S&P 500 Consumer Staples Sector SEC Filings — May 26, 2026

26-05-2026

Verra Mobility Corporation (VRRM) disclosed on May 26, 2026 that it received a contract termination notice from Avis Budget Group, which represented over 10% of total revenue in Q1 2026 (three months ended March 2026) and for the full year 2025. In connection with this loss, the company also revised its full-year 2026 guidance downward. This represents a material adverse development as a major customer relationship is being terminated, likely reducing near-term revenue and profitability.

• · Filing items include Regulation FD Disclosure (7.01) and Other Events (8.01), indicating both regulatory communication and material event disclosure.
• · Avis Budget's contract termination was announced on May 26, 2026, the same date as the filing.
• · Avis Budget represented >10% of total revenue for the three months ended March 2026 and for the year ended December 2025.
• · The company revised its full-year 2026 guidance due to the termination, though specific revised figures were not provided in the 8-K (referenced in Exhibit 99.1 press release).
• · The press release is furnished (not filed) under Item 7.01, limiting certain securities law liabilities.

26-05-2026

Mountain Lake Acquisition Corp. filed a DEF 14A proxy statement on May 26, 2026, seeking shareholder approval for an extension of the deadline to complete an initial business combination (the 'Articles Extension Proposal'). The filing highlights significant risks, including the possibility that the company may not complete a business combination by the extended deadline, which would lead to liquidation and dissolution, with public shares redeemed at the trust account per-share price and rights expiring worthless. Additionally, the proxy statement notes that the sponsor, certain directors, and officers have interests that may conflict with other shareholders, and that the company faces challenges such as potential Nasdaq listing failure for the target company (Pubco, proposed symbol 'AVAT'), insufficient cash after redemptions, and the impact of new SEC SPAC rules.

• · The proxy statement includes a cautionary note regarding forward-looking statements and risk factors.
• · The company is required to offer shareholders redemption rights in connection with the Articles Extension Proposal and again in connection with any shareholder vote to approve an initial business combination.
• · If the business combination is not completed, the company will cease operations, redeem public shares (at a per-share price equal to the trust account balance divided by outstanding public shares), and dissolve, subject to Cayman Islands law and creditor claims.
• · The company has applied to list Pubco's securities on Nasdaq under the symbol 'AVAT', but no assurance is given that the listing will be approved.
• · The filing references the SEC's 2024 SPAC Rules, which became effective July 1, 2024, and may materially affect the company's ability to complete its initial business combination.
• · The Inflation Reduction Act of 2022 imposes a 1% excise tax on certain stock repurchases by publicly traded domestic corporations, which could apply to redemptions in connection with the business combination.
• · The proxy statement notes that the sponsor, certain directors, and officers have interests that may conflict with other shareholders, including that founder shares and private rights would be worthless if the extension is not approved and no business combination is completed.

26-05-2026

Elmet Group Co. amended its bylaws to change its fiscal year end from December 31 to a 4-4-5 fiscal calendar, effective January 1, 2026. Under the new calendar, the fiscal year ends on the Friday closest to December 31, with the first such year ending January 1, 2027. The change aims to better align accounting operations with quarterly reporting and improve comparability, though it may cause temporary incomparability for certain fiscal quarters.

• · The Board approved the fiscal year change on May 19, 2026.
• · The first fiscal year under the new calendar began January 1, 2026 and ends January 1, 2027.
• · Fiscal quarters ending April 3, 2026, July 3, 2026, and October 2, 2026 may not be fully comparable to prior year quarters due to different numbers of days.
• · Subsidiaries with a different fiscal year end will continue to be consolidated using financial statements within three months of the company's fiscal year end, with adjustments for material transactions.
• · The change does not affect previously issued financial statements or tax reporting.
• · The company is designated as an emerging growth company.

26-05-2026

AITX announced that its subsidiary RAD has added 12 more RIO Minis at a massive construction site, as per a press release issued on May 26, 2026. The filing is an 8-K furnishing the press release under Item 8.01, with no financial details or performance metrics provided.

• · The press release is titled 'AITX's RAD Adds 12 More RIO Minis at Massive Construction Site'.
• · The filing is dated May 26, 2026, and is furnished under Item 8.01.

26-05-2026

Octave Intelligence plc, a spin-off from Hexagon AB, announced the distribution of its shares to Hexagon shareholders and the commencement of trading on Nasdaq Stockholm (SDRs under 'OCTV SDB') and Nasdaq New York (class B ordinary shares under 'OCTV'), with the first day of regular-way trading on Nasdaq New York expected on May 28, 2026. The company also designated Ireland as its Home Member State for regulatory purposes. The filing highlights the successful separation from Hexagon and the dual listing, but notes forward-looking risks related to operating as an independent public company and market conditions.

• · Share distribution ratio: one class A ordinary share in Octave for every ten Series A shares held in Hexagon, and one class B ordinary share for every ten Series B shares held in Hexagon.
• · Record date for distribution: May 22, 2026.
• · SDRs trade on Nasdaq Stockholm under ticker 'OCTV SDB' with ISIN SE0028329433.
• · Class B ordinary shares trade on Nasdaq New York under ticker 'OCTV' with ISIN IE0003YHD8K8 and CUSIP G22845 104.
• · First day of regular-way trading on Nasdaq New York expected May 28, 2026.
• · SDR conversion to underlying class B ordinary shares is free of charge for the first six months from the first day of trading on Nasdaq Stockholm; thereafter a conversion fee applies.
• · Octave is an Irish company with registered office in Ireland and has chosen Ireland as its Home Member State.
• · Forward-looking statements caution about risks including separation from Hexagon, independent operations, market conditions, and competitive pricing.

