousand from $58,135 thousand at December 31, 2025.

• · Loss per share of Class A common stock improved to $(0.05) from $(0.08) YoY.
• · Net cash used in investing activities increased to $317 thousand from $12 thousand YoY due to higher additions to property, plant and equipment.
• · No cash flows from financing activities in Q1 2026, compared to $49,950 thousand provided in Q1 2025 from issuance to Cottonmouth.

12-05-2026

Intel Corp filed Form 13F-HR on May 12, 2026, disclosing institutional equity holdings as of March 31, 2026, with a total portfolio value of $470012761000. Key holdings include two positions in Joby Aviation Inc. Common stock valued at $10637988000 and $20132874000, and Mobileye Global Inc. Class A with 50000000 shares valued at $343500000000. The filing lists three managing entities with no period-over-period comparisons provided.

• · Three investment managers disclosed
• · CUSIP for Joby Aviation Inc.: G65163100
• · CUSIP for Mobileye Global Inc. Class A: 60741F104

12-05-2026

Elong Power Holding Ltd., a Cayman Islands-incorporated foreign private issuer, filed an F-1 registration statement on May 11, 2026, for its IPO, benefiting from reduced SEC reporting obligations (e.g., 20-F vs. 10-K) and flexibility to follow home country governance practices over certain Nasdaq rules like shareholder approvals for equity plans and issuances. However, it highlights risks including potential loss of FPI status by June 30, 2026, leading to higher compliance costs and U.S. domestic issuer requirements, limited shareholder rights and inspection abilities under Cayman law, no public market for Common Warrants and Pre-Funded Warrants, and 90-day lock-up restrictions followed by potential dilution from share sales.

• · Fiscal year ended December 31, 2025
• · Next foreign private issuer status determination: June 30, 2026
• · 90-day lock-up period for the company, directors, and executive officers from offering closing
• · Exclusive forum: United States District Court for the Southern District of New York for U.S. federal securities law claims

12-05-2026

For the three months ended March 31, 2026, New Mountain Net Lease Trust reported total revenues of $30,012, up 11% YoY from $27,051, driven by higher rental revenue, with net income rising 14% YoY to $5,999 and net cash from operating activities increasing 11% to $14,620. However, total expenses surged 27% YoY to $14,512, investments in real estate declined 0.7% QoQ to $1,285,495 from $1,294,008, and earnings per share decreased for Class F (to $0.11 from $0.12 YoY) and Class I (to $0.07 from $0.09 YoY). Total shareholders' equity grew 17% QoQ to $466,202, bolstered by $78,589 in common shares issued, while mortgage notes and credit facility decreased 7% QoQ to $862,943.

• · Earnings less than distributions worsened to ($145,181) as of March 31, 2026 from ($135,177) at December 31, 2025.
• · Distributions declared at $0.425 gross per share, totaling $14,646 paid.
• · Proceeds from common shares issued: $78,550 (net of offering costs).

12-05-2026

Clark Wealth Partners filed Form 13F-HR on May 12, 2026, disclosing its institutional equity holdings as of March 31, 2026. The portfolio features large positions in ETFs including Fidelity Covington Trust High Dividend ETF ($14.7B) and American Century ETF TR Intl Eqt ETF ($8.7B), as well as individual stocks such as Berkshire Hathaway ($1.2B), Broadcom ($1.1B), and Apple ($1.1B). No prior period comparisons are available in this filing, reflecting a diversified mix across sectors with sole discretionary voting authority on all reported positions.

• · Filing period end date: March 31, 2026
• · Filed as of date: May 12, 2026
• · All positions reported with sole voting authority (SH SOLE) and no shared or other authority
• · Central Index Key (CIK): 0002107657
• · State of incorporation: IL

12-05-2026

Danica Pension, Livsforsikringsaktieselskab disclosed a portfolio of 166 equity positions totaling $5,334,011,139 as of March 31, 2026, in its 13F-HR filing. Top holdings include NVIDIA Corporation ($433,068,162), Apple Inc. ($306,433,406), Microsoft Corp. ($283,332,930), Amazon.com Inc. ($227,933,187), and Alphabet Inc. Class C ($246,291,685), with all positions held under sole voting power. The portfolio shows heavy concentration in technology giants and U.S. equities, with no shared voting authority or put/call options reported.

