US Activist Hedge Fund Institutional SEC 13D 13G — September 02, 2026

02-09-2026

Ronald N. Tutor, Executive Chairman of Tutor Perini Corp, filed a Schedule 13D/A disclosing a net disposition of 2,310,000 shares by his affiliated trusts since March 3, 2026. The sales are part of his estate and tax planning as he approaches retirement, and he expressed confidence in the company's future. As of August 31, 2026, Mr. Tutor beneficially owns 4,344,131 shares (8.2%), with additional holdings through trusts totaling 8.7% (including options), down from prior levels.

• · The 2,310,000 net share disposition was executed via a block trade of 1,500,000 shares by TMPT and 800,000 shares by DT, plus an open market sale of 10,000 shares by SPT, all on August 31, 2026.
• · Mr. Tutor's total beneficial ownership including options is approximately 8.7% (4,344,131 + 701,477 + 733,255 + 2,909,399 = 8,688,262 shares / 52,843,549 diluted shares).
• · Mr. Tutor intends to make further sales over the next 18 months as part of estate and tax planning approaching retirement.
• · The filing states Mr. Tutor has high confidence in the company's leadership, backlog, bidding opportunities, cash position, and outlook for revenue and earnings growth in 2026 and beyond.

02-09-2026

Nikolaus Senn, a board member of RedCloud Holdings plc, filed an amended Schedule 13D disclosing beneficial ownership of 10,286,524 ordinary shares (13.52% of the outstanding shares). This includes 2,500,000 shares purchased in a private placement on August 27, 2026 for $625,000, and 135,000 shares issuable upon exercise of options within 60 days. The filing also notes 423,532 warrants issued on May 16, 2026, but these are not currently exercisable due to beneficial ownership limitations.

• · The Reporting Person is a Swiss citizen and serves as a member of the Board of Directors.
• · The private placement was consummated on August 27, 2026, and the source of funding was the Reporting Person's personal funds.
• · The Reporting Person has no current plans for any of the actions listed in Item 4 (a) through (j) of Schedule 13D, but may change her purpose at any time.
• · The 423,532 warrants were issued in connection with shareholder approval for deferred warrants from a July 2025 private placement.
• · No other person has the right to receive dividends or proceeds from the sale of the securities covered by this filing.

02-09-2026

Meitav Investment House Ltd filed an amended Schedule 13G disclosing aggregate beneficial ownership of 2,295,892 ordinary shares (16.50%) of G Willi Food International Ltd as of August 31, 2026. The filing is a routine disclosure of a passive investment by Meitav and its subsidiaries, with the filer certifying the securities were not acquired to influence control.

• · 21,431 ordinary shares (0.15%) held by Meitav Mutual Funds Ltd.
• · 2,274,461 ordinary shares (16.36%) held by Meitav Provident Funds & Pension Ltd.
• · Filer certifies passive investment intent; no group exists with other entities for control purposes.

02-09-2026

Campalier, S.A. de C.V. and Luis German Campos Orozco filed Amendment No. 2 to their Schedule 13D, disclosing beneficial ownership of 20,278,497 ordinary shares (51.36%) of Betterware de Mexico. The filing notes that the percentage decreased from the prior filing due to share dilution from the Tupperware Acquisition, not from any sales by the Reporting Persons. In the past 60 days, Campalier made open-market purchases totaling 75,762 shares at weighted-average prices between $16.411 and $17.00.

• · On July 6, 2026, a trust holding 19,597,829 shares beneficially owned by Mr. Campos was dissolved, and all shares reverted to Campalier with no consideration paid.
• · The Tupperware Acquisition closed on June 2, 2026, resulting in the issuance of 2,241,133 new ordinary shares.
• · The decrease in ownership percentage is solely due to dilution from the Tupperware Acquisition, not from any sale by the Reporting Persons.

02-09-2026

Two Israeli education fund management companies, Kranot Hishtalmut Le Morim Ve Gananot Hevera Menahelet Ltd. and Kranot Hishtalmut Le Morim Tichoniim Hevera Menahelet Ltd., filed a Schedule 13G disclosing combined beneficial ownership of 811,583 ordinary shares of TAT Technologies Ltd., representing 6.25% of shares outstanding as of August 24, 2026. The filing is a passive investment disclosure under Rule 13d-1(c), with the filers disclaiming beneficial ownership and stating the shares are held for the benefit of education fund members. No negative or declining metrics are present; the filing reflects a routine ownership disclosure.