26-05-2026

Xcel Brands, Inc. filed an 8-K on May 26, 2026, reporting additional share issuances under its existing common stock purchase agreement with White Lion Capital LLC. On May 20 and May 22, 2026, the Company sold a total of 7,500 shares for aggregate proceeds of $15,650, with purchase prices of $4,950 (2,500 shares at $1.98 average) and $10,700 (5,000 shares at $2.14 average). As of May 22, 2026, total accumulated proceeds under the agreement were $15,650, representing only a tiny fraction of the $15.0 million commitment, indicating very limited utilization of the facility.

• · The Purchase Agreement was entered into on January 21, 2026 (Execution Date).
• · The Purchase Agreement includes a registration rights agreement with the Investor.
• · The average of the 3 lowest trades on May 20, 2026 was $1.98 per share; on May 22, 2026 it was $2.14 per share.
• · The purchase price per share is based on the average of the 3 lowest trades on the purchase date.
• · The Company's common stock trades on the Nasdaq Capital Market under symbol XELB.

26-05-2026

Mountain Lake Acquisition Corp. II (MLAC II) disclosed that the exclusivity provisions of its non-binding letter of intent with Terra Quantum AG have expired, allowing MLAC II to pursue discussions with other potential business combination targets. While discussions with Terra Quantum may continue, the company is now free to explore alternative transactions, introducing uncertainty regarding the original deal.

• · The non-binding letter of intent with Terra Quantum was entered into in April 2026.
• · MLAC II is a blank check company (SPAC) incorporated in the Cayman Islands, with units, Class A ordinary shares, and warrants listed on Nasdaq under symbols MLAAU, MLAA, and MLAAW respectively.
• · The company is an emerging growth company and has not elected to use the extended transition period for complying with new financial accounting standards.

26-05-2026

Wheels Up Experience Inc. announced that lead strategic investor Delta Air Lines has extended its lock-up restriction on all shares issued under the Investment and Investor Rights Agreement for an additional year through May 22, 2027. This extension covers more than 35% of the company's total outstanding shares as of May 22, 2026, and follows Delta's recent commitment for a $100 million term loan, signaling continued confidence in Wheels Up's transformation strategy.

• · Lock-up extension runs through May 22, 2027.
• · Delta's $100 million term loan was first announced on May 11, 2026.
• · Wheels Up provides on-demand private aviation and cargo services to individuals and government organizations.

26-05-2026

At Thermo Fisher Scientific's 2026 Annual Meeting held on May 20, 2026, shareholders elected all 11 director nominees and ratified the appointment of PricewaterhouseCoopers LLP as auditor for fiscal year 2026. However, a non-binding advisory proposal on executive compensation (say-on-pay) was not approved, with 214.5 million votes against versus 99.9 million in favor.

• · All 11 director nominees were elected with votes ranging from 281.8 million (Dion J. Weisler) to 314.4 million (Debora L. Spar) in favor.
• · The ratification of PricewaterhouseCoopers LLP as independent auditor passed with 296.9 million votes for, 36.1 million against, and 1.0 million abstentions.
• · The say-on-pay proposal received 214.5 million votes against (68.2% of votes cast), indicating significant shareholder dissatisfaction with executive compensation.

26-05-2026

General Motors filed a DEFA14A supplement to its definitive proxy statement on May 26, 2026, announcing that director nominee Jonathan McNeill will not stand for reelection at the June 2, 2026 annual meeting and will retire from the board. As a result, the board size will be reduced from 11 to 10 directors, with no replacement nominee. Proxies already submitted remain valid, but votes for McNeill will be disregarded.

• · The supplement updates the proxy statement dated April 20, 2026, for the annual meeting scheduled for June 2, 2026.
• · McNeill notified the board of his decision on May 26, 2026.
• · Proxies already returned remain valid and will be voted as directed, except votes for McNeill will be disregarded.
• · Stockholders who have already voted do not need to take any action unless they wish to change their vote.

26-05-2026

McCormick & Company appointed Cindy Hoots, former Chief Digital Officer & CIO of AstraZeneca, to its Board of Directors effective June 1, 2026. The board will now consist of 12 directors, 11 of whom are independent. This appointment is part of McCormick's ongoing board refreshment process.

• · Cindy Hoots holds a Bachelor of Science degree from DeVry Institute of Technology.
• · She serves on the Digital Advisory Council at BP and advises startups.
• · McCormick operates in two segments: Consumer and Flavor Solutions.
• · The company was founded in 1889 and is headquartered in Hunt Valley, Maryland.

26-05-2026

This DEFA14A filing is an additional proxy soliciting material submitted by Ardelyx, Inc. on May 26, 2026, which incorporates by reference forward-looking statements from an earlier filing on April 30, 2026. The document is a brief 4-page communication with no new financial figures or substantive business updates, serving primarily as a legal notice regarding forward-looking statements and the company's disclaimers.

