US Corporate Distress Financial Stress SEC Filings — July 01, 2026

01-07-2026

HIVE Digital Technologies Ltd. announced the pricing of a upsized US$115 million private offering of 0% exchangeable senior notes due 2031, increased from the previously announced US$100 million. The net proceeds of approximately US$110 million (or up to US$124.5 million if the initial purchasers' option is fully exercised) will be used for general corporate purposes, capital investment including GPU purchases, and data center development. The company also entered into capped call transactions to reduce potential dilution, with a cap price of US$8.5275 per share, representing a 125% premium to the closing price of US$3.79 on June 25, 2026.

• · The notes will mature on July 1, 2031, unless earlier exchanged, redeemed or repurchased.
• · Holders may require repurchase on July 1, 2030 at 100% of principal.
• · Issuer may redeem notes on or after July 5, 2029 if stock price is at least 130% of exchange price for 20 trading days in a 30-day period.
• · The offering is exempt from TSX shareholder approval under Section 602.1 for Eligible Interlisted Issuers.
• · Option counterparties may engage in hedging activities that could affect the market price of common shares or notes.

01-07-2026

InnSuites Hospitality Trust (IHT) received a delisting notice from NYSE American on June 24, 2026, due to a stockholders' deficit of approximately $(921,921) as of April 30, 2026, and net losses in two of the three most recent fiscal years. The company must submit a compliance plan by July 24, 2026, and has until December 24, 2027, to regain compliance. While the notice does not immediately affect trading, a '.BC' indicator will be added to the ticker, and failure to meet the plan's terms could lead to delisting.

• · The compliance plan deadline is July 24, 2026, and the cure period extends to December 24, 2027.
• · A '.BC' below compliance indicator will be added to the IHT ticker five business days after the notice.
• · The company is evaluating actions including conversion of RRF LLLP units and related-party debt into equity, capital raises, restructuring, and operational improvements.

01-07-2026

Functional Brands Inc. (MEHA) disclosed that the seller, BullionFX, terminated the Asset Purchase Agreement for the 'Alchemy' gold-backed blockchain settlement platform on June 29, 2026. The termination means the acquisition, which was to be paid with 100,000 shares of Series D Convertible Preferred Stock, will not proceed. This represents a failed strategic initiative for the company.

• · The Asset Purchase Agreement was originally entered into on May 22, 2026.
• · The termination was effective June 29, 2026, and was elected by the Seller (BullionFX).
• · The consideration for the acquisition was 100,000 shares of Series D Convertible Preferred Stock.

01-07-2026

Atlantic International Corp. (Nasdaq: ATLN) announced it is relaunching as Circle8 Group, Inc. and will trade under the ticker CIRC, reflecting its transformation into a global technology and workforce solutions platform with annualized revenue exceeding $1.2 billion. Guus Franke has been appointed CEO while continuing as Executive Chairman, and Jeffrey Jagid transitions to President. The company also secured two major European public-sector contracts valued at $380 million and $52 million, reinforcing its market position.

• · The company's operations span North America and Europe.
• · The name change to Circle8 Group, Inc. is subject to Nasdaq approval and customary regulatory requirements.
• · The company focuses on AI, cybersecurity, cloud modernization, and digital infrastructure.
• · Jeffrey Jagid led the strategic transformation through acquisitions of Lyneer Staffing Solutions and Circle8 Group.

01-07-2026

Dell Technologies Inc. completed its redomestication from Delaware to Texas effective July 1, 2026, following stockholder approval at the June 25, 2026 annual meeting. The change, approved by a vote of 3.36 billion for and 107.7 million against, alters shareholder rights, including a new requirement that derivative plaintiffs must own at least 3% of outstanding shares. The redomestication does not affect the company's headquarters, business, jobs, management, or stock listing (NYSE: DELL).

• · The redomestication was approved by stockholders with 3,358,114,482 votes for, 107,690,029 against, 1,187,820 abstentions, and 56,296,513 broker non-votes.
• · Class A and Class B shares each carry ten votes per share; Class C shares carry one vote per share.
• · All director nominees were elected with substantial support; the lowest 'for' vote among Group I nominees was Ellen J. Kullman with 3,361,912,443 votes.
• · The ratification of PricewaterhouseCoopers LLP as independent auditor passed with 3,503,964,905 votes for, 19,008,278 against, and 315,661 abstentions.
• · The advisory vote on executive compensation (Say-on-Pay) received 3,359,870,372 votes for and 106,600,872 against.
• · The new Texas certificate of formation includes a provision requiring derivative plaintiffs to own at least 3% of outstanding shares.
• · No changes were made to the company's headquarters, business, jobs, management, properties, or stock listing.

01-07-2026

Peabody Energy Corp. amended its revolving credit facility on June 30, 2026, increasing commitments from $320M to $400M, extending the maturity from January 2028 to June 2030, and reducing interest rate margins by 25 basis points across all leverage tiers. The amendment improves liquidity and lowers borrowing costs, but the company's total net leverage ratio remains a key determinant of pricing.

• · Maturity extended from January 18, 2028 to June 30, 2030 (approximately 2.5 years longer).
• · Interest rate margins reduced by 25 basis points across all leverage tiers for both SOFR and base rate options.
• · The amendment was entered into on June 30, 2026, and the 8-K was filed on July 1, 2026.

01-07-2026

Metallus Inc. entered into a Fifth Amended and Restated Credit Agreement dated June 30, 2026, amending and restating the prior Fourth Amended and Restated Credit Agreement from September 30, 2022. The new agreement provides an aggregate commitment of $300,000,000 from lenders led by JPMorgan Chase Bank, N.A. as Administrative Agent, with Bank of America, N.A. as Syndication Agent, and includes asset-based lending terms, a $300 million revolving credit facility, and various financial covenants including a fixed charge coverage ratio requirement.

• · The agreement replaces the Fourth Amended and Restated Credit Agreement dated September 30, 2022.
• · The facility is an asset-based lending (ABL) arrangement with an aggregate commitment of $300,000,000.
• · The agreement includes provisions for revolving loans, swingline loans, protective advances, and letters of credit.
• · Letters of credit may be issued in U.S. dollars and euros.
• · The agreement includes a fixed charge coverage ratio covenant.
• · The credit agreement also features terms related to defaulting lenders, break funding payments, increased costs, and tax gross-ups.
• · The effective date is June 30, 2026.

