S&P 500 Consumer Staples Sector SEC Filings — May 29, 2026

29-05-2026

American Clean Resources Group, Inc. (ACRG) disclosed the departure of two fractional executives: C. Derek Campbell transitioned from fractional Chief Strategy Officer to a non-executive advisory role effective January 30, 2026, and Kelly Marshall departed as fractional Chief Marketing Officer on April 15, 2026. The company also engaged Jeff Bootes in a fractional, project-based consulting capacity effective April 20, 2026, to support execution activities at the Millers, Nevada project and the Cross Caribou asset. These changes reflect ongoing operational realignment but no financial metrics or performance data were provided.

• · C. Derek Campbell transitioned to non-executive advisory role effective January 30, 2026.
• · Kelly Marshall departed as fractional Chief Marketing Officer on April 15, 2026.
• · Jeff Bootes engaged in fractional, project-based consulting capacity effective April 20, 2026.
• · Bootes' engagement focuses on Millers, Nevada project and Cross Caribou asset execution activities.
• · No financial statements or exhibits were filed with this 8-K.

29-05-2026

Perella Weinberg Partners held its 2026 Annual Meeting on May 27, 2026, where stockholders elected three Class II directors (Robert K. Steel, R. Edwin Bennet, and Houda Dabboussi) to serve until the 2029 annual meeting. Stockholders also ratified the appointment of Ernst & Young, LLP as the independent auditor for fiscal year 2026. All proposals passed with strong support, though Robert K. Steel received a notable 13.2% withhold vote (36.3 million shares withheld), indicating some shareholder dissent, while the other two directors received over 98% support.

• · Robert K. Steel received 239,179,543 votes FOR and 36,334,017 votes WITHHELD, representing a 13.2% withhold vote.
• · R. Edwin Bennet received 270,876,227 votes FOR and 4,637,333 votes WITHHELD.
• · Houda Dabboussi received 271,070,604 votes FOR and 4,442,956 votes WITHHELD.
• · Auditor ratification passed with 278,129,040 FOR, 937,668 AGAINST, and 1,487 ABSTAIN.
• · Broker non-votes totaled 3,554,635 for each director election.

29-05-2026

NANO Nuclear Energy Inc. (NNE) acquired Secured Transportation Services LLC (STS) for up to $13 million ($6M cash + $7M restricted stock), adding over 20 years of specialized nuclear transportation experience. STS generated $7.1M in revenue and $1.3M in net income for the twelve months ended December 31, 2025, making NNE one of the few revenue-generating microreactor developers. However, the acquisition introduces integration risks and the company remains an early-stage developer with no commercial reactor deployed.

• · STS was founded in 2005 and brings more than 20 years of specialized nuclear transportation experience.
• · STS personnel have completed projects in more than 40 countries.
• · STS currently holds approvals for more than 90% of active U.S. NRC approved spent fuel routes.
• · The acquisition was executed through NANO Nuclear's existing transportation subsidiary, Advanced Fuel Transportation Inc.
• · A portion of the $7 million in restricted stock is subject to certain contractual contingencies.
• · NANO Nuclear is the first portable nuclear microreactor company to be listed publicly in the U.S.
• · NANO Nuclear's reactor products in development include KRONOS MMR™ (in pre-application engagement with NRC), ZEUS™, and LOKI MMR™.
• · AFT is the exclusive licensee of a patented high-capacity HALEU fuel transportation basket developed by three major U.S. national nuclear laboratories and funded by the DOE.

29-05-2026

Palermo Technologies Inc. filed Amendment No. 4 to its S-1 registration statement for an initial public offering of up to 3,500,000 shares of common stock at $0.10 per share, with maximum gross proceeds of $350,000 and net proceeds of approximately $325,000. The company is an early-stage venture with no revenues, net losses of $10,329 for the fiscal year ended July 31, 2025, and total stockholders' deficit of $4,732 as of that date. However, the offering has no minimum share requirement, the CEO will retain majority voting control (58.8% even if all shares are sold), and the auditors have expressed substantial doubt about the company's ability to continue as a going concern.

• · The offering is self-underwritten with no commissions paid to the sole officer/director.
• · No minimum number of shares must be sold for the offering to close.
• · The offering price of $0.10 per share was determined arbitrarily and bears no relationship to any objective criterion of value.
• · The company's securities are not currently listed on any exchange; it plans to apply for OTC Pink Market listing after the offering.
• · The company has no revenues since inception (July 2, 2025) and its operations have been sustained by loans from its President.
• · The CEO and sole director owns 100% of issued and outstanding common stock; after the offering, he will own approximately 74.1% (if 50% of shares sold) or 58.8% (if 100% sold).
• · The company is an emerging growth company and a smaller reporting company.
• · The company's secure communications infrastructure platform is under development and not yet commercially available.

29-05-2026

New Mountain Net Lease Trust declared monthly distributions for five classes of common shares on May 29, 2026, with a gross distribution of $0.1546 per share across all classes. Net distributions vary by class due to differing management fees, ranging from $0.1336 (Class I) to $0.1546 (Class E). The distributions are payable on June 8, 2026, to holders of record as of May 29, 2026.

• · Shareholder servicing fee is $0.00 for all classes.
• · No management fee is charged on Class E shares, resulting in the highest net distribution of $0.1546 per share.
• · Class I carries the highest management fee at $0.0210 per share.

29-05-2026

Walmart reported strong Q1 FY27 results with total revenues increasing 7.3% YoY to $177.8B and net income attributable to Walmart rising 18.8% to $5.33B. However, comprehensive income attributable to Walmart fell 6.3% to $4.50B due to a sizable other comprehensive loss, while operating cash flow declined 12.4% to $4.74B as inventory investments and lower accrued liabilities offset higher net income.

• · Other comprehensive loss attributable to Walmart was $835M in Q1 FY27 vs. a gain of $309M in Q1 FY26, driving the decline in comprehensive income.
• · The company paid $1.97B in dividends and repurchased $2.08B of stock during Q1 FY27.
• · Capital expenditures rose 34.1% YoY to $6.68B.
• · Total debt (long-term debt due within one year + long-term debt) increased to $40.78B from $38.17B at fiscal year-end.
• · Net cash provided by financing activities was $2.33B in Q1 FY27 vs. only $8M in Q1 FY26, driven by higher short-term borrowing and long-term debt issuance.