• · Filing references forward-looking statements originally filed with the SEC on April 30, 2026
• · The document is 4 pages in length and contains no new operational or financial metrics
• · Ardelyx explicitly states it undertakes no obligation to update forward-looking statements except as required by law

26-05-2026

NIQ Global Intelligence plc held its 2026 Annual General Meeting on May 21, 2026, where all four Class I director nominees were elected and all seven proposals were approved by shareholders. Key approvals included ratification of Ernst & Young LLP as independent auditor, advisory approval of executive compensation, authorization for market purchases of ordinary shares, and creation of distributable reserves. All director nominees received strong support with over 247 million votes for each, while the advisory vote on executive compensation frequency favored a one-year interval.

• · Proposal 5 (market purchases of ordinary shares) received 265,812,207 votes for, 173,814 against, and 30,472 abstentions, with no broker non-votes.
• · Proposal 6 (price range for re-allotment of treasury shares) received 265,720,147 for, 219,500 against, and 76,846 abstentions.
• · Proposal 7 (capital reduction and creation of distributable reserves) received 265,704,195 for, 180,946 against, and 131,352 abstentions.
• · The advisory vote on executive compensation frequency showed 254,069,090 votes for 1 year, 482 for 2 years, and 2,542,606 for 3 years.
• · All director nominees received over 244 million votes for, with Todd Lachman receiving the lowest for votes at 244,078,915.

26-05-2026

Modine reported record Q4 FY2026 net sales of $954.4M (+47% YoY) and record adjusted EBITDA of $146.1M (+40% YoY), driven by 87% growth in Climate Solutions and 158% surge in data center sales. However, full-year GAAP net earnings fell 34% to $123.3M due to a $116.1M non-cash pension termination charge, and free cash flow declined 18% to $105.4M. The company issued a strong FY2027 outlook with net sales growth of 20-35% and adjusted EBITDA of $650-680M, but faces margin compression from capacity expansion costs and tariffs.

• · Q4 gross margin declined 320 bps to 22.5% due to capacity expansion costs, tariffs, and higher material costs.
• · Full-year gross margin declined 190 bps to 23.0%.
• · SG&A expenses increased 25% in Q4 to $101.7M, driven by Climate Solutions growth and spin-off costs.
• · Restructuring expenses totaled $5.2M in Q4 and $20.6M for the full year.
• · Spin-off costs incurred in Q4 were $12.5M; full-year acquisition and disposition costs were $20.3M.
• · Net debt increased $83.6M to $362.8M due to borrowings for working capital, acquisitions, and capex.
• · Cash payments for restructuring, pension termination, and acquisition costs totaled $49.6M in FY2026.
• · Performance Technologies segment Q4 operating income declined 7% YoY; adjusted EBITDA declined 15%.
• · Climate Solutions segment Q4 gross margin fell 510 bps to 24.6%.
• · Data center sales increased 158% in Q4; HVAC Technologies sales increased 51% including $38.2M from acquisitions.
• · FY2027 outlook includes Performance Technologies for the full year; will be updated post-spin-off.
• · Conference call scheduled for May 27, 2026 at 9:00 a.m. Central Time.

26-05-2026

DuPont held its Annual Meeting on May 21, 2026, with 83.27% of shares voted. All 10 director nominees were elected, and shareholders approved executive compensation (Say-on-Pay) and ratified PwC as auditor. The Board approved a 1-for-3 reverse stock split, effective June 24, 2026, though it retains discretion to delay or abandon the split.

• · Shareholder support for executive compensation (Say-on-Pay) was 92.2% for vs. 7.3% against, with 0.5% abstain.
• · Ratification of PwC as auditor received 99.3% for votes (338.8M for, 2.0M against).
• · Reverse stock split amendment was approved with 98.3% for votes (335.5M for, 4.4M against).
• · Broker non-votes were 52.6M shares on director elections and executive compensation, but zero on the reverse split and auditor ratification.
• · The reverse stock split is expected to become effective on June 24, 2026, but the Board retains discretion to delay or abandon it.

26-05-2026

Topgolf Callaway Brands Corp. (MODG) held its 2026 Annual Meeting on May 21, 2026, where shareholders elected nine directors, ratified Deloitte & Touche LLP as the independent auditor for fiscal 2026, and approved executive compensation on an advisory basis. Following the election, the company entered into standard indemnification agreements with newly elected directors Thomas G. Dundon and Mark D. Mandel. While all proposals passed, director Adebayo O. Ogunlesi received a notable 9.7 million against votes (6.6% of votes cast), and the say-on-pay proposal saw 8.9 million against votes (6.1% of votes cast), indicating some shareholder dissent.

• · Director Adebayo O. Ogunlesi received the highest number of against votes among all director candidates at 9,691,484 (6.6% of votes cast).
• · The say-on-pay proposal passed with 136,918,067 for, 8,942,872 against, and 585,222 abstentions, representing 6.1% against votes (excluding broker non-votes).
• · Ratification of Deloitte & Touche LLP as auditor passed with 156,259,310 for, 3,553,082 against, and 561,077 abstentions.
• · Broker non-votes totaled 13,927,308 for all director elections and the say-on-pay proposal.
• · The company entered into standard indemnification agreements with new directors Thomas G. Dundon and Mark D. Mandel on May 21, 2026.

26-05-2026

BlackRock Monticello Debt Real Estate Investment Trust entered into a First Amendment to its Revolving Credit Agreement with JPMorgan Chase Bank, N.A. on May 21, 2026. The amendment extends the stated maturity date to May 20, 2027 (from the original May 22, 2025 date) and adjusts the applicable interest rate margins to 0.85% for ABR loans and 1.85% for Term Benchmark or Daily Simple SOFR loans. The amendment also includes a facility extension fee of [***] basis points per annum on the maximum commitment, prorated through the new maturity date.