• · All 166 positions held with sole voting and sole investment discretion (SH SOLE).
• · No put/call options or shared voting power reported.
• · Filer based in Copenhagen, Denmark (non-US address).

12-05-2026

Singapore Technologies Telemedia Pte Ltd filed a 13F-HR report disclosing its holdings as of March 31, 2026. The firm holds 9,835,680 shares of GDS Hldgs Ltd Sponsored ADS (CUSIP: 36165L108), with a reported market value of 396279547 (in $000s, equating to $396,279,547,000). No changes in holdings or performance metrics were detailed in this snapshot filing.

• · Filing filed on May 12, 2026, for period ending March 31, 2026.
• · Investment discretion codes: 1,2,3 (sole, shared other manager, none other manager).
• · Business address: 1 Temasek Avenue #33-01, Millenia Tower, Singapore 039192.

12-05-2026

Telligent Fund, LP, based in Hong Kong, filed its 13F-HR report for the period ended March 31, 2026, disclosing a total portfolio value of $93,619,063 across 24 equity positions, all held with sole voting power. Top holdings by value include GE Vernova Inc ($8,729,000; 10,000 shares), Broadcom Inc ($8,666,280; 28,000 shares), and Nvidia Corp ($8,371,200; 48,000 shares). Other notable positions feature Vertiv Holdings Co ($6,264,500; 25,000 shares), Alphabet Inc-CL C ($6,884,640; 24,000 shares), and Eli Lilly & Co ($6,070,482; 6,600 shares).

• · Report filed on May 12, 2026
• · All positions reported with sole voting power and no put/call options
• · Fund previously known as Telligent Greater China Fund, LP (name change 2009)
• · Fund address: Tower 2, Lippo Centre, Suites 1603-05, 89 Queensway, Admiralty, Hong Kong

12-05-2026

Clal Insurance Enterprises Holdings Ltd filed its 13F-HR on May 12, 2026, disclosing U.S. equity holdings as of March 31, 2026, managed by subsidiaries including Clal Insurance Company Ltd. and others, with no prior period data for comparison. Top holdings include $2.2B in Vanguard S&P 500 ETF (3.69M shares) and $1.15B in Teva Pharmaceutical Industries Ltd (38.45M shares), alongside significant positions in tech firms like Nvidia ($171M, 980K shares) and ETFs; the filing notes holdings are partly for public policyholders and disclaims full beneficial ownership.

• · Securities held by Clal Entities with investment discretion by Canaf Clal Finance Management Ltd.
• · Economic interest partly held for benefit of public through insurance policies, provident funds, or pension funds.
• · Dual-listed securities on U.S. and Tel Aviv exchanges included only if purchased in U.S.
• · Form 13F disclaims beneficial ownership except to extent of pecuniary interest.

12-05-2026

Apellis Pharmaceuticals, Inc. filed Amendment No. 2 to Schedule 14D-9, disclosing that the HSR Act waiting period for Biogen Inc.'s tender offer expired on May 11, 2026, at 11:59 p.m. ET, satisfying the key antitrust condition with no voluntary agreements restricting consummation. The tender offer proposes $41.00 per share in cash plus one non-transferable CVR per share with potential payments up to $4.00 aggregate upon milestone achievements.

• · HSR Act waiting period expired at 11:59 p.m., Eastern Time on May 11, 2026.
• · No voluntary agreement between Biogen/Apellis and FTC or DOJ Antitrust Division to delay consummation.
• · Original Schedule 14D-9 and Schedule TO filed on April 14, 2026.

12-05-2026

Prelude Therapeutics Inc reported first-quarter revenue of $4,580 thousand in Q1 2026, up from $0 in Q1 2025 due to recognition of deferred revenue, while operating expenses fell sharply YoY with R&D down 53% to $13,601 thousand and G&A down 11% to $5,156 thousand, narrowing net loss to $10,385 thousand from $32,085 thousand. However, the company continued to burn cash with net cash used in operating activities at $21,685 thousand, leading to a QoQ decline in cash and equivalents to $21,756 thousand from $35,256 thousand and total assets to $119,642 thousand from $141,315 thousand.