• · The filing is made under Rule 13d-1(c), indicating passive investment intent.
• · The reporting persons disclaim beneficial ownership of the securities.
• · The securities are held for the benefit of members of education funds managed by the reporting companies.
• · The management companies operate independently and make independent voting and investment decisions.
• · The filing includes a Joint Filing Agreement dated September 2, 2026.

02-09-2026

Siu Hiu Ki Jamie filed a Schedule 13G with the SEC on September 2, 2026, disclosing beneficial ownership of 2,274,185 Class B ordinary shares of Bluemount Holdings Ltd (BMHL), representing 16.2% of the class. The shares are deemed beneficially owned through Ms. Siu's 60% stake in Bluemount Group Limited and 15.54% stake in Echo International Holding Group Limited. Ms. Siu stated she has no intention to influence or control the issuer.

• · Ms. Siu acquired 60% of Bluemount Group Limited and 15.54% of Echo International Holding Group Limited, which hold the BMHL shares.
• · The filing is under Rule 13d-1(d) of the Securities Exchange Act of 1934.
• · Ms. Siu's address is in Singapore, while BMHL is based in Hong Kong.

02-09-2026

Brookstone Capital Management, LLC filed a Schedule 13G/A with the SEC on September 2, 2026, disclosing beneficial ownership of 999,577 shares of Innovator U.S. Equity Buffer ETF - August, representing a 20.62% stake in the issuer, Innovator ETFs Trust. The filing indicates the shares were acquired in the ordinary course of business and not for the purpose of changing or influencing control of the issuer.

• · The filing is an amendment (Schedule 13G/A) to a previous Schedule 13G.
• · Brookstone Capital Management is an investment adviser (IA) filing under Rule 13d-1(b).
• · The shares are held in accounts where the account holders have the right to receive dividends or proceeds from sales; Brookstone disclaims beneficial ownership of the securities.
• · The filing date is September 2, 2026, and the date of the event is also September 2, 2026.

02-09-2026

BlueArc Capital Management, LLC and related entities filed a Schedule 13G disclosing beneficial ownership of 4,933,746.14 Class S units (14.3%) of AMG Pantheon Infrastructure Fund, LLC as of December 31, 2025. The filing is a routine passive ownership disclosure under Rule 13d-1(c), with no change in control intent. No period-over-period comparisons are available as this is an initial filing.

• · The filing is made under Rule 13d-1(c), indicating passive investment intent with no control purpose.
• · The Issuer confirmed total outstanding Class S units of 34,500,587.30 as of December 31, 2025, on August 21, 2026.
• · Each Reporting Person expressly disclaims beneficial ownership except to the extent of pecuniary interest.
• · The filing date is September 2, 2026, with the ownership snapshot as of December 31, 2025.

02-09-2026

TruBridge, Inc. was acquired by Inventurus Knowledge Solutions, Inc. via a merger that closed on July 9, 2026. Former major shareholders Ocho Investments LLC and Andris Upitis received $26.25 per share in cash and now hold no shares in the company. The filing is an amendment to Schedule 13D reflecting the termination of their beneficial ownership.

• · Merger closed on July 9, 2026.
• · Merger Agreement was entered into on April 23, 2026.
• · Each share owned by the reporting persons was converted into the right to receive $26.25 per share in cash.
• · As of July 9, 2026, the reporting persons ceased to beneficially own more than 5% of the outstanding shares.
• · No transactions in the issuer's securities by the reporting persons during the past 60 days except as described in the merger.

02-09-2026

Great Point Partners LLC and its affiliates disclosed a 5.83% beneficial ownership stake in JATT III Acquisition Corp, holding 450,000 common shares as of August 26, 2026. The filing is a Schedule 13G indicating passive investment intent, not an acquisition or control-related action.

• · The filing is made under Rule 13d-1(c), indicating passive investment intent.
• · Great Point Partners LLC is the investment manager of Biomedical Value Fund, L.P. (record holder of 297,000 shares) and Biomedical Offshore Value Fund, Ltd. (record holder of 153,000 shares).
• · Dr. Jeffrey R. Jay and Ms. Lillian Nordahl each disclaim beneficial ownership of the shares held by the funds except to the extent of their pecuniary interest.
• · The reporting persons have entered into a Joint Filing Agreement dated September 2, 2026.

