S&P 500 Consumer Discretionary Sector SEC Filings — June 02, 2026

02-06-2026

Medallion Financial Corp. issued a letter to shareholders on June 1, 2026, disputing Glass Lewis's recommendation to vote against two board nominees. The company highlights that net income before tax from 2021 to 2025 exceeded $378 million, more than the first 25 years combined, and total shareholder return since January 31, 2017 is 452%. However, Glass Lewis's negative stance is based on unproven SEC allegations from a since-settled lawsuit, and the company argues that Glass Lewis has inconsistently applied its standards, ignoring serious allegations against dissident nominee Eric Kelly.

• · Glass Lewis recommended against two board nominees, a shift from its prior four consecutive years of supporting all nominees.
• · The SEC lawsuit was settled in May 2025 without admissions of wrongdoing and without material restrictions on the business.
• · Glass Lewis revised its report after Medallion pointed out mischaracterizations, but Medallion says the revised report remains misleading.
• · Eric Kelly, a dissident nominee supported by Glass Lewis, is a defendant in a wrongful termination lawsuit alleging GAAP violations, tax avoidance, and improper financial practices; trial set for December 14, 2026.
• · Medallion's board elevated Andrew Murstein to CEO, citing his 30 years as President and role in the company's growth.

02-06-2026

BlockchAIn Digital Infrastructure, Inc. filed an S-1 registration statement with the SEC on June 2, 2026, for its initial public offering. The company, which focuses on digital infrastructure and AI data centers, reported a net loss of $41.9 million for the year ended December 31, 2025, compared to a net loss of $8.5 million for the successor period from February 8 to December 31, 2024, reflecting a significant increase in losses. Revenue grew to $5.0 million in 2025 from $0.9 million in the prior successor period, but the company remains unprofitable with an accumulated deficit of $53.5 million as of March 31, 2026.

• · The company's accumulated deficit was $53.5 million as of March 31, 2026.
• · Revenue for the three months ended March 31, 2026, was not separately disclosed in the provided excerpt.
• · The company has a history of losses and expects to continue incurring losses.
• · Jerry Tang has served as CEO since April 11, 2025, and also leads One BlockchAIn and TigerDC.
• · Jolienne Halisky was appointed CFO on March 16, 2026.
• · The filing includes financial data for both the predecessor (pre-February 8, 2024) and successor (post-February 8, 2024) periods due to a corporate reorganization.

02-06-2026

At a reconvened Special Meeting on June 1, 2026, Functional Brands Inc. stockholders approved a reverse stock split (ratio range 1:2 to 1:250) and the 2026 Equity Incentive Plan. However, only 35.93% of eligible shares (7,874,310 out of 21,912,868) were represented, indicating low shareholder turnout, and the reverse stock split proposal saw significant opposition with 3,361,162 votes against.

• · The reverse stock split ratio can range from 1:2 to 1:250, with the exact ratio set by the Board without further stockholder approval.
• · The reverse stock split must be effected within one year of the Special Meeting (by June 1, 2027).
• · The 2026 Equity Incentive Plan received 4,613,683 FOR votes, 1,527,837 AGAINST, 58,670 abstentions, and 1,732,790 broker non-votes.
• · The company is an emerging growth company and has elected not to use the extended transition period for complying with new or revised financial accounting standards.
• · The company's common stock trades on Nasdaq under the symbol MEHA.

02-06-2026

OceanFirst Financial Corp. filed an S-3 registration statement with the SEC on June 1, 2026, registering up to 22,773,278 shares of common stock for resale by selling securityholders. The company will not receive any proceeds from the sale, and as of May 26, 2026, there were 57,600,069 shares outstanding. The filing includes standard risk factors and forward-looking statements, with no new financial results or operational updates.

• · The company's authorized capital stock consists of 150,000,000 shares of common stock and 5,000,000 shares of preferred stock, each with $0.01 par value.
• · As of May 26, 2026, there were 63,329,377 shares issued and 5,729,308 shares held in treasury.
• · Outstanding stock options total 1,160,665 shares; additional 644,539 stock awards and 1,611,347 stock options are reserved for issuance.
• · Common stock is listed on NASDAQ Global Select Market under symbol OCFC.
• · Holders of more than 10% of outstanding common stock are not entitled to vote shares in excess of that limit.
• · Certain matters require an 80% stockholder vote, calculated after applying the 10% voting cap.
• · Stockholders are not permitted to act by written consent.
• · The company will bear all costs of registration except underwriting discounts and commissions.

02-06-2026

Teleflex Incorporated priced a private offering of $500.0 million aggregate principal amount of 5.875% Senior Notes due 2032. The net proceeds, together with cash on hand, will be used to redeem all of its outstanding 4.625% Senior Notes due 2027. The offering is expected to close on or about June 15, 2026.

• · The new notes are being offered in a private transaction to qualified institutional buyers and non-U.S. persons.
• · The notes and related guarantees have not been registered under the Securities Act.
• · The press release is attached as Exhibit 99.1.

02-06-2026

SmartStop Self Storage REIT disclosed same-store metrics as of May 31, 2026. Physical occupancy declined to 92.4% from 93.1% year-over-year, while monthly web rates and move-in rates also decreased. However, monthly in-place rates increased to $1.66 from $1.63.

• · Same-store facilities exclude four other properties.
• · Stabilized and comparable properties included since January 1, 2025.

02-06-2026

Fulgent Genetics announced on June 1, 2026, that it will present updated data from its FID-007 combination study with cetuximab in recurrent or metastatic head and neck squamous cell carcinoma (HNSCC) at the ASCO 2026 Annual Meeting Rapid Oral Abstract Session. The abstract (#6020) was previously released on May 21, 2026. No financial figures or performance metrics were disclosed in this filing.