01-07-2026

Energy Vault Holdings, Inc. amended its Securities Purchase Agreement with YA II PN, Ltd. to increase the aggregate principal cap from $75M to $150M and issue an additional $38M principal under an Amended and Restated AR Convertible Debenture, bringing total principal to $80M. The company also disclosed updated share counts: 179,940,017 common shares outstanding as of June 29, 2026, up from 178,221,198 on May 18, 2026. However, the amendment includes a $1.25M structuring fee and other costs, and the additional principal is purchased at a 5% discount ($36.1M for $38M principal), indicating potential dilution for existing shareholders.

• · The amendment increases the aggregate principal cap from $75M to $150M, allowing for future additional issuances subject to mutual agreement.
• · The Amended and Restated AR Convertible Debenture includes all outstanding principal under the Initial AR Convertible Debenture ($42M) plus accrued interest.
• · The Buyer is entitled to tack its holding period for common shares received upon conversion of the Initial Purchase Amount back to the original purchase date for Rule 144 purposes.
• · Conditions precedent include delivery of legal opinions, officer's certificate, UCC searches, and no Material Adverse Effect since the most recent Form 10-K.
• · The company's authorized common stock remains 500M shares; no preferred shares issued.

01-07-2026

FMC Corporation announced a definitive agreement for a $400 million minority equity investment from Tessenderlo Group at $13.30 per share, which will give Tessenderlo approximately 20% ownership. The investment enables FMC to reach its ~$1 billion debt paydown target and concludes its strategic options review. However, the transaction is subject to regulatory approvals and customary closing conditions, and FMC has also taken other steps including a $1.2 billion secured high-yield bond offering and the sale of its India commercial business for $252 million.

• · FMC amended its Revolving Credit Facility to achieve significant covenant relief.
• · The transaction is expected to close subject to customary conditions including regulatory approvals.
• · Tessenderlo Group is listed on Euronext Brussels and part of the Next 150 and BEL Mid indices.
• · FMC's strategic options review was announced in February 2026.

01-07-2026

Inmune Bio, Inc. entered into a warrant inducement agreement on June 30, 2026, allowing holders of its April 2024 warrants to exercise 50% of their warrants at a reduced price of $1.40 per share (down from $1.95), generating approximately $905,957 in cash proceeds. In exchange, the company extended the maturity date of the remaining 50% of the warrants from June 30, 2026 to December 31, 2027. While the inducement provides near-term cash, it also dilutes existing shareholders by 647,112 shares and extends the overhang of unexercised warrants.

• · The reduced exercise price is $1.40 per share, down from the original $1.95.
• · The maturity date for the remaining 50% of warrants was extended from June 30, 2026 to December 31, 2027.
• · The warrants were originally issued in April 2024 and previously amended on December 22, 2025.
• · The shares underlying the warrants are registered under an effective registration statement (File No. 333-279036).
• · The inducement offer period ran from June 29, 2026 to June 30, 2026.

01-07-2026

Owlet, Inc. entered into a new $25 million asset-based revolving credit facility with Wells Fargo on June 26, 2026, refinancing and replacing its existing facility and term loan. The new facility significantly reduces borrowing costs by lowering the interest rate margin to SOFR plus 2.00%-2.25% from SOFR plus 7.50%-8.50%, a reduction of at least 525 basis points. Following the closing, total liquidity (cash plus available borrowing capacity) was approximately $33.8 million, enhancing financial flexibility.

• · The facility matures three years from closing (June 26, 2026).
• · The facility includes an accordion feature to increase commitments to up to $35 million, subject to lender approval.
• · Owlet is a pediatric health platform offering FDA-cleared wearable monitors and has over 2.5 million parents trusting its products since 2012.

01-07-2026

Kimball Electronics acquired Helvoet Polymer Technologies B.V., a European-based medical CDMO, for €90 million (~$103 million), or approximately 9x estimated 2026 adjusted EBITDA. The acquisition is expected to be accretive to fiscal 2027 adjusted earnings and increase Kimball's medical vertical sales in the low double-digit range. Helvoet generated ~$56 million in revenue in calendar 2025 with a mid-teens EBITDA margin, and over 70% of its revenue came from medical customers.

• · Helvoet was founded in 1939 and most recently operated as a wholly-owned subsidiary of Hydratec Industries N.V.
• · Helvoet has manufacturing facilities in Tilburg, Netherlands, and Pune, India.
• · Over 70% of Helvoet revenue was from medical customers; the balance from other end markets with strong margins.
• · Helvoet will continue to be led by its current leadership team, including CEO Eveline Hogenkamp.
• · Kimball funded the acquisition through a combination of cash and available borrowing capacity on existing lines of credit.
• · Pro forma leverage following the close remains consistent with Kimball's capital allocation priorities.
• · Kimball's Indianapolis facility positions the combined business to capture near-term U.S. demand from existing Helvoet customers.
• · Management will host a conference call and webcast on Wednesday, July 1, 2026, at 9:00 AM ET.

01-07-2026

FTI Consulting announced the third amendment and restatement of its senior unsecured credit facility, increasing the revolving line of credit from $900 million to $1.5 billion and extending the maturity from November 2027 to June 2031. The new facility provides more favorable ratings-based pricing and enhanced financial flexibility, reflecting the company's investment-grade credit rating upgrade from S&P Global in October 2024.

• · The credit facility maturity was extended from November 21, 2027 to June 30, 2031.
• · The facility includes more favorable restricted payment, debt, and other restrictive covenants, with some covenants removed entirely.
• · Borrowings may be used for working capital, capital expenditures, general corporate purposes, debt repayments, acquisitions, and other investments.
• · The company generated $3.8 billion in revenues during fiscal year 2025.
• · FTI Consulting had more than 8,100 employees in 32 countries as of March 31, 2026.

01-07-2026

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01-07-2026

Greenpro Capital Corp. entered into a Confidential Settlement Agreement with Millennium Fine Art Inc. to resolve all claims in a Nevada state court action and related JAMS arbitration concerning an alleged 2021 NFT-related contract. Under the agreement, Greenpro will pay $100,000 and surrender 2,000,000 restricted shares of MFAI Class B common stock (its entire equity interest in MFAI) for cancellation. The settlement includes mutual releases, confidentiality, and non-disparagement provisions, and does not constitute an admission of liability.