02-09-2026

NYDIG IHC LLC and related entities disclosed a 5.46% beneficial ownership stake in BITGO HOLDINGS, INC., representing 5,933,577 shares of Class A Common Stock as of August 27, 2026. The filing is a Schedule 13G, indicating passive investment intent, and the ownership is ultimately controlled by Ross Stevens through a chain of entities. No prior period comparison is available in this filing, so no period-over-period analysis is possible.

• · The filing is made under Rule 13d-1(c), confirming passive investment intent.
• · The ownership chain: NYDIG IHC LLC → New York Digital Investment Group LLC → Stone Ridge Holdings Group LP → Stone Ridge Holdings Group (GP) LLC → Ross Stevens.
• · Each reporting person disclaims beneficial ownership except for their pecuniary interest.
• · The address for all reporting persons is One Vanderbilt Avenue, Floor 65, New York, NY 10017.

02-09-2026

Thrivent Financial for Lutherans filed a Schedule 13G with the SEC on September 2, 2026, disclosing beneficial ownership of 260,000 Series H Mandatory Redeemable Preferred Shares of Calamos Global Dynamic Income Fund (CHW), representing 22.81% of that class. The filing indicates the shares were acquired and are held in the ordinary course of business, not for the purpose of changing or influencing control of the issuer.

• · The filing is made under Rule 13d-1(b), indicating the filer is a passive investor.
• · Thrivent Financial for Lutherans is a Wisconsin fraternal benefit society.
• · The filing date is September 2, 2026, with the event date of change also September 2, 2026.
• · Thrivent Financial for Lutherans has sole voting power and sole dispositive power over all 260,000 shares.

02-09-2026

L1 Capital Global Opportunities Master Fund, Ltd. filed a Schedule 13G with the SEC on September 2, 2026, disclosing beneficial ownership of 1,408,515 Class A Ordinary Shares (including 1,400,000 shares and 8,515 Pre-Funded Warrants) of Mint Inc Ltd, representing 9.99% of the outstanding shares. The filing also notes an additional 1,091,485 Pre-Funded Warrants that are subject to a 9.99% beneficial ownership limitation and are not included in the reported amount. The fund acquired these securities for investment purposes and not to change or influence control of the issuer.

• · The filing is made under Rule 13d-1(c), indicating the securities were acquired in the ordinary course of business and not with the purpose of changing or influencing control.
• · The beneficial ownership calculation is based on 14,090,742 Class A Ordinary Shares outstanding after the offering, per the Issuer's Prospectus and Form 6-K filed on August 28, 2026.
• · David Feldman and Joel Arber, as Directors of L1 Capital Global Opportunities Master Fund, Ltd., may be deemed to beneficially own the securities, but they disclaim beneficial ownership for all other purposes.

02-09-2026

GAMCO Investors, Inc. and related entities (the Gabelli group) filed a Schedule 13D/A disclosing aggregate beneficial ownership of 3,112,256 shares of Atlanta Braves Holdings, Inc. Series A Common Stock, representing 30.16% of the 10,318,187 shares outstanding. The filing details recent trading activity by GAMCO Asset Management Inc. and Gabelli Funds, LLC, which included both purchases and sales of shares between August 3 and September 1, 2026, at prices ranging from approximately $51.69 to $57.51 per share. The filing notes that GAMCO does not have authority to vote 104,700 of its reported shares, and that voting power for Gabelli Funds is subject to a 25% aggregate voting interest cap.

• · GAMCO Asset Management Inc. does not have authority to vote 104,700 of its reported shares.
• · Gabelli Funds' voting power is subject to a 25% aggregate voting interest cap, and its Proxy Voting Committee may exercise sole voting power under special circumstances.
• · Recent transactions (Aug 3 – Sep 1, 2026) included both purchases and sales by GAMCO Asset Management Inc. and Gabelli Funds, with prices ranging from $51.6850 to $57.5130 per share.
• · The filing is an amendment to Schedule 13D, filed to ensure compliance with reporting obligations under the Exchange Act due to regular communications with the issuer's management.
• · The reporting persons include a complex network of entities under the control of Mario J. Gabelli, including GGCP, GBL, AC, and various investment advisers and funds.