• · The presentation will be in the Head and Neck Cancer Track during the ASCO 2026 Annual Meeting Rapid Oral Abstract Session.
• · The abstract number is #6020.
• · The press release was issued on June 1, 2026, and is filed as Exhibit 99.1.

02-06-2026

Fundrise eREIT, LLC declared a June 2026 daily distribution of ~$0.00006849 per share, equating to an annualized return of approximately 0.25%. No prior period comparisons or other performance metrics are provided, making it impossible to assess changes in distribution rates.

• · Distributions are payable for each calendar day in the period from June 1, 2026 to June 30, 2026.
• · Shareholders of record as of the close of business on each day of the June 2026 Distribution Period are eligible.
• · Payments are scheduled to be made prior to July 21, 2026.
• · The Manager (Fundrise Advisors, LLC) is under no obligation to declare future distributions at the same rate.
• · The filing includes a cautionary statement regarding forward-looking risks as detailed in the Prospectus filed April 27, 2026.

02-06-2026

This 8-K filing reports a Seventh Addendum to the Sixth Amended and Restated Service Agreement between Comenity Bank and Comenity Servicing LLC, effective June 1, 2026. The addendum modifies certain services and performance standards related to issues management, including amended service descriptions and new performance metrics (e.g., closing 90% of issues within 250 days, completing 90% of Level 3 consumer containment/remediation within 210 days), while deleting previous containment standards. No financial amounts or quantitative financial data are disclosed in the filing.

• · The addendum amends Appendix A (Services) and Appendix B (Performance Standards) of the existing Sixth Amended and Restated Service Agreement dated January 1, 2025.
• · Previous performance standards for containing non-technical and technology/system-dependent issues impacting customers were deleted.
• · The agreement continues in full force and effect except as amended by this addendum.

02-06-2026

Borealis Foods Inc. reported a net loss of $18.977M for FY2025, a 25.1% improvement from a $25.327M loss in FY2024, driven by revenue growth of 8.7% to $30.080M and a 4-percentage-point gross margin expansion to 12%. However, the company remains unprofitable with a loss from operations of $11.035M, and interest expense increased 18.3% to $5.986M. The company is pursuing additional financing to scale production and normalize vendor payment terms.

• · Sales discounts & allowances decreased slightly from $1.431M to $1.396M, remaining at 5% of gross sales.
• · Cost of goods sold as a percentage of net revenue improved from 84% to 82%.
• · Total SG&A expenses dropped significantly from $22.594M (82% of revenue) to $14.547M (48% of revenue), a 35.6% reduction.
• · Advertising expense was cut by 58.9% from $5.733M to $2.354M.
• · General & administrative expenses fell 29.2% from $12.751M to $9.034M.
• · The company recorded a $2.007M impairment loss in FY2025 vs. none in FY2024.
• · Net cash used in investing activities was minimal at $0.066M in FY2025 vs. $1.907M in FY2024.
• · The company has not generated a negative gross margin quarter since Q2 2025.
• · Borealis is pursuing equity offerings, convertible debt, and strategic partnerships for additional working capital.

02-06-2026

Firefly Aerospace Inc. priced a follow-on public offering of 12,000,000 shares of common stock at $48.00 per share, with an additional 1,800,000 shares available to underwriters. The offering closed on June 1, 2026, and includes both primary shares from the company and secondary shares from selling stockholders.

• · The offering was priced on May 28, 2026 and closed on June 1, 2026.
• · Underwriters have a 30-day option to purchase up to an additional 1,800,000 shares.
• · The Underwriting Agreement includes customary representations, warranties, and indemnification provisions.

02-06-2026

FS KKR Capital Corp. filed an 8-K on June 2, 2026, to furnish a press release under Regulation FD. The filing does not contain any financial results or material operational updates, only the press release attached as Exhibit 99.1.

• · The press release was issued on June 2, 2026, and is attached as Exhibit 99.1.
• · The filing is a Regulation FD disclosure and is not deemed 'filed' with the SEC.

02-06-2026

Dollar General reported Q1 FY2026 net sales of $10.8B (+3.4% YoY) and diluted EPS of $2.00 (+12.4% YoY), exceeding expectations due to strong operating margin expansion. However, same-store sales growth was modest at 2.0%, and SG&A expenses rose 25 bps as a percentage of sales. The company raised its full-year diluted EPS guidance to $7.20–$7.45 (from $7.10–$7.35) while maintaining net sales growth guidance of 3.7%–4.2% and same-store sales growth of 2.2%–2.7%.

• · Cash flow from operations was $716.2M in Q1 FY2026.
• · Capital expenditures in Q1 FY2026 were $352M, with $203M for existing store improvements/remodels/relocations, $73M for new store facilities, $62M for distribution/transportation, and $12M for IT upgrades.
• · The company opened 190 new stores in the US and 5 in Mexico during Q1 FY2026.
• · Full-year FY2026 guidance: net sales growth 3.7%–4.2%, same-store sales growth 2.2%–2.7%, capital expenditures $1.4B–$1.5B, diluted EPS $7.20–$7.45 (raised from $7.10–$7.35), effective tax rate ~24.5% (lowered from ~25%).
• · The company plans ~4,730 real estate projects in FY2026: ~450 new US stores, ~10 new Mexico stores, ~2,000 Project Renovate remodels, ~2,250 Project Elevate remodels, and ~20 relocations.
• · No share repurchases are assumed in FY2026 guidance.
• · The quarterly dividend of $0.59 per share was declared on June 1, 2026, payable on or before July 21, 2026 to shareholders of record on July 7, 2026.
• · SG&A increased 25 bps as a % of net sales due to higher depreciation, utilities, and property taxes, partially offset by lower incentive compensation.
• · Gross profit rate improved 65 bps due to higher inventory markups and lower shrink/damages, partially offset by increased markdowns and transportation costs.
• · Effective tax rate rose to 24.9% from 23.4% due to expired federal tax credits, partially offset by lower stock-based compensation expense.