29-05-2026

KKR & Co. Inc. filed an 8-K on May 29, 2026, reporting the re-election of its entire board of directors by KKR Management LLP, including Henry R. Kravis, George R. Roberts, Joseph Y. Bae, Scott C. Nuttall, and seven others, all of whom were incumbent directors. The filing also incorporated disclosure of director compensation and related-party transactions from the company's 2025 Annual Report. No changes in board composition, officer departures, or new appointments were disclosed, and no shareholder vote on the matter was reported.

• · Directors elected by KKR Management LLP under Section 3.02 of the company's bylaws, not by shareholder vote.
• · All 11 directors had been serving prior to the election; no new directors were added.
• · Non-employee director compensation is governed by the program described in the 2025 Form 10-K, incorporated by reference.
• · Related-party transactions under Item 404(a) are described in Item 13 of the 2025 Annual Report, incorporated by reference.
• · The filing does not announce any changes in officer roles or compensatory arrangements.

29-05-2026

Faraday Future Intelligent Electric Inc. (FFAI) announced a strategic partnership with Sequoia Education Center, a leading K-12 education group in North America, and signed a sales contract for 23 FF EAI robots, its largest robot order to date. The company also delivered a Master humanoid robot to a medical institution in Los Angeles, marking its first healthcare use case. At the annual stockholders' meeting on May 22, 2026, all proposals received roughly 80% approval support. However, the filing also highlights ongoing risks including the company's ability to continue as a going concern, lack of sufficient share capital, and potential Nasdaq delisting if the stock price falls to $0.10 or less for 10 consecutive trading days.

• · The company has delivered a Master humanoid robot to a medical institution in Los Angeles, its first healthcare use case.
• · FF's collaboration with RobotShop is progressing smoothly, and several major North American e-commerce platforms have expressed interest in partnering on robotics sales.
• · The EAI Brain and Skills ecosystem has developed dozens of Skills covering education, security, reception, guided tours, and companion services.
• · The developer platform includes six major tools; two (BrainBlocks and EAI Soul) are already completed, with the remaining tools rolling out later in May 2026.
• · Decentralized real-world robot data collection is expected to be completed in June 2026.
• · The company faces risks including potential Nasdaq delisting if the stock price falls to $0.10 or less for 10 consecutive trading days, and the need for substantial additional funding to execute its FX strategy.

29-05-2026

LyondellBasell Industries N.V. (LYB) entered into the Eighth Amendment to its Receivables Purchase Agreement, effective June 26, 2026, which refinances the facility by paying off MUFG Bank, Ltd. and Gotham Funding Corporation, replacing SMBC Nikko Securities America, Inc. with Sumitomo Mitsui Banking Corporation as Purchaser Agent, and amending the agreement terms. The amendment maintains the existing facility structure with Mizuho Bank, Ltd. as Administrator and LC Bank, and no termination events or defaults were reported.

• · The amendment is effective June 26, 2026, though signed on May 29, 2026.
• · MUFG Bank, Ltd. and Gotham Funding Corporation are being paid off and removed from the agreement.
• · SMBC Nikko Securities America, Inc. assigns its role as Purchaser Agent to Sumitomo Mitsui Banking Corporation.
• · No Termination Event or Unmatured Termination Event exists before or after the amendment.
• · The original Receivables Purchase Agreement was dated September 11, 2012, and this is the eighth amendment.

29-05-2026

Rocky Mountain Chocolate Factory reported improved operating performance for the year ended February 28, 2026, with net loss narrowing to $4.6M from $6.1M in the prior year, driven by a 14% decline in total cost of sales and a 52% reduction in sales and marketing expense. However, total revenue fell 7% to $27.5M, led by an 11% drop in product/retail sales to $21.4M, while franchise and royalty fees grew 8.5% to $0.2M and royalty/marketing fees rose 10.3% to $5.9M. Gross margin improved sharply to $0.7M from $0.1M, and adjusted gross margin (non-GAAP) rose to 7.7% from 3.6%, but the company remained unprofitable, and accumulated deficit widened to $9.9M.

• · Total cost of sales fell 13.7% to $20.6M in FY 2026 from $23.9M in FY 2025.
• · Sales and marketing expense was slashed 52.4% to $0.95M; general and administrative expense declined 13.8% to $5.4M.
• · Retail operating expense rose 56.1% to $1.1M, and depreciation/amortization (excl. in COS) surged 176.6% to $0.5M.
• · Cash increased to $1.2M from $0.7M, but total liabilities rose to $15.0M (up 5.5%) vs. $14.2M, while stockholders' equity declined to $5.2M from $7.0M.
• · The company issued 1,500,000 common shares through a securities purchase agreement in FY 2026, raising $2.5M.
• · Accumulated deficit widened to $9.9M from $5.4M.

29-05-2026

Jonathan Frohlinger resigned as Principal Accounting Officer of Morgan Stanley Direct Lending Fund (MSDL) on May 26, 2026, effective immediately. The resignation was not due to any disagreement with the company.

• · Resignation effective date: May 26, 2026
• · Filing date: May 29, 2026
• · No disagreement cited as reason for departure

29-05-2026

Star Mountain Lower Middle-Market Capital Corp. issued and sold 45,586.975 Class I shares of common stock on May 29, 2026, for an aggregate offering price of $1,064,000.00, pursuant to a capital drawdown notice to its accredited investors. The sales were exempt from registration under Section 4(a)(2) and Regulation D, with no general solicitation or public offering. No period-over-period comparisons are available in this filing.

• · The shares have a par value of $0.001 per share.
• · Investors are required to fund drawdowns with a minimum of eight business days’ prior notice.
• · The Company relied on representations from investors that each was an accredited investor under Regulation D.

29-05-2026

On May 29, 2026, NCL Corporation Ltd. (NCLC), a subsidiary of Norwegian Cruise Line Holdings Ltd., elected to irrevocably fix the Settlement Method to Cash Settlement for all exchanges of its 1.125% Exchangeable Senior Notes due 2027 and 2.50% Exchangeable Senior Notes due 2027. This election is expected to reduce diluted weighted-average shares outstanding guidance by approximately 2 million shares for the quarter ending June 30, 2026 and approximately 4 million shares for the year ending December 31, 2026, thereby reducing potential dilution for existing shareholders.