• · The settlement resolves Nevada state court action Case No. A-21-840033-B and JAMS arbitration Ref. No. 5260000038.
• · The 2,000,000 shares surrendered represent the entirety of Greenpro's equity interest in MFAI, acquired on July 1, 2020 as consideration for the sale of a 4% ownership interest in the Millennium Sapphire.
• · The Board of Directors approved the Settlement Agreement via unanimous written consent dated June 15, 2026.
• · Following exchange of consideration, the litigation and arbitration will be dismissed with prejudice.
• · The agreement contains mutual general releases, confidentiality, and non-disparagement provisions.

01-07-2026

Flexible Solutions International Inc. (FSI) entered into an ATM Sales Agreement with Bancroft Capital, LLC on June 30, 2026, to sell up to $18.5 million of its common stock. The agreement includes a 3% cash fee to the Sales Agent and expense reimbursements up to $30,000, plus quarterly payments of up to $5,000. The offering is made under an effective S-3 registration statement declared effective on March 5, 2026.

• · The ATM Sales Agreement was entered into on June 30, 2026.
• · The offering is made under Registration No. 333-293705 on Form S-3, declared effective on March 5, 2026.
• · The prospectus supplement was dated June 30, 2026.
• · The agreement includes customary representations, warranties, indemnification obligations, and termination provisions.
• · The filing includes exhibits: ATM Sales Agreement (Exhibit 1.1), Opinion of Hart & Hart, LLC (Exhibit 5.1), and Consent of Hart & Hart, LLC (Exhibit 23.1).

01-07-2026

Singularity Future Technology Ltd. entered into an Amended Settlement Agreement on June 22, 2026 to resolve a securities class action for $5.8M, with $2M already in escrow and additional payments of $1.5M and $2.3M due. Separately, at the June 30, 2026 annual meeting, shareholders approved a reverse stock split (ratios 1:5, 1:10, or 1:14) and an increase in authorized shares from 50M to 50B. However, the settlement remains subject to court approval and the company faces material breach risk if payments are missed.

• · The Amended Settlement Agreement amends and supersedes the Original Settlement Agreement dated July 13, 2025.
• · Court denied final approval of the original settlement on March 9, 2026.
• · If the company fails to make any required payment, plaintiffs may terminate the settlement and enforce a Confession of Judgment for the unpaid balance plus interest, costs, and attorneys' fees.
• · Shareholders approved a reverse stock split at ratios of 1:5, 1:10, or 1:14, with the exact ratio and effective date to be determined by the Board within one year.
• · Shareholders approved an increase in authorized shares from 50,000,000 to 50,000,000,000.
• · The 2026 Incentive Plan was approved by shareholders.
• · Audit Alliance LLP was ratified as independent auditor for fiscal year ending June 30, 2026.
• · Xu Zhao and Jinhao Pang were re-elected as Class I directors.

01-07-2026

NN, Inc. entered into a Securities Purchase Agreement on June 30, 2026, to sell 24,509,804 shares of common stock at $3.06 per share in a private placement, expecting gross proceeds of $75.0 million. The closing is expected on July 2, 2026, with Craig-Hallum Capital Group LLC acting as placement agent receiving a 6.0% fee. The company also entered into a Registration Rights Agreement to register the shares for resale, with potential liquidated damages if filing or effectiveness deadlines are missed.

• · The purchase price per share is $3.06.
• · The closing is expected on or about July 2, 2026.
• · The Registration Rights Agreement requires filing a registration statement within 45 days and effectiveness within 45 days (or 90 days for full SEC review).
• · The offering is exempt from registration under Section 4(a)(2) of the Securities Act and Regulation D.
• · The company will pay all fees and expenses related to the registration of the shares.

01-07-2026

World Acceptance Corporation (WRLD) increased its revolving credit facility by $15 million to a total of $655 million through an accordion feature, with Investar Bank joining as a new lender. The company paid a 0.15% upfront fee on the new commitment and confirmed no default exists. This expansion provides additional liquidity but increases total debt obligations.

• · The increase was effective June 29, 2026.
• · The new commitment is secured and guaranteed on a pari passu basis with existing obligations.
• · The increase is subject to the same terms (interest rate and maturity) as the existing loan.
• · No default or event of default existed at the time of the increase.
• · The borrower certified pro forma compliance with all financial covenants after the increase.

01-07-2026

Quantum Cyber N.V. (Nasdaq: QUCY) announced that its subsidiary, Quantum Drones Corporation, has signed definitive agreements to acquire a 50,000-square-foot industrial facility and installed manufacturing equipment in Bridgeport, Connecticut, for $3.2 million. The acquisition advances the company's strategic transition from a technology licensing model to a vertically integrated domestic defense manufacturer, positioning it to pursue U.S. government contracts under the Trump Administration's Executive Order 14307 and the DoD's $55 billion FY2027 budget for drone and autonomous warfare programs. However, the transaction remains subject to customary closing conditions, and the company's forward-looking statements highlight significant risks, including the failure to consummate the acquisition or integrate the facility successfully.

• · The acquisition follows a Letter of Intent announced on June 8, 2026.
• · The facility is located at 38 Union Avenue, Bridgeport, Connecticut, with direct access to Interstate 95.
• · The acquired equipment includes a substantial installed inventory of metal-forming and machining assets.
• · The company previously announced on June 2, 2026, that it would assume direct manufacturing of its licensed autonomous drone platform.
• · On May 28, 2026, the company announced plans to establish a U.S.-based defense-technology manufacturing complex.
• · Quantum Drones Corporation is a Nevada-incorporated subsidiary led by Peter O'Rourke (former Acting Secretary of the U.S. Department of Veterans Affairs) and Robert Liscouski (former Assistant Secretary for Infrastructure Protection at DHS).

01-07-2026

NextTrip, Inc. (NTRP) borrowed an additional $250,000 in short-term unsecured loans from The Donald P. Monaco Insurance Trust, a related party, on June 25 and June 30, 2026. The total principal balance of the Monaco Loans now stands at $950,000, with interest accruing at 7.5% simple interest per annum and the maturity date extended to July 15, 2026. While the loans provide immediate liquidity, the rapid accumulation of debt and short maturity highlight potential cash flow pressures.