02-06-2026

Dragonfly Energy Holdings Corp., maker of Battle Born Batteries, filed a trade libel lawsuit on June 1, 2026 against William Errol Prowse IV and Prowse Publications LLC in Nevada state court. The company alleges that Prowse's monetized online content contained false and misleading statements that caused financial and reputational harm, including claims that he altered batteries before testing them. The complaint seeks damages and injunctive relief.

• · The lawsuit was filed in the Second Judicial District Court of the State of Nevada.
• · The company alleges Prowse removed structural components and ran already-damaged units out of spec during testing.
• · The company is an emerging growth company and has not elected to use the extended transition period for complying with new financial accounting standards.

02-06-2026

Forbright, Inc. filed an amended S-1 registration statement for its initial public offering of 7,900,000 shares of Class A common stock, with an expected price range of $18.00 to $20.00 per share. The company has experienced significant growth, with consolidated assets increasing from $1.9 billion in December 2020 to $8.2 billion as of March 31, 2026, and net income growing from $12.2 million in 2020 to $87.9 million in 2025. However, net income for Q1 2026 was only $11.6 million, suggesting a potential slowdown in earnings momentum compared to the prior year's quarterly run rate.

• · The company has applied to list its Class A common stock on the Nasdaq Global Select Market under the symbol 'FRBT'.
• · Forbright is an 'emerging growth company' and will not be required to have its independent auditor attest to the effectiveness of internal control over financial reporting for as long as it remains an EGC.
• · Digital deposits as of March 31, 2026 were $3.9 billion, gathered since the platform's launch in May 2024, equivalent to the projected deposits of approximately 200 physical bank branches in 24 months.
• · 86.4% of deposits were FDIC-insured as of March 31, 2026.
• · The marginal cost-to-serve for digital deposits was approximately 15 basis points for fiscal year 2025.
• · The middle market represents approximately one-third of private sector GDP and employs approximately 48 million people.
• · No single industry represents more than 20% of the total U.S. middle market.
• · Deposits held by direct banks increased from less than 1% in 2000 to approximately 10% as of December 31, 2025.
• · John Delaney's prior companies made over $50 billion of loans to over 5,000 middle-market companies.

02-06-2026

NexPoint Real Estate Finance, Inc. held its 2026 Annual Meeting of Stockholders on June 2, 2026, with all five proposals approved. Directors were elected with strong support (over 12.4 million votes for each), and advisory votes on executive compensation and frequency were passed. However, broker non-votes were significant at 3,286,595 for most items, and Catherine Wood received notably lower support (12,424,981 votes for, 686,536 withheld) compared to other directors.

• · Ratification of KPMG LLP as independent auditor for 2026 received 16,347,949 votes for, 53,163 against, and 8,210 abstentions, with no broker non-votes.
• · Advisory vote on executive compensation frequency: 12,869,461 voted for 1 year, 46,419 for 2 years, 129,389 for 3 years, and 69,248 abstentions.
• · Approval of common stock issuance upon redemption of Series C Preferred Stock: 12,858,583 for, 211,724 against, 44,210 abstentions.
• · Director Catherine Wood received the lowest votes for (12,424,981) and highest votes withheld (686,536) among all director nominees.
• · The board determined to hold future advisory votes on executive compensation annually until the next frequency vote.

02-06-2026

This 8-K filing by Benchmark 2026-V21 Mortgage Trust (filed June 2, 2026) reports the entry into a Pooling and Servicing Agreement dated May 1, 2026, involving Wells Fargo Commercial Mortgage Securities, Inc. as depositor, Trimont LLC as master servicer, Rialto Capital Advisors, LLC as special servicer, Computershare Trust Company as certificate administrator, Deutsche Bank National Trust Company as trustee, and Pentalpha Surveillance LLC as operating advisor and asset representations reviewer. The servicing terms for the Del Rey Campus Mortgage Loan will differ from those for other mortgage loans, with details provided in the related Prospectus filed March 5, 2026. This is a structured finance event with no financial performance data provided, showing neither positive nor negative results.

• · The Pooling and Servicing Agreement is dated as of May 1, 2026.
• · The filing references a prior SEC filing (Prospectus under SEC File Number 333-286173-03) dated March 5, 2026, outlining servicing differences.
• · The report was signed on June 2, 2026, by Scott Epperson, CEO of GS Mortgage Securities Corporation II, as depositor.

02-06-2026

Salesforce appointed Guy Wanger (age 64) as Chief Accounting Officer and principal accounting officer, effective June 15, 2026. Wanger brings extensive 38+ year career at Ernst & Young LLP where he previously served as the company's Lead Audit Engagement Partner from 2016-2021. His compensation package includes a $700,000 base salary, 70% bonus target, a $2 million sign-on cash bonus, and $9 million in restricted stock units vesting over four years.