• · The election applies to all exchanges of Notes with an Exchange Date on and after May 29, 2026.
• · The election is irrevocable and was made by delivering notice to the Holders and the Trustee.
• · The 1.125% Notes were issued under an indenture dated November 19, 2021; the 2.50% Notes under an indenture dated February 15, 2022.
• · The prior diluted weighted-average shares outstanding guidance was issued on May 4, 2026.

29-05-2026

Constellation Acquisition Corp I drew $5,000 from an unsecured promissory note with Constellation Sponsor LP to extend its deadline to complete a business combination by one month to June 29, 2026. This is the fourth of eleven possible monthly extensions, indicating continued progress toward a deal but also reflecting the persistent challenge of finalizing an acquisition.

• · The extension is from May 29, 2026 to June 29, 2026, the fourth of eleven permitted monthly extensions.
• · The note does not bear interest and matures upon closing of the business combination; if no deal occurs, repayment is limited to funds remaining outside the trust account.
• · The drawn amount was deposited into the company’s trust account for public shareholders.

29-05-2026

Ellington Financial Inc. held its 2026 Annual Meeting on May 28, 2026, where stockholders elected six directors, approved executive compensation on an advisory basis, ratified PricewaterhouseCoopers LLP as the independent auditor for fiscal 2026, and approved the adoption of the 2026 Equity Incentive Plan. All proposals passed with strong support, though the say-on-pay vote had 3.3 million against and 0.8 million abstentions, and the Equity Incentive Plan had 2.8 million against and 0.9 million abstentions.

• · Broker non-votes totaled approximately 33.1 million shares on all proposals except the auditor ratification, which had no broker non-votes as it was considered routine.
• · The auditor ratification received 90.2 million votes for, 0.9 million against, and 0.7 million abstentions.
• · Director Stephen J. Dannhauser received the lowest 'for' votes among directors at 48.4 million, with 10.3 million withheld.
• · The Equity Incentive Plan was approved with 55.0 million for, 2.8 million against, and 0.9 million abstentions.

29-05-2026

Kodiak AI, Inc. (formerly AACT) filed an S-1 registration statement detailing its business combination completed on September 24, 2025, which included a domestication from the Cayman Islands to Delaware, a merger with Legacy Kodiak, and concurrent financings. The company raised $145.0 million through a Series A Preferred Stock investment and $60.0 million through a PIPE, while also securing $43.9 million in Second Lien Loans. However, the filing also reveals that $10.0 million of the Exchanged SAFE Loan remains outstanding and not converted, and no amounts were drawn under the $20.0 million delayed draw facility, indicating potential liquidity constraints.

• · The exercise price of Private Placement Warrants and Public Warrants was adjusted to $9.28 on October 20, 2025.
• · Earn Out Securities are subject to three price thresholds: $18.00, $23.00, and $28.00 per share, with 25,000,000 securities vesting at each threshold.
• · The Earn Out Period ends on September 24, 2029, or upon a Change of Control.
• · 50% of SPAC Sponsor's Common Stock (SPAC Sponsor Earn Out Shares) are subject to vesting upon Triggering Event I.
• · One Preferred Investor's $50.0 million PIPE commitment was replaced by a Series A Preferred Investment.
• · $10.0 million of PIPE subscriptions were satisfied by non-redeemed AACT Class A Ordinary Shares.
• · The Exchanged SAFE Loan of $10.0 million remains outstanding and was not converted into Common Stock.
• · No amounts were drawn under the $20.0 million SPAC Sponsor Affiliate Delayed Draw Loans.

29-05-2026

CCC Intelligent Solutions Holdings Inc. filed an 8-K/A to disclose compensation arrangements for Rodney Christo, who was appointed Interim Chief Financial Officer following Brian Herb's resignation. Christo's base salary increases to $425,000 per year for a transition period, and he is eligible for a one-time transition cash bonus between $125,000 and $200,000, contingent on the length of the transition and successful onboarding of a successor CFO. The filing does not include any financial performance data, so no period-over-period comparisons are available.

• · The transition period begins on May 25, 2026 and continues until a successor CFO is appointed and onboarded.
• · The transition bonus is payable in a lump sum on the first payroll date after the earlier of the end of the transition period or December 31, 2026.
• · The transition bonus is forfeited if Christo's employment is terminated by the company for cause or by him without good reason before the payment date.
• · Christo will continue to serve as Chief Accounting Officer while serving as Interim CFO.

29-05-2026

Monarch Casino & Resort Inc. held its Annual Meeting on May 27, 2026, with 88.4% of outstanding shares represented. Stockholders elected four directors and approved, on a non-binding advisory basis, the executive compensation disclosed in the 2026 proxy statement. While all director nominees received majority support, Craig F. Sullivan received a relatively high number of against votes (5,096,097), indicating some shareholder dissent.

• · Proposal 1: John Farahi received 13,238,531 for, 2,442,943 against, 3,144 abstain; Craig F. Sullivan received 10,584,198 for, 5,096,097 against, 3,323 abstain; Paul Andrews received 15,354,829 for, 325,465 against, 3,324 abstain; Hope S. Taitz received 15,648,871 for, 31,433 against, 3,314 abstain.
• · Proposal 2 (Say-on-Pay): 13,721,113 for, 296,151 against, 1,666,354 abstain, with no broker non-votes.
• · No broker non-votes were reported for any proposal.

29-05-2026

FingerMotion, Inc. reported a 32% decline in total revenue to $24.1M for the fiscal year ended February 28, 2026, compared to $35.6M in the prior year. The net loss attributable to stockholders widened to $7.0M from $5.1M, driven primarily by a sharp drop in Telecommunication Products & Services revenue (-32%) and Marketplace Platform revenue (-69%). The company continues to face regulatory risks related to dividend repatriation and foreign exchange controls in China, while pursuing growth through data analytics and AI-driven platforms.