• · Deferred revenue decreased to $30,952 thousand as of March 31, 2026 from $33,734 thousand as of December 31, 2025.
• · Stock-based compensation expense was $2,000 thousand in Q1 2026, down from $3,832 thousand in Q1 2025.
• · Other income, net increased to $3,792 thousand in Q1 2026 from $2,521 thousand in Q1 2025.

12-05-2026

HF Sinclair Corp announced that former CEO and President Timothy Go, on voluntary leave since February 17, 2026, officially separated on May 11, 2026, via a Separation Agreement providing $4,735,000 in severance over 12 months, COBRA benefits, and partial vesting of 29,616 RSUs and conditional vesting of 163,609 PSUs out of his outstanding 129,880 RSUs and 349,808 PSUs. Franklin Myers, Board Chairperson, continues as interim CEO since February 17, 2026. Separately, EVP and CFO Atanas Atanasov has been on leave since February 24, 2026, with ongoing but unresolved discussions for a separation agreement.

• · Timothy Go's departure not due to any disagreement with company operations, policies, or practices.
• · Mutual general release of claims under Separation Agreement.
• · Timothy Go subject to continuing obligations including confidentiality, non-competition, no-recruitment, and non-solicitation.
• · No assurance of reaching mutually agreeable separation with Atanas Atanasov.

12-05-2026

Under Armour reported Q4 FY2026 revenue of $1.2 billion, down 1% YoY (4% constant currency), and full-year FY2026 revenue of $5.0 billion, down 4% YoY (5% constant currency), with North America declining 7-8% offset by international growth of 10% in Q4 and 4% FY. Gross margin fell 470 basis points to 42.0% in Q4 and 240 basis points to 45.5% FY due to tariffs and costs, while SG&A expenses decreased 15% to $518 million in Q4 and 12% FY, yielding adjusted operating income of $3 million in Q4 and $107 million FY. For FY2027, revenue is expected to decline slightly with gross margin expansion of 220-270 basis points, adjusted operating income of $140-160 million, amid ongoing Fiscal 2025 Restructuring Plan extension to $305 million total costs.

• · Q4 FY2026 DTC revenue increased 5% to $406M, with owned-and-operated stores up 8% but eCommerce flat at 35% of DTC.
• · Full-year FY2026 footwear revenue declined 11% to $1.1B; eCommerce down 7% representing 33% of DTC.
• · FY2027 adjusted operating income outlook $140M-$160M includes $70M tariff refund benefit, $35M Middle East headwinds, $30M marketing investments.
• · Restructuring charges Q4: $8M; total to date $261M cash/non-cash, extending to $305M by Dec 31, 2026.

12-05-2026

SideChannel reported Q2 FY2026 revenue of $1.6 million, down 16.8% YoY from $1.9 million, with gross margin improving 380 basis points to 53.5%, but operating expenses up 28.8% leading to a widened net loss of $444 thousand ($0.10 per share) versus $54 thousand ($0.01 per share) in Q2 FY2025. Year-to-date revenue fell 11.9% to $3.4 million from $3.8 million, though gross margins expanded 460 basis points to 52.3% and trailing twelve-month revenue retention rose to 66.8% from 63.6%. Cash and equivalents declined to $311 thousand from $1,065 thousand at September 30, 2025.

• · Conference call scheduled for May 12, 2026, at 4:30 P.M. ET.
• · Total current assets $1,255 thousand at March 31, 2026, down from $2,092 thousand at September 30, 2025.
• · Accounts receivable net $548 thousand at March 31, 2026, slightly down from $553 thousand.

12-05-2026

Dr. Roy Schoenberg resigned from American Well Corporation’s Board of Directors effective May 6, 2026, to pursue a new employment opportunity, with no disagreements on operations, policies, or procedures. The company acknowledged his nearly twenty years of leadership as co-founder and former Executive Vice Chairman, highlighting his impact on growth and success. No financial impacts or other changes were disclosed.

• · Filing submitted on May 12, 2026
• · Resignation effective immediately upon notification on May 6, 2026

12-05-2026

Moleculin Biotech, Inc. issued a press release on May 12, 2026, announcing the publication of an abstract at the European Hematology Association (EHA) 2026 Congress, highlighting the cardiac safety profile of Annamycin (L-Annamycin), its next-generation anthracycline in late-stage development for relapsed/refractory acute myeloid leukemia (R/R AML). The press release is furnished as Exhibit 99.1 under Regulation FD Disclosure.