02-09-2026

22NW Fund, LP and related entities (22NW, LP; 22NW Fund GP, LLC; 22NW GP, Inc.; and Aron R. English) filed a Schedule 13G with the SEC on September 2, 2026, disclosing beneficial ownership of 1,304,878 shares of Turtle Beach Corp common stock, representing 7.29% of the outstanding shares. The filing is a passive investment disclosure under Rule 13d-1(c), indicating the shares were not acquired with the purpose of changing or influencing control of the issuer.

• · The filing is a Schedule 13G (passive investment), not a 13D (activist).
• · The beneficial ownership is attributed to 22NW Fund, LP directly, with the other entities and Mr. English deemed to beneficially own the same shares through control relationships.
• · The filing date is September 2, 2026, and the event triggering the filing occurred on August 27, 2026.
• · The issuer's common stock has a par value of $0.001 per share.

02-09-2026

Carvana Group, LLC and affiliates filed Amendment No. 13 to their Schedule 13D for Root, Inc., disclosing a restructuring of their warrant arrangements. On August 31, 2026, five Long-Term Warrants (exercise prices $180.00-$540.00, expiring September 1, 2027) were cancelled and exchanged for a new Common Stock Purchase Warrant covering 1,525,560 shares of Class A Common Stock across five tranches, with lower exercise prices ($72.44-$94.72) and a new expiration of August 31, 2028. The new warrant is not yet exercisable, as conditions tied to insurance sales milestones through the Integrated Platform have not been met. Carvana Group continues to hold 14,053,096 shares of Preferred Stock convertible into 780,727 Class A shares, representing 5.4% of Class A shares (4.8% of total common stock on a fully-diluted basis).

• · The five Long-Term Warrants had exercise prices ranging from $180.00 to $540.00 per share and expired September 1, 2027.
• · The New Warrant has exercise prices ranging from $72.44 to $94.72 per share and expires August 31, 2028, subject to certain extensions.
• · As of the filing date, none of the New Warrant tranches are exercisable; conditions to exercise include achievement of insurance sales milestones through the Integrated Platform.
• · The transaction was effected without any additional cash or other funds being utilized.
• · The Reporting Persons have not effected any transactions in the Common Stock or convertible securities during the past 60 days, except as described in the amendment.
• · The Commercial Agreement between Carvana Group and Root, Inc. remains in effect.

02-09-2026

Clint Hurt, a director of PrimeEnergy Resources Corp, filed an amended Schedule 13D reporting beneficial ownership of 81,737 shares (5.16% of outstanding common stock) as of August 25, 2026. Since the prior filing on April 14, 2026, Mr. Hurt sold a total of 22,000 shares in open market transactions at prices ranging from $201.08 to $230.92 per share, reducing his stake from a higher level. Mr. Hurt has no current plans for any extraordinary corporate transactions or changes to the board or management.

• · Mr. Hurt sold 10,000 shares on 04/24/2026 at $230.92 per share.
• · Mr. Hurt sold 2,000 shares on 05/01/2026 at $220.44 per share.
• · Mr. Hurt sold 1,993 shares on 08/24/2026 at $208.09 per share.
• · Mr. Hurt sold 3,007 shares on 08/25/2026 at $201.64 per share.
• · Mr. Hurt sold 5,000 shares on 08/25/2026 at $201.08 per share.
• · Mr. Hurt's holdings include 300 direct shares and 81,437 indirect shares held by Clint Hurt & Associates, Inc.

02-09-2026

Puple AI Inc. filed a Schedule 13G with the SEC on September 2, 2026, disclosing beneficial ownership of 1,750,000 common shares of ZeroStack Corp. (formerly Flora Growth Corp.), representing an 8.3% stake as of August 19, 2026. The filing indicates Puple AI acquired the shares in the ordinary course of business and not with the intent to change or influence control of the issuer.

• · The filing was made under Rule 13d-1(c), indicating the shares were acquired in the ordinary course of business and not to influence control.
• · Puple AI Inc. is based in Panama City, Republic of Panama.
• · ZeroStack Corp. is headquartered in Dallas, Texas, and changed its name from Flora Growth Corp. on October 3, 2019.
• · Puple AI Inc. has sole voting and dispositive power over all 1,750,000 shares.