• · The company faces dividend restrictions under PRC regulations, which may limit its ability to repatriate profits from its WFOE.
• · Foreign exchange controls in China could delay or limit the conversion of RMB into foreign currencies for dividend remittance.
• · The company's corporate partners span airlines, insurance, financial services, e-commerce, and consumer markets, helping to diversify revenue and minimize seasonal fluctuations.
• · The company is working closely with telecommunication operators in select provinces to negotiate better bulk purchase pricing.
• · The Data & Analytics Platform Solutions segment turned positive from a negative revenue base of ($58,209) to $27,780, a 148% improvement, though the absolute amount remains very small.
• · The company plans to further develop the Sapientus Platform to expand data processing capabilities and analytical modeling across various industry verticals.

29-05-2026

Alta Equipment Group Inc. held its Annual Meeting of Stockholders on May 29, 2026. Directors Ryan Greenawalt, Andrew Studdert, and Colin Wilson were elected, and shareholders approved the ratification of Deloitte & Touche LLP as auditor for 2026, the non-binding advisory vote on executive compensation, and the first amendment to the 2020 Omnibus Incentive Plan. However, the amendment to the incentive plan was approved by a relatively narrow margin, with 8.76 million votes against and 0.56 million abstentions, and two of the three director nominees received notable 'against' votes (over 4.8 million each for Studdert and Wilson), indicating some shareholder dissent.

• · The amendment to the 2020 Omnibus Incentive Plan received 14,055,464 For votes, 8,761,489 Against, and 564,111 Abstentions, representing a comparatively close vote with only ~60% support excluding broker non-votes.
• · Director Andrew Studdert received 16,584,133 For votes and 6,796,931 Against (excluding broker non-votes), with Against votes representing about 29% of votes cast — a significant dissent level.
• · Director Colin Wilson received 18,515,608 For and 4,865,456 Against, with Against votes representing about 21% of votes cast.
• · The ratification of Deloitte & Touche passed overwhelmingly with 27,615,942 For, 378,905 Against, and only 795 Abstentions.
• · The non-binding advisory vote on executive compensation passed with 22,808,254 For, 569,464 Against, and 3,346 Abstentions — about 97.5% support excluding broker non-votes.
• · All three director nominees faced no Against votes from management, but shareholder dissent was notable for Studdert and Wilson, with Against shares in the millions.

29-05-2026

Clean Energy Technologies, Inc. (CETY) received a Nasdaq notice on May 26, 2026, for failing to timely file its Quarterly Report on Form 10-Q for the period ended March 31, 2026, violating Listing Rule 5250(c)(1). The company has 60 days to submit a compliance plan, with a possible extension until November 16, 2026, but faces delisting risk if it fails to regain compliance, which could harm liquidity, market price, and financing ability.

• · The notice was received on May 26, 2026, and the filing date of the 8-K is May 29, 2026.
• · If Nasdaq does not accept the compliance plan, the company can appeal to a Nasdaq hearings panel.
• · Potential negative impacts of delisting include reduced liquidity, lower market price, fewer investors, impaired equity financing, loss of access to public capital markets, and inability to provide equity incentives to employees.

29-05-2026

Monopar Therapeutics presented results from a Phase 2 study of ALXN1840 (tiomolibdate choline) in Wilson disease at the EASL International Liver Congress 2026. The presentation was furnished as an exhibit to an 8-K filing. No financial data or quantitative results were disclosed in the filing.

• · The presentation was made at the EASL International Liver Congress 2026.
• · The study evaluated the effect of ALXN1840 on liver pathology and clinical symptoms in Wilson disease patients.

29-05-2026

Momentus Inc. announced a $25 million private placement of 2,942,000 shares of common stock (or equivalents) with existing institutional investors, priced at-the-market under Nasdaq rules. The offering is expected to close on May 28, 2026, and net proceeds will be used for working capital, R&D, and strategic initiatives. Following the offering, the company projects approximately $76 million in cash, cash equivalents, and short-term investments, but the reliance on additional capital raises and the dilutive nature of the placement highlight ongoing cash needs.

• · The offering is being conducted under Section 4(a)(2) of the Securities Act and/or Regulation D, meaning the securities are not initially registered.
• · The company has agreed to file a resale registration statement with the SEC covering the shares sold in the offering.
• · The placement agent is A.G.P./Alliance Global Partners.
• · The company's forward-looking statements include risks related to customary closing conditions and use of proceeds.

29-05-2026

Federal Home Loan Bank of Des Moines issued four new consolidated obligations on May 26, 2026, with a total principal amount of $70,000,000. The issuances include one non-callable fixed-rate bond ($25,000,000 at 4.38%) and three optional principal redemption (callable) Bermudan-style fixed-rate bonds totaling $45,000,000, with coupons ranging from 4.00% to 4.45% and maturities from June 2027 to June 2029.

• · All four bonds are Fixed Constant rate type (non-variable).
• · Three of the four bonds are callable (Optional Principal Redemption) with Bermudan call style, meaning redeemable on specified recurring dates after the first call date.
• · The non-callable bond (CUSIP 3130AWN3) matures on June 8, 2029, and has the highest coupon among the issuances at 4.38%.
• · The callable bonds have first call dates ranging from November 2026 to November 2026, and final maturities from June 2027 to May 2029.
• · No variable-rate, amortizing, or indexed bonds were issued in this batch.

29-05-2026

Cloudastructure, Inc. (CSAI) received a Nasdaq notice on May 26, 2026, for failing to timely file its Form 10-Q for the period ended March 31, 2026, due to a review of accounting treatment for its Series 2 Convertible Preferred Stock. The company has 60 days (until July 25, 2026) to submit a compliance plan, with a potential extension to November 16, 2026, if accepted. While the notice has no immediate effect on trading, there is no assurance Nasdaq will accept the plan or that compliance will be regained, and the company faces risks of delisting if it fails.

• · The non-compliance is specifically with Nasdaq Listing Rule 5250(c)(1) regarding timely filing of periodic financial reports.
• · The company requires additional time to review and confirm accounting treatment for its outstanding shares of Series 2 Convertible Preferred Stock.
• · If Nasdaq does not accept the compliance plan, the company can appeal to a Nasdaq hearings panel.
• · The company issued a press release on May 29, 2026, announcing receipt of the notice.