• · Abstract presented at European Hematology Association (EHA) 2026 Congress
• · Annamycin targeted for treatment of relapsed/refractory acute myeloid leukemia (R/R AML)

12-05-2026

PROCACCIANTI HOTEL REIT, INC., through its subsidiary PHR TCI LLC, entered into a Change in Terms Agreement dated May 6, 2026, with Beacon Bank & Trust, reducing the interest rate on a $15,600,000.00 loan (original promissory note dated June 6, 2024) to 6.50% through maturity on June 6, 2027. The loan balance remains at $15,600,000.00 and is secured by a commercial mortgage on property at 263 W Grandview Parkway, Traverse City, MI 49684, and all business assets of PHR TCI LLC. No other terms were modified.

• · Original promissory note dated June 6, 2024
• · Collateral: Commercial Mortgage and Assignment of Leases and Rents on 263 W Grandview Parkway, Traverse City, MI 49684, and all business assets of PHR TCI LLC

12-05-2026

Bellwether Advisors, LLC disclosed total holdings of $590,175,097 across 159 positions in its 13F-HR filing for the quarter ended March 31, 2026. Largest positions include Technology Select Sector SPDR Fund ($44,671,044), Industrial Select Sector SPDR Fund ($37,229,923), Materials Select Sector SPDR Fund ($34,106,624), and Financial Select Sector SPDR Fund ($31,574,227), alongside stocks such as Berkshire Hathaway Inc. CL B ($14,533,178) and Broadcom Inc. ($11,080,882). The portfolio is heavily weighted toward ETFs, including multiple Innovator Equity Buffer ETFs and iShares funds, with no period-over-period comparisons available in this filing.

• · Filing date: May 12, 2026
• · Report period end: March 31, 2026
• · Business address: 140 N 8TH STREET SUITE 210, LINCOLN, NE 68508
• · Phone: 402-476-8844
• · CENTRAL INDEX KEY: 0001819815

12-05-2026

Cannon Financial Strategists, Inc. filed its 13F-HR report disclosing 109 investment positions with a total market value of $760793759 as of March 31, 2026. The portfolio is diversified across ETFs (e.g., Dimensional International Core Equity Market ETF at $122773023, American Century US Large Cap Value ETF at $91098238) and individual stocks (e.g., Apple Inc. at $1130106, Microsoft at $939053), with all holdings reported as sole ownership. No period-over-period changes are discernible from this single filing snapshot.

• · Report period end date: 03-31-2026
• · Filing date: 05-12-2026
• · Filer CIK: 0002031123
• · Filer address: 649-8 South Milledge Ave, Athens, GA 30605
• · All 109 positions held with sole voting and investment discretion

12-05-2026

BlackDiamond Wealth Management, LLC filed its 13F-HR on May 12, 2026, reporting total holdings of $208,148,655 across 203 positions as of March 31, 2026, all held with sole discretionary voting power. Top holdings include WisdomTree Floating Rate Treasury Fund ($14,995,041), an unspecified SPDR Series Trust ETF ($9,502,888), Apple Inc. ($6,908,056), Microsoft Corp. ($5,824,710), and NVIDIA Corp. ($5,130,380). The portfolio is diversified across equities, ETFs, and fixed income products with no other voting or investment powers reported.

• · Filing CIK: 0001903059
• · All holdings reported with sole voting power (SH SOLE) and no shared or other powers
• · Business address: 31 Hudson Yards, 10th Floor, Suite 55, New York, NY 10001

12-05-2026

AG2R LA MONDIALE GESTION D'ACTIFS filed its 13F-HR on May 12, 2026, reporting a portfolio of 355 equity positions valued at $2,212,855,075 as of March 31, 2026, all held with sole voting power. Top holdings by approximate value include Apple Inc ($149,334,350), Amazon.com Inc ($87,363,850), Alphabet Inc-CL A ($66,998,317), and Broadcom Inc ($61,118,940). This quarterly snapshot provides no period-over-period comparisons or performance metrics.