• · The Monaco Loans commenced on March 25, 2026, and the principal balance has grown to $950,000 within about three months.
• · The loans are unsecured and approved by both the Board of Directors and the Audit Committee.
• · The maturity date was extended to July 15, 2026, indicating a short-term financing need.

01-07-2026

Redwire Corp (RDW) entered into Amendment No. 1 to its Amended and Restated Credit Agreement, effective June 30, 2026, to increase Revolving Credit Commitments and make other modifications. As a condition, the company prepaid $40 million of its 2026 Term Loans. The amendment was executed with JPMorgan Chase, Truist Bank, Texas Capital Bank, and Bank of America, and all existing guarantees and security interests were reaffirmed.

• · The amendment was entered into by Redwire Defense Tech Intermediate Holdings, LLC (Parent) and Redwire Defense Tech Intermediate II Holdings, LLC (Lead Borrower).
• · The original Credit Agreement was dated June 13, 2025, and was amended and restated on February 20, 2026.
• · The amendment increases Revolving Credit Commitments from the Revolving Credit Lenders.
• · Conditions for effectiveness included receipt of signed counterparts, payment of costs and expenses (including fees of Paul Hastings LLP), and payment of accrued Revolving Credit Commitment Fees and Letter of Credit fees.
• · The amendment is governed by New York law.
• · All existing guarantees and security interests under the Collateral Documents were reaffirmed and continue in full force and effect.

01-07-2026

Forum Markets, Inc. (f/k/a ETHZilla Corp) entered into Side Letter Amendment No. 2 with Zippy, Inc. on June 30, 2026, restructuring the Final Make Whole Amount under the Series B-3 Preferred Stock Purchase Agreement. The amendment replaces a single true-up determination date with three separate measurement and payment dates (July 31, September 30, and December 31, 2026) to provide greater flexibility and spread stock performance risk. The amendment does not disclose any financial amounts or performance metrics, making it a procedural restructuring of existing obligations.

• · The amendment replaces the single June 30, 2026 true-up date with three dates: July 31, 2026, September 30, 2026, and December 31, 2026.
• · Zippy may sell up to 285,714 shares per period in the first two sell periods, with unsold shares carried forward.
• · For the third true-up period, the make-whole amount is calculated on both sold shares (against gross proceeds) and retained shares (against VWAP).
• · The aggregate make-whole obligation is capped so Zippy receives no more than $10.50 per share for all stock consideration.
• · Failure to timely pay any true-up amount constitutes an 'ETHZ Forfeiture Event' under the original agreement.

01-07-2026

Nuvve Holding Corp. filed a Certificate of Amendment to effect a 1-for-18 reverse stock split, effective July 6, 2026. The reverse split will combine each 18 shares of common stock into 1 share, with fractional shares rounded up to the nearest whole share. No changes are made to the number of authorized shares.

• · The reverse stock split is effective at 12:01 a.m. Eastern Time on July 6, 2026.
• · Fractional shares will be rounded up to the next whole share, so no fractional shares are issued.
• · The amendment was approved by the Board and stockholders in accordance with Delaware law.
• · The original certificate of incorporation was filed on November 10, 2020, under the name NB Merger Corp.

01-07-2026

Digital Realty Trust completed its acquisition of Blackstone's interests in the Digital Carver Dulles 9 and Digital Carver Brickyard joint ventures on June 30, 2026. Concurrently, Blackstone sold 12,310,249 shares of common stock in an underwritten public offering at $185.00 per share, converting non-voting shares into common stock. Digital Realty did not receive any proceeds from the offering, and the company's shareholder rights were modified to create non-voting common stock with automatic conversion upon transfer to non-affiliates.

• · The non-voting common stock has identical preferences, rights, restrictions, limitations as to dividends and other distributions, qualifications, and terms and conditions of redemption as the common stock, except it has no voting rights.
• · Each share of non-voting common stock automatically converts into one share of common stock upon transfer by the initial holder or an affiliate to a non-affiliate.
• · Following conversion, the converted shares are automatically retired and restored to authorized but unissued common stock.
• · The underwriting agreement includes customary representations, warranties, and indemnification provisions for the underwriter.
• · The offering was made under a prospectus supplement and related prospectus filed with the SEC pursuant to an effective shelf registration statement on Form S-3 (File Nos. 333-293494 and 333-293494-01).

01-07-2026

ESS Tech, Inc. received notification from the NYSE on June 30, 2026, that the exchange will commence proceedings to delist the company's Public Warrants (ticker: GWH.W) due to "abnormally low" trading price levels. Trading in the company's common stock (GWH) is unaffected and will continue on the NYSE. The delisting action applies only to the warrants, each 15 of which are exercisable for one share of common stock at $172.50 per share.

• · The delisting is based on Section 802.01D of the NYSE Listed Company Manual for "abnormally low" trading price levels.
• · Trading in the Public Warrants was immediately suspended as of the announcement.
• · The warrants were originally issued in connection with ACON S2 Acquisition Corp.'s initial public offering.
• · The company's common stock continues to trade on the NYSE under symbol GWH, subject to continued compliance with other listing requirements.

01-07-2026

Evergy, Inc. and three subsidiaries entered into a $3.5 billion revolving credit agreement on June 30, 2026, with Wells Fargo as administrative agent and a syndicate of major banks. The facility provides revolving loans, swingline loans, and letters of credit, with pricing tied to the company's debt ratings. The agreement includes standard representations, covenants, and events of default, and replaces or supplements prior credit facilities.

• · The credit agreement is dated June 30, 2026, and filed on July 1, 2026.
• · Borrowers include Evergy, Inc., Evergy Metro, Inc., Evergy Missouri West, Inc., and Evergy Kansas Central, Inc.
• · Wells Fargo serves as Administrative Agent, Swingline Lender, and Issuing Lender.
• · Co-Syndication Agents and Issuing Lenders include Bank of America, Barclays, Citibank, MUFG, TD Bank, and U.S. Bank.
• · Joint Lead Arrangers and Joint Bookrunners include Wells Fargo Securities, BofA Securities, Barclays, Citigroup Global Markets, MUFG, TD Securities, and U.S. Bank.
• · The facility includes a revolving credit facility, swingline loans, and a letter of credit facility.
• · Pricing is based on a seven-level grid tied to Evergy's debt ratings, with commitment fees ranging from 0.050% to 0.275% and SOFR loan margins from 0.750% to 1.750%.
• · The agreement includes standard representations, affirmative and negative covenants, and events of default.
• · No prior period comparison is available as this is a new agreement.