• · The amendment was executed on May 21, 2026 and filed on May 26, 2026.
• · The original credit agreement was dated May 22, 2025.
• · The amendment includes a facility extension fee of [***] basis points per annum on the maximum commitment, prorated from the prior maturity date to the new stated maturity date.
• · The borrower represented that no event of default, potential default, or mandatory prepayment event exists as of the amendment date.
• · The extended maturity date is no later than 30 days prior to the termination of the borrower's ability to call capital commitments for repaying obligations.

26-05-2026

PG&E Corporation and Pacific Gas and Electric Company held their joint annual meeting on May 21, 2026, where shareholders elected all 14 director nominees for PG&E Corp and 15 for the Utility, approved non-binding advisory votes on executive compensation, and ratified Deloitte & Touche LLP as the independent auditor for 2026. All proposals passed with strong support, though Jessica L. Denecour received a notable 10.1% against vote at PG&E Corp, and the advisory say-on-pay vote saw 9.2% opposition at the parent level.

• · PG&E Corp had 94,215,653 broker non-votes on director elections and the say-on-pay proposal, representing about 4.9% of total shares outstanding.
• · The Utility had 4,341,224 broker non-votes on director elections and say-on-pay.
• · PG&E Corp director Patricia K. Poppe received the highest for-vote count at 1,834,112,470 (99.7% of votes cast).
• · Jessica L. Denecour received the lowest for-vote count at PG&E Corp with 1,654,081,012 (89.9% of votes cast).
• · Ratification of Deloitte & Touche LLP passed with 1,799,578,512 for (92.5%) vs 133,964,864 against at PG&E Corp.
• · Utility director nominees all received over 99.9% for-votes, with W. Craig Fugate receiving the highest against count (84,066).
• · Sumeet Singh was a director nominee only for the Utility, not for PG&E Corp.

26-05-2026

Omnicell, Inc. filed an 8-K on May 26, 2026, announcing the adoption of an Amended and Restated Certificate of Incorporation, which was approved by stockholders and filed with the Delaware Secretary of State on May 19, 2026. The amendment updates the company's authorized capital structure to 105 million total shares (100 million common shares and 5 million preferred shares, each with a par value of $0.001) and codifies a classified board structure with three-year staggered terms for directors. The filing also includes supermajority voting requirements (66⅔%) for stockholder amendments to key governance articles and eliminates director and officer liability for monetary damages to the fullest extent permitted by Delaware law.

• · The original Certificate of Incorporation was filed on April 14, 2000, and was previously amended and restated on August 13, 2001, and amended on June 1, 2010.
• · The registered office address is 251 Little Falls Drive, Wilmington, Delaware 19808.
• · The Board of Directors is authorized to fix or alter the designation, powers, preferences, and rights of any wholly unissued series of Preferred Stock without stockholder approval.
• · Vacancies on the Board of Directors (except those filled by stockholders) are filled by a majority vote of the remaining directors, even if less than a quorum.
• · Stockholders cannot act by written consent; all stockholder actions must occur at an annual or special meeting called in accordance with the Bylaws.
• · The amendment eliminates and limits the personal liability of directors and officers for monetary damages for breach of fiduciary duty to the fullest extent permitted by Delaware law.

26-05-2026

BlackRock ESG Capital Allocation Term Trust (ECAT) filed a DEFA14A (definitive additional proxy materials) with the SEC on May 26, 2026. The filing supplements the trust's proxy statement and includes soliciting material under Section 14(a) of the Securities Exchange Act of 1934. No fee was required for this filing.

• · Filing type: DEFA14A (Definitive Additional Proxy Materials)
• · SEC file number: 811-23701
• · Trust incorporated in Maryland (MD)
• · Business address: 100 Bellevue Parkway, Wilmington, DE 19809
• · Former name: BlackRock ESG Capital Allocation Trust (name changed May 27, 2021)

26-05-2026

Axiom Intelligence Acquisition Corp 1 (SPAC) announced a definitive Business Combination Agreement with Terra Quantum AG, a Swiss quantum technology company, dated May 25, 2026. The transaction will result in a new Swiss public company (PubCo) becoming publicly traded, with both Axiom and Terra Quantum becoming wholly owned subsidiaries of PubCo. No financial terms, valuations, or performance metrics were disclosed in this filing.

• · The Business Combination Agreement was signed on May 25, 2026, and the press release was issued on May 26, 2026.
• · The transaction structure involves a Swiss public company (PubCo) as the ultimate parent, with a Cayman Islands merger subsidiary.
• · Axiom's securities trade on Nasdaq under symbols AXINU (Units), AXIN (Class A ordinary shares), and AXINR (Rights).
• · Axiom is an emerging growth company and has elected not to use the extended transition period for complying with new financial accounting standards.
• · A registration statement on Form F-4 will be filed with the SEC, containing a proxy statement/prospectus for shareholder vote.
• · No financial projections, deal value, or expected closing timeline were provided in this filing.

26-05-2026

Barnwell Industries reported Q2 FY2026 (ended March 31, 2026) revenue of $2.535M and a net loss of $1.15M, improving sequentially from Q1 FY2026 revenue of $2.63M and net loss of $1.426M. The company reduced costs, completed its headquarters transition to Houston, and advanced a strategic review including a potential sale of its Canadian oil and gas business. However, revenue declined year-over-year from $3.569M in Q2 FY2025, and the company continues to report net losses.