29-05-2026

Healthy Choice Wellness Corp. (HCWC) filed a preliminary proxy statement (PREM14A) on May 29, 2026, seeking stockholder approval for several proposals related to a merger with Host Digital, including the issuance of shares, an increase in authorized shares, a name change, a reverse stock split, and other governance matters. The filing highlights significant risks, including that the merger may not be completed due to failure to obtain stockholder or regulatory approvals, and that the market price of HCWC common stock could decline post-merger. Additionally, HCWC may be required to pay a reverse termination fee of up to $2 million if the merger is terminated under certain circumstances, and the combined company may need to raise additional capital, potentially causing dilution.

• · No appraisal rights are available for any of the proposals.
• · HCWC uses householding to send a single proxy statement to multiple stockholders at the same address unless instructed otherwise.
• · The merger consideration formula is not adjustable based on HCWC's stock price; each 1% change in HCWC's stock price results in a corresponding 1% change in the value of the merger consideration.
• · Conditions to closing include receipt of regulatory approvals (including HSR clearance if applicable), absence of legal restraints, continued NYSE American listing, receipt of tax opinions, and HCWC's eligibility to use Form S-3.
• · If the merger fails to close, HCWC may owe a reverse termination fee equal to the lesser of $2 million and Host Digital's documented out-of-pocket transaction expenses.
• · The combined company may need to raise additional capital through securities or debt, which could cause dilution or restrict operations.

29-05-2026

Nuwellis, Inc. filed an S-1/A registration statement, detailing its compliance efforts with Nasdaq listing requirements after receiving a deficiency notice for its bid price. The company regained compliance via a July 2025 reverse stock split, but faces ongoing risks including potential delisting from Nasdaq if market value falls below proposed new thresholds, and significant dilution from outstanding warrants and convertible preferred stock.

• · The weighted-average exercise price of outstanding warrants as of March 31, 2026 is $5.18, with exercise prices ranging from $0.0001 to $36,750.
• · On January 13, 2026, Nasdaq proposed a new continued listing requirement of a minimum market value of listed securities of $5 million, which is still under SEC review as of April 29, 2026.
• · On July 22, 2025, Nasdaq formally resolved the bid price deficiency after the 1-for-42 reverse stock split on July 3, 2025.
• · The S-1/A filing is a registration statement (Form S-1/A) filed with the SEC on May 29, 2026.
• · The company has a large number of authorized but unissued shares (100,000,000 common and 40,000,000 preferred) that could be issued without further stockholder action, leading to additional dilution.

29-05-2026

Relativity Acquisition Corp filed its 10-K annual report for the year ended December 31, 2025, reporting a net loss of $1,225,143, a significant increase from a net loss of $440,564 in 2024. Total assets increased slightly to $812,515 from $803,544, while total liabilities rose to $3,909,880 from $2,666,407. The company continues to operate with a stockholders' deficit of $3,823,384, worsening from $2,541,935, and has not yet completed a business combination.

• · The company had $7,140 cash on hand as of Dec 31, 2025, up from $1,674 at Dec 31, 2024.
• · Accrued costs and expenses increased to $2,592,439 from $1,998,193.
• · Warrant liabilities rose to $767,970 from $541,787.
• · Advances from Instinct Brothers of $433,190 were recorded in 2025, with none in 2024.
• · Net cash used in operating activities was $416,794 in 2025 vs $346,900 in 2024.
• · The company had 62,488 shares subject to possible redemption at a redemption value of approximately $11.69 per share as of Dec 31, 2025.
• · The company had 63,241 shares subject to possible redemption at a redemption value of approximately $10.74 per share as of Dec 31, 2024.
• · Basic and diluted net loss per share for all classes was $(0.28) in 2025 vs $(0.10) in 2024.

29-05-2026

The Gabelli Dividend & Income Trust filed definitive additional proxy materials (DEFA14A) on May 29, 2026, regarding its contested Annual Meeting of Shareholders adjourned to June 29, 2026. The Board unanimously recommends voting the WHITE proxy card for all Board nominees, supported by independent proxy advisory firm Glass Lewis, which noted that Saba has not established a sufficient case for change and that the Fund's total shareholder returns compare favorably to similar funds with a narrowing discount to NAV. The filing also warns that voting the GOLD proxy card from Saba would disenfranchise shareholders from electing a full slate of Trustees.

• · The meeting was originally scheduled for May 11, 2026, and has been adjourned to June 29, 2026.
• · Glass Lewis noted that Mr. Clemot does not appear to have prior experience serving on the board of a closed-end fund or other public company board.
• · The Fund's discount to NAV has been narrowing recently.
• · Saba has nominated only one Hedge Fund Nominee, while four trustees are standing for election.
• · Shareholders who previously submitted a GOLD proxy card may change their vote by submitting a new WHITE proxy card; only the latest dated vote counts.
• · The Board believes Saba may attempt tender offers, changes to the Fund's structure, liquidity events, or short-term measures to monetize discounts.

29-05-2026

Wellgistics Health, Inc. (WGRX) entered into a material Securities Purchase Agreement on May 27, 2026, issuing $21.1M in convertible promissory notes and warrants to accredited investors for net proceeds of approximately $16.9M (after a 20% original issue discount). The offering includes mandatory conversion provisions, stockholder approval requirements, and lock-up agreements covering a majority of outstanding shares. A portion of proceeds will repay ~$1.77M in outstanding obligations to Marco Capital, Inc.

• · Notes bear 0% interest and mature 12 months from issuance unless earlier converted or repaid; prepayment requires holder consent.
• · Conversion price initially set at lesser of $6.00 or 100% of prior day's close, subject to a $1.00 floor; after mandatory conversion to Series A Preferred, resets to lesser of $50.00 or 100% of prior day's close.
• · Mandatory Conversion Date triggers automatic conversion into Series A Preferred Stock ($1,000 stated value per share) upon satisfaction of four conditions including SEC registration effectiveness and stockholder approval.
• · Series A Preferred accrues 10% annual dividends after six months, added to stated value; ranks pari passu with Common Stock on liquidation.
• · PIPE Warrants expire May 27, 2031; exercise price $7.50 per share (subject to adjustment).
• · Company may force exercise of PIPE Warrants if VWAP >= 150% of exercise price for 5 consecutive trading days, subject to conditions.
• · Lock-up period ends on earliest of: 90 days after registration statement effective, 180 days after Closing, or earlier consent by Placement Agent.
• · Company must file proxy statement within 20 calendar days after Closing to seek Required Stockholder Approval; certificate of designation to be filed within 3 business days after approval.
• · Variable rate transaction prohibition applies for up to 7 months from agreement date or 30 days after registration effectiveness.
• · There is no assurance that any warrants will be exercised for cash.

