US Activist Hedge Fund Institutional SEC 13D 13G — October 30, 2026

30-10-2026

Lingotto Investment Management LLP and affiliated entities (Giovanni Agnelli B.V., Exor N.V., Lingotto Investment Management (UK) Limited) filed Amendment No. 3 to a Schedule 13G reporting beneficial ownership of 31,244,900 NOVAGOLD common shares, representing 7.12% of the class, as of September 30, 2026. The filing is a passive-ownership disclosure under Rule 13d-1(c) with no change in share count reported across the four reporting persons and no acquisition or disposition activity indicated. The percentage is based on 438,815,994 common shares outstanding as of October 2, 2026 per the issuer's Form 10-Q filed October 8, 2026.

• · Amendment No. 3 amends a Schedule 13G originally filed by Exor N.V. on March 25, 2024, and subsequently amended November 13, 2024 and August 11, 2025
• · Amendment No. 2 was inadvertently submitted under form type Schedule 13G rather than Schedule 13G/A
• · Filing is made under Rule 13d-1(c) and certifies securities were not acquired for the purpose of changing or influencing control of the issuer
• · Lingotto Investment Management LLP was formerly named Exor Capital LLP (changed April 8, 2021) and Exor Investments (UK) LLP (changed February 26, 2018)
• · CUSIP for the Common Shares is 66987E206
• · Reporting persons' addresses: Giovanni Agnelli B.V. and Exor N.V. at Hildegard von Bingenstraat 38, 1081 LH Amsterdam, Netherlands; Lingotto entities at 7 Seymour Street, London W1H 7JW, UK

30-10-2026

Vanguard Capital Management LLC filed a Schedule 13G/A disclosing beneficial ownership of 2,255,384 shares of Ashland Inc. common stock, representing 4.92% of the class as of September 30, 2026. The filing reports sole dispositive power over all 2,255,384 shares and sole voting power over 355,092 shares, with no shared voting or dispositive power. The position sits just below the 5% threshold, and Vanguard certified the securities were acquired in the ordinary course of business and not for the purpose of influencing control.

• · Filing is a Schedule 13G/A under Rule 13d-1(b), indicating a qualified institutional investor status
• · Vanguard reports 0 shared voting power and 0 shared dispositive power
• · Ownership stake of 4.92% remains below the 5% reporting threshold that would trigger additional disclosure obligations
• · No single other person's interest in the reported securities exceeds 5%
• · Ashland Inc. is classified under SIC 5160 (Wholesale-Chemicals & Allied Products) and incorporated in Delaware
• · Vanguard's business address is 100 Vanguard Blvd, Malvern, PA 19355; Ashland's is 8145 Blazer Drive, Wilmington, DE 19808

30-10-2026

Vanguard Capital Management LLC filed a Schedule 13G disclosing beneficial ownership of 8,443,619 shares of Blackstone Mortgage Trust, Inc. (BXMT) common stock as of September 30, 2026, representing 5.0% of the class. Vanguard holds sole dispositive power over all 8,443,619 shares but sole voting power over only 1,236,678 shares (0.7%), with no shared voting or dispositive power reported. The filing is a routine passive-investor disclosure under Rule 13d-1(b), certifying the securities were acquired in the ordinary course of business and not for the purpose of influencing control.

• · Reporting person is classified as an Investment Adviser (IA) under Rule 13d-1(b)
• · Vanguard's voting power (1,236,678 shares) is far smaller than its dispositive power (8,443,619 shares), indicating most holdings are managed for clients/funds without voting authority
• · Filing states no other person's interest in the reported securities exceeds 5%
• · BXMT is a Maryland-incorporated REIT (SIC 6798) headquartered at 345 Park Avenue, New York, NY
• · Former company name was Capital Trust Inc, changed May 12, 1998
• · Filing signed October 30, 2026 by My Trieu-Gatt

30-10-2026

Vanguard Capital Management LLC filed a Schedule 13G/A disclosing beneficial ownership of 34,064,141 shares of Blue Owl Capital Inc. common stock, representing 4.98% of the class as of September 30, 2026. Vanguard holds sole dispositive power over all 34,064,141 shares but sole voting power over only 5,119,339 shares, with 0 shared voting or dispositive power. The 4.98% stake sits just below the 5% threshold, and the filing is a routine passive-investor disclosure certifying the securities were acquired in the ordinary course of business and not for the purpose of influencing control.

• · Filing is a Schedule 13G/A under Rule 13d-1(b), indicating passive institutional investor status
• · Reporting person is Vanguard Capital Management LLC of 100 Vanguard Blvd, Malvern, PA 19355
• · Blue Owl Capital is classified under SIC 6282 (Investment Advice) and incorporated in New Jersey
• · Blue Owl Capital was formerly named Altimar Acquisition Corp., with name change effective September 9, 2020
• · Ownership position measured as of September 30, 2026; filing signed October 30, 2026
• · Vanguard funds and managed accounts have the right to receive dividends/proceeds from sale of the reported securities
• · No other person's interest in the reported securities exceeds 5%
• · Filing excludes securities held by other Vanguard subsidiaries disaggregated per SEC Release No. 34-39538

30-10-2026

Vanguard Capital Management LLC filed a Schedule 13G/A disclosing beneficial ownership of 8,704,949 shares of Brandywine Realty Trust common stock, representing 4.98% of the class as of September 30, 2026. The filing reports sole dispositive power over all 8,704,949 shares but sole voting power over only 1,326,757 shares, with no shared voting or dispositive power. The position sits just below the 5% threshold, and Vanguard certified the securities were acquired in the ordinary course of business without intent to influence control.

• · Vanguard holds sole voting power over only 1,326,757 shares (~15% of its total position), while holding dispositive power over all 8,704,949 shares
• · Ownership of 4.98% is just below the 5% reporting threshold, indicating a passive institutional stake
• · Filing covers Vanguard funds and managed accounts across multiple Vanguard affiliates and business divisions
• · Brandywine Realty Trust is a Maryland-incorporated REIT headquartered at 555 East Lancaster Avenue, Suite 100, Radnor, PA 19087
• · No single other person's interest in the reported securities exceeds 5%

30-10-2026

Vanguard Capital Management LLC filed an amended Schedule 13G/A disclosing beneficial ownership of 2,038,873 shares of Everforth Inc (formerly ASGN Inc) common stock, representing 4.97% of the class as of September 30, 2026. The filing reports sole dispositive power over all 2,038,873 shares but sole voting power over only 306,662 shares, with the position held in the ordinary course of business and not for the purpose of influencing control. The 4.97% stake sits just below the 5% threshold, reflecting a passive institutional holding rather than an activist position.

• · Issuer Everforth Inc was formerly named ASGN Inc (name change 2018-03-29) and before that On Assignment Inc (name change 1993-03-28)
• · Filing is made under Rule 13d-1(b) as an institutional investor (IA category)
• · Vanguard reports sole voting power over 306,662 shares versus sole dispositive power over 2,038,873 shares — a large gap between voting and dispositive authority
• · No single other person's interest in the reported securities exceeds 5%
• · Vanguard certifies the securities were acquired in the ordinary course of business and not for the purpose of changing or influencing control of the issuer
• · Issuer business address: 4400 Cox Road, Suite 110, Glen Allen, VA 23060; SIC code 7363 (Services-Help Supply Services)
• · Vanguard Capital Management address: 100 Vanguard Blvd, Malvern, PA 19355; LEI 529900ZEWTRLEJ6XE960

30-10-2026

Vanguard Capital Management LLC filed a Schedule 13G/A disclosing beneficial ownership of 896,052 shares of Employers Holdings, Inc. common stock, representing 4.98% of the class as of September 30, 2026. Vanguard holds sole dispositive power over all 896,052 shares but sole voting power over only 135,460 shares, with the remainder voted independently by underlying funds and managed accounts. The filing is a routine passive-investor disclosure certifying the securities were acquired in the ordinary course of business and not for the purpose of influencing control of the issuer.