• · The company remained debt-free as of March 31, 2026.
• · Salaries, wages and bonuses declined 26% sequentially.
• · Oil and natural gas operating results improved to positive $87,000 from negative $32,000 in the prior quarter.
• · Foreign currency loss of $58,000 in Q2 vs gain of $47,000 in prior quarter, an unfavorable swing of $105,000.
• · The company has issued 1,810,496 shares under the ATM facility at an average price of $1.27/share.
• · The ATM facility limit was increased from $3.2M to $4.298M in April 2026.
• · The company holds a 77.6% economic interest in Kaupulehu Developments and a 19.6% interest in the KD entities.
• · Net loss per share improved to $0.09 from $0.13 sequentially, but was $0.09 vs $0.12 in the year-ago quarter.
• · Revenue for the six months ended March 31, 2026 was $5.281M, down 29.6% from $7.503M in the prior year period.
• · The company's weighted-average shares outstanding increased to 12.67M from 10.05M year-over-year due to equity issuances.

26-05-2026

OPGEN INC reported total revenue of $30.2M for 2025, a 481% increase from $5.2M in 2024, driven by a 504% surge in listing sponsorship services to $30.2M. However, product sales and laboratory services revenue dropped to zero as the company scaled down legacy operations. Operating expenses increased 27% to $6.2M, while net cash used in operations improved to $1.2M from $4.9M. The company repositioned its business, resulting in a net decrease in cash of $0.7M.

• · Cost of services increased from $1,575 to $3,020,000 (191,646% increase) due to new listing sponsorship business.
• · Gain on extinguishment of debt in 2024 was $9,738,487; no such gain in 2025.
• · Gain on impairment adjustment in 2024 was $2,079,575; none in 2025.
• · Net cash provided by financing activities was $496,719 in 2025 vs $5,028,574 in 2024.
• · Weighted average exercise price of outstanding options is $9.01.
• · No securities remaining available for future issuance under equity compensation plans.

26-05-2026

At the 2026 Annual Meeting on May 22, 2026, Ultra Clean Holdings stockholders approved all five proposals, including the election of eight directors, ratification of PricewaterhouseCoopers as auditor, advisory approval of executive compensation, and amendments to the stock incentive plan and employee stock purchase plan. All directors received strong support, though David T. ibnAle and Emily M. Liggett had notably higher against votes (2.4M each) compared to others, indicating some shareholder dissent.

• · Broker non-votes totaled 4,399,277 for all director elections and Proposals 3, 4, and 5.
• · Proposal 2 (auditor ratification) had no broker non-votes and received 40,130,181 for, 183,200 against, and 103,513 abstain.
• · The highest against votes among directors were for David T. ibnAle (2,413,324) and Emily M. Liggett (2,411,196), representing about 6.7% of votes cast.
• · Proposal 5 (ESPP amendment) had the lowest against count at 23,182.
• · The meeting date was May 22, 2026, and the filing was made on May 26, 2026.

26-05-2026

New Mountain Private Credit Fund reported an aggregate NAV of $962.5M and a fair value of its investment portfolio of $1,860.2M as of April 30, 2026, with an NAV per share of $23.32. The company sold 11,364 common shares in May 2026 at $23.32 per share, generating $0.3M. A regular monthly distribution of $0.19 per share was declared, payable on June 30, 2026 to holders of record May 29, 2026. Leverage stood at 1.06x debt-to-equity with $975.4M in debt outstanding and $1,510.0M in committed debt capacity, 100% floating rate (with 77% secured and 23% unsecured).

• · The company leveraged its floating rate exposure through interest rate swaps to treat fixed note payments as floating.
• · The offering is continuous on a monthly basis; the table shows total Shares issued and total consideration for the offering (not including DRIP shares).
• · As of April 30, 2026, 100% of debt capacity is floating rate; after swaps, the effective leverage is entirely floating.
• · No prior period comparisons were provided in the filing.
• · The company is an emerging growth company and has elected not to use the extended transition period for complying with new/revised accounting standards.

26-05-2026

Angel Oak Financial Strategies Income Term Trust (FINS) completed a $50M private placement of Series A Mandatorily Redeemable Preferred Shares (rated A3/Moody's) and a $40M private offering of Series C Senior Notes (rated A1/Moody's). The proceeds will refinance existing debt and support new investments. The Fund also set a record date of July 10, 2026 and an annual shareholder meeting for September 25, 2026, with proposals including trustee elections, a governance amendment to lower the trustee removal threshold, and ratification of the auditor.

• · MRPS due April 30, 2031; Series C Notes due July 8, 2030, Series B Notes due July 8, 2028.
• · Series C Notes are rated A1; MRPS rated A3 by Moody's.
• · Series C Notes will replace maturing Series A Senior Notes (2.35%, due July 8, 2026) in July 2026 via delayed draw.
• · Repurchase agreement leverage $75.5M (unrated in table).
• · Shareholders vote on six proposals: elect two Class II trustees, MRPS holders elect one Class III trustee, lower removal threshold from 75% to 66.67%, approve adjournments, ratify Cohen & Company as auditor, and other business.
• · Notice deadline for shareholder nominations/business: between 150th and 120th day prior to meeting, or 10 days after public announcement if later.