29-05-2026

Mountain Lake Acquisition Corp. (MLACR) disclosed that its merger partner, Avalanche Treasury Company (AVAT), entered into a $25 million open loan agreement with FalconX Charlie, Inc. on May 29, 2026, to finance closing costs of the pending business combination. The loan carries a 7% annual fee and is collateralized by approximately 5.6 million AVAX tokens (200% initial collateral ratio), with staking limited to 75% of collateral and a laddered epoch strategy. Additionally, AVAT released unaudited financial results for the three months ended March 31, 2026, though no specific figures were provided in the filing.

• · The Master Lender Agreement was signed on March 20, 2026, and the loan term sheet was executed on May 29, 2026.
• · The loan is an Open Loan with no maturity date; AVAT may repay and Lender may recall at any time.
• · Collateral will be held in a segregated custody account with Anchorage Digital Bank N.A. under an Account Control Agreement.
• · Staking of collateral is limited to 75% at any time and must use a laddered epoch strategy ensuring 50% of staked position matures weekly.
• · The loan proceeds are intended to finance certain closing costs of the business combination.
• · Unaudited financial statements for AVAT and Avalanche Treasury Corporation for the three months ended March 31, 2026, were made available as exhibits but no financial figures were disclosed in the filing.

29-05-2026

Elmet Group Co. reported a net loss of $0.338M for Q1 2026, compared to net income of $1.197M in Q1 2025, driven by a $4.736M deferred income tax provision. Revenue grew 20.7% YoY to $56.007M, and gross profit increased 37.6% to $11.848M. However, operating income fell 34.8% to $1.863M due to a surge in general and administrative expenses (up 116.9% to $7.068M), and the company swung to a net loss per share of $(0.02) from $0.06.

• · Total assets increased to $187.247M as of April 3, 2026, from $175.646M at December 31, 2025.
• · Inventories, net rose to $75.032M from $69.697M, with finished goods increasing to $36.913M from $30.946M.
• · Deferred revenue more than doubled to $23.494M from $14.853M.
• · The company recorded a $3.095M gain from change in fair value of derivative asset in Q1 2026.
• · Stock-based compensation was $0.645M in Q1 2026, compared to nil in Q1 2025.
• · Cash and cash equivalents increased slightly to $1.825M from $1.759M, but remained well below the $2.806M at end of Q1 2025.
• · The company had no discontinued operations in Q1 2026, compared to a loss of $0.656M in Q1 2025.
• · Research and development expenses increased modestly to $0.850M from $0.811M.
• · Sales and marketing expenses rose to $2.067M from $1.683M.

29-05-2026

Coca-Cola Europacific Partners plc (CCEP) held its Annual General Meeting (AGM) on May 29, 2026, where all 31 resolutions were passed. Shareholder support was overwhelmingly high, with most resolutions receiving over 98% of votes cast. However, two director re-elections (Manolo Arroyo and José Ignacio Comenge) received significant opposition, with only 87.77% and 87.64% 'For' votes respectively, and the waiver of mandatory offer provisions (Resolution 25) passed with a relatively low 75.39% support from independent shareholders.

• · Resolution 25 (waiver of mandatory offer provisions) received only 75.39% 'For' votes from independent shareholders, with 24.61% against and 171,440,796 votes withheld.
• · Resolutions 7 and 9 (re-election of Manolo Arroyo and José Ignacio Comenge) saw notable opposition at 12.23% and 12.36% 'Against' respectively.
• · All other director elections and re-elections received over 98% support, with several at 99.9%.
• · The reappointment and remuneration of the auditor (Resolutions 21 and 22) passed with 99.89% and 99.99% support respectively.
• · Authority to purchase own shares on and off market (Resolutions 29 and 30) each passed with 99.21% support.

29-05-2026

Krane Financial Solutions LLC filed its 13F-HR for the quarter ended March 31, 2026, reporting total holdings of approximately $147.1 million across 48 positions. The portfolio is heavily weighted toward ETFs, with the top three holdings being iShares Russell 1000 Growth ETF ($13.9M), SPDR Gold Shares ($13.1M), and iShares Russell Mid-Cap ETF ($12.9M). No period-over-period comparisons are available in this initial filing, so performance trends cannot be assessed.

• · The portfolio is concentrated in ETFs, with the top 10 holdings accounting for approximately $100.5 million (68% of total value).
• · The largest single-stock holding is Apple Inc. at $5.53 million (3.8% of portfolio).
• · Gold exposure via SPDR Gold Shares is the second-largest position at $13.07 million.
• · International exposure includes iShares MSCI EAFE ETF ($5.54M), Vanguard FTSE Emerging Markets ETF ($5.49M), and Vanguard FTSE Developed Markets ETF ($4.42M).
• · A notable small-cap holding is VivoPower PLC (new shares) with a market value of $470,856 across 204,720 shares.
• · The filing was signed by Justin Krane, President, on May 29, 2026.

29-05-2026

CoStar Group announced a definitive agreement to acquire Zonda, a leader in new home data, analytics, and online marketplaces, for $800 million in cash. The acquisition is expected to be accretive to adjusted EPS in the first full year of ownership and close in the second half of 2026, subject to regulatory approvals. While Zonda boasts strong subscription-based revenue with 104% net customer retention and serves over 3,000 customers, the deal carries integration risks and requires regulatory clearance.

• · Zonda's platform includes Envision visualization and digital merchandising capabilities that will be paired with Matterport's spatial technology.
• · The acquisition is expected to close in the second half of 2026, subject to customary closing conditions and regulatory approvals.
• · BofA Securities is serving as financial advisor and Latham & Watkins LLP as legal advisor to CoStar Group.
• · CoStar Group's websites attracted 131 million average monthly unique visitors in Q1 2026.