01-07-2026

Resideo Technologies announced the formal approval of the spin-off of its ADI Global Distribution business, with a record date of July 20, 2026, and a distribution date of August 3, 2026. Shareholders will receive one share of ADI common stock for every two shares of Resideo common stock held. ADI completed a $400 million senior notes offering (7.125% due 2034) and entered into a $600 million term loan facility and a $500 million revolving credit facility in connection with the spin-off. The spin-off is expected to be tax-free to Resideo shareholders for U.S. federal income tax purposes.

• · ADI common stock is expected to begin trading on NYSE under ticker 'ADIG' on August 4, 2026.
• · When-issued trading for ADI (ADIG WI) is expected to begin on or about July 29, 2026.
• · Resideo shares will trade 'regular-way' (REZI) and 'ex-distribution' (REZI WI) from July 29 to August 3, 2026.
• · The notes bear interest at 7.125% per annum, payable semi-annually on January 15 and July 15, beginning January 15, 2027.
• · Proceeds from the notes and term loan will be used primarily for a distribution to Resideo and to pay fees and expenses.
• · Resideo and ADI will host Investor Days on July 13 and July 14, 2026, respectively, at the NYSE.
• · Completion of the spin-off is subject to conditions set forth in the Separation and Distribution Agreement filed with the SEC.

01-07-2026

Qnity Electronics, Inc. entered into a Repricing Amendment No. 1 to its Credit Agreement on July 1, 2026, refinancing and repricing all of its Initial Term Loans with new 2026 Repricing Term Loans in an aggregate principal amount of $2,338,250,000. The transaction, led by JPMorgan Chase and other major banks, involves a 'cashless roll' for certain lenders and is intended to reduce borrowing costs. No negative or flat performance metrics are present in this filing, as it solely concerns a debt refinancing.

• · The amendment was executed under Section 2.18 of the original Credit Agreement dated October 31, 2025.
• · The 2026 Repricing Term Loans constitute a new Class and Tranche of Term Loans under the Amended Credit Agreement.
• · Conditions for effectiveness included receipt of executed counterparts, organizational documents, legal opinions, solvency certificate, and payment of fees and accrued interest on Initial Term Loans.
• · The amendment was automatically deemed effective if conditions were satisfied by 5:00 p.m. New York City time on July 1, 2026.

01-07-2026

CLEARONE INC. entered into a loan agreement with First Finance Ltd. for up to $1,000,000 (first tranche $500,000, additional tranches of $250,000) at an 11% annual interest rate, maturing in six months or upon mutual agreement. The loan is unsecured and prepayable without penalty, reflecting the company's need for short-term working capital financing. However, the high interest rate and six-month term suggest potential liquidity pressure.

• · The loan agreement is governed by the laws of the State of Nevada.
• · Interest is calculated on a 360-day year basis, accruing daily from the advance date.
• · The borrower may prepay the entire indebtedness at any time without penalty, provided no event of default exists.
• · Events of default include failure to pay, repayment of other debt before this loan, bankruptcy, liquidation, or assignment for the benefit of creditors.

01-07-2026

Viatris Inc. entered into an amended and restated term loan credit agreement on July 1, 2026, with Mizuho Bank as administrative agent and Mizuho, MUFG, and Sumitomo Mitsui as mandated lead arrangers, providing a ¥40,000,000,000 (approximately $267M) term loan facility. The agreement replaces the existing 2021 credit agreement and includes financial covenants, negative covenants, and an interest rate grid tied to Viatris's debt ratings (initially set at Pricing Level 2 with an Applicable Rate of 1.10% for TIBOR rate loans). The filing does not disclose any material adverse changes or litigation that would affect the company's financial condition.

• · The credit agreement includes a financial covenant (Section 6.07) and negative covenants covering indebtedness, liens, fundamental changes, restricted payments, investments, affiliate transactions, and lines of business.
• · The agreement contains standard events of default, representations and warranties, and affirmative covenants including financial reporting and compliance with laws.
• · The facility is guaranteed by certain affiliates and subsidiaries of Viatris as guarantors.
• · The agreement includes provisions for increased costs, taxes, break funding payments, and illegality, as well as customary clauses for replacement of lenders and mitigation obligations.
• · The filing references an existing credit agreement dated July 1, 2021, which is being amended and restated.

01-07-2026

Kohl's Corporation entered into Amendment No. 2 to its Revolving Credit Facility with Wells Fargo Bank, extending the maturity date by five years to June 30, 2031. The amendment simplifies the pricing grid to a single 50% availability breakpoint, with Applicable Margins ranging from 0.25% to 0.50% for Base Rate Loans and 1.25% to 1.50% for SOFR Loans, and removes the prior 0.10% credit spread adjustment. It also adds an in-transit inventory basket of up to 15% of the borrowing base and reduces Availability by the Debt Maturity Reserve. No negative or flat performance metrics are reported in this filing.

• · The Second Amendment was entered into on June 30, 2026.
• · The original Credit Agreement was dated January 19, 2023, and was previously amended by the First Amendment on May 9, 2025.
• · The maturity date is extended to June 30, 2031.
• · The pricing grid now uses a single 50% availability breakpoint instead of previous 33% and 66% breakpoints.
• · The borrowing base now includes eligible in-transit inventory up to 15% of total value.
• · Availability is reduced by the Debt Maturity Reserve.

01-07-2026

Mama's Creations, Inc. completed a public offering of 5,555,556 shares at $18.00 per share, raising net proceeds of approximately $94.0 million for working capital and potential acquisitions. The filing also updates risk factors related to the integration of the Crown I Carve Out Business acquired in September 2025, highlighting challenges that could hinder growth and profitability. While the offering provides significant capital, the company faces integration risks and no specific acquisition targets have been identified.