26-05-2026

ExxonMobil is soliciting shareholder votes to redomicile the company from Delaware to Texas, aligning its legal structure with its physical headquarters in Spring, Texas. The proposal is presented as maintaining strong shareholder rights and supporting efficient governance and long-term decision-making. The filing includes a LinkedIn post example and voting instructions, with the virtual Annual Shareholder Meeting scheduled for May 27, 2026.

• · The filing is a DEFA14A (definitive additional proxy soliciting materials) filed on May 26, 2026.
• · The proposal to redomicile to Texas is being presented as aligning legal structure with the physical headquarters in Spring, Texas.
• · The virtual Annual Shareholder Meeting is scheduled for May 27, 2026.
• · The filing includes a link to voting instructions and a dial-in for the meeting.

26-05-2026

Evolution Metals & Technologies Corp. (EMAT) received a Nasdaq deficiency notice on May 21, 2026 for failing to timely file its Q1 2026 Form 10-Q (Rule 5250(c)(1)). The company filed the delinquent report on May 22, 2026, and Nasdaq confirmed compliance on May 26, 2026, closing the matter. No financial impact or ongoing listing risk was associated with the event, though the late filing suggests potential internal administrative delays.

• · The company filed a Form 12b-25 on May 15, 2026, disclosing it could not file the Form 10-Q on time without unreasonable effort or expense.
• · EMAT's common stock trades under the symbol EMAT on The Nasdaq Stock Market LLC.
• · The company changed its name from Welsbach Technology Metals Acquisition Corp. (effective June 7, 2021).
• · The notice had no immediate effect on the listing of the company's common stock.
• · Principal executive offices are located at 4040 NE 2nd Ave, Suite 349, Miami, Florida 33137.

26-05-2026

The Gabelli Dividend & Income Trust delivered a text message to shareholders on May 25, 2026, urging them to vote for the upcoming June 29, 2026 Annual Meeting. The message highlights a $1.80 annualized distribution, a 22.71% market price total return, and a 17.89% NAV total return in 2025, emphasizing the performance of the Fund's experienced investment professionals.

• · The text message was delivered on May 25, 2026, in connection with the Fund's 2026 Annual Meeting of Shareholders.
• · Shareholders are directed to click a link to be connected to a live agent or call 1-866-206-7868 to vote on a recorded line.

26-05-2026

Moleculin Biotech, Inc. filed an 8-K on May 26, 2026, to furnish a corporate investor presentation dated May 2026 under Regulation FD. The presentation was posted on the company's website and attached as Exhibit 99.1. No financial results or material changes were disclosed in the filing itself.

• · The filing is a Regulation FD disclosure, not a financial results filing.
• · The investor presentation is dated May 2026 and was furnished as Exhibit 99.1.
• · The company's common stock trades on NASDAQ under the symbol MBRX.
• · The report was signed by Jonathan P. Foster on May 26, 2026.

26-05-2026

Worthington Steel, Inc. filed an 8-K on May 26, 2026, announcing the commencement of a $900M senior secured notes offering via its subsidiary WS Escrow LLC to fund its pending acquisition of Klöckner & Co SE for €11.00 per share. The filing also includes Klöckner's audited FY2025 and unaudited Q1 2026 financials, as well as pro forma combined financials. However, the acquisition remains subject to regulatory conditions that must be satisfied by March 12, 2027, and no assurance is given that it will close on the current timeline or at all.

• · The Notes Offering is not conditioned on the consummation of the Klöckner Acquisition.
• · The initial acceptance period for the Offer expired on March 26, 2026, and the Offer closed as of the additional acceptance period on April 14, 2026.
• · Regulatory Conditions must be satisfied on or prior to March 12, 2027.
• · The Notes are being offered only to qualified institutional buyers under Rule 144A or non-U.S. persons under Regulation S.
• · Proceeds from the Notes Offering, together with borrowings under term loan and ABL credit facilities and cash on hand, will fund the acquisition consideration, shareholder loans, minority shareholder compensation, repayment of existing indebtedness, transaction fees, and general working capital.

26-05-2026

National Fuel Gas Company (NFG) filed an 8-K on May 26, 2026, providing audited and unaudited financial statements for CenterPoint Ohio (Vectren Energy Delivery of Ohio, LLC) and pro forma combined financials in connection with its planned $2.62B acquisition of the Ohio natural gas LDC from CenterPoint Energy Resources Corp. The transaction, expected to close in Q4 2026, remains subject to regulatory approval from the Public Utilities Commission of Ohio and cannot close before October 1, 2026 without seller consent. No financial performance comparisons are available in this filing.

• · Transaction was originally disclosed on October 20, 2025 via a Securities Purchase Agreement.
• · Closing conditions include review by the Public Utilities Commission of Ohio.
• · Transaction cannot close before October 1, 2026 without seller's written consent.
• · Filed exhibits include audited financials for CenterPoint Ohio for FY2025 and unaudited financials for Q1 2026, plus pro forma combined statements.
• · Deloitte & Touche LLP provided consent as independent auditors for CenterPoint Ohio.

26-05-2026

Constellation Acquisition Corp I (CSTA) has entered into a business combination agreement to merge its U.S. subsidiary, HiTech Minerals, with Jindalee Lithium's U.S. subsidiary, forming a new entity called US Elemental, expected to list on Nasdaq under the ticker "ULIT" in Q3 2026. The combined entity will hold the McDermitt Lithium Project, which has a resource base of approximately 21.5 million tonnes of lithium carbonate equivalent and is valued at $500 million in the transaction. While the project benefits from U.S. government support and a strategic focus on domestic supply chains, the transaction is subject to shareholder approval and regulatory filings, and the lithium market faces inherent volatility and execution risks.

