S&P 500 Technology Sector SEC Filings — June 02, 2026

02-06-2026

BlockchAIn Digital Infrastructure, Inc. filed an S-1 registration statement with the SEC on June 2, 2026, for its initial public offering. The company, which focuses on digital infrastructure and AI data centers, reported a net loss of $41.9 million for the year ended December 31, 2025, compared to a net loss of $8.5 million for the successor period from February 8 to December 31, 2024, reflecting a significant increase in losses. Revenue grew to $5.0 million in 2025 from $0.9 million in the prior successor period, but the company remains unprofitable with an accumulated deficit of $53.5 million as of March 31, 2026.

• · The company's accumulated deficit was $53.5 million as of March 31, 2026.
• · Revenue for the three months ended March 31, 2026, was not separately disclosed in the provided excerpt.
• · The company has a history of losses and expects to continue incurring losses.
• · Jerry Tang has served as CEO since April 11, 2025, and also leads One BlockchAIn and TigerDC.
• · Jolienne Halisky was appointed CFO on March 16, 2026.
• · The filing includes financial data for both the predecessor (pre-February 8, 2024) and successor (post-February 8, 2024) periods due to a corporate reorganization.

02-06-2026

NCS Multistage Holdings, Inc. announced it has agreed to be acquired by Weatherford International plc in a cash-and-stock transaction expected to close in the second half of 2026, subject to regulatory approvals and customary conditions. The combination aims to deliver a broader, more integrated set of well-life solutions leveraging Weatherford's global scale and technology. Until closing, NCS, Repeat Precision, and ResMetrics will continue to operate independently with no changes to products, services, or commercial agreements.

• · The acquisition consideration consists of cash and stock (specific terms not disclosed in this filing).
• · The transaction is expected to close in the second half of 2026.
• · Closing is subject to customary conditions including regulatory approvals.
• · NCS, Repeat Precision, and ResMetrics will each continue to operate under their current names with the same teams, products, and points of contact until closing.
• · No changes to current product offerings, services, or commercial agreements as a result of the pending transaction.

02-06-2026

TXNM Energy's subsidiaries filed two key regulatory actions on May 29, 2026: TNMP filed a comprehensive settlement in its base rate review with the PUCT, and PNM filed an application with the NMPRC to advance carbon-free generation resources. The filings are disclosed under Regulation FD and Item 8.01, with no financial figures or performance metrics provided in the 8-K.

• · TNMP's base rate review settlement was filed with the Public Utility Commission of Texas (PUCT) on May 29, 2026.
• · PNM's application for carbon-free generation resources was filed with the New Mexico Public Regulatory Commission (NMPRC) on May 29, 2026.
• · The press releases are furnished as Exhibits 99.1 and 99.2 and are not deemed filed under the Exchange Act.

02-06-2026

On June 2, 2026, Genco Shipping & Trading Limited entered into the Third Amendment to its Shareholder Rights Agreement, eliminating the defined term 'Acting in Concert' based on shareholder feedback and board assessment. The amendment does not alter other provisions regarding concerted activity, including group formation under Rule 13d-5(b)(1), and the Rights Agreement remains substantially similar to those of other public companies, intended to protect shareholder long-term value and prevent coercive control without a premium.

• · The Third Amendment was entered into on June 2, 2026.
• · The amendment eliminates the defined term 'Acting in Concert' from the Rights Agreement.
• · Other provisions regarding concerted activity, including group formation under Rule 13d-5(b)(1), remain unchanged.
• · The Rights Agreement was originally dated October 1, 2025.
• · The amendment is intended to enable all shareholders to realize long-term value and provide the Board sufficient time to fulfill fiduciary duties.

02-06-2026

Texas Instruments announced the appointment of Julie Knecht as Senior Vice President and CFO (Chief Accounting Officer), effective August 1, 2026, succeeding Rafael Lizardi, who is retiring after 25 years with the company. Ms. Knecht, a 25-year TI veteran currently serving as VP and Chief Accounting Officer, will receive an annual base salary of $700,000 and $2 million in restricted stock units. The filing notes that Mr. Lizardi's retirement is not related to any financial or reporting concerns.

• · Julie Knecht, age 54, has been with Texas Instruments for over 25 years, most recently as Vice President and Chief Accounting Officer since 2021.
• · Rafael Lizardi's retirement is effective August 1, 2026, after 25 years with the company.
• · The separation agreement with Mr. Lizardi is described on page 46 of the company's 2026 Proxy Statement.
• · The appointment was made by the Board on May 27, 2026.