29-05-2026

Axiom Intelligence Acquisition Corp 1 (SPAC) has entered into a definitive Business Combination Agreement dated May 25, 2026, to acquire Terra Quantum AG, a Swiss quantum technology company, through a two-step merger structure. The transaction involves the formation of a Swiss public holding company (PubCo) and a merger of SPAC with a subsidiary, followed by the acquisition merger of Swiss HoldCo into PubCo, with the combined entity expected to be publicly traded. The agreement includes sponsor and shareholder support agreements, lock-up provisions, and an earnout mechanism, but no specific financial terms (e.g., valuation, PIPE size, or trust account balance) are disclosed in this excerpt.

• · The SPAC Board unanimously approved the transaction and deemed it in the best interests of SPAC.
• · Sponsor Support Agreement requires Sponsor to vote in favor, not redeem shares, and not transfer SPAC securities.
• · Shareholder Support Agreements include lock-up provisions for certain PubCo Ordinary Shares post-closing.
• · The transaction is structured to qualify as a tax-free reorganization under Section 368(a)(1)(F) of the U.S. Internal Revenue Code.
• · A Registration Rights Agreement will be entered into at closing among PubCo, Sponsor, SPAC, and certain Swiss HoldCo shareholders.
• · The agreement includes a trust account waiver by the Company and its shareholders.

29-05-2026

KIDZ AI Inc. (formerly Classover Holdings) announced an amendment to its $500 million secured convertible financing facility, broadening permitted use of proceeds to support acquisitions, investments, partnerships, and infrastructure in AI, data centers, robotics, and related sectors. Simultaneously, the company sold an additional $600,000 of notes under the facility. The amendment is part of a strategic transformation into an AI-native technology and infrastructure platform, with a focus on AI compute, GPU cloud, robotics, and intelligent tutoring. However, the company's departure from its core K-12 education business and entry into capital-intensive AI infrastructure carries significant execution and dilution risks, while the forward-looking statements caution that actual results may differ materially from projections.

• · The company sold an additional $600,000 of notes simultaneously with the amendment.
• · The facility broadens capital allocation for acquisitions, investments, and partnerships across high-growth global technology sectors.
• · KIDZ AI intends to pursue a NeoCloud and GPU-as-a-Service infrastructure platform, focusing on leasing, management, optimization, and deployment of GPU compute clusters.
• · The company identifies educational robotics, companion robotics, and AI-powered interactive systems for K-12 students as core opportunities in the robotics sector.
• · KIDZ AI aims to leverage GPU compute infrastructure to support robotics AI training, simulation, and data processing.
• · The company plans to invest in AI agents and intelligent tutoring systems for K-12 students, educators, administrators, and families.
• · KIDZ AI acknowledges risks including the ability to execute its business model and the volatility of crypto assets (referencing SOL) that could impact financial condition.
• · The company's stock trades under tickers KIDZ and KIDZW on Nasdaq.

29-05-2026

LAVELLE CAPITAL LP filed its 13F-HR for the period ending December 31, 2025, reporting a portfolio value of approximately $157.8 million across 89 holdings. The fund's largest positions include SPDR S&P 500 ETF Trust ($25.3M), Strategy Inc. ($15.2M), and WisdomTree Cloud Computing Fund ($7.7M). The filing shows a diversified mix of U.S. equities, ETFs, and select international ADRs, with notable exposure to technology and financial sectors.

• · Top 10 holdings by value: SPDR S&P 500 ETF Trust ($25.3M), Strategy Inc. ($15.2M), WisdomTree Cloud Computing Fund ($7.7M), Alphabet Inc. Class A ($9.4M), Alphabet Inc. Class C ($6.6M), Vanguard S&P 500 ETF ($9.6M), Meta Platforms ($4.3M), J P Morgan Ultra Short ETF ($3.2M), Semrush Holdings ($3.8M), Amazon.com ($1.8M).
• · Significant technology exposure includes positions in Microsoft ($1.3M), NVIDIA ($2.2M), Adobe ($0.7M), CrowdStrike ($0.9M), and Workday ($0.4M).
• · ETF holdings include iShares Russell Mid-Cap ETF ($2.1M), iShares Core S&P 500 ETF ($1.7M), Vanguard Small-Cap ETF ($1.7M), Vanguard FTSE Developed Markets ETF ($1.7M), and Vanguard Total World Stock ETF ($2.0M).
• · International exposure includes Alibaba ADS ($0.5M), Taiwan Semiconductor ADS ($1.5M), Banco Santander ADR ($0.2M), British American Tobacco ADR ($0.2M), and Unilever ADR ($0.7M).
• · Fixed income and commodity ETFs: iShares Gold Trust ($0.4M), SPDR Gold Trust ($2.3M), PIMCO Dynamic Income Fund ($0.4M), Vanguard 0-3 Month Treasury Bill ETF ($0.2M).
• · Smaller positions include Expensify ($0.03M), Kenvue ($0.13M), Vestis ($0.13M), and Target ($0.2M).

29-05-2026

Cellectar Biosciences, Inc. filed an S-1/A registration statement with the SEC on May 29, 2026, to register securities for an IPO. The filing includes exhibits related to the company's charter, bylaws, stock plans, warrants, and material contracts. No financial data or offering details are provided in this excerpt.

• · The registration statement is filed under Registration No. 333-296036.
• · The filing includes exhibits for multiple series of preferred stock and warrants (Series D, E, Tranche A/B, Series I/II, etc.).
• · The company has amended its certificate of incorporation multiple times, most recently on June 25, 2025.
• · The filing incorporates by reference annual reports filed under Section 13(a) or 15(d) of the Exchange Act.

29-05-2026

Accelerant Holdings (ARX) announced that Chairman and CEO Jeff Radke will present at the William Blair Growth Stock Conference on June 3, 2026, at 10:20 a.m. ET. A live webcast and replay will be available on the company's investor relations website. The filing is a Regulation FD disclosure and does not contain any financial results or material business updates.

• · The presentation is scheduled for Wednesday, June 3, 2026, at 10:20 a.m. Eastern Time.
• · A replay of the presentation will be made available on the investor relations website after the conference.
• · The press release is furnished as Exhibit 99.1 and is incorporated by reference.
• · The company is an emerging growth company and has elected not to use the extended transition period for complying with new or revised financial accounting standards.

29-05-2026

Moleculin Biotech, Inc. announced new data presented at the 2026 ASCO Annual Meeting reinforcing the differentiated cardiac safety profile of its lead drug candidate, Annamycin (also known as L-Annamycin or naxtarubicin). The press release was issued on May 29, 2026, and furnished as Exhibit 99.1 to this Form 8-K. No financial figures or period-over-period comparisons were provided in this filing.