• · The business combination agreement was signed on April 9, 2026.
• · The McDermitt Lithium Project is one of the first ten projects added to the Fast 41 Transparency List.
• · Jindalee has a cooperative research and development agreement with the U.S. Department of Energy.
• · The project is also evaluating the potential recovery of magnesium as a byproduct.
• · The transaction is expected to close in the third quarter of 2026.
• · The filing includes extensive forward-looking statements and risk factors related to the business combination.

26-05-2026

At the May 21, 2026 Annual Meeting, TDS shareholders elected all director nominees and approved all four proposals, including ratification of PricewaterhouseCoopers as auditor, officer exculpation amendments, and advisory say-on-pay. However, two Common Share director nominees (Christopher D. O'Leary and Kimberly D. Dixon) received significant withhold votes, with O'Leary receiving 36.2 million withhold votes (38.5% of votes cast), indicating notable shareholder dissent.

• · All eight Series A Common Share director nominees were elected unanimously with 74,832,251 For votes and 20,040 Broker Non-votes (no Withhold votes).
• · The officer exculpation amendment (Proposal 3) passed with 110,192,258 For (87.6% of votes cast), 13,684,261 Against, and 1,851,178 Abstentions.
• · Say-on-pay (Proposal 4) passed with 118,794,713 For (94.5% of votes cast), 6,649,586 Against, and 283,398 Abstentions.
• · Auditor ratification (Proposal 2) passed with 127,469,299 For (99.6% of votes cast), 516,563 Against, and 162,357 Abstentions.
• · Broker non-votes were 4,433,834 for director elections and 2,420,522 for Proposals 3 and 4.

26-05-2026

Peloton Interactive, Inc. appointed Siddharth “Sid” Thacker as Chief Financial Officer, effective June 22, 2026, succeeding interim CFO Saqib Baig. Thacker, formerly CFO of Rent the Runway, brings experience in financial transformation and revenue growth. The company aims to return to sustainable, profitable revenue growth under his leadership, though no specific financial metrics or prior performance data were disclosed in the filing.

• · Thacker will oversee global finance organization and corporate strategy.
• · He spent two decades as a public market investor before joining Rent the Runway.
• · Thacker will be based at Peloton’s New York headquarters and report to CEO Peter Stern.
• · Saqib Baig will remain Chief Accounting Officer after Thacker’s appointment.

26-05-2026

On May 21, 2026, Daniel J. Roller resigned from the Board of Directors of Pure Cycle Corporation, effective immediately. The resignation was not due to any disagreement with the company regarding its operations, policies, or practices.

• · Daniel J. Roller's resignation was effective immediately on May 21, 2026.
• · The resignation was not the result of any disagreement with the company.

26-05-2026

Structured Obligations Corp filed an 8-K on May 26, 2026, reporting a distribution to holders of Select Notes Trust LT 2003-1 certificates for the May 15, 2026 interest distribution date. The trust received $158,750 in interest income and distributed $208,278.25 to certificateholders, with $49,791.67 in new advances made to the trustee. However, no principal was distributed or lost, and all underlying securities except Target Corp showed zero payments during the period.

• · Interest income per certificate held to be included in Form 1099 for 2026: $3.035953
• · Interest expense per certificate held to be included in Form 1099 for 2026: $0.00
• · Principal recovery per certificate held: $0.000000
• · Principal loss per certificate held: $0.000000
• · Underlying securities with zero payments during the period: Carnival Corp, Duke Capital Corp, Citigroup Inc, General Electric Capital Co, Electronic Data Systems, IBM Corp, Merck & Co Inc, Sears Roebuck Acceptance Corp, U.S. Treasury Bond Strip
• · Only Target Corp made a payment: $158,750.00 (interest only, no principal)

26-05-2026

Structured Obligations Corp filed an 8-K reporting a distribution to holders of Select Notes Trust LT 2003-2 certificates. The trust received $230,625 in interest during the period, of which $168,083 was distributed to certificateholders, with $50,042 in advances repaid to the advancing party. However, the trust still owes $403,085 to the advancing party, indicating ongoing leverage.

• · Interest income per certificate for 2026 Form 1099 is $6.636691.
• · Interest expense per certificate for 2026 Form 1099 is $0.000000.
• · No payments were made on underlying securities from Carnival Corp, May Dept Stores, TCI Communications, Citigroup, Hartford Life, Merck, GE Capital, Duke Energy, or US Treasury STRIPS.
• · Payments of $110,625 were received from Dow Chemical Co (7.375% due 2029) and $120,000 from General Motors Acceptance Corp (8.000% due 2031).
• · The trust's CUSIP is 81619PAB3.

26-05-2026

Momentus Inc. filed an S-3 shelf registration statement with the SEC on May 26, 2026, to offer and sell up to $200,000,000 of common stock, preferred stock, debt securities, warrants, or units from time to time. The company is a non-accelerated filer and a smaller reporting company, and its common stock is listed on Nasdaq under the symbol MNTS, with a last reported price of $7.38 per share on May 22, 2026. The filing provides general flexibility for future capital raising but does not represent an immediate offering.