• · Guy Wanger previously served as the company's Lead Audit Engagement Partner on behalf of EY from 2016 to 2021
• · Wanger most recently served as Partner, West Region Accounting Advisory Leader at WilliamsMarston LLC from March 2025
• · He was Chief Administrative Officer for C3 AI from September 2023 to January 2024
• · Wanger spent 38 years at EY (1985-2023), including as Audit Partner from 1996-2022 and Global Technology Industry Assurance Leader from 2012-2019
• · He is a Certified Public Accountant in California and Nevada and holds a Bachelor of Science in Commerce in Accounting from Santa Clara University
• · No family relationships with directors or executive officers, and no material interest in any reportable transactions

02-06-2026

Willis Lease Finance Corp filed DEFA14A Definitive Additional Materials on June 2, 2026, announcing that the 2026 Annual Meeting convened on May 26, 2026 was adjourned to June 23, 2026 at 10:00 AM ET to allow further voting on Proposal 2, which seeks stockholder approval to amend the certificate of incorporation for a three-for-one forward stock split and an increase in authorized common and preferred shares. The Board of Directors recommends voting FOR Proposal 2, and previously submitted proxies for Proposal 2 remain valid unless properly changed or revoked. The filing includes a notice to stockholders, contact information for the proxy solicitor Innisfree M&A Incorporated, and instructions for virtual attendance.

• · The filing is DEFA14A, filed on June 2, 2026, to supplement the definitive proxy statement filed April 24, 2026.
• · Record date for voting eligibility remains April 6, 2026 close of business.
• · The reconvened meeting will be held virtually via live webcast; stockholders can register at www.proxydocs.com/WLFC.
• · Proxy solicitor Innisfree M&A Incorporated can be reached toll-free at +1 (877) 825-8772 (U.S. & Canada) or +1 (412) 232-3651 (other countries).

02-06-2026

FingerMotion, Inc. announced a strategic evolution to diversify into AI and high-performance computing (AI-HPC) sectors and expand revenue sources beyond Asia, while reaffirming commitment to its existing telecom and technology businesses. However, the company has not entered any definitive agreements for these initiatives, and there is no assurance that any transactions will be completed.

• · The strategic initiatives are subject to ongoing evaluation, market conditions, financing availability, and regulatory considerations.
• · Implementation activities are intended to be progressively phased in over future fiscal periods.
• · The company has not entered into any definitive agreements related to AI-HPC or other new initiatives as of the announcement date.

02-06-2026

ROSS STORES, INC. (ROST) reported strong Q1 FY26 results for the three months ended May 2, 2026, with sales of $6,010M (up 20.6% YoY from $4,985M) and net earnings of $650M (up 35.6% YoY from $479M). Operating income rose 32.6% to $804M, driven by cost discipline and sales leverage. However, operating cash flow improved significantly to $836M (from $410M), while the company continued aggressive share repurchases ($319M) and debt repayment ($500M), resulting in a net cash decrease of $463M. Cash and equivalents ended at $4,131M, down from $4,594M at year-start.

• · Gross margin improved: Cost of goods sold as % of sales declined from 71.8% in Q1 2025 to 70.4% in Q1 2026 (4,230,589/6,010,476 vs 3,581,366/4,984,971)
• · SG&A as % of sales improved: 16.2% in Q1 2026 vs 16.0% in Q1 2025 (975,861/6,010,476 vs 797,135/4,984,971)
• · Effective tax rate decreased: 22.4% in Q1 2026 vs 25.2% in Q1 2025
• · Long-term debt (net of current portion) decreased from $1,018M at Jan 31, 2026 to $777M at May 2, 2026, reflecting $500M principal payment during the quarter
• · Dividend per share increased 9.9%: $0.4450 per share in Q1 2026 vs $0.4050 in Q1 2025
• · Stock-based compensation rose 50.5% YoY: $59.1M vs $39.3M
• · Accounts payable increased $267M from Jan 31 to May 2, 2026 (from $2,386M to $2,654M), a source of operating cash
• · Total assets grew 8.7% YoY: $15,555M at May 2, 2026 vs $14,305M at May 3, 2025
• · Accumulated depreciation increased to $5,237M from $5,143M, reflecting continued capex investment of $209M in Q1

02-06-2026

Ulta Beauty's net sales for Q1 FY26 (13 weeks ended May 2, 2026) rose 11.1% year-over-year to $3,164M, with net income increasing 11.6% to $340.5M (diluted EPS $7.74 vs. $6.70). However, merchandise inventories surged 12.5% to $2,386M, cash and cash equivalents plummeted to $166M from $455M a year earlier, and the company borrowed $144.9M in short-term debt (vs. $0 last year) while reducing retained earnings by $215M through aggressive share repurchases.

• · Skincare and wellness category dropped from 25% of net sales in Q1 FY25 to 24% in Q1 FY26; Fragrance increased from 11% to 12%.
• · Goodwill increased dramatically from $10.9M at May 3, 2025 to $224.6M at May 2, 2026, reflecting a significant acquisition.
• · Total current liabilities rose 30.6% YoY to $2,304M, driven by $144.9M in new short-term debt and higher accounts payable.
• · Net cash provided by operating activities improved 19.0% YoY to $261.9M, but capital expenditures decreased 26.3% to $58.3M.
• · Share repurchases totaled $560.3M in Q1 FY26, up from $362.1M in Q1 FY25, contributing to the cash drain.
• · Net cash used in financing activities was $471.4M, more than covering operating cash flow, leading to a $257.9M net decrease in cash.

02-06-2026

BlackRock MuniYield Pennsylvania Quality Fund (MPA) filed a definitive proxy statement (DEF 14A) on June 2, 2026, for its annual shareholder meeting to be held virtually on July 22, 2026. The sole proposal is the election of Board Nominees, unanimously recommended by the Board. The Fund will bear all proxy costs, including an estimated $11,800 fee to proxy solicitor Georgeson LLC.