02-06-2026

Salesforce appointed Guy Wanger (age 64) as Chief Accounting Officer and principal accounting officer, effective June 15, 2026. Wanger brings extensive 38+ year career at Ernst & Young LLP where he previously served as the company's Lead Audit Engagement Partner from 2016-2021. His compensation package includes a $700,000 base salary, 70% bonus target, a $2 million sign-on cash bonus, and $9 million in restricted stock units vesting over four years.

• · Guy Wanger previously served as the company's Lead Audit Engagement Partner on behalf of EY from 2016 to 2021
• · Wanger most recently served as Partner, West Region Accounting Advisory Leader at WilliamsMarston LLC from March 2025
• · He was Chief Administrative Officer for C3 AI from September 2023 to January 2024
• · Wanger spent 38 years at EY (1985-2023), including as Audit Partner from 1996-2022 and Global Technology Industry Assurance Leader from 2012-2019
• · He is a Certified Public Accountant in California and Nevada and holds a Bachelor of Science in Commerce in Accounting from Santa Clara University
• · No family relationships with directors or executive officers, and no material interest in any reportable transactions

02-06-2026

Maui Land & Pineapple Company, Inc. (MLP) entered into a Purchase and Sale Agreement on May 27, 2026, to sell 8.783 acres of land (Lot 2-D) and up to 3.5 acres of adjacent land in Kapalua, Maui, to DC Kapalua 1 Property, LLC for a base price of $10,000,000 plus $1,138,565 per acre for the additional land. The agreement includes a 90-day due diligence period, customary earnest money deposits, and conditions related to governmental approvals, with potential termination rights if approvals are not secured. The transaction also provides for a non-exclusive trademark license, a master lease of retail space to MLP, and access to amenities for Kapalua Club members.

• · The Purchase Agreement includes a non-exclusive license to use certain MLP trademarks, a master lease of new street front retail space in Kapalua Village from Buyer to MLP, and access to amenities for Kapalua Club members.
• · Earnest money deposits become nonrefundable based on time elapsed after the Acceptance Date; if Buyer terminates or fails to deliver Acceptance Notice during due diligence, all deposits are refundable.
• · The full Purchase Agreement will be filed as an exhibit to MLP's Quarterly Report on Form 10-Q on or before August 14, 2026.

02-06-2026

BlackRock MuniYield Pennsylvania Quality Fund (MPA) filed a definitive proxy statement (DEF 14A) on June 2, 2026, for its annual shareholder meeting to be held virtually on July 22, 2026. The sole proposal is the election of Board Nominees, unanimously recommended by the Board. The Fund will bear all proxy costs, including an estimated $11,800 fee to proxy solicitor Georgeson LLC.

• · The annual meeting will be held virtually on July 22, 2026 at 10:30 a.m. Eastern Time.
• · Record date for shareholders is May 26, 2026.
• · Shareholders can vote by telephone, internet, ProxyVote app, mail, or at the virtual meeting.
• · Beneficial shareholders must register in advance to vote at the meeting by submitting a legal proxy to shareholdermeetings@computershare.com by 5:00 p.m. ET three business days before the meeting.
• · If a proxy card is submitted without voting instructions, shares will be voted FOR the Board Nominees.
• · The Fund's Board has unanimously approved the nominees and recommends a vote FOR each.
• · The Fund will bear all costs of the proxy solicitation, including legal and auditor fees.

02-06-2026

Chemung Financial Corporation held its Annual Meeting on June 2, 2026, where shareholders voted on three proposals. All four director nominees were elected, the say-on-pay proposal was approved, and the ratification of Crowe LLP as independent auditor for 2026 was passed. No negative or flat metrics were present in the filing.

• · Proposal 1: Director elections – Richard E. Forrestel Jr. received 3,222,817 votes for and 68,126 withheld; Stephen M. Lounsberry III received 2,918,389 for and 372,554 withheld; Anders M. Tomson received 3,266,034 for and 24,909 withheld; G. Thomas Tranter Jr. received 3,195,518 for and 95,425 withheld. Broker non-votes were 1,205,465 for each.
• · Proposal 2: Say-on-Pay – 3,150,781 votes for, 122,780 against, 17,382 abstained, with 1,205,465 broker non-votes.
• · Proposal 3: Ratification of Crowe LLP – 4,452,309 votes for, 42,148 against, 1,951 abstain.