• · Vanguard's voting power (135,460 shares) is far smaller than its dispositive power (896,052 shares), reflecting pass-through voting by underlying Vanguard funds and managed accounts
• · Filing is made under Rule 13d-1(b) as an institutional investor (IA) and certifies no intent to change or influence control of the issuer
• · No single other person's interest in the reported securities exceeds 5%
• · Employers Holdings is classified under SIC 6331 (Fire, Marine & Casualty Insurance) and incorporated in Nevada
• · Issuer business address listed as 10375 Professional Circle, Reno, NV 89521; Vanguard address is 100 Vanguard Blvd, Malvern, PA 19355

30-10-2026

Vanguard Capital Management LLC filed a Schedule 13G/A disclosing beneficial ownership of 6,427,109 shares of Ellington Financial Inc. common stock, representing 4.98% of the class as of September 30, 2026. Vanguard holds sole dispositive power over all 6,427,109 shares but sole voting power over 0 shares, and the filing certifies the securities were acquired in the ordinary course of business without intent to influence control. The 4.98% stake sits just below the 5% threshold, and no other person's interest exceeds 5%.

• · Filing is a Schedule 13G/A under Rule 13d-1(b), indicating a qualified institutional investor status
• · Reporting person is an IA (investment adviser) per the filing classification
• · Vanguard holds sole dispositive power over 6,427,109 shares but sole voting power over 0 shares
• · Ownership as of September 30, 2026; filing dated October 30, 2026
• · Issuer address listed as 53 Forest Avenue, Old Greenwich, CT 06870
• · Filing excludes securities held by other Vanguard subsidiaries disaggregated per SEC Release No. 34-39538
• · Certification states securities were not acquired for the purpose of changing or influencing control of the issuer

30-10-2026

Vanguard Capital Management LLC filed an amended Schedule 13G/A disclosing beneficial ownership of 2,197,622 shares of Mama's Creations, Inc. common stock, representing 4.66% of the class as of September 30, 2026. The filing reports sole dispositive power over all 2,197,622 shares but sole voting power over only 274,745 shares, with the remainder carrying no voting authority. Vanguard certified the securities were acquired in the ordinary course of business and not for the purpose of influencing control of the issuer.

• · Voting power (274,745 shares) is only about 12.5% of total shares beneficially owned, indicating most holdings carry no voting authority
• · Filing is made under Rule 13d-1(b) as an institutional investor (IA)
• · Issuer formerly known as MamaMancini's Holdings, Inc. (name changed 2013-04-01) and Mascot Properties, Inc. (2011-05-10)
• · Issuer incorporated in Nevada with fiscal year ending January 31; business address 25 Branca Road, East Rutherford, NJ 07073
• · Vanguard's stake of 4.66% remains below the 5% threshold requiring full 13D disclosure
• · No single other person's interest in the reported securities exceeds 5%
• · Filing signed October 30, 2026

30-10-2026

Vanguard Capital Management LLC filed a Schedule 13G disclosing beneficial ownership of 10,907,552 shares of indie Semiconductor, Inc. common stock as of September 30, 2026, representing 5.0% of the class. Vanguard holds sole dispositive power over all 10,907,552 shares but sole voting power over only 1,662,182 shares (0.8%), with the remainder voting power retained elsewhere. The filing is a routine passive-investor disclosure (Rule 13d-1(b)) certifying the securities were acquired in the ordinary course of business and not for the purpose of influencing control.

• · Vanguard holds sole dispositive power over all 10,907,552 shares but sole voting power over only 1,662,182 shares — a gap of 9,245,370 shares where voting power is disaggregated
• · Filing made under Rule 13d-1(b) as a passive institutional investor (IA category)
• · No single other person's interest in the reported securities exceeds 5%
• · indie Semiconductor is classified under SIC 3674 (Semiconductors & Related Devices) and incorporated in Delaware
• · Issuer formerly known as Thunder Bridge II Surviving Pubco, Inc. (name changed January 22, 2021)
• · Ownership position measured as of September 30, 2026

30-10-2026

Vanguard Capital Management LLC filed a Schedule 13G/A disclosing beneficial ownership of 1,182,838 shares of Liberty Media Corp Common Stock, representing 4.93% of the class as of September 30, 2026. The filing reports sole dispositive power over all 1,182,838 shares but zero sole voting power, with 199,766 shares in a shared-voting category, and reflects a passive investment stance (Rule 13d-1(b), IA status) with no intent to influence control. The position sits just below the 5% threshold, and no single holder's interest exceeds 5%.

• · Reporting person qualifies under Rule 13d-1(b) with IA (investment adviser) status
• · Filing is an amendment (13G/A) with event date of September 30, 2026
• · Vanguard holds sole dispositive power over all 1,182,838 shares but no sole voting power
• · Liberty Media is incorporated in Nevada, SIC 4833 (Television Broadcasting Stations), CIK 0001560385
• · Vanguard's address: 100 Vanguard Blvd, Malvern, PA 19355; Liberty Media at 12300 Liberty Blvd, Englewood, CO 80112
• · Certification states securities acquired in ordinary course of business, not for purpose of changing or influencing control
• · No other person's interest in the reported securities exceeds 5%

30-10-2026

Vanguard Capital Management LLC filed a Schedule 13G/A disclosing beneficial ownership of 51,465,045 shares of James Hardie Industries plc common stock, representing 8.84% of the class as of September 30, 2026. Vanguard holds sole dispositive power over all 51,465,045 shares but sole voting power over only 17,040,599 shares, with the remainder carrying no voting authority. The filing is a routine passive-investor ownership update (Rule 13d-1(b), IA status) and includes depository-receipt holdings; no single other person's interest exceeds 5%.

• · Filing is an amendment (13G/A) under Rule 13d-1(b) with status code IA (investment adviser)
• · Vanguard reports 0 shared voting power and 0 shared dispositive power
• · Vanguard disclaims control intent: securities held in ordinary course, not for changing or influencing control of the issuer
• · CUSIP referenced is G4253H101, assigned to the Issuer's Ordinary Shares
• · Issuer address: Harcourt Street, Europe House, Harcourt Centre, 2nd Floor, Dublin 2, D02 WR20
• · Vanguard address: 100 Vanguard Blvd, Malvern, PA 19355
• · Reporting person CIK 0002100119; Issuer CIK 0001159152; SEC file number 005-80607
• · Event date (as of) September 30, 2026; filing date October 30, 2026

30-10-2026

Vanguard Capital Management LLC filed a Schedule 13G disclosing beneficial ownership of 7,727,075 shares of Lightwave Logic, Inc. common stock, representing 5.01% of the class as of September 30, 2026. The filing reports sole dispositive power over all 7,727,075 shares but sole voting power over only 1,151,562 shares, with the remainder held without voting authority. The stake was acquired in the ordinary course of business and not for the purpose of influencing control of the issuer.