• · The annual meeting will be held virtually on July 22, 2026 at 10:30 a.m. Eastern Time.
• · Record date for shareholders is May 26, 2026.
• · Shareholders can vote by telephone, internet, ProxyVote app, mail, or at the virtual meeting.
• · Beneficial shareholders must register in advance to vote at the meeting by submitting a legal proxy to shareholdermeetings@computershare.com by 5:00 p.m. ET three business days before the meeting.
• · If a proxy card is submitted without voting instructions, shares will be voted FOR the Board Nominees.
• · The Fund's Board has unanimously approved the nominees and recommends a vote FOR each.
• · The Fund will bear all costs of the proxy solicitation, including legal and auditor fees.

02-06-2026

Janus Investment Fund is soliciting shareholder votes for a Special Meeting via Alliance Advisors, with polls closing soon. The filing includes sample outreach messages urging shareholders to vote to stop further contact.

• · Shareholders can vote via QR code or call 1-855-206-2338.
• · A video message from Janus Henderson leadership is available.
• · Text STOP to end outreach messages.

02-06-2026

Forte Biosciences, Inc. filed an S-3 registration statement to offer up to $500,000,000 in securities, including common stock, preferred stock, depositary shares, debt securities, warrants, subscription rights, purchase contracts, and units. The company highlighted positive Phase 1b data for its lead candidate FB102 in celiac disease, showing a statistically significant benefit on the composite histological VCIEL endpoint. However, the company is a clinical-stage biopharmaceutical with no approved products, no dividend payments, and risks inherent in drug development and commercial viability.

• · The celiac Phase 1b study had no dropouts.
• · Treatment emergent adverse events in the celiac Phase 1b were primarily mild (grade 1) with no grade 3 or higher SAEs reported in the FB102 arm.
• · FB102 mechanistic in-vitro studies showed 4-5x inhibition in T cell proliferation and 6-8 fold inhibition in NK cell proliferation.
• · No dose limiting toxicities were observed in Phase 1 healthy volunteer cohorts.
• · FB102 demonstrated significant reductions in NK cell pharmacodynamic marker (greater than 70%) in Phase 1 healthy volunteer cohorts.
• · The company has not paid dividends and has no current plans to pay dividends.
• · Forte is a smaller reporting company with a non-affiliate public float not exceeding $250 million and annual revenues not exceeding $100 million.
• · The global alopecia treatment market is forecast to reach up to $6 billion by 2032-2034.
• · Celiac disease affects an estimated 2.5 million people in the U.S., but up to 80% are undiagnosed.
• · There are no approved treatment options for celiac disease.

02-06-2026

First Western Financial, Inc. filed an 8-K on June 2, 2026, to furnish presentation materials for its annual meeting of shareholders scheduled for June 3, 2026. The filing includes a presentation as Exhibit 99.1, which is provided under Regulation FD and not deemed filed for Exchange Act purposes.

• · The presentation will be used at the annual meeting of shareholders on June 3, 2026.
• · The information in Exhibit 99.1 is furnished, not filed, and is not subject to Section 18 liabilities.

02-06-2026

Morgan Stanley Direct Lending Fund (MSDL) held its 2026 Annual Meeting of Stockholders on June 1, 2026, with 51,663,943 shares present (quorum). Stockholders approved the election of directors David N. Miller and Kevin Shannon, and ratified Deloitte & Touche LLP as the independent auditor for fiscal year 2026. Notably, Kevin Shannon received a significant number of against votes (5,626,081), while David N. Miller was elected with strong support.

• · David N. Miller received 19,777,562 For votes, 707,103 Against, 296,119 Abstain, and 30,883,159 Broker Non-Votes.
• · Kevin Shannon received 14,855,342 For votes, 5,626,081 Against, 299,361 Abstain, and 30,883,159 Broker Non-Votes.
• · Ratification of Deloitte & Touche LLP received 50,452,826 For, 830,144 Against, 380,973 Abstain, and no Broker Non-Votes.
• · The record date for the Annual Meeting was April 6, 2026.

02-06-2026

Milestone Scientific Inc. filed an S-3 registration statement on June 2, 2026, to register the resale of shares and warrants issued in a private placement that closed on April 20, 2026. The private placement raised gross proceeds of $2,150,000 (including $351,000 from conversion of insider bridge notes) through the sale of 7,962,963 units at $0.27 per unit, with warrants exercisable at $0.3375 per share. The company is transitioning from R&D to a commercial focus, but remains a smaller reporting company with reduced disclosure obligations, and the filing highlights ongoing risks including reliance on forward-looking statements and the need for additional capital.

• · The registration statement is filed to register the resale of 7,962,963 shares of common stock and up to 7,962,963 warrant shares.
• · Warrants have a term of three years from closing and are exercisable only for cash, beginning six months after closing.
• · The company agreed to a 30-day lock-up on further equity issuances after the registration statement is declared effective.
• · Directors and officers entered into 12-month lock-up agreements restricting transfers of company securities.
• · The Convertible Bridge Notes issued in April 2025 had an original conversion floor of $0.50, which was amended to $0.27 for the portion converted in the private placement.
• · The company is a smaller reporting company and may present only two years of audited financial statements in its Form 10-K.
• · The company holds approximately 305 issued U.S. and foreign patents.

02-06-2026

NexPoint Diversified Real Estate Trust held its Annual Meeting on June 2, 2026, where shareholders approved the 2026 Long Term Incentive Plan, ratified KPMG LLP as auditor for 2026, and elected all seven trustee nominees. A shareholder proposal to liquidate the company's assets was overwhelmingly rejected, with 25.2 million votes against versus 4.6 million in favor. However, the advisory vote on executive compensation passed with 27.0 million for and 2.5 million against, indicating some shareholder dissent.