02-06-2026

Cottonwood Communities, Inc. filed an 8-K reporting the continued sale of Series A Convertible Preferred Stock under its Regulation D private placement offering. From May 15 to June 1, 2026, the company issued 203,263 shares at $10.00/share, raising $2,006,000 in net proceeds, while incurring $96,260 in selling commissions and $59,130 in placement fees. However, the report shows no major operational or financial performance metrics, and the offering remains a capital raise with no stated use of proceeds or context on cumulative capital raised against the $200M maximum.

• · The offering is a best-efforts private placement exempt under Rule 506(b) of Regulation D, limited to accredited investors without general solicitation.
• · The offering was launched on September 19, 2023, and remains ongoing with a maximum of $200M.
• · No update on cumulative proceeds raised since inception or how funds are being deployed.
• · No other events (e.g., changes in control, material agreements, director/resignation) are reported under other Form 8-K items.

02-06-2026

Verizon Communications Inc. filed an 8-K on June 2, 2026, attaching a press release (Exhibit 99.1) as an other event. The filing lists numerous debt securities registered on the NYSE, but no specific financial results or material changes are disclosed in the 8-K itself.

• · The filing includes a list of 38 debt securities (notes and junior subordinated notes) registered under Section 12(b) of the Exchange Act, with maturities ranging from 2026 to 2056.
• · Common stock (VZ) is listed on both the New York Stock Exchange and the Nasdaq Global Select Market.

02-06-2026

C2 Blockchain, Inc. issued a Senior Secured Convertible Promissory Note to Leonite Fund I, LP for a principal amount of $1,200,000, with a purchase price of $1,000,000 and an original issue discount (OID) of $200,000. The note carries a 10% per annum interest rate, is secured with first priority over all current and future indebtedness, and matures 12 months after each tranche advance but no later than 24 months from the issue date. While this provides up to $1,000,000 in new financing, the terms are highly dilutive (conversion up to 4.99% beneficial ownership, waivable to 9.99%) and include a prepayment penalty of 110% of the outstanding amount.

• · The note is a senior secured obligation with first priority over all current and future indebtedness of the borrower and any subsidiaries.
• · Interest is a one-time charge of 10% on each tranche principal, earned in full as of the advance date and added to the outstanding balance; no additional monthly interest accrues if no event of default.
• · Repayment schedule: 50% of each tranche due at six-month anniversary of advance date, remaining 50% in six equal monthly installments starting at seven-month anniversary.
• · Conversion right: Holder may convert any portion of outstanding principal and accrued interest into common shares at the conversion price, subject to a 4.99% beneficial ownership limitation (waivable to 9.99% with 61 days notice, or immediately if holder is not subject to Section 13 reporting).
• · Prepayment requires 30 days written notice and payment of 110% of outstanding principal plus accrued interest and other amounts; if not paid on prepayment date, prepayment right is canceled and conversion right reinstated.
• · Delinquency charge: greater of $100 or 5% of unpaid amount for late payments.
• · The note has not been registered under the Securities Act of 1933 and is subject to transfer restrictions.

02-06-2026

Mueller Industries Inc. announced a two-for-one forward stock split, effective through an amendment to its Restated Certificate of Incorporation. Record holders as of June 25, 2026, will receive one additional share per share, distributed after market close on June 30, 2026, with split-adjusted trading starting July 1, 2026. The filing contains no financial results or performance metrics, so no positive or negative trends are reported.

• · Record date for the stock split is June 25, 2026.
• · Distribution of additional shares occurs after market close on June 30, 2026.
• · Split-adjusted trading begins at market open on July 1, 2026.
• · The stock split is effected via an amendment to the company's Restated Certificate of Incorporation filed with the Secretary of State of Delaware.

02-06-2026

Federal Home Loan Bank of San Francisco filed an 8-K on June 2, 2026, reporting the issuance of a consolidated obligation bond on May 29, 2026, for which it is the primary obligor. The bond has a principal amount of $10,000,000, a fixed coupon of 4.250%, and matures on June 4, 2031. The filing notes that consolidated obligations are joint and several obligations of all eleven Federal Home Loan Banks, are not guaranteed by the U.S. government, and that the Bank has not made a judgment on the materiality of any particular obligation.