• · The offering was completed on July 1, 2026.
• · The Underwriting Agreement includes customary representations, warranties, and covenants, and indemnification for underwriters against certain liabilities.
• · The company may use a portion of proceeds for acquisitions but currently has no agreements or commitments.
• · Risk factors were updated to highlight integration challenges of the Crown I Carve Out Business acquired on September 2, 2025.
• · Audited financial statements of the Crown I Carve-Out Business as of June 28, 2025 were filed as Exhibit 99.2.
• · Unaudited pro forma financial information for the twelve months ended January 31, 2026 was published on June 29, 2026.

01-07-2026

eXoZymes Inc. raised $639,990 in gross proceeds through a unit offering of 35,555 units at $18.00 per unit, consisting of 71,110 common shares and 35,555 warrants, with net proceeds after commissions and expenses of approximately $565,191. The funds will be used to develop its N-trans-caffeoyltyramine (NCT) business, next-in-line products, R&D, working capital, and general corporate purposes. The offering closed on June 30, 2026, and includes a warrant reset provision tied to future offerings below $8.99 per share.

• · The offering was conducted under the Company's effective shelf registration statement on Form S-3 (File No. 333-292781), declared effective on January 23, 2026.
• · Warrants have an exercise price of $11.24 per share, become exercisable on June 5, 2027, and expire on June 5, 2031.
• · Warrants are callable for redemption at $0.01 per warrant if the common stock trades at or above $17.98 for 20 trading days in a 30-day period, starting June 5, 2027.
• · The warrant exercise price resets to $0.001 per share if the Company issues additional shares below $8.99 per share before June 5, 2027, subject to a holding period requirement for original purchasers.
• · Placement agent warrants (10,666 shares) are exercisable at $11.24 per share from December 30, 2026, to June 30, 2031.

01-07-2026

Stratus Properties Inc. (STRS) announced it will voluntarily delist its common stock from Nasdaq, effective around August 10, 2026, and subsequently deregister with the SEC, as part of its previously approved plan of complete liquidation and dissolution. Concurrently, the Board declared an initial liquidating distribution of $5.00 per share payable on July 20, 2026 to stockholders of record as of July 13, 2026. The company does not intend to list on another exchange and expects reporting obligations to cease shortly, but future distributions remain subject to debt restrictions and other conditions.

• · Board unanimously approved voluntary delisting on July 1, 2026.
• · Form 25 to be filed with SEC on or about July 31, 2026; delisting effective on or about August 10, 2026 (10 days after filing).
• · Trading on Nasdaq to be suspended effective before market opens on August 10, 2026.
• · Common stock may still trade in the over-the-counter market if broker-dealers make a market.
• · Deregistration Form 15 to be filed after delisting; SEC reporting obligations (10-K, 10-Q, 8-K) cease immediately upon filing; deregistration effective 90 days after filing Form 15.
• · Initial liquidating distribution of $5.00 per share declared July 1, 2026; payable July 20, 2026 to holders of record July 13, 2026.
• · The $5.00 distribution is a special cash dividend under the Plan of Liquidation.
• · Under the Fifth Third Bank debt agreements, Stratus cannot repurchase more than $1.0M of common stock or pay dividends without prior written consent—any future liquidating distributions are subject to that restriction and Board discretion.
• · The filing warns that future distribution amounts and timing are uncertain and depend on asset sales, costs, liabilities, and adequate reserves.

01-07-2026

Avis Budget Group, Inc. entered into the Eleventh Amendment to its credit agreement, refinancing existing revolving commitments with a new $1.5B 2031 Revolving Facility and adding a new $1.0B 2028 Revolving Facility. The amendment extends the company's debt maturity profile and increases total revolving capacity, but also introduces additional covenants and conditions. No specific financial performance metrics were disclosed in this filing.

• · The Eleventh Amendment was dated June 29, 2026 and filed on July 1, 2026.
• · The amendment refinances existing revolving commitments and loans under the Sixth Amended and Restated Credit Agreement dated July 9, 2021.
• · Conditions to effectiveness include delivery of legal opinion from Kirkland & Ellis LLP, solvency certificate, flood hazard determination, and compliance with know-your-customer and anti-money laundering regulations.
• · The amendment requires prepayment of all existing revolving loans and accrued fees.
• · The amendment constitutes a Loan Document under the credit agreement.

01-07-2026

Trio Petroleum Corp entered into an amendment to the independent contractor agreement with CFO Greg Overholtzer, increasing his monthly compensation from $15,000 to $17,000 effective July 1, 2026. All other terms of the agreement remain unchanged.

• · The amendment was entered into on July 1, 2026.
• · The original independent contractor agreement was dated January 1, 2026.
• · Only the monthly compensation term was changed; all other terms remain unchanged.
• · The amendment is filed as Exhibit 10.1 to the 8-K.

01-07-2026

NASDAQ, Inc. entered into an amended and restated credit agreement on June 30, 2026, replacing its prior 2022 credit facility. The new agreement provides for a Revolving A Facility with a $330 million Alternative Currency Sublimit and a Revolving B Facility with a $295 million Alternative Currency Sublimit, with Bank of America serving as administrative agent and issuing bank. The facility includes sustainability-linked pricing adjustments tied to KPI metrics, reflecting NASDAQ's continued focus on ESG-linked financing.

• · The agreement amends and restates the Existing Credit Agreement dated December 16, 2022, which had been amended four times previously.
• · The facility includes a leverage ratio covenant (Section 6.06) and an Acquisition Holiday provision.
• · Sustainability-linked pricing adjustments are tied to KPI metrics as detailed in Schedule 2.20.
• · The agreement includes provisions for additional borrowers, incremental revolving commitments, and defaulting lenders.

01-07-2026

Jade Biosciences, Inc. (JBIO) entered into a license agreement with Paragon Therapeutics for exclusive worldwide rights to develop and commercialize monospecific and multispecific antibodies targeting an undisclosed target in all human therapeutic areas. The deal includes up to $22.0 million in development and regulatory milestones, plus up to $20.1 million in sublicensing fees, with low to mid-single-digit royalties on net sales. The agreement provides a five-year exclusivity period for Paragon not to generate monospecific antibodies against the target, but the financial impact is contingent on future development success and no near-term revenue is expected.