• · All seven trustee nominees were elected with votes for ranging from 24,208,120 (Scott Kavanaugh) to 27,712,602 (Brian Mitts).
• · The advisory vote on executive compensation passed with 26,993,180 for, 2,516,601 against, and 436,991 abstentions.
• · The 2026 LTIP was approved with 26,945,964 for, 2,833,644 against, and 167,164 abstentions.
• · Ratification of KPMG LLP as auditor received 42,760,080 for, 1,514,886 against, and 108,464 abstentions, with no broker non-votes.
• · The shareholder proposal to liquidate the company's assets was not approved: 4,570,997 for, 25,160,407 against, 215,368 abstentions.
• · The issuance of common shares upon conversion or redemption of Series B Preferred Shares was approved with 27,382,186 for, 2,442,145 against, 122,441 abstentions.
• · Broker non-votes were 14,436,658 on all matters except the ratification of KPMG (which had 0 broker non-votes).

02-06-2026

BlackRock Private Investments Fund and BlackRock HPS Credit Strategies Fund are holding a joint special shareholder meeting on July 22, 2026, to elect seven Board Nominees. The Boards unanimously recommend voting 'FOR' all nominees, as less than a majority of current Board Members were elected by shareholders following a recent retirement. The meeting will be held virtually, and shareholders are encouraged to vote by telephone, internet, or proxy card.

• · Record Date for voting eligibility is May 26, 2026.
• · Meeting will be held virtually at meetnow.global/MSZHAHD; shareholders can log in starting at 10:30 a.m. ET on July 22, 2026.
• · Beneficial shareholders must register in advance by emailing a legal proxy to shareholdermeetings@computershare.com by 5:00 p.m. ET three business days before the meeting.
• · Proxy voting deadline is 11:59 p.m. ET on July 21, 2026.
• · The election is required because less than a majority of current Board Members were elected by shareholders after a recent retirement.
• · If elected, all Board Members will have been elected by shareholders, providing more flexibility for future vacancies.

02-06-2026

Tracy Skeans is stepping down from her dual roles as COO and Chief People & Culture Officer at YUM! Brands effective November 1, 2026, and will remain as Senior Advisor until retirement on March 1, 2028. She will receive a $500,000 lump sum payment post-retirement in exchange for waiving claims and forgoing 2027 equity grants, while continuing salary and bonus eligibility (except 2028 bonus) through retirement. This succession event marks a significant leadership transition at the company.

• · Transition Date is November 1, 2026; Retirement Date is March 1, 2028.
• · Ms. Skeans will remain bonus eligible through the Retirement Date but is not eligible for a 2028 fiscal year bonus.
• · No additional equity awards will be granted to Ms. Skeans; outstanding awards will continue vesting through Retirement Date.
• · Ms. Skeans will be retirement eligible on Retirement Date, with equity and benefits administered per terms.

02-06-2026

Hycroft Mining Holding Corporation announced the completion of an S-K 1300 Technical Report Summary and Initial Assessment with Economic Analysis for its Hycroft Mine in Nevada, effective May 14, 2026. The report was prepared by qualified persons from Ausenco Engineering, Independent Mining Consultants, and WestLand Engineering. The company also issued a press release and updated its corporate presentation on June 2, 2026.

• · The TRS was prepared in accordance with subpart 1300 of Regulation S-K.
• · The report is effective as of May 14, 2026.
• · The company furnished an updated corporate presentation on its website.

02-06-2026

Energy Services of America Corporation (ESOA) announced on June 2, 2026 that management will present at the East Coast IDEAS Investor Conference on June 11, 2026 in New York, NY. The filing is an 8-K providing notice of this investor conference participation and includes a press release as an exhibit. No financial results or material operational changes were disclosed.

• · The conference is the East Coast IDEAS Investor Conference.
• · The conference will be held at The Westin Times Square in New York, NY.
• · The press release is dated June 2, 2026 and is furnished as Exhibit 99.1.
• · The filing is not deemed filed for purposes of the Securities Exchange Act of 1934.

02-06-2026

Chemung Financial Corporation held its Annual Meeting on June 2, 2026, where shareholders voted on three proposals. All four director nominees were elected, the say-on-pay proposal was approved, and the ratification of Crowe LLP as independent auditor for 2026 was passed. No negative or flat metrics were present in the filing.

• · Proposal 1: Director elections – Richard E. Forrestel Jr. received 3,222,817 votes for and 68,126 withheld; Stephen M. Lounsberry III received 2,918,389 for and 372,554 withheld; Anders M. Tomson received 3,266,034 for and 24,909 withheld; G. Thomas Tranter Jr. received 3,195,518 for and 95,425 withheld. Broker non-votes were 1,205,465 for each.
• · Proposal 2: Say-on-Pay – 3,150,781 votes for, 122,780 against, 17,382 abstained, with 1,205,465 broker non-votes.
• · Proposal 3: Ratification of Crowe LLP – 4,452,309 votes for, 42,148 against, 1,951 abstain.

02-06-2026

Jefferies Credit Partners BDC Inc. declared a distribution on May 29, 2026, payable June 18, 2026, to shareholders of record. Class I common shares receive a net distribution of $0.1191 per share, while Class S common shares receive a net distribution of $0.1077 per share after a $0.0104 shareholder servicing and/or distribution fee. The distribution can be paid in cash or reinvested under the company's distribution reinvestment plan.

• · The distribution is declared on May 29, 2026, and payable on June 18, 2026.
• · Record date for shareholders is the close of business on May 29, 2026.
• · Class S common shares have a shareholder servicing/distribution fee of $0.0104 per share, reducing the net distribution to $0.1077 from $0.1181 gross.