• · The bond has a Bermudan call style, meaning it is redeemable on specified recurring dates on and after the first redemption date (June 4, 2029) until maturity.
• · The bond is classified as an Optional Principal Redemption bond (callable bond).
• · Consolidated obligations are sold through authorized securities dealers and are not guaranteed by the United States government.
• · The filing excludes discount notes with a maturity of one year or less issued in the ordinary course of business.
• · The Bank may elect to change its method of reporting information on the issuance or assumption of consolidated obligations at any time.

02-06-2026

This 8-K filing by Canadian Derivatives Clearing Corporation (CDCC), dated May 31, 2026, principally provides an updated list of underlying interests for options traded on the Montreal Exchange and offered in the United States under CDCC's Form S-20 registration statement. The filing contains no financial results, corporate actions, or performance data, serving solely as a regulatory disclosure of securities available for options trading. The list includes a broad range of equity, index, CEF, CDR, and ETF options, but no period-over-period comparisons or quantitative achievements are reported.

• · The filing was signed by President Karen McMeekin on June 2, 2026.
• · The list includes 3 index options: S&P/TSX 60 Index Standard Options, S&P/TSX Capped Utilities Index Options, and S&P/TSX Composite Index Banks Options.
• · Options on CDRs cover 17 major US stocks: AMD, Alphabet, Amazon, Apple, Berkshire Hathaway, Broadcom, Costco, Lululemon, Meta, Micron, Microsoft, Netflix, Nvidia, Palantir, Tesla, Uber, UnitedHealth.
• · Options on ETFs include crypto-asset ETFs such as 3iQ Bitcoin ETF, 3iQ Ether Staking ETF, CI Galaxy Bitcoin ETF, CI Galaxy Ethereum ETF, Evolve Bitcoin ETF, and Evolve Ether ETF.
• · Some companies appear with multiple entries having different option symbols (e.g., Cenovus Energy with CVE and CVE1; Eldorado Gold with ELD and ELD1; Maple Leaf Foods with MFI and MFI2; Pan American Silver with PAAS and PAAS1; TELUS with T and T1; Thomson Reuters with TRI and TRI1; Transcontinental with TCL and TCL1; Whitecap Resources with WCP and WCP1).

02-06-2026

Saga Communications held its Annual Meeting on June 1, 2026, where all seven director nominees were elected and shareholders approved the ratification of Crowe LLP as independent auditor and the non-binding advisory vote on executive compensation. The results reflect strong shareholder support for the auditor (5,571,362 votes for vs. 24,494 against) but revealed significant dissent on say-on-pay, with 1,760,704 votes against and 863,982 broker non-votes, totaling substantial opposition.

• · All seven director nominees were elected with votes ranging from 2,871,665 (Clarke R. Brown, Jr.) to 3,696,203 (Christopher S. Forgy) in favor.
• · The auditor ratification passed with 99.6% approval; only 24,494 shares voted against.
• · Say-on-pay received 63.2% approval (3,020,736 for vs. 1,760,704 against), indicating notable shareholder pushback on executive compensation.
• · Broker non-votes totaled 863,982 shares across all director elections and the say-on-pay proposal.

02-06-2026

Evommune, Inc. held its 2026 Annual Meeting on June 2, 2026, where stockholders elected two directors and ratified BDO USA, P.C. as independent auditor for fiscal year 2026. Luis Peña received 21,859,596 votes for and 1,949,148 withheld, while Eugene Bauer received 23,637,920 for and 170,824 withheld. The auditor ratification passed overwhelmingly with 24,664,299 votes for, 430 against, and 29,765 abstentions.

• · The annual meeting was held on June 2, 2026, with a quorum present.
• · Both director nominees were elected to serve until the 2029 Annual Meeting.
• · Broker non-votes for director election totaled 885,750 shares.
• · Auditor ratification had minimal opposition: only 430 votes against and 29,765 abstentions.

02-06-2026

Palo Alto Networks reported strong fiscal Q3 2026 results with total revenue growing 31% YoY to $3.0 billion, driven by 60% YoY growth in Next-Generation Security ARR to $8.1 billion. However, the company reported a GAAP operating loss of $183 million compared to GAAP operating income of $219 million in the prior year, and a GAAP net loss of $177 million versus net income of $262 million, reflecting significant acquisition-related costs. Non-GAAP metrics showed improvement, with non-GAAP operating income up 30% to $814 million and adjusted free cash flow up 57% to $910 million.