• · The license covers an undisclosed target in all therapeutic areas for human disease.
• · Royalty term ends on the later of 12 years from first sale or expiration of last valid patent in the country.
• · Paragon is restricted from generating monospecific antibodies targeting the same target for at least five years.
• · The agreement can be terminated by Jade Biosciences on 60 days' notice, or by either party for material breach or insolvency.
• · The full agreement will be filed as an exhibit to the Q2 2026 10-Q.

01-07-2026

Actelis Networks entered into an Exchange and Amendment Agreement with White Lion Capital on July 1, 2026, exchanging White Lion's right to receive commitment shares (including delisting penalties) for 9,850,000 shares of common stock and warrants. The amendment also removes the unfavorable delisting purchase notice mechanism and replaces it with amended purchase notice options at a 97% discount to market price minus $0.005, while the company remains delisted from Nasdaq. The company agreed to a 30-day standstill on purchase notices and will file new registration statements to register the securities.

• · The Amendment Commitment Pre-Funded Warrants have an exercise price of $0.0001 per share and become exercisable upon the earlier of a reverse stock split effective date or an increase in authorized share count.
• · The Amendment Commitment Common Warrants have an exercise price of $0.20 per share and become exercisable upon the company's successful listing on an Eligible Market, expiring 18 months thereafter.
• · Under the amended purchase notice options, the purchase price is 97% of the lowest traded price (or VWAP) minus $0.005, with the $0.005 amount not subject to proportional adjustment in a reverse stock split.
• · The company was delisted from Nasdaq on April 10, 2026, which triggered the Delisting Purchase Notice Mechanism that limited White Lion's purchase obligation to $0.0001 per share.
• · The Exchange and Amendment Agreement was entered into on July 1, 2026, and the securities were issued in reliance on exemptions under Section 4(a)(2) and Rule 506(b) of Regulation D.

01-07-2026

Hims & Hers Health, Inc. subsidiaries XeCare LLC and Apostrophe Pharmacy LLC entered into a Master Receivables Purchase Agreement with JPMorgan Chase Bank, N.A. on July 1, 2026, establishing an uncommitted facility for the sale of eligible receivables up to an aggregate outstanding amount not to exceed the Program Limit. The facility is uncommitted, meaning JPMorgan has sole discretion to decline purchases, and can be terminated by either party with three business days' notice. The agreement includes limited recourse provisions, with JPMorgan assuming credit risk for non-payment due to insolvency or general lack of creditworthiness of account debtors, but sellers retain joint and several recourse for receivables exceeding account debtor credit limits.

• · The facility is uncommitted, with JPMorgan having sole discretion to accept or decline purchase requests.
• · The agreement can be terminated by either party with three business days' written notice.
• · Sellers may request a one-year extension of the Purchase Termination Date by delivering a Facility Extension Request 30 to 60 days before the current termination date.
• · The purchase price for any receivable is calculated as the Purchase Percentage multiplied by the Net Receivables Balance minus the Purchase Discount.
• · The agreement is structured as a 'true sale' or 'true participation' for accounting and tax purposes, with a fallback security interest provision if recharacterized.

01-07-2026

Morgan Stanley Direct Lending Fund (MSDL) issued $350M of 6.100% Notes due 2031 via an underwriting agreement with multiple banks. The offering was made under an effective shelf registration statement, and the notes carry a fixed coupon of 6.100% with a 2031 maturity.

• · The underwriting agreement was entered into on June 29, 2026.
• · The offering was made under shelf registration statement No. 333-283477.
• · The underwriters include Truist Securities, BNP Paribas, MUFG, RBC Capital Markets, and SMBC Nikko.
• · The agreement includes customary representations, warranties, indemnification, and contribution provisions.

01-07-2026

Range Impact, Inc. (RNGE) announced a 50/50 joint venture with C2 Ventures to develop an AI infrastructure platform on its 9,000-acre Fola Mine Complex in West Virginia. The site offers strategic assets including over 100,000 acres of mineral interests, 100+ miles of roads, a dual-served rail line, 650+ million gallons of water in underground reservoirs, and access to multiple electrical transmission systems. While the venture positions the company to capitalize on AI-driven demand for power and digital infrastructure, the project is in early stages with no disclosed financial commitments or revenue projections, and the company's stock trades on the OTCQB market, indicating limited liquidity and higher risk.

• · The joint venture is between Range Sky View Land, LLC (Range Impact subsidiary) and Time Complexity WV, LLC (C2 Ventures portfolio company).
• · The Fola Mine Complex is located in Clay and Nicholas Counties, West Virginia.
• · The site includes a dedicated dual-served rail line and access to multiple electrical transmission systems.
• · Range Impact's stock trades on the OTCQB market, which typically has lower liquidity and higher risk compared to major exchanges.
• · No financial terms, investment amounts, or revenue projections were disclosed in the filing.

01-07-2026

Jackson Financial Inc. entered into a $1.25 billion revolving credit agreement on June 30, 2026, with Wells Fargo as administrative agent and a syndicate of banks including BofA, JPMorgan, and TD Securities. The facility includes a $500 million letter of credit sublimit and features pricing tied to the company's credit ratings, with initial pricing set at Category 3 (BBB/Baa2). The agreement contains standard financial covenants, including an Adjusted Consolidated Net Worth test, and replaces or supplements prior credit arrangements.

• · The credit agreement is governed by New York law and includes standard representations, warranties, and covenants.
• · The facility includes a negative pledge covenant and restrictions on consolidations, mergers, and asset sales.
• · The agreement contains provisions for mandatory prepayments and optional prepayments.
• · The facility has a maturity date extension mechanism (Section 2.18).
• · The agreement includes standard events of default and remedies.
• · The pricing grid is based on the company's Index Debt ratings from S&P and Moody's, with initial pricing at Category 3 (BBB/Baa2).

01-07-2026

Cadrenal Therapeutics announced a private placement with a single healthcare-focused institutional investor, raising $3 million upfront with potential additional proceeds of up to $5.8 million from the exercise of warrants. The net proceeds are expected to extend the company's cash runway into the first quarter of 2027, or into the second half of 2027 if warrants are fully exercised, to advance partnering opportunities for tecarfarin in Kawasaki Disease and CAD-1005 in CSA-AKI and HIT. However, there is no assurance that any warrants will be exercised, and the offering is subject to customary closing conditions and stockholder approval.