• · Vanguard holds sole voting power over only 1,151,562 of the 7,727,075 shares, roughly 14.9% of its total position, with no voting authority over the remaining shares
• · No shared voting or dispositive power is reported (0 shares in both categories)
• · The 13G was filed under Rule 13d-1(b) as an institutional investor (IA)
• · No single other person's interest in the reported securities exceeds 5%
• · Lightwave Logic is incorporated in Nevada and classified under SIC 3080 (Miscellaneous Plastic Products)
• · Issuer business address listed as 41 Germay Drive, Suite A, Wilmington, DE 19804; Vanguard at 100 Vanguard Blvd, Malvern, PA 19355
• · Filing signed October 30, 2026 by My Trieu-Gatt

30-10-2026

Vanguard Capital Management LLC filed a Schedule 13G disclosing beneficial ownership of 18,561,508 shares of Starwood Property Trust, Inc. common stock, representing 5.01% of the class as of September 30, 2026. Vanguard holds sole dispositive power over all 18,561,508 shares but sole voting power over 0 shares, and the filing is a passive, ordinary-course holding (Rule 13d-1(b)) with no intent to influence control. The stake crosses just above the 5% threshold, making it a marginal new major-shareholder disclosure rather than a meaningful change in ownership position.

• · Filing is a passive Schedule 13G under Rule 13d-1(b), certifying securities were acquired in the ordinary course and not for the purpose of changing or influencing control
• · Vanguard holds sole dispositive power over 18,561,508 shares but sole voting power over 0 shares
• · Aggregate voting/dispositive breakdown field reports 2,764,203 shares
• · Starwood Property Trust is classified as a Real Estate Investment Trust (SIC 6798)
• · Issuer business address listed as 591 West Putnam Avenue, Greenwich, CT 06830 (filer header lists 2340 Collins Avenue, Suite 700, Miami Beach, FL 33139)
• · No other person's interest in the reported securities exceeds 5%
• · Vanguard reporting unit includes Vanguard funds/sleeves and managed accounts across several affiliates (Vanguard Asset Management Limited, Vanguard Fiduciary Trust Company, Vanguard Global Advisers LLC, Vanguard Investments Australia Ltd)

30-10-2026

Vanguard Capital Management LLC filed a Schedule 13G/A disclosing beneficial ownership of 1,785,162 shares of Peoples Bancorp Inc. common stock, representing 4.96% of the class as of September 30, 2026. The filing reports sole dispositive power over all 1,785,162 shares and no sole voting power (0 shares), with the position held in the ordinary course of business and not for the purpose of influencing control. The 4.96% stake sits just below the 5% threshold, and the amendment reflects a passive institutional holding rather than an activist position.

• · Reporting person is classified as an Investment Adviser (IA) under Rule 13d-1(b)
• · Sole dispositive power covers all 1,785,162 shares; sole voting power is 0 shares
• · Aggregate amount beneficially owned is 1,785,162 shares, with 0 shares in each other reporting-person category
• · Filing includes securities held by Vanguard funds/sleeves and managed accounts across listed affiliates, per SEC Release No. 34-39538
• · No other person's interest in the reported securities exceeds 5%
• · Issuer address: 138 Putnam Street, PO Box 738, Marietta, OH 45750; Vanguard address: 100 Vanguard Blvd, Malvern, PA 19355
• · Event date (as of) September 30, 2026; filing signed October 30, 2026
• · Certification states securities were acquired and held in the ordinary course of business, not to change or influence control of the issuer

30-10-2026

Vanguard Capital Management LLC filed a Schedule 13G/A disclosing beneficial ownership of 3,616,261 shares of Perella Weinberg Partners common stock, representing 4.67% of the class as of September 30, 2026. The filing reports sole dispositive power over all 3,616,261 shares but sole voting power over only 557,547 shares, with the remainder held without voting authority. The position sits just below the 5% threshold, and Vanguard certified the securities were acquired in the ordinary course of business and not for the purpose of influencing control.

• · Vanguard holds sole voting power over only 557,547 shares (approximately 15.4% of its total position), with no voting authority over the remaining ~3.06 million shares
• · Filing is an amendment (13G/A) under Rule 13d-1(b), indicating Vanguard is a qualified institutional investor
• · Vanguard's stake of 4.67% remains below the 5% reporting threshold that triggers additional disclosure obligations
• · Perella Weinberg Partners was formerly named FinTech Acquisition Corp. IV, with the name change dated May 24, 2019
• · Vanguard's business address is 100 Vanguard Blvd, Malvern, PA 19355; PWP is headquartered at 767 Fifth Avenue, New York, NY 10153
• · Filing signed October 30, 2026, with ownership data as of September 30, 2026

30-10-2026

Vanguard Capital Management LLC filed a Schedule 13G reporting beneficial ownership of 14,625,165 shares of Sotera Health Co common stock, representing 5.12% of the class as of September 30, 2026. Vanguard holds sole dispositive power over all 14,625,165 shares but sole voting power over only 2,235,378 shares, with zero shared voting or dispositive power. The filing was made under Rule 13d-1(b) as a passive institutional investor and certifies the securities were acquired in the ordinary course of business without intent to influence control.

• · Voting power (2,235,378 shares) is only about 15.3% of total shares beneficially owned, indicating most holdings are held without voting authority
• · Filing made under Rule 13d-1(b) as a passive institutional investor
• · Vanguard's stake reflects securities held by Vanguard funds and managed accounts across multiple affiliates including Vanguard Asset Management Limited, Vanguard Fiduciary Trust Company, Vanguard Global Advisers LLC, and Vanguard Investments Australia Ltd
• · No other person's interest in the reported securities exceeds 5%
• · Sotera Health Co is incorporated in Delaware, SIC code 8090 (Services-Misc Health & Allied Services), headquartered in Broadview Heights, OH
• · Vanguard Capital Management is incorporated in Pennsylvania, CIK 0002100119, LEI 529900ZEWTRLEJ6XE960

30-10-2026

Vanguard Capital Management LLC filed a Schedule 13G disclosing beneficial ownership of 5,295,879 shares of nCino, Inc. common stock (CUSIP 63947X101) as of September 30, 2026, representing a passive investment position. Vanguard holds sole dispositive power over all 5,295,879 shares but sole voting power over only 847,577 shares (16.0% of its position), with 0 shares in the shared voting/dispositive categories. The filing is a routine passive-holder disclosure under Rule 13d-1(b) with no stated intent to influence control of the company.

• · Position reported as of September 30, 2026; filing dated October 30, 2026
• · Filing made under Rule 13d-1(b) as a passive institutional investor (IA status)
• · Vanguard holds sole voting power over 847,577 shares and sole dispositive power over 5,295,879 shares
• · No single other person's interest in the reported securities exceeds 5%
• · nCino, Inc. is incorporated in Delaware, SIC code 7372 (Services-Prepackaged Software), headquartered at 6770 Parker Farm Drive, Wilmington, NC 28405
• · nCino was formerly named Penny HoldCo, Inc. (name change January 4, 2022)
• · Vanguard Capital Management is organized in Pennsylvania with LEI 529900ZEWTRLEJ6XE960
• · Filing certifies securities were acquired in the ordinary course of business and not for the purpose of changing or influencing control

30-10-2026

Vanguard Capital Management LLC filed a Schedule 13G/A disclosing beneficial ownership of 2,163,199 shares of Octave Specialty Group Inc (formerly Ambac Financial Group), representing 4.8% of the class as of September 30, 2026. The filing reports sole dispositive power over all 2,163,199 shares and sole voting power over 286,606 shares, with 0 shares in shared voting or dispositive categories. The stake sits just below the 5% threshold, and Vanguard certified the securities were acquired in the ordinary course of business and not for the purpose of influencing control.