• · The filing is a Regulation FD Disclosure under Item 7.01, not a filed document under the Exchange Act.
• · The press release is attached as Exhibit 99.1 and incorporated by reference.
• · The company's common stock trades on the NASDAQ Stock Market LLC under the symbol MBRX.

29-05-2026

J.P. Morgan Real Estate Income Trust, Inc. declared monthly distributions for May 2026 across four classes of common stock (Class I, D, E, and Y), with gross distributions of $0.0423 per share for each class. Class Y shares are subject to a stockholder servicing fee of $0.0082, resulting in a net distribution of $0.0341, while Class I, D, and E shares have no such fee. The company had no outstanding shares of Class T, S, or X common stock as of the declaration date. Distributions are payable on or about June 3, 2026.

• · The stockholder servicing fee on Class D common stock was waived for May 2026, and the net asset value attributable to current holders of Class D shares will not be included in the computation of stockholder servicing fees charged on Class D shares in perpetuity.
• · There is no stockholder servicing fee with respect to Class I common stock or Class E common stock.
• · Distributions will be paid in cash or reinvested in shares for stockholders participating in the company’s distribution reinvestment plan.

29-05-2026

Mosaic held its 2026 Annual Meeting on May 29, 2026, where stockholders elected twelve directors, ratified KPMG LLP as the independent auditor for fiscal year 2026, and approved the Say-on-Pay advisory proposal. All director nominees received strong majority support, with the lowest 'For' vote being 229,369,797 (Gregory L. Ebel) and the highest being 238,341,139 (Kathleen M. Shanahan). The Say-on-Pay proposal passed with 230,216,606 votes in favor, though 8,793,975 voted against, indicating some shareholder dissent.

• · All twelve director nominees were elected with 'For' votes ranging from 229,369,797 (Gregory L. Ebel) to 238,341,139 (Kathleen M. Shanahan).
• · Ratification of KPMG LLP as auditor received 263,175,342 votes in favor, 6,331,482 against, and 220,018 abstentions, with no broker non-votes.
• · The Say-on-Pay proposal had 230,216,606 votes in favor, 8,793,975 against, and 468,786 abstentions, with 30,247,475 broker non-votes.
• · Broker non-votes were 30,247,475 for all director elections and the Say-on-Pay proposal, but zero for the auditor ratification.

29-05-2026

OriginClear, Inc. (OCLN) reported a net loss attributable to OCLN of $2.29M for Q1 2026, significantly wider than the $0.66M loss in Q1 2025, driven by a $1.57M total other expense versus a $0.08M gain in the prior year. Revenue grew 42.6% to $2.00M from $1.40M, and gross profit improved to $0.55M from $0.50M, but operating expenses fell 26.5% to $1.06M. The company generated $1.51M in cash from operations (vs. a $0.22M use in Q1 2025) and ended the period with $3.31M in cash, up from $0.83M at year-end 2025.

• · Total derivative liability (Level 3) was $13,037,500 at March 31, 2026, consisting of $13,000,000 in convertible notes liability and $37,500 in warrants liability.
• · Discontinued operations generated $0 revenue and $0 net income in Q1 2026, compared to $692,379 revenue and $87,003 net income in Q1 2025.
• · Assets held for sale (discontinued) totaled $30,596 at March 31, 2026, with liabilities of $495,048.
• · Weighted-average common shares outstanding surged from 1.71 billion in Q1 2025 to 16.18 billion in Q1 2026, a 848% increase.
• · Non-cash items in Q1 2026 included $909,505 unrealized loss on derivative liabilities, $320,000 loss on extinguishment of debt, and $640,000 conversion of mezzanine preferred stock to common stock.
• · Proceeds from convertible secured promissory notes were $810,475 in Q1 2026, with no such proceeds in Q1 2025.
• · Total lease liability was $474,533, with future lease payments of $620,771.

29-05-2026

Liftoff Mobile, Inc. filed Amendment No. 2 to its S-1 registration statement on May 29, 2026, for an initial public offering of 19,000,000 shares of common stock, with an expected price range of $20.00 to $22.00 per share. The company, an AI-powered growth monetization engine for the app economy, reported strong customer growth with Demand Side Customers increasing from 728 in FY2024 to 881 in FY2025 and 878 in Q1 2026, and SDK-integrated apps growing from 126,509 to 163,708 over the same periods. However, the filing notes a slight sequential decline in Demand Side Customers from 881 in FY2025 to 878 in Q1 2026, indicating potential near-term flattening.

• · The company has applied to list on the Nasdaq Global Select Market under the symbol 'LFTO'.
• · Blackstone affiliates beneficially owned a majority of voting power pre-IPO, making Liftoff a 'controlled company' under Nasdaq rules.
• · The company is an 'emerging growth company' and may use reduced public company reporting requirements.
• · Underwriters have a 30-day option to purchase up to an additional 2,850,000 shares.
• · A 1.3-for-1 forward stock split is planned after the registration statement becomes effective but before the offering closes.
• · The filing includes risk factors beginning on page 15.

29-05-2026

At its Annual Meeting on May 28, 2026, Benchmark Electronics, Inc. shareholders approved all four proposals, including the election of nine directors, advisory approval of executive compensation, ratification of KPMG LLP as auditor for 2026, and an amendment to the 2019 Omnibus Incentive Compensation Plan. All director nominees received strong support, with David A. Moezidis receiving the highest 'For' votes (32,458,018) and Kenneth T. Lamneck the most 'Against' votes (886,597).

• · David A. Moezidis received the highest 'For' votes (32,458,018) and the fewest 'Against' votes (13,926) among director nominees.
• · Kenneth T. Lamneck received the most 'Against' votes (886,597) among director nominees.
• · The advisory vote on executive compensation passed with 32,118,770 'For' votes and 260,645 'Against'.
• · Ratification of KPMG LLP as auditor received 32,479,767 'For' votes, 1,238,630 'Against', and 112,937 abstentions.
• · The 2019 Omnibus Incentive Compensation Plan amendment was approved with 31,499,913 'For' votes and 884,076 'Against'.
• · All director nominees had 1,332,273 non-votes each.