• · The offering is a private placement under Section 4(a)(2) of the Securities Act and Regulation D, and the securities have not been registered with the SEC.
• · The company has agreed to file registration statements with the SEC covering the resale of the unregistered securities.
• · Series C-1 warrants expire five years after the later of the Stockholder Approval Date and the effective date of a resale registration statement.
• · Series C-2 warrants expire twenty-four months after the effective date of a resale registration statement.
• · The offering is expected to close on or about July 1, 2026, subject to customary closing conditions.
• · Net proceeds will be used for working capital purposes.
• · CAD-1005 has received Orphan Drug and Fast Track designations from the FDA and orphan drug status from the EMA.
• · Tecarfarin is a late-stage oral vitamin K antagonist for chronic anticoagulation in patients with end-stage kidney disease, left ventricular assist devices, and potentially Kawasaki disease.

01-07-2026

OneMedNet Corporation entered into a Standby Equity Purchase Agreement (SEPA) with YA II PN, Ltd. (Yorkville) on July 1, 2026, allowing the company to sell up to $25 million of its common stock over a 36-month period. The agreement provides flexible financing but includes limitations such as a 4.99% beneficial ownership cap and an Exchange Cap of 11,386,834 shares (19.99% of outstanding shares as of June 30, 2026). Shares will be sold at 97% of market price, potentially diluting existing shareholders.

• · The SEPA terminates on its 36-month anniversary from July 1, 2026.
• · Each advance is limited to the greater of 500,000 shares or 100% of the 5-day average daily volume.
• · Yorkville cannot beneficially own more than 4.99% of outstanding voting power or shares.
• · The Exchange Cap of 11,386,834 shares represents 19.99% of the 56,952,652 shares outstanding as of June 30, 2026.
• · The company must file an effective resale registration statement before requesting any advances.
• · OneMedNet may set a minimum acceptable price per advance, below which it is not obligated to sell.

01-07-2026

Stark Focus Group, Inc. (SKFG) disclosed a change of control via a stock purchase agreement dated June 9, 2026, closing on June 25, 2026. MJG Polo LLC acquired 8,300,000 shares (83.43% of outstanding common stock) from Compass North Holdings Limited for $355,000. Concurrently, the board was expanded from one to two directors, Cao Zhi Fen resigned as director and officer, and David I. Rosenberg (Chairman) and John Lipman (CEO, CFO, director) were appointed, both affiliated with Lucid Capital Markets.

• · The Purchase Agreement contains customary representations, warranties, indemnities and covenants; the Company and Selling Stockholder agreed to indemnify the Purchaser for certain breaches.
• · Cao Zhi Fen's resignation was not due to any disagreement with the Company's operations, policies, or practices.
• · Neither Mr. Rosenberg nor Mr. Lipman has family relationships with any board member or executive officer, nor are they party to any transactions disclosable under Item 404(a) of Regulation S-K.
• · Mr. Rosenberg has over 30 years of investment banking experience and is a graduate of the University of Wisconsin-Madison.
• · Mr. Lipman has completed over 300 equity, convertible and debt offerings and advisory assignments, and earned his B.A. in Economics from Rollins College.

01-07-2026

Avalyn Pharma Inc. entered into a First Amendment to its Sublease Agreement with CRISPR Therapeutics, Inc. on June 29, 2026, expanding its office premises in Boston from approximately 8,774 to 13,708 rentable square feet and increasing future minimum lease payments by about $924,000 over the remaining term.

• · The amendment was effective June 29, 2026 and expands the subleased space from 8,774 sq ft to 13,708 sq ft.
• · Future minimum lease payments increase by $924,000 over the remaining lease term.
• · The sublease is with CRISPR Therapeutics, Inc. as sublandlord, and the original Sublease Agreement was dated August 29, 2025.
• · The company's executive offices are at 105 W First Street, Boston, Massachusetts.

01-07-2026

Alight, Inc. filed a restated certificate of incorporation with the SEC on July 1, 2026, which restates and integrates the existing certificate without amendments. The restated certificate details the authorized capital structure, including 61,895,000 total shares across multiple classes of common and preferred stock, with specific voting rights and dividend provisions.

• · The restated certificate does not amend the existing certificate; it only restates and integrates.
• · Class B Common Stock is divided into three series: B-1, B-2, B-3, each with 500,000 shares.
• · Class Z Common Stock is divided into Z-A (575,000 shares), Z-B-1 (35,000 shares), and Z-B-2 (35,000 shares).
• · Class A and Class V Common Stock have voting rights; Class B and Class Z Common Stock are non-voting.
• · Dividends on Class B Common Stock are contingent upon a Class B Conversion Event.
• · The closing date of the business combination is defined as July 2, 2021.

01-07-2026

NextBoat Inc. (NYSE American: NXB) announced a strategic partnership with MarineMax (NYSE: HZO), the world's largest recreational boat and yacht retailer, making MarineMax the first enterprise dealer group to adopt the NextBoat AI platform as its preferred wholesale and trade-in partner. The agreement is expected to drive increased volume across NextBoat's platform, accelerating growth in its marketplace, data, and financing businesses, and includes leveraging MarineMax's finance and insurance arm, Newcoast, to generate recurring revenue from financing and insurance. However, the filing contains no specific financial projections or current performance metrics, and the partnership's impact remains forward-looking with inherent risks.

• · NextBoat was founded in 2012 and previously known as Off The Hook YS Inc.
• · NextBoat's ecosystem includes Off The Hook Yachts, Autograph Yacht Group, Azure Funding, and proprietary lead-generation platforms.
• · MarineMax operates over 120 locations worldwide, including over 70 dealerships and 65 marina and storage facilities.
• · MarineMax's integrated business includes IGY Marinas, Fraser Yachts Group, Northrop & Johnson, Cruisers Yachts, and Intrepid Powerboats.
• · The partnership includes leveraging Newcoast, MarineMax's finance and insurance arm, to provide financing and insurance solutions across platform transactions.
• · The filing contains no specific financial projections, current platform volume, or transaction metrics.