• · All reported positions held with sole voting power (no shared or none reported)
• · No put or call options disclosed
• · Filer based in Paris, France

12-05-2026

Standard Motor Products, Inc. (NYSE: SMP) announced executive leadership changes effective June 1, 2026: James Burke is stepping down as Chief Operating Officer to become Executive Advisor while remaining on the Board of Directors after 47 years with the company. Sunil Bhandari, with over 25 years of global operations experience including 14 years at Eaton Corporation plc most recently as VP Global Aftermarket - Mobility Group, will join as the new Chief Operations Officer. Eric Sills, Chairman and CEO, highlighted Burke's invaluable contributions and expressed confidence in the transition and Bhandari's ability to drive long-term value.

• · Announcement dated May 11, 2026; SEC filing May 12, 2026.
• · Sunil Bhandari's education: M.B.A. from International Institute for Management Development (Switzerland), Masters in Manufacturing Systems from Singapore-MIT Alliance, Bachelor of Mechanical Engineering from University of Madras.
• · Bhandari has lived and worked in North America, Europe, and Asia.

12-05-2026

Koch, Inc. filed its 13F-HR on May 12, 2026, reporting total equity holdings of $921,853,998 as of March 31, 2026, across 8 positions, all held with sole investment discretion and voting authority. The portfolio features Marvell Technology Inc. common stock as the largest position at $260,006,250 (2,625,000 shares), followed by Kayne Anderson BDC Inc. at $167,128,136 (12,181,351 shares) and Compass Minerals Intl Inc. at $164,258,120 (7,034,609 shares). Other holdings include positions in Claros Mortgage Trust Inc., Standard Lithium Ltd., Getty Images Holdings Inc., Ibotta Inc., and Via Transportation Inc.

• · SEC file number: 028-24905
• · Period end date: 2026-03-31
• · Filed as of date: 2026-05-12
• · All positions reported with SH SOLE investment discretion and sole voting authority
• · Business address: 4111 E. 37th Street North, Wichita, KS 67220

12-05-2026

MILLBANK DARTMOOR PORTSMOUTH LLC filed a 13F-HR report on May 12, 2026, disclosing its holdings as of March 31, 2026, with a total portfolio value of $153,730,541 across two positions held solely. The largest holding is 229,402 shares of State Street SPDR S&P 500 ETF Trust valued at $149,189,297, while the smaller position is 118,200 shares of iShares Bitcoin Trust ETF valued at $4,541,244.

• · Report filed under SEC file number 028-26228
• · Adviser CIK: 0002098560
• · Business address: 22 South Pack Sq, Asheville, NC 28801

12-05-2026

Ceres Tactical Commodity L.P. reported net income of $3,719,799 for Q1 2026, down slightly from $3,925,347 in Q1 2025, driven by lower trading results of $3,946,210 versus $4,129,664 despite reduced expenses. Total partners’ capital declined 3.1% QoQ to $96,496,468 from $99,556,199 due to net redemptions of $6,779,530 outweighing subscriptions and income, though NAV per unit rose for Class A (3.8% to $2,651.51) and Class Z (4.0% to $2,229.08) while Class D units were fully redeemed. Total assets fell 5.6% QoQ to $99,513,101 amid net unrealized depreciation on futures of $108,305 versus prior appreciation.

• · Redemptions totaled $6,859,530 in Q1 2026, exceeding subscriptions of $80,000.
• · Equity in related party trading account decreased to $88,439,582 from $92,493,886 QoQ.
• · Total investment income fell 27.5% YoY to $842,996 from $1,163,748.

12-05-2026

Payden & Rygel (CIK 0000919219) filed Form 13F-HR on May 12, 2026, reporting total holdings valued at $1,299,020,000 as of March 31, 2026, across 114 securities with sole voting authority. Top positions include iShares JP Morgan EM Bond ETF ($86,159,000), VanEck JPM EM Local Curr BND ETF ($57,555,000), SPDR Gold Trust ($55,636,000), iShares iBoxx Investment ETF ($37,874,000), and JPMorgan Chase ($35,255,000). The portfolio emphasizes fixed income ETFs, gold, and blue-chip equities in financials, tech, and utilities.