• · The company is a non-accelerated filer and a smaller reporting company, not an emerging growth company.
• · Common stock par value is $0.00001 per share.
• · The highest closing price within 60 days prior to the prospectus was $7.63 per share on April 16, 2026, used for market value calculation.
• · Principal executive offices are located at 1762 Automation Parkway, San Jose, CA 95131.
• · The filing includes a risk factor section beginning on page 8 of the prospectus.

26-05-2026

Lamb Weston Holdings, Inc. subsidiary Ulanqab Lamb Weston Food Co., Ltd. entered into a RMB-denominated term loan facility agreement dated May 19, 2026, with HSBC Bank (China) Company Limited as mandated lead arranger, coordinator, and facility agent, along with other original lenders. The facility has a 60-month term from the utilization date and replaces prior bilateral and syndicated facilities. The agreement includes standard representations, financial covenants, events of default, and provisions for tax gross-up, increased costs, and FATCA compliance.

• · The facility agreement replaces an existing bilateral facility agreement dated August 22, 2024, and an existing facility agreement dated February 18, 2022.
• · The loan is denominated in RMB (Chinese Yuan).
• · The agreement includes provisions for FATCA compliance and tax gross-up.
• · The borrower is a limited liability company incorporated under PRC law with registered address in Ulanqab, Inner Mongolia.
• · The facility agent is HSBC Bank (China) Company Limited, Shanghai Branch.

26-05-2026

Velocity Financial, Inc. held its Annual Meeting of Shareholders on May 21, 2026, where all eight director nominees were re-elected and shareholders approved, on an advisory basis, the compensation of named executive officers for 2025. Additionally, shareholders ratified RSM US LLP as the company's independent auditor for 2026. All proposals passed with strong shareholder support, though a notable number of votes were cast against director Alan H. Mantel (121,835 against) and John A. Pless (261,726 against).

• · Broker non-votes totaled 1,181,801 for each director election and for the advisory compensation vote.
• · Proposal III (ratification of auditor) received 25,860,650 votes for, 2,294 against, and 6,528 abstentions, with no broker non-votes.
• · Director John A. Pless received the highest number of against votes (261,726) among all director nominees.
• · Director Alan H. Mantel received 121,835 against votes, the second highest.

26-05-2026

Edgewell Personal Care Company filed an 8-K on May 26, 2026, announcing the departure of Chief Supply Chain Officer Paul R. Hibbert effective June 1, 2026, and the appointment of Anthony Freve as his successor effective the same date. The filing also includes Regulation FD disclosure and exhibits.

• · Departure effective June 1, 2026
• · Appointment effective June 1, 2026
• · Mr. Hibbert eligible for Executive Severance Plan payments
• · Filing date May 26, 2026

26-05-2026

Portsmouth Square Inc. held its Fiscal 2025 Annual Meeting on May 20, 2026, where all five director nominees were elected with overwhelming support (over 593,000 votes for each), and the appointment of Whitley Penn LLP as independent auditor for fiscal year ending June 30, 2026 was ratified with 611,467 votes in favor. No negative or flat performance metrics were reported in this filing.

• · Broker non-votes totaled 27,964 for each director election proposal.
• · Ratification of Whitley Penn LLP received 182 votes against and 12,818 abstentions, with no broker non-votes.

26-05-2026

J.P. Morgan Real Estate Income Trust, Inc. filed an 8-K on May 26, 2026, announcing that it mailed the proxy statement for its annual meeting of stockholders scheduled for August 7, 2026. The filing is a Regulation FD disclosure and does not contain financial results or performance metrics.

• · The proxy statement is furnished as Exhibit 99.1 to the 8-K.
• · The annual meeting of stockholders is scheduled for August 7, 2026.
• · The filing is furnished under Item 7.01 and is not deemed filed for Section 18 purposes.

26-05-2026

Benchmark 2026-V22 Mortgage Trust filed an 8-K/A on May 26, 2026, amending its May 8, 2026 Form 8-K to replace the Pooling and Servicing Agreement (Exhibit 4.1) and the MTN 2026-LPFX TSA (Exhibit 4.2) with updated versions. The amendments include corrective, clerical, and minor revisions, such as updated addresses, common codes for certain certificate classes, and post-filing revisions to the TSA. No financial data or material changes to the trust's performance were disclosed.

• · The amendment replaces the Pooling and Servicing Agreement dated May 1, 2026, and the Trust and Servicing Agreement dated May 13, 2026.
• · Revisions include updated address for notices to Goldman Sachs Bank USA and common codes for Class X-D, Class D, and Class E Certificates.
• · The filing supersedes Exhibits 4.1 and 4.2 from the original May 8, 2026 Form 8-K.
• · No financial statements or new quantitative data are provided in this amendment.

26-05-2026

Belden Inc. held its 2026 Annual Meeting on May 21, 2026, where all ten director nominees were elected and all four proposals were approved by stockholders. While all proposals passed, director David Aldrich received significantly more votes against (2,251,352) than other nominees, indicating potential shareholder concern. The Amended and Restated 2021 Long Term Incentive Plan was approved with 35.8M votes for and 798,210 against.

• · Proposal 2 (Ratification of Auditor): 36,294,064 For, 1,226,369 Against, 18,064 Abstain
• · Proposal 3 (Advisory Vote on Executive Compensation): 36,210,874 For, 362,824 Against, 29,699 Abstain, 935,100 Broker Non-Votes
• · Broker non-votes totaled 935,100 for all director elections and Proposals 3 and 4
• · All directors were elected; David Aldrich had the highest votes against (2,251,352) and lowest votes for (34,331,526) among the ten nominees