02-09-2026

Corvus Capital Ltd. and its CEO Andrew Regan increased their beneficial ownership in CDT Equity Inc. to 43.7% of the outstanding common stock, following the exercise of pre-funded warrants on August 28, 2026. The warrants were issued as consideration for the company's acquisition of Sarborg Limited shares on July 30, 2026. Corvus now directly holds 5,692,933 shares, with an additional 773 shares held through Manoira Corporation, while Dr. Regan holds an additional 5,600 shares directly.

• · The pre-funded warrants included a 49.99% beneficial ownership limitation (Blocker) and a cashless exercise provision.
• · Issuer stockholder approval for the warrant exercise was obtained at a special meeting on August 28, 2026.
• · Corvus exercised all its pre-funded warrants on August 28, 2026, receiving 5,436,540 shares via cashless exercise.
• · The original Schedule 13D was filed on September 29, 2023, with multiple amendments since.

02-09-2026

White Lion Capital LLC filed a Schedule 13G with the SEC disclosing beneficial ownership of up to 9.99% of Glucotrack, Inc. common stock, though current holdings are limited to 77,492 shares (approximately 9.99% of 798,144 shares outstanding as of August 28, 2026). The filing details multiple ownership limitations (4.99% or 4.9%) under various agreements—including a Stock Purchase Agreement, Common Warrants, a Convertible Note, and SPA Warrants—which White Lion can increase to 9.99% upon notice. The filing is a routine disclosure of potential ownership and does not indicate an intent to control the company.

• · White Lion Capital LLC is a Nevada limited liability company based in Encino, California.
• · The filing is made under Rule 13d-1(c) (passive investor exemption).
• · White Lion certifies that the securities were not acquired for the purpose of changing or influencing control of the issuer.
• · The filing covers potential future ownership under multiple agreements: Stock Purchase Agreement (effective July 14, 2026), Amendment No. 1, Abeyance Shares, Common Warrants, Securities Purchase Agreement, Senior Convertible Promissory Note, and SPA Warrants.
• · White Lion may increase the Common Warrant and SPA Warrant Ownership Limitations to 9.99% upon 61 days' prior written notice, and the Note Ownership Limitation to 9.9% upon written notice.

02-09-2026

Ault & Company, Inc. and Milton C. Ault III filed Amendment No. 17 to their Schedule 13D, disclosing beneficial ownership of 283,316,065 Class A shares (66.1%) of Hyperscale Data, Inc. as of September 2, 2026. The filing details the conversion of preferred stock and warrants into common shares at a conversion price of $0.1966, and reports that no transactions in the shares occurred during the past 60 days.

• · No transactions in the shares occurred during the past 60 days.
• · Conversion price for preferred stock is the greater of $0.10 per share or 105% of the 10-day VWAP; calculations in this filing use $0.1966.
• · Stock options awarded to officers: 400,000 to Ault, 400,000 to Horne, 300,000 to Nisser, 200,000 to Cragun, with strike price $3.60, expiring July 30, 2035. 50% vested on May 6, 2026; remaining 50% vest monthly over 24 months from June 1, 2026.
• · Class B Shares carry 10 votes per share vs. 1 vote per Class A Share, affecting voting power percentages.

02-09-2026

Ghyslain Rivard, Paul Raymond, Pierre Turcotte, and related entities filed Amendment No. 3 to their Schedule 13D, reporting aggregate beneficial ownership of 9,632,964 subordinate voting shares (9.84%) of Alithya Group inc. as of September 2, 2026. During the 60 days prior, Paul Raymond made small open-market purchases (5,251 and 6,491 shares) through the employee share purchase plan, but also had 352,037 Performance Share Units cancelled and forfeited on August 12, 2026. Additionally, MixMedia sold 150,000 Multiple Voting Shares for estate planning purposes, equally split between Mr. Turcotte and Mr. Raymond.

• · The reporting group includes nine entities/individuals acting together under a voting agreement dated November 1, 2018.
• · Paul Raymond is President and CEO of Alithya Group inc.
• · All transactions were funded with cash on hand; no borrowed funds were used.
• · The Reporting Persons disclaim beneficial ownership except for their pecuniary interest.
• · No plans or proposals for extraordinary corporate transactions, board changes, or delisting were disclosed.