• · Reporting person is an Investment Adviser (IA) filing under Rule 13d-1(b)
• · Issuer formerly known as Ambac Financial Group Inc (name change 1998-01-21) and Ambac Inc /DE/ (name change 1993-03-28)
• · Issuer SIC classification: Surety Insurance [6351], incorporated in Delaware
• · Issuer business address: One World Trade Center, 41st Floor, New York, NY 10007
• · Vanguard Capital Management address: 100 Vanguard Blvd, Malvern, PA 19355; state of organization PA
• · Legal Entity Identifier: 529900ZEWTRLEJ6XE960
• · SEC file number 005-41911; film number 261506265; accession 0002100119-26-001635
• · Filing notes no other person's interest in the reported securities exceeds 5%
• · Vanguard funds and managed accounts have the right to receive or direct receipt of dividends and sale proceeds
• · Filing signed October 30, 2026

30-10-2026

Vanguard Capital Management LLC filed a Schedule 13G disclosing beneficial ownership of 1,621,800 shares of V2X, Inc. common stock, representing 5.17% of the class as of September 30, 2026. Vanguard holds sole dispositive power over all 1,621,800 shares but sole voting power over only 236,271 shares, with the remainder carrying no voting authority. The filing was made under Rule 13d-1(b) as a passive institutional investor and certifies the securities were acquired in the ordinary course of business, not for the purpose of changing or influencing control of the issuer.

• · Vanguard holds sole voting power over only 236,271 shares (about 14.6% of its total position), with no voting authority over the remaining ~1,385,529 shares
• · Reporting person is classified as an IA (investment adviser) under Rule 13d-1(b)
• · Filing reflects securities held by Vanguard funds and managed accounts across multiple Vanguard affiliates and business divisions
• · No single other person's interest in the reported securities exceeds 5%
• · Issuer V2X, Inc. is incorporated in Indiana with fiscal year ending 12/31, formerly named Vectrus, Inc. (name change 2014) and Exelis MSCO Inc. (2014)
• · V2X principal business address is 655 Space Center Drive, Colorado Springs, CO 80915; Vanguard is headquartered at 100 Vanguard Blvd, Malvern, PA 19355
• · Filing signed October 30, 2026 by My Trieu-Gatt

30-10-2026

Quint Digital Ltd filed a Schedule 13D disclosing beneficial ownership of 3,244,800 shares of Lee Enterprises common stock, representing approximately 14.38% of outstanding shares, accumulated for roughly $16.75 million between 2024 and 2026. The Indian digital media company describes the stake as a long-term strategic investment and may seek board representation cooperatively, but explicitly states it does not intend to seek control or launch a contested proxy fight. On October 29, 2026, Quint adopted a Rule 10b5-1 trading plan permitting additional purchases, subject to standstill provisions under its Stock Purchase Agreement with Lee (dated December 30, 2025, amended July 24, 2026).

• · Ownership percentage is based on Lee Enterprises' Form 8-K filed October 16, 2026
• · Quint Digital is an Indian public company listed on the Bombay Stock Exchange, focused on digital media, publishing technology, audience analytics, and experiential media
• · Stock Purchase Agreement dated December 30, 2025, amended July 24, 2026, governs the investment and includes standstill provisions
• · Quint states it has no present plan or proposal that would result in actions described in Items 4(a) through 4(j) of Schedule 13D
• · No reporting person has been convicted of a criminal proceeding or party to a disqualifying civil proceeding in the past five years
• · No transactions in Lee securities were reported in the past 60 days

30-10-2026

Vanguard Portfolio Management LLC filed a Schedule 13G disclosing beneficial ownership of 3,158,215 shares of Concentrix Corp common stock, representing 5.18% of the class as of September 30, 2026. The filing reports sole dispositive power over all 3,158,215 shares but sole voting power over only 21,440 shares, with the remainder held without voting authority. The shares were acquired in the ordinary course of business and not for the purpose of influencing control of the issuer.

• · Vanguard Portfolio Management holds sole dispositive power over 3,158,215 shares but sole voting power over only 21,440 shares — a gap of 3,136,775 shares with no voting authority
• · The 13G was filed under Rule 13d-1(b) as an institutional investor (IA)
• · Filing reflects securities held by Vanguard funds and managed accounts, including affiliates Vanguard Fiduciary Trust Company and Vanguard Global Advisers, LLC
• · No single other person's interest in the reported securities exceeds 5%
• · Issuer address listed as 44111 Nobel Drive, Fremont, CA 94538; CUSIP 20602D101
• · Reporting person address: 100 Vanguard Blvd, Malvern, PA 19355

30-10-2026

Vanguard Portfolio Management LLC filed a Schedule 13G/A disclosing beneficial ownership of 1,463,677 shares of Rocket Pharmaceuticals common stock as of September 30, 2026, representing 1.33% of the class. The filing also reports sole voting power over 37,351 shares, with the remainder held in a dispositive-only capacity through Vanguard funds and affiliates. The position is passive and held in the ordinary course of business, with no intent to influence control of the issuer.

• · Filing is a Schedule 13G/A under Rule 13d-1(b), indicating passive institutional ownership
• · Reporting entity is Vanguard Portfolio Management LLC of Malvern, PA (CIK 0002100121)
• · Issuer address listed as 430 East 29th Street, Suite 1040, New York, NY 10016; CUSIP 77313F106
• · Ownership measured as of September 30, 2026; filing signed October 30, 2026
• · Vanguard reports 0 shared voting power and 0 shared dispositive power
• · Disclosure excludes securities held by other Vanguard subsidiaries disaggregated under SEC Release No. 34-39538
• · No other person's interest in the reported securities exceeds 5%
• · Rocket Pharmaceuticals formerly known as Inotek Pharmaceuticals Corp (name changed February 26, 2004)

30-10-2026

Vanguard Portfolio Management LLC filed an amended Schedule 13G/A disclosing beneficial ownership of 3,038,957 shares of Mercury Systems Inc common stock, representing 4.99% of the class as of September 30, 2026. The filing reports sole dispositive power over all 3,038,957 shares but no voting power (0 shares), and includes holdings of affiliates Vanguard Fiduciary Trust Company and Vanguard Global Advisers, LLC. The 4.99% stake sits just below the 5% threshold, and Vanguard certified the securities were acquired in the ordinary course of business and not for the purpose of changing or influencing control of the issuer.

• · Filing is a Schedule 13G/A under Rule 13d-1(b), indicating a qualified institutional investor exemption
• · Reporting person is an IA (investment adviser) per the filing classification
• · No single other person's interest in the reported securities exceeds 5%
• · Vanguard certified the securities were not acquired or held with the purpose or effect of changing or influencing control of Mercury Systems
• · Issuer address: 50 Minuteman Road, Andover, MA 01810; reporting person address: 100 Vanguard Blvd, Malvern, PA 19355
• · Filing signed October 30, 2026

30-10-2026

Vanguard Portfolio Management LLC filed a Schedule 13G/A disclosing beneficial ownership of 109,839,713 shares of PG&E Corp common stock, representing 4.98% of the class as of September 30, 2026. The filing reports sole dispositive power over all 109,839,713 shares but sole voting power over only 264,227 shares, with no shared voting or dispositive power reported. The position sits just below the 5% threshold, and Vanguard certified the securities were acquired in the ordinary course of business and not for the purpose of influencing control.

• · Filing is an amendment (13G/A) under Rule 13d-1(b), indicating Vanguard is a qualified institutional investor
• · Ownership stake of 4.98% is just below the 5% reporting threshold
• · Voting power (264,227 shares) is a small fraction of total dispositive power (109,839,713 shares), reflecting limited voting authority over managed fund holdings
• · Filing includes securities held by Vanguard funds and managed accounts, plus affiliates Vanguard Fiduciary Trust Company and Vanguard Global Advisers, LLC
• · No single other person's interest in the reported securities exceeds 5%
• · Event date of change: September 30, 2026; filing signed October 30, 2026

30-10-2026

Vanguard Portfolio Management LLC filed a Schedule 13G/A disclosing beneficial ownership of 3,304,239 shares of Martin Marietta Materials Inc common stock, representing 4.65% of the class as of September 30, 2026. The filing reports sole dispositive power over all 3,304,239 shares but no voting power (0 shares), and includes holdings of affiliates Vanguard Fiduciary Trust Company and Vanguard Global Advisers, LLC. The stake remains below the 5% threshold, and Vanguard certified the securities were acquired in the ordinary course of business and not for the purpose of influencing control.