02-06-2026

Lowe's Companies, Inc. held its 2026 Annual Meeting on May 29, 2026, where shareholders elected 12 director nominees, approved advisory compensation of named executive officers for fiscal 2025, and ratified Deloitte & Touche LLP as auditor. However, all three shareholder proposals — requesting an independent board chairman, a plastic packaging footprint report, and a report on risks of sharing customer data with third parties — were defeated by wide margins, receiving only 15%–19% of votes cast.

• · All 12 director nominees received votes FOR ranging from ~403.4M (Richard Dreiling) to ~420.5M (Navdeep Gupta), with broker non-votes of ~80.2M each.
• · The advisory Say-on-Pay proposal passed with ~402.3M FOR, ~20.5M AGAINST, and ~1.3M abstentions.
• · Auditor ratification by Deloitte & Touche LLP passed with ~474.6M FOR, ~29.0M AGAINST, and ~0.7M abstentions — no broker non-votes on this proposal.
• · Shareholder proposal for independent board chairman received ~83.8M FOR (19.9% of votes cast), ~338.3M AGAINST.
• · Shareholder proposal on plastic packaging footprint received ~74.6M FOR (17.8% of votes cast), ~344.5M AGAINST.
• · Shareholder proposal on customer data sharing risks received ~38.2M FOR (9.1% of votes cast), ~380.8M AGAINST.

02-06-2026

Flowers Foods, Inc. held its Annual Meeting of Shareholders on May 29, 2026, and all four proposals were approved by shareholders. All nine director nominees were elected, the advisory say-on-pay vote passed, the ratification of PricewaterhouseCoopers as auditor passed with overwhelming support (183.3 million for), and the 2026 Equity and Incentive Compensation Plan was approved. While most items passed comfortably, director Sterling A. Spainhour received the highest number of against votes (29.9 million) and the say-on-pay proposal had a notable 23.5 million against votes.

• · Director Sterling A. Spainhour had the lowest support with 130,270,854 votes for and 29,879,129 against (18.6% against), the highest opposition among nominees.
• · Director W. Jameson McFadden received the highest support with 154,580,891 votes for, only 4,941,083 against.
• · The ratification of PricewaterhouseCoopers as auditor passed with 183,308,988 votes for, the highest total for any proposal, and had no broker non-votes.
• · The advisory say-on-pay proposal had 23,492,424 against votes (about 14.6% of votes cast excluding broker non-votes), indicating notable but minority shareholder dissent.
• · All director elections had 26,624,894 broker non-votes, except the auditor ratification which had zero broker non-votes.

02-06-2026

NXG NextGen Infrastructure Income Fund (NXG) filed a DEFA14A (definitive additional proxy materials) with the SEC on June 2, 2026, related to its proxy solicitation. The filing includes soliciting material for both NXG NextGen Infrastructure Income Fund and NXG Cushing Midstream Energy Fund, but contains no specific financial data, voting items, or quantitative metrics.

• · Filing is a DEFA14A (definitive additional proxy materials) filed on June 2, 2026.
• · The filing covers both NXG NextGen Infrastructure Income Fund (SEC file number 811-22499) and NXG Cushing Midstream Energy Fund (SEC file number 811-22072).
• · No fee was required for this filing.
• · The document contains a graphic image (proxy.jpg) but no extractable text beyond the header and metadata.

02-06-2026

Franklin BSP Real Estate Debt, Inc. entered into a $125 million Master Repurchase and Securities Contract Agreement (MRA) with Morgan Stanley on May 27, 2026, through its subsidiary FBRED REIT MSWH Seller, LLC. The facility has an initial maturity of May 27, 2029, with two one-year extension options subject to approval. The company also provided a guarantee for the subsidiary's obligations under the MRA.

• · The MRA includes customary representations, warranties, covenants, conditions precedent to funding, events of default, and indemnities.
• · The Guarantee Agreement covers certain obligations of the Seller under the MRA.
• · The MRA and Guarantee Agreement will be filed as exhibits to the Company’s Form 10-Q for the quarter ended June 30, 2026.

02-06-2026

US Foods Holding Corp. entered into Amendment No. 5 to its ABL Credit Agreement, increasing total commitments to $2.5 billion. The amendment replaces non-consenting lenders with replacement lenders and updates various schedules and exhibits. No defaults or events of default were reported as of the effective date.

• · The amendment was dated May 28, 2026, and filed on June 2, 2026.
• · Non-consenting lenders were required to assign their commitments to replacement lenders at par.
• · Conditions for effectiveness included delivery of legal opinions, resolutions, and a borrowing base certificate as of May 2, 2026.
• · Post-effectiveness obligations include delivery of a trademark security interest notice within five business days.

02-06-2026

Booking Holdings held its 2026 Annual Meeting on June 2, 2026, where all 11 director nominees were elected, including Glenn D. Fogel and Nicholas J. Read. Stockholders approved advisory executive compensation, ratified Deloitte & Touche as auditor, and approved an officer exculpation charter amendment. However, two stockholder proposals—one on political spending and another on illegal settlements—were both rejected by wide margins.

• · Charles H. Noski received the lowest support among directors with 568,161,578 votes for (90.4% of votes cast), while Glenn D. Fogel received the highest with 626,172,624 votes for (99.5%).
• · The advisory vote on executive compensation passed with 567,003,024 votes for (90.2% of votes cast).
• · The officer exculpation amendment was approved with 549,857,878 votes for (87.4% of votes cast).
• · The stockholder proposal on political spending was rejected with only 220,677,778 votes for (35.2% of votes cast).
• · The stockholder proposal on illegal settlements was overwhelmingly rejected with only 64,039,145 votes for (10.3% of votes cast).
• · Ratification of Deloitte & Touche as auditor passed with 610,788,541 votes for (91.4% of votes cast).