02-09-2026

RTW Investments, LP and its Managing Partner Roderick Wong, M.D. filed Amendment No. 13 to their Schedule 13D, disclosing beneficial ownership of 9.99% of Allurion Technologies, Inc. common stock (67,441 shares). On August 31, 2026, the RTW Funds assigned their RIFAs and Notes to an unaffiliated third party for nominal consideration, relinquishing all economic and ownership rights under those instruments. The filing also notes a prior SEC settlement in May 2023 where RTW Investments agreed to a $1.4 million penalty for violations related to conflicts of interest and beneficial ownership reporting.

• · The filing is Amendment No. 13 to the original Schedule 13D filed August 11, 2023.
• · RTW Investments was organized in Delaware; Dr. Wong is a U.S. citizen.
• · The assignment of RIFAs and Notes to an unaffiliated third party occurred on August 31, 2026, for nominal consideration.
• · The prior SEC settlement (File No. 3-21473, dated May 30, 2023) involved violations of Sections 206(2) and 206(4) of the Investment Advisers Act and Section 13(d) of the Exchange Act.

02-09-2026

TCW Group Inc. filed an amended Schedule 13D disclosing a 18.7% beneficial ownership stake in Accuray Inc. (ARAY) as of July 29, 2026, including 27,527,916 shares of common stock issuable upon exercise of warrants and July Penny Warrants. The filing details a $55.0 million securities purchase agreement for Series A Convertible Preferred Stock, consisting of $15.0 million in cash and conversion of $40.0 million in existing indebtedness, along with a covenant holiday through December 31, 2027 and other amendments to the financing agreement. However, the issuance has not yet closed, and if stockholder approval is not obtained, the cash investment converts to a secured obligation with a $15.0 million fee, highlighting significant execution risk.

• · The July Penny Warrants have an exercise price of $0.01 per share and expire on July 29, 2033.
• · The Series A Preferred Stock is initially convertible into common stock at a rate of 2,000 shares per $1,000 of stated value (conversion price of $0.50 per share).
• · TCW Asset Management Company LLC has the right to designate up to two directors to Accuray's board, and each of the Audit, Compensation, and Nominating and Corporate Governance Committees must include at least one Preferred Director.
• · If stockholder approval is not obtained, the Cash Investment becomes a secured obligation under the Financing Agreement and a $15.0 million fee is due.
• · The Third Amendment provides a covenant holiday through December 31, 2027 for Total Leverage Ratio and Fixed Charge Coverage Ratio financial covenants.
• · Certain previously issued warrants (Premium, Super Premium, December Premium) will be automatically cancelled upon closing of the Issuance.

02-09-2026

3i, LP and affiliated entities filed Amendment No. 6 to Schedule 13D on September 2, 2026, disclosing a 9.9% beneficial ownership stake in Valion Bio, Inc. (formerly Tivic Health Systems, Inc.) based on 1,285,626 shares outstanding as of August 24, 2026. On August 31, 2026, the issuer issued to 3i, LP Series B and Series C Preferred Stock and warrants for an aggregate purchase price of $7,737,000, with $1,500,000 paid to the issuer in cash and the remainder retained by 3i, LP for overdue true-up payments and legal fees. The filing also reflects a 1-for-25 reverse stock split effective August 31, 2026, and a subsequent purchase of 3,248 shares at $2.9155 per share on September 2, 2026.

• · The issuer effected a 1-for-25 reverse stock split at 12:01 a.m. Eastern Time on August 31, 2026.
• · All share and per share amounts in the filing give effect to the reverse stock split.
• · The beneficial ownership of 3i, LP includes shares subject to a 9.99% beneficial ownership limitation (Blocker) on warrants and convertible securities.
• · The filing amends a prior Schedule 13D originally filed on August 3, 2026, with five prior amendments.
• · The issuer's former name was Tivic Health Systems, Inc., changed on September 10, 2019.

02-09-2026

Jason Ronald Krantz, founder and Executive Chairman of Definitive Healthcare Corp. (DH), filed a Schedule 13D disclosing beneficial ownership of approximately 17.6% of the company's Class A Common Stock. The filing follows a preliminary non-binding proposal by Advent International (Advent Funds) to acquire all outstanding shares and LLC Units not already owned by Advent and Krantz for $1.02 per share in cash, with Krantz expected to roll over his equity into the surviving company. The transaction is subject to Special Committee approval and regulatory clearances, and there is no assurance a definitive agreement will be reached.