• · Filing is a Schedule 13G/A under Rule 13d-1(b), indicating a qualified institutional investor exemption
• · Ownership percentage of 4.65% is below the 5% reporting threshold requiring active control disclosure
• · Vanguard reports sole dispositive power over 3,304,239 shares but zero sole voting power
• · Filing date October 30, 2026; ownership measured as of September 30, 2026
• · Issuer Martin Marietta Materials Inc is incorporated in North Carolina, SIC code 1400 (Mining, Quarrying of Nonmetallic Minerals)
• · No single other person's interest in the reported securities exceeds 5%

30-10-2026

Vanguard Portfolio Management LLC filed a Schedule 13G/A disclosing beneficial ownership of 25,891,241 shares of Tractor Supply Co common stock, representing 4.96% of the class as of September 30, 2026. The filing reports sole dispositive power over all 25,891,241 shares but zero sole voting power (63,235 shares listed separately), and notes no single other person's interest exceeds 5%. The position sits just below the 5% threshold, indicating a passive, ordinary-course holding not intended to influence control.

• · Filing is a Schedule 13G/A under Rule 13d-1(b), indicating a passive institutional investor exemption
• · Sole dispositive power covers all 25,891,241 shares; sole voting power is only 63,235 shares
• · Reporting person is Vanguard Portfolio Management LLC of Malvern, PA (EIN 392888838)
• · Ownership as of event date September 30, 2026; filing dated October 30, 2026
• · CUSIP 892356106; Tractor Supply Co incorporated in Delaware, HQ in Brentwood, TN
• · Vanguard certifies securities were acquired in the ordinary course of business and not for the purpose of changing or influencing control

30-10-2026

Vanguard Portfolio Management LLC filed a Schedule 13G disclosing beneficial ownership of 24,632,620 shares of Trade Desk, Inc. common stock, representing 5.77% of the class as of September 30, 2026. The filing reports sole dispositive power over all 24,632,620 shares but sole voting power over only 260,968 shares, with the holdings held in the ordinary course of business and not for the purpose of influencing control. No prior-period comparison was disclosed in the filing, so no change in stake can be calculated.

• · Filing qualifies under Rule 13d-1(b) as an institutional investor filing
• · Vanguard holds sole dispositive power over all 24,632,620 shares but sole voting power over only 260,968 shares (about 1.06% of its position)
• · Shared voting and shared dispositive power both reported as 0
• · Holdings include securities held by Vanguard funds and managed accounts, per SEC Release No. 34-39538
• · No single other person's interest in the reported securities exceeds 5%
• · Trade Desk is incorporated in Nevada with principal offices at 42 North Chestnut Street, Ventura, CA 93001
• · Vanguard Portfolio Management is organized in Pennsylvania at 100 Vanguard Blvd, Malvern, PA 19355

30-10-2026

Vanguard Portfolio Management LLC filed a Schedule 13G/A disclosing beneficial ownership of 1,034,191 shares of NexPoint Residential Trust common stock, representing 4.04% of the class as of September 30, 2026. The filing reports sole dispositive power over all 1,034,191 shares but zero sole voting power (9,516 shares listed with shared/other voting arrangement), and includes Vanguard Fiduciary Trust Company and Vanguard Global Advisers, LLC affiliates. The position is passive (Rule 13d-1(b), IA status) and held in the ordinary course of business, not for control purposes.

• · Filing is an amendment (SC 13G/A) under Rule 13d-1(b) with status code IA (investment adviser)
• · Vanguard reports sole dispositive power over 1,034,191 shares but sole voting power of 0
• · No single other person's interest in the reported securities exceeds 5%
• · Vanguard certifies securities were acquired in the ordinary course of business and not for the purpose of changing or influencing control of the issuer
• · Issuer is a Maryland-incorporated REIT (SIC 6798) headquartered at 300 Crescent Court, Suite 700, Dallas, TX 75201
• · Filing signed October 30, 2026, with ownership measured as of September 30, 2026

30-10-2026

Vanguard Portfolio Management LLC filed a Schedule 13G/A disclosing beneficial ownership of 8,634,680 shares of Huntsman Corp common stock, representing 4.92% of the class as of September 30, 2026. The filing reports sole dispositive power over all 8,634,680 shares but no voting power (0 shares), and the position sits just below the 5% threshold. The filing is a routine passive-investor ownership update with no indication of intent to influence control of the issuer.

• · Ownership stake of 4.92% is below the 5% reporting threshold, meaning the position is just under the level that would trigger additional disclosure obligations.
• · Vanguard reports sole dispositive power over all 8,634,680 shares but zero sole voting power, indicating voting authority is retained elsewhere.
• · The filing aggregates holdings across Vanguard Fiduciary Trust Company and Vanguard Global Advisers, LLC, including Vanguard funds and managed accounts.
• · No single other person's interest in the reported securities exceeds 5%.
• · Filing certifies securities were acquired in the ordinary course of business and not for the purpose of changing or influencing control of Huntsman.

30-10-2026

Vanguard Portfolio Management LLC filed a Schedule 13G/A disclosing beneficial ownership of 4,804,502 shares of National Health Investors Inc common stock, representing 9.78% of the class as of September 30, 2026. The filing reports sole dispositive power over all 4,804,502 shares but zero sole voting power, with the holdings held in the ordinary course of business and not for the purpose of influencing control. No prior-period share count or percentage was included in this amendment, so no period-over-period change can be calculated.

• · Filing is a Schedule 13G/A under Rule 13d-1(b), indicating a qualified institutional investor status
• · Vanguard reports 0 sole voting power and 4,804,502 sole dispositive power, plus 20,148 shared voting and shared dispositive power
• · Ownership is aggregated across Vanguard Portfolio Management LLC, Vanguard Fiduciary Trust Company, and Vanguard Global Advisers, LLC per SEC Release No. 34-39538
• · No other person's interest in the reported securities exceeds 5%
• · NHI is classified as a Real Estate Investment Trust (SIC 6798), incorporated in Maryland, headquartered in Murfreesboro, TN
• · Filing signed October 30, 2026

30-10-2026

Karpus Management, Inc. filed Amendment No. 8 to its Schedule 13D, disclosing beneficial ownership of 9,052,796.97 common shares of Western Asset Inflation-Linked Income Fund, equal to approximately 38.82% of the 23,322,256 shares outstanding. The aggregate purchase price of the position is approximately $84,547,042.83, excluding brokerage commissions. The amendment reflects continued accumulation via open-market purchases through October 28, 2026, though the filing also shows a single sale of 2,635 shares on October 15, 2026, indicating the position is not purely additive.

• · Karpus holds sole voting and sole dispositive power over all 9,052,796.97 shares
• · Open-market purchases since the October 1, 2026 amendment ranged from $7.06 to $7.67 per share
• · Largest single-day purchase was 35,813 shares at $7.60 on October 1, 2026
• · A sale of 2,635 shares at $7.62 occurred on October 15, 2026
• · All Karpus executive officers and directors listed in Schedule A own 0 shares directly
• · The issuer was formerly named Western Asset/Claymore Inflation-Linked Securities & Income Fund (name change July 1, 2009)
• · Original Schedule 13D was filed December 13, 2023, with seven prior amendments

30-10-2026

Andreas Bovopoulos filed an amended Schedule 13G/A disclosing beneficial ownership of 6,930,412.30 shares of Cosmos Health Inc. common stock, representing approximately 6.887% of the 100,633,773 shares outstanding (per the company's Form 10-Q for the quarter ended June 30, 2026). The filing was made under Rule 13d-1(c) and certifies the securities were not acquired for the purpose of changing or influencing control of the issuer, with no change in the reported share count versus the prior position.