• · Q4 FY2026 guidance: NGS ARR $8.90B-$8.95B (59-60% YoY growth), RPO $20.9B-$21.0B (32-33% YoY growth), total revenue $3.345B-$3.355B (32% YoY growth), non-GAAP diluted EPS $0.96-$0.98.
• · FY2026 guidance: total revenue $11.415B-$11.425B (24% YoY growth), non-GAAP operating margin 28.9%-29.2%, non-GAAP diluted EPS $3.77-$3.79, adjusted free cash flow margin 37.5%.
• · Trailing 12-month adjusted free cash flow margin of 38.5% improved 430 basis points year over year.
• · The company is on track to achieve 40% adjusted free cash flow margin in FY28.
• · GAAP operating loss was driven by acquisition-related costs including share-based compensation, amortization of acquired intangibles, and other charges.

02-06-2026

Arista Networks held its 2026 Annual Meeting on May 29, 2026, where all three Class III director nominees (Lewis Chew, Greg Lavender, Mark B. Templeton) were elected, the advisory vote on named executive officer compensation was approved, and the ratification of Ernst & Young LLP as independent auditor for FY2026 was passed. While the director elections and auditor ratification received strong support, the advisory vote on executive compensation showed significant opposition, with 39.6% of votes cast against it.

• · The 2026 Annual Meeting was held on May 29, 2026.
• · The definitive proxy statement was filed with the SEC on April 16, 2026.
• · Broker non-votes totaled 99,356,888 shares for the director elections and advisory compensation vote.
• · Mark B. Templeton received the lowest support among director nominees, with 380,564,767 votes withheld (36.7% of votes cast).
• · The auditor ratification had no broker non-votes and passed with 97.2% of votes cast in favor.

02-06-2026

ISQ Open Infrastructure Co LLC issued and sold unregistered shares across multiple classes for aggregate net consideration of $12,965,396 as of May 1, 2026, and disclosed the Transactional Net Asset Value per share for each class as of April 30, 2026. Series I Transactional NAV was $72.9M (NAV per share ranging from $31.83 to $33.19), while Series II Transactional NAV was $287.8M (NAV per share ranging from $25.00 to $33.77). The filing shows a mix of new capital raised and stable NAV levels, though the J Shares were issued at a significantly lower initial NAV of $25.00 compared to other classes.

• · Series I GAAP Net Asset Value was $71,785,000 as of April 30, 2026, adjusted to Transactional NAV of $72,891,000 (adjustment of $1,106,000 for accrued shareholder servicing fees).
• · Series II GAAP Net Asset Value was $283,598,000 as of April 30, 2026, adjusted to Transactional NAV of $287,805,000 (adjustment of $4,207,000 for accrued shareholder servicing fees).
• · Class J Shares were first sold on May 1, 2026 at an initial Transactional NAV per share of $25.00, significantly lower than other classes (range $31.83–$33.77).
• · Series I investments at fair value were $72,701,000 (cost $64,628,000) as of April 30, 2026.
• · Series II investments at fair value were $294,550,000 (cost $251,458,000) as of April 30, 2026.
• · No shares were sold in several classes (F-DTE, F-JTE, STE, DTE, ITE, JTE, ETE) during the period.

02-06-2026

Inmune Bio reported statistically significant treatment effects on white matter MRI biomarker (chi-separation) in the Phase 2 MINDFuL trial of XPro1595 in early Alzheimer's disease. The full mITT population (n=200) showed p=0.0028 (d=0.46), and biomarker-enriched patients (n=100) showed p=0.0098 (d=0.59). The company has FDA Fast Track designation and End-of-Phase 2 alignment for a Phase 2b/3 registrational program. However, the results are from exploratory analyses and the trial is still early-stage with no approved product.

• · No ARIA-E or ARIA-H observed in Phase 2 MINDFuL trial, differentiating from amyloid-clearing therapies.
• · FDA Fast Track designation granted on May 14, 2026.
• · Phase 2b/3 seamless adaptive trial design uses EMACC and pTau217 for Phase 2b decision-gating, and CDR-SB as sole primary endpoint for Phase 3.
• · Chi-separation MRI is a recently validated technique deployable across standard multi-site infrastructure.
• · Preclinical models consistently showed XPro's effect on myelin biology, aligning with these clinical results.