02-06-2026

Voya Investment Management announced proposed mergers of Voya Asia Pacific High Dividend Equity Income Fund (IAE) and Voya Emerging Markets High Dividend Equity Fund (IHD) into the open-end Voya Multi-Manager Emerging Markets Equity Fund (IEMLX). The Boards of Trustees of both funds have approved the mergers, and a large institutional investor in each fund has agreed to support the transactions and remain a passive investor for a period. Special shareholder meetings will be held to seek approval, with proxy materials to be filed in the coming weeks.

• · Voya IM manages approximately $353 billion in assets as of March 31, 2026.
• · A large institutional investor in each fund has agreed to support the mergers and remain a passive investor for a period.
• · The press release is not a solicitation; definitive proxy materials will be filed with the SEC later.

02-06-2026

Voya Investment Management announced that the Boards of Trustees of Voya Asia Pacific High Dividend Equity Income Fund (IAE) and Voya Emerging Markets High Dividend Equity Fund (IHD) have approved a merger of each fund into the Voya Multi-Manager Emerging Markets Equity Fund (IEMLX), an open-end fund. The mergers are subject to shareholder approval at special meetings, with proxy materials to be filed with the SEC in the coming weeks. A large institutional investor in each fund has agreed to support the mergers and remain a passive investor for a period of time.

• · The merger is subject to shareholder approval at special meetings of IAE and IHD.
• · Proxy materials will be filed with the SEC in the coming weeks.
• · A large institutional investor in each fund has agreed to support the mergers and remain a passive investor for a period of time.
• · Voya IM manages approximately $353 billion in assets as of March 31, 2026.
• · Voya IM has over 300 investment professionals.

02-06-2026

First Nebraska Trust Co filed its 13F-HR for the period ending December 31, 2025, reporting total holdings of approximately $1.094 billion across 219 equity positions. The portfolio is heavily weighted toward large-cap U.S. equities, with top holdings including Apple Inc. ($76.3M), Sysco Corp. ($167.8M), and SPDR S&P 500 ETF ($43.5M). The filing does not include prior-period data, so period-over-period comparisons are not available.

02-06-2026

Shopify Inc. announced on June 2, 2026, that its Board of Directors authorized an additional US$3.0 billion share repurchase program for its Class A Subordinate Voting Shares, bringing the total aggregate repurchase authorization to US$5.0 billion. The press release was furnished as Exhibit 99.1 to the Form 8-K filing.

• · The additional authorization brings the total repurchase authorization to US$5.0 billion.
• · The press release was furnished under Item 7.01 (Regulation FD Disclosure) and is not deemed filed for Exchange Act purposes.

02-06-2026

Village Farms International, Inc. held its Annual Meeting of Shareholders on June 2, 2026, where all seven director nominees were elected with strong support (ranging from 89.16% to 98.97% of votes cast), and shareholders approved the advisory say-on-pay proposal with 95.22% of votes cast in favor. Additionally, KPMG LLP was re-appointed as the independent auditor for fiscal year 2026 with 98.23% of votes cast. However, broker non-votes were substantial at 33,747,250 for most proposals, indicating significant shares not voted by intermediaries.

• · Broker non-votes totaled 33,747,250 for each director election and the say-on-pay proposal, representing a significant portion of shares not voted by intermediaries.
• · The highest support among directors was for Michael A. DeGiglio at 98.97% of votes cast, while the lowest was for John P. Henry at 89.16%.
• · KPMG LLP was re-appointed as independent auditor with 56,057,521 votes for (98.23%) and 1,011,953 votes withheld (1.77%).

02-06-2026

Partners Group Lending Fund, LLC reported an aggregate NAV of approximately $317.2 million as of April 30, 2026, with $209.0 million of debt outstanding. The fund sold 13,322 Class I units for $20,000 and 26,549 Class M units for $39,858 in an unregistered offering. The portfolio of 59 companies is heavily concentrated in North America (97%) and first lien/unitranche loans (93.2%), with a weighted average credit spread of 5.1%.

• · NAV per unit as of April 30, 2026: Class I $1.5013, Class M $1.5013
• · Weighted average first lien net leverage ratio at entry: 5.9x
• · Weighted average total net leverage ratio at entry: 6.1x
• · Median LTM EBITDA at entry: $100.0 million
• · Top industry allocation: Software 26.0%, Health Care Providers & Services 11.0%, Professional Services 10.5%
• · Largest portfolio company: PT Intermediate Holdings III, LLC at $21.0 million (3.5% of total)
• · Vintage year concentration: 2024 (41.9%) and 2025 (32.9%) account for 74.8% of investments

02-06-2026

Pacific Oak Strategic Opportunity REIT, Inc. disclosed via Form 8-K that its wholly-owned subsidiary, Pacific Oak SOR (BVI) Holdings, Ltd., filed IFRS consolidated and separate interim financial statements and an interim report with the Israel Securities Authority and Tel Aviv Stock Exchange for the three months ended March 31, 2026. The English translations of these unaudited reports were furnished as exhibits to the SEC on May 31, 2026. No specific financial figures or performance metrics were provided in the filing, so no positive or negative trends can be assessed.

• · The BVI subsidiary completed offerings of Series B and D bonds since February 2020 to Israeli investors, registered with the Israel Securities Authority and listed on the Tel Aviv Stock Exchange.
• · The interim financial statements and report are for the three months ended March 31, 2026, and are unaudited.
• · The filing is furnished under Regulation FD and is not deemed filed for SEC liability purposes.