• · Filing made under Rule 13d-1(c) as an amended Schedule 13G/A
• · Reporting person has sole voting power of 6,930,412.30 shares and sole dispositive power of 6,930,412.30 shares, with 0 shared voting and 0 shared dispositive power
• · Reporting person address: 15413 Lone Hill Road, Los Gatos, CA 95032
• · Issuer incorporated in Nevada (NV) with principal business address in Thessaloniki, Greece
• · SEC File Number 005-86294; Film Number 261508043
• · Issuer formerly named Cosmos Holdings Inc. (name change 2014-01-06) and Prime Estates & Developments Inc. (name change 2009-10-08)
• · Reporting person certifies securities were not acquired with the purpose or effect of changing or influencing control of the issuer

30-10-2026

Prescott General Partners LLC and affiliated reporting persons filed Amendment No. 14 to their Schedule 13D, disclosing beneficial ownership of 1,242,619 shares (26.6%) by PGP, 735,012 shares (15.8%) by Prescott Associates, 476,459 shares (10.2%) by Idoya Partners, 554,150 shares (11.9%) by Thomas W. Smith, and smaller stakes by PIPS (0.9%) and Scott J. Vassalluzzo (0.7%). On October 28, 2026, Prescott Associates sold 88,324 shares back to the Issuer under its share repurchase program at $169.83 per share, a modest reduction in the group's position. The filing notes no present plans for extraordinary corporate actions, though the reporting persons reserve the right to pursue strategies to maximize shareholder value.

• · Mr. Vassalluzzo serves as a director of the Issuer and beneficially owns 30,000 shares for his own account
• · Mr. Smith may be deemed to beneficially own 483,000 Ridgeview Shares held by Ridgeview Smith Investments LLC
• · Total shares outstanding were 4,663,180 as of July 31, 2026, per the Issuer's Form 10-Q filed August 6, 2026
• · No other Reporting Persons effected any transactions since the prior Schedule 13D filing on August 18, 2026
• · Reporting Persons disclaim any present plan or proposal relating to actions enumerated in clauses (a) through (j) of Item 4

30-10-2026

SoftVest Advisors, LLC, SoftVest GP I, LLC, SoftVest, LP and Eric L. Oliver filed Amendment No. 3 to Schedule 13G reporting beneficial ownership of 1,019,426 Units of Beneficial Interest of Cross Timbers Royalty Trust, equal to 17.0% of the 6,000,000 units outstanding as of September 30, 2026. The filing is a passive investment disclosure under Rule 13d-1(b), with each Reporting Person certifying the securities were not acquired for the purpose of changing or influencing control of the Issuer. No change in the reported unit count versus prior reporting is disclosed in this amendment, and no purchase or sale activity is specified.

• · SoftVest, LP directly holds the 1,019,426 units; SoftVest Advisors, LLC is investment manager, SoftVest GP I, LLC is general partner, and Eric L. Oliver is managing member of both
• · Reporting Persons certify passive intent under Rule 13d-1(b) and disclaim control intent
• · Principal business address of all Reporting Persons is 400 Pine Street, Suite 1010, Abilene, TX 79601
• · Joint Filing Agreement dated March 27, 2026 attached as Exhibit 1
• · Issuer is a Texas-organized oil royalty trust (SIC 6792) with corporate trustee Argent Trust Company in Dallas, TX

30-10-2026

Al Shams Investments LTD (ASIL), together with Wafic Rida Said, reported beneficial ownership of 6,513,000 shares of Braemar Hotels & Resorts common stock, representing 9.48% of the class, in this SC 13D/A amendment. In the amended Item 4, ASIL publicly endorsed Braemar's proposed Board refresh, praising the nominees' credentials across REITs, real estate, hospitality, capital markets and governance, and welcoming a substantially independent Board under the leadership of Richard Stockton. The filing reflects no change in share count versus the amounts reported (0.00 change), indicating a statement of support rather than any acquisition or disposition activity.

• · Filer Al Shams Investments LTD is a non-US entity located at 5B Waterloo Lane, Pembroke, HM 08
• · ASIL states it has engaged with Ferguson Partners but has not met the proposed directors personally
• · ASIL holds sole voting and sole dispositive power over all 6,513,000 shares (0 shared voting/dispositive power)
• · Braemar is a Maryland-incorporated REIT (SIC 6798) headquartered at 14185 Dallas Parkway, Suite 1200, Dallas, TX 75254
• · Braemar was formerly named Ashford Hospitality Prime, Inc. (name change April 10, 2013)
• · Filing signed October 30, 2026 by Mark Crockwell as Director and as Attorney-in-Fact for Wafic Rida Said

30-10-2026

Yorkville-affiliated entities (led by YA II PN, Ltd.) filed a Schedule 13D disclosing beneficial ownership of 2,500,000 shares (~9.4%) of Ives Ultra AI Opportunities Inc., tied to an option to acquire 50% of Ultra AI Holdings LLC (which holds 5,000,000 shares) exercisable starting December 30, 2026. The option carries a $100,000 exercise price, and the reporting group intends to exercise and demand distribution of its pro rata shares on or immediately following that date. The filing signals activist intent, with Yorkville stating it will engage the Board and management on enhancing stockholder value and may pursue actions up to a sale of the Issuer, while no shares are currently directly held (0.0% direct ownership).

• · Option exercisable at any time starting 90 days after IPO closing (IPO closed October 1, 2026)
• · Option exercise price to be funded from YA II working capital
• · YA II has the right to appoint one Manager to the Board of Managers of the Adviser and appointed Dan Ives
• · Reporting persons may pursue actions including a sale of the Issuer, changes to capital allocation, capitalization, ownership structure, or Board composition
• · No transactions in Issuer securities by reporting persons during the past 60 days
• · Issuer formerly named Ultra AI Opportunities Inc.; name changed July 15, 2025
• · Issuer incorporated in Maryland; principal offices at 600 California Street, 11th Floor, San Francisco, CA 94108
• · CUSIP: 90386L108

30-10-2026

Vanguard Capital Management LLC filed a Schedule 13G disclosing beneficial ownership of 3,548,731 shares of MediciNova Inc common stock, representing 7.20% of the class as of September 30, 2026. The filing also discloses that The Vanguard Index Funds - Vanguard Morningstar Total Stock Market Index Fund holds 2,644,974 shares, or 5.37%, with sole voting power of 311,803 shares and sole dispositive power over the full 3,548,731 shares. The filing is a routine passive-ownership disclosure under Rule 13d-1(b), with Vanguard certifying the securities were acquired in the ordinary course of business and not for the purpose of influencing control.

• · Vanguard Capital Management LLC reports sole dispositive power over all 3,548,731 shares and sole voting power over only 311,803 shares
• · The Vanguard Morningstar Total Stock Market Index Fund reports 0 voting power and 0 dispositive power in its own line despite its 5.37% stake
• · Filing made under Rule 13d-1(b) as a passive institutional investor
• · Issuer MediciNova Inc is a Delaware-incorporated pharmaceutical company headquartered in La Jolla, CA
• · Filing signed October 30, 2026 by My Trieu-Gatt

30-10-2026

Maplebear Inc. (Instacart) entered into an Agreement and Plan of Merger on October 28, 2026 with DoorDash, Inc. and its subsidiary Ibiza Merger Sub, Inc., under which Maplebear will become a wholly owned subsidiary of DoorDash. Concurrently, Sequoia Capital entities holding an aggregate 18,596,961 shares (~7.9% of the 236,498,351 shares outstanding as of October 23, 2026) signed a Voting and Support Agreement to vote in favor of the merger and refrain from transferring shares. The filing is a Schedule 13D/A (Amendment No. 10) disclosing the Sequoia group's beneficial ownership; the Reporting Persons effected no transactions in the Common Stock during the past 60 days.