• · Krantz's ownership includes 450,000 shares held by DH Holdings (formerly Jason R. Krantz 2009 Trust), 707,364 shares held directly, 41,457 shares from RSU/PSU vesting, and 21,299,157 shares from vested LLC Units.
• · On August 1, 2026, 12,166 shares were withheld to satisfy tax obligations at $0.6823 per share.
• · The Proposal is preliminary and non-binding; no definitive agreement has been reached.
• · Krantz reserves the right to modify or withdraw his consideration of the roll over participation.
• · If the Advent transaction fails, Krantz may consider alternative transactions or sell shares.
• · Krantz disclaims beneficial ownership of Advent Funds' securities and group membership under Rule 13d-4.

02-09-2026

Pictet Asset Management SA disclosed a 5.00% beneficial ownership stake in Dynatrace, Inc. via a Schedule 13D filing, holding 14,464,343 shares acquired at an approximate total cost of $697,268,915.11. The filing indicates active engagement with Dynatrace's board and management to discuss long-term strategy, governance, and sustainability, though Pictet states it does not currently have plans to change control of the company.

• · Pictet Asset Management SA manages the shares on behalf of its institutional clients on a discretionary basis.
• · The acquisition was funded entirely from institutional client assets, with no financing or borrowing involved.
• · Pictet has sole voting power over 12,784,696 of the 14,464,343 shares held.
• · The filing includes extensive trade data from July to September 2026, with buy and sell transactions on the New York Stock Exchange at prices ranging from approximately $40.65 to $54.59 per share.
• · Pictet states it does not have any derivative positions, options, or other financial instruments related to Dynatrace securities.
• · The reporting person has not been convicted in any criminal proceeding or been party to any securities-related civil proceeding in the last five years.

02-09-2026

Telephone and Data Systems, Inc. (TDS) filed an amendment to its Schedule 13D disclosing that it has abandoned its previously announced proposal to acquire the remaining Array Digital Infrastructure, Inc. (Array) common shares it does not already own. TDS will retain its approximately 81.9% ownership stake in Array, representing about 95.9% of the combined voting power. The withdrawal marks a significant shift in TDS's strategy, though it may revisit an acquisition or other transactions in the future.

• · TDS withdrew its proposal to acquire the Array Common Shares it does not already own; the proposal would have exchanged each Array Common Share for 0.86 of a TDS Common Share.
• · TDS retains the ability to recommence acquisition efforts or pursue other transactions involving TDS and Array in the future.
• · The Voting Trust holds 7,214,588 TDS Series A Common Shares and 6,304,890 TDS Common Shares, representing approximately 56.8% of the combined voting power of TDS capital stock (excluding director elections).
• · Through the Voting Trust's control of TDS, the trustees share the power to direct the disposition of all 70,788,703 Array shares owned by TDS.

02-09-2026

The Voting Trust for Telephone and Data Systems (TDS) filed Amendment No. 13 to its Schedule 13D, disclosing beneficial ownership of 13,519,478 shares (11.7% of outstanding capital stock) and approximately 56.8% of aggregate voting power as of June 30, 2026. The filing also reveals that TDS has withdrawn its proposal to acquire the remaining Array Common Shares it does not own, retaining its approximately 82% ownership interest in Array. The Trustees intend to maintain voting control of TDS and Array, but may reconsider future transactions.

• · The Voting Trust holds 6,304,890 TDS Common Shares and 7,214,588 TDS Series A Common Shares (convertible on a share-for-share basis).
• · TDS has withdrawn its proposal to acquire the remaining Array Common Shares; the proposal had an exchange ratio of 0.86 TDS Common Share per Array Common Share.
• · The Voting Trust elects a majority of TDS directors (8 of 12) and directs a majority of combined voting power in matters other than director elections.
• · No transactions in TDS shares were effected by the Voting Trust or Trustees during the past 60 days.
• · Individual trustee beneficial ownership (outside Voting Trust): Walter C. D. Carlson 257,754 shares; Letitia G. Carlson 224,404 shares; Prudence E. Carlson 526,727 shares; Anthony J. M. Carlson 32,614 shares (all less than 1% of class).