• · All holdings reported with sole voting authority (SH SOLE)
• · No shared or other authority positions disclosed
• · SEC file number: 028-14013

12-05-2026

At the 2026 Annual Meeting of Shareholders held on May 12, 2026, Steele Bancorp, Inc. shareholders elected all four director nominees (Timothy J. Apple, Richard J. Drzewiecki, Bradley E. Moyer, and J. Todd Troxell) with For votes ranging from 1,453,786 to 1,489,522, approved advisory say-on-pay for named executive officers (1,441,453 For vs. 67,602 Against), preferred annual frequency for future say-on-pay votes (859,024 for 1 Year vs. 588,336 for 3 Years), and strongly ratified YHB CPAs and Consultants as independent auditor (1,723,241 For). No proposals failed, with broker non-votes at 235,121 on non-routine items. Management furnished a slide presentation as Exhibit 99.1.

12-05-2026

Railway Pension Investments Ltd filed a 13F-HR on May 12, 2026, disclosing $7,025,105,164 in total holdings as of March 31, 2026, across 103 positions, all held solely with no reported put/call activity. Top holdings include Microsoft Corp at $375,082,155 (1,013,270 shares), Alphabet Inc at $264,609,836 (920,190 shares), and NVIDIA Corporation at $245,502,880 (1,407,700 shares). No period-over-period changes are indicated in the filing.

• · Filing period end date: March 31, 2026
• · Business address: 7 Devonshire Square, London EC2M 4YH, UK
• · SEC file number: 028-17037

12-05-2026

Ceres Classic L.P. reported total assets of $140,023,784 and partners' capital (NAV) of $138,888,369 as of March 31, 2026, up 8.5% and 9.4% respectively QoQ from December 31, 2025, driven by net income of $13,824,257 primarily from $14.1M in trading results. However, interest income declined 22% YoY to $1,003,580, net investment income swung to a ($279,609) loss from a $40,095 gain, and net unrealized appreciation on futures and forwards decreased QoQ to $1,473,147 and $1,037,556 respectively. Class A NAV per unit rose 10.9% QoQ to $32.21, while redemptions reduced Class A units by 63,218 QoQ.

• · Class A NAV per unit: $32.21 (March 31, 2026) vs $29.04 (Dec 31, 2025), up 10.9%.
• · Total futures contracts purchased fair value: $369,448 (0.27% of NAV) March 31, 2026.
• · Total futures contracts sold fair value: $1,103,699 (0.79% of NAV) March 31, 2026.
• · Net investment loss: ($279,609) Q1 2026 vs $40,095 gain Q1 2025.
• · Several futures segments show negative fair values e.g. Currencies purchased -(0.29%), Indices -(0.29%) as of March 31, 2026.

12-05-2026

Element Capital Management LLC filed its 13F-HR on May 12, 2026, disclosing total equity holdings valued at $1,052,886,666 as of March 31, 2026, across 49 positions. The largest position is 750,000 put options on State Street SPDR S&P 500 ETF valued at $487,755,000, followed by call options on Meta Platforms Inc ($57,213,000 for 100,000 shares) and shares of T-Mobile US Inc ($56,884,525 for 270,840 shares). The portfolio includes a mix of common shares, call options, put options, and other securities in technology, airlines, defense, and ETF sectors.

• · Filing CIK: 0001535630
• · Business address: 520 Madison Avenue, 43PH, New York, NY 10022
• · Phone: 212-993-7037
• · SEC file number: 028-15954

12-05-2026

The Federal Home Loan Bank of Chicago disclosed new consolidated obligations (bonds and notes) committed to be issued, for which it is the primary obligor, with trade dates of May 7-8, 2026, totaling $255 million in par value. These include fixed-rate bonds with coupons ranging from 3.85% to 5.60% and one variable single index floater, with maturities from August 2026 to May 2046 and various optional principal redemption features. The filing notes these are routine funding instruments backed solely by the Federal Home Loan Banks' resources, with no U.S. government guarantee, and excludes short-term discount notes.

• · All listed obligations have Optional Principal Redemption call types (except one Non-Callable variable floater).
• · Coupon rates: 3.932%, 5.05%, 4.45%, 5.60%, 4.25% (multiple), 4.00%, 3.85%; one Variable Single Index Floater.
• · Schedule A excludes discount notes with maturity ≤1 year and does not reflect total outstanding obligations or derivatives.