• · Merger structured as Merger Sub merging into Maplebear, with Maplebear surviving as a wholly owned subsidiary of DoorDash
• · Voting and Support Agreement restricts Sequoia entities from transferring shares until stockholder adoption of the merger or termination of the agreement
• · Reporting Persons effected no transactions in Common Stock during the past 60 days
• · Reporting Persons may be deemed a 'group' under Section 13(d)(3) of the Exchange Act
• · This is Amendment No. 10 to the original Schedule 13D filed February 27, 2024
• · Voting and Support Agreement filed as Exhibit 99.3, incorporated by reference to Form 8-K filed October 29, 2026

30-10-2026

Venrock Healthcare Capital Partners entities filed a Schedule 13G disclosing beneficial ownership of 8,861,763 ordinary shares of Entera Bio Ltd., representing 5.1% of the 173,922,428 shares outstanding as of October 1, 2026. The group holds sole voting and dispositive power over the entire stake, split across VHCP III (3,891,972 shares), VHCP Co-Investment III (389,631 shares), and VHCP EG (4,580,160 shares). The filing is a passive ownership disclosure under Rule 13d-1(c) with no stated intent to influence control, and contains no period-over-period comparison data.

• · Filing made under Rule 13d-1(c) as a passive investor disclosure; reporting persons certify securities were not acquired for the purpose of changing or influencing control
• · Reporting persons are members of a group for purposes of this Schedule 13G
• · VHCP Management III is general partner of VHCP III and manager of VHCP Co-Investment III; VHCP Management EG is general partner of VHCP EG
• · Issuer is an Israeli company (Jerusalem) classified under SIC 2836 Biological Products
• · Exhibits include two Powers of Attorney (Bong Y. Koh, Nimish P. Shah) and a Joint Filing Agreement dated October 30, 2026
• · Venrock offices listed in New York (7 Bryant Park) and Palo Alto (3340 Hillview Avenue)

30-10-2026

Michael Sinensky and Aeromaris MAS LLC filed Amendment No. 2 to their Schedule 13D on Powerus Corp (f/k/a Aureus Greenway Holdings Inc, Nasdaq: PUSA), disclosing the gift of 3,000,000 common shares by Aeromaris to the PR Neshama Irrevocable Trust on October 30, 2026. Following the transfer, Sinensky may be deemed to beneficially own 16,323,824 shares (~9.8% of common outstanding) and Aeromaris 12,323,718 shares (~7.5%), while the Reporting Persons collectively hold roughly 17.8% of total voting power including 2,500,000 Series A Preferred shares (20 votes each). The transfer was for personal/estate-planning purposes with no change in control intent, though it follows an earlier 1,000,000-share gift to Sinensky's spouse on October 23, 2026, reducing Aeromaris's direct common holdings from 16,423,718 shares received in the October 1, 2026 merger.

• · Closing price of Common Stock on October 1, 2026 was $3.20
• · Merger Agreement dated March 8, 2026, amended July 17, 2026; Closing occurred October 1, 2026
• · No cash consideration was paid in the merger; exchange ratio 599.18229 shares per Powerus share
• · Sinensky has sole voting/dispositive power over 15,323,824 shares and shared power over 1,000,000 shares
• · Aeromaris acquired 2,500,000 Series A Preferred shares from The Steven Scopellite 2021 Irrevocable Trust in exchange for 100,000 common shares; two other purchasers each acquired 7,500,000 preferred shares
• · Lock-Up Shares release: 33.33% at Closing, 33.33% at 90 days, 33.33% at 180 days after Closing
• · No funds were borrowed to acquire the securities
• · Reporting Persons disclaim beneficial ownership of shares held by the Trust and by Ms. Sinensky (Rule 13d-4)
• · Issuer changed name from Aureus Greenway Holdings Inc to Powerus Corporation (name change date January 23, 2024 per header)

30-10-2026

Venrock Healthcare Capital Partners entities and principals Bong Y. Koh and Nimish Shah filed a joint Schedule 13G reporting beneficial ownership of 6,850,237 shares of Lycia Therapeutics common stock, equal to 11.9% of the 57,680,559 shares outstanding as of October 26, 2026. The holdings are split across four funds: VHCP EG (4,251,859 shares), VHCP III (1,769,496), VHCP XP (651,790) and VHCP Co-Investment III (177,092). The filing is a passive-ownership disclosure under Rule 13d-1(c) with no stated intent to influence control, and it contains no period-over-period comparison data.

• · Filing is made under Rule 13d-1(c) and includes certification that securities were not acquired for the purpose of changing or influencing control of the issuer
• · Event date of beneficial ownership change: 10/23/2026; filing date 10/30/2026
• · VHCP Management III is general partner of VHCP III and manager of VHCP Co-Investment III; VHCP Management EG is GP of VHCP EG; VHCP Management XP is GP of VHCP XP
• · Koh and Shah are the voting members of all three VHCP Management entities
• · Issuer is a Delaware corporation (EIN 843860514) classified under SIC 2836 (Biological Products), headquartered at 400 East Jamie Court, Suite 200, South San Francisco, CA 94080
• · SEC file number 005-95988; accession 0001738048-26-000077; film number 261509527
• · Exhibits include Powers of Attorney for Koh (Ex 24.1) and Shah (Ex 24.2) and a Joint Filing Agreement (Ex 99.1)

30-10-2026

Vanguard Capital Management LLC filed a Schedule 13G/A disclosing beneficial ownership of 3,498,979 shares of Green Plains Inc. common stock, representing 4.99% of the class as of September 30, 2026. Vanguard holds sole dispositive power over all 3,498,979 shares but sole voting power over only 522,533 shares, with the remainder voting power undisclosed/zero. The filing is a routine passive-investor amendment (Rule 13d-1(b)) certifying the securities were acquired in the ordinary course of business and not for the purpose of influencing control.

• · Filing is an amendment (13G/A) under Rule 13d-1(b) as of event date 09/30/2026, filed 10/30/2026
• · Vanguard's voting power (522,533 shares) is only ~14.9% of its total beneficial ownership (3,498,979 shares), indicating most shares are held without sole voting authority
• · Green Plains Inc. is classified under SIC 2860 (Industrial Organic Chemicals), incorporated in Iowa, headquartered at 1811 Aksarben Drive, Omaha, NE 68106
• · Vanguard's business address is 100 Vanguard Blvd, Malvern, PA 19355; legal entity identifier 529900ZEWTRLEJ6XE960
• · Filing states no other person's interest in the reported securities exceeds 5%
• · Issuer formerly known as Green Plains Renewable Energy, Inc. (name changed 2010)

30-10-2026

Vanguard Capital Management LLC filed a Schedule 13G/A disclosing beneficial ownership of 3,685,625 shares of Five9, Inc. common stock, representing 4.93% of the class as of September 30, 2026. Vanguard holds sole dispositive power over all 3,685,625 shares but sole voting power over only 585,968 shares, with the remainder voting power retained elsewhere. The 4.93% stake sits just below the 5% threshold, and Vanguard certified the shares were acquired in the ordinary course of business and not for the purpose of influencing control.