02-09-2026

Saba Capital Management, L.P. and related parties filed an amended Schedule 13D/A disclosing a 13.67% beneficial ownership stake in BlackRock ESG Capital Allocation Term Trust (ECAT), representing 13,593,042 common shares. The filing notes that Saba Capital sold a total of 1,082,631 shares between August 13 and August 31, 2026, at prices ranging from $15.14 to $15.82, reducing their position from a prior higher level. The group states the shares are undervalued and may engage with management on board appointments, governance, and potential liquidation, but also acknowledges they may sell additional shares or change their strategy.

• · Saba Capital sold 1,082,631 shares between August 13 and August 31, 2026, reducing its stake from a higher level.
• · Sale prices ranged from $15.14 to $15.82 per share.
• · The filing is Amendment No. 39 to the Schedule 13D, indicating ongoing active engagement.
• · Saba Capital may seek to influence the issuer to engage in share buy-backs, tenders, liquidations, or change its investment manager.
• · The group may nominate individuals for election to the Board of Trustees.

02-09-2026

Greenhouse Funds LLLP and related entities filed an amended Schedule 13G with the SEC on September 2, 2026, disclosing aggregate beneficial ownership of 25,498,239 shares of NCR Voyix Corp common stock, representing 18.5% of the outstanding shares. The filing indicates a passive investment intent and includes holdings by Greenhouse Long Only Master Fund LP (9.2%) and Greenhouse Master Fund LP (5.1%), with Joseph Milano as the ultimate control person.

• · The filing is an amendment (No. 6) to Schedule 13G, dated as of August 26, 2026.
• · All reporting persons disclaim beneficial ownership except to the extent of their pecuniary interest.
• · The securities are held for passive investment purposes, not to change or influence control of the issuer.
• · Greenhouse Funds LLLP is the relevant entity for which Greenhouse GP LLC and Joseph Milano are control persons.

02-09-2026

Pictet Asset Management SA filed a Schedule 13D/A disclosing ownership of 5,249,555 shares of Elastic N.V., representing 4.99% of total shares outstanding, with sole voting power over 5,233,034 shares. The filing details active trading between July and September 2026, including a significant sell of 279,279 shares on August 28 at $99.21 and a large buy of 47,010 shares at $105.10 on the same day. Pictet states it is engaging with Elastic to promote long-term shareholder value but does not currently seek control of the company.

• · Pictet's ownership is 4.99% of Elastic N.V., just below the 5% threshold that would trigger additional disclosure requirements.
• · The filing includes 48 separate trades between July 7 and September 1, 2026, with prices ranging from $57.33 to $105.10.
• · Notable trades: a sell of 279,279 shares on August 28 at $99.21 and a buy of 47,010 shares at $105.10 on the same day.
• · Pictet states it does not have any derivative positions, options, or other financial instruments related to Elastic securities.
• · The filing indicates Pictet is actively engaging with Elastic's boards and management to discuss and promote initiatives aligned with its investment strategy.

02-09-2026

Thrivent Financial for Lutherans filed a Schedule 13G disclosing beneficial ownership of 240,000 Series I Mandatory Redeemable Preferred Shares of Calamos Dynamic Convertible & Income Fund (CCD), representing 21.43% of the class. The filing, made under Rule 13d-1(b), indicates the shares were acquired and are held in the ordinary course of business, not for changing or influencing control of the issuer. This passive stake highlights a significant institutional position in the preferred shares.

• · The filing is a Schedule 13G (passive investment) under Rule 13d-1(b), not a 13D (activist filing).
• · Thrivent Financial is a Wisconsin fraternal benefit society.
• · The filing date is September 2, 2026, with an event date of August 26, 2026.

02-09-2026

Pzena Investment Management LLC disclosed a 12.9% beneficial ownership stake in Globant S.A. as of August 31, 2026, holding 5,551,055 shares of common stock. The filing is an amended Schedule 13G, indicating the position is passive and not intended to influence control. The reported holdings include 4,163,853 shares with sole voting power and 1,387,202 shares with shared voting power.

• · The filing is an amendment (Schedule 13G/A) filed under Rule 13d-1(b), confirming the passive investment nature.
• · Pzena holds 0 shares with sole dispositive power, and 5,551,055 shares with shared dispositive power.
• · No single client of Pzena has an interest in more than 5% of the class of securities.