• · Vanguard's voting power (585,968 shares) covers only about 15.9% of its total beneficial ownership, with dispositive power over all 3,685,625 shares
• · Ownership stake of 4.93% is below the 5% reporting threshold, indicating a passive position
• · Filing made under Rule 13d-1(b) as an institutional investor (IA)
• · No single other person's interest in the reported securities exceeds 5%
• · Filing signed October 30, 2026, with ownership measured as of September 30, 2026
• · Five9 is incorporated in Delaware, headquartered in San Ramon, CA, SIC code 7374 (Computer Processing & Data Preparation)

30-10-2026

Vanguard Capital Management LLC filed a Schedule 13G/A disclosing beneficial ownership of 12,948,559 shares of Fidelity National Financial common stock, representing 4.82% of the class as of September 30, 2026. Vanguard holds sole dispositive power over all 12,948,559 shares but sole voting power over only 1,955,017 shares, with no voting or dispositive power reported for the remainder of its voting authority. The filing is a routine passive-investor disclosure under Rule 13d-1(b), certifying the securities were acquired in the ordinary course of business and not for the purpose of influencing control.

• · Vanguard's sole voting power (1,955,017 shares) covers only about 15.1% of the 12,948,559 shares it beneficially owns, while dispositive power covers 100%
• · Filing made under Rule 13d-1(b) as an investment adviser (IA)
• · Ownership position of 4.82% sits just below the 5% threshold that would trigger additional disclosure requirements
• · FNF is classified under SIC 6361 (Title Insurance) and is headquartered at 601 Riverside Avenue, Jacksonville, FL 32204
• · No single other person's interest in the reported securities exceeds 5%
• · FNF was formerly named Fidelity National Title Group, Inc. (name changed June 30, 2005)

30-10-2026

Vanguard Capital Management LLC filed a Schedule 13G/A disclosing beneficial ownership of 4,543,772 shares of Hain Celestial Group common stock, representing 4.99% of the class as of September 30, 2026. Vanguard holds sole dispositive power over all 4,543,772 shares but sole voting power over only 592,907 shares, with the remainder voting power retained elsewhere. The filing is a routine passive-investor disclosure (Rule 13d-1(b)) certifying the securities were acquired in the ordinary course of business and not for the purpose of influencing control.

• · Ownership stake of 4.99% sits just below the 5% threshold that would trigger additional disclosure requirements
• · Vanguard's sole voting power (592,907 shares) covers only ~13% of its total beneficial position, with the bulk of voting power held outside the reporting unit
• · Filing notes no other person's interest in the reported securities exceeds 5%
• · Issuer Hain Celestial is incorporated in Delaware, SIC code 2000 (Food & Kindred Products), fiscal year end June 30
• · Filing signed October 30, 2026, with ownership measured as of September 30, 2026

30-10-2026

Vanguard Capital Management LLC filed a Schedule 13G/A disclosing beneficial ownership of 4,585,810 shares of Etsy Inc common stock, representing 4.99% of the class as of September 30, 2026. Vanguard holds sole dispositive power over all 4,585,810 shares but sole voting power over only 681,276 shares, with the remainder voting power reported as zero. The filing is a routine passive-investor disclosure under Rule 13d-1(b), certifying the securities were acquired in the ordinary course of business and not for the purpose of influencing control.

• · Vanguard's voting power (681,276 shares) is only about 14.9% of its total beneficial ownership (4,585,810 shares), indicating most holdings carry no voting authority
• · The 4.99% stake sits just below the 5% threshold that triggers additional disclosure obligations
• · Filing reflects ownership as of September 30, 2026, filed October 30, 2026
• · Ownership is attributed across Vanguard affiliates including Vanguard Asset Management Limited, Vanguard Fiduciary Trust Company, Vanguard Global Advisers LLC, and Vanguard Investments Australia Ltd
• · No single other person's interest in the reported securities exceeds 5%
• · Etsy's principal business address is listed as 55 Washington Street, Suite 712, Brooklyn, NY 11201 (issuer address differs from the 117 Adams Street address in the header)

30-10-2026

Vanguard Capital Management LLC filed a Schedule 13G/A disclosing beneficial ownership of 737,613 shares of Net Lease Office Properties common stock, representing 4.97% of the class as of September 30, 2026. The filing reflects a passive investment stance (Rule 13d-1(b), IA status) with sole dispositive power over all 737,613 shares and sole voting power over 100,059 shares, while disclaiming any intent to influence control of the issuer.

• · Filing is an amendment (13G/A) under Rule 13d-1(b) with event date of 09/30/2026
• · Vanguard holds sole voting power over only 100,059 of the 737,613 shares, with no shared voting or dispositive power reported
• · Ownership is aggregated across Vanguard Capital Management and affiliates Vanguard Asset Management Limited, Vanguard Fiduciary Trust Company, Vanguard Global Advisers, LLC and Vanguard Investments Australia Ltd.
• · No single other person's interest in the reported securities exceeds 5%
• · NLOP is a Maryland-incorporated REIT (SIC 6798) with fiscal year ending 12/31
• · Vanguard certifies securities were acquired in the ordinary course of business and not for the purpose of changing or influencing control

30-10-2026

Vanguard Portfolio Management LLC filed a Schedule 13G disclosing beneficial ownership of 2,503,560 shares of HubSpot Inc common stock, representing 5.02% of the class as of September 30, 2026. The filing reports sole dispositive power over all 2,503,560 shares but zero sole voting power, with no shared voting or dispositive power reported. The stake is held in the ordinary course of business and not for the purpose of influencing control of the issuer.

• · Filing is a Schedule 13G under Rule 13d-1(b), indicating passive institutional investor status
• · Reporting entity is Vanguard Portfolio Management LLC (CIK 0002100121), based in Malvern, PA
• · HubSpot Inc is incorporated in NY with principal address at 25 1st Street, Cambridge, MA 02141 (CUSIP 443573100)
• · Ownership as of event date September 30, 2026; filing dated October 30, 2026
• · Vanguard reports sole voting power over only 17,772 shares versus sole dispositive power over all 2,503,560 shares
• · No other person's interest in the reported securities exceeds 5%
• · Securities held by Vanguard funds and managed accounts, with rights to receive dividends and sale proceeds

30-10-2026

Meitav Investment House Ltd and its subsidiaries filed a Schedule 13G/A disclosing beneficial ownership of 2,528,804 TAT Technologies ordinary shares, or 19.48% of the 12,983,137 shares outstanding as of October 28, 2026. The holdings are split across Meitav Portfolio Management Ltd (1,184,861 shares, 9.13%), Meitav Provident Funds & Pension Ltd (1,132,962 shares, 8.73%), and Meitav Tachlit Mutual Funds Ltd (210,981 shares, 1.62%). The filing is a passive investment disclosure with the reporting persons disclaiming any control intent or group formation.

• · Filing is an amendment (13G/A) under Rule 13d-1(c), indicating passive investor status
• · Reporting persons explicitly disclaim group formation under Section 13(d) and disclaim beneficial ownership beyond actual pecuniary interest
• · Subsidiaries operate under independent management and make independent voting/investment decisions
• · TAT Technologies formerly known as Galagraph Limited (name changed June 9, 1992)
• · Meitav Investment House formerly known as Meitav Dash Investments Ltd (renamed June 3, 2014)
• · TAT Technologies SIC classification: Aircraft Engines & Engine Parts [3724]
• · TAT Technologies business address: Hamelacha 5, Netanya, Israel 4250540
• · Meitav business address: 1 Jabotinsky St., Bene-Beraq, Israel 5112302
• · Filing signed October 29, 2026; filed